SESSION 1B CONCENTRATOR OPTICS AND TRACKING ANTONIO MARTÍ AND KENJI ARAKI, CHAIRPERSONS OF THE SESSION 1B VALERY D. RUMYANTSEV FROM IOFFE PHYSICO-TECHNICAL INSTITUTE PRESENTS HIS PAPER: SOLAR CONCENTRATOR MODULES WITH FRESNEL LENS PANELS LEWIS FRAAS FROM JX CRYSTALS, INC. PRESENTS HIS PAPER: POSSIBLE IMPROVEMENTS IN THE CASSEGRAINIAN PV MODULE RICHARD L. JOHNSON JR. FROM PRACTICAL INSTRUMENTS, INC. PRESENTS HIS PAPER: HYBRID OPTIC DESIGN FOR CONCENTRATOR PANELS RALF LEUTZ FROM PHILIPPS-UNIVERSITY MARBURG PRESENTS HIS PAPER: NONIMAGING FLAT FRESNEL LENSES MAXIM Z. SHVARTS FROM IOFFE PHYSICO-TECHNICAL INSTITUTE PRESENTS HIS PAPER: THE NEW APPROACH TO DESIGN OF FRESNEL LENS SUNLIGHT CONCENTRATOR ROBERT A. MACDONALD FROM SOLFOCUS, INC. PRESENTS HIS PAPER: ACCEPTANCE ANGLE REQUIREMENTS FOR POINT FOCUS CPV SYSTEMS 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen SOLAR CONCENTRATOR MODULES WITH FRESNEL LENS PANELS V.D.Rumyantsev, A.E.Chalov, N.Yu.Davidyuk, E.A.Ionova, N.A.Sadchikov, V.M.Andreev Ioffe Physico-Technical Institute, 26 Polytechnicheskaya str., St.-Petersburg, 194021, Russia ABSTRACT A promising way for solar concentrator module design is the use of the highly-efficient multijunction III-V cells together with small-aperture area Fresnel-type solar concentrators. In the developed modules, the 50x 50 cm2 2 panels of integrated Fresnel lenses (each lens is 4x4 cm in aperture area) have a composite structure: microprisms are formed from transparent silicone contacting with glass sheet. A comprehensive analysis has been conducted concerning concentration properties of the lenses. Such a lens material parameter as refraction index and its dependence on wavelength was involved in computer modeling and measurement procedure at optical efficiency evaluation. As a result, lens profile was under optimization bearing in view different aspects, such as focal distance, receiver diameter, sun illumination spectrum, sensitivity spectra of the sub-cells in a triple-junction cell and others. Overall conversion efficiency in a test module of described design as high as 26.5% has been measured. INTRODUCTION One of the tendencies in concentrator photovoltaics development is a concept of decrease in the concentrator and cell dimensions on retention of a high sunlight concentration ratio. The first experimental modules of such a type consisted of a panel of lenses, each of 1 x 1 or 2 x 2 2 cm , focusing radiation on the AlGaAs/GaAs cells of sub-millimeter size [1,2]. At that time, formulated were main advantages of a module with small-aperture area concentrators: the requirements are essentially lowered imposed on the capability of heat sinking material to conduct heat, on its thermal expansion coefficient and on its thickness. The focal distance of such lenses appears to be comparable with the structural thickness of the conventional modules without concentrators. The advantages of the small-size concentrator cells are the following: lower ohmic losses at collection of lower current in the conditions of non-uniform light intensity distribution at high local photocurrent density; higher cell chip throughput from a wafer; possibility to apply the highproductive mounting methods. This approach resulted in creation of the “all-glass” photovoltaic modules with III-V cells and panels of small-aperture area Fresnel lenses 2 (each lens is 4 x 4 cm ) [3-5]. The lens panels had a “glass-silicone” composite structure. In recent works [6-8], Fresnel lenses are arranged on a common superstrate in a view of a panel of 12x12 lenses. One-junction cells as 2 small as 2x2 mm and 1.7 mm in designated area diameter operating at mean concentration ratio of about 700x are used in the PV modules [8] (see photograph in Figure 1). Figure 1. Array of the full-size concentrator modules [8]. In the case of use of the multijunction cells, two additional advantages may be noted for the modules of the described design. First of them is connected with lens structure: specific IR absorbtion in silicone microprisms with small average thickness may be disregarded at analysis of bottom sub-cell operation. The second may be formulated as lower sensitivity of small-size cells to chromatic aberrations of the refracting concentrators. Negative influence of this type of illumination nonuniformity can not be compensated by use of more dense contact grid, because lateral currents arise between subcells inside the cell structure. In present work a comprehensive analysis has been conducted regarding to concentration properties of the lenses matched in an optimum way with III-V triplejunction cells. Lens profile was under optimization bearing in view refraction index of silicone and its dependence on wavelength, focal distance, receiver diameter, sun illumination spectrum, sensitivity spectra of the sub-cells in a triple-junction cell and others. Overall conversion efficiency in test modules of described design as high as 26.5% has been measured. COMPUTER MODEL Optical diagram for computer simulation of lens operation is shown in Figure 2. Sunrays with divergence, corresponding to sundisk size, are incident upon the lens surface. After serial reflections and refractions on the airglass-silicone-air interfaces, they rich focal plane, where a receiver is situated. Overlapping the elliptical light spots 33 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen from different parts of the lens forms distribution of light intensity along the focal plane. Receiver of diameter d can accept certain part of light. This amount of light, divided by total amount of light, incident within lens aperture area and spectral range of receiver sensitivity, is defined as lens optical efficiency with respect to given receiver diameter. diameter should be as close (one to others) as possible for all of three spectral bands to eliminate negative action of the lateral currents flowing inside the cell structure. RESULTS: NORMAL POSITIONING Contours of the light distributions along receiver radius, as well as lens optical efficiencies for each of three spectral bands (for top, middle and bottom sub-cells) at receiver diameter variation are shown in Figure 3. G la s s 6 5 INITIAL DATA FOR COMPUTER SIMULATION Lens optical efficiency versus receiver diameter for different lens focal distances F was under consideration in computer simulation. Incidence angle of the sunrays upon lens surface was varied as well. Solar spectral curve AM 1.5d low AOD together with spectral sensitivity curves for a triple-junction InGaP/GaAs/Ge cell (for the case of a balance between photocurrent densities in the top and middle sub-cells, but excess of photocurrent in the bottom Ge sub-cell) were involved. Also, dependence of silicone refraction index on wavelength, measured within spectral range of λ=400÷1700 nm, was introduced in the calculations. Light absorption in glass sheet and thin silicone microprisms is believed to be insignificant. Glass and silicone have no antireflection coatings. Lens aperture 2 area is 40x40 mm at grooves pitch of 0.25 mm. Ideally smooth facets at sharp profile of the grooves is supposed as well. It should be noted, that distance F is defined as a focal one only by convention, because focusing the different spectral bands takes place at different distances from the lens. Actually, this is a distance, at which given receiver should be situated in given lens design. Result of calculation is a set of refracting angles in microprisms, at which optimum defocusing takes place for all of three spectral bands (corresponding to top, middle and bottom sub-cells), keeping up a balance between photon fluxes for top and middle sub-cells at possibly highest optical efficiency with respect to a given receiver diameter. Also, drop of optical efficiency in spectral band for bottom subcell should be compensated by excess of photocurrent in it. Finally, contours of light distributions within receiver 90 80 3 70 2 60 1 50 0 40 6 100 5 4 F=65 3 2 e f f ic ie n c y , % Figure 2. Optical layout for computer simulation. F=85 O p t ic a l F o c a l p la n e C o n c e n t r a t io n r a t io x 1 0 3 , s u n s S ilic o n e Focal distance (F) 4 100 1 0 6 5 4 90 80 70 60 50 40 100 F=45 90 80 3 70 2 60 1 50 0 40 0.0 0.2 0.4 0.6 0.8 1.0 1.0 1.2 1.4 1.6 1.8 2.0 Dist. along reciever radius, mm Reciever diameter, mm Figure 3. On the left: plots of sun concentration ratio on distance along receiver radius for the lenses with F=45, 65 and 85 mm. On the right: lens optical efficiencies for different receiver diameters. Solid lines correspond to spectral band suitable for top sub-cell in a triple junction photoreceiver, dotted and chain lines correspond to the middle and bottom sub-cells, respectively. 34 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen In Figure 3, focal distances in interval of F =45÷85 mm, and cell diameters in interval of d=1÷2 mm, are under consideration. At shorter F, lens optical efficiencies begin to be unacceptably low, whereas at longer ones off-normal acceptance angle of the concentrator system is too small (see below). For all F in above interval, lens profile can be optimized for minimization of a difference in light distribution contours for top and middle sub-cells. At the same time, contour for bottom sub-cell is sufficiently different. Remembering that there exists an excess of photocurrent in Ge sub-cell (up to 1.5 times), one can expect almost full coincidence of the contours for all the sub-cells in the case of F=85 mm. Lens optical efficiencies as high as 90% may be expected employing the cells with d≥1.6 mm. For shorter F, equalization of the currents begins to be more problematic for central cell areas, but it is achieved over total cell area at d≥1.2 mm and any F from regarding interval. Optical efficiencies at shorter F have a tendency to be lower. The most important difference between lenses of different focal distances consists in much higher sun concentration ratios (C) in receiver center, realizing by lenses with shorter F. This is quite right for top- and middle-cell contours, where C~2500x at F=85 mm, with increase up to C~5500x at F=45 mm. For contour of IR light it has a minor effect. RESULTS: OFF-NORMAL POSITIONING Another difference is revealed at consideration of an off-normal behavior of the concentrator system. Corresponding data are shown in Figure 4. Receiver diameter is 1.7 mm Optical efficiency,% It is seen from the presented results that the intervals of F=45÷85 mm and d=1.2÷2 mm can be supposed at development of the practical concentrator systems. On the other hand, these results did not include additional optical losses arising at lens fabrication. Although lens manufacturing method itself is characterized by a very high accuracy of the mould copying at polymerization of silicone, mould manufacturing process is not always perfect to produce quite sharp edges of the prisms by diamond cutting tool. It can be considered, that manufacturing errors degrade the performance of the optical concentrators to a greater extent at shorter focal distances, than at longer ones. However, shorter-in-focaldistance modules can be more appropriate for designer. Such modules may have a lower weight for the cost of the smaller module walls, or they expected to be more aesthetically attractive, even if overall module efficiency is limited by optical efficiency of the concentrators. One of the most important features of a concentrator is its capability to ensure a high mean sun concentration at local values as low as possible. This mitigates requirements to peak current density of the tunnel p-n junctions in triple-junction cell structure. Very often the cells can not be used in the high-concentration PV systems due to peak tunnel current limitations. Nevertheless, properly designed cells (for inctance, of Spectrolab, Inc.) demonstrate actual capacity for work at concentration ratios as high as 2000÷6000 suns [9]. OPTICAL EFFICIENCY IN PRACTICAL LENSES A setup with flash lamp and achromatic objective optics has been used for recording the light intensity contours. This was carried out by means of the spectrally filtered GaAs and GaSb cells through a hole of 0.15 mm in diameter (see Figure 5). Long focus of practical lenses waschosen (F=85 mm), taking into account the highest optical efficiency, predicted by theory, and high expected surface quality of the smaller in depth grooves in lens mould, fabricated by diamond cutting. Reasonable agreement with theory was observed. 100 F=65 mm 90 DISCUSSION OF THE THEORETICAL RESULTS 80 F=45 mm 70 F=85 mm 60 to p m id d le b o tto m 50 0,0 0,2 0,4 0,6 Off normal angle, degrees Figure 4. Off-normal curves for concentrator systems with one and the same receiver diameter d=1.7 mm and different lens focal distances. It is seen from the Figure, that a wider off-normal curve inheres in a system with shorter focal distance. On the other hand, advantage of the system with F=45 mm in comparison with that of F=65 mm is realized only at low enough optical efficiency. Regarding to the system with F=85 mm, it is characterized by the curve with almost flat part within ±0.2 degree of arc range, which can be ensured in the trackers developed by us earlier [6, 8]. Light intensity, relative units 1 .0 0 .8 0 .6 0 .4 0 .2 0 .0 0 .0 0 .2 0 .4 0 .6 0 .8 1 .0 1 .2 1 .4 1 .6 1 .8 2 .0 D is ta n c e a c r o s s r e c e iv e r d ia m e te r , m m Figure 5. Experimental contours of the light intensity distributions in focal spot of the lens with F=85 mm for spectral bands corresponding to top, middle and bottom sub-cells. 35 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen MEASUREMENTS OF THE TEST MODULES WITH FRESNEL LENS PANELS Operational abilities of the modules with Fresnel lens panels have been checked in respect to overall conversion efficiency by fabricating and outdoor measurements of test modules of reduced sizes. The modules similar to those described in [7] have been equipped with GaInP/GaAs/Ge triple-junction cells produced by Spectrolab, Inc. The cells were characterized by conversion efficiencies around 3234% (AM 1.5d) at indoor flash measurements at concentration ratio of about 1000x. In a module with 8-lens panel (2x4 lenses), the cells of 2 mm in diameter were mounted, being connected in parallel. Hermetically sealed module was installed on the sun tracking system. After the first outdoor characterization by manual I-V measurement equipment and by an automatic outdoor tester, the module was characterized indoors by a large-area flash solar tester [7] to compare corresponding results for outdoor and indoor measurements (see Figure 6). Overall module conversion efficiency as high as 26.5% was measured assuming cell temperature of 25C. 8-lens test module 1,2 1,0 Current, A 0,8 Isc=1.1 A Voc=2.88 V Im=1.061 A Vm=2.538 V Pm=2.693 W FF=85% Eff=24.55% (no temp. corr.) o Tamb=25 C 0,6 0,4 0,2 Isc=1.1 A Voc=2.999 V Im=1.031 A Vm=2.818 V Pm=2.905 W FF=88.05% Eff=26.48% (temp. corr.) 2 Ec=857 W/m 0,0 0,0 0,5 1,0 1,5 Voltage, V 2,0 2,5 3,0 Figure 6. Illuminated I-V curves measured on the 8-lens test module outdoors (St. Petersburg, June 16, 2006, 16 h. 43 m., ambient Т=25C, solid line) and indoors by a flash simulator (dashed line). Cell temperature is about 50C outdoors and 25C indoors. CONCLUSION Highly efficient multijunction cell is a key element of a concentrator PV system. Actual efficient functioning of this element is not possible without proper matching of its characreristics with those of the concentrator. Smallaperture area Fresnel lenses with composite “glasssilicone” structure demonstrate good potential for practical use. Optical simulation simplifies the performance evaluation of the concentrators, and may assist with the choice of solar concentrator parameters. ACKNOWLEDGEMENTS This work has been supported by the European Commission within the project FULLSPECTRUM of the VI Framework Program under contract no. SES6-CT-2003502620, and by the Russian Foundation for the Basic Research (Grant 05-08-18189). REFERENCES [1] V.M. Andreev, A.A. Alaev, A,B. Guchmazov, V.S. Kalinovsky, V.R. Larionov, K.Ya. Rasulov, V. D. Rumyantsev, “High-efficiency AlGaAs-heterophotocells operating with lens panels as the solar energy concentrators”, Proc. of the all-Union Conference “Photovoltaic phenomena in semiconductors”, Tashkent, 1989, 305-306 (in Russian). [2] V.M. Andreev, V.R. Larionov, V.D. Rumyantsev, M.Z. Shvarts, “High-efficiency solar concentrating GaAsth AlGaAs modules with small-size lens units”, 11 European Photovoltaic Solar Energy Conference and Exhibition – Book of Abstracts; abstract No 1A.15, Montreux, Switzerland, 12-16 October, 1992. [3] Project: INTAS96-1887, “Photovoltaic installation with sunlight concentrators”, Final Report, 2000. [4] V.D. Rumyantsev, V.M. Andreev, A.W. Bett, F. Dimroth, M. Hein, G. Lange, M.Z. Shvarts, O.V. Sulima “Progress in development of all-glass terrestrial concentrator modules based on composite Fresnel lenses and III-V solar cells”, Proceedings of the 28th PVSC, Anhorage, Alaska, 2000, 1169-1172. [5] A.W. Bett, C. Baur, F. Dimroth, G. Lange, M. Meusel, S. van Riesen, G. Siefer, V.M. Andreev, V.D. TM Rumyantsev, N.A. Sadchikov, “FLATCON –modules: technology and characterization”, Proceedings of 3rd World Conference on Photovoltaic Energy Conversion (2003) 3O-D9-05. [6] V.D. Rumyantsev, A.E. Chalov, E.A. Ionova, V.R. Larionov, N.A. Sadchikov, V.M. Andreev, “Practical design of PV modules and trackers for very high solar concentration”, Proc. on CD of the Second Int. Conf. on Solar Concentrators for the Generation of Electricity or Hydrogen, Scottsdale, Arizona, May 2005. [7] V.D. Rumyantsev, N.A. Sadchikov, A.E. Chalov, E.A. Ionova D.J. Friedman, G. Glenn, “Terrestrial concentrator PV modules based on GaInP/GaAs/Ge TJ cells and minilens panels”, ”, Proceedings of the IEEE 4th World Conference on Photovoltaic Energy Conversion, Hawaii, May 7-12, 2006, pp. 632-635. [8] V.D.Rumyantsev, N.A.Sadchikov, A.E.Chalov, E.A.Ionova, V.R.Larionov, V.M.Andreev, G.R.Smekens, E.W.Merkle “Pilot installation with “all-glass” st concentrator PV modules”, Proceedings at the 21 European Photovoltaic Solar Energy Conference, Dresden, 2006, pp. 2097-2100. [9] V.M. Andreev, E.A. Ionova, V.R. Larionov, V.D. Rumyantsev, M.Z. Shvarts, G. Glenn, “Tunnel diode revealing peculiarities at I-V measurements in multijunction III-V solar cells”, Proceedings of the IEEE 4th World Conference on Photovoltaic Energy Conversion, Hawaii, May 7-12, 2006, pp. 799-802. 36 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen POSSIBLE IMPROVEMENTS IN THE CASSEGRAINIAN PV MODULE 1 L. Fraas1, J. Avery1, L. Minkin1, and E. Shifman2 JX Crystals Inc, 1105 12th Ave NW, Suite A2, Issaquah, WA 98027, 2 Concentrated Solar Energy, Las Vegas, NV lfraas@jxcrystals.com ABSTRACT A Dual-Focus Cassegrainian module using a dichroic secondary mirror is reported with an outdoor measured efficiency of 30.8% at operating temperature. This Dual-Focus Cassegrainian module used 32% efficient dual junction cells at the center of the primary mirror along with a second 6% efficient GaSb booster cell behind a dichroic secondary. Herein, it is noted that a string of dual junction InGaP/GaInAs cells series connected with a string of GaSb cells outperforms a module with traditional monolithic triple junction cells both because of the higher voltage generated in the GaSb cell and also because the cells in our Dual-Focus Cassegrainian module operate at lower temperatures since the heat load is divided. CASSEGRAINIAN MODULE The Cassegrainian solar concentrator module concept shown in figures 1 uses a primary mirror with a dichroic secondary mirror to split the solar spectrum into two parts and direct the infrared and near visible portions of the spectrum to two separate cell locations [1, 2., 3]. Figure 2 shows a photograph of one of our Duel-Focus Cassegrainian modules. The primary mirror in this module has dimensions of 25 cm by 25 cm. This prototype solar concentrator PV module used InGaP/GaAs dual junction (DJ) cells located at the near-visible focus at the center of the primary and GaSb infrared solar cells located behind the secondary. Cassegrain PV Module GaSb Cell GaSb IRIR Cell InGaP/GaAs InGaP/GaAs 2J Cell 2J Cell 33% Efficient PV Module Figure 1: Dual-Focus Cassegrainian module concept. Figure 2: Photograph of a Dual-Focus Cassegrainian module in outdoor testing. Cassegrainian modules using first and second iteration cells were mounted on an Array Technologies 2axis tracker and measured in outdoor sunlight as shown in figure 3. The results for the first iteration have been reported previously [2]. Note in figure 3 that instruments for measuring the direct and global solar flux are also mounted on this tracker. The results for the second iteration cells are summarized in table I. Table I: Performance Summary Packaged Projected Measure Measure Cells at STC with at Module STC 90% Operate at STC Optical Temp (April 28) Effic (April 28) DJ Cell 17.4 W 15.7 W 14.4 W 15.1 W Power DJ Cell 31.5% 28.4% 26.1% 27.3% Effic. IR Cell 3.64 W 3.28 W 2.6 W 3.1 W Power IR Cell 6.6% 5.9% 4.7% 5.6% Effic. Sum 21 W 19 W 17 W 18.7 W Power Sum 38.1% 34.3% 30.8% 32.9% Effic. NIP DNI = 0.92; Area = 600 cm2; Input Power = 55.2 W 37 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen front sheet with holes where IR cell packages complete with heat sinks and the dichroic secondary mirror are mounted. An array of primary mirrors is then mounted on posts extending up from the back sheet and then these 3 arrays are captured by side-wall aluminum extrusions. Cassegrain Panel Components 1. Glass plate window with IR cell assemblies. 2. Back panel with visible light sensitive cell assemblies. 3. Primary mirrors. 4. Aluminum frame extrusions. 5. Power out junction box. Figure 3: Photograph of 3 Cassegrainian modules mounted on a 2-axis solar tracker with associated illuminated current vs voltage measurement equipment and direct and global solar intensity monitors. Referring to column 3 in table I, at actual operating temperature, the power produced by the DJ cell was 14.4 W and the power produced by the IR cell was 2.6 W for a combined electrical output power of 17 W. The direct solar intensity reading was 919 W / m2. So for the module area of 600 cm2, the input power was 55.2 W. These numbers translate to a module efficiency of 30.8%. From the Voc readings for the two cells, we can also determine the individual cell temperatures. The DJ cell was operating at 12.5 C above ambient and the IR cell was operating at 30 C above ambient. The DJ cell temperature is really remarkable given that it was operating at a geometric concentration ratio of 1200 suns. While the IR cell operating temperature is acceptable, there is room for improvement in the IR heat sink fin design to decrease that cells operating temperature still further. CASSEGRAINIAN PANEL DESIGN Having now demonstrated a respectable Cassegrainian module, we are now moving on to a full size panel. Here, we define a module as a complete set of unique cell and optical components and a panel as an array of modules. Figure 4 shows a Cassegrainian panel consisting of a 3 by 6 array of modules. As this figure shows, this panel consists of a metal back sheet with an array of holes where DJ cell packages complete with heat sinks are mounted. The panel also comprises a glass Figure 4: Cassegrainian panel design. This particular panel is a 3 x 6 array with dimensions of 750 mm x 1500 mm, about the same size as a silicon 180 W panel. However, extrapolating from column 2 in table III, this panel should produce 340 W. OPTIMAL CELL SELECTION Our dichroic-secondary Cassegrain module design actually guarantees a panel performance greater than can be achieved with today’s monolithic triple junction cells alone. Higher combined cell efficiencies can result by simply combining the GaSb cell as a booster cell along with a monolithic InGaP/GaAs/Ge triple junction cell. Since the Ge cell in the triple-junction cell produces current in excess of that available to the InGaP and GaAs cells, the reflection-to-transmission wavelength for the dichroic filter can be adjusted to provide just enough current to the Ge cell. Then the excess IR photons are transmitted to the GaSb cell. Figure 5 will aid in understanding how this can work. Notice the 4 plateaus in the accumulated Jsc curve in this figure. There is a plateau at 35 mA/cm2 and 0.9 microns corresponding to a water vapor absorption line just below the GaAs band edge. The InGaP and GaAs cells share this current with half each. Next notice that there is another plateau at 52 38 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen mA/cm2 at about 1.4 microns. Setting the dichroic transition wavelength now at 1.4 microns will give 5235=17 mA/cm2 to the Ge cell. This then leaves another 10 mA/cm2 for the GaSb cell. Notice that the 4th plateau at 1.8 microns indicates that there is really no current available in the interval between the GaSb band edge at 1.8 microns and the Ge band edge at 2 microns. We calculate then that the GaSb cell should be able to add another 2.5 percentage points to the triple junction demonstrated efficiency of 39% to bring the total to 41.5%. Table II: Cell performance predictions for series conneccted 2J and 3J Dual-Focus Cassegrainian panel configurations. Cell Composition Series 2J Panel GaAs(0.95) P(0.05) Al(0.95) Ga(0.05)As GaSb Series 3J Panel In(0.6) Ga(0.4)P Ga(0.9) In(0.1)As GaSb Figure 5: Graph showing the current available from the terrestrial spectrum as a function of the longest wavelength that a given semiconductor can absorb. While using an existing triple junction cell with a GaSb cell might be a fast path to higher efficiency, 2 terminal wiring of a production panel would present problems. Our wiring plan for our Dual-Focus Cassegrainian panel as shown in figure 6 is to interconnect all of the cells of both types in series. With this in mind and referring to column 3 in table I, more work on the visible light sensitive cell is required. We see 2 possible options as summarized in table II. For low cell cost, we can use a simple GaAs(0.95)P)0.05) single junction cell array series connected with the GaSb IR cell array with all cells operating at about 10 Amps [4]. This option should allow a panel efficiency of over 30%. Alternately for still higher panel efficiency, indium can be added in both junctions in an In(0.6)Ga(0.4)P / Ga(0.9)In(0.1)As DJ cell and a cell array of this type can then be series connected with the GaSb IR cell array operating at a current of about 7 Amps [4]. This option should allow a panel efficiency of over 35%. Current Partition AM1.5 1sun Theory Jsc (mA/cm2) Cut-on Wavelength (microns) Eg (eV) Practical Target Efficiency 45% 27.9 0.82 1.5 24.3% 45% 27.9 0.82 1.5 24.3% 55% 34.1 1.77 0.7 11.5% 35.8% 30% 18.6 0.73 1.7 19.6% 30% 18.6 0.99 1.25 12.8% 40% 24.8 1.77 0.7 8.5% 40.9% Of these two alternate choices for cell sets, we prefer the InGaP/GaInAs-GaSb 3 junction cell set both because the panel efficiency will be the highest but also because the heat load on the GaSb cell will be reduced relative to either the InGaP/GaAs already demonstrated case or the hypothetical GaAsP case. LOW COST PRIMARY MIRROR Before a Dual-Focus Cassegrainian panel can be produced as a product, the optical components will need to be developed. We start here with a discussion of the primary mirror. There are potentially near term and longer-term solutions to the problem of low cost mirror manufacturing. Perhaps the long-term solution will be a dedicated specially designed coating machine for the deposition of mirror films on preformed mirror substrates. However, herein, we describe a compromise nearer term low-cost mirror fabrication scenario. We can address the low cost primary mirror issue by taking advantage of the fact that two separate companies now make low cost mirror material in a roll to roll process. This is the material that we are using on our 3-sun project. It costs about $20 per square meter. There are two requirements for making Cassegrain primary mirrors. There is a forming requirement and a coating requirement. Our thesis is that forming is much cheaper than coating and coating in a roll to roll process will be much cheaper than batch coating a parabolic formed part. So we plan to first coat a film (which is already being done) and then apply the coated film to a formed substrate as shown in figure 7. The result can be a lower cost primary mirror made by coating a flat aluminum sheet, then stamping radial slits followed by forming into a final parabolic shape. The slits minimize distortion of the coated surface and coating in the flat form minimizes costs. The primary mirror photo in figure 8 lends credibility to the proposed fabrication concept. Figure 6: All cells in a panel are wired in one series string. 39 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen cooler, there is an additional voltage advantage for the Dual-Focus case of 3 x 30 x 2 mV = 0.18 V. Combining these 2 effects gives a voltage advantage of 0.38 V and that will translate to a 4 percentage-point advantage in higher conversion efficiency for the Dual-Focus configuration. Unfortunately, efficiency and performance are not really the problems for this proposed configuration. The problem is funding for system integration and manufacturing scale up. REFERENCES [1] Lewis M. Fraas, J. E. Avery, H. X. Huang, E. Shifman, K. Edmondson, R.R. King, “Toward 40% and Higher st Multijunction Cells in a New Cassegrain PV Module”, 31 IEEE PVSC, Florida, USA (Jan. 2005). [2] L. Fraas, J. Avery, H. Huang, Leonid Minkin, She Hui, Eli Shifman, “Towards a 33% Efficient Cassegrainian Solar Module”, Shanghai, October 2005. Figure 7: The 4 steps in a hypothetical Cassegrainian mirror fabrication process shown are as follows: • Step 1: Roll to roll mirror coating on plastic film • Step 2: Cut flat form leaf pattern • Step 3: Vacuum pickup with ball transfer tool • Step4: Apply adhesive and press into mirror support parquet [3] L. Fraas J. Avery, H. Huang, Leonid Minkin, and Eli Shifman, “Demonstration of a 33% Efficient Cassegrainian Solar Module”, 4th World Conference on Photovoltaic Energy Conversion, Hawaii, May 2006. [4] Lewis M. Fraas, Patent pending Figure 8: Primary mirror formed from patterned flat sheet. CONCLUSION The Dual-Focus Cassegrainian module described here can have a significantly higher energy conversion efficiency relative to a concentrator panel using just monolithic triple junction cells. This higher conversion efficiency is a result of 2 benefits. First, the GaSb cell can produce a higher voltage relative to a Ge cell by at least 0.2 V if all cells are operated at 25 C. However, because the Dual-Focus cell configuration splits the heat loads, there is an additional advantage for the Dual-Focus cell configuration. If the cells in the Dual-Focus Cassegrainian panel operate 30 C 40 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen HYBRID OPTIC DESIGN FOR CONCENTRATOR PANELS R.L. Johnson Jr. Practical Instruments, 133 N. San Gabriel Blvd. Suite 205, Pasadena, CA 91107, USA ABSTRACT CONCENTRATING TROUGH Practical Instruments’ Heliotube™ integrates individually articulating concentrator troughs into a flat panel format compatible with rooftop installation methods. Heliotube’s hybrid optical design provides 10x geomtetric concentration with a ±2° acceptance angle. Each trough has a hybrid primary optic comprising a parabolic reflector and a Fresnel lens arranged in parallel such that the lens concentrates rays near the optical axis and the reflector concentrates rays farther from the axis. This lens-reflector combination enables Heliotube to have a height/width ratio suitable for densely packing troughs while utilizing the full aperture of each trough to collect sunlight. Additionally, the lens-reflector combination allows Heliotube to track the sun daily in one axis while mitigating the effect of seasonal sun variations. Furthermore, the optical design provides sufficient field of view to self-power the tracking electronics using diffuse sky radiation when not pointed at the sun. Each concentrator trough (Fig. 2) includes an acrylic Fresnel cover, a parabolic reflective trough constructed from MIRO™[1], and a photovoltaic receiver comprising 14 solar cells. The trough fully encloses the receiver protecting it from the environment. The two end caps provide the pivot axis about which the trough is rotated to track the sun. Within the panel, troughs are connected by a common link arm and are articulated in unison using a single motor. Additionally some troughs house wide and narrow angle sun sensors used by the panel control electronics to sense the relative sun position. Concentrating Solar Panel By packaging concentrating troughs into a solar panel format, Heliotube (Fig. 1) combines the cost saving advantages of concentrator technology with the installation convenience and market acceptability of traditional flat panels. Heliotube conforms to accepted mounting and wiring practices facilitated by its relatively low profile and ability to self-power. The combination of intelligent closed loop sun tracking and novel optical design enable 2 Heliotube to provide an equivalent W/m solar panel at a fraction of the cost of traditional solar panels. Fig. 2. Trough Concentrator HYBRID OPTICS Fig. 1. Heliotube: Concentrating Solar Panel Heliotube’s patent pending optical design is a 1D prime focus concentrator that combines the best aspects of reflective and refractive components. Rather than having a single element concentrate the entire entrance aperture, the hybrid optic approach splits the aperture between a reflective trough and a refractive lens. As illustrated in Fig. 3, the parabolic trough reflects rays farthest from the optical axis onto the receiver located at the bottom of the trough. In contrast, the Fresnel lens refracts rays near the optical axis onto the receiver. Splitting the aperture in this way overcomes problems associated with purely reflective and refractive solutions. 41 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen that has a greater wind profile and less “panel-like” characteristics. Fresnel Lens Fig. 3. Hybrid Optic Reflective Trough The active area of the reflective trough has a compound parabolic concentrator (CPC) profile. A property of CPCs and other bottom focusing reflectors is that rays closer to the optical axis strike the focal plane with a larger angle of incidence than rays at the outer edge of the reflector. Because of total internal reflection (TIR) at the receiver encapsulant interface, there is a limit to the incidence angle at which rays will be absorbed by the cells. To address this issue, CPC designs typically have either a large height/width ratio or incorporate a collimating secondary optic between the primary and the receiver. In either case, these solutions result in a concentrator with a unfavorable height/width ratio for a given concentration level. Fig. 4 compares a CPC with the same concentration ratio to Heliotiube’s hybrid optic. Heliotube incorporates a four zone 1D Fresnel lens with an aperture 52% of the full trough aperture. Having four zones allows for a sufficiently thin lens while minimizing scattering losses at the zone boundaries. In contrast, a full aperture Fresnel lens would either require a much larger thickness or significantly more zones for a given focal length. Rays farther away from the optical axis require more bending which makes a Fresnel less efficient at the edges and exhibit increased chromatic aberration. From a manufacturing standpoint, fewer large zones allow the lens to be made using standard and less costly injection molding techniques. Concentration, Acceptance Angle, & Beam Uniformity Heliotube troughs provide a 10x geometric concentration with an acceptance angle of ±2°. The nominal design has a 5” aperture, a 0.5” receiver and a height/width ratio ≈ 1. Taking into consideration the scattering and absorption losses of the reflector and lens, each trough has an 8x optical concentration factor. The acceptance angle allows for mispointing due to mechanical variations and control errors. Fig. 5 plots normalized flux as a function of input angle. Fig. 5. Acceptance Angle Performance Fig. 4. Hybrid Optic vs. CPC In order to concentrate the full aperture, the CPC exit aperture must be the same size as the receiver. To comparably limit the angle incidence the slope at the bottom of the CPC must be the same as the slope of hybrid optic reflector at the edge of its active region. Consequently the CPC design has a height/width ratio several times that of the hybrid optic design. Such large height/width ratios make it impossible for individual troughs to articulate and be closely spaced. One option would be to have fixed troughs on an articulating panel, however this would not allow the panel to lie flat on a roof and would require larger more expensive tracking solutions. Another option would be to space the troughs far apart resulting in very few troughs per panel or very large panels. Either of these options result in a taller panel Beam uniformity is often a concern with concentrators because highly non-uniform beams can result in localized hot spots that reduce cell efficiency [2]. The beam profile is shown in Fig. 6 for on axis and off axis conditions for a 1 W ½° source. On axis, both reflector and lens concentrate onto the center 1/3 of the receiver resulting in a localized concentration of 24x. The off axis conditions reveal that the hybrid optic helps maintain beam uniformity because the focal spots generated by the reflector and lens translate in opposite directions as the input beam moves off-axis. As a result, the flux density never exceeds the on-axis condition over the entire acceptance angle. By optimizing the receiver for the onaxis concentration, Heliotube avoids hot spots and can operate efficiently over its acceptance range. 42 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen On Axis 1° Off Axis 1000 1000 Trough Lens 100 1 -0.3 -0.2 -0.1 0.1 0 0.1 0.2 0.3 10 W/cm2 W/cm2 100 Combined 10 1 -0.3 -0.2 -0.1 0.1 0.001 0.001 0.0001 0.0001 x(in) 1000 1000 100 100 0 0.1 0.2 0.3 W/cm2 W/cm2 0.1 0.3 Effects Of φ 10 1 -0.1 0.2 2° Off Axis 10 -0.2 0.1 x(in) 1.5° Off Axis -0.3 0 0.01 0.01 -0.3 1 -0.2 Trough Lens Combined 0.01 0.001 0.0001 -0.1 0.1 0 0.1 0.2 0.3 0.01 0.001 0.0001 x(in) optical axis. As a result, when the troughs are aligned to the sun’s longitude angle θ, the sun’s position relative to the troughs’ optical axis can be characterized by the latitude angle φ. x(in) Fig. 6. On & Off Axis Beam Profile TRACKING In order to generate significant power, Heliotube must align its troughs with the sun. Sun sensors incorporated into some of the troughs provide feedback to the control system in order to articulate the troughs to track the sun’s longitude as it moves across the sky. By tracking the sun, Heliotube generates peak power throughout a longer portion of the day. Elevation Tracking Fig. 7 shows a normalized flux profile as a function of declination angle. Between 0 and 25 degrees Heliotube generates full power as all tubes are fully illuminated. As the declination angle increases beyond 25 degrees, adjacent tubes begin to shadow each other reducing incident solar flux and the panel output. Latitude angle affects the reflective and refractive components of Heliotube differently. The reason for this is because reflection is a linear operation allowing the principle of superposition to be applied; whereas refraction is a non-linear operation and superposition cannot be applied. When the trough is aligned to the sun’s longitude angle, incident rays have a component that is parallel to the optical axis (z) and a component that is parallel to the axis of rotation (y). In the case of a reflective surface, the z components get concentrated along the x-axis but the y components are not affected because they are parallel to the reflection plane. Consequently, the reflector exhibits no aberrations from off-axis rays that are parallel to optical plane. The incident flux on the receiver is therefore just the cosine projection of solar vector onto the reflector’s aperture In the case of the Fresnel lens, Snell’s Law cannot be applied separately in each axis. Consequently the component of the refracted ray parallel to the x-axis is a function of φ as is the component parallel to the y-axis. The net result is that the effective focal length of the Fresnel decreases as φ increases. This effect is illustrated in Fig. 8 in which the rays traced are parallel to the optical plane but off-axis relative to the y-z plane by 20 degrees. Heliotube 1 Normalized Flux 0.8 0.6 0.4 0.2 0 0 10 20 30 40 50 60 70 80 90 100 θ(°) Fig. 7. Normalized Flux vs. Declination Angle Seasonal Variations Because the panel is a single axis tracker it does not account for seasonal variations in the sun’s latitude angle. Consequently, the tracking control system can only align the optical plane of each trough to the sun and not the Fig. 8. Off Axis Aberration Rays reflecting off of the trough are focused correctly on the receiver. Rays refracted by the Fresnel lens come to a focus in front of the receiver. In this particular case, the aberration does not cause rays to miss the receiver and therefore the solar flux on the receiver follows the cosine law. As φ increases, however, the aberration eventually causes rays to miss the receiver and the receiver flux decreases. Combining the off axis effects of 43 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen the reflector and the lens according to the contributions of the respective apertures yields the following plot of flux versus off-axis latitude angle (Fig. 9). field of view is provided by the non-concentrating windows in the cover between the lens and the reflector. Fig. 11 illustrates Heliotube’s field of view with respect to diffuse sky radiation. 1 Reflector Lens Heliotube Normalized Flux 0.8 0.6 0.4 0.2 0 0 10 20 30 40 50 60 70 80 Φ(°) Fig. 9. Heliotube’s Latitude Angle Performance Figure 9 indicates that the hybrid optic has a ±25° degree window where the lens is unaffected by latitude induced aberration. In contrast, a comparable full aperture Fresnel would exhibit a much narrower window. Consequently, such a concentrator is required to track both sun axes. In order to lie flat on the roof, panels incorporating lens-only concentrators could be mounted on large rotation platforms. Such platforms are generally expensive and do not conform to typical panel mounting practices. Alternatively, such panels could be tilted seasonally either by automated or manual means. In either case, having to track in the second axis results in less – flat panel-like systems. Because the hybrid optic approach limits the effects of the latitude aberration, Heliotube is able to track in one axis only with an estimated annualized performance degradation of less than 10%. Fig. 10. Diffuse Sky Field Of View CONCLUSION Heliotube’s hybrid optic design delivers a simple and effective solution enabling concentrator technology to compete in the rooftop solar market. At present Practical Instruments is taking Heliotube from the prototype pictured in Fig. 11 into production. As we work to fine tune manufacturing issues, we are confident that the advantages of using the hybrid optical design will enable us to deliver a reliable and less expensive concentrating alternative to traditional solar panels. SELF POWERING Providing an external power source to bootstrap a concentrator’s tracking control system is a barrier for many installers of traditional photovoltaic systems. Battery and other energy storage solutions could be employed but have limited lifetime issues. Borrowing power from the grid is also possible, but adds another level of installation complexity and isolation problems. Heliotube overcomes this hurdle by providing a fully solar self-powered solution. By combining low power intelligent control system techniques and the hybrid optical design, Heliotube generates sufficient power to track even when not pointed at the sun. In fact, Heliotube is able to self-power each morning as the sun rises in the east while its troughs are facing west. The key to self-powering is the hybrid optics ability to collect enough diffuse radiation from the sky. Whereas most concentrator designs have a field of view limited to the acceptance angle of the concentrating optics, Heliotube’s, hybrid optic approach provides a 30° field of view by which the receiver can see the sky. This added Fig. 11. Prototype On The Rooftop FINAL NOTE At the time of this writing, Practical Instruments is in the process of changing its name to Soliant Energy. REFERENCES [1] MIRO is a registered trademark of Alanod [2] E.T.Franlin, J.S. Coventry. “Effects of Highly Nonuniform Illumination Distribution on Electrical Performance of Solar Cells”. Proc. 40th ANZSES Conference, Newcastle, Australia, November 2002. 44 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen NONIMAGING FLAT FRESNEL LENSES R. Leutz Physics Department, Philipps-University, Renthof 5, 35037 Marburg, Germany; ralf.leutz@physik.uni-marburg.de, phone +49-6421-2824148, fax +49-6421-2826535 ABSTRACT Nonimaging flat Fresnel lenses are designed based on imaging flat Fresnel lenses. The flat Fresnel lens has three geometrical degrees of freedom: two surfaces and the decoupling of the local slope of the prism from the global shape of the lens. The third degree of freedom is used to create a finite size focal area illuminated with a prescribed irradiance pattern. The lenses show moderately increased tracking sensitivites but are characterized by the absence of hot spots. The maximum concentration ratio along with dispersion are discussed. This sounds simple, but it takes the flat Fresnel lens one step beyond its image as the aspheric version of the plano-convex singlet lens. Just as the aspherical lens (or the Fresnel lens) can be designed to correct spherical aberrations, it can be used to create a defined irradiation pattern. This paper discusses possibilities to customize the design of flat Fresnel lenses for solar applications, i. e. deterministic aberrations detailed in this paper, as compared to point-focussing, and blue-edge, or red-edge designs [1,2]. The analysis encompasses tracking sensitivity, and irradiance distribution on the target, as caused by the design of those nonimaging flat Fresnel lenses. INTRODUCTION DESIGN STRATEGIES Is it possible to design nonimaging flat Fresnel lenses? How many degrees of freedom does the flat Fresnel lens have? The answer is three; two for its two surfaces, and one for decoupling the global shape of the lens and the local slope of the prisms. A change of material could be regarded as the fourth degree of freedom, but this is equivalent to changing the prism angle, or the refractive power of the lens. The upper surface of the simple Fresnel lens is flat. This leaves two degrees of freedom. One is used to focus the light onto the focal point. The second degree of freedom (the fact that each prism can be oriented independently) may be used to spread the focus deterministically (or statistically) around the focal point, creating a defined irradiance distribution on the receiver. Figure 1 shows the design strategies explored in the cause of this work. The standard point focus design (Fig. 1a) often yields a hot spot target irradiance pattern which for all but the highest concentration ratios may be only partially illuminating the cell. Partial illumination of the cell generally is inefficient. Fig. 1b shows a fixed focal area. Blue-edge or red-edge designs are similar to this concept. Focussing all rays onto a ring (assuming the design is rotationally symmetric, or 3D) on the target leads to a doughnut-shaped irradiance distribution. Depending on concentration ratio, this may result in good irradiance uniformity. The irradiance distribution on the target depends on three factors, the cosine of the impinging ray (its projected Figure 1: Strategies for the design of flat Fresnel lenses, (a) point focus design, (b) fixed focal area, (c) statistical or folding focus design 45 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen width), the dispersion of the lens (the beam width depends on the spectrum of the incident light, and the prism material and angle), and the divergence angle of the source. The half angle of the solar disk is 0.28°. For extremely high concentration ratios well above 10.000 suns, sunshape (the brightness variations across the solar disk) must be considered. IRRADIANCE AND BEAM SPREAD The irradiance distribution on the target of a refractive concentrator depends on the three beam spread factors cosine-effect, dispersion, and sunshape. Dispersion is the most critical of the three, as shown in Figs. 4-6. The geometrical concentration ratio, hence the size of the nominal focal area, receiver or cells size, interacts with the three beam spread factors cosine-effect, dispersion, and sunshape. The higher the geometrical ratio of the lens, the more likely it is that the cross-section of the beam exceeds the size of the target. In that case, the strategy of point-focussing yields acceptable results in terms of irradiance distribution. Typical concentration ratios of flat Fresnel lenses for photovoltaic applications are in the range of 500 suns. The geometrical concentration ratio is defined as r2 C = lens 2 rrec ⇔ rrec = 0.045 rlens , (1) Figure 4: Irradiance distribution on the target of a lens designed with focal rings rings of equal area (Fig. 3). Monochromatic and parallel incidence. Note the doughnutshape of the distribution where the indices define the radii of the lens and the receiver, respectively. Whether the spread of the dispersed beam is larger or smaller than the target depends on the focal length and aspect ratio of the concentrator. When the beam spread is much smaller than the receiver size, the folding focus design of Fig. 1c can be used to modify irradiance patterns. The folding of the focus moves the intersection with the receiver plane of any ray from a given prism to a defined location. In a first-order approximation for three-dimensional (3D) systems the irradiance decreases with the square of the distance from the optical axis of the system. Therefore, it makes sense to increase the density of rays with increasing radius, as shown in a comparison in Figs. 2 and 3. Figure 2: Ray footprint of lens designed with equal spacing between rays on the target Figure 3: Ray footprint of lens designed for uniform irradiance on the target The design in Fig. 3 tends to deliver a more uniform irradiance distribution on the target. The dependence of the resulting irradiance pattern on the factors affecting the beam spread are discussed in the following section. Figure 5: Irradiance distribution on the target of a lens designed with focal rings rings of equal area (Fig. 3). Monochromatic incidence and sunshape 0.28° Figure 6: Irradiance distribution on the target of a lens designed with focal rings rings of equal area (Fig. 3). Sunshape 0.28° and solar spectrum 300-1900 nm. The shape of the distribution shows a moderate hot spot All ray-tracing simulations in Figs. 4-6 were performed with an identical lens. The results indicate the 46 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen importance of the dispersion for the shape of the irradiance distribution on the receiver. Further modifications of the design are required to soften the moderate hot spot observed in Fig. 6. FURTHER DESIGN TACTICS The design strategy outlined above can be modified and changed in detail in order to achieve a prescribed irradiance distribution and concentration. These tactics allow for the elimination of hot spots in the center of the receiver. For the three strategies pictured in Fig. 1, typical irradiance distributions are given in Fig. 7, for threedimensional flat Fresnel lenses. Figure 8: Tracking sensitivity for the lenses with irradiance distributions shown in Fig. 7. Increased uniformity of the irradiance on the target leads to moderately higher tracking sensitivity Why is it impossible to create a ‘pillbox’-shape of the irradiance distribution in Fig. 7? The beam spread depends on dispersion and size of the solar disk. The cosine-effect may be neglected in the following considerations, as its influence on beam spread depends on prism size. Accordingly, the cosine-effect is small for small prisms. The dispersion can be calculated. The rotation of a ray at a prism is [2,3] Figure 7: Irradiance distributions on the target for the design strategies shown in Fig. 1, ‘off-focus’ refers to the strategy in Fig. 1b. Note how the peak irradiance is reduced in favour of a lower concentration ratio. The concentrator is rotationally symmetric As an extreme example, the lens named ‘random focus 0.75 lens’ is a design where a focal area defined to have a radius 75% of the nominal radius for the desired concentration ratio of 500 suns is illuminated randomly. This is, first, not very scientific (I noted above that the density of rays must be increased squarely with radius), and, secondly, results in a random pattern of prism angles at the lens, which may be cumbersome to manufacture. dϕ = t dn ∆λ . l dλ (2) The lengths t and l describe the prism angle. For the solar spectrum, and the appropriate refractive indices of PMMA, with the solar half-angle already added, the beam spread can be expressed as a length, shown in Fig. 9. The lens design tactics in Fig. 7 have a significant influence on the required tracking accurracy of the lenses. As expected, the efficiency of the lens is reduced if the light is not focused to a central point. Any tracking misalignment moves the focus out of the center. For the point focus design it simply takes longest to move rays off the target, as shown in Fig. 8. While the lenses with better uniformity of the irradiation on the target suffer from a moderate increase of tracking sensitivity, it should be noted that the conversion efficiency of the photovoltaic cell will increase with better uniformity. Figure 9: Width of the beam relative to nominal target, for a geometrical concentration ratio of 500 suns. The aspect ratio of the lens is 0.5 47 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen From Fig. 9, it is clear that the geometrical concentration ratio of 500 suns is high enough to cause a beam spread large enough for tailored ‘pillbox’-shaped irradiance distributions to become impossible. Due to lack of space, I would like to discuss the details leading to Fig. 9 in a future paper [4], based on the observations for the maximum concentration ratio of refractive concentrators [5]. CONCLUSIONS Nonimaging flat Fresnel lenses can be designed. It is possible to tailor the irradiance distribution on the target within bounds. The design strategies may be combined with tactics fine tuning the irradiance pattern. It is important that the number of prisms is high for statistical reasons. It is equally important to understand what the influence of the concentration ratio in combination with the beam spread and aspect ratio on the irradiance distribution are. Further work will focus on the description of the beam spread function due to cosine-effect, dispersion, and sunshape, in order to find a suitable set of parameters both for nonimaging lens design and for choosing the best speed of a flat Fresnel lens for a given acceptance, concentration and tracking sensitivity. ACKNOWLEDGEMENTS I would like to thank Jeff Gordon for the initial discussions on this subject in Tokyo years ago, and Harald Ries for his ideas concerning the folding of the rays onto the target. REFERENCES [1] L.W. James and J.K. Williams, Fresnel Optics for Solar Concentration on Photovoltaic Cells, in: Proceedings of the 13th IEEE Photovoltaic Specialists Conference, 1978, 673-679. [2] R. Leutz and A. Suzuki, Nonimaging Fresnel Lenses: Design and Performance of Solar Concentrators, Springer Verlag, Heidelberg, 2001. [3] M. Born and E. Wolf, Principles of Optics, 6th ed., Pergamon, Oxford, 1989. [4] R. Leutz and L. Fu, Dispersion in Tailored Fresnel Lens Concentrators, abstract submitted for the ISES Solar World Congress 2007, Beijing, China. [5] R. Leutz and H. Ries, Concentration Limit of Solar Fresnel Lenses, in: Proceedings of the ISES Solar World Congress 2003, Göteborg, Sweden. 48 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen THE NEW APPROACH TO DESIGN OF FRESNEL LENS SUNLIGHT CONCENTRATOR 1 V.A. Grilikhes1, V.M. Andreev1, A.A. Soluyanov2, E.V. Vlasova2, M.Z. Shvarts1 Ioffe Physico-Technical Institute, 26 Polytechnicheskaya str., St.-Petersburg, 194021, Russia 2 Technoexan LTD, 26 Polytechnicheskaya str., St.-Petersburg, 194021, Russia Tel.: +7(812) 292 7394; fax: +7(812) 297 1017; e-mail: gril@scell.ioffe.rssi.ru ABSTRACT GEOMETRICAL OPTICS CONCEPT A new approach to designing Fresnel lenses as sunlight concentrators based on search of the optimal combination of dimension of a lens, its focal distance and the refracting surface profile parameters, which ensures the maximum average concentration, is presented. Realization of the approach is illustrated on the example of flat-plane Fresnel lenses with point focus using the concepts of geometrical and power optics. It has been shown that in using the proposed procedure, the negative effect of chromatic aberration on the concentrating capability of a lens may be decreased in 1.5–2 times. The validity of the choice of the lens design parameters depend strongly on the accuracy in determining the dependence of its material refraction index on wavelength. To account for the physical essence of the proposed approach, it is appropriate to consider the problem in the geometrical optics approximation. It is known [12] that, when there is no CA, the concentration ratio of an ideal max is determined by its opening angle (or by the lens Cg ratio of the diameter 2rl to the focal distance f ) and by the angular diameter of the sun 2φs = 32'. At the optimum ratio rl / f =1, the Cgmax value is 11500 and the focal spot radius is approximately in 107 times smaller than the lens radius. The presence of CA, which stems from the dependence of the refractive index of the lens material on the radiation wavelength, n=n(λ), leads to a significant increase in the focal spot radius rs and, as a result, to the considerable decrease of the geometrical concentration 2 Cg=(rl /rs) . Figure 1 shows schematically how a sunlight beam passing through the terminal tooth of a lens decomposes due to light dispersion into several monochromatic beams (each with its own wavelength) with an angular divergence of 2φs. INTRODUCTION Different lens sunlight concentrators find expanding application in photovoltaic installations [1-4]. The main disadvantage of lenses as concentrators is conditioned with the chromatic aberrations (CA), which, at the wide range of the sunlight spectrum and finite angular dimension of the Sun, leads to “blurring” of the concentrated radiation in the plane of the photoreceiver location and to the considerable decrease in the average level of the photoreceiver irradiance. This negative effect can be essentially diminished by a correct choice of the optimum combination of the lens dimension, its focal distance and optical parameters determining the refracting surface profile. The optimization criterion is the maximum of the average sunlight concentration corresponding to the focal spot minimum size. The optical parameter controlling the profile of the lens at its preassigned dimensions and focal distance is the refractive index, the values of which are taken from its precisely determined dependence on wavelength for a chosen lens material. Any optimization procedure may be used for solving the problem. Such is suggested general approach for designing lens concentrators, which will be illustrated by an example of choosing design parameters of flat-plane Fresnel lenses (FL), being among the most promising ones for solar photovoltaic installations [5-9]. All calculations were performed with using two concentration process models based on the geometrical optics and photometry (power optics) concepts [10, 11]. r α2 n α α1 rl t h/2 α h θ UV f θ IR β UV β IR ϕS FUV F0 FIR rUV rIR Fig.1. Schematic diagram of sunlight beam dispersion on the terminal tooth of a Fresnel lens 49 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen rl − t / 2 ncalc ⋅ ( rl − t / 2) 2 + f 2 − f , (1) where t is the step of the lens profile [13]. Taking into account that, after refraction in the UV range, the maximum deviation from the axis is observed for the extreme ray with the largest angle (α1) and in the IR range with the smallest angle (α2) of incidence, it is expedient to restrict the consideration to these two cases: α1 = α + ϕ S ; α 2 = α − ϕ S (2) The angles of refraction for the rays arriving from the periphery of the Sun disk for the UV and IR spectrum regions are related to the corresponding angles of incidence via the Snell law as β UV = arcsin( nUV ⋅ sin α 1 ) β IR = arcsin( nIR ⋅ sin α 2 ) (3) where nUV and nIR are the refractive indexes of the lens material, which correspond to the extreme wavelengths in the UV and IR spectral regions, respectively. The angles between the extreme refracted rays and the optical axis of the lens in the UV and IR spectral regions are defined as: θ UV = β UV − α ; θ IR = β IR − α (4) The radii of focal spots determined by the points of intersection of the extreme refracted UV and IR rays with the focal plane are, respectively rUV = ( f + h / 2) ⋅ tgθ UV − rl rIR = rl − ( f + h / 2) ⋅ tgθ IR ; 1.5 IR 1.4 1.3 UV 1.2 ncalc = 1.5087 1.45 UV 1.40 1.35 IR 1.30 ncalc = 1.5059 UV 1.6 1.5 1.4 1.3 IR 1.2 50 60 70 80 90 100 Focal distance, mm Fig. 2. The dependences of the UV and IR focal spot radii on the focal distance f calculated with allowance for CA at various values of the ncalc . (5) where h = t ⋅ tan α is the Fresnel lens tooth height. The latter two formulae show that the radii of the UV and IR spots depend on the focal distance and the lens size, and also on θUV and θIR angles, which are determined not only by f and rl , but also by three values of the refraction index – one chosen for calculation of the lens profile and two corresponding to extreme wavelengths in the considered range (see expressions 1-4). It follows from the formulae (5) that at the preassigned lens radius, there exist values of the focal distances ensuring minimal radii of the focal spots for each extreme wavelength of a range due to that angles θUV and θIR decrease with increasing f. The calculations were performed at fixed rl =20 mm and t = 0.3 mm for wavelengths of the solar radiation ncalc = 1.5114 1.6 1.5087 Geometrical concentration α = arctg spectrum within 0.35 –0.92 µm and for the ncalc variation from 1.525 to 1.495 in accordance with the experimental dispersion curve n(λ) for the lens material. The dependences of the UV and IR focal spot radii on the focal distance at different ncalc values are presented in Figure 2, from which it follows that minimum spot radius values for UV and IR radiation correspond to different focal distances. To determine the geometrical concentration ratio at any focal distance, one has to choose the greatest radius of two. The corresponding dependences of the geometrical concentration ratio on the focal distance are shown in Figure 3 for different ncalc values. The plot indicates that at each ncalc value there exists a maximum of the geometrical concentration corresponding either to the minimal IR spot (left side curves), or to the minimal UV spot (right side curves), of to the equality of the spots (middle curves). Besides, it is clear that there is the only combination of the ncalc and f, which ensures the greatest maximum of the geometrical concentration ratio. Focal spot radius, mm The central ray of a beam with the wavelength corresponding to the refractive index ncalc chosen for calculations of the Fresnel lens profile strikes the center F0 of the focal spot. Beams with wavelengths other than that corresponding to ncalc will cross the optical axis above (UV radiation) or below (IR radiation) the focal plane, thus forming additional foci (FUV and FIR , respectively) on the optical axis. In this case, the spot radius in the focal plane will be determined by its intersection with the extreme ray of the beam with the wavelength at the corresponding end of the radiation spectrum in the UV or IR region. The radii of the focal spots of corresponding extreme rays of the UV and IR beams (rUV and rIR, respectively) can be determined as follows (see Fig. 1). The angle of incidence of the central ray of the sunlight beam on the lens face is determined as: 225 1.5093 220 1.5082 215 210 205 1.5099 1.5073 200 195 190 ncalc=1.5114 185 1.5059 180 175 50 55 60 65 70 75 80 85 90 Focal distance, mm Fig. 3. Geometrical concentration coefficient Cg versus focal distance f calculated with allowance for CA at various values of the ncalc . 50 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen profile corresponding to these parameters and hence the geometrical concentration can be increased in 1.5-2 times. 2.0 min 200 180 1.8 160 1.6 140 120 1.4 100 opt calc n 80 1.496 Minimum focal spot radius rs Maximum geometric concentration Cgmax 220 , mm 2.2 240 1.2 1.500 1.504 1.508 1.512 1.516 1.520 1.524 1.528 Refractive index ncalc max and Fig. 4. Maximum geometrical concentration Cg minimum focal spot radius rsmin versus refractive index ncalc. POWER OPTICS (PHOTOMETRY) CONCEPT 0.7 0.5 2500 Local concentration 300 0.8 2000 250 0.9 1500 200 150 1000 100 0.4 50 0 -1.0 -0.5 0.0 0.5 Radius, mm 1.0 max values on the n Cav calc , which indicates that at Kint = 0.95 the choice of optimal designed lens parameters allows to obtain the average concentration on a receiver of appropriate size close to 800 X. The plot also shows that an error in choosing ncalc in the third digit results in a significant decrease in the average concentration. 800 500 0 -1.0 -0.5 0.0 Radius, mm 0.5 r0.95 rs 1.0 Fig. 5. Spectral (left) and integral (right) OPCs of 2 40 x 40 mm Fresnel lens. 750 4 700 3 5 6 2 650 1 600 f opt 550 50 60 70 80 90 100 Focal distance, mm Fig. 6. Average concentration ratio versus focal distance f at different refractive indexes ncalc (Kint = 0.95): 1-1.51301; 2-1.51150; 3-1.51011; 4-1.50879; 5-1.50754; 6-1.50637. Maximum average concentration Cav λ = 0.6 µm 350 max shows that at each ncalc there exists a maximum Cav value and a corresponding to it optimum f value. However, only one of these combinations ensures obtaining the greatest among maximum ones average concentrations. Figure 7 presents the dependence of the maximum max In choosing optimum design parameters of practical FL on the grounds of the power optics (photometry), basically the same approach as on the geometrical optics concept is valid. However, the basis of the calculations are the optical-power characteristics (OPC) of the lens, which characterize the concentrated radiation density distribution in its focal plane. Figure 5 presents the spectral and 2 integral OPC of a 40 x 40 mm Fresnel lens with the profile step of 0.3 mm. As in the case of the geometrical optics concept, in calculations, the precisely determined dispersion curve n(λ) for a chosen lens material was used. Calculation of OPC was carried out with using the procedure presented by us in [14]. In determining average values of the concentration ratio, considered is not the whole area of the focal spot with radius rs , but the area of the circle, which collects the 95-98% of the concentrated radiation power. The latter allows obtaining a higher average concentration on a receiver without essential losses of the total radiation power passed through the lens. The ratio of the radiation power on the receiver to the total concentrated radiation power is characterized by the intersection factor Kint . Figure 6 presents dependencies of the average concentration ratio (Cav) on the focal distance f at different values of the refractive index ncalc and Kint = 0.95. The plot Average concentration Cav This is illustrated by Figure 4, which presents the dependences of maximal values of geometrical concentration ratio and minimal focal spot radii on ncalc . It is seen, to what extent the maximum concentration is sensitive to the accuracy of ncalc selection. Thus, the influence of CA can essentially lowered down by correct opt and f opt and the lens choosing the combination of ncalc 850 800 750 700 650 600 550 500 450 nopt=1.50879 1.503 1.506 1.509 1.512 1.515 Refractive index n calc max Fig. 7. The maximum average concentration ratio Cav versus material refractive index ncalc (Kint = 0.95). 51 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen CONCLUSION In conclusion, additional two circumstances should be pointed out: - when a lens with optimal parameters is designed, one may consider the problem on the choice of the size of the solar cell (SC), which must be placed in the focal plane of the such lens. For this, on the basis of the integral OPC of the designed lens, the dependencies of Cav and of optical efficiency ηoptical on the SC radius can be plotted (see Fig.8). The plot shows that in choosing the SC radius it is necessary to allow for two contradictory tendencies: in increasing Cav , the “FL – SC” system optical efficiency decreases, and vise versa the average concentration ratio decreases with rising ηoptical . The ultimate choice is determined by economical considerations with allowing for the operational factors; - if in the focal plane a multijunction SC is located, the principal approach in designing the optimal lens profile remains the same. However, the criterion for choosing lens parameters changes: instead of the average concentration maximum in the focal plane (i.e. on SC), average concentration values are given for separate photoactive junctions of SC. 1.0 0.8 2000 0.6 1500 0.4 1000 0.2 500 0 0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 Optical efficiency, ηoptical Average concentration Cav 2500 0.0 Solar cell radius, mm Fig. 8. Dependencies of Cav and of optical efficiency ηoptical on the SC radius for optimal Fresnel lens. SUMMARY The physical essence of the proposed approach to the search of optimal design parameters of a FL sunlight concentrator has been revealed on the example of solving the problem with using the geometrical optics concept. It has been seen that for a lens of any material there exists the only combination of optimum values of lens size, lens focal distance and refraction index ncalc used for the profile calculation, which ensures the maximum concentration of sunlight. To determine the optimal design parameters of practical lens, the power (photometric) concept has been used based on calculation of spectral and integral distributions of the concentrated radiation density on a receiver. The analysis has shown that the possibility to achieve the maximum radiation concentration depends in decisive degree on the correct choice of ncalc from the precisely determined lens material dispersion curve. It has been also established that in choosing the size of SC placed in the focal plane of FL with optimal parameters, it is necessary to take into account the contradictory effect of the SC radius on the average concentration and the optical efficiency of the “FL-SC” system. ACKNOWLEGEMENTS The authors would like to thank N.Kh.Timoshina for the technical assistance. This work has been supported by the Russian Foundation for the Basic Research (Grant 05-08-33603). REFERENCES [1] R. Leutz, et al. “Nonimaging Freslen Lens Concentrators for Photovoltaic Application”. Proc. ISEC Solar World Congress, Jerusalem, Israel, 1999 [2] V. Andreev, et al. “Space Photovoltaic Modules with Short-focal-length Linear Refractive Concentrators”. Proc. th of the 16 European PVSEC, 2000, on CD. [3] A. Terao, et al. “New Development on the Flatplate th Micro-concentrator Module”. Proc. of the 3 WCPVEC, Osaca, Yapan, 2003 [4] K. Araki, et al. “A 550 x Concentrator System with Dome-shaped Fresnel Lenses - Reliability and Cost”. Proc. of the 20th EPVSEC, Barcelona, Spain, 2005, on CD [5] V. Grilikhes, et al. “Indoor and outdoor testing of space concentrator AlGaAs/GaAs photovoltaic modules with th Fresnel lenses”. Proc. of the 25 IEEE PVSC, 1996. pp 345-348. [6] R. Leutz, et al. “Development and design of solar engineering Fresnel lenses”. Proc. of Symposium on Energy Engineering, 2000. 2, pp. 759-765. [7] V. Rumyantsev, et al. “Terrestrial and space concentrator PV modules with composite (glass-silicon) th Fresnel Lenses”. Proc. of the 29 IEEE PVSC, 2002. p.1596-1599. [8] H. Cotal, R. Sherif. “The effect of chromatic aberration on the performance of GaInP/GaAs/Ge concentrator solar St cells from Fresnel optics”. Proc. of the 31 IEEE PVSC, 2005. pp 747-750. [9] V. Rumyantsev, et al. “Terrestrial concentrator PV modules based on GaInP/GaAs/Ge TJ cells and minilens th panels”. Proc. of the 4 WCPEC, 2006, on CD. [10] V. Grilikhes, et al. “Effect of Chromatic Aberration on the Concentration of Solar Radiation by Fresnel Lenses”. Technical Physics Letters, 2006. 32 No 12, pp. 1039-1042 [11] E. Bobkova, V. Grilikhes, A. Soluyanov, M. Shvarts. “The method for choosing the optimal parameters of flatplane Fresnel lenses, intended for sunlight concentration”, Geliotekhnica, 2006. No 3 pp. 50-57, (Translated into English in Applied Solar Energy) [12] V. Weinberg. “Optical in the solar power plants”. Laningrad, Oborongiz, 1959. 256 p. [13] E. Tver’yanovich “Profiles of Solar-Engineering Fresnel Lenses”. Geliotekhnica, 1984. No 6, pp. 31-34, (Translated into English in Applied Solar Energy). [14] A. Soluyanov, V. Grilikhes. “Methods of Calculation of Fresnel lenses as Sunlight Concentrators”. Geliotekhnica, 1993. No 5 pp. 48-53, (Translated into English in Applied Solar Energy). 52 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen ACCEPTANCE ANGLE REQUIREMENTS FOR POINT FOCUS CPV SYSTEMS S Cowley, S Horne, S Jensen, R MacDonald SolFocus, Inc., 3333 Coyote Hill Rd., Palo Alto, CA 94304, USA ABSTRACT High concentration photovoltaic designs that dramatically reduce the active area of semiconductors increase the requirement for accurate tracking. The increasingly common point focus designs with geometric concentration above 400 can require tracking accuracy in two dimensions of 0.1 to 1 degrees for a single point focus element. Wiring these elements in series significantly reduces the angular acceptance of complete panels and arrays. We present results of models and measurements examining the impact of acceptance angle properties of individual units and the impact on cascaded arrays. The analysis is used to determine the accuracy requirements of two-axis trackers for high concentration PV systems. behavior of acceptance angle in cascaded arrays and to further assess the effectiveness of ISC measurements in determining acceptance angle. Precision, two-axis trackers for CPV systems require high accuracy controllers [4], high stiffness structural elements, and precision, low backlash drives, all of which add cost to the complete CPV system. The cost of these tracker components are strongly dependent on the tracking accuracy required by the concentrators, as described by the acceptance angle of the complete array. For example, the cost of a tracker frame can be reduced by over 25% by relaxing its bending/flexure requirement from 0.1 to 0.4 degrees, as shown in Figure 1. Tracker Cost INTRODUCTION The acceptance angle for a complete array of point focus, mini-concentrators will depend on many component and system level factors such as the optical design, the manufacturing variation of optical components, the manufacturing tolerances of the panel assembly, the alignment tolerances of panels to the tracker, and the electrical topology of the panel array. Previously published measurements of acceptance angle on CPV modules suggest that acceptance angle can be measured using either the short-circuit current (Isc) or the module power at maximum power point (PMPP).[3] We present results of acceptance angle measurements on individual mini-concentrators as well as complete panels to show the Relative Cost Market interest in high concentration photovoltaic systems has been rekindled by the dramatic growth and commercial success of large scale flat plate photovoltaic (PV) systems and the coincident silicon supply shortage. Novel point focus, high concentration optical designs and successful commercialization of high efficiency, multijunction PV cells fuel the promise of concentrator photovoltaic (CPV) systems.[1], [2] Point focus designs based on mini-concentrators allow CPV systems to be constructed from panels that emulate flat plate technologies, except that they require much more accurate mechanical tracking. The tracking accuracy mandated by the acceptance angle of the complete array has a strong impact on total equipment cost. Acceptance angle, commonly defined as the 90% power point for a concentrator, also has a strong impact on installation costs and system performance. A thorough understanding of acceptance angle is therefore invaluable in reduction of the overall cost of electricity for CPV systems. 100% 90% 80% 70% Total Frame 60% 50% 0.1 0.2 0.3 Flexure (degrees) 0.4 Fig. 1. Sensitivity of cost to flexure for a specific 2axis azimuth-elevation tracker The reduced tracker costs afforded by relaxed flexure tolerances favors panels with wider acceptance angles, and factors which affect the acceptance angle by tenths of a degree can have a meaningful impact. One important effect is the electrical interconnection between individual mini-concentrators within a panel and between panels on a tracker array. Conventional wiring approaches call for string voltages of 400 V or more, representing well over 100 multi-junction cells wired in series. This degree of concatenation has the potential to dramatically narrow the effective acceptance angle of such a string. 53 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen SYSTEM DESCRIPTION Measurements were taken on SolFocus Gen1 panels mounted on a two-axis azimuth elevation drive. The Gen1 panel, shown in Figure 2, is constructed from 16 power units wired in series. Each power unit includes two mirrors and a tapered rod, providing a net concentration of approximately 500, along with a bypass diode. The tapered rod enhances the acceptance angle of the power unit to approximately +/-1 degree. pole determines the tracker axes of rotation. Rotation of the module axes maps out a grid of measurement points relative to the Sun’s position. The panel was brought on sun then, under program control, was moved in a 15 x 15 grid centered on the sun with 0. 3o step size (Fig. 3). Between discrete grid steps, the tracker continued to move with the sun to ensure consistent relative pointing errors through the test program. At every point on the grid, the following data were taken: ISC for each of the 16 power units, and panel IV characteristic. The complete set of data collection required approximately 30 minutes. Measurements were taken close to solar noon in order to minimize spectral and intensity variation. All data was normalized using solar intensity readings from a Normal Incidence Pyroheliometer. RESULTS Fig. 2. SolFocus CPV panel Panels under test were mounted on a Wattsun 225 tracker driven by a custom digital controller. This system featured minimum step size of 0.1o, angular o accuracy of +/-0.25 , and angular repeatability of o approximately 0.2 . The tests were carried out during minimal wind conditions to minimize frame flex, and drive errors were minimized through calibration in the controller. The panel was set up so that the short-circuit current (ISC) of each power unit could be individually measured, and panel ISC and power output data taken without any wiring change. Switching was accomplished using a high current programmable switch. Power unit and panel level Isc were measured by a programmable electronic load under GPIB control, while the panel Isc and IV curves were obtained from a high speed, 4-Quadrant programmable power supply. Short circuit current measurements were made for each separate power unit and for the panel at each of the mapping points described above. In addition, an IV curve was taken for the panel at each of these points. Unfortunately at this time, equipment limitations precluded us taking IV curves for each power unit. Fig. 4. Acceptance angle map of representative power unit. Horizontal and vertical axes represent azimuth and elevation angular offsets from the sun, respectively, in degrees. Contour lines represent 10% gradations of ISC. Fig. 3. Measurement pattern: The desired axes of Sun 4 .2 4 .2 Measurement Points As a preliminary measurement, ISC maps were produced for each power unit. A representative sample is shown in Figure 3 above. This figure illustrates two characteristics of the power unit: • a wide acceptance angle of over +/- 1o, indicating a well fabricated and assembled unit, and • an error in pointing, with the power unit “looking” approximately 0.15 o to the right of the optical axis. All 16 power units on the panel exhibited wide o acceptance angles, with pointing errors of less than 0.5 , as indicated in Figure 5 below. rotation lie in the plane of the panel, whereas the 54 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen numbers of power units maintained high power unit ISC. The others were running at lower current levels, or had completely shut down as the sun had moved out of their field of view. We made two observations from this: • Driving the panel ISC from a small number of power units can only be done if the bypass diodes around the non-performing power units were conducting. Bypass diodes can provide more than insurance against a cell failure; they may also affect the acceptance angle. • Panel ISC is probably a good indicator of acceptance angle in the area where all or most of the power units are contributing to the panel output. Power, however, is an aggregation of the output power of all contributors, and so panel ISC measurements will overestimate the acceptance angle when further from the sun. Fig. 5. Distribution of cell pointing for a panel The above two data sets were generated as standard output from our manufacturing tests, and gave us sufficient confidence in the panel to continue analysis. In order to understand the correlation between power unit and panel acceptance angles, using ISC as a measure, the graph of Figure 6 was produced. All colored hexagons on this graph represent a point within the panel ISC acceptance angle limit. In other words, at each of these points, the panel ISC was within 90% of the maximum ISC. A separate series of ISC measurements was made on individual power units across the same position grid. The numbers within the hexagons (and the color-coding) represent the number of individual power units that were measured stand-alone to be within 90% of the panel’s ISC at that position. Panel power output as a function of off-axis angle and ISC data were then compared to determine the utility of ISC as a gauge of acceptance angle. In the following graph, the red curve shows the panel power produced at a certain angle from the sun (in either azimuth or elevation), normalized to the maximum power produced. The panel acceptance angle, defined as the 90% point, is measured to be +/- 1o. The green curve indicates the ISC as a function of the angle (or radius) from the sun. It has also been normalized. Fig. 7. Comparison of off-axis behaviour of ISC and PMPP Fig. 6. Distribution of cell pointing for a panel At the center of the panel’s field of view, all 16 power units were at or above 90% of the panel’s ISC, indicating that they were all contributing to the output power. However, at the periphery of the field of view, smaller The graph clearly shows that at the 90% points the panel ISC measurements overestimate the acceptance angle. In addition, as the angle from the sun becomes greater and more bypass diodes are activated, the estimation of power by the ISC method becomes less accurate. In order to fully understand the above, SolFocus is building a complete analytical model that will calculate 55 4th International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen electrical properties as a function of key power unit parameters and allow Monte-Carlo analysis of critical manufacturing process variations. As a precursor to that, inspection of a simple model showed that the panel IV curves (reproduced here in Figure 8) were behaving consistently, and that the bypass diodes were working as expected. th Reduction”. Procedings of the 20 European Photovoltaic Solar Energy Conference, Barcelona, June 6-10, 2005. . [3] A.W. Bett, C. Baur, F. Dimroth, H. Lerchenmüller, G. Siefer, G. Willeke, “The FLATCON Concentrator PVtechnology”. Procedings of the International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen, Scottsdale, AZ, May1-5, 2005. [4] I. Luque-Heredia, J.M. Moreno, G. Quéméré, R.Cervantes, P.H. Magalhães. “CPV Sun Tracking at Inspira”. Procedings of the International Conference on Solar Concentrators for the Generation of Electricity or Hydrogen, Scottsdale, AZ, May1-5, 2005. Fig. 8. Panel IV measurements as a function of offaxis position SUMMARY The results shown above indicate that the acceptance angle of a well-aligned CPV panel is very close to that of its constituent power units. Furthermore, when the panel is operating on axis, i.e. aligned to the sun, measurements of panel ISC can be used to characterize the angular dependence of panel output power, consistent with the findings by Bett, et al.[3] As the panel is moved off-axis measurements of ISC less accurately predict the total panel power at its maximum operating voltage due to the presence of bypass diodes across each PV cell. Clearly, the use of secondary optics and bypass diodes to broaden acceptance angle of a string of cells allows the system designer to relax critical tracker tolerances such as stiffness and backlash. This permits lower cost structural designs to be used in conjunction with high concentration panels. A comprehensive analytical model of these effects in mini-concentrator systems that will help further define panel manufacturing tolerances is currently under development. REFERENCES [1] R.M. Swanson, "The Promise of Concentrators", Progress in Photovoltaic Res. Appl., 8, pp. 93-111, 2000. [2] J. Luther, A. Luque, A.W. Bett, F. Dimroth, H. Lerchenmuller, G. Sala, C. Algora, “Concentration Photovoltaics for Highest Efficiencies and Cost 56