DIRECTORATE OF APPRENTICESHIP & INDUSTRIAL TRAINING MADIRELO TRAINING & TESTING CENTRE EXAMINATIONS GUIDELINES N ation al C raft C ert if icat e Go I th u ta Ka Go D ira estin ent re M a direlo Tr ainin g a nd T est in g C entre 0 October 2006 CONTENTS Page 2 1.0 INTRODUCTION 2.0 2.1 2.2 2.3 2.4 2.5 PREPARATION FOR THE EXAMINATION Safe Custody of Question Papers and other Examination Materials Timetable Variations Use of Calculators Accommodation Invigilation Arrangements 2 2 3 3 4 5 3.0 3.1 3.2 3.3 3.4 AT THE BEGINNING OF THE EXAMINATION Identification of Candidates Persons Present Question Papers, Stationery, Materials and other Equipment Starting the Examination 6 6 6 6 7 4.0 4.1 4.2 4.3 4.4 4.5 4.6. DURING THE EXAMINATION Supervision of the Candidates Late Arrival of Candidates Completing the Attendance Register Leaving the Examination Room Irregular Conduct Emergencies 8 8 8 9 9 9 10 5.0 5.1 5.2 AT THE END OF THE EXAMINATION Finishing the Examination Collection of Scripts 10 10 10 6.0 6.1 6.2 6.3 6.4 AFTER THE EXAMINATION Packing of Scripts Dispatch of Scripts Unused Stationery Requests for Special Consideration 11 11 11 11 11 7.0 7.1 SUPPLEMENT I Checklist for Invigilators 12 12 8.0 8.1 SUPPLEMENT II Examination Procedures and Regulations 14 14 9.0 9.1 SUPPLEMENT III Learner Appeals 19 19 10.0 10.1 SUPPLEMENT IV Examination Process 20 20 1 October 2006 1.0 INTRODUCTION The Head of a School or Principal of an institution approved by the Directorate of Apprenticeship & Industrial Training / Madirelo Training & Testing Centre (DAIT/MTTC) as an assessment Centre is defined for the purposes of this document as the Head of Centre. The Head of Centre is responsible to DAIT/MTTC for the proper conduct of the examination by observance of these Examination Guidelines. If a situation arises which is not covered by these Examination Guidelines, the advice of DAIT/MTTC should be sought. These Examination Guidelines refer to the conduct of examinations in all subjects. Additional subject Examinations Guidelines are also issued, where appropriate, by DAIT/MTTC. All correspondence relating to the examinations should be sent directly to The Co-ordinator Assessment and Certification at DAIT/MTTC. 2.0 PREPARATION FOR THE EXAMINATION 2.1 Safe Custody of Question Papers and Other Examination Materials 2.1.1 Question paper packets and examination materials should be carefully checked on receipt and DAIT/MTTC notified immediately if there are any problems such as: (a) if there are any discrepancies between the material received and the advice/delivery or dispatch note. (b) if the material received appears not to meet the centre’s requirements. (c) if the material has been significantly damaged in transit. (d) if there appears to have been any possible breach of security whilst the material was in transit. (Question paper packets must be checked against the timetable and arranged in timetable order so as to reduce the possibility of opening a packet of question papers at the wrong time.) 2.1.2 Question papers must be locked away in a place of high security, ideally a strong safe. If a safe is not available or is of insufficient capacity, a non-portable, lockable, reinforced steel or metal cabinet or other similar container must be used. The safe or container must be in a securely locked room with access restricted to two or three key holders. The room should preferably be windowless and on an upper floor. Where windows are not secure, particularly those on a ground floor, arrangements must be made for them to be fitted with an effective security device (e.g. metal bars, alarm system, etc). 2.1.3 DAIT/MTTC must be informed immediately if the security of the question papers or confidential ancillary instructions is put at risk by fire, theft, loss, damage, unauthorised disclosure or any other circumstances. 2.1.4 The packets of question papers and other examination materials must not be opened until the time appointed for the examination concerned, except where DAIT/MTTC instructs otherwise. (See also paragraph 3.4.2(e)). Where a Centre conducts examinations in the same subject in more than one room, it is permissible to open a packet of question papers in one of the rooms, in the presence of the candidates, and to take some of the papers to the other room(s) on the same site. However, it is not permissible to open the packet of question papers earlier than the time appointed for the examination in order to take some of the papers to another site. Under these circumstances, the 2 October 2006 Centre should make arrangements with DAIT/MTTC for separate packets of question papers to be supplied. 2.1.5 Where confidential materials such as instructions for practical examinations may have to be opened in advance of the examination, strict precautions must be taken to safeguard them after they have been opened. They must not be removed from the Centre and when not in use must be kept secure under the conditions described in paragraph 2.1.2. 2.1.6 Where confidential material is pre-recorded on tapes or other media, arrangements must be made, prior to the examination, for such material to be tested according to the instructions issued by DAIT/MTTC and any deficiencies notified immediately to DAIT/MTTC. 2.1.7 Examination stationery and materials must be stored securely at all times so that no unauthorised person has access to them. 2.2 Timetable Variations 2.2.1The published timetable of examinations issued by DAIT/MTTC must be followed, except as in paragraphs 2.2.2 and 2.2.3 below. 2.2.2 Examinations scheduled for the morning will normally start at 8.00 a.m.; examinations scheduled for the afternoon will normally start at 2.00 p.m. However, where circumstances demand, a Centre may start an examination up to 30 minutes after the normal starting time without seeking permission from DAIT/MTTC. 2.2.3 Any deviation from the timetable, other than that in 2.2.2, can only take place if the written agreement of DAIT/MTTC has been obtained in advance of the examination. 2.3 Use of Calculators 2.3.1 Calculators can be used in all examinations except where use is expressly prohibited in the rubric of the question paper. Candidates must be informed in advance that: (a) the calculator must be of a size suitable for use on the desk at which the candidate will attempt the examination. (b) the power supply for the calculator is the responsibility of the candidate and must be integral. (c) the working condition of the calculator is the responsibility of the candidate. (d) a fault in a calculator will not normally be considered as justifying the giving of special consideration to the user. (e) calculator cases, instruction leaflets or other similar materials must not be in the possession of candidates during the examination. (f) calculators must not be borrowed from other candidates in the course of an examination for any reason, although the invigilator may provide a candidate with a replacement calculator. (g) programmable calculators may not be used. 3 October 2006 2.3.2 Calculators with any of the following facilities are prohibited: ♦ ♦ ♦ ♦ ♦ ♦ ♦ ♦ 2.4 data banks dictionaries language translators retrieval of text or formulae QWERTY keyboards built-in symbolic algebra manipulations symbolic differentiation or integration capability of remote communication with other machines Accommodation 2.4.1 All candidates must sit for the examination at the Centre unless prior permission has been obtained from DAIT/MTTC for candidates to take the examination elsewhere. 2.4.2 Any room in which an examination is conducted must provide candidates with appropriate conditions in which to take the examination. Due attention must be paid to such matters as lighting, ventilation and the level of extraneous noise. Practical examinations must be conducted under conditions that will provide all candidates with the opportunity to complete their tasks and to display their true level of attainment in the subject concerned. 2.4.3 No display material (e.g. maps, diagrams, wall charts) which might be helpful to candidates must be visible in the examination room unless the rubric expressly states that candidates are allowed to use reference materials during the examination. Particular care must be taken with those examinations that are held in laboratories or libraries. 2.4.4 A reliable clock must be visible to each candidate in the examination room. (Regular checks should be carried out to ensure that all clocks used in the examination room are in good working order.) 2.4.5 The 'Warning to Candidates' must be displayed both inside and outside the examination room. The poster version (A3 size) of the 'Notice to Candidates' must be displayed in a public place outside the examination room. 2.4.6 A board must be visible to all candidates showing the Centre number and the actual starting and finishing times of each examination. 2.4.7 The seating arrangements must be such as to prevent candidates from overlooking, intentionally or otherwise, the work of others; in particular, the minimum distance in all directions from Centre to Centre of candidates' chairs must be 1.5 metres. Wherever possible, for written examinations, (a) all candidates should face in the same direction. (b) each candidate should have a separate desk or table of sufficient size to accommodate question papers, maps (as appropriate) and answer booklets. (c) when candidates are working on a drawing board set on an easel or other nonhorizontal surface, they must, wherever possible, be arranged in an inward- 4 October 2006 facing circle or in some similar pattern. (d) where centres wish to use accommodation with screened booths, such as language laboratories, less than 1.5 metres apart, such accommodation may be used but only when the screens are such as to obstruct completely any sight of neighbouring candidates' work. (e) where candidates are not working at individual desks, they must be sufficiently far apart such that their work cannot be seen by, and contact cannot be made with, other candidates. 2.4.8 Any candidate suffering from an infectious or contagious disease must take the examination in a separate room in which all regulations can be applied. The candidate's script must be kept separate from other scripts from the Centre and it must not be posted until advice has been sought from DAIT/MTTC. 2.4.9 Candidates should normally be seated in candidate number order. 2.5 Invigilation Arrangements 2.5.1 The Head of Centre must ensure that suitably qualified and experienced adults carry out invigilation. Whilst the Head of Centre has discretion to decide who is suitably qualified and experienced, any relative of a candidate in the examination room is specifically not eligible to serve as the sole invigilator. 2.5.2 The invigilator is the person in the examination room responsible for the conduct of a particular examination session in the presence of the candidates. Invigilators must give their whole attention to the proper conduct of the examination. Invigilators are not to perform any additional task (e.g. marking) in the examination room. 2.5.3 Sufficient invigilators must be appointed to ensure that the examination is conducted in accordance with the following requirements: (a) At least one invigilator must be present for every 30 candidates. (See also paragraph 2.5.3(d) below). (b) When one invigilator is present, he/she must be able to summon assistance easily, without leaving the examination room and without disturbing the candidates. Invigilators may be changed, provided that the number present in the examination room does not fall below the number prescribed. (c) A teacher who has prepared the candidates for the subject of the examination during the academic year of the examination must not be the sole invigilator at any time during a written examination in that subject. (d) For practical tests, there must normally be one invigilator to every 15 candidates. In these examinations it is essential that a teacher of the subject should also be present in the examination room at the start of the test and as necessary thereafter to deal with technical difficulties that may arise, including matters of safety, and to assist with the invigilation in general. (e) In examinations whereby questions or passages are required to be read to all candidates, or to a group of candidates, it is essential that an invigilator is present in addition to the reader. (f) Arrangements must be such that each candidate in the examination room can be observed by an invigilator at all times. 5 October 2006 2.5.4 These Examination Guidelines must be available to each invigilator in the examination room and the invigilators must be familiar with the Notice to Candidates, the Warning to Candidates and any specific regulations relating to the subjects being examined. 2.5.5 Centres must keep signed records of the siting and invigilation arrangements for each examination session. It must be possible to generate a siting plan from this record. The siting and invigilation records may be required by DAIT/MTTC at any time up to the publication of results. The records should be submitted to The Director at DAIT/MTTC immediately after the last examination has taken place. 3.0 AT THE BEGINNING OF THE EXAMINATION 3.1 Identification of Candidates 3.1.1The invigilators must be satisfied as to the identity of every candidate attending each examination session. The Head of Centre must ensure that appropriate arrangements are in place to enable all invigilators to carry out adequate checks on the identity of all candidates. 3.1.2 Private candidates who are not known to the school or college authorities must be required to present documentary evidence that they are the same persons who made entry for the examination each time they attend an examination session. 3.2 Persons Present 3.2.1 Only persons authorised by the Head of Centre are to be allowed in the examination room. 3.2.2 DAIT/MTTC reserves the right to visit centres during the period of the examinations (and at any other reasonable time) to inspect the arrangements made for the security of confidential examination material and for the conduct of the examinations. 3.3 Question Papers, Stationery, Materials and other Equipment 3.3.1 The invigilator must take all reasonable steps to ensure that: (a) the official examination stationery for the particular subject examination is issued to candidates and that no other stationery, including paper for rough work, is provided. (b) candidates may take into the examination room only those articles, instruments and materials which are required for the examination. Such articles and instruments include pens, pencils, rulers, erasers, mathematical instruments and calculators (unless their use is expressly forbidden in the rubric of the question paper). Candidates may also take into the examination room any articles, instruments or materials that are expressly permitted in the rubric of the question paper, stationery list or in the syllabus for the subject being examined. (The rubric of the question paper will state if calculators are prohibited. In the 6 October 2006 absence of such a statement, calculators are regarded as standard equipment and may be used by candidates) (c) if unauthorised materials have been taken into the examination room, such materials are placed out of reach of the candidates before the examination commences. (See also paragraph 3.4.2(c) below) (d) in a subject where there is an objective test and individual pre-printed answer sheets are provided for each candidate, each individual answer sheet is given to the candidate whose name appears on it and that the sheets relate to the subject and the component concerned. 3.4 Starting the Examination 3.4.1 An examination is deemed to be in progress from the time that the candidates enter the room until all the scripts have been collected. 3.4.2 Before candidates are permitted to start work the invigilator must: (a) ensure that candidates are seated in accordance with the prescribed seating arrangements. (b) inform the candidates that they are now subject to the regulations of the examination. (c) warn candidates that any unauthorised material must be handed in. (d) check that candidates have all the necessary material to enable them to complete the examination. (e) open the packets of question papers and issue the papers to candidates. Question paper packets must normally remain sealed so that they may be opened in the presence of the candidates (see paragraph 2.1.4). (It is the responsibility of the invigilator to report to the Head of Centre any grounds for suspicion about the security of the examination papers. In such cases, the Head of Centre must immediately notify DAIT/MTTC and submit a full written report.) (f) draw to the candidates' attention the instructions printed on the front of the question paper, and ask them to check that they have been given the examination paper for the correct subject and component. (g) ensure that details of any erratum notices are brought to the attention of candidates (see also paragraph 3.4.3). (h) remind candidates that they must write in blue or black ink or ball-pen. (i) instruct candidates to enter their names, Centre number, candidate numbers and the component code/paper details on their answer booklets where applicable, and to complete other details as required. (j) advise the candidates that: (i) unless instructions are given to the contrary on the question paper, all work, including rough work, must be done on the examination stationery provided by DAIT/MTTC; any rough work should be neatly crossed through but not obliterated, as it will be forwarded to the Examiner. (ii) correcting fluid/correcting pens should not be used. (iii) in the case of multiple choice papers, any rough work should be done in the question booklet. 7 October 2006 (k) announce clearly to the candidates when they may begin to write their answers, specifying the time allowed for the paper(s). 3.4.3 The invigilator must not give any information to candidates about suspected errors in the question paper unless an erratum notice has been received. 3.4.4 The invigilator should remind candidates that they are forbidden to communicate in any way with, seek assistance from or give assistance to another candidate whilst they are in the examination room. 3.4.5 The invigilator must not offer any advice or comment on the work of the candidates. 4.0 DURING THE EXAMINATION 4.1 Supervision of the Candidates Invigilators must supervise the candidates throughout the whole time the examination is in progress and give complete attention at all times to this duty. During a practical examination, it is recognised that some movement by candidates and spoken instructions may be necessary. These must be limited to those that are essential to achieve the objectives of the examination. 4.2 Late Arrival of Candidates 4.2.1 A candidate who arrives after the starting time for an examination may be allowed to enter the examination room and to sit the examination but should be warned that DAIT/MTTC reserves the right not to accept the script. In determining whether any of the work completed by a candidate who arrives late can be accepted, DAIT/MTTC will pay particular attention to the extent to which it can regard the security of the examination as having been maintained. Particular regard should be given to the time at which candidates leave the examination room and question papers cease to be confidential. 4.2.2 A candidate who arrives after the start of the examination must not be allowed any time after the scheduled end of the examination and will finish at the same time as all other candidates. 4.2.3 In all cases where a candidate who is admitted late into the examination room, the following rules apply: (a) the script must be sent to the Examiner in the normal way. (b) a full written report on the form, 'Report on Candidate Admitted Late to Examination Room', must be sent to DAIT/MTTC as soon as possible containing the following information: (i) the reason for the late arrival of the candidate, including any details of special arrangements made for the candidate to reach the Centre, (ii) the actual starting and finishing times of the examination, (iii) the time at which the candidate started the examination, (iv) a statement regarding any possible breach of examination security arising from the candidate's late arrival, including information about the extent to which the candidate was under staff supervision from the actual starting time of the examination. 8 October 2006 4.2.4 Candidates arriving after the Examination (a) Where a candidate arrives late for the examination and after the scheduled finishing time, the candidate must be recorded as 'absent'. (b) Where a candidate arrives late for an afternoon paper, re-scheduled with the approval of DAIT/MTTC for a morning session, the candidate may be permitted to take the paper at the published time provided the candidate has not had any contact with candidates who sat the paper early. Acceptance of the script will be at the discretion of DAIT/MTTC. 4.3 Completing the Attendance Register 4.3.1 The invigilator must complete the Attendance Register during the examination, in accordance with the instructions of DAIT/MTTC. 4.3.2. If a candidate is not shown on the Attendance Register, he/she must be entered on the supplementary Attendance Register and a formal entry made to DAIT/MTTC if this has not already been done. 4.3.3 If a candidate has been entered but is not present for the examination, he/she must be marked as 'Absent' on the Attendance Register. 4.4 Leaving the Examination Room 4.4.1 Candidates must not be allowed to leave the examination room (except in an emergency) less than one hour (or a period equal to the duration of the examination if less than one hour) after the official starting time shown on the timetable. 4.4.2 A member of staff must accompany candidates who leave the examination room temporarily. Such candidates should not be allowed extra time to compensate for their temporary absence. 4.4.3 A candidate who has finished work and has been allowed to leave the examination room early must hand in their work; the candidate must not be readmitted into the examination room. 4.4.4 No copy of a question paper may be taken from the examination room until the end of the examination, and all question papers must be held securely in the Centre until at least 24 hours after the published finishing time for the paper. The papers may then be returned to the candidates. Where papers are re-scheduled within a morning or afternoon session, the question papers must not be released until at least 24 hours after the published finishing time for the paper concerned. 4.5 Irregular Conduct 4.5.1 Wherever practicable, the invigilator should remove and retain any unauthorised material discovered in the possession of a candidate in the examination. (See also paragraph 3.4.2(c)). 4.5.2 It is the duty of the Head of Centre to ensure that all cases of irregularity or misconduct in connection with the examination are reported to DAIT/MTTC as soon as possible. The Head of Centre is empowered to expel a candidate from the 9 October 2006 examination room but such action should only be taken when it is felt that it is essential or when the continued presence of a candidate would cause disruption to other candidates. 4.5.3 Any infringement of the regulations may lead to a disqualification of the candidate. The decision on disqualification rests with DAIT/MTTC. 4.6 Emergencies 4.6.1 The invigilator must take the following action in the event of an emergency such as a fire alarm: (a) evacuate the examination room in accordance with the instructions given by the appropriate authority. (b) ensure that all question papers and scripts are left in the examination room (but see paragraph 4.6.1(g) below). (c) ensure that the candidates are supervised as closely as possible whilst they are out of the examination room so as to ensure there is no collusion. (d) after the candidates have returned to the examination room and before the examination is resumed, where it is feasible to do so, indicate on the candidates' work the point at which the interruption occurred. (e) note the time and duration of the interruption. (f) allow the candidates the full working time prescribed for the examination. (g) in the event of there being only a small number of candidates, consider the possibility of taking the candidates with question papers and scripts to another place in order to complete the examination. (h) make a full report of the incident and of the action taken for direct submission to The Co-ordinator at DAIT/MTTC. 5.0 AT THE END OF THE EXAMINATION 5.1 Finishing the Examination 5.1.1 Five minutes before the end of the examination the invigilator should inform candidates of the time remaining. 5.1.2 At the end of the examination, candidates should be told to stop writing. The invigilator must instruct the candidates: (a) to ensure that all the required information has been entered on their scripts. (b) to see that their answers are correctly numbered. (c) to assemble any loose sheets in the order in which the questions have been attempted and then to fasten them and any supplementary answer sheets to the back of their answer booklets (or as otherwise instructed) with the string or tags provided. Paper clips or staples should not be used. 5.2 Collection of Scripts 5.2.1 Arrangements must be made for all scripts to be collected, placed in the order shown on the Attendance Register and checked to ensure that all scripts are present and that candidates have used their correct Centre and candidate numbers. 10 October 2006 5.2.2 After collation, the scripts should be handed to the person responsible for despatching the scripts to DAIT/MTTC. (Scripts are confidential between the candidate and DAIT/MTTC. They may not be read or photocopied by any person prior to despatch) 6.0 AFTER THE EXAMINATION 6.1 Packing of Scripts 6.1.1 Care must be taken in packing the scripts and the relevant Attendance Registers for despatch to DAIT/MTTC. The envelopes should be fastened securely both ways with string or self-adhesive tape. Staples should not be used. 6.1.2 Under no circumstances must any correspondence, including requests for special consideration, be included with the examination scripts. All such correspondence should be sent to The Co-ordinator at DAIT/MTTC. 6.2 Despatch of Scripts The scripts must be sent to DAIT/MTTC in accordance with the arrangements agreed with The Co-ordinator at DAIT/MTTC. Scripts that are retained in the Centre awaiting despatch must be kept under secure conditions. 6.3 Unused Stationery All unused stationery in the examination room must be collected, checked for any loose sheets which candidates may have overlooked, returned to the Head of Centre and stored under secure conditions until required for a subsequent examination. 6.4 Requests for Special Consideration Where a candidate sits an examination under adverse circumstances and the Centre wants to submit an application for special consideration, such applications must be made in accordance with approved procedures. All applications for Special Consideration must be submitted to The Co-ordinator at DAIT/MTTC. 11 October 2006 7.0 SUPPLEMENT I Checklist for Invigilators A summary checklist for invigilators is given as a supplement to these Instructions. The checklist is intended to assist the invigilators and must only be used in conjunction with the instructions contained in this booklet. 7.1 CHECKLIST FOR INVIGILATORS This checklist summarises the essential actions for the invigilation of examinations. Invigilators must be familiar with the Examinations Guidelines and should refer to this booklet for detailed instructions and guidance. A: Arrangement of the Examination Rooms 1. Check that any charts, diagrams, etc. have been cleared from the walls. 2. Check that you have the following: (a) Warning to Candidates, (b) A clock clearly visible to all candidates, (c) A board showing: (i) Centre number, (ii) Starting time and finishing time of the examination. 3. Check that you have: (a) A copy of the current Examinations Guidelines, (b) Any subject-specific instructions issued by DAIT/MTTC, (c) A seating plan of the examination room. B: Before the Examination 1. Refer to the front of the question paper and the Summary of Additional Materials List for precise requirements in respect of authorised materials, particularly calculators. 2. Inform candidates that they are now subject to the regulations of the examination and draw their attention to: (a) Warning to Candidates, (b) Notice to Candidates. 3. Warn candidates that any unauthorised materials must be handed to you. 4. Open the question paper packet in the examination room. (a) Instruct candidates to complete the details on the front of the answer booklet. (b) Draw attention to the instructions on the front of the question paper. 5. Ensure that details of any erratum notices are brought to the notice of the candidates. 6. Remind candidates when they may begin and how much time they have. C: Identification of Candidates 1. Satisfy yourself as to the identity of every candidate in the examination room. 2. Check documentary evidence presented by private candidates that they are the same persons who made entry for the examination. 12 October 2006 D: During the Examination 1. Complete the Attendance Register. Indicate absent candidates 2. Refer to paragraph 4.2 of the Examinations Guidelines if a candidate arrives late. 3. Be vigilant. Supervise the candidates at all times to prevent cheating and / or distractions. 4. Do not give any information to the candidates about: (a) suspected errors in the question paper, unless an erratum notice has been issued, (b) any question on the paper or the requirements for answering particular questions. 5. Ensure that no candidate leaves the examination room until at least one hour after the published starting time (or the duration of the examination, if less than one hour). 6. Ensure that no question paper is removed from the examination room. All question papers should be returned to a secure store at the end of the examination. 7. Ensure that a member of staff is available to accompany any candidates who need to leave the room temporarily. 8. Refer to paragraph 4.6 of the Examinations Guidelines in the event of an emergency. 9. Inform candidates when they have five minutes remaining. 10. Instruct candidates to stop writing at the end of the examination. E: After the Examination 1. Check and sign the Attendance Register. Ensure that all of the absentees have been properly recorded. 2. Instruct candidates to check that: (a) all the required information has been entered on their scripts, including supplementary sheets, (b) they have crossed out rough work or unwanted answers, (c) they have fastened any supplementary sheets in accordance with the instructions on the question paper or answer booklet. 3. Collect all scripts and all unused stationery before the candidates leave the examination room. 4. Arrange scripts in Attendance Register order. 5. Ensure that scripts are moved to a secure place. F: Use of Calculators 1. Candidates are permitted to use certain types of calculator unless their use is specifically forbidden in the rubric of the question paper (see paragraph 2.3 of the Examinations Guideline.) 13 October 2006 8.0 SUPPLEMENT II 8.1 EXAMINATION PROCEDURES AND REGULATIONS 1.0 NCC Examination Procedures 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 1.10 1.11 1.12 1.13 1.14 1.15 1.16 1.17 1.18 Inviting of BoEs Setting of the Examinations Laying up of papers Proof reading TAC Approval of papers Registration of Candidates Attendance list Multi copying of papers Conducting of Theory examinations Conducting of Practical examinations List of attendees/absentees Marking process Collation of results Publishing of results Remarking procedures Certificates Re-sits/Supplementary Examinations Registration for Re-sit or Supplementary Examinations 1.1 Inviting of Board of Examiners (BoEs) All BoE members should be sent a full timetable of all of the stages laid out in the NCC Examinations process. The Examination Unit in consultation with the BoE Secretaries will draw up the timetable. 1.2 Setting of the Examinations The BoEs to the agreed format will set the examination over a two weeks period during August/September. The blank examination paper with the correct amount of question for each section should be filled in so that the papers are handed to the Examination Unit as a recognisable examination document. The re-sit paper as well as the first paper needs to be set at this time. 1.3 Laying up of papers The Examination Unit as written by the BoEs into the final format will draw up the examination papers. 1.4 Proof Reading The Boards of Examiners and Secretary, TAC will proof read the examination papers together in a room where a computer link up with the MTTC Network is possible. Any corrections to that examination will be corrected, there and then a printout of the finished examination will be made at that time so that a final paper in its entirety can be approved by the BOE. 14 October 2006 1.5 TAC Approval of Papers The TAC should meet as soon as possible after the proof reading session in order to approve the Examination papers. Their approval is an indication that the paper is to the agreed standard. 1.6 Registration of Candidates Registration forms will be sent to the examination centres for filling in by the candidates themselves. The forms should be returned to the Examinations Unit before a deadline. Any candidates not registered by that date would not be eligible for sitting for the NCC Examinations. 1.7 Attendance Lists A complete list of all the candidates registered to sit the NCC examinations will be drawn up by the Examinations Unit and sent to each Examination Centre. The Examination Centre will have the opportunity of checking that the lists are complete and that the spelling of each name is correct. Any corrections must be directed to Examinations Unit as soon as possible. 1.8 Multi-Copying of Papers The Examination papers should be printed and bound up by the Examination Unit at MTTC. The papers will be sealed in plastic envelopes so that any tampering with the papers is easily evidenced. 1.9 Conducting of Theory Examinations The theory examinations will be conducted according to the rules and regulations at the registered examination centres around the country. (Rules and Regulations attached). 1.10 Conducting of Practical Examinations The practical examinations will be conducted in conjunction with the Panels of Testers at agreed centres. 1.11 List of attendees/absentees A complete list of all the candidates who sat and list of all those who were absent will be drawn up by the examinations unit using the attendance lists. 1.12 The Marking Process The Panel of Markers with the TAC Secretary will undertake the marking process. The Examination Unit may do collation of marks. 1.13 Collations of Results The Examination Unit will collate all results of candidates in co-operation with the TAC/BoE Secretary. The results will then be checked by the Secretary prior to their being presented to the TAC for approval. After TAC’s approval, the results will then be presented to DAIT/MTTC Academic Council for final approval and publishing. 1.14 Publishing of Results The Examinations Unit will collate and publish the results of the NCC Examinations as soon as all the results are approved. From these results, lists of those who require 15 October 2006 re-sits, those who need to repeat the final year and those who will be discontinued will be drawn up. The Examinations Unit will send out letters to such candidates. 1.15 Remarking Procedures: (a) (b) The request for remarking of a theory paper should be made on the prescribed application form available at MTTC or Technical Colleges. A fee of P50.00 per subject for remarking should be paid to MTTC accounts section at the time of submitting application. (c) The application for remarking should be made within 14 days of the publication of results after that no application will be accepted. (d) The application for remarking a script should be supported by the respective Principal of the Institution. (e) Application for remarking does not guarantee the candidate(s) access to their scripts. Scripts shall remain the property of DAIT/MTTC and shall always be in its sole custody. (f) It is not possible to remark the practical examination and therefore no application for remarking a practical examination will be accepted. 1.16 Certification The certificates will be printed and released to the Examination centres. No candidate may contact the Examination Unit in connection with this unless it is via their training Centre. 1.17 Re-sits/Supplementary examination The candidates who failed the annual examination, should register for the re-sit or supplementary examination within four weeks of the declaration of the results of NCC annual examination. 1.18 Registration for Re-sit or Supplementary Examinations The Registration for re-sit or Supplementary examination shall be done through the respective Technical College or Training Centre for the respective candidate. 2.0 EXAMINATIONS REGULATIONS FOR EXAMINATION CENTRES 2.1 The Centre should supply the following: - 2.1.1 2.1.2 Well-lit, well-ventilated, quiet rooms suitable for examination purposes. A wall clock together with some method of writing instructions and information for the students during the examination. Drawing equipment for drawing examinations. Signs outside the rooms to indicate that examinations are in progress. Clear directions to the examination venue for the candidates. Security for the examination papers whilst they are in the Centre. 2.1.3 2.1.4 2.1.5 2.1.6 16 October 2006 2.1.7 2.1.9 Examination staff. This includes the Invigilator plus at least one other person (a Rover) who is available to be called into the examination room if any problems arise. Written reports on any wrongdoing or incidents that occur in relation to the examinations. A display of the regulations for candidates for NCC examinations. 3.0 EXAMINATION REGULATIONS FOR INVIGILATORS AND ROVERS 3.1 The Invigilator should: - 3.1.1 Be in the room at least 15 (Fifteen) minutes prior to the start of the examination in order to make sure that the room is in order, place the clock in place etc. Ensure that the desks to be used are at least 800mm away from other desks. (Where this is not applicable, ensure that students are a reasonable distance apart) Allow the candidates into the room 10 minutes prior to the examination. Candidates should be sat in register order. Register the candidates. Ensure that proof of ID is checked (i.e. Omang cards) make sure the candidates sign the registration sheet. Write the start and finish time on the board. Unseal the examination packet in front of the candidates. Hand out the question papers. At the correct time, tell the candidates to start. Announce that there are fifteen minutes left at the appropriate time. From this time, no candidate may leave the room until the end of the examination. Collect in all papers at the end of the examination whilst the candidates remain seated. The papers should be collected in register order. (No papers that have not been collected may leave the examination room). Seal the registration document and the papers in the envelope(s) provided. Return all papers to the secure place/person in the Centre. Ensure that regulations for candidates are adhered to Fully document any problems that arise during the examination. Call the Rover if any problems arise so that that person may be a witness to any incident. Not allow any unauthorised person to read the examination paper. No paper that is not in use by candidates or the invigilator should be unsealed. Latecomers will be allowed into the examination up to forty-five (45) minutes after the start of the examination. These latecomers will not be allowed extra time at the end of the examination. Unauthorised persons may not enter the examination room during the examination period. This includes preparation and clearing up time. This includes Examination Centre Staff and Lecturers. The Rover and the MTTC Co-ordinator are authorised persons. Authority for entry is only at the discretion of the MTTC Co-ordinator. In the absence of an MTTC Co-ordinator, the Examinations Co-ordinator for that Centre may issue authority. Any such authorities must be fully documented. Follow the instructions of the MTTC Co-ordinator. The Principal of the College or the Centre should assist the MTTC Co-ordinator in respect of examination problems. 2.1.8 3.1.2 3.1.3 3.1.4 3.1.4 3.1.5 3.1.6 3.1.7 3.1.9 3.1.10 3.1.11 3.1.12 3.1.13 3.1.14 3.1.15 3.1.16 3.1.17 3.1.18 3.1.19 3.1.20 17 October 2006 3.2 The Rover should: - 3.2.1 3.2.2 3.2.3 3.2.4 Be within calling distance of the Invigilators throughout the examination. Assist the Invigilators when the need arises in co-operation with the MTTC Coordinator. Fully document any problems that arise during the examination period. Seek advice from the MTTC Co-ordinator when the need arises. 4.0 REGULATIONS FOR MTTC EXAMINATION CANDIDATES 4.1 Candidates Must: - 4.1.1 4.1.2 4.1.3 4.1.4 Read and understand these regulations. Bring with them a recognised form of ID to the examinations room. Sit in the seat indicated by the Invigilator. Not leave the examination room in the first hour of the examination or during the last fifteen minutes. Not do anything to distract any other candidate. No communication whatsoever is allowed between candidates. Communication between candidates will result in expulsion from the examination. Bring their own stationery. Black or blue pens, rubbers, rulers, non-programmable calculators are allowed. It is not permitted for any equipment to be shared by candidates. Red and Green pens are not allowed. Write their name and candidate number on the front of the paper when told to do so. Only break the seal on the examination paper when told to do so by the Invigilator. Return all papers in at the end of the examination. No papers may leave the examination room unless in the possession of the Invigilator. Not consume any food, drinks or sweets during the examination. Obey all instructions given by the Invigilator. Report any administrative problems concerning the examination to the MTTC Coordinator via the Invigilator at the time it occurs. No action can be taken if problems are reported later than one hour after the end of the examination. The candidates should sit examination all five subjects together in the annual examination. If failed, then may sit the re-sit or supplementary examination within six months. The candidates will be allowed to sit annual examination in the first place and then, two attempts of re-sits will be allowed. After that the candidate will be required to repeat all five subjects examination. In case of sickness the candidate must produce a medical certificate for absenting in an examination. 4.1.5 4.1.6 4.1.7 4.1.8 4.1.9 4.1.10 4.1.11 4.1.12 4.1.13 4.1.14 4.1.15 18 October 2006 9.0 SUPPLEMENT III 9.1 LEARNER APPEALS A complaint is considered an expression of legitimate concern regarding some aspect of DAIT/MTTC’s provision and or operation, which need a response. (a) PRINCIPLES: 1. Complaints will be treated in confidence and no disadvantages or discrimination of any kind will apply to the complainant; and 2. Anonymous complaints against a person or persons will not be considered. (b) PROCEDURE: 1. If a learner is not satisfied in an examination result published by DAIT/MTTC, He/she is required to lodge a written complaint to the Director of Apprenticeship and Industrial Training within 14 days after the release of results; Discussions within the faculty do NOT count as notification of an appeal; 2. Such a complain is lodged on a prescribed “REQUEST FOR A REMARK FORM” explaining the reason for remark in a particular subject (s); 3. The request should be endorsed by the head of institution from where the college attended institutional training and subsequent examination; 4. A remark fee equivalent to P50.00 per subject should be paid before a remark is instituted; 5. The Director of Apprenticeship’s representative will log the complain and cause investigation and or a remark; 6. The outcome of a remark and or investigation are communicated to the candidate in writing within 14 days from the date of lodging a complain; 7. It is the responsibility of the learner to provide correct contact address, factual reasons for appeal and correct evidence where required. 19 October 2006 10.0 SUPPLEMENT IV 10.1 EXAMINATION PROCESS EXAM PROCESS Industrial Staff members prepares drafts BOE Exam unit types the exam and print MTTC internal quality committee Exam unit for any retype of corrections and print TAC for approval Exam unit to print and photocopying (Q.A. by Senior Officer of section concerned) Moderator packs the exam according to the No. of candidates Conduct exam Moderator and invigilators Markers (Senior Markers, Co-ordinators) Results are checked by the Senior Officer of the section TAC approves the results Moderate the exam (Academic counsel for further quality check & declaration) Results published Certification 20 October 2006