PLAIN LANGUAGE EMERGENCY CODES IMPLEMENTATION TOOLKIT executive summary Hospitals in South Carolina and the South Carolina Hospital Association are committed to safe, quality health care. One way to promote safety and reduce harm is to implement plain language emergency codes. Historically, hospital emergency codes were assigned a color. The use of color codes was intended to convey essential information quickly with minimal misunderstanding to staff, while preventing stress and panic among visitors to the hospital. Unfortunately, the risks of using color codes now outweigh the benefits. There is significant variation of color codes across organizations, which leads to confusion of health care providers and, in some instances, harm to health care providers. Hospitals have also received feedback from consumers stating that color codes increased their stress level. Consumers want to be informed and have asked hospitals for transparency. Nationally, the Joint Commission has recommended the standardization of emergency codes. The trend to adopt plain language is supported by U.S. Department of Health and Human Services, U.S. Department of Homeland Security, The National Incident Management System (2008) and The Institute of Medicine’s Health Literacy report and recommendations (2004) Plain language is communication your audience can understand the first time they see or hear it. People know what actions are required based on the information they receive. Hospitals should also take this opportunity to consider when overhead paging is appropriate versus silent notification. This voluntary initiative is intended to improve the safety and continuity among hospitals in South Carolina. Each hospital should convene a team to evaluate the use of plain language. The recommendation to adopt plain language emergency codes has been developed by experts from hospitals across South Carolina and is based on literature, research and national guidelines. timeline It is recommended that all participating hospitals adopt the standardized codes by December 31, 2016. 1 FEBRUARY 2016 Provide hospitals with resources to support implementation. Seek hospitals’ intent to adopt specific codes and date of adoption. Standardized emergency codes among participating hospitals adopted. MARCH 2016 Conduct webinars to provide additional education and answer questions. 4 5 DECEMBER 2016 Announce new initiative and recommendation. 2 3 APRIL 2016 JANUARY 2016 JUNE 2016 Conduct webinars to provide updates and answer questions; share implementation strategies among participating hospitals. 6 7 MAY 2017 Evaluate implementation status. recommendations Category + Alert + Location + Directions FACILITY ALERT EVENT Decontamination Evacuation/Relocation Fire Hazardous Material Release Mass Casualty Utility/Technology Interruption Weather RECOMMENDED PLAIN LANGUAGE Facility Alert + Decontamination + Location + Directions Facility Alert + Evacuation + Location + Directions Facility Alert + Fire + Location + Directions Facility Alert + Threat + Location + Avoid the area Facility Alert + Mass Casualty + Location + Directions Facility Alert + Utility/Technology Interruption + Location + Directions Facility Alert + Weather Event + Location + Directions SECURITY ALERT EVENT RECOMMENDED PLAIN LANGUAGE Armed Subject Bomb Threat Civil Disturbance Controlled Access Missing Person Security Assistance Security Alert + Threat + Location + Directions Security Alert + Threat+ Location + Directions Security Alert + Civil Disturbance + Location + Avoid the area Security Alert + Controlled Access + Location + Directions Security Alert + Missing Person + Location + Directions Security Alert + Security Assistance + Location + Directions Suspicious Package Security Alert + Suspicious Package + Location + Directions MEDICAL ALERT EVENT Medical Alert RECOMMENDED PLAIN LANGUAGE Medical Alert + Medical Emergency + Location + Directions ANNOUNCEMENT EXAMPLE Facility Alert, Utility/Technology Interruption, West Building, Plug Critical Equipment Into Red Outlets notes & suggestions FACILITY ALERT RECOMMENDED PLAIN LANGUAGE Decontamination Facility Alert + Decontamination + Location + Directions Evacuation/Relocation Facility Alert + Evacuation + Location + Directions Fire Facility Alert + Fire + Location + Directions Hazardous Material Release Facility Alert + Threat + Location + Avoid the area Mass Casualty Facility Alert + Mass Casualty + Location + Directions Utility/Technology Interruption Facility Alert + Utility/Technology Interruption + Location + Directions Weather Facility Alert + Weather Event + Location + Directions SECURITY ALERT RECOMMENDED PLAIN LANGUAGE Armed Subject “Security Alert + Threat + Location + Directions Bomb Threat “Security Alert + Threat+ Location + Directions Civil Disturbance “Security Alert + Civil Disturbance + Location + Avoid the area Controlled Access “Security Alert + Controlled Access + Location + Directions Missing Person “Security Alert + Missing Person + Location + Directions Security Assistance “Security Alert + Security Assistance + Location + Directions Suspicious Package “Security Alert + Suspicious Package + Location + Directions MEDICAL ALERT RECOMMENDED PLAIN LANGUAGE Medical Alerts Medical Alert + Medical Emergency + Location + Directions DETERMINATION OF WHETHER A SILENT OR OVERHEAD NOTIFICATION WILL BE CALLED SHOULD BE DECIDED UPON BY THE INDIVIDUAL FACILITY. RECOMMENDATIONS FOR SPECIFIC CIRCUMSTANCES ARE AS FOLLOWS. NOTES/SUGGESTIONS Overhead page An evacuation facility alert will only be used when referencing the evacuation of an entire building. A relocation facility alert will be used when horizontal or vertical evacuation is necessary. Smoke alarm response should be the same. Focus directions on “avoiding the area”. Only announce if public is in jeopardy or if an outside agency is required to assist in clean-up. Major traumatic events that do not qualify as a surge (i.e. a slow, gradual increase). An event that is impacting the ED as well as other departments. “Surge” will be decided upon individually by hospitals. Plant Facility System Alert would fall under this event. Classified as all the things you need to run a facility; the facility will decide if any additional language is needed. Tornado watches/warnings, snow, ice, severe thunderstorm, etc. NOTES/SUGGESTIONS Differentiate between inside vs. outside the facility; “Escape immediate danger or shelter in place” is best overall terminology to use with giving directions. Immediate threat; direct with staff instructions Keep this event in this category in case it is ever needed because it does not fall into other categories. Cannot use “lockdown” terminology. Vulnerability; always use “missing” unless there is absolute certainty about abduction; stay away from using abduction unless necessary because if they are abducted, they are still missing. An out of control visitor/individual causing a disturbance. This can also include a caveat of “escalated behavior” if necessary. “Suspicious package, avoid the area.” NOTES/SUGGESTIONS These will be listed on a matrix, but fall under daily operations response rather than emergency management response. research GOALS REDUCE VARIATION OF EMERGENCY CODES AMONG SOUTH CAROLINA HOSPITALS INCREASE COMPETENCYBASED SKILLS OF HOSPITAL STAFF WORKING IN MULTIPLE FACILITIES ALIGN, IF POSSIBLE, STANDARDIZED CODES WITH NEIGHBORING STATES INCREASE STAFF, PATIENT, AND PUBLIC SAFETY WITHIN HOSPITALS AND CAMPUSES Emergency code terminology used to notify staff in a health care facility about an event that requires immediate action varies significantly from facility to facility. This variation may lead to confusion for staff working in more than one facility. The general public that frequents hospitals often hears the current codes as meaningless noise. Once the idea of plain language was brought to SCHA’s attention, research was conducted to assess the successes and failures of the use of these codes across the country. Through research it was concluded that there is no federal requirement that health care facilities use plain language emergency alerts, and to date, Maryland is the only state that has mandated hospitals implement uniform code terminology as a component of their emergency disaster plan. However, there is clearly a national trend to standardize emergency codes. At least 25 hospital associations have already recommended the use of standardized emergency codes by their hospitals and health care facilities. Several hospital associations have advocated using ‘plain language’ codes based on recommendations from government agencies such as the U.S. Department of Homeland Security. SCHA did not conduct an assessment of variability in codes, as the research provided in other states was sufficient. PROMOTE TRANSPARENCY OF SAFETY PROTOCOLS BACKGROUND PRINCIPLES THIS IS A VOLUNTARY INITIATIVE; IT IS NOT A MANDATE TO ADOPT ALL OR ANY OF THE RECOMMENDED EMERGENCY CODES. THE RECOMMENDATIONS ARE BASED ON LITERATURE AND NATIONAL SAFETY RECOMMENDATIONS. USE OF PLAIN LANGUAGE EMERGENCY CODES IS THE LONG-TERM GOAL OF THIS INITIATIVE TO ENSURE TRANSPARENCY AND PATIENT AND PUBLIC SAFETY. MINIMIZING OVERHEAD PAGES IN HOSPITALS IS ENCOURAGED TO PROVIDE A QUIETER HOSPITAL ENVIRONMENT, LEADING TO IMPROVED SAFETY AND PATIENT OUTCOMES. workgroup members Sarah Kirby, Co-Chair Jeffrey Straub, Co-Chair Bob Besley Eric Brown, MD Julie Marie Brown Ray Brown Tavia Buck James Clarke Matthew Conrad Scott Cooper Patti Davis Patrick Devlin Brian Fletcher Jerry Flury Ann Flynn Jennifer Gregg George Helmrich Kim Jolly Stephan Jones Debbie Mixon Todd O’Quinn Pennie Peralta Michael Platt Michael Puckett Greg Reed Chris Rees Chief Operating Officer Corporate Emergency Manager Director of Security & Emergency Management Physician Executive System Director, Regulatory Compliance Director of Safety, Communications & Volunteer Services Chief Nursing Officer Corporate Director, Emergency Management Administrative Specialist EMS/EM Coordinator Project Manager Director of Safety, Security & Emergency Preparedness Disaster Preparedness Program Manager Director of Emergency Management Safety Coordinator Nurse Manager, Emergency Department Chief Medical Officer Chief Nursing Officer Safety Coordinator Administrative Director, Risk Manager Director of Safety Operations Vice President of Nursing Emergency Preparedness & Safety Coordinator Emergency Management Coordinator Director of EOC & Emergency Management AVP, Patient Safety, Service Excellence & Physician Services Palmetto Health Baptist Parkridge Spartanburg Regional Medical Center Aiken Regional Medical Centers Palmetto Health Richland, USCSOM Palmetto Health Beaufort Memorial Hospital Roper St. Francis Mount Pleasant Hospital Carolinas HealthCare System Carolinas Hospital System- Florence Trident Medical Center Baptist Easley Hospital Tidelands Health MUSC Health Roper St. Francis Hospital Conway Medical Center Dorn VA Medical Center Baptist Easley Hospital Clarendon Health System AnMed Health Palmetto Health Tuomey AnMed Health Roper St. Francis Hospital Palmetto Health McLeod Regional Medical Center Greenville Memorial Hospital Tidelands Health SCHA STAFF Morgan Rackley Bowne Jimmy Walker Graduate Student Senior Vice President SCHA, University of South Carolina SCHA frequently asked questions WHY IS THE SOUTH CAROLINA HOSPITAL ASSOCIATION ENDORSING AND LEADING AN INITIATIVE TO ADOPT STANDARDIZED, PLAIN LANGUAGE EMERGENCY CODES? SCHA and member hospitals are committed to increasing patient, employee and visitor safety during any incident. The need to standardize emergency codes has been recognized by hospital emergency preparedness staff, especially in communities with more than one hospital or adjacent to nearby states. The decision to adopt plain language was proactive and based on literature, research and early trends among hospitals to promote transparency and safety. The early trend aligns with new federal initiatives to adopt plain language standards. HOW DID SCHA DEVELOP THESE SPECIFIC CODES FOR STANDARDIZED USE? SCHA invited volunteers to participate in a workgroup, consisting of individuals from member hospitals of all sizes, care capabilities, and geographic regions across the state. The group was co-chaired and SCHA staff facilitated the process. The workgroup, which first met in November 2015, met regularly to develop the plain language standardized code recommendations. Consensus was the primary method used for decision making. WHY IS PLAIN LANGUAGE IMPORTANT? The adoption of plain language promotes transparency, increases safety and aligns with national initiatives. The Institute of Medicine considers plain language a central tenet of health literacy (2004). The National Incident Management System also has established plain language requirements for communication and information management among emergency managers (2008). WHY DID THE SOUTH CAROLINA RECOMMENDATIONS ELIMINATE ALL COLOR CODES, WITHOUT EXCEPTION? Members of the plain language workgroup felt that including color code exceptions in this toolkit would send mixed messages about the importance of using communication your audiences can understand the first time they see or hear it. DOES USE OF PLAIN LANGUAGE CREATE ADDITIONAL FEAR AMONG PATIENTS & VISITORS? Although this is a commonly expressed concern, research suggests that plain language does not create additional fear among patients and visitors. In fact, it may decrease uncertainty among patients and visitors. To address the growing concern of patient and family confusion, a recent Joint Commission report on health literacy and patient safety recommends making plain language a “universal precaution” in all patient encounters. DOES USE OF PLAIN LANGUAGE REDUCE PATIENT PRIVACY OR PROTECTION? If policy implementation adheres to principles of privacy and HIPAA, use of plain language should not adversely affect patient privacy. HOW SHOULD A HOSPITAL DETERMINE WHICH EMERGENCY CODES TO ANNOUNCE TO ALL PATIENTS, VISITORS AND EMPLOYEES AND WHICH EMERGENCY CODES TO ANNOUNCE TO ONLY SPECIFIC HOSPITAL PERSONNEL? It is important that each hospital consult its emergency management and leadership teams to determine appropriate policies and procedures for the organization. As a general rule, the trend is to reduce the amount of overhead paging and announce overhead only those codes that at least the majority of patients, employees and visitors should be aware of and prepared to respond. HOW SHOULD HOSPITALS HANDLE SECURITY ISSUES, SUCH AS AN ARMED AND VIOLENT INTRUDER? It is important that each hospital consult its emergency management and leadership teams to determine appropriate policies and procedures for the organization. As a general rule, hospitals should consider overhead announcements when there is a confirmed or likely armed violent intruder. IS ADOPTION OF ANY OR ALL OF THESE PLAIN LANGUAGE EMERGENCY CODES MANDATORY? Although this initiative is strongly encouraged and endorsed by the SCHA Board of Trustees, there is currently no federal or state regulation requiring adoption of any or all of these standardized, plain language emergency codes. IS THERE A TIME LINE TO IMPLEMENT PLAIN LANGUAGE? There is a target date of December 31, 2016, for South Carolina hospitals to implement these plain language emergency codes. references Florida Hospital Association. (2014). Overhead Emergency Codes: 2014 Hospital Guidelines. Retrieved September 15, 2015, from http://www.jointcommission.org/assets/1/6/EM-2014_RECOMMENDATIONS_FOR_HOSPITAL_EMERGENCY_CODES_FINAL_(2).pdf Healthcare Association of Southern California (2011) Health care emergency codes: a guide for code standardization, (3rd ed). Institute of Medicine. (2001). Crossing the Quality Chasm: A new health care system for the 21st century. Retrieved September 15, 2015, from https://iom.nationalacademies.org/~/media/Files/Report Files/2001/Crossing-the-Quality-Chasm/Quality Chasm 2001 report brief.pdf Iowa Hospital Association. (n.d.). Plain Language Emergency Codes: Implementation Guide. Retrieved September 15, 2015, from https://www.ihaonline.org/Portals/0/webdocs/publications/Plain Language Document.pdf Joint Commission Resources (2012). Emergency management in health care: an all hazards approach (2nd ed). ISBN: 978-1-59940-701-2. Minnesota Hospital Association (n.d.) Plain language emergency overhead paging: implementation toolkit. Missouri Hospital Association. (2013). Standardized, Plain Language Emergency Codes: Implementation Guide. Retrieved September 15, 2015, from http://web.mhanet.com/2013_Emergency_Code_Implementation_Manual.pdf North Carolina Hospital Association. (2014). Implementation Guide: Standardized, Plain Language Emergency Alerts. Retrieved September 15, 2015, from https://www.ncha.org/healthcare-topics/emergency-preparedness/emergency-alerts Pennsylvania Patient Safety Authority. (2015). Standardized Emergency Codes May Minimize “Code Confusion”. Pennsylvania Patient Safety Advisory, 12(1), 1-6. Retrieved September 15, 2015, from http://patientsafetyauthority.org/ADVISORIES/AdvisoryLibrary/2015/mar;12(1)/Pages/01.aspx Redish J.C. (2000). What is information design? Technical Communication; 47(2):163-166. Ryherd, E., Okcu, S., Ackerman, J., Zimring, C., & Persson Waye, K. (2012). Noise pollution in hospitals: Impact on staff. J. Clinical Outcomes Management, 19(11), 491-500. Retrieved September 15, 2015, from http://turner-white.com/pdf/jcom_nov12_noise.pdf U.S. Department of Health and Human Services, Office of Disease Prevention and Health Promotion. (n.d.). Plain Language: A Promising Strategy for Clearly Communicating Health Information and Improving Health Literacy. Retrieved September 15, 2015, from http://health.gov/communication/literacy/plainlanguage/PlainLanguage.htm U.S. Department of Homeland Security (2008) National incident management system. Retrieved September 15, 2015, from https://www.fema.gov/pdf/emergency/nims/NIMS_core.pdf U.S. Department of Homeland Security, Office of Emergency (2010) Plain language FAQs. Retrieved September 15, 2015, from http://www.dhs.gov/sites/default/files/publications/PlainLanguageFAQs_0.pdf acknowledgments THE SOUTH CAROLINA HOSPITAL ASSOCIATION WOULD LIKE TO ACKNOWLEDGE THE FOLLOWING COMMITTEES FOR THEIR WORK AND SUPPORT OF THE STANDARDIZED, PLAIN LANGUAGE EMERGENCY CODES INITIATIVE SCHA Plain Language Emergency Codes Workgroup SCHA Board of Trustees SCHA Strategic Issues Council SCHA Quality Council THE SOUTH CAROLINA HOSPITAL ASSOCIATION ALSO RECOGNIZES THE FOLLOWING STATE HOSPITAL ASSOCIATIONS FOR THEIR WORK ON STANDARDIZED EMERGENCY CODES Colorado Hospital Association Florida Hospital Association Iowa Hospital Association Kansas Hospital Association Minnesota Hospital Association Missouri Hospital Association North Carolina Hospital Association Southern California Hospital Association Wisconsin Hospital Association additional resources Along with this toolkit, we’ve included a number of supplemental resources. To download additional copies of these pieces, please visit www.scha.org/plain-language. EMER GENC TO R E DIAL PORT A YO N Y CO DES NUMB UR DESIG EMER GE N ER AN D FOL ATED EME NCY, RG L OW T STAT HESE ENCY FOR E E THE STEP X A MEDIC AMPLE: FA LERT S: TYPE CILITY AL AL ERT AL ERT, S . ECUR STAT ITY AL ERT O FOR E E THE R XAMP E V E ARME LE: F N T IR T D SUB JECT. E, HAZARD YPE CL OUS M E STAT ATER ARLY IAL S PILL O FOR E E THE R X S 3RD F AMPLE: E PECIF MERG IC LOOR L ENCY . O C A WAIT ING R TION OOM; OR TO WER 1, IF YO PLEA U HE SE FO EMER AR AN LLOW GENC YOUR ALER T, AR Y PRO E TOCO A’S LS. EMERGEN This facility You will no CY CODES is now usin g plain lan longer hea r color-cod guage aler ts. ed emerge TO REPOR T AN EME DIA ncy alerts. RGENCY, L YOUR DE S IG NATED EM NUMBER A ERGEN ND FOLLO W THESE S CY TEPS: STAT E THE ALE For Examp le: Facility STATE THE RT TYPE Alert, Secu rity Alert or Medical Ale rt. EVE le: Fire, Ha NT TYPE CLE zardous M ARLY aterial Spill or Armed S ubject. For Examp STATE THE For Examp SPECIFIC le: Emerge Once the em ergency si ncy Waitin Type of Ale rt tuation has LOCATION g Room; o r Tower 1, been resolv + Type of E ed, an all-cl vent + Loc IF YOU HE PLEASE F ear will be ation + All 3rd floor. given: Clear AR AN ALE OLLOW YO RT, UR AR CY PROTO EA’S COLS. EMERGEN