OPTICAL SPECTROSCOPY GUIDED BY STRUCTURAL AND FUNCTIONAL MRI FOR BREAST CANCER IMAGING A Thesis Submitted to the Faculty In partial fulfillment of the requirements for the degree of Doctor of Philosophy by Colin M. Carpenter Thayer School of Engineering Dartmouth College Hanover, New Hampshire June 2009 Examining Committee Chairman ___________________ Keith D. Paulsen Member ___________________ Brian W. Pogue Member ____________________ Solomon G. Diamond Member ___________________ Hamid Dehghani Member ___________________ David A. Boas _____________________ Brian W. Pogue Dean of Graduate Studies _____________________ (Signature of Author) © 2009 Trustees of Dartmouth College Abstract Magnetic Resonance (MR)-guided Diffuse Optical Imaging is an emerging technique to improve breast cancer imaging. This modality combines the high sensitivity of breast MR with images of tissue physiology, including blood content, oxygen saturation, and water fraction, which help differentiate benign and malignant lesions. This information may aid in reducing the high false-positive rates in breast MR that result in invasive biopsy procedures. MR supplements optical imaging by providing high spatial resolution images of tissue properties that improve optical imaging. Conversely, optical imaging provides MR with additional tissue characteristics that help classify lesions and quantify MR contrasts such as blood oxygenation. The goal of this thesis was to develop the foundation and methodology for comprehensively merging these modalities. A custom-designed fiber interface and MR breast coil were constructed to improve data quality and improve fiber positioning. The system correctly classified malignant from non-malignant lesions, yielding greater than 50% lesion to background contrast in cancers. In one case, it correctly assessed a tissue region that was incorrectly identified by MRI. Optical imaging is typically hampered by the non-ideal spectral limitations of the photodetectors. Incorporating the water content via MR water/fat imaging decreased quantification error of blood content by ~10% in simulation, and 70% in phantom imaging, due to the reduction in crosstalk between water and oxyhemoglobin. Optical imaging and Blood Oxygen Level Dependent (BOLD) MRI were used to monitor changes in breast tissue due to respiratory gas stimulation. Results showed a ii consistent (p<0.05) and significant hemodynamic response (p<0.05) in normal tissues with an oxygen/carbogen gas stimulus. In 2 tumor cases, results showed a significant decrease in the modulation of tumor hemoglobin compared to the healthy tissue (p<0.05). In addition, the first reported results combining BOLD and optics in the breast showed significant correlation of deoxyhemoglobin (p<0.05). Finally, a comprehensive image formation model that incorporated MR spatial and functional images was demonstrated. This methodology provides a foundation for quantitatively accurate images with high temporal and spatial resolution. The techniques developed in this thesis demonstrate the potential of MR-guided optics to characterize breast cancer, and to aid the understanding of MR contrasts. iii Acknowledgements I sincerely thank my advisor, Brian Pogue, for his guidance, enthusiasm, encouragement, and generosity during my thesis. Brian has been a role model for both career and community life, and I am certain that his influence has opened all the doors I would want in my career. Brian demonstrates the qualities that make engineers invaluable: the intuition of what will work, and the skills to make them work. His willingness to include his graduate students in critical decisions, research grants, and conferences, has made us more confident, more practical, and more efficient. If I have learned by example at Thayer, I am a better because of it. Certainly not second on this list, I sincerely thank Keith Paulsen, my other advisor. Keith’s familial attitude and drive to innovate is the very essence of what makes the Thayer School an ideal institution for study. His tenacity in research is inspirational, and his support of the research teams creates an environment where shared resources and knowledge accelerate progress. I only hope to model my career from Keith’s example. I am grateful to Shudong Jiang for her assistance and guidance in research, which I am sure shaved 3 years off my Ph.D. by providing the background I needed to learn medical imaging instrumentation. Shudong has devoted countless hours to the successful completion of the experimental work in this thesis I thank my friends, especially Scott Davis, for being a great friend, helping me avoid the pitfalls that would have lessened my Ph.D. experience, and critically discussing the nuts and bolts with me. I thank my long-time Thayer friends Phil, Dax, Dave, Jon, Phani, Kara, and Clara for providing the happy times that let me clear my mind to approach a problem from a different perspective. I appreciate the support and friendship iv from my group mates. I also thank Dan Lynch and Hamid Dehghani for their advice and support during my time at Thayer. Finally, I thank my wife Katie for her patience and support during my long hours in the office, and her enduring radiance, which inspired me to remain steadfast in solving a problem. I also thank my mom and dad for their encouragement, and my family for helping to take my mind off of research every once in a while. v Dedication To my wife Katie and the rest of my family. vi Table of Contents Approval Page..................................................................................................................... ii Abstract ............................................................................................................................... ii Acknowledgements............................................................................................................ iv Dedication .......................................................................................................................... vi Table of Contents.............................................................................................................. vii List of Tables ..................................................................................................................... xi List of Figures and Illustrations ........................................................................................ xii List of Symbols, Abbreviations and Nomenclature....................................................... xxiv CHAPTER ONE: INTRODUCTION..................................................................................1 1.1 Overview....................................................................................................................1 1.2 Current state of breast cancer imaging ......................................................................1 1.3 Imaging breast cancer with Magnetic Resonance......................................................2 1.4 Imaging breast cancer with optics .............................................................................3 1.5 Improving optical breast imaging with MRI .............................................................4 1.6 Organization of this Thesis ........................................................................................5 CHAPTER TWO: INSTRUMENTATION FOR MR GUIDED DIFFUSE OPTICAL SPECTROSCOPIC IMAGING ..................................................................................7 2.1 Introduction................................................................................................................7 2.2 System Operation.......................................................................................................8 2.3 Serial spectroscopic imaging ...................................................................................10 2.4 Dynamic spectroscopic imaging..............................................................................12 2.5 Light illumination ....................................................................................................14 2.6 Light detection .........................................................................................................16 2.6.1 PMT calibration...............................................................................................16 2.6.2 Noise characterization .....................................................................................19 2.7 Patient interface .......................................................................................................23 2.8 Optical Magnetic Resonance mammography coil ...................................................27 2.9 Conclusions..............................................................................................................28 CHAPTER THREE: IMAGING HEMOGLOBIN, WATER, LIPID, AND SCATTER WITH OPTICAL TOMOGRAPHY .........................................................................31 3.1 Introduction..............................................................................................................31 3.2 Image formation.......................................................................................................34 3.3 Weight Matrices.......................................................................................................35 3.3.1 Incorporating structural information from MR ...............................................36 3.3.2 Incorporating quantitative information from MR............................................38 3.4 Derivation of the inverse solution............................................................................39 3.5 Alternate formulations .............................................................................................41 3.5.1 Tikhonov..........................................................................................................41 3.5.2 Levenberg-Marquardt......................................................................................41 3.6 Conclusions..............................................................................................................42 vii CHAPTER FOUR: METHODS OF ANATOMICALLY CONSTRAINED MR GUIDED OPTICAL IMAGING...............................................................................43 4.1 Introduction..............................................................................................................43 4.2 Determining boundaries and fiber locations with MR images ................................43 4.3 Separating adipose, fibroglandular, and suspect tumor tissue .................................44 4.4 Anatomical Constraints............................................................................................47 4.5 From MR images to computational domains...........................................................50 4.6 Computational burden considerations .....................................................................52 4.7 Implementation of Anatomical Constraints.............................................................53 4.7.1 Hard anatomical constraints ............................................................................53 4.7.2 Soft anatomical constraints: second differential Laplacian operator ..............54 4.7.3 Hybrid Edge Constraining Filter .....................................................................56 4.8 Comparison of spatial reconstruction methods with improper segmentation..........57 4.8.1 Case Study 1: High Density Vascular Structure..............................................58 4.8.2 Case Study 2: Low Density Vascular Structure ..............................................61 4.8.3 Conclusions comparing reconstruction methods.............................................63 4.9 Considerations in 3D imaging .................................................................................64 4.10 Conclusions............................................................................................................68 CHAPTER FIVE: MR GUIDED OPTICAL IMAGING FOR TUMOR CHARACTERIZATION AND NEOADJUVANT CHEMOTHERAPY MONITORING.........................................................................................................69 5.1 Detection and characterization of breast tumors......................................................70 5.1.1 Reconstruction methodology...........................................................................70 5.1.2 Results .............................................................................................................71 5.1.2.1 Subject 1 ................................................................................................71 5.1.2.2 Subject 2 ................................................................................................73 5.1.2.3 Subject 3 ................................................................................................75 5.1.2.4 Subject 4 ................................................................................................76 5.1.2.5 Subject 5 ................................................................................................78 5.1.3 Discussion........................................................................................................80 5.2 Monitoring neoadjuvant chemotherapy: A case study ............................................83 5.2.1 Study methodology..........................................................................................84 5.2.2 Results .............................................................................................................86 5.3 Conclusions..............................................................................................................91 CHAPTER SIX: INCORPORATING MR WATER FAT SEPARATION ......................93 6.1 Introduction..............................................................................................................93 6.2 Separating water and fat with MR ...........................................................................95 6.3 Previous work correlating optical and MR water and fat ........................................97 6.4 Methods to Incorporate MR water and fat into image reconstruction...................100 6.4.1 Direct substitution of water and fat ...............................................................101 6.4.2 Joint weighted estimation of water and fat....................................................103 6.5 Comparison of MR water-guided reconstructions.................................................105 6.5.1 Influence of MR Water/Fat Separation constraint on crosstalk ....................107 6.5.2 Influence of MR Water/Fat error on the Joint Weighted Estimation reconstruction.................................................................................................109 viii 6.6 Experimental validation in a breast tissue simulating phantom ............................111 6.6.1 Properties of the tissue simulating phantom..................................................111 6.6.2 Methods to measure gelatin water concentration ..........................................111 6.6.3 Results ...........................................................................................................113 6.7 In vivo results in the human breast.........................................................................115 6.8 Conclusions............................................................................................................119 CHAPTER SEVEN: MONITORING CHANGES IN BREAST PHYSIOLOGY DUE TO RESPIRATORY CHALLENGE......................................................................121 7.1 Introduction............................................................................................................121 7.2 Tumor contrast identified by respiratory challenge...............................................121 7.3 Modulating tissue hemodynamics with gas stimulus in healthy tissue .................122 7.4 Methods .................................................................................................................126 7.4.1 Gas Breathing ................................................................................................126 7.4.2 Gas stimulus ..................................................................................................128 7.4.3 Data acquisition .............................................................................................130 7.4.4 Data Processing .............................................................................................131 7.5 Results in the healthy breast ..................................................................................133 7.5.1 Time lag response in healthy breast tissue ....................................................136 7.5.2 Noise Considerations.....................................................................................139 7.6 Conclusions in Healthy Tissue ..............................................................................142 7.7 Modulating tissue hemodynamics with gas stimulus in diseased tissue................142 7.8 Results in breast tumors.........................................................................................143 7.9 Conclusions............................................................................................................145 CHAPTER EIGHT: CORRELATING OXYGENATION MEASURED BY BOLD AND OPTICS IN THE BREAST...........................................................................147 8.1 Introduction............................................................................................................147 8.2 The BOLD Contrast...............................................................................................147 8.3 The rationale for combining BOLD and Optics ....................................................150 8.4 Comparisons between Optical and BOLD contrast mechanisms ..........................151 8.5 Correlations between Optics and BOLD MR ........................................................152 8.5.1 Correlations performed in healthy tissue.......................................................152 8.5.2 Correlations in tumor tissue...........................................................................153 8.6 Methods for the studies in this Thesis ...................................................................154 8.6.1 Subjects..........................................................................................................154 8.6.2 Respiratory challenge ....................................................................................155 8.6.3 Data Collection..............................................................................................156 8.6.4 Data analysis..................................................................................................159 8.7 Results....................................................................................................................164 8.8 Conclusions............................................................................................................169 CHAPTER NINE: A STRUCTURAL AND FUNCTIONAL MULTIMODAL RECONSTRUCTION MODEL .............................................................................173 9.1 Introduction............................................................................................................173 9.2 Justification for including MR covariance priors ..................................................173 9.3 Multimodal reconstruction.....................................................................................176 ix 9.4 Simulation test problem .........................................................................................178 9.5 Simulation results ..................................................................................................179 9.6 Conclusions............................................................................................................180 CHAPTER TEN: CONCLUDING REMARKS..............................................................182 10.1 Overview of work completed ..............................................................................182 10.2 Future directions ..................................................................................................185 10.3 Opportunities in breast MR-optical imaging .......................................................186 10.3.1 Volumetric interface....................................................................................186 10.3.2 Dynamic contrast enhanced MR for higher specificity / blood volume maps ...............................................................................................................187 10.3.2.1 Spatial guidance using washout kinetics ...........................................187 10.3.2.2 Imaging blood volume with DSC-MR and DCE-MR .......................188 10.3.2.3 Imaging blood volume Vascular Space Occupancy (VASO)............189 10.3.3 Incorporating Diffusion Weighted MR into optical scatter.........................190 10.4 Unanswered questions .........................................................................................191 10.4.1 2D vs 3D......................................................................................................192 10.4.2 Soft priors vs Hard priors ............................................................................193 APPENDIX A: 3-DIMENSIONAL IMAGE VISUALIZATION...................................195 APPENDIX B: GENERATING BREAST MESHES WITH MIMICS ..........................198 APPENDIX C: RE-CALIBRATING PMT AMPLITUDE AND PHASE......................209 APPENDIX D: FIBER INTERFACE CAD DRAWINGS .............................................213 APPENDIX E: LIST OF MATLAB SUBROUTINES ...................................................215 x List of Tables Table 4.1: The different MRI sequences used in this study were all used in the optical image reconstruction. A breast clip, identifying the location of biopsy, is shown as a green arrow in the DCE image (bottom). .......................................................... 47 Table 5.1: Overview of imaging sessions for the subject monitored during neoadjuvant chemotherapy. ...................................................................................... 85 Table 6.1: Tissue properties used in water/fat simulation study..................................... 106 Table 6.2: Phantom true concentrations in the background and region of interest (ROI). The concentration of HbT was measured with a hemoglobin analyzer, and water was measured with methods described below. The scatter amplitude and scatter power were homogeneous, but unknown (UK). ................................... 111 Table 7.1: Expected changes in total hemoglobin (HbT) and oxygen saturation (O2 Sat) due to physiological changes accompanying a switch between gasses in each stimulus used in this study. A (+) indicates that the administration of the gas (shown in the columns) will cause a relative increase in the parameter (shown on the leftmost column of each row). A (-) indicates a relative decrease. 125 Table 7.2: Listing of the different gases used for this study and the number of volunteers monitored for each stimulus. ................................................................. 130 Table 7.3: Comparison of the correlation while breathing a gas stimulus compared to the correlation while breathing air (control). Shown are the significance values resulting from two sample t-tests, determining if the means were significantly different................................................................................................................... 141 Table 7.4: Time lag results in these 2 cases show no consistent differences between tumor tissue and non-diseased fibroglandular tissue for total hemoglobin or oxygen saturation. ................................................................................................... 144 Table 8.1: List of imaging studies performed with optics and BOLD MR. Imaging studies 1-3 were volunteers with invasive ductal carcinomas (IDCs) of the left.... 155 Table 8.2: Correlations and significance between optically measured deoxyhemoglobin and BOLD. After removing data where the optically measured deoxyhemoglobin had a smaller correlation than the air control (SNR < 1), the O2/CO2 stimulus induces a response in which optics significantly correlates to BOLD. ................................................................................................ 167 Table 9.1: Differences in tissue properties from Brooksby et al.89 These results from 11 subjects show significant differences between all parameters but oxygenation.175 xi List of Figures and Illustrations Figure 2.1: Two fundamental methods to measure tissue optical properties. Shown are the effects of an absorbing and scattering medium on an ultrafast laser pulse, and a light source temporally modulated at a fixed frequency. ......................................... 8 Figure 2.2: MR-guided optical instrument used in this thesis. (a) Frequency generators for the laser diodes and reference, (b) Serial and dynamic source controllers, (c) Photomultipler detection hardware, (d) System computer, (e) Laser diode DC current source, and (f) Rotary stage motor controller. Optical fibers entered into the MR room through (g) a custom built magnetically shielded conduit, and (h) were mounted on a fiber interface which was attached to an MR breast coil. ................................................................................................... 9 Figure 2.3: Labview software control. (a) Inputs allow selection of a combination of serial single wavelengths and the 3 wavelength dynamic source, (b) Indication of signals above the noise floor, (c) Output of AC amplitude and phase shift data...... 10 Figure 2.4: Schematic of the serial optical instrument. (a) The serial source operates one laser diode, (LD) at a time by modulating the laser diode current source, (DC) .......................................................................................................................... 11 Figure 2.5: Schematic of the dynamic optical instrument. (a) All laser diodes (LD13) are simultaneously driven by appropriate current sources (DC1-3) which are modulated at separate frequencies by independent frequency generators which are phase locked together (SG1-3). Similar to the serial setup, the source light is input into the rotary stage, (b) and injected into the appropriate fiber, (c) which illuminates the target, (d). The detected light is measured with PMTs attached to the rotary stage. This signal is mixed with a reference signal generator (SGref) and............................................................................................................................. 13 Figure 2.6: Translational stage design. (a) Shown in black are the 6 laser diodes. The red arrow indicates the direction of movement of the sources. In gray are the source fibers of the 16 bifurcated fiber bundles. (b) Photograph of the source installed in the system. The arrows indicate the translational laser diode sources and the fixed source fibers. ....................................................................................... 15 Figure 2.7: (a) Design of the top plate on the detection system. Fiber bundles connect to the top plate and lead to the patient interface. (b) The bottom plate rotates the laser diode source and detectors in the direction of movement indicated by the red arrow. (c) Photograph of the rotary stage installed in the system....................... 15 Figure 2.8: (a) Setup for calibration. A laser diode illuminates a homogeneous cylindrical phantom so that all PMTs have similar intensities. (b) Filter wheels..... 17 Figure 2.9: (a) Uncalibrated and (b) calibrated voltages for a PMT. Since the voltage response is linear over all gains within the linear detection region, PMT voltage xii is calibrated for gain setting by removing the offset between voltages of identical input .......................................................................................................................... 18 Figure 2.10: (a) Uncalibrated and (b) calibrated phase response for a PMT. Since the pathlength of the measurement is independent of input light power, the phase difference should remain constant. However, changes in PMT gain affect the........ 19 Figure 2.11: Amplitude and phase noise for all PMTs. (a) Plot of the standard deviation in Voltage as a percentage of voltage vs log10 Voltage. (b) Plot of the standard deviation in phase (in degrees) vs log10 Voltage. ....................................... 20 Figure 2.12: (a) Average AC voltage amplitude noise response of all PMTs for this system, in (%) and (b) average phase noise (in degrees), compared to (c,d) a similar system reported by Yalavarthy47................................................................... 21 Figure 2.13: Amplitude of AC voltage for all PMTs vs input power. At low input light power, the signal is less than the noise floor, (c). When the input voltage is too high, the PMTs saturate, (a). Between these limits is the linear detection region, (b). This region is desired for detector amplitude linearity. ........................ 21 Figure 2.14: (a) Uncalibrated phase differences through the same phantom on different days, without changing fiber positions. Data collected on day 1 (solid), and day 2 (dotted). Colors denote different PMTs. (b) Phase response for a constant pathlength for PMT 8 on day 1 (red) and day 2 (blue)............................... 23 Figure 2.15: (a) Circular and (b) slab patient optical interface attached to MR breast coils with simulated optical overlays. ....................................................................... 24 Figure 2.16: Data points dropped in calibration phantoms and one subject for slab vs circle geometries. In these cases, the slab geometry yielded more datapoints that were of good quality. ................................................................................................ 24 Figure 2.17: (c) Percent errors in contrast recovery between identical inclusions in the (a, blue) circular, and (b, red) slab geometries of resin phantoms. In the slab case, contrast recovery in the inclusion was accurate within 1%. ............................ 26 Figure 2.18: Fiber interface integrated into an (a) Invivo breast coil in a (c) Philips scanner, and a (b) USA Instruments coil in a (d) GE scanner. ................................. 27 Figure 2.19: Slab optical interface in three different MR coils. (a,b,c) Fiber interface shown for the (a) Invivo coil, (b) USA Instruments coil, and the (c) Philips Medical Systems, Hamburg, GER., custom optical/MR coil. Note the space constraints which limit available fiber positions in the commercial coils including, (d) the sloping top plate of the Invivo coil and the bulky support, and (e) the lack of ............................................................................................................ 29 xiii Figure 2.20: (a,b) Sketches (courtesy of C. Luessler, Philips Medical Systems, Hamburg, GER) and (c,d) photographs (courtesy of S. Davis) of the optical/MR breast coil. ................................................................................................................. 30 Figure 3.1: Tissue chromophore spectra in the near infrared range (from Eker et al.51). . 31 Figure 3.2: Finite element meshes (a,b) and solutions of the light propagation of a photon source (c,d) in 2D and 3D. ............................................................................ 34 Figure 3.3: Anatomical information can be easily interpolated onto the finite element mesh if the modalities are coregistered since there is no positional error. In this case, the anatomical prior is segmented into three distinct regions, 1-3................... 37 Figure 3.4: (a) Homogeneous initial guess from the optical calibration routine, (b) initial guess both from optical calibration and an MR quantitative water prior. ...... 38 Figure 4.1: MR images which provide accurate tissue boundaries and fiber positions via fiducial markers. (a) Fibers placed on the ferrule of each fiber, (b) fibers used for position reference. ............................................................................................... 44 Figure 4.2: DCE-MR subtraction image resulting from pre contrast image subtracted from post contrast enhancement image. Note the ring enhancement around the main lesion, identified by arrows on the right side of the image. The left arrow identifies a small satellite lesion. .............................................................................. 47 Figure 4.3: Physiological properties imaged on the same day using a a) non MRguided optical imaging instrument, and a b) MR-guided optical imaging, using a soft-prior Laplacian filter technique. Note the increased contrast recovery with the image-guided approach. ...................................................................................... 50 Figure 4.4: Transforming MRI images for computational use requires 1) segmentation of tissue types into adipose, fibroglandular, and suspicious lesions,........................ 51 Figure 4.5: A comparison of the number of unknowns calculated in 2D vs 3D for 2D full, 3D full, and 3D region-based spectral reconstructions, for five parameters. .... 53 Figure 4.6: Segmented breast MR used to guide reconstruction methods. The labels within the image define regions of adipose (1), fibroglandular (2), and tumor (3) tissue. Blue x’s and red circles define the source and detector locations around the breast. .................................................................................................................. 54 Figure 4.7: (a) Example of a spectral graph (from Biyikoglu et al. 97). In optical tomography, each row of the covariance weight matrix incorporates the regions labeled in (b) with connectivity described by this graph. ......................................... 55 Figure 4.8: (a) T1-weighted image of case study 1. (b) Coarse segmentation of (a) used to reconstruct data. (c) Fine segmentation used to generate data. (b-c) are color coded according to tissue type. ........................................................................ 58 xiv Figure 4.9: Reconstructions using the (a) Laplacian matrix reconstruction, (b) hybrid reconstruction, and (c) region fitting reconstruction. (d) True optical contrasts and spatial heterogeneity........................................................................................... 60 Figure 4.10: Total errors in absorption (the average of oxyhemoglobin, deoxyhemoglobin, and water) and scatter (the average of scatter amplitude and scatter power) for all regions of each of the reconstruction algorithms.................... 61 Figure 4.11: (a) T1-weighted image of case study 2 (b) Coarse segmentation of (a) used to reconstruct data. (c) Fine segmentation used to generate data. (b,c) are color coded according to tissue type. ........................................................................ 61 Figure 4.12: Reconstructions using the (a) Laplacian matrix reconstruction, (b) hybrid reconstruction, and (c) region fitting reconstruction. (d) True optical contrasts and spatial heterogeneity........................................................................................... 62 Figure 4.13: Total percent errors in absorption and scatter for case study 2 for each of the reconstruction algorithms.................................................................................... 63 Figure 4.14: Memory requirements when using the Laplacian soft priors reconstruction can be a computational limitation in 3D. By implementing a hybrid approach, matrix storage for three patients reduces to a computationally feasible size. .............................................................................................................. 65 Figure 4.15: 3D mesh used in image reconstruction. The mesh consisted of ~20,000 nodes. Tissue regions are identified by color........................................................... 66 Figure 4.16: 3D reconstructions of (a) hybrid method and (b) hard priors compared to (c) the truth. The hybrid method reduces the adipose tissue to 1 region, and applies a Laplacian filter to the fibroglandular tissue and region of interest............ 67 Figure 4.17: Percent error between recovered parameters and the truth for the 3D hybrid method, and 3D hard priors. .......................................................................... 67 Figure 5.1: (a) Anatomically guided optical images and (b-e) MR images of Subject 1 (no malignant tissue, 2 cysts, 1 benign fibrocystic lesion). Note the slight decrease in total hemoglobin compared to the background. (b) T1-W image in the plane of the optical fibers. (c) Gadolinium dynamic contrast enhanced MR image. (d) T2-W image showing increased water content expected in the cyst / benign lesion (e) Maximum intensity projection of the DCE-MR image. Note the tumor identified by the green arrows. ................................................................. 72 Figure 5.2: (a) Anatomically guided optical, (b-d) MR, and (e) pathology images images of Subject 2. (b) T1-W image in the plane of the optical fibers. (c) Dynamic contrast enhanced subtraction image used to segment region of interest (green arrow). (d) Maximum intensity projection gadolinium contrast enhanced image (lesion identified with arrow). (e) Mass pathology slice showing residual stromal tissue and no viable tumor hemorrhaging. ................................................... 74 xv Figure 5.3: (a) Anatomically guided optical, (b-d) MR, and (e) pathology images of Subject 3, who had a malignant lesion. (b) T1-W image in the plane of the optical fibers. (c) Dynamic contrast enhanced subtraction image used to segment region of interest (green arrow). (d) Maximum intensity projection gadolinium contrast enhanced image. (e) Mass pathology slice showing tumor size post treatment. Note the haemorrhaging (black in color) corresponding to total hemoglobin contrast, and the surrounding necrotic tissue (tan in color).......... 76 Figure 5.4: (a) Anatomically guided optical and (b-d) MR images of Subject 4, with a known malignant lesion. (b) T1-W image in the plane of the optical fibers. (c) Gadolinium dynamic contrast enhanced MR image. (d) Maximum intensity projection of the DCE-MR image............................................................................. 78 Figure 5.5: (a) Anatomically guided optical and (b-d) MR images of Subject 5. (b) T1-W image in the plane of the optical fibers. (c) Gadolinium dynamic contrast enhanced MR image. (d) Maximum intensity projection of the DCE-MR image. Note the tumor identified by the green arrows. ........................................................ 80 Figure 5.6: Comparison of tumor to fibroglandular total hemoglobin across all subjects. The subjects denoted in the non-shaded region, subjects 3, 4 and 5, had known malignant lesions. In contrast, the shaded region consisted of subject 1, who had a benign/normal lesion, and subject 2, who was fully responding to chemotherapy. Total hemoglobin is higher than the background fibroglandular tissue in the known malignant tumors. ..................................................................... 81 Figure 5.7: Tumor to background contrast ratios of total hemoglobin for all subjects. Negative contrast indicates that the background had higher total hemoglobin than the region of interest. ........................................................................................ 81 Figure 5.8: No consistent trends between known malignant and suspect nonmalignant lesions are apparent for (a) Oxygen saturation contrast, (b) Water contrast, (c) Scatter Amplitude contrast, and (d) Scatter Power contrast for all subjects...................................................................................................................... 83 Figure 5.9: a) DCE MR images of a subject with an IDC taken 1 day prior to chemotherapy shows slight enhancement of 1 main node with 3 satellite lesions. b) MR-NIR images overlaid on a). The lesions in the plane of the optical fibers of the MR-NIR instrument show increased hemoglobin over the background. c) The colorbar used for quantitative analysis of hemoglobin in b). ............................ 87 Figure 5.10: a) DCE MR images of the subject from taken within 48 hours of the 2nd cycle of chemotherapy. Two lesions enhance, although the main lesion shows less enhancement, indicating response to chemotherapy. Note the decrease in total hemoglobin between b) and the previous figure, demonstrating response. Pathology (not shown) taken after the completion of chemotherapy showed a complete response. c) The colorbar has been duplicated here for comparison....... 88 xvi Figure 5.11: a) DCE MR images of subject 5 within 48 hours of the 3rd cycle of chemotherapy. By this imaging session, the main lesion no longer enhanced, as confirmed by the reading radiology (R. D-A.). The satellite lesion exhibited very slight enhancement. These factors indicate a strong response to chemotherapy. (b) Total hemoglobin in the lesion was within 0.001 mM of the background. Pathology (not shown) studied after the completion of chemotherapy showed a complete response. c) The colorbar has been duplicated here for comparison....... 89 Figure 5.12: Quantitative Comparison of (a) total hemoglobin, (b) oxygen saturation, and (c) water content in an invasive ductal carcinoma over 3 cycles of chemotherapy in a complete responder..................................................................... 90 Figure 6.1: Spectral response of the R6357 photomultiplier tubes used in this study (courtesy of Hamamatsu Photonics). Note the cutoff in sensitivity at wavelengths longer than 800nm. .............................................................................. 93 Figure 6.2: (a) Tissue absorption spectra for tissue optical properties of 20µM HbO, 20µM Hb, and 60% water. (b) Tissue absorption spectra approximately in the sensitivity region of the PMTs. Note the spectral similarity between oxyhemoglobin (HbO) and water. ............................................................................ 94 Figure 6.3: Comparison of the spectral dependency of MR and NIR optics on water and fat. Because the signal contributions from water and fat can be isolated, percent water and fat calculated by MR will in principle be the same percentages determined by optics (Optical spectrum obtained from van Veen et al.139) ............. 98 Figure 6.4: The initial guess determined by (a) optics, and (b) optics including the MR water image...................................................................................................... 101 Figure 6.5: Test problem used in this simulation study. Total hemoglobin in the tumor was set at 0.04 mM, a 2:1 contrast over the background fibroglandular tissue. Oxygen saturation was 50% in the tumor, and 70% in the background. Data with 5% white noise in AC amplitude and 5 degrees white noise in phase was generated from this geometry. ......................................................................... 106 Figure 6.6: Error in HbO decreases with additional wavelengths because of the improved spectral sampling, which in turn leads to more accurate separation between water and oxyhemoglobin. Comparatively, the direct substitution method gives superior quantification, even with 3 wavelengths. ........................... 108 Figure 6.7: Error in HbO with 3 wavelengths increases as MR water quantification error increases. The comparative case of excluding MR water priors is shown at the far right.............................................................................................................. 109 Figure 6.8: Error in HbO when MR quantification is incorrect by 10%. The percent error is the average error of 5 ensembles of 3 wavelengths in the wavelength range used by the system in this thesis. .................................................................. 109 xvii Figure 6.9: Comparison of recovered errors in water quantification between the direct substitution approach vs. the joint weighted estimation approach. By extrapolation, these errors will be equivalent at ~1% estimation error. ................. 110 Figure 6.10: Methods used to compute percent water in gelatin consisted of (a) NIR spectrophotometry, and (b) DIXON MR. In both cases, pure water was used as a reference to determine the water content of the gelatin. ......................................... 112 Figure 6.11: Comparison of reconstructions of 3 wavelengths of 661, 785, and 826nm with and without water priors. (a) Target true values, (b) spatially guided reconstruction, and (c) spatially and quantitatively guided reconstruction using the direct substitution reconstruction. ..................................................................... 114 Figure 6.12: Comparison of reconstructions of 6 wavelengths of 661, 761, 785, 808, 826, and 849nm with and without water priors. (a) Target true values, (b) spatially guided reconstruction, and (c) spatially and quantitatively guided reconstruction using the direct substitution reconstruction. ................................... 115 Figure 6.13: Absolute percent errors in total hemoglobin (HbT) for the spatially guided vs direct substitution reconstructions, for different sets of wavelengths. ... 115 Figure 6.14: (a) T1-W Gadolinium MR image of the affected breast (b) T2 weighted image in the coronal plane of the optical fibers. Tumors are identified with the red arrows................................................................................................................ 116 Figure 6.15: Images of water (a) and lipid (b) IDEAL MR images. Quantitative (c) water and (d) lipid images overlaid onto the 2D FEM mesh. ................................. 117 Figure 6.16: (a) In vivo image reconstructions of a diseased breast without MR spectral priors compared to (b,c) methods that use MR water/fat priors. (b) Image reconstruction using the direct substitution gives the highest tumor to background contrast. (c) Image reconstruction using the joint weighted estimation approach yields higher contrast than ignoring water quantitative priors, but less contrast than the direct substitution method. ................................. 118 Figure 7.1: (a) Photograph of the gas breathing circuit. (b) Diagram of circuit operation during oxygen or carbogen breathing. During oxygen or carbogen stimulus, pressure from gas input 1 would close valve 2, preventing room air from entering the circuit. All valves were one-way, so that the expired gas would not be re-breathed. (c) Diagram of circuit operation during air breathing. During air stimulus, the lack of pressure from the gas input 1 would open valve 2, allowing room air to be drawn through the circuit. A small tube led from near the mouthpiece to an oxycapnometer to monitor expired gas concentrations. ....... 127 Figure 7.2: Inspired (a) Carbogen and oxygen gases were controlled with a (b) custom computer-controlled valve. This valve was synchronized via software to the ....... 128 xviii Figure 7.3: Gas time series for the stimuli combinations in Table 7.2. (a) Timing diagram indicating duration of gas stimulus. (b) The true timing of each gas, shown in blue, was approximated by a sine wave, shown in red, for data processing. The shading indicates which gas is active. (c) Changes in CO2 concentration in a compliant subject. Note the three periods of increased CO2 corresponding to the three periods of the stimulus used in the data processing. .... 129 Figure 7.4: Instrumentation fluctuations in a tissue-simulating phantom. Standard deviation in fitted total hemoglobin is 0.19% of the amplitude, and standard deviation in fitted oxygen saturation is 0.22 % of the amplitude. .......................... 131 Figure 7.5: Simulated cross covariance calculations for two signals, signal S1 (blue) and signal S2 (red), having different amounts of Gaussian noise. (a) No noise (b) 25% of S2 signal amplitude noise (c) 100% of S2 signal amplitude noise. These examples show the effects of noise on correlation at zero time lag........................ 133 Figure 7.6: Temporal and frequency response of hemodynamics to O2/CO2 gas stimulus compared to an air control. In (a,c), white bars indicate O2 stimulus, and gray bars indicate carbogen. For (b,d), both white bars and gray bars indicate air. (a) Total hemoglobin oscillations during O2/CO2 stimulus show a significantly larger peak at 0.041Hz than the air control, (b) indicating the tissue response to the stimulus was larger than the physiological noise. (c) Oscillations of oxygen saturation during gas stimulus also shows a larger frequency peak at 0.041Hz than the air control, (d), indicating a larger response than the physiological noise.................................................................................................. 135 Figure 7.7: Phase lags between the start of the gas stimulus and the total hemoglobin (HbT) and oxygen saturation (O2 Sat) response at maximum correlation for (a) O2/CO2 (N=8), (b) Air/CO2 (N=4), and (c) Air/O2 (N=3). Note that although the time lag for the response is volunteer dependent, the O2/CO2 stimulus generally has a π to 2π phase delay, meaning that the total hemoglobin increases during carbogen .................................................................................................................. 137 Figure 7.8: Time lag comparison of oxygen saturation vs total hemoglobin for the three gas stimuli. In stimuli with carbogen, vasodilation allows highly oxygenated blood to enter the breast tissue, which washes out deoxygenated hemoglobin, and increases oxygen saturation. Oxygen saturation and total hemoglobin during Air/O2 stimulus is not dominated by changes in vascular tone. Instead, these changes could also be due to pO2 induced oxygenation changes.................................................................................................................... 139 Figure 7.9: Signal to noise ratio for hemodynamic measures for each stimulus. (*) denotes significance shows that O2/CO2 induces the strongest response compared to the air control. P-values are given in the table below. ....................................... 141 Figure 7.10: Initial results indicate that the signal to noise for total hemoglobin (HbT) in tumor tissue is significantly lower than the background fibroglandular tissue. xix This separation is not demonstrated with oxygen saturation (Sat) for the 2 patients. Even with this small sampling, HbT has significantly lower SNR than the............................................................................................................................ 145 Figure 8.1: Example SSFSE image used to measure the BOLD signal. This coronal slice was taken in the plane of the optical fibers. The low intensity shading in the lower left of the image is phase wrap from the contralateral breast. Note the bright motion artefact near the skin at the top. ....................................................... 157 Figure 8.2: (a) The optical imaging interface on the lateral side of the right breast. Optical fibers could be moved anterior/posterior along custom built rails and locked into position with plastic thumb screws. This interface was bolted into the manufacturer’s breast immobilization plates. (b) Subject entering the magnet bore. Shown with arrows are the pulse oximeter and respiratory belt................... 159 Figure 8.3: (a) BOLD signal time course for O2/CO2 stimulus. Red (O2) and green (CO2) bars indicate the inspired gas. (b) BOLD correlation image at a certain time lag. This image is thresholded at a p=0.05 significance level. The yellow box indicates the ROI. This was selected to minimize motion noise near the boundary. (Edited from communication courtesy of Rakow-Penner, 229). ............. 160 Figure 8.4: MR images used for data analysis. (a) BOLD SSFSE image, (b) Water image used to segment optical regions. .................................................................. 161 Figure 8.5: Hard prior difference reconstructions using region information for 2 consecutive timepoints. (a). HbO, Hb, for timepoint 1 (b,c), and timepoint 2 (d,e). ........................................................................................................................ 162 Figure 8.6: Temporal and frequency response of hemodynamics to O2/CO2 gas stimulus. White bars indicate O2 stimulus, gray bars indicate carbogen stimulus. 162 Figure 8.7: Phase lag between the gas stimulus and the measured BOLD and optical deoxyhemoglobin response for (a) O2/CO2, (b) Air/CO2, and (c) Air/O2. The results for both modalities show little consistency over time for the different subjects.................................................................................................................... 165 Figure 8.8: Comparison of BOLD signal phase lag vs deoxyhemoglobin measured optically for all patients for respiratory stimuli of (a) O2/CO2, (b) Air/CO2, and (c) Air/O2, plotted with the line of equality. Axes are in units of radians. ............ 166 Figure 8.9: Optically measured deoxyhemoglobin correlation to an all air stimulus (control), and the O2/CO2 gas stimulus. Although most subjects exhibited a stronger correlation to the gas stimulus than to the control, some subjects did not respond to the gas stimulus. .................................................................................... 168 Figure 8.10: Correlation between BOLD and optically measured deoxyhemoglobin during O2/Carborgen gas stimulus. This plot shows that BOLD and optics xx correlate significantly r = 0.76, p = 0.0477 only when appropriate consideration is given to SNR. ...................................................................................................... 169 Figure 8.11: Comparison of regions of interest for a healthy subject. (a) Segmented fibroglandular tissue used for optical image guided reconstruction, (b) BOLD stimulus correlation image, (c) segmented fibroglandular region, (d) segmented BOLD region used for cross correlation. ................................................................ 171 Figure 9.1: Physiological variations in total hemoglobin, oxygen saturation, water content, and scatter, between adipose and fibroglandular tissue in 3 healthy subjects. This data shows differentiation between adipose and fibroglandular tissue in total hemoglobin and water, and less so in scatter. No substantial difference is seen in tissue oxygenation.................................................................. 174 Figure 9.2: MR images can be incorporated into the image reconstruction either (a) structurally, or (b) functionally. Here, 0 or 1 indicates spatial regions. The 40-60 for the water color bar indicates percent water. ...................................................... 177 Figure 9.3: Covariance maps for the test problem. (a) For the structural covariance reconstruction, a T1-weighted image was used for all covariance maps. (b) For the physiological covariance reconstruction, a homogeneous Hb map was used. Total hemoglobin, water, and scatter used identical covariance maps. In this case, the water image was used only as a structural covariance map, and not as a quantitative map as implemented in Chapter 6....................................................... 178 Figure 9.4: A simulation test problem demonstrated the bias in Hb introduced when improper covariance maps were used. (a) The target true values. (b) The structural covariance reconstruction, using covariance maps in Figure 9.3a. (c) Physiological covariance reconstruction using covariance maps in Figure 9.3b. Although the bias .................................................................................................... 180 Figure 10.1: Images from dynamic contrast enhanced MR. (a) Pre-contrast image subtracted from the 1st dynamic post-contrast image shows clear regions of enhancement. (b) CADstream (Confirma) image analysis provides spatial maps that identify possible disease status based on the shape of contrast washout curves. Regions labelled as green are indicative of benign lesions. Blue signifies an intermediate between benign and malignant characteristics, and red identifies kinetics that are suspect malignancy....................................................................... 188 Figure 10.2: Images of a subject with an invasive ductal carcinoma of the left breast. The tumor location is given by the arrows. These results show a case where (a) optically determined particle number density demonstrated spatial similarities to (b) apparent diffusion coefficient maps derived from DWI MR imaging (SNAILS sequence, courtesy of Liu et al.241). ........................................................ 191 Figure A.1: 3D visualization example. (a,b) MR images used to segment tissue type and identify regions of interest. (c) Single slice of a 3D reconstruction in the plane of the regions of interest. (d) Visualization sets the transparency at 100% xxi at Jacobian values below a set sensitivity threshold. In this case, the threshold was set at the Jacobian value 1cm above the center of the imaging plane. (e) An example where the transparency is set at 0% at the fibers, and 100% at sensitivity values which are lower than the value 1cm above the center of the image volume. The transparency in these cases is based on the log transform of the Jacobian............................................................................................................. 196 Figure B.1: Image geometry can be imported either by selecting the desired images, or selecting the parent directory. If the directory is chosen, images will be grouped into series, based on the DICOM header. ................................................. 198 Figure B.2: Geometry reference markers are imported from the MR DICOM headers, which are based on the MR coil. Often, geometry references are not included in the DICOM header, so these must be manually specified. ..................................... 199 Figure B.3: Grayscale thresholding is the quickest method to segment anatomical regions, and should be used as a first-step. ............................................................. 200 Figure B.4: Masks should be cropped to avoid meshing the abrupt interface between the breast and the chest wall. This boundary can create sharp edges that are difficult to mesh. Additionally, MR images acquired with a breast coil are less sensitive to regions beyond the chest wall, because the signal is received from near the breast. These regions have poor signal to noise, and intensity thresholding is less accurate. Cropping the mask also helps to remove the fiber fiducials from the image mask. ............................................................................... 200 Figure B.5: Regions of interest segmented from other image stacks, such as dynamic contrast enhanced MR, can be exported as stl files, and imported into the main project. .................................................................................................................... 201 Figure B.6: Fiber positions can be placed using the Medcad menu. These points can be viewed in the 3 planes, and in 3D. Distances from the tissue to reference fiducial markers may be determined using the ‘measure distance’ tool. ................ 202 Figure B.7: Bitmap images are used to generate meshes in 2D. Mask shades are used by NIRFAST meshing software to define region boundaries................................. 203 Figure B.8: Elements material properties are assigned based on the masks. The desired masks can be chosen through the ‘select masks’ button. ........................... 207 Figure C.1:(a) Setup for calibration. A laser diode illuminates a homogeneous cylindrical phantom so that all PMTs have similar intensities. (b) Filter wheels attenuate input light through the full dynamic range of the PMTs. A circular fiber interface fixes fiber locations during all measurements. ................................ 210 Figure C.2: The calibration program can be used to create the original calibration files, or to adjust the pre-existing calibration files. The existing calibration filename................................................................................................................... 211 xxii Figure D.1: Slab system ProE CAD drawings. Dimensions are shown in inches. ......... 213 Figure D.2: Calibration fiber interface used to ensure all fibers are rigidly fixed at an equal distance from the isocenter of the interface. Measurement units are in inches. ..................................................................................................................... 214 xxiii List of Symbols, Abbreviations and Nomenclature Symbol NIR PMT MR NMR DCE-MR BOLD TR TE PDE J FEM HbT Sat or O2 Sat Sc-A Sc-P ROI FG IDC DCIS O2 CO2 SNR GB Definition Near Infrared Photomultiplier Tube Magnetic Resonance Nuclear Magnetic Resonance Dynamic Contrast Enhanced MR Blood Oxygen Level Dependent MR Repetition Time Echo Time Partial Differential Equation Jacobian Finite Element Method Total Hemoglobin Oxygen Saturation Scatter Amplitude Scatter Power Region of Interest Fibroglandular Invasive (or Infiltrating) Ductal Carcinoma Ductal Carcinoma in Situ Oxygen or Oxygen gas Carbon Dioxide or Carbogen gas Signal to Noise Ratio Gigabyte xxiv Chapter One: Introduction 1.1 Overview This thesis describes efforts to improve magnetic resonance (MR) guided optical imaging for breast cancer detection. The focus was to utilize tissue information available from MR to improve upon the limitations of optical imaging, and conversely, to use optical imaging to improve upon the limitations of MRI. This thesis investigated ways to optimize data quality and increase mutual information provided by both the MRI and the optical imaging system, with the goal of improving clinical breast cancer imaging. 1.2 Current state of breast cancer imaging Breast cancer is currently the second leading cause of cancer deaths in women, with 1.3 million new cases being diagnosed each year1. It is well known that breast cancer survival rates increase dramatically with early diagnosis, with a patient’s survival being strongly linked to diagnosis prior to cancer metastasis2. To this end, the standard screening regimen consists of annual mammograms for women over the age of 40, and the adoption of magnetic resonance imaging for screening high risk women1. Clearly, improving the rate of early breast cancer detection is a major focus in healthcare. However, it can be argued that the technological gains resulting in earlier detection must not come at the expense of higher rates of false positive diagnoses, which strain the healthcare system and stress those women who are falsely diagnosed3, 4. There is a need to develop tools which identify disease at an early stage with high specificity. The current standard of care in breast cancer screening is x-ray mammography. However, mammography is limited by the lack of contrast between diseased and normal 1 tissue, and the heterogeneity in tumor tissue. X-ray imaging detects structural changes in tumors by identifying regions of tissue that have high vascularity or architectural changes in the breast parenchyma. However, the attenuation contrast in the x-ray energy spectrum between healthy fibroglandular and tumor tissue is fairly subtle. In addition, tissue types overlap in the projection images, masking heterogeneity. For these reasons, mammography will always have fundamental diagnostic limitations that will lead to significant rates of false negatives5. Secondary methods such as ultrasound are primarily focused on differentiation of cysts from solid tumors. Although the combination of mammography and ultrasound further improves sensitivity, it is inferior to Magnetic Resonance Imaging (MRI) 6, especially in younger subjects with dense breasts and in high-risk women7. 1.3 Imaging breast cancer with Magnetic Resonance Routine MRI breast exams involve contrast injection to increase sensitivity and specificity8. This technique is called Dynamic Contrast Enhanced MRI (DCE–MRI), where a paramagnetic contrast agent Gadolinium (Gd) is injected into the vasculature and imaged over time. DCE-MRI is sensitive to regions of increased microvessel density9, caused by unregulated angiogenesis, a hallmark of invasive cancer8, 10, increased vascular permeability, and increased interstitial space11. Gd collects in tumors because of the tortuous and leaky vasculature, and provides contrast by shortening the T1 relaxation of water12. These methods have been shown in multi-center clinical trials to be extremely effective in the detection of abnormalities, approaching 100%12. However, the specificity of MR mammography may be as low as 67%, even with expert analysis13, 14, and benign lesions that are misclassified during image analysis require invasive biopsy15. The 2 effectiveness in detection coupled with the limitation in accurate malignancy characterization has encouraged the study of several new imaging techniques to aid standard MR breast mammography, by both MRI16, 17 and additional modalities attached to MRI18-20. 1.4 Imaging breast cancer with optics Optical imaging samples the spectral properties of tissue in the near infrared regime to provide images of tissue hemoglobin, water, lipid, and microstructure. In optical imaging of the breast (optical mammography), tissue hemoglobin content has been shown to be the most effective in differentiating malignant from healthy tissue21, 22, although breast cancers have been shown in select studies to have lower oxygenation and higher water content than normal tissue, and lower lipid content23-27. Because it uses non-ionizing near-infrared light, this technique can be used multiple times to monitor tissue health, and it can be low-cost. This information may help improve the delineation of malignant tissue from healthy tissue because it provides physiological information that identifies characteristics unique to tumor function. Blood flow and tissue oxygenation are interdependent; it is well known that because of the growth in metabolic demands of malignant tumors, blood supply becomes unable to meet oxygenation and nutrient demands11. This insufficiency leads to the overexpression of several genetic factors which result in the formation of immature, inadequate vasculature. Of particular importance are vascular endothelial growth factor (VEGF), which leads to accelerated growth28 of neovasculature and an increase in blood flow, and vascular permeability factor (VPF), which decreases the effectiveness of tumor vasculature to adequately perfuse the tissue29. Thus, knowledge 3 of tissue vascular content and oxygenation, provided by optics, may identify important signatures of malignancy. This information is not only important for the detection of tumors, but also for the prediction of therapy treatment, because it may indicate the effectiveness of chemotherapy drugs30, and response to radiation10 and photodynamic therapy31. Optical imaging has achieved varying degrees of success, depending on the study protocol, and has been shown in several clinical trials to improve specificity due to added lesion characterization21, 22. However, the accuracy of optical mammography with small lesions below the resolution limit of about 5mm is limited22, 32. The lack of high-spatial resolution will likely limit the utility of stand-alone optical breast cancer imaging. 1.5 Improving optical breast imaging with MRI The ideal breast imaging modality would be one that combined high detection rates (sensitivity) with a high degree of accuracy in lesion characterization (specificity). To this end, optical mammography, guided by other imaging approaches, has been developed to integrate the higher resolution of a complimentary modality into optical spectroscopy19, 33. It has been shown in phantom studies that the inclusion of high resolution spatial guidance from x-ray or MR can improve the quantification of optical parameters34-37. However, MRI is an extremely versatile modality which can image more tissue properties than simply tissue structure. Methods to combine optical imaging with different MRI contrasts for breast cancer imaging are the major focus of this dissertation. 4 1.6 Organization of this Thesis The primary instrumentation used in this thesis was developed by Brooksby et al.19. A brief overview of system function is given in Chapter 2. This chapter presents improvements to this system through system noise characterization and patient interface design advances. In addition to the primary “serial wavelength” imaging system, a “dynamic wavelength” technique is described. Chapter 3 presents the algorithms used for image reconstruction. In particular, the diffusion model for light propagation is outlined, and the formulation of the nonlinear reconstruction for the recovery of tissue physiological properties is presented. The reconstruction model will be developed more fully in later chapters to incorporate the different images provided by the MR. Incorporation of structural information provided by MR may be used in several ways: (1) to provide an accurate map of the tissue boundary, (2) to provide locations of optical fibers, and (3) to spatially influence the update in the optical reconstruction. The incorporation of spatial maps will be discussed in detail in Chapter 4. Chapter 5 presents case studies in characterizing lesions with MR-guided optics. These cases include malignant lesions, a lesions which completely responded to chemotherapy, and a benign lesion. A case study investigation of the use of MR-guided optics to image the response to neoadjuvant chemotherapy is presented. Because of technological limitations on wavelength sampling and detector performance, accurate image reconstructions of water have not been possible with this system to date. Inaccuracies due to the similar spectral features of oxyhemoglobin and 5 water lead to errors in tissue recovery. The use of MR water/fat separation to reduce this source of error in optical imaging is presented in Chapter 6. Chapter 7 demonstrates how MR-guided optics may be used to measure respiratory physiology, and presents case studies of imaging tumor vascular tissue. Chapter 8 investigates the correlation of deoxyhemoglobin measurements made by MR, with those of optics. The benefits of this combined imaging modality are described along with an indication of how this tool may provide a new method to determine lesion malignancy. Chapter 9 presents a comprehensive reconstruction model which incorporates the various functional MR priors discussed in this thesis. Advantages of this model over a purely spatially-guided approach are discussed. This thesis concludes in Chapter 10 with suggestions for future research. The appendix presents methods and additional information on optimizing MR-guided optics. First, techniques for appropriate 3D visualization of optical images are shown which provide a means to deemphasize unknowns that are poorly sampled by the optical fibers. Next, a tutorial for creating 2D and 3D computational meshes from subjects is presented. The appendix then describes tools for calibrating the photomultiplier tubes. The appendix also includes computer-aided drawings of the optical interface. Finally, the MATLAB algorithms used in this thesis are listed at the end of the appendix. 6 Chapter Two: Instrumentation for MR guided diffuse optical spectroscopic imaging 2.1 Introduction Light transmitted through tissue is predominantly attenuated by the electronic absorption of hemoglobin, water, and lipids. The quantities of these absorbers can be determined by measuring the amount of signal attenuation of various wavelengths in the near infrared range. However, because of light scatter, determining the amount of light loss due solely to absorption is more difficult. Absorption can be separated from scatter either by time domain38, 39 or frequency domain39, 40 detection techniques. Time domain methods determine scatter by measuring the temporal spread of a pulse of light incident upon the tissue. The increase in pulse width is due to the delay of photons arriving at the detector resulting from optical scatter. Frequency domain methods measure the phase shift of intensity modulated light exiting the tissue. This shift is caused by tissue scatter induced changes in the arrival time of the light, which is dependent on the modulation frequency41. While time domain optical imaging has inherently more information content, frequency domain techniques are popular because of the robustness of lock-in detection. Figure 2.1 illustrates the principles of time domain and frequency domain measurements42. The frequency-domain instrumentation used in this thesis is nearly identical to the instruments developed by McBride, Pogue, & Jiang43, and Brooksby et al.19 who modified the design to remove all ferromagnetic metal from the patient interface. The key feature of the design is the heterodyne detection technique, which separates 7 amplitude and phase to decouple tissue absorption and scatter. Efforts to improve data collection through system detector characterization, patient interface modifications, and increased temporal resolution are discussed below. Time Domain time time Frequency Domain time time Figure 2.1: Two fundamental methods to measure tissue optical properties. Shown are the effects of an absorbing and scattering medium on an ultrafast laser pulse, and a light source temporally modulated at a fixed frequency. 2.2 System Operation The frequency domain optical imaging system is shown in Figure 2.2. This system sequentially illuminates one optical fiber, and simultaneously detects the emitted light with the other 15 fibers. Thirteen-meter long optical fiber bundles (composed of 248 200µm diameter fibers) enter the MR room through a shielded conduit, and attach to a 8 fiber interface which is integrated into an MR breast coil. The interface positions the fibers to contact the breast. A Labview (© National Instruments) control program, shown in Figure 2.3, allows automated data collection, which enables either a serial imaging system or a dynamic imaging system to be used. By connecting the system to an MRI trigger signal, data collection can be gated simultaneously to the MRI acquisitions. g a b h c d e f Figure 2.2: MR-guided optical instrument used in this thesis. (a) Frequency generators for the laser diodes and reference, (b) Serial and dynamic source controllers, (c) Photomultipler detection hardware, (d) System computer, (e) Laser diode DC current source, and (f) Rotary stage motor controller. Optical fibers entered into the MR room through (g) a custom built magnetically shielded conduit, and (h) were mounted on a fiber interface which was attached to an MR breast coil. 9 a b c Figure 2.3: Labview software control. (a) Inputs allow selection of a combination of serial single wavelengths and the 3 wavelength dynamic source, (b) Indication of signals above the noise floor, (c) Output of AC amplitude and phase shift data. 2.3 Serial spectroscopic imaging The serial source scheme implemented in this system is shown in Figure 2.4. In this implementation a single 100.0005 MHz intensity modulated light source is sequentially scanned around the breast. The light exiting the tissue is detected with 15 photomultiplier (PMT) photodetectors (Hamamatsu R6357) in parallel. This signal is mixed with a 100 MHz reference to provide an amplitude and a phase signal. This mixed signal is compared with the amplitude and phase of a reference mixed signal, which is composed of 1% of the AC source of the laser and 1% of the AC signal from the reference, to obtain an attenuation of AC amplitude and a shift in phase. To optimize the signal to noise ratio of the PMTs, voltage gains were determined before imaging. In the serial source scheme used for much of the data in this thesis, 10 detector gains were optimized for each wavelength, and cycled through each source position around the breast. Each wavelength required approximately 2 minutes to find the ideal gains, depending on tissue optical properties, and 30 seconds for data collection. Thus, a full dataset for all six wavelengths totalled 12 minutes for gain collection and 3 minutes for data collection. c d b a Figure 2.4: Schematic of the serial optical instrument. (a) The serial source operates one laser diode, (LD) at a time by modulating the laser diode current source, (DC) with a signal generator, (SG). The source light is input into a rotary stage (b) and injected into the appropriate fiber, (c) which illuminates the target, (d). The detected light is measured with PMTs attached to the rotary stage. This signal is mixed with a reference signal generator (SGref) and converted to a digital signal in the computer. (Computer icon courtesy of Microsoft Corp). 11 2.4 Dynamic spectroscopic imaging In order to improve temporal resolution, requisite for the work in Chapters 7 & 8, a dynamic source was installed which could simultaneously acquire 3-wavelengths. This system is shown in Figure 2.5, and is described in more detail in Jiang et al.44. The detection method is identical to the serial system, as it uses the same hardware. However, this scheme combines 3 wavelengths at 3 different frequencies (100.0006, 100.0009, and 100.0011 MHz) into the source. These frequencies are simultaneously demodulated to separate each of the wavelengths. By simultaneously imaging with 3 wavelengths, this implementation improves system speed by a factor of 6, as the gain is optimized only for 1 wavelength. The temporal resolution using this source scheme is 30 sec. In principle, this scheme could be used to simultaneously image any number of wavelengths, as long as modulation frequencies are chosen such that the harmonics of their beat frequencies do not overlap. However, two factors limit the number of simultaneous wavelengths. First, the nonlinear sensitivity of the photocathode in the PMTs causes a wavelength dependent variation in signal to noise. Therefore, a gain setting which may be optimal for one wavelength may be a poor setting for another. Second, although these multiple wavelengths may have different AC frequencies, their DC magnitudes all contribute to the total signal in the photodetectors. Eventually, these signals will saturate the detectors 12 c d b a Figure 2.5: Schematic of the dynamic optical instrument. (a) All laser diodes (LD13) are simultaneously driven by appropriate current sources (DC1-3) which are modulated at separate frequencies by independent frequency generators which are phase locked together (SG1-3). Similar to the serial setup, the source light is input into the rotary stage, (b) and injected into the appropriate fiber, (c) which illuminates the target, (d). The detected light is measured with PMTs attached to the rotary stage. This signal is mixed with a reference signal generator (SGref) and converted to a digital signal in the computer. (Computer icon courtesy of Microsoft Corp). 13 2.5 Light illumination Multiple wavelengths of light in the near infrared are needed to perform spectroscopic imaging in breast tissue. The light sources must be well characterized, stable, and of sufficient power to detect signals through ~10cm of tissue. Laser diodes are used in this instrument because they are very stable and operate at many different wavelengths throughout the near-infrared spectrum with high output power above 100mW. This system used laser diode wavelengths of 661nm, 761nm, 785nm, 808nm, 826nm, and 849nm. These light sources were originally coupled to optical fiber bundles through a translational stage19, shown in Figure 2.6, and later were modified to couple through a rotational stage43, shown in Figure 2.7. These designs enable the light source to sequentially illuminate the different fiber bundles located around the breast. The fiber bundles used in this system are bifurcated; in the original translational design, 7 fibers in the center were coupled to the sources, and the remaining fibers directly abutted the photomultiplier detectors. This design isolated the detection channels from any moving parts45. However, medical laser exposure standards limit laser power to ~7mW with this configuration. Thus, one factor in changing the design back to the rotary stage used in previous work43 was that 241 fibers (total fibers minus 7 unused fibers) in the bundle could be used to illuminate the breast, with a maximum allowable power of 243mW46. In practice, laser powers incident upon breast tissue were usually between 30 and 60mW. The other major factor in changing source geometry was the difficulty in focusing the laser diodes into the small (~600µm) bifurcated arm of each fiber bundle. With the rotary stage, the source laser could more easily be focused into the ~4mm fiber bundle. 14 b a Figure 2.6: Translational stage design. (a) Shown in black are the 6 laser diodes. The red arrow indicates the direction of movement of the sources. In gray are the source fibers of the 16 bifurcated fiber bundles. (b) Photograph of the source installed in the system. The arrows indicate the translational laser diode sources and the fixed source fibers. a b c Figure 2.7: (a) Design of the top plate on the detection system. Fiber bundles connect to the top plate and lead to the patient interface. (b) The bottom plate 15 rotates the laser diode source and detectors in the direction of movement indicated by the red arrow. (c) Photograph of the rotary stage installed in the system. 2.6 Light detection Near infrared light transmitted through breast tissue can be attenuated by 7 orders of magnitude or more. Thus, not only must photodetectors have the ability to detect low light levels, but they must also have a large dynamic range. The Hamamatsu R6357 photomultiplier tubes were chosen for these reasons. Photomultiplier tubes allow tuneable gain by adjusting the voltage applied to the dynode chain. However, these devices must be characterized properly for optimal performance. The characteristics of the PMTs used in this thesis were carefully examined before they were used experimentally in order to determine data quality. This information was used to determine the detection threshold and the noise characteristics. 2.6.1 PMT calibration Calibration must be performed on all PMTs to ensure linearity of signal output for all gain settings. The calibration setup is shown in Figure 2.8. A homogeneous cylindrical phantom is placed in the middle of the fiber interface, and illuminated from the top center. Neutral density filters, first characterized with a light power meter (Figure 2.8b), are used to attenuate the input light over the full dynamic range of the PMTs. 16 b a c Figure 2.8: (a) Setup for calibration. A laser diode illuminates a homogeneous cylindrical phantom so that all PMTs have similar intensities. (b) Filter wheels attenuate input light through the full dynamic range of the PMTs. (c) A circular fiber interface fixes fiber locations during all measurements. The amplitude response of a PMT is shown in Figure 2.9. Assuming the PMT amplitude is linear, each PMT’s amplitude voltage (Vcal) can be calibrated by the following transformation: (2.1) where a is the slope of the logarithm of the PMT output voltage (Vuncal) vs the logarithm of the input light power, which is gain and PMT dependent, and b takes into account the amplification due to the gain voltage. 17 a b Figure 2.9: (a) Uncalibrated and (b) calibrated voltages for a PMT. Since the voltage response is linear over all gains within the linear detection region, PMT voltage is calibrated for gain setting by removing the offset between voltages of identical input light power levels at different gains, and dividing the voltage by the slope at each gain setting. The second step in detector calibration is to remove phase changes that are due to gain voltage. Example phase response is shown in Figure 2.10. Since the pathlength of the phantom is independent of incident light power, differences in absolute phase can be removed from the uncalibrated phase (Phaseuncal) to calculate the calibrated phase (Phasecal) using: (2.2) ,where b is the gain dependent and PMT dependent offset in phase. 18 a b Figure 2.10: (a) Uncalibrated and (b) calibrated phase response for a PMT. Since the pathlength of the measurement is independent of input light power, the phase difference should remain constant. However, changes in PMT gain affect the relative phase. This effect can be calibrated by subtracting the offset at each gain level. 2.6.2 Noise characterization Noise characteristics were determined by collecting light signals from varying input powers. Standard deviations were calculated from 30 samples of light intensity and phase. Figure 2.11 shows the amplitude and phase noise for all data points. Amplitude noise was defined as a percentage of the voltage, as: (2.3) where σV is the standard deviation of the voltage, V. Phase noise was defined in units of degrees, as: 19 (2.4) where σPH is the standard deviation of the phase. a b Figure 2.11: Amplitude and phase noise for all PMTs. (a) Plot of the standard deviation in Voltage as a percentage of voltage vs log10 Voltage. (b) Plot of the standard deviation in phase (in degrees) vs log10 Voltage. These noise characteristics compare favourably to a similar frequency domain optical system47, and are shown in Figure 2.12. An undesirable feature of photomultiplier tubes used to record frequency domain data is the nonlinearity in amplitude response and the lack of repeatability in phase response. These characteristics determine an optimal voltage range during data collection. The amplitude response for a PMT with constant gain setting has a sigmoidal shape, demonstrated in Figure 2.13. At the noise floor, below ~8mV, the signal drops below the thermal noise. At this point, a decrease in input light power is not represented by an equivalent decrease in output voltage. Above ~1V, the PMT is saturated, and an increase in input light power does not equivalently increase the output voltage. 20 a b c d Figure 2.12: (a) Average AC voltage amplitude noise response of all PMTs for this system, in (%) and (b) average phase noise (in degrees), compared to (c,d) a similar system reported by Yalavarthy47. a b c Figure 2.13: Amplitude of AC voltage for all PMTs vs input power. At low input light power, the signal is less than the noise floor, (c). When the input voltage is too 21 high, the PMTs saturate, (a). Between these limits is the linear detection region, (b). This region is desired for detector amplitude linearity. While the amplitude is linear over 2 orders of magnitude, the phase exhibits nonlinearity beyond 1 order because of the phase non-repeatability for low intensity light over time. Figure 2.14 exhibits PMT phase measurements before and after a system reboot. The phantom was not removed from the optical fibers between measurements. Phase measurements at low light levels below ~100 mV reveal the non-repeatability. This may be attributed to error in detecting zero-crossings with low AC modulation voltages, or because of different charge profiles across the dynodes upon recharge. Unfortunately, this lower threshold is ~1 order of magnitude above the amplitude noise floor. In this thesis, only phase data for output voltages between 100 mV and 1V is used, while amplitude data between 8 mV and 1V is considered good quality. In this region, amplitude noise is lower than 2% of the signal, phase noise is near ½ degree, and phase changes less than 2% on different days for the lowest light levels. a b 22 Figure 2.14: (a) Uncalibrated phase differences through the same phantom on different days, without changing fiber positions. Data collected on day 1 (solid), and day 2 (dotted). Colors denote different PMTs. (b) Phase response for a constant pathlength for PMT 8 on day 1 (red) and day 2 (blue). 2.7 Patient interface Two different fiber interface geometries were used in this thesis to collect data. The circular geometry that was originally developed was changed to the slab geometry to improve data quality. These two interfaces are shown in Figure 2.15. This slab interface was constructed of black acetal, similar to the circular interface, so that it was nonmetallic. A 3D rapid prototyping machine was used to print out grids which were customizable for a specific application. These grids were printed out of ABS (acrylonitrile butadiene styrene) and painted black to avoid reflection of stray light within the interface. 23 Figure 2.15: (a) Circular and (b) slab patient optical interface attached to MR breast coils with simulated optical overlays. The slab geometry has several benefits over a circular design for MR guided breast imaging. First, the slight compression, which is applied to conform the breast to the parallel plates, results in shorter optical pathlengths and less signal loss. This geometry maximizes the amount of quality data. Figure 2.16 compares data collected from two resin tissue-mimicking homogenous phantoms with similar optical properties and a healthy volunteer in the slab and circular geometries. The bar graph indicates the amount of data that was below the phase noise floor of 100 mV AC amplitude at the highest gain setting. Data below this limit should be dropped. In these cases, the slab geometry yields better quality data with this system, as ~10% and ~30% more phase data points are kept with the slab geometry for the phantom and volunteer study, respectively. This is because of the higher density of shorter pathlengths through the tissue. Figure 2.16: Data points dropped in calibration phantoms and one subject for slab vs circle geometries. In these cases, the slab geometry yielded more datapoints that were of good quality. 24 Improved data quality is expected to improve contrast recovery. To prove this experimentally, slab and circular resin phantoms with India ink inclusions of 2:1 contrast at identical depths were imaged to evaluate contrast recovery accuracy. Figure 2.17 shows that contrast recovery is improved by an average of ~16% when the slab geometry is used because of the improvement in data quality. Although one disadvantage of noncircular geometries is that they distort the recovered shapes in standalone optical mammography, as discussed by Pogue et al.48, MR guided methods used in this thesis are invariant to shape errors because the shape is defined by MR. Another important consideration in using the slab geometry for this thesis is the ease in fiber positioning. By immobilizing the breast with a grid, fibers can be moved to probe several regions of interest without changing the breast shape. This allows image reconstructions with multiple planes of data without the expense and bulk of adding more planes of fibers to the interface. This advantage is critical in patient imaging because many lesions will not be located with MR until after the contrast agent is administered, and any changes in breast volume after the injection will hinder accurate coregistration between the altered breast shape and the contrast enhanced MR dataset. Lastly, the slab geometry offers improvements to MR imaging because of breast immobilization. Immobilization reduces image degradation due to patient motion caused by respiration or discomfort. Patient motion leads to artifacts that affect typical breast exams, including ghosting, inaccurate references for parallel imaging, and poor fat saturation. These effects, which often plague proper breast MR images49, are expected to decrease with the slab geometry. 25 a b c Figure 2.17: (c) Percent errors in contrast recovery between identical inclusions in the (a, blue) circular, and (b, red) slab geometries of resin phantoms. In the slab case, contrast recovery in the inclusion was accurate within 1%. The parallel-plate geometry was integrated into Philips and GE magnets by coupling the interface to coils made by Invivo and USA Instruments, respectively. Photographs are shown in Figure 2.18. The slab geometry was especially critical in coupling to the USA Instruments coil because access was possible in the sagittal plane only. This coil would not permit circular geometries. 26 a b c d Figure 2.18: Fiber interface integrated into an (a) Invivo breast coil in a (c) Philips scanner, and a (b) USA Instruments coil in a (d) GE scanner. 2.8 Optical Magnetic Resonance mammography coil To acquire images with optimal signal to noise, MR coils are designed to maximize the fill factor, the volume between the coils filled by tissue. This is important because the SNR is proportional to the square root of the fill factor50. However, maximizing this parameter conflicts with maximizing the available space needed for optics. Indeed, the original breast coil used in this study, designed by Invivo and illustrated in Figure 2.19a, had significant space constraints, which limited placement of the optical fibers on the tissue. To better accommodate optics, a custom MR breast coil was designed in collaboration with Philips Medical Systems, (Hamburg, GER). This coil alleviated the space constraints on the medial side of the original coil, which was limited because of the angled top plate. The new breast coil, shown in Figure 2.20, moved the supports to the 27 periphery to increase open space within the coil. A simple circular insert supports the optical holder and allows arbitrary rotation. We believe this new coil will offer the best opportunity to image suspect lesions in future exam sessions. 2.9 Conclusions This chapter focused on the details of the optical imaging hardware, and efforts to achieve optimal data in MR guided optical breast imaging. The photodetectors in this system demonstrated voltage amplitude linearity for 2 orders of magnitude (from 0.008 to 1V), and phase linearity for 1 order of magnitude (from 0.1 to 1V). If possible, photodetector gains should be adjusted to maintain voltage measurements within these regions. The photodetectors demonstrated amplitude repeatability of less than 2% of the voltage and phase repeatability of less than 0.5 degrees, on average, within these regions. It was determined that the slab geometry was the ideal geometry for optical breast imaging in the MR because of the improvement in data quality. In one phantom and one healthy subject, the use of the slab geometry allowed an average of ~17% more datapoints because of the increased number of shorter pathlengths. The increased number of quality data included more pathlengths across the inclusion, which improved quantification accuracy in phantoms by ~7%. This design also allowed the ability to image multiple planes of tissue with one plane of fibers without altering breast shape, and increased flexibility in patient positioning. 28 a b d c e f Figure 2.19: Slab optical interface in three different MR coils. (a,b,c) Fiber interface shown for the (a) Invivo coil, (b) USA Instruments coil, and the (c) Philips Medical Systems, Hamburg, GER., custom optical/MR coil. Note the space constraints which limit available fiber positions in the commercial coils including, (d) the sloping top plate of the Invivo coil and the bulky support, and (e) the lack of an aperture prohibiting fiber positions in the axial plane of the USA Instruments coil. The custom designed coil has supports located towards the periphery, (f), and an aperture near the subject’s head, allowing fiber positions in the superior/inferior direction. (Optical coil photographs courtesy of S. Davis). 29 a b c d Figure 2.20: (a,b) Sketches (courtesy of C. Luessler, Philips Medical Systems, Hamburg, GER) and (c,d) photographs (courtesy of S. Davis) of the optical/MR breast coil. 30 Chapter Three: Imaging hemoglobin, water, lipid, and scatter with Optical Tomography 3.1 Introduction Diffuse optical spectroscopic tomography is a technique that creates images of tissue components by sampling tissue absorption and scattering properties at several wavelengths in the near infrared range. This spectra is shown in Figure 3.151. The near infrared spectrum is used because blood and water have similar absorption magnitudes within the wavelength range of ∼600nm to ∼900nm, allowing the measurement of these contents simultaneously at depths that are clinically relevant to breast imaging. By determining endogenous absorption (µa) and scattering (µs’) optical properties at multiple wavelengths, images of total hemoglobin, hemoglobin oxygen saturation, water content, lipid content, and scattering properties can be recovered. Figure 3.1: Tissue chromophore spectra in the near infrared range (from Eker et al.51). 31 Hemoglobin species, water, and lipid content can be computed with optical methods by solving a linear system that maps the optical absorption coefficients at multiple wavelengths to tissue content concentrations. The transformation is given by: (3.1) where µa are the absorption coefficients in tissue which are dependent on wavelength, λ, and ε are well known51, 52 molar extinction coefficients which quantify the absorption of tissue components, C at each wavelength. The contribution from all wavelengths imaged (nwv) is used to determine these concentrations. Hemoglobin absorption is determined by the concentrations of both oxy- and deoxyhemoglobin, which depend on the volume fraction of red blood cells in the blood plasma (hematocrit), and the amount of blood in the tissue. Water and lipid absorption, on the other hand, are determined by the relative percentages of these components compared to pure (100%) water and lipid53. To compute µa and µa’, light can be modeled with a lossy diffusion equation54, 55 which accurately describes light propagation in tissue when scattering dominates over absorption, and when source-detector distances are larger than a few scattering lengths. This equation is given by: (3.2) Here, Φ is the fluence of the light at position r propagating with intensity varying at frequency ω. The diffusion coefficient, D, is defined as: (3.3) 32 and S is the modeled light source. Optical light sources are modeled one mean free path inside the domain. This “extrapolated boundary condition” ensures that the source is zero at the boundary, a condition necessary to meet diffusion theory boundary conditions56, 57. Light at the boundary is modeled with a Type III boundary condition58: (3.4) where α incorporates the relative refractive index mismatch between tissue and air, and is modeled by Fresnel’s law56, 59, 60, and is the outward pointing normal to the boundary. In this work, the diffuse light propagation model is solved with the finite element method61, a numerical technique used to solve partial differential equations (PDEs). This method discretizes the domain into small elements on which the light propagation model is approximated through locally varying basis and weighting functions. Finite element methods have the advantage that they can solve PDEs over arbitrary, irregular domains. The main disadvantage is they require sophisticated software to create high quality computational meshes. The log-transformed magnitude of the light propagation from one source through a breast domain is shown in 2D and 3D in Figure 3.2. It is often convenient to solve the image reconstruction problem on these meshes. However, image reconstruction often involves an inversion of a dense matrix which may be non-invertible without regularization. This operation is computationally taxing, especially on dense meshes. In these cases, a coarser grid can be used to represent the optical properties, which improves memory efficiency and computational speed62. 33 Figure 3.2: Finite element meshes (a,b) and solutions of the light propagation of a photon source (c,d) in 2D and 3D. 3.2 Image formation To form images of optical chromophores, a least squares optimization is performed which minimizes the objective function, Ω: (3.5) The goal is to reconstruct the parameters, µ, by minimizing the difference δ between the measured data, d, and the data generated from the light propagation model, F(µ). In equation 3.5, we minimize the L2-norm of δ = (d − F (µ)) to find a minimum in the least squares sense. The influence of system noise may be reduced by including the covariance of the data into a weight matrix, Wd. The system noise characterized in Chapter 2 can be incorporated into Wd. The second term in equation 3.5 is included to minimize the error due to unquantifiable data noise, such as fiber coupling errors, which 34 may guide the solution to unlikely or impossible physiological solutions. Thus, the expected contrast in µ may be included by minimizing the L2-norm of µ relative to some best prior estimate, µprior. This term incorporates covariances of the parameters into the parameter weight matrix, Wµ. This formulation is the “generalized least squares” (GLS) form63. 3.3 Weight Matrices In the GLS formulation, weight matrices which characterize the expected noise and contrast, are incorporated into the objective function. Specifically, Wd and Wµ incorporate the covariances of the data and the parameters, respectively. They are organized in matrix form for unknowns x as: (3.6) The variances are the repeatability of the unknowns. The covariances incorporate knowledge about how unknowns vary with respect to each other. Here, the arrows indicate how column unknowns vary with the row unknown. To use the system noise weight matrix presented below as an example, 2 → 1 indicates how much measurement 2 varies as a direct result of variations in measurement 1, due to channel crosstalk in the system hardware. An example of this effect would be the blooming artefact in a CCD detector, where one pixel collects so much light that electrons spill over from its well into a neighboring pixel, adding signal64. In an ideal system, the measurement covariances would be zero. The system noise weight matrix, Wd is formulated as: 35 (3.7) This matrix includes the noise statistics on the MR-optical instrument, presented in Chapter 2. Wd has dimensions, (Number of Measurements x Number of Measurements). In this system, the electrical crosstalk between PMTs is ignored. The statistics on the chromophores are incorporated into Wc, which is derived from Wµ, discussed in the next section. Ignoring crosstalk between parameters, this matrix has the form: Wc= (3.8) where each of the submatrices defines the variance and covariance of the chromophores across the image. This matrix defines how much change is expected from the initial guess, and the dependence of chromophores on each other. 3.3.1 Incorporating structural information from MR The incorporation of structural or functional information has been under intense study because it may make the inverse problem more immune to system noise, better posed, and less underdetermined65. A detriment is that it may bias the reconstruction towards incorrect solutions if incorrect priors are assumed. 36 The MR prior may be included in the image reconstruction by interpolating the segmented MR image onto the computational mesh. Since image reconstruction is often performed on coarser meshes, image segmentation may be quite poor, which could affect the accuracy of the prior. This topic is investigated in more detail in Chapter 4. The prior is used to form a weight matrix for a parameter or a combination of parameters, depending on its information. Figure 3.3 gives an example of a structural prior and a computational mesh that is derived from the same tissue volume. Figure 3.3: Anatomical information can be easily interpolated onto the finite element mesh if the modalities are coregistered since there is no positional error. In this case, the anatomical prior is segmented into three distinct regions, 1-3. This prior is input into the parameter weight matrix as a covariance matrix. The covariance matrix describes how each unknown is related to the other unknowns. In a relatively straightforward implementation, the parameters in each region are assumed to be homogeneous, with equal expected contrast (variance) of σ2. In this case, the weight matrix for the parameter, C is: (3.9) 37 Other forms for this weight matrix will be developed in more detail in Chapter 4. 3.3.2 Incorporating quantitative information from MR MR quantitative information can also be incorporated into the image reconstruction. If this information is available, it can be used to form the initial guess. This initial guess is necessary for Newton based non-linear reconstruction routines66, and is usually a homogeneous estimate calculated from the optical calibration routine. An example of an all-optical initial guess vs an initial guess modified to incorporate MR water quantitative information is shown in Figure 3.4. a b Figure 3.4: (a) Homogeneous initial guess from the optical calibration routine, (b) initial guess both from optical calibration and an MR quantitative water prior. This quantitative information could also be used in reconstruction algorithms that minimize the difference between parameters and the initial guess, such as the objective function of equation 3.5, where µprior may be: (3.10) 38 and the value of each parameter is determined optically and/or with MR methods. 3.4 Derivation of the inverse solution The generalized least squares framework for diffuse optical tomography was developed by Yalavarthy et al.67. However, its formulation is included here so that the various MR priors may be introduced into the model where appropriate. Minimizing the objective function with respect to the parameters requires setting the derivative of equation 3.5 equal to zero. The derivative is: (3.11) where J is the Jacobian, the sensitivity of the model data to changes in the parameters68, 69 , described by: . The Jacobian can be reformulated to solve for the physiological parameters c, which consist of oxyhemoglobin, deoxyhemoglobin, water, lipid, scatter power, and scatter amplitude70-72, by a simple transformation: (3.12) This allows the reformulation of the weight matrices of the tissue absorption and scatter parameters, Wµ, into expected contrast in physiology, Wc. Since parameter estimation problems are inherently non-linear, they are solved iteratively. The data model misfit, δ, can be reformulated by approximating F(µ) with a Taylor approximation: 39 (3.13) where , and . Substituting the Jacobian in for : (3.14) This approximation now contains the iterative update to the parameters, and is substituted into δ (ignoring higher order terms) as: (3.15) Substituting equation 3.15 into equation 3.11 and setting 3.11 equal to zero yields: (3.16) Simplifying 3.16 produces: (3.17) Substituting into 3.17 results in: (3.18) which can be rearranged to become: (3.19) This formulation yields the most general form for recovering image parameters while allowing control over both the data noise and parameter contrast. It can be simplified with a few assumptions on the weight matrices to yield more familiar image reconstruction formulations as illustrated below. 40 3.5 Alternate formulations 3.5.1 Tikhonov The Tikhonov formulation73 can be derived if the data weight matrix, Wd, and the parameter matrix, Wµ, are assumed to be diagonal and homogenous. In these cases, equation 3.5 may be reformulated as: (3.20) where cd is the inverse of the variance in the measured data, and cµ is the inverse of the variance in the parameters. This form can be simplified to: (3.21) where λ is the Tikhonov regularization parameter. Solving this equation for the image update yields the iterative image formation equation: (3.22) where I is the identity matrix. 3.5.2 Levenberg-Marquardt Alternatively, the objective function may be simplified if there is no known noise model for the data, and no prior knowledge about the parameters, by minimizing: (3.23) In this case, the update equation is: (3.24) The difficulty with this formulation in optical tomography is the fact that the problem is ill-posed; small changes in the unknowns at the center of the domain lead to negligible 41 changes in the data, and there is no unique set of unknowns which solves the minimization. Numerically, the Hessian matrix ( ) may be singular. To enable inversion, a regularization term, λ, is added to enhance diagonal dominance on rows of the Hessian matrix that have nearly linearly dependent unknowns: (3.25) Since this formulation does not minimize the objective function of equation 3.23, the Levenberg-Marquardt approach decreases the regularization during the numerical update, ideally until, λ=0, and equation 3.23 is solved 74. In practice, λ may become small, but never reaches zero. 3.6 Conclusions This chapter establishes the foundations for fitting numerical models to data. Of primary interest is the inclusion of MRI priors which may be incorporated into optical tomography, either spatially through a covariance function in the parameter weight matrix, or quantitatively as part of the initial guess for the inversion routine. Chapter 4 investigates the inclusion of anatomical priors that define different tissue types. Chapter 6 presents a method to quantitatively and spatially incorporate MR water/fat separation into optical tomography. Chapter 9 formulates a comprehensive model for recovering tissue properties using multiple optical/MR priors. 42 Chapter Four: Methods of anatomically constrained MR guided optical imaging 4.1 Introduction This chapter describes tools that aid in co-registration and computation of MR-guided optics. The first section describes the MR sequences that were used to anatomically guide the optical reconstruction. The next section presents methods to incorporate MR anatomical images into the optical reconstruction, and several reconstruction methods which provide flexibility in constraining the solution. This analysis considers practical issues related to both image segmentation and computational burden to allow selection of the optimal method to incorporate structural information into the optical reconstruction in 2 and 3 dimensions 4.2 Determining boundaries and fiber locations with MR images MR images provide a wealth of anatomical information which can be used to improve optical reconstructions. T1- or T2-weighted MR images provide accurate tissue exterior boundaries which improves the accuracy of the boundary conditions75 while improving optical reconstructions76. Through proper marking of optical fibers with MR fiducial markers, MR may provide accurate optical probe locations, which is critical to minimizing model errors34, 77, 78. Fiducial markers, such as the ones used in this thesis (Multimodality, © IZI Medical and Pin-Point, © Beekley), enhance in both T1 and T2 images. These may be placed around the ferrule of each fiber, as shown in Figure 4.1a, or on the fiber holder, b. Placing fiducials directly at the fiber end is beneficial in fiber 43 interfaces which do not structurally fix the position of the optical fiber, and thus need a marker closer to the fiber tip/skin boundary. However, markers placed too close to the boundary may be mistaken for tissue in T1-W MR images, which may cause automatic segmentation algorithms to fail. Placing a few fiducials to use as location references, as in Figure 4.1b, may be a better option if fiber positions are rigidly fixed in the fiber holder. a b Figure 4.1: MR images which provide accurate tissue boundaries and fiber positions via fiducial markers. (a) Fibers placed on the ferrule of each fiber, (b) fibers used for position reference. 4.3 Separating adipose, fibroglandular, and suspect tumor tissue Reconstructing for tissue types and regions of interest identified a priori has been shown to improve optical quantification and suppress image noise34, 79, 80. Adipose tissue and fibroglandular tissue may be separated with a T1- or T2-weighted MR sequence, based on their different relaxivities. Suspect lesions may be identified with a dynamic contrast enhanced MR technique (DCE-MR), with extremely high sensitivity12. Anatomical MR 44 imaging methods used in this thesis were part of the standard Philips or General Electric breast imaging packages, and acquired at 3 Tesla field strength. Adipose and fibroglandular tissue were separated with a 2D T1-weighted spin echo sequence (TR/TE/flip angle = 900/10/90°, voxel size 0.7 x 0.7 x 3mm) or a 3D spoiled gradient echo sequence (TR/TE/flip angle = 10/6/20°, voxel size 0.7 x 0.7 x 3mm) at 512 x 512 pixel resolution. 2D T2-weighted images with fat saturation were taken to help identify cysts or regions with edema (TR/TE/flip angle = 6000/90/90°). Regions of interest were determined with a DCE-MR sequence which consisted of 5 sets of images taken at 1 minute temporal resolution beginning 40 seconds after intravenous injection of a 20 mL bolus of a Gadolinium contrast agent (Magnavist © Bayer Healthcare). These images were part of the Philips THRIVE sequence, which is a bilateral high-resolution 3D spoiled gradient echo fat saturated sequence (TR/TE/flip angle = 10/6/20°). A summary of the sequences used in this study along with representative images is shown in Table 4.1. To segment suspect regions of interest from the surrounding fibroglandular tissue, pre-contrast images were subtracted from post-contrast images. An example image is shown in Figure 4.2. This technique aids in lesion identification because background tissues with short T1, such as fat, appear bright in T1-weighted DCE-MR sequences, and may obscure suspect lesions nearby. Usually, a fat saturation sequence is used to suppress the fat; however, it is not uncommon for fat saturation to fail in breast imaging. Thus, subtraction aids lesion identification by subtracting out signal from background regions devoid of the contrast agent. This method is used clinically at Dartmouth Hitchcock Medical Center. 45 Image Use Representative Image Sequence 2D T1-W Adipose / Spin Echo Fibroglandular Tissue Separation 2D T2-W Identification of Spin Echo cysts / edema 3D Identification of THRIVE suspect lesions (DCE-MR) 46 Table 4.1: The different MRI sequences used in this study were all used in the optical image reconstruction. A breast clip, identifying the location of biopsy, is shown as a green arrow in the DCE image (bottom). Figure 4.2: DCE-MR subtraction image resulting from pre contrast image subtracted from post contrast enhancement image. Note the ring enhancement around the main lesion, identified by arrows on the right side of the image. The left arrow identifies a small satellite lesion. 4.4 Anatomical Constraints The optimal method to incorporate MR anatomical information into the optical reconstruction is an ongoing topic of investigation. Fibroglandular, adipose, and suspectlesion tissue boundaries have all been utilized in various ways to guide how the image is updated during the inversion process. These different approaches can be separated into two main categories, referred to as “hard” and “soft” priors. These approaches differ in the amount of certainty in the correlation between MR and NIR contrast. 47 Hard priors constrain optical properties to update independently in each MRdefined domain. These methods enforce MR boundaries. Thus, hard prior methods assume perfect correlation exists between MR and optical tissue contrast boundaries. These algorithms have been implemented in a number of ways. Yalavarthy et al.67, in a breast geometry, assumed that each segmented tissue type (adipose, fibroglandular, and lesion) was homogenous in the reconstruction, and recovered simulated physiological properties within 3% with noisy data. Brooksby et al.81 reconstructed for a homogenous adipose region, but allowed unknowns to update independently on a finer-resolution pixel basis in the fibroglandular region, which was assumed to contain the lesion. They found increased accuracy in a simulated breast domain. Schweiger and Arridge82 used a twostep procedure in the image reconstruction of a simulated human head by first reconstructing the domain into homogeneous regions of skin, bone, gray matter, and white matter, then inserting these optical property distributions as the initial guess for a finer resolution reconstruction. Boas et al.83 simulated functional brain activation and forced the optical properties to update from the initial guess only in the cortex. They found that this approach improved reconstruction accuracy, although the accuracy was limited at depth because of the remission probe geometry. Pogue et al. applied a similar algorithm to tissue phantoms84 and a rat brain, and recovered optical properties to within 10%85. Structural MR images can alternatively be used as soft priors, which spatially influence the update in the tissue boundaries, without forcing the optical boundaries align perfectly with the MR boundaries. Algorithms that incorporate soft priors allow slight intra-region variations, while discouraging variations across boundaries. Intuitively, this 48 method should reduce the error for improper image segmentation86, although the effect will be analyzed in more detail below. These algorithms have been implemented both approximately and statistically. Barbour et al. 80, 87 demonstrated an algorithm which assigned optical properties to segmented adipose and fibroglandular tissues. They simulated small lesions within the fibroglandular tissue, and reconstructed the domain. They found accurate spatial localization and quantitative recovery, as long as the simulated lesion was a small perturbation in optical properties from the background. Brooksby et al.34 and Yalavarthy et al.37 incorporated smoothing operators within each tissue type in the regularization during inversion. This method was found to yield accurate recovery of hemoglobin in phantoms to within 10%88, and was used in the group’s clinical breast MR-optical studies89, 90. Intes et al.35 and Guven et al.79 incorporated structural priors in the inversion statistically through a Bayesian framework. The algorithm penalized optical property updates across boundaries, and allowed for increased contrast to be recovered in regions where a lesion was thought to exist. Optical property recovery in simulation was accurate within 15%, even when MR did not specify a tumor region of interest. A comparison image of a patient imaged on the same day with a stand-alone optical instrument vs. an MR guided instrument is shown in Figure 4.3. The guided reconstruction used a hard-prior technique to apply anatomical bounds. A notable feature of these images is the recovery of optical properties in the fibroglandular tissue, which is lost with stand-alone optical imaging. An investigation into the practical considerations of a soft-prior and a hard-prior based approach are presented below. 49 a b Figure 4.3: Physiological properties imaged on the same day using a a) non MRguided optical imaging instrument, and a b) MR-guided optical imaging, using a soft-prior Laplacian filter technique. Note the increased contrast recovery with the image-guided approach. 4.5 From MR images to computational domains Incorporating MR images into the image reconstruction is non-trivial, especially in 3D, and much effort has gone into processing these irregularly shaped domains91. The steps to incorporate MR anatomical information, from image segmentation to meshing to region labeling are overviewed in Appendix B. 50 Tissue types were semi-automatically identified and separated with a commercial software package (Mimics, © Materialise NV). Tissue segmentation required two steps: 1) segmenting adipose and fibroglandular tissue from the T1-W images, and 2) segmenting the region of interest in the subtraction image. The DICOM header tags were Figure 4.4: Transforming MRI images for computational use requires 1) segmentation of tissue types into adipose, fibroglandular, and suspicious lesions, and 2) creating a finite element mesh of the volume, and 3) tagging the mesh with tissue regions. automatically processed to co-register these volumes. In both cases, an intensity threshold image segmentation technique was used to separate tissues. Some manual segmentation was always required to eliminate image artifacts or fiducial markers that were mistakenly included in a tissue type. To create a volume mesh, a surface mesh of the outer boundary of the domain was exported to an in-house meshing software package92, 93, which created a mesh at the desired resolution (usually 2-3 mm between nodes). This mesh was then imported back into Mimics, which tagged the nodes with the appropriate tissue material labels, and exported the mesh for use in the image guided 51 reconstruction algorithms. The 2D meshes used in this study had an average of 2000 nodes, while 3D meshes usually consisted of 30,000 nodes. 4.6 Computational burden considerations Incorporation of MR structural information into the reconstruction algorithm helps ease the dependence of the solution on the regularization, because it lessens the illposedness and underdeterminedness of the image reconstruction problem by: 1) constraining the solution space35, and 2) reducing the parameter space to a set number of tissue types and regions of interest (ROIs)94. Using MR information results in solutions that are less affected by noise and unexpected variations in contrast. In 3 dimensions, reducing the number of unknowns is often critical to recovering an accurate solution. A comparison of the number of computed unknowns for 2D vs. 3D vs. region-based (hard-prior) imaging is shown in Figure 4.5. As described below, incorporating region information may be prohibitively demanding in 3D when implementing soft priors. Thus, soft prior techniques which allow for computationally tractable algorithms may be important in 3D image-guided optical reconstructions. 52 Figure 4.5: A comparison of the number of unknowns calculated in 2D vs 3D for 2D full, 3D full, and 3D region-based spectral reconstructions, for five parameters. 4.7 Implementation of Anatomical Constraints 4.7.1 Hard anatomical constraints Region fitting effectively reduces the image formation to a spectroscopy problem, where the unknowns in each region are reduced to one set of optical parameters. Thus, in the three region problem shown in Figure 4.6, there are three sets of parameters, for a total of 15 unknowns. Regions are formed by creating a region matrix, K, which is sized , where NN is the number of nodes, and NR is the number of regions94. For each row i, a ‘1’ is placed on the column of node i’s region number. Otherwise, a ‘0’ is placed. This can be described as: for row: node i, column: node iregion (4.1) otherwise 53 By multiplying the Jacobian by this region matrix, a region-based Jacobian is formed which groups nodes of each region. Thus, the region-based Jacobian is sized , the number of measurements NM by the number of regions NR. Figure 4.6: Segmented breast MR used to guide reconstruction methods. The labels within the image 1 define regions of adipose (1), fibroglandular (2), and 2 tumor (3) tissue. Blue x’s and red circles define the 3 source and detector locations around the breast. The region-based method forms an overly determined problem if there are 240 measurements and 15 unknowns. Image reconstruction involves solving the image formation equation with the region-based Jacobian. The region-based update equation (equation 3.22 in Chapter 3): (4.2) is iteratively solved until convergence is reached. 4.7.2 Soft anatomical constraints: second differential Laplacian operator One implementation of a soft-prior algorithm is based on enforcing tissue boundaries through a Laplacian34. This formulation encodes the region information into the regularization instead of reducing the problem to regions of unknowns. This technique is described in more detail in the electrical impedance tomography literature95, 96. However, 54 the implementation here is a bit different, because the Laplacian is formulated so that it smoothes across entire anatomical regions instead of at each spatial node location. The foundation of this formulation lies in spectral graph theory, in which nodes of a given region are interconnected at a single vertex97. An example of a simple graph is shown in Figure 4.7. a b Figure 4.7: (a) Example of a spectral graph (from Biyikoglu et al. 97). In optical tomography, each row of the covariance weight matrix incorporates the regions labeled in (b) with connectivity described by this graph. 55 The Laplacian matrix for a given region is: i=j i,j are not in the same region i,j are in the same region (4.3) In this formulation, the update equation incorporates this Laplacian matrix into the weight matrix for the parameters, Wµ. (4.4) This formulation smoothes within each region, while relaxing the constraint that the solution cannot vary across the MR defined boundary. An issue with the Laplacian method is that it can be computationally expensive, especially in 3D, because it does not reduce the number of unknowns in a region unless a coarser second mesh is used for reconstruction. Reconstructing on a coarser mesh will decrease the spatial resolution defined in the spatial prior, because the spatial information is encoded in the nodes. One method to alleviate the memory requirements is to use an adaptive mesh, where nodes are placed with higher density near the boundaries. Another method, which is a hybrid hard prior / Laplacian technique, is described below. 4.7.3 Hybrid Edge Constraining Filter The hybrid method decreases the number of unknowns by condensing the adipose region into one set of parameters, and using a Laplacian filter in the fibroglandular and tumor regions. One can be sure that no tumors will be mistakenly misclassified as adipose tissue, since vascularized tumors resemble fibroglandular tissue in T1-W MR images. 56 This method accomplishes two goals: 1) it reduces the computational cost, thus making the problem less underdetermined, and 2) it allows optical variation in the fibroglandular tissue which may reveal false negatives in breast MR. In most cases, especially older patients at higher risk for breast cancer, there is a significant percentage of adipose tissue in the breast89, and computational savings can be significant. 4.8 Comparison of spatial reconstruction methods with improper segmentation Errors in segmentation may propagate into errors in the reconstruction. It was suggested by Yalavarthy et al.67 that these errors might destabilize the reconstruction. Specifically, Yalavarthy et al. found that a 7% dilation in the internal tissue boundaries led to a 368% overestimation of the absorption coefficient in the region of interest. This error would be prohibitive to any region-based reconstruction. Therefore, the effect of segmentation error with a six wavelength spectral reconstruction, instead of a single wavelength reconstruction used by Yalavarthy et al, was investigated with hard priors , the hybrid algorithm, and the soft prior algorithms described above. To test different amounts of segmentation error, two case studies of different breast densities and different segmentation error were investigated. In both cases, the tumor and fibroglandular tissues were dilated into the respective background. This approach approximated the error in segmentation that is typically encountered with the image segmentation routines used in this thesis. Case 1 is a heterogeneously dense breast, whereas case 2 is a case of scattered breast density. For each algorithm, tissue types are defined by MRI and segmented. Tumors were simulated in the fibroglandular tissue for each case. Data was generated on a high resolution mesh (7.5 µm resolution), and reconstructed on a coarser mesh (450 µm resolution). 57 4.8.1 Case Study 1: High Density Vascular Structure Image segmentation is more accurate in breast tissue with high-density structure because the vascular features are less spiculated. Data was generated on a 12,000 node mesh, shown in Figure 4.8c, which could more accurately define tissue boundaries. Reconstructions were performed on a coarser reconstruction mesh (~2000 nodes, Figure 4.8b) which was too coarse to accurately represent the segmented tissues. It is evident that these two segmentation results are quite comparable, and the difference in region size error between the two meshes is less than 7%. Figure 4.8: (a) T1-weighted image of case study 1. (b) Coarse segmentation of (a) used to reconstruct data. (c) Fine segmentation used to generate data. (b-c) are color coded according to tissue type. Figure 4.9a,b,c display images of each reconstruction result compared to the truth (Figure 4.9d). Figure 4.10 presents the error results for the different reconstructions. In this case, the absorption errors (the average error for the absorbing chromophores of 58 oxyhemoglobin, deoxyhemoglobin, and water) were very accurate, within 2%, for all reconstruction methods, with the hybrid region obtaining the most accurate chromophore values. The hybrid reconstruction also obtained the most accurate quantification of scatter (the average error of scatter amplitude and scatter power). In this case, the region fitting and Laplacian reconstructions underestimated the scattering amplitude and scattering power of the tumor, observed in Figure 4.9. This result is not unexpected, because the tumor region values are the farthest from the initial guess. This underestimation may be explained by the fact that the absorption becomes so close to the truth that the stopping criterion is reached before the true solution is found (in these algorithms, the stopping criteria is defined as a 1% change in the model/data misfit between iterations). 59 Figure 4.9: Reconstructions using the (a) Laplacian matrix reconstruction, (b) hybrid reconstruction, and (c) region fitting reconstruction. (d) True optical contrasts and spatial heterogeneity. 60 Figure 4.10: Total errors in absorption (the average of oxyhemoglobin, deoxyhemoglobin, and water) and scatter (the average of scatter amplitude and scatter power) for all regions of each of the reconstruction algorithms. 4.8.2 Case Study 2: Low Density Vascular Structure This case investigated reconstruction errors from a scattered density breast. Tissue with fine fibroglandular features may result in more reconstruction error because the structure is difficult to represent without a very dense mesh. Figure 4.11a shows the MR image, and (b) and (c) show the reconstruction mesh and data mesh used in this study, respectively. In this case, the segmentation error in reproducing the fine mesh with the coarse reconstruction mesh was ~ 50%. This example tested the accuracy of these edgeconstraining algorithms when the anatomical boundaries used in the reconstruction did not accurately align with the actual boundaries. Figure 4.11: (a) T1-weighted image of case study 2 (b) Coarse segmentation of (a) used to reconstruct data. (c) Fine segmentation used to generate data. (b,c) are color coded according to tissue type. 61 Figure 4.12a-c shows the reconstruction results for the Laplacian filter, the hybrid method, and the region-based reconstruction, respectively. These algorithms reconstruct images that appear similar in structure to the reconstruction mesh in Figure 4.11b, since they are edge-constraining. In addition, there is very little variation within each tissue region. This is likely due to the edge preserving character of the algorithms which prevents them from reconstructing fine features that aren’t provided in the spatial prior. Reconstruction quantification errors are shown in Figure 4.13. These results show similar errors in absorbing chromophores, within 2%, and are within 7% in total error. The error in scattering properties decreases as the number of unknowns decreases, from ~15% for the Laplacian reconstruction, to ~7% for the region reconstruction. Figure 4.12: Reconstructions using the (a) Laplacian matrix reconstruction, (b) hybrid reconstruction, and (c) region fitting reconstruction. (d) True optical contrasts and spatial heterogeneity. 62 Figure 4.13: Total percent errors in absorption and scatter for case study 2 for each of the reconstruction algorithms. 4.8.3 Conclusions comparing reconstruction methods Segmentation errors will always creep into image reconstruction algorithms which assume prior structural knowledge. In breast tissue, vascular features are difficult to segment, and there is a danger that inaccurate priors will propagate into image estimation errors. Effort has been devoted to developing methods that do not constrain the boundaries of the anatomical prior, believing that inaccurate structural data will cripple the region based edge-constraining algorithm. However, in contrast to the results shown by Yalavarthy et al.37, these simulation results show that the edge-constraining algorithms can achieve total errors within 10%, even when region areas are dilated by greater than 50%. It is important to note that these reconstructions were multi-spectral. Thus, this study provides evidence that multi-spectral reconstructions are more robust not only to data noise, as found by Srinivasan et al.72, but also to segmentation noise. These results 63 also show that including a Laplacian filter into the regularization yields an image with similar structural boundaries to the region reconstruction. As expected, the recovered value in the inclusion with each of these methods is underestimated, due to the spatial prior which incorporates some lower contrast background tissue into the tumor region. Thus, this bias towards background values can be expected in patient results. Although all results provide suitable quantification, the total errors for both case studies are minimized with the hybrid reconstruction, although there is not enough data to prove significance. This conclusion is important for 3D geometries, as the number of spatial nodes required to accurately model the boundaries becomes computationally unfeasible to invert in the soft prior case. 4.9 Considerations in 3D imaging The Laplacian soft priors approach suffers from high memory requirements in 3D because of the need to store the structural information. This matrix can be prohibitively large if high structural accuracy is desired. It cannot be reduced in size unless advanced adaptive mesh techniques are used to preferentially apply a high density of nodes near tissue interfaces. As an alternative, a hybrid region / Laplacian method was introduced above which alleviates the computational burden for 3D reconstructions using soft prior methods. This method combines the reduced memory requirement of the region reconstruction in the adipose tissue with the less rigid constraint in the fibroglandular and region of interest. 64 In this implementation, high optical contrast regions which are hidden in the MR images may still be recovered. The computational savings offered by the hybrid approach is shown in Figure 4.14. GB Figure 4.14: Memory requirements when using the Laplacian soft priors reconstruction can be a computational limitation in 3D. By implementing a hybrid approach, matrix storage for three patients reduces to a computationally feasible size. Figure 4.16 compares the optical recovery in 3 dimensions of a simulated cylindrical inclusion, shown in Figure 4.15. The true values used to generate data with 5% amplitude and 5 degree phase white noise are shown in Figure 4.16c, whereas the hybrid and region reconstruction results are shown in Figure 4.16a,b, respectively. As noted above, the hybrid results look structurally identical to the region-based results 65 because of the high density of nodes which define the fibroglandular and tumor regions, and because of the simple geometries simulated in this example. The errors in the recovered parameters averaged over all regions are shown in Figure 4.17. These results exclude the soft priors approach because of the limitation on computational memory. The soft priors approach would have consumed 32 GB of memory, making the inversion computationally unfeasible. In contrast, the hybrid approach consumed ~2GB of memory. These reconstructions are within 10% accuracy, except for the oxygen saturation recovery of the hybrid method, which had ~-13% error. Figure 4.15: 3D mesh used in image reconstruction. The mesh consisted of ~20,000 nodes. Tissue regions are identified by color. 66 a b c Figure 4.16: 3D reconstructions of (a) hybrid method and (b) hard priors compared to (c) the truth. The hybrid method reduces the adipose tissue to 1 region, and applies a Laplacian filter to the fibroglandular tissue and region of interest. Figure 4.17: Percent error between recovered parameters and the truth for the 3D hybrid method, and 3D hard priors. 67 4.10 Conclusions Three reconstruction methods were presented above and analyzed for segmentation errors and computational burden. The results of several reconstructions show that these algorithms recover quantification with similar accuracy; no algorithm was poorer than 10% in error relative to the other methods. In 3 dimensions, the soft prior algorithm becomes computationally intractable, while the hybrid method enables a soft prior approach within the fibroglandular tissue and region of interest. The similar accuracy provided by these methods allows for flexibility in image reconstruction. Region fitting will not delineate regions that are missed by MR, because they will be hidden in the background. These false-negative cases require soft prior algorithms that allow variation within the regions. With 3-D geometries, the hybrid method may be the best approach to imaging features missed by MR, as it reduces the number of unknowns, while still allowing features not identified by MR to enhance. In cases where MR has imaged a suspect region of interest, optical imaging may be used as a spectroscopic method via the region-fitting algorithm. Throughout the remainder of this thesis, the region-fitting algorithm is used because all regions of interest enhance on MRI. 68 Chapter Five: MR guided optical imaging for tumor characterization and neoadjuvant chemotherapy monitoring It has been established in the optical imaging community over the past 10 years that breast cancers have significantly higher total hemoglobin, water content, and scatter, and lower lipid fraction relative to normal tissue 23-25, 98-100 and benign lesions22, 101, 102. Because of its modest cost and non-ionizing radiation, optical imaging may aid in either the screening100 or diagnosis of breast cancer. In addition, because optical imaging may be applied frequently without safety concerns, it may hold promise in monitoring the effectiveness of chemotherapy103-105. In several clinical trials, optical imaging has been shown to improve upon the specificity reported from clinical breast imaging21, 22, 101. However, its modest spatial resolution has resulted in study designs which limit lesions to sizes greater than 8 mm21. One study which included small lesions noted poorer characterization of tumors less than 6mm22. Image-guided NIRS has shown promise to rectify these spatial resolution problems because the high resolution modality (e.g. MRI or x-ray) helps identify tissue types within the breast which guide contrast distribution19, 89. This technique improves both the spatial resolution and quantification accuracy of optical imaging34-36, and has been used in several initial clinical breast cancer studies90, 106. In particular, Ntziachristos et al. noted trends between increased hemoglobin and lower oxygenation in malignant tumors with higher spatial accuracy with MR-guided optical imaging33. Carpenter et al. noted not only increased hemoglobin and decreased oxygenation in tumor tissue, but also increased 69 water and increased average particle size and density with MR-guided optical imaging90. Studies by Gulsen et al.107 and Xu et al.108 recovered optical properties in small animals with MR guidance. Gulsen et al. confirmed an anticipated increase in optical properties in the tumor tissue; Xu et al. confirmed anticipated changes in optically recovered tissue oxygen saturation and hemoglobin concentration due to inspired O2. Although the clinical performance of these co-registered multimodality approaches has yet to be fully evaluated in a complete trial, these results suggest that MRI-guided NIRS will improve upon the results obtained with stand-alone NIR imaging. This section will present several case studies demonstrating the potential for image-guided optical tumor characterization and treatment monitoring. 5.1 Detection and characterization of breast tumors This section reports the results from five patients. Three patients were imaged prior to the start of neoadjuvant chemotherapy, one patient was imaged during the late stages of chemotherapy, and one patient was imaged during a callback for a mammographically determined suspicious lesion. All subjects provided informed consent and were imaged according to study protocols approved by the Institutional Review Board at Dartmouth Hitchcock Medical Center. 5.1.1 Reconstruction methodology All patients images were reconstructed using anatomical maps provided from MR. Tissue types were encoded with region-based constraints. As discussed in Chapter 3, choosing the appropriate regularization is a compromise between system noise and image contrast. Since noise depends partly on fiber contact, which is not repeatable, it is 70 expected that one regularization scalar would not suffice for every patient. Therefore, each reconstruction used the minimum regularization that would allow the solution to converge (in this case, defined as iterating more than 3 times). Additionally, if a recovered value was not physiologically possible in breast tissue, a larger regularization value was chosen. These steps were taken to balance the detrimental effects of noise on the inversion, while ensuring that the contrast was not suppressed unnecessarily. All datasets were processed according to the signal noise floor limits discussed in Chapter 2; amplitude or phase data that was below the noise floor was not used in image reconstruction. In subject 5, the soft prior algorithm would not converge for any regularization. Thus, to be able to compare all subjects, only region-based reconstructions are presented. Additionally, volumetric MR was not available for subject 2, so all subjects were reconstructed in 2D. In the text below, the fibroglandular tissue is referred to as the “background.” Because MR can easily distinguish vascular tissue, including highly vascular lesions, from fatty tissue, the goal of MR guided optical spectroscopy is to separate the malignant vascular tissue from the background nonmalignant vascular tissue. 5.1.2 Results 5.1.2.1 Subject 1 This subject had three suspicious lesions in her right breast. MR imaging results showed that two of the lesions were cysts. These were clinically aspirated and found to be nonmalignant. One lesion was biopsied and found to be benign fibrocystic disease. Imaging was performed prior to biopsy. Optical imaging results show a slight decrease in total hemoglobin of 0.018 mM in the lesion in the plane of the fibers compared to the 71 fibroglandular tissue at 0.020 mM. These results are expected in cysts which are usually filled with fluid, and are void of the densely packed vasculature indicative of breast tumors. Oxygen saturation was slightly higher than the fibroglandular tissue, at 78% compared to 73%. As expected in fluid filled cysts, water was found to be higher than the background tissue, at 60% compared to 40-50% in the background. The cyst showed no contrast in scatter amplitude, but a slight increase in scatter power. a b d c e Figure 5.1: (a) Anatomically guided optical images and (b-e) MR images of Subject 1 (no malignant tissue, 2 cysts, 1 benign fibrocystic lesion). Note the slight decrease 72 in total hemoglobin compared to the background. (b) T1-W image in the plane of the optical fibers. (c) Gadolinium dynamic contrast enhanced MR image. (d) T2-W image showing increased water content expected in the cyst / benign lesion (e) Maximum intensity projection of the DCE-MR image. Note the tumor identified by the green arrows. 5.1.2.2 Subject 2 This subject, a 36 yr. old woman at the time of imaging, had a 3cm IDC & DCIS lesion in the right breast. Imaging was performed 1 day following the 3rd cycle of treatment. The reading radiologist reported a suspicious lesion appearing in the DCE-MR which was not apparent on previous MR scans. Pathology performed 7 weeks later revealed a complete response to chemotherapy with no viable tumor remaining. However, residual scar tissue remained in the area, which likely contributed to the lower quantities of hemoglobin, oxygenated hemoglobin, and water, and contrast in scatter, as compared to the background. The fibroglandular features in this case were too finely structured to be properly segmented and analyzed independently (see Figure 5.2b), so tissue was segmented into the region of interest and the background (fibroglandular and adipose). Results show slightly decreased hemoglobin of ~0.010 mM in the region of interest, compared to ~0.014 mM in the background. Oxygen saturation in the region of interest was lower than the background, and water concentration was also reduced. Contrast is also seen in scatter. This case is an interesting demonstration of where the NIR information could have significant diagnostic potential to eliminate the false positive reading of the MR exam, which would have in some cases lead to an additional biopsy. 73 a b c d e Figure 5.2: (a) Anatomically guided optical, (b-d) MR, and (e) pathology images images of Subject 2. (b) T1-W image in the plane of the optical fibers. (c) Dynamic contrast enhanced subtraction image used to segment region of interest (green arrow). (d) Maximum intensity projection gadolinium contrast enhanced image (lesion identified with arrow). (e) Mass pathology slice showing residual stromal tissue and no viable tumor hemorrhaging. 74 5.1.2.3 Subject 3 This subject was a 29 yr old woman with 2cm infiltrating ductal carcinoma of the right breast. She was imaged 5 days post biopsy, just prior to the start of neoadjuvant chemotherapy. A region of interest can clearly be delineated from the gadolinium dynamic contrast enhanced MR images, shown in Figure 5.3. Optical imaging results show increased total hemoglobin in the tumor, at about 0.080 mM, whereas the background was around 0.025 mM. Hemorrhaging in the tumor can be identified visually in the pathology specimen as dark regions. This area had high vascular density and epithelial content. An increase in oxygen saturation of ~80% compared to ~65% in the background also exists in the tumor area. A decrease in water content is apparent. This region also exhibited increased scatter amplitude and scatter power compared to the background. a 75 b d c e Figure 5.3: (a) Anatomically guided optical, (b-d) MR, and (e) pathology images of Subject 3, who had a malignant lesion. (b) T1-W image in the plane of the optical fibers. (c) Dynamic contrast enhanced subtraction image used to segment region of interest (green arrow). (d) Maximum intensity projection gadolinium contrast enhanced image. (e) Mass pathology slice showing tumor size post treatment. Note the haemorrhaging (black in color) corresponding to total hemoglobin contrast, and the surrounding necrotic tissue (tan in color). 5.1.2.4 Subject 4 This subject, a 51 year old woman, had a 7cm IDC in her left breast prior to chemotherapy. Imaging was performed 1 week prior to the first cycle of chemotherapy. This tumor did not fully respond to the chemotherapy, according to pathologist 76 assessment post operation. MR-NIR results showed an increase in hemoglobin to ~0.250 mM compared to 0.045 mM in the background. Hemoglobin oxygenation was increased to about 90% in the region of interest, slightly higher than the background, and water showed increased contrast of near 95% compared to the background at ~90%. A slight decrease in both scatter amplitude and scatter power was seen in the region of interest defined by DCE-MR. It is important to note that in this case the optical system was not able to fully sample the center of the volume of the tumor. Instead, a plane was imaged near the extreme anterior of the tumor. A full mastectomy specimen was not obtained in this case because the patient transferred to another hospital for surgery. Instead, biopsy specimens were used to confirm chemotherapy response. a 77 b c d Figure 5.4: (a) Anatomically guided optical and (b-d) MR images of Subject 4, with a known malignant lesion. (b) T1-W image in the plane of the optical fibers. (c) Gadolinium dynamic contrast enhanced MR image. (d) Maximum intensity projection of the DCE-MR image. 5.1.2.5 Subject 5 This subject, a 36 year old woman at the time of imaging, had a 3cm IDC with 3 satellite lesions in her left breast. The plane of optical fibers intersected with a satellite lesion. Imaging was performed prior to the start of chemotherapy. Images show increased total hemoglobin of 0.020 mM in the region of interest compared to the background., at 0.015 mM Oxygen saturation, at 65%, is higher than the background, at about 55%, and water is decreased at 60% compared to background tissue. The region of interest exhibits a 78 10% decrease scatter amplitude compared to the background, and there is no contrast in scatter power. A more detailed investigation into monitoring this patient during neoadjuvant chemotherapy is presented below. a b c d 79 Figure 5.5: (a) Anatomically guided optical and (b-d) MR images of Subject 5. (b) T1-W image in the plane of the optical fibers. (c) Gadolinium dynamic contrast enhanced MR image. (d) Maximum intensity projection of the DCE-MR image. Note the tumor identified by the green arrows. 5.1.3 Discussion Total hemoglobin seems to be the only consistent delineator between the malignant tissue and the benign and responding tissue. This differentiation is likely due to the increase in vascular content in malignant tumors. These results are summarized below. Figure 5.6 shows a comparison of the total hemoglobin in the region of interest vs the background tissue for all subjects. Since tumor tissue is a subregion of the fibroglandular tissue, fibroglandular tissue is designated as the background in this analysis. Malignant tumors in subjects 3, 4, and 5 clearly have higher hemoglobin than the background fibroglandular tissue, whereas the normal / benign and responding cases show comparable or less total hemoglobin than the background. 80 Figure 5.6: Comparison of tumor to fibroglandular total hemoglobin across all subjects. The subjects denoted in the non-shaded region, subjects 3, 4 and 5, had known malignant lesions. In contrast, the shaded region consisted of subject 1, who had a benign/normal lesion, and subject 2, who was fully responding to chemotherapy. Total hemoglobin is higher than the background fibroglandular tissue in the known malignant tumors. Figure 5.7 displays tumor to fibroglandular contrast ratios for each subject, defined as . For this metric, a value of zero indicates that the region of interest had the same amount of total hemoglobin as the background, whereas positive/negative contrasts indicate more/less total hemoglobin than the background. Figure 5.7: Tumor to background contrast ratios of total hemoglobin for all subjects. Negative contrast indicates that the background had higher total hemoglobin than the region of interest. 81 The total hemoglobin results agree with established trends in total hemoglobin, but are larger than typical findings reported in the literature. Tumor to background total hemoglobin contrast ratios of 0.16101, 0.3522, ~0.599, 0.36100, and 4.8109 have been reported for various optical systems around the world. The average contrast ratio reported here of 3.3 is at the high end of these results, especially considering that the background is fibroglandular tissue. Total hemoglobin in fibroglandular tissue typically is higher than the adipose and fibroglandular tissues averaged together (the background tissue for the studies with non-MR guided systems). This higher contrast could be explained by the improved contrast recovery of image-guided systems. Investigation of oxygen saturation, water percentage, and scatter amplitude and power show no consistent trends. Although tumors are known to have local regions of hypoxia, near infrared imaging of macroscopic regions has shown inconclusive trends in the literature. Several larger studies99, 103 have shown no significant separation between malignant tissue and background, even with wavelengths in the water sensitive band beyond 900nm109. This is probably due to the low-resolution bulk measurements of optical imaging, which cannot resolve the microscopic regions of hypoxia. Water has been shown to have significantly higher concentration in malignant tissue25 than the background. This trend is not consistently observed in these cases. However, this study may be hampered by a lack of longer wavelengths in the spectral region most sensitive to water, and water contrast may have crosstalked to oxyhemoglobin. This factor will be investigated further in Chapter 6. Scatter amplitude and power have shown inconsistent differentiation in the literature, and the data here support these results. Spinelli et al.109 82 showed no significant differentiation, while Cerussi et al.25 showed increased scatter power. a b c d Figure 5.8: No consistent trends between known malignant and suspect nonmalignant lesions are apparent for (a) Oxygen saturation contrast, (b) Water contrast, (c) Scatter Amplitude contrast, and (d) Scatter Power contrast for all subjects. 5.2 Monitoring neoadjuvant chemotherapy: A case study The use of neoadjuvant chemotherapy to manage breast cancer treatment is increasing because it has been shown to be as effective as post-operative adjuvant chemotherapy110, 111 , while enabling the option of breast conserving surgery in some cases112. Imaging 83 tumor response has the potential to gauge the effectiveness of the therapy, allowing the possibility of tailoring a drug regimen to the individual, or determining survival outcomes. Because of its potential, imaging disease response to neoadjuvant chemotherapy has become a significant topic of interest in the literature. Magnetic resonance studies to date have shown significant response to treatment with a number of indicators, including tumor size113, DCE-MR enhancement kinetics114, diffusion weighted imaging115, and spectroscopy116. However, diffusion weighted MR and dynamic enhancement methods have also been shown to be inconsistent prognostic indicators117, 118, suggesting that the efficacy of these tools may be sensitive to technique. MR determination of tumor volume appears to best indicate response, based on a number of successful pilot studies118-121. Alternatively, optical imaging has also been shown to be an effective way to monitor chemotherapy response in the breast. Cerussi et al.104 demonstrated in eleven subjects that NIRS could perfectly separate chemotherapy responders vs. non-responders within the first week of treatment via monitoring the absolute concentration of total hemoglobin, and relative differences in deoxyhemoglobin and water. Jiang et al.105 confirmed the trend of decreasing total hemoglobin in four responding patients vs three patients who showed incomplete response. These trends, along with the successes in MR, indicate a potential opportunity to use MR guided optical imaging to monitor chemotherapy. 5.2.1 Study methodology Subject 5, investigated above, was scheduled for seven imaging sessions during neoadjuvant chemotherapy. Table 1 displays the timeline of all imaging exams. The 84 3cm invasive ductal carcinoma and three satellite lesions fully responded to chemotherapy, according to pathologist assessment post-operation. Session 3 was cancelled because of a malfunction in the cable that connected the breast coil to the MR. Session 2 was not analyzed because the fibers did not intersect with the plane of the contrast enhancing tumors. Sessions 6 and 7 were not analyzed because the tumors were not visible in the MR, most likely due to full chemotherapy response. Imaging Session Treatment 1 Pre 2 2 days post Cycle 1 Notes Fibers out of tumor plane 3 Cancelled 4 2 days post cycle 2 5 2 days post cycle 3 6 No visible tumor in MR 7 No visible tumor in MR Table 5.1: Overview of imaging sessions for the subject monitored during neoadjuvant chemotherapy. Lesions were identified from the dynamic breast MR images with the aid of 2 radiologists (S.P. and R.D-A) that had 15 and 10 years of experience, respectively. All imaging sets were reconstructed with the hard priors region reconstruction in 3 dimensions, to allow recovery of out-of-plane features. Reconstructions used the minimal regularization that would allow the solution to iterate, as described above. At regularization values greater than this level, the results were invariant to changes in regularization. 85 5.2.2 Results Optically recovered total hemoglobin images overlaid on DCE-MR subtraction images for session 1 (Figure 5.9), session 2 (Figure 5.10), and session 3 (Figure 5.11) are shown below, displayed with VolView software (© Kitware, Inc.). These results show the volumetric changes in contrast enhanced MR that are typically seen in tumors that respond to chemotherapy118. The anterior satellite lesion was consistently located in the optical fiber plane in each of the 3 successful imaging exams, and its values were used for analysis. Optical imaging indicates a decrease in total hemoglobin over the course of the treatment. The changes in total hemoglobin, oxygen saturation, and water content are shown in Figure 5.12. Total hemoglobin decreased from ~ 0.038 mM to ~ 0.020 mM between cycle 1 to cycle 2, due to the reduction in the tumor size, and likely the normalization of tumor vasculature. Tumor total hemoglobin did not change significantly between cycle 2 and cycle 3. Oxygen saturation also decreased, likely because of destruction of functioning tumor vasculature, restricting tumor perfusion. Water diminished in this lesion from about 52% to 38%, most likely because of the reduction in functional vascular tissue in the tumor. 86 a b c Figure 5.9: a) DCE MR images of a subject with an IDC taken 1 day prior to chemotherapy shows slight enhancement of 1 main node with 3 satellite lesions. b) MR-NIR images overlaid on a). The lesions in the plane of the optical fibers of the MR-NIR instrument show increased hemoglobin over the background. c) The colorbar used for quantitative analysis of hemoglobin in b). 87 a b c Figure 5.10: a) DCE MR images of the subject from taken within 48 hours of the 2nd cycle of chemotherapy. Two lesions enhance, although the main lesion shows less enhancement, indicating response to chemotherapy. Note the decrease in total hemoglobin between b) and the previous figure, demonstrating response. Pathology (not shown) taken after the completion of chemotherapy showed a complete response. c) The colorbar has been duplicated here for comparison. 88 a b c Figure 5.11: a) DCE MR images of subject 5 within 48 hours of the 3rd cycle of chemotherapy. By this imaging session, the main lesion no longer enhanced, as confirmed by the reading radiology (R. D-A.). The satellite lesion exhibited very slight enhancement. These factors indicate a strong response to chemotherapy. (b) Total hemoglobin in the lesion was within 0.001 mM of the background. Pathology (not shown) studied after the completion of chemotherapy showed a complete response. c) The colorbar has been duplicated here for comparison. 89 a b c Figure 5.12: Quantitative Comparison of (a) total hemoglobin, (b) oxygen saturation, and (c) water content in an invasive ductal carcinoma over 3 cycles of chemotherapy in a complete responder. Discussion This section presents results measuring tumor optical properties with MR guided optical imaging. The ability to obtain spectroscopic information about the tissue is likely to add pertinent information to MR monitoring of neoadjuvant therapies. Optical imaging identifies a trend of decreasing total hemoglobin, oxygen saturation, and water in the responding tumor. These changes correspond to subsequent changes in the size of the enhancing lesion identified by DCE-MR. 90 A notable complication with this study is the significant partial volume effects in imaging the tumor volume during different imaging sessions. Inconsistencies in patient positioning and optical fiber positioning may cause the tumor region of interest to be out of plane. This may result in an underestimation of tumor optical properties because the tumor is not properly sampled. In this study, a breast clip was inserted into the tissue at the center of the main lesion. This clip provided magnetic resonance contrast, which was used to determine the position of the tumor relative to the optical fibers. Only those imaging sessions that were determined to sample the lesion were used. Without this clip, precise knowledge of the tumor plane must be based on tissue morphology, which is extremely difficult to determine because of the tissue changes during chemotherapy response and menstrual cycle changes. This complication must be addressed when conducting larger scale studies in the effectiveness of monitoring treatment with MR guided optics. A possible solution could be to use a skin marker to appropriately position the fiber plane. 5.3 Conclusions MR-guided optical imaging shows promise in both determining breast cancer malignancy and monitoring neoadjuvant chemotherapy outcomes. Although this sample size is small, image guidance appeared to improve hemoglobin contrast between tumor tissue and background healthy tissue. In all known malignant cases, hemoglobin was at least 50% higher than the background fibroglandular tissue. In addition, MR guidance allowed discrimination of tissue regions which may be compared or monitored separately via optical imaging. In one patient who was undergoing neoadjuvant chemotherapy, a trend of decreasing total hemoglobin, oxygen saturation, and water was observed. These 91 changes were consistent with the decrease in tumor volume, which is an indication of therapy response. Acknowledgements Special thanks are extended to Dr. Stephen Poplack and Dr. Roberta Diflorio-Alexander for their aid in the interpretation of the breast MR images in this study. Special thanks are also extended to Dr. Wendy Wells for her help in the interpretation of the breast pathology. 92 Chapter Six: Incorporating MR water fat separation 6.1 Introduction Quantitative accuracy in optical imaging is greatly improved if wavelengths are chosen that are most sensitive to the spectral features of the tissue chromophores122. However, wavelength choice is often limited by the spectral sensitivity of the photodetectors. It is well known that crosstalk between the spectral features of the tissue, caused by insufficient spectral sampling, can introduce errors in quantification with optical imaging. In this study, the photomultiplier photodetectors had inherent limitations in spectral sensitivity (Figure 6.1, R6357) due to the wavelength dependent quantum efficiency of the photocathodes. With these detectors, SNR is insufficient for optical imaging in deep tissue above ~850nm. Figure 6.1: Spectral response of the R6357 photomultiplier tubes used in this study (courtesy of Hamamatsu Photonics). Note the cutoff in sensitivity at wavelengths longer than 800nm. 93 Unfortunately, the spectral features of water in the near infrared are most pronounced above 850nm (with a spectral peak at ~975nm). A lack of longer wavelengths will lead to errors in water quantification. Since the water spectrum overlaps with oxyhemoglobin in the spectral region of these photomultiplier tubes (shown in Figure 6.2), there will be significant crosstalk, leading to quantification errors in hemoglobin and oxygen saturation. a b Figure 6.2: (a) Tissue absorption spectra for tissue optical properties of 20µM HbO, 20µM Hb, and 60% water. (b) Tissue absorption spectra approximately in the sensitivity region of the PMTs. Note the spectral similarity between oxyhemoglobin (HbO) and water. Several groups have studied the hemoglobin errors incurred from spectral crosstalk with water. Franceschini et al. 123 determined that with two wavelengths in these PMTs’ spectral window (715 and 825nm), water errors elevated calculated oxygenation to 75%, while the true quantities of total hemoglobin and oxygen saturation 94 were 30µM and 60%, respectively. These errors increased as both total hemoglobin and oxygenation decreased. Cerussi et al.53 found that water errors caused by imaging with 672, 806, and 849nm compared to imaging using the broadband NIR spectrum could induce errors as high as 60% and 10% in total hemoglobin and oxygenation, respectively, in a diseased breast. In order to correct for water quantification errors, investigators have either attempted to remove water crosstalk by assuming water values106, 124, or calculated the water content from scattering power124. These techniques are suboptimal because each subject has a unique water distribution, and scatter power measurements are sensitive to structural tissue properties that are independent of water concentration. This chapter investigates the use of MRI water/fat separation to provide water quantification. MR water/fat separation has been proposed previously by Li et al.125, who used this information to provide a map to spatially guide the optical reconstruction. This section describes efforts to extend this technique by using the MR’s ability to accurately quantify water and fat, in addition to spatially guiding the reconstruction. By utilizing the quantitative images of water and fat, it will be shown that hemoglobin recovery is more quantitatively accurate. 6.2 Separating water and fat with MR There are several different approaches to separate water and fat signals in the MR. These methods are based on the proton chemical shift, where differences in the local electronic environment of lipids and water cause differences in the resonant frequency of protons that are exposed to an external magnetic field. The choice in method involves a trade-off between speed and quantitative accuracy. 95 The faster water/fat sequences either reduce the signal of the unwanted component by spectrally saturating it (e.g. Short Tau Inversion Recovery126, or Spectrally Attenuated Inversion Recovery127), or enhance the signal of the desired component by spectrally selecting it (e.g. ProSet128). These sequences are commonly used clinically to suppress undesired fat signal, such as during dynamic contrast enhanced breast MR12. However, these sequences have relatively poor fat and water quantification, especially at 3 Tesla, because of their sensitivity to the high magnetic field inhomogeneities in the breast129. These inhomogeneities in the main magnetic field (B0) and the RF excitation field (B1) cause incomplete spectral selection, resulting in poor diagnostic images130, and poor water/fat separation. This study required the most quantitatively accurate water/fat separation technique. The DIXON-type sequences, originally developed by Dixon et al.131 and Glover et al.,132 are optimal for this purpose. These sequences sample the magnetic signal in the tissue at 2 or more echo times to enable the decomposition of the total signal into water signal and lipid signal. Since the proton density of these two constituents dominate the signal in MRI, images of water and fat percentage can be calculated simply by taking the ratio of either component to the total signal133. These methods are slower than the signal suppression sequences mentioned above because they require three images to separate water, fat, and the B0 field. However, the increased accuracy far outweighs the cost of longer acquisition times. In this study, a DIXON-type sequence named IDEAL (Iterative Decomposition of water and fat with Echo Asymmetry and Least-squares estimation) was used, which improves SNR of the DIXON sequence by minimizing the effects of noise on each 96 component134. This sequence has been shown to have extremely high lipid quantification accuracy in the liver135 and ex vivo swine samples 136. One particular study of oil/water phantoms, which used the same sequence as in this thesis, found a 3.7% mean difference in lipid quantification between IDEAL and the “gold standard” (MR spectroscopy)137. This study concluded that the IDEAL MR sequence was the optimal sequence to provide quantitative water and fat content. In the work that follows, lipids are ignored in the optical reconstruction since their spectral contributions to the photodetectors is insignificant. Once water images are formed, lipid images can be calculated simply by subtracting the water percentage from 100. 6.3 Previous work correlating optical and MR water and fat It is critical in this study that the water and fat measured by the MR are the same substances that are measured optically. In principle, optical and MR imaging are sensitive to different characteristics of water and lipids; whereas optical imaging is sensitive to the electronic structure, MR imaging is sensitive to the proton resonance, which is affected by local magnetic shielding. However, for a given voxel of tissue, these modalities can separate signal into water and lipid volume fractions. The total signal detected by MR depends on the proton density, ρ, a scaling factor, k, which depends on coil sensitivity138, and a relaxation factor, R, which is dependent on tissue relaxation parameters and sequence selection. Since the proton density is dominated by the contributions from water and fat, the signal is: (6.1) 97 The coil sensitivity factor is difficult to determine in practice. However, k and R are not critical if the goal is to separate the signal into relative water and fat components. The spectrum near the water resonance is shown in Figure 6.3. Knowing these spectra, water and fat can be determined by solving a linear system for the relative signal Srel: (6.2) where ε is the known spectrum of water and lipids, and the summation is computed over the range of frequencies, f, excited by the RF excitation pulse. Since the MR coil detects a range of frequencies simultaneously, water and fat are separated in MRI by measuring the changes in signal due to the different phase of protons in water and fat over time. Using this technique, the relative percentages of water and fat can be determined. H 2O Lipid Figure 6.3: Comparison of the spectral dependency of MR and NIR optics on water and fat. Because the signal contributions from water and fat can be isolated, 98 percent water and fat calculated by MR will in principle be the same percentages determined by optics (Optical spectrum obtained from van Veen et al.139). In optical imaging, light absorption of a certain wavelength in the NIR from a voxel of tissue is due to the concentration of water, lipids, and hemoglobin. (6.3) If hemoglobin and scatter are accurately accounted for, the remaining signal absorption is due to either water or lipids. Thus, a relative percentage of water and lipids may be determined. These spectra are shown in Figure 6.3139. Merritt et al.140, 141 investigated the correlation between water and fat measured optically with their broadband handheld scanner, and measured by MR with a 3-point Dixon sequence. In water and soybean oil emulsion phantoms, they found an R2 agreement of 0.97 in water, and 0.99 in lipid. The difference in water between the modalities was highest, 5% and 8%, when water percentages were 10% and 100%, respectively. MR measured lipids showed better correlation to the true fat fraction than did optical measures, as lipid was always 9% higher than the MR measured lipid. Since the phantom was constructed of lipid (soybean oil) and water, it was made of the identical water and lipid chemical species that are found in the human body. These spectra are expected to be indistinguishable in tissue. However, there are slight changes in these spectra due to the tissue environment. In the NIR spectrum, the absorption of bound water142 is shifted ~5 nanometers at 930nm, although this effect is much smaller below 849nm143. Thus, this shift is insignificant in the sensitivity region of the 99 photodetectors used in this study. The NMR spectra of bound water broaden in tissue, but do not shift. 6.4 Methods to Incorporate MR water and fat into image reconstruction MR quantitative water/fat separation is incorporated into the optical reconstruction by two methods: the direct substitution method, and the joint weighted estimation method. For both cases, the problem is reformulated in terms of the tissue contents71, 72. This approach not only acts as a noise filter72, but also allows control over the tissue contents µ, through Wµ100, if desired. The following results show that the optimal method depends on knowledge of the accuracy of the MR technique. For both methods, MR quantitative information can be used in the initial guess. This initial guess is usually computed from the optical calibration routine144. With the added information from MR water/fat separation, MR water can be used as the initial guess for the optical estimation. An example of an all-optical initial guess from a volunteer is shown in Figure 6.4a, whereas the initial guess including the MR water image is shown in Figure 6.4b. a b 100 Figure 6.4: The initial guess determined by (a) optics, and (b) optics including the MR water image. 6.4.1 Direct substitution of water and fat As introduced previously, images are formed by jointly minimizing differences between a light propagation model and measurements, and non-physical variations in tissue contents. The objective function: (6.4) contains oxyhemoglobin, deoxyhemoglobin, water, scatter amplitude, and scatter power represented by the vector µ, the initial guess of these contents, µprior, the misfit between the photon propagation model and the measurements, δ, and the weighting functions on the data and chromophore concentrations, Wd and Wµ, respectively. In this formulation, Wµ is not chosen statistically, but is instead chosen to normalize the magnitude of the different chromophores for the inversion145. If we assume that the MR water and fat information is perfectly accurate, we can substitute the value of MR water directly into the objective function, so that µ is: (6.5) for all voxels 1 to N. 101 The water is fixed throughout the reconstruction, since it is assumed to be the true value. Thus, the water contribution to the Jacobian is removed. In general, the spectral Jacobian is: (6.6) where I and θ are the measurements, and NN is the number of unknowns (e.g. nodes in a finite element mesh). In the direct substitution method, the Jacobian is modified to: (6.7) Its dimensions are reduced by Number of Measurements x Number of Unknowns. The parameter update function is: (6.8) This formulation has several advantages. First and foremost, the water is the true value. By inputting the correct water percentage, the oxyhemoglobin estimation will improve 102 because of reduced crosstalk to water. Additionally, the inversion is more stable because of the reduction in the number of unknowns. 6.4.2 Joint weighted estimation of water and fat A concern with the direct substitution method is in the assumption that the MR quantitative information is considered perfect. Even in MR sequences that are quantitatively accurate in phantoms, effects from T1 relaxation and spectral deviations from the model will lead to inaccuracies. These errors in MR estimation will corrupt not only the MR measured water, but also other parameters because of crosstalk in the optical absorption spectrum. The joint weighted estimation method estimates tissue properties using both optical and MR information jointly. Since both datasets are available, bias in water estimation in one modality will have a smaller effect on parameter recovery. In contrast to the direct substitution approach, this method uses the spectral Jacobian of equation 6.6. The update to the properties is: (6.9) In this method the weighting function can be adjusted to control the expected contrast of not only the hemodynamic content in the tissue35, but also the MR water and fat, as proposed by Li et al.125. Here, we add the scatter contrast. These quantities are incorporated into the parameter weighting function: 103 (6.10) where Wµ contains the variance, or contrast bound, of each of the parameters on the diagonal, and the covariance, or spatial interdependence of the parameters on the offdiagonal. The water weighting function, WWater , incorporates the known accuracy of MR the MR water quantification measurement: (6.11) This formulation allows a joint determination of water, and therefore maintains the dimensions of the Jacobian. Solving equation 6.4 yields the update to the optical properties, found by homogeneous fitting of the bulk tissue144: (6.12) where µprior reinforces the initial guess of oxyhemoglobin, deoxyhemoglobin, scatter amplitude, scatter power provided from optical fitting, and water provided from the MR. 104 6.5 Comparison of MR water-guided reconstructions The performance of these algorithms under different conditions is presented in a simulation study below. The goal of the study was to determine the amount of crosstalk between water and oxyhemoglobin produced by algorithms that either ignore or include MR water. Specifically, this study investigated the error in oxyhemoglobin quantification due to different experimental conditions and wavelength sets. First, the direct substitution method will be used to show improvement in oxyhemoglobin estimation over non-MR water guidance. Second, the limitations of this algorithm will be examined by considering error in MR water quantification. The direct substitution method is expected to yield erroneous results with improper MR water estimation. Lastly, the advantage of using the joint weighted estimation method to improve both oxyhemoglobin and water estimation with increasing error in MR water quantification will be presented. A test problem created from a patient is shown in Figure 6.5. A 1921 node finite element mesh was created from a breast MR scan, segmented, and used to generate noisy data (5% Gaussian noise in amplitude, 5 degrees Gaussian noise in phase). The inclusion was a 5mm diameter tumor embedded in the fibroglandular region. The diameter of the domain was ~90mm. The contrast added to the breast was typical of recovered breast properties89, 90, and is shown in Table 6.1. 105 Figure 6.5: Test problem used in this simulation study. Total hemoglobin in the tumor was set at 0.04 mM, a 2:1 contrast over the background fibroglandular tissue. Oxygen saturation was 50% in the tumor, and 70% in the background. Data with 5% white noise in AC amplitude and 5 degrees white noise in phase was generated from this geometry. Tissue Type HbO (mM) Hb (mM) Water (%) Sc-A Sc-P Adipose 0.007 0.003 10 1 1 Fibroglandular 0.014 0.006 50 1 1 Tumor 0.020 0.020 90 1 1 Table 6.1: Tissue properties used in water/fat simulation study. A reconstruction mesh of 1983 nodes was used to reconstruct tissue properties. Reconstructions were performed with ensembles of 3, 4, and 5 wavelengths typically used in optical tomography24, 32 (chosen from 661nm, 761nm, 785nm, 808nm, 826nm, 849nm). The error is reported as the percent error from the truth; a perfect oxyhemoglobin recovery yields 0% error. Results for 3,4, and 5 wavelengths are the averaged oxyhemoglobin error over the ensemble of wavelength sets. 106 6.5.1 Influence of MR Water/Fat Separation constraint on crosstalk Two reconstruction algorithms, one excluding and one including MR water priors via the direct substitution method, were compared for error in oxyhemoglobin. Because of the spectral similarities between oxyhemoglobin and water, it is expected that a decreased number of wavelengths will lead to poorer quantification of water, and thus crosstalk to oxyhemoglobin. Without MR water, Figure 6.6 shows that errors in oxyhemoglobin decrease with increasing numbers of wavelengths, from 17% with 3 wavelengths, to 7% with 5 wavelengths. This behavior is expected since fewer wavelengths do not adequately sample the optical spectra, and oxyhemoglobin contrast crosstalks into water. Using the direct method with a mere 3 wavelengths gave superior oxyhemoglobin quantification, within 3%. Since water is fixed to the correct value, contrast for oxyhemoglobin will not influence the water estimation. Therefore, optical contrast in oxyhemoglobin will influence only the estimate of oxyhemoglobin, thus providing greater accuracy. If water is known perfectly through MR, superior quantification is achieved. 107 Figure 6.6: Error in HbO decreases with additional wavelengths because of the improved spectral sampling, which in turn leads to more accurate separation between water and oxyhemoglobin. Comparatively, the direct substitution method gives superior quantification, even with 3 wavelengths. However, MR water quantification is not expected to be perfect, and imperfect water estimation, if constrained, will lead to errors in oxyhemoglobin. These errors will eventually lead to poorer estimation than excluding the water priors. Figure 6.7 displays errors in oxyhemoglobin as a function of errors in MR water quantification, with a 3wavelength direct substitution reconstruction. The 3-wavelength set was used to simulate a worst-case scenario for optical quantification of oxyhemoglobin, deoxyhemoglobin, and water. These results suggest that if MR water quantification is worse than ~6%, HbO quantification will be worse than excluding the MR water/fat prior altogether. Thus, based on this simulation study, cases where MR water quantification has error greater than 6%, the joint weighted estimate method of including MR water quantification may be a better option. 108 Figure 6.7: Error in HbO with 3 wavelengths increases as MR water quantification error increases. The comparative case of excluding MR water priors is shown at the far right. 6.5.2 Influence of MR Water/Fat error on the Joint Weighted Estimation reconstruction MR water quantification can be included statistically into the optical reconstruction, as long as the variance in the measurement of the water content can be determined. Figure 6.8 compares reconstruction results using both water quantification reconstructions, and the standard reconstruction. This simulation investigated the effects of 10% water quantification error in the a priori MR water estimate. This error is typical137 with MR sequences which perform poorly in separating water and fat, such as chemical shift fat suppression. This result shows that HbO recovery can be improved by 10.5% with the joint weighted estimation method instead of the direct substitution method. Figure 6.8: Error in HbO when MR quantification is incorrect by 10%. The percent error is the average error of 5 ensembles of 3 wavelengths in the wavelength range used by the system in this thesis. 109 The joint weighted estimation approach can also improve the estimation of water, since both optical and MR measures are used to estimate tissue properties. Figure 6.9 shows the errors in water quantification when MR water is constrained vs. when MR water is included statistically. In this case, MR water quantification error was adjusted from 2.5% to 10%. At all levels of error, the joint weighted estimation approach yields superior water quantification. Figure 6.9: Comparison of recovered errors in water quantification between the direct substitution approach vs. the joint weighted estimation approach. By extrapolation, these errors will be equivalent at ~1% estimation error. By including MR water quantification in a joint weighted sense, error in recovered water is reduced by 5% while the MR error is 10%. 110 6.6 Experimental validation in a breast tissue simulating phantom 6.6.1 Properties of the tissue simulating phantom A gelatin tissue-simulating phantom was used to test the methodology of including MR water/fat priors. This phantom was made following techniques described elsewhere45, 146, 147 . The optical properties of this phantom are shown in Table 6.2. An inclusion with 2:1 contrast in total hemoglobin was mixed in a similar concentration of gelatin solution, and poured into a 24mm diameter cylindrical hole in the hardened phantom. This phantom was then cooled and allowed to solidify for several hours. HbT (mM) O2 Sat (%) Water (%) Sc-A Sc-P Background 0.015 100 90 UK UK ROI 0.03 100 90 UK UK Table 6.2: Phantom true concentrations in the background and region of interest (ROI). The concentration of HbT was measured with a hemoglobin analyzer, and water was measured with methods described below. The scatter amplitude and scatter power were homogeneous, but unknown (UK). 6.6.2 Methods to measure gelatin water concentration To determine the water content in the gelatin (G2625, Sigma), measurements were performed using both a UV-VIS-NIR spectrophotometer (Varian) and an MR water/fat separation gradient echo DIXON technique (Philips). Optical absorbance data was collected by placing water and prepared gelatin into cuvettes and measuring their spectra with a spectrophotometer. These spectra were 111 calibrated with a blank cuvette. The spectral absorbance for water and a gelatin phantom are shown in Figure 6.10a. a b 0% 25% gel 100% 75% 50% Figure 6.10: Methods used to compute percent water in gelatin consisted of (a) NIR spectrophotometry, and (b) DIXON MR. In both cases, pure water was used as a reference to determine the water content of the gelatin. A power law fit was performed on the gelatin data to remove the offset due to scatter signal from the gelatin, which was more prominent at shorter wavelengths. Using pure water as a reference, the gelatin had 87% water. To measure the water content in gelatin with MR, DIXON images (TR = 500msec, TE = 2.3/3.5/4.6msec) of phantoms containing varying amounts of water and soybean oil were acquired. These phantoms were blended together by adding 1% Tween (Sigma) and mixing on the blender’s high setting for ~3 min. The well-mixed phantoms had a milky consistency. These phantoms were poured into a cylindrical mold to form 6 phantoms: 0%, 25%, 50%, 75%, 100% water, and 1 gelatin. The signals from the resulting water images were normalized to the signal of the phantom containing100% 112 water. Using this method, it was determined that the gelatin phantom had a water concentration of 90 +/- 2%. 6.6.3 Results Calibrated data from 6 wavelengths (661, 761, 785, 808, 826, 849nm) was reconstructed with the direct substitution approach, since water was known exactly. These results were compared to the standard reconstruction without water priors. Three reconstructions used 3 wavelengths of data (one with 661, 761, and 785nm, one with 661, 785, and 826nm, and one with 661, 785, and 849nm) and one used the full 6 wavelength dataset. Example image sets are shown in Figure 6.11 and Figure 6.12. Absolute percent errors are shown in Figure 6.13 When the MR water/fat image is used, errors in total hemoglobin decrease compared to the non MR water/fat technique, especially when using a 3-wavelength set. In one case, the 661, 785, and 849nm wavelength set, total hemoglobin is severely underestimated. This can most likely be attributed to noise in the 849nm dataset, which poorly estimates water. This data is noisier because of the insensitivity in the PMTs to this wavelength. These reconstruction results show that utilizing the MR water information yields a more accurate and consistent (N=4, p<0.001, chi-square test) estimation of total hemoglobin, which is more insensitive to wavelength specific data noise. 113 a b c Figure 6.11: Comparison of reconstructions of 3 wavelengths of 661, 785, and 826nm with and without water priors. (a) Target true values, (b) spatially guided reconstruction, and (c) spatially and quantitatively guided reconstruction using the direct substitution reconstruction. a b c 114 Figure 6.12: Comparison of reconstructions of 6 wavelengths of 661, 761, 785, 808, 826, and 849nm with and without water priors. (a) Target true values, (b) spatially guided reconstruction, and (c) spatially and quantitatively guided reconstruction using the direct substitution reconstruction. Figure 6.13: Absolute percent errors in total hemoglobin (HbT) for the spatially guided vs direct substitution reconstructions, for different sets of wavelengths. 6.7 In vivo results in the human breast A 47 year old woman with an invasive ductal carcinoma of the left breast was imaged 12 days post-biopsy. MR images were taken in the coronal plane, including a gradient echo T2-weighted sequence (Figure 6.14b) and a spoiled gradient echo IDEAL water/fat sequence. Anatomical boundaries of the fibroglandular tissue and suspect lesion were manually segmented under supervision of the radiologist (B.D.). Gadolinium images were collected 11 days prior to the imaging session according to the clinical breast 115 protocol at Stanford University Medical Center (Figure 6.14a). IDEAL water/fat separation images in the plane of the optical fibers are shown in Figure 6.15. b a Figure 6.14: (a) T1-W Gadolinium MR image of the affected breast (b) T2 weighted image in the coronal plane of the optical fibers. Tumors are identified with the red arrows. a b c d 116 Figure 6.15: Images of water (a) and lipid (b) IDEAL MR images. Quantitative (c) water and (d) lipid images overlaid onto the 2D FEM mesh. The optical image results are shown in Figure 6.16. Without MR water priors, the tumor hemoglobin was 0.035 mM compared to 0.026 mM in the fibroglandular and 0.016 mM in the adipose tissue. Without quantitative MR water, the fibroglandular water content is underestimated, which leads to an overestimation in total hemoglobin in the fibroglandular tissue because of crosstalk. Thus, the tumor to fibroglandular contrast is reduced. Oxygen saturation was highest in the tumor at 70%, slightly above the background tissue around 60%. By including MR water values via the direct substitution method, total hemoglobin was estimated to be 0.039 mM in the tumor, and 0.019 mM and 0.015 mM in the fibroglandular and adipose tissues, respectively. Because the direct method more accurately estimates water at 60%, oxyhemoglobin estimates are lower, which results in more hemoglobin contrast between the fibroglandular tissue and the tumor tissue. The effect of including MR water priors via this method increased tumor to fibroglandular contrast by ~42%, to ~103%. The joint estimation method was implemented using the MR water quantification error reported by Bernard el al137. The joint weighted estimation approach led to total hemoglobin recovery of 0.031 mM, while fibroglandular and adipose were 0.018 mM and 0.017 mM, respectively. This led to an increase in contrast compared to excluding water priors of ~7%. The decrease in contrast in total hemoglobin of the JWE method vs the direct method could likely be attributed to the decrease in water in the fibroglandular 117 tissue by ~5%, from 60.2% to 54.9%, and no significant change in water content in the tumor tissue. a b c Figure 6.16: (a) In vivo image reconstructions of a diseased breast without MR spectral priors compared to (b,c) methods that use MR water/fat priors. (b) Image 118 reconstruction using the direct substitution gives the highest tumor to background contrast. (c) Image reconstruction using the joint weighted estimation approach yields higher contrast than ignoring water quantitative priors, but less contrast than the direct substitution method. 6.8 Conclusions This section shows that including MR water/fat separation can yield superior chromophore recovery when limited wavelengths are used in MR guided near infrared spectroscopy. In a tissue-simulating phantom, including the MR water prior in the image reconstruction yielded hemoglobin quantification improvements of greater than 25% when imaging with 3 wavelengths. In one case, the improvement was well over 200%. This improvement is due to the decrease in crosstalk between oxyhemoglobin and water content. The MR water prior also yielded more consistent reconstruction results in phantom imaging, as the variance of the recovered hemoglobin was significantly lower than the recovered values without the water prior (N=4, p < 0.001, chi-square test). These results also demonstrate that if MR water/fat separation is imperfect, water errors will crosstalk to oxyhemoglobin. By incorporating the known variance of the MR sequence (here varied between 2.5% and 10%), a statistical algorithm recovered tissue properties with less error. In a case where there was a 10% error in the MR water prior, the direct substitution method recovered less accurate values than when the MR water prior was ignored. However, including the water prior jointly yielded a 5% improvement over ignoring the MR water, and a 10% improvement over including the water directly. 119 Thus, in cases where the water/fat separation is expected to be poor, such as with chemical shift water suppression methods, the joint weighted estimation method should be used. A confounding factor in the comparison of the direct method and the joint weighted estimation method is the influence of the number of unknowns. Although the direct method may yield slight errors due to imperfect MR water estimation, it reduces the number of unknowns, leading to a less under-determined inverse problem. The best approach ultimately will depend on the signal to noise of the detectors across the wavelength spectrum, the wavelengths used, and the accuracy of the MR water/fat prior. 120 Chapter Seven: Monitoring changes in breast physiology due to respiratory challenge 7.1 Introduction This chapter describes a technique to image blood content and oxygenation changes during gas breathing. The study goal was to identify a protocol which would induce significant changes in breast physiology. This work demonstrates that a gas stimulus of oxygen followed by carbogen induces changes that are significantly greater than the underlying physiological variations. In contrast, air/carbogen and air/oxygen do not significantly alter breast tissue response consistently. Three cases involving breast tumors are presented, and the differences in vascular function between the tumors and the normal background tissue are examined in two of these subjects. The next chapter compares the optical and BOLD MRI contrasts in the breast. 7.2 Tumor contrast identified by respiratory challenge The development of new vasculature begins with the formation of endothelial cells. In healthy tissue, smooth muscle cells are recruited to these endothelial cells to form a durable, functioning neo-vascular network148. In tumor vasculature, the recruitment of smooth muscle cells is compromised, as a disproportionate amount of growth factors VEGF and Ang- 1 and 2 leads to the formation of highly permeable, immature vessels149. This dysfunctional vasculature, also characterized by high vessel density and high metabolic activity, leads to blood flow, blood volume, and oxygenation levels which vary considerably from normal tissue11. 121 Because of the lack of proper functionality of tumor vasculature, tumors are expected to respond differently to changes in the local environment than normal tissue. Tumor characteristics, such as vasoconstriction of feeding vasculature150, and anemia in tumor vessels151, may result in poor oxygen delivery to the tumor during oxygen respiratory stimulus. This is critical in therapy, where increased oxygenation has been shown to improve in radiotherapy152-155, hyperthermia156, and photodynamic157 therapy. Tumor physiology which prevents an increase in tissue oxygenation from gas breathing will affect certain therapy outcomes158. Thus, determining induced vascular changes due to respiratory stimulus may indicate subjects that will respond more successfully to therapy. In addition to predicting radiation response, the vascular response to gas stimulus may be used to characterize tumor vascular maturity. In turn, this may predict response to anti-angiogenic therapies159, and provide knowledge of tumor function. 7.3 Modulating tissue hemodynamics with gas stimulus in healthy tissue Hemodynamics and tissue oxygenation are actively controlled during metabolism. During times of increased oxygen consumption, such as during exercise, CO2 concentration increases because it is a by-product of oxidative metabolism. Its presence, along with other metabolites, causes a dilation in the vascular system. This dilation decreases vascular resistance which increases blood flow to the tissue160, 161. These changes are controlled by the smooth muscle cells lining the endothelial cells in the vasculature162. An alternative means to induce changes in vascular function is to alter the chemical environment by introducing oxygen or carbon dioxide in the blood through gas 122 breathing. Specifically, gases containing 100% oxygen, or carbogen, a 95% O2:5% CO2 mixture, have been extensively studied to control vascular function and investigate their effects on tissue oxygenation, blood flow, and vascular resistance. Breathing 100% oxygen has been shown to increase tissue oxygenation due to the increased pO2 of the blood163 compared to air breathing. An increase in pO2 causes the loading of oxygen onto hemoglobin in a proportion dictated by the oxygen dissociation curve164. At the same time, increased blood oxygenation causes the smooth muscle cells lining the vasculature to contract, due to the lack of carbon dioxide in the blood161. In turn, this causes an increase in vascular resistance and blood pressure, and a decrease in blood flow, due to increased vascular constriction in the peripheral vascular bed165, 166. The decrease in blood flow may lead to hyperoxia-induced hypercapnia, which may then reduce oxygen content166. Although tissue oxygenation is increased compared to air breathing, these conflicting factors may limit the delivery of oxygen to tissue, especially compared to carbogen breathing167. Carbogen has been shown to increase both tissue oxygenation and tissue blood flow. Because of the introduction of CO2, dilatory effects can offset the vasoconstrictive effects that occur in 100% oxygen breathing. In particular, carbogen with CO2 fractions above 1% have produced significantly higher blood flow and decreased vascular resistance than 100% oxygen163, 168. In addition, carbogen has been shown to induce elevated levels of pO2. These increases have been shown in the cerebrum168, liver, spleen, paraspinal muscle, subcutaneous fat169, and head and neck tumors154. Tumor pO2 levels were observed to be slightly lower than those resulting from pure oxygen 123 breathing163. No significant change in the metabolic rate of O2 has been found with the administration of carbogen in these tissues168, 170. This study analyzed the tissue hemodynamic response in the breast due to three gas stimuli: Air/Carbogen, Air/Oxygen, and Oxygen/Carbogen. It was expected that a switch from air to oxygen would result in decreased blood flow, and decreased tissue oxygenation. A switch from air to carbogen would increase blood flow, due to the presence of CO2. Tissue oxygenation might be expected to increase because of the increased oxygen levels in carbogen compared to air167. However, CO2 in the blood will cause a rightward shift in the oxygen dissociation curve, which may decrease oxygen saturation. Periodically breathing oxygen and switching to carbogen causes an increase in blood flow which increases oxygen saturation and total hemoglobin. Offsetting this change is the relative decrease in pO2 and increase in pCO2, which acts to decrease oxygen saturation. These effects are summarized in Table 7.1. This study investigated the relative strength of these competing factors. Oxygen Carbogen Cause HbT - + Vasomotor O2 Sat - + Vasomotor HbT N/A N/A pO2 O2 Sat Small + Small - pO2 HbT N/A N/A pCO2 O2 Sat + - pCO2 124 Air Carbogen Cause HbT - + Vasomotor O2 Sat - + Vasomotor HbT N/A N/A pO2 O2 Sat - + pO2 HbT N/A N/A pCO2 O2 Sat + - pCO2 Air Oxygen Cause HbT + - Vasomotor O2 Sat + - Vasomotor HbT N/A N/A pO2 O2 Sat - + pO2 Table 7.1: Expected changes in total hemoglobin (HbT) and oxygen saturation (O2 Sat) due to physiological changes accompanying a switch between gasses in each stimulus used in this study. A (+) indicates that the administration of the gas 125 (shown in the columns) will cause a relative increase in the parameter (shown on the leftmost column of each row). A (-) indicates a relative decrease. 7.4 Methods 7.4.1 Gas Breathing This study investigated three different gas compositions. For oxygen and carbogen breathing stimuli, medical gases (Praxair) were fed from the gas tanks to a respiratory circuit, shown in Figure 7.1, which controlled the source of inhaled gas. As shown in Figure 7.1, when valve 1 from the gas tanks was opened, positive pressure from the feeding gas line would close valve 2, preventing the breathing of room air. During air stimulus, valve 1 from the gas tanks would close. The lack of air pressure from the gas tanks would open valve 2, allowing the breathing of room air. Thus, respiratory gases could be controlled. Flow rates coming from the gas tanks were kept at 9 liters/min and were monitored by flowmeters attached to the tanks. A gas line was attached to the mask just below the mouthpiece which led to a oxycapnograph (capnomac ultima, © Datex), which monitored CO2, O2, and respiratory rate. These metrics were then recorded by a computer running tracerdaqpro (© Measurement Computing) software. A customized computer controlled valve, shown in Figure 7.2b, was used to switch between oxygen and carbogen gas. All subjects had their noses sealed to ensure breathing only through the mouthpiece. 126 a 1 b 2 1 2 c Figure 7.1: (a) Photograph of the gas breathing circuit. (b) Diagram of circuit operation during oxygen or carbogen breathing. During oxygen or carbogen stimulus, pressure from gas input 1 would close valve 2, preventing room air from entering the circuit. All valves were one-way, so that the expired gas would not be re-breathed. (c) Diagram of circuit operation during air breathing. During air stimulus, the lack of pressure from the gas input 1 would open valve 2, allowing 127 room air to be drawn through the circuit. A small tube led from near the mouthpiece to an oxycapnometer to monitor expired gas concentrations. a b c Figure 7.2: Inspired (a) Carbogen and oxygen gases were controlled with a (b) custom computer-controlled valve. This valve was synchronized via software to the desired modulation rate. (c) A diagram shows the gas inputs leading to the output valve, which fed into a breathing circuit located in the MR room. 7.4.2 Gas stimulus We chose a breathing stimulus period of four minutes (1/240 = 0.041 Hz), two minutes per gas, for a total of four cycles. Gas stimuli combinations are shown in Figure 7.3. In this text, a gas stimulus of CO2 indicates carbogen stimulus. A timing diagram is also 128 shown in Figure 7.3. Expired gas concentration was monitored during respiratory challenge to ensure subject compliance. Each subsequent stimulus was started within 1 minute of the conclusion of the previous stimulus. All imaging participants provided informed consent, and procedures were performed according to the protocol approved by the Institutional Review Board of the Stanford University Medical Center. a b c Figure 7.3: Gas time series for the stimuli combinations in Table 7.2. (a) Timing diagram indicating duration of gas stimulus. (b) The true timing of each gas, shown in blue, was approximated by a sine wave, shown in red, for data processing. The shading indicates which gas is active. (c) Changes in CO2 concentration in a 129 compliant subject. Note the three periods of increased CO2 corresponding to the three periods of the stimulus used in the data processing. Gas 1 Gas2 Stimulus 1 CO2 O2 Number of Subjects 2 Stimulus 2 O2 CO2 11 Stimulus 3 Air CO2 5 Stimulus 4 Air O2 7 Table 7.2: Listing of the different gases used for this study and the number of volunteers monitored for each stimulus. 7.4.3 Data acquisition Optical data was collected with the MR-NIR instrument described in this thesis. To improve temporal performance, the dynamic source was used (described in Chapter 2), which imaged three wavelengths (661, 785, 826nm) simultaneously. This provided a temporal resolution of 30 seconds per image. Optical and BOLD MR data were collected concurrently. Data collection was synchronized to begin within 1 second of the start of the gas stimulus. The measurement stability of the system is shown in Figure 7.4. It demonstrates adequate stability for dynamic measurements. 130 -- HbO -- Hb Figure 7.4: Instrumentation fluctuations in a tissue-simulating phantom. Standard deviation in fitted total hemoglobin is 0.19% of the amplitude, and standard deviation in fitted oxygen saturation is 0.22 % of the amplitude. 7.4.4 Data Processing Each timepoint used in the data analysis consisted of one image guided reconstruction. Measurements of amplitude and phase were calibrated on the data from the first image acquired in each stimulus set, thus providing a robust calibration free from fiber coupling noise. Data below the system noise floor (defined in chapter 2) was dropped. A full temporal dataset consisted of 23 timepoints. All correlations were performed on either healthy fibroglandular tissue or tumor tissue. Tumors were identified by DCE-MR and segmented with the aid of a radiologist (B.D.). Gas modulation was modeled with a sine wave at the stimulus frequency, shown 131 in Figure 7.3b. This approximation is valid since the body acts as a temporal low pass filter. Tissue response was modeled with the cross correlation function. This provided measures of the strength of correlation, and the time lag between gas stimulus and tissue response. Specifically, the temporal de-meaned cross covariance between the modeled gas stimulus and the measured hemodynamic changes in the breast was used to determine correlations and time lags. The measure of cross covariance compares two signals, S1 and S2. In this case, S1 and S2 are the stimulus and the tissue response, respectively. The cross covariance is defined as: (7.1) These signals (with means and removed) are compared while S1 is temporally shifted by a time lag t. S1 and the complex conjugate of S2 are multiplied together over both periods, 2T. The resulting vector is then summed to compute a correlation at a specific time lag, t. Examples of the cross covariance of simulated signals S1 and S2 at zero time lag with different amounts of Gaussian noise are shown in Figure 7.5. This measure calculates correlations at each time lag. The time lag at maximum correlation represents the lag in time between the stimulus and the tissue response. Since the stimulus is a modulation of gases, the time lag indicates the tissue response to a specific gas. These time lags are calculated for total hemoglobin and oxygen saturation for each subject. 132 a b c Figure 7.5: Simulated cross covariance calculations for two signals, signal S1 (blue) and signal S2 (red), having different amounts of Gaussian noise. (a) No noise (b) 25% of S2 signal amplitude noise (c) 100% of S2 signal amplitude noise. These examples show the effects of noise on correlation at zero time lag. 7.5 Results in the healthy breast Temporal responses in the breast tissue were recorded during gas stimuli and during air breathing only. Results using air breathing alone provided a control study to determine background physiological noise. The temporal total hemoglobin and oxygen saturation responses of a healthy subject breathing the O2/CO2 stimulus are shown in Figure 7.6.(a,c). Compared to the control measurement of all room air breathing (Figure 7.6b,d), 133 this data demonstrates that in this subject, the tissue response is greater than the background physiological response. This is most apparent in the amplitude of the Fourier spectra at the stimulus frequency, shown in the right-hand column of Figure 7.6. The gas stimulus is not always greater than the background physiology. The comparison of the relative strength of the response compared to the control will be addressed in a later section. a b c 134 d e Figure 7.6: Temporal and frequency response of hemodynamics to O2/CO2 gas stimulus compared to an air control. In (a,c), white bars indicate O2 stimulus, and gray bars indicate carbogen. For (b,d), both white bars and gray bars indicate air. (a) Total hemoglobin oscillations during O2/CO2 stimulus show a significantly larger peak at 0.041Hz than the air control, (b) indicating the tissue response to the stimulus was larger than the physiological noise. (c) Oscillations of oxygen saturation during gas stimulus also shows a larger frequency peak at 0.041Hz than the air control, (d), indicating a larger response than the physiological noise. 135 7.5.1 Time lag response in healthy breast tissue Time lag responses for all healthy subjects are shown in Figure 7.7. This data is plotted in terms of phase lag; a phase lag of 0 indicates a positive response to Gas 1, whereas a phase lag of π indicates a positive response to Gas 2. These datasets exclude cases where the tissue response was less than the air control. This topic will be investigated in more detail in Section 7.5.2. These data show that the response in the breast is subjectdependent for both total hemoglobin and oxygen saturation, which is most likely due to differences between the physiology of each subject, as differences in cardiac and vascular health cause differences in blood gas delivery and exchange171. However, this data does show a consistent total hemoglobin phase lag of π to 2π for the O2/CO2 gas stimulus. These results may be explained by the vascular motor function. As carbogen is breathed, total hemoglobin is expected to increase, while it is expected to decrease with oxygen. This could indicate a strong response due to the opposing vascular effects of carbogen and oxygen. On the other hand, the air/O2 and air/CO2 stimuli do not show consistent trends in time lag. This may be due to the relatively weak stimuli, which do not induce sufficiently strong responses. In these cases, the body may be able to maintain homeostasis for a longer period of time before the response to the gas occurs. Comparing the time lags of the interplay between total hemoglobin and oxygen saturation, however, yields more insight into the physiological changes. 136 a b c Figure 7.7: Phase lags between the start of the gas stimulus and the total hemoglobin (HbT) and oxygen saturation (O2 Sat) response at maximum correlation for (a) O2/CO2 (N=8), (b) Air/CO2 (N=4), and (c) Air/O2 (N=3). Note that although the time 137 lag for the response is volunteer dependent, the O2/CO2 stimulus generally has a π to 2π phase delay, meaning that the total hemoglobin increases during carbogen breathing. This agrees with the expected vasodilatory response caused by CO2. In contrast, the total hemoglobin has a 0 to pi phase delay during the Air/O2 stimulus, meaning that vasodilation occurs during air breathing, and vasoconstriction occurs during oxygen breathing. The difference between time lag of total hemoglobin and oxygen saturation, shown in Figure 7.8, indicates a significant correlation between total hemoglobin and oxygen saturation for O2/CO2 (R2 = 0.825, p = 0.0018, N=8) and Air/CO2 (R2 = 0.923, p = 0.0039, N=4). This data is consistent with the theory that carbogen induces an increase in blood flow. During carbogen stimulus, the vasodilation brings freshly oxygenated arterial blood (~98-100% oxygenated) into the tissue, washing out deoxygenated blood from the vasculature, and increasing oxygen saturation. Thus, total hemoglobin and oxygenation are expected to vary together. In the air/O2 stimulus, oxygen saturation changes may be independent of total hemoglobin changes (as the variation in HbT is not explained by the variation on oxygen saturation, p = 0.82, N=3). Thus, other factors besides vasomotor control contribute substantially to the regulation of the hemodynamic response during the air/O2 stimulus. As presented above in Table 7.1, these changes are most likely due changes in pO2, which induce changes in the loading and unloading of oxygen onto hemoglobin. Without a pO2 probe, this effect can not be explained with confidence. 138 Figure 7.8: Time lag comparison of oxygen saturation vs total hemoglobin for the three gas stimuli. In stimuli with carbogen, vasodilation allows highly oxygenated blood to enter the breast tissue, which washes out deoxygenated hemoglobin, and increases oxygen saturation. Oxygen saturation and total hemoglobin during Air/O2 stimulus is not dominated by changes in vascular tone. Instead, these changes could also be due to pO2 induced oxygenation changes. 7.5.2 Noise Considerations An important confounding factor in determining the effect of a stimulus on tissue hemodynamics is the body’s low frequency fluctuations at steady state. These fluctuations were often found to have stronger amplitude than the tissue response to the stimulus. Without proper measurements of the oscillations of tissue during air breathing, 139 changes in hemodynamics could be mistakenly attributed to the gas stimuli. Indeed, significant oscillations in blood flow and blood pressure exist between 0 Hz to 0.5Hz172. The frequency used in this study, 0.041 Hz, coincides with the “very-low” frequency range observed in spectral analyses of hemodynamics, possibly arising from fluctuations in tissue metabolism173. In order to consider the effects of physiological noise, a signal to noise (SNR) measure was calculated for total hemoglobin and oxygen saturation, which compared the relative magnitude of the maximum correlations between gas stimulus and air control breathing. SNR was calculated as: (7.2) An SNR < 1 indicated that the gas did not induce a meaningful change in breast physiology. Results of SNR for all stimuli are shown in Figure 7.9. These results show that many cases had SNR < 1. Of the three stimuli, O2/CO2 induced a response in oxygen saturation which was significantly stronger than the control (p = 0.02, two-sample t-test, N=11). The response in total hemoglobin strongly suggested a greater correlation than the control, although this claim is not significant (p = 0.06 two-sample t-test, N=11). Because of these strong physiological changes, O2/CO2 exhibits the most promise compared to the other stimuli for inducing consistently strong responses in breast tissue. In comparison, Air/CO2 was not significantly greater than the control for either total hemoglobin (p = 0.30 two-sample t-test, N=4) or oxygen saturation (p = 0.25 two-sample t-test, N=4). Air/O2 was also not significantly greater than the control for either total hemoglobin (p = 0.49 two-sample t-test, N=7) or oxygen saturation (p = 0.33 two-sample t-test, N=7). 140 * Figure 7.9: Signal to noise ratio for hemodynamic measures for each stimulus. (*) denotes significance shows that O2/CO2 induces the strongest response compared to the air control. P-values are given in the table below. O2/CO2 : Control Air/CO2 : Control Air/O2 : Control HbT p = 0.062, N=11 p = 0.297, N=4 p = 0.489, N=7 O2 Sat p = 0.035, N=11 p = 0.251, N=4 p = 0.33, N=7 Table 7.3: Comparison of the correlation while breathing a gas stimulus compared to the correlation while breathing air (control). Shown are the significance values resulting from two sample t-tests, determining if the means were significantly different. 141 7.6 Conclusions in Healthy Tissue These results show that significant changes can be induced in healthy breast tissue with the appropriate gas stimulus. In gas stimuli with carbogen, vasomotor effects dominate the hemodynamics, whereas gas stimuli with air and oxygen depend on other, often conflicting factors. This may be the reason why air and oxygen do not show consistent response in the literature, especially when monitoring larger volumes of tissue. Based on these results, O2/CO2 may be the best gas combination to use for tumor imaging because the breast response to this stimulus is the most significant compared to air. 7.7 Modulating tissue hemodynamics with gas stimulus in diseased tissue One goal of monitoring respiratory induced changes in the breast is to determine tumor vascular function, which may indicate sensitivity to therapy. Tumors often have elevated blood flow in steady state174, and gas breathing of oxygen or carbogen can cause sharp changes in tissue oxygenation and blood flow 163, 175, 176, especially in poorly vascularized regions177. However, most studies examining blood flow and oxygenation recorded measurements with oxygen microelectrodes or laser Doppler flowmetry. Because tumors are highly heterogeneous, these point measurements often give inconsistent results, which are not indicative of the whole volume. For example, Kim et al. 178 identified consistent increases in tissue oxygenation of prostate tumors with NIRS, while measuring inconsistent changes in pO2 recorded by microelectrodes and F19 MR when rats were challenged with carbogen stimulus. It is these large changes which are more likely to 142 tumor vascular maturity159. Optical imaging, which can non-invasively image the vascular function of larger volumes of tissue, may be a better tool to determine regions of compromised tumor vasomotor control. 7.8 Results in breast tumors Four patients were imaged during dynamic breathing stimulus. Because of time constraints, only one gas stimulus was administered. The O2/CO2 gas combination was used because of the more consistent signal response measured with both optics and BOLD MR. One patient dataset was thrown out due to unusually small changes in expired CO2 and O2, monitored with the oxycapnograph. This was most likely due to the patient bypassing the mouthpiece, and breathing room air during the exam. Difficulty in patient compliance in gas breathing exams have been noted in previously published studies179 because gas masks may be uncomfortable. The breathing setup used in this study seemed more effective than a breathing mask, based on our success rate (18/19 subjects), because subject compliance was high. The data from one other subject was not included because both the healthy and tumor tissue response were smaller than the air control. The hemodynamics from the data of the two patients included shows SNR > 1 for tumor tissue and the non-diseased background fibroglandular tissue are analyzed below. The time lag results, shown in Table 7.4, indicate that the tumor tissue in these two subjects do not have a consistently different time lag response than the normal background tissue for either total hemoglobin or oxygen saturation. These results are not unexpected, as normal background tissue around the tumor is responsible for feeding blood to the cancer. 143 Patient 2 Patient 3 Normal FG Tumor Normal FG Tumor HbT 1.75 1.5 0 1 O2 Sat 1.25 1.5 0 0 Table 7.4: Time lag results in these 2 cases show no consistent differences between tumor tissue and non-diseased fibroglandular tissue for total hemoglobin or oxygen saturation. Changes in tumor vascular function are identified in Figure 7.10, by plotting the SNR of the tumor tissue compared to the normal surrounding tissue. In these two patients, there is a significant separation in SNR between the normal and tumor tissue in HbT (p = 0.018 two-sample t-test, N=2). This SNR change is due to a weaker correlation in the tissue response to the gas stimulus in both cases. These results could be explained by a lack of adequate smooth muscle cells to allow proper vasodilatory response. 144 Figure 7.10: Initial results indicate that the signal to noise for total hemoglobin (HbT) in tumor tissue is significantly lower than the background fibroglandular tissue. This separation is not demonstrated with oxygen saturation (Sat) for the 2 patients. Even with this small sampling, HbT has significantly lower SNR than the background normal tissue (p = 0.018). Without the control of air breathing, the correlation coefficient measure provides no significant difference between tumor and the surrounding normal tissue (p=0.76). The importance of an air control is critical, as one patient is not shown because all SNRs were <1. 7.9 Conclusions Investigators have been studying gas breathing as a means to elevate oxygen levels for improved therapy sensitivity for over 50 years180. The ability to determine the sensitivity of a subject to these respiratory stimuli would have a significant impact on radiation treatment. In practice, this method could be used to screen for patients who would benefit from gas breathing during radiation therapy. For tumor detection, abnormal blood flow and oxygenation have been shown to be hallmarks of cancer8. The data presented above indicates that consistent physiological changes can be induced with the appropriate gas breathing stimulus - specifically, O2/CO2. Subjects who breathed the O2/CO2 stimulus showed consistent (p<0.05) and significant (p<0.05) response. In addition, imaging of tissue functional immaturity may be possible with gas breathing and optical imaging. In 2 cases, it was shown that the total hemoglobin in tumor tissue did not respond as strongly as the surrounding normal tissue to the gas stimulus (p<0.05). 145 However, the data presented here also indicates that these respiratory measurements can be highly corrupted by physiological noise. Even with the appropriate choice in breathing stimulus, specifically, the O2/CO2 stimulus, four of eleven datasets from healthy volunteers had SNR < 1. This study highlights both the need for correct choice in stimulus, and the importance of monitoring steady state fluctuations for use as a control. If this technique is to be used for further proof of concept studies in tumor imaging, it is highly recommended that the O2/CO2 gas stimulus is used. 146 Chapter Eight: Correlating oxygenation measured by BOLD and Optics in the Breast 8.1 Introduction This chapter aims to provide the foundation for understanding how optics and blood oxygen level dependent (BOLD) MR correlate in the breast. The advantage of this multimodality approach is that the quantitative accuracy of measuring total hemoglobin and oxygen saturation with optics can be combined with the spatial and temporal resolution of BOLD imaging of deoxyhemoglobin. This section begins with a description of the BOLD contrast, and how its signal relates to the optical signal. Experimental results are shown which validate the assumption that optics and spin echo BOLD yield similar contrast values in deoxyhemoglobin, as long as the appropriate inspired gas is used, and appropriate controls are considered which identify noise. The next chapter will investigate a comprehensive spatial/physiological reconstruction model which combines these BOLD images for better estimation of tissue oxygenation maps. 8.2 The BOLD Contrast Since the discovery by Ogawa181 in 1990 that the MRI could measure signal changes due to changes in blood oxygenation in the rat cortex, there has been a vast amount of research into blood oxygenation dependent (BOLD) MR. Although Ogawa originally used different gas compositions to induce hypoxia, it was also established that the metabolic increases in oxygen consumption during functional brain activation resulted in 147 similar MR signal changes182. The field of functional MRI (fMRI) is based upon this observation. The mechanism behind BOLD contrast is the change in magnetic susceptibility caused by the paramagnetic nature of deoxygenated hemoglobin183. Areas of concentrated deoxyhemoglobin, such as venous vasculature, locally perturb the main magnetic field, which de-phases surrounding protons. This de-phasing causes signal dropout in the collected image, and these regions appear darker. The presence of deoxyhemoglobin affects two types of tissue relaxation parameters: T2’, the spin-spin relaxation decay time constant attributed to magnetic field inhomogeneity184, and T2, the relaxation due to diffusion. While gradient-echo BOLD is the most common sequence used to image deoxyhemoglobin because of its sensitivity to the field inhomogeneity, spin-echo BOLD has been used successfully in certain applications. The BOLD signal is believed to have two contributions: water protons in extravascular tissue, and water protons in intravascular tissue185. In the extravascular tissue, the effect is vessel size dependent. Water protons will diffuse a substantial distance during the echo time compared to the diameter of the capillaries. Because these capillaries may have different amounts of deoxyhemoglobin, the water protons will experience a variety of magnetic fields, which will de-phase them. Around larger vasculature (greater than the diffusion length of water during the echo time), water protons will tend to remain in the same magnetic field. These protons will not be dephased as greatly. Thus, the T2 will shorten in the extravascular tissue surrounding small vasculature, and will be less affected around larger vasculature185. The intravascular component to the BOLD signal is mainly due to the amount of 148 deoxygenated blood in the vessel. This signal depends on the T2 of the blood, which is field strength dependent186. At higher fields > 4T, the T2 of the blood shortens significantly187, minimizing its effect on the reference and activation image188. One limitation of gradient echo BOLD imaging is that the great majority of the signal comes from larger venous, draining vessels189. These larger structures not only have a higher concentration of deoxyhemoglobin, but they also have more blood volume than the surrounding tissue. Additionally, the susceptibility caused by the larger vasculature structure is enhanced, causing greater signal dropout186. The signal produced in these regions dominates the smaller signal produced by the capillaries in close proximity to the activated tissue190. This effect intrinsically limits the spatial resolution of the technique. It also may overwhelm the signal from local regions of microvasculature or tumor tissue which is in close proximity to these draining vessels. Another limitation of this technique is that it may spatially distort anatomy in anatomical regions of high B0 inhomogeneity, such as the breast191. In order to eliminate these detrimental effects, spin echo has been developed for BOLD imaging. Since spin-echo imaging is insensitive to T2’, it is unaffected by magnetic field changes due to susceptibility, and may be more effective at imaging the deoxyhemoglobin content in the microvasculature186. Spin echo sequences eliminate the T2’ effect by refocusing spins that are locally precessing much faster or slower than the surrounding tissue. This will improve spatial resolution in regions of high magnetic nonuniformity. However, spins that have diffused to a region with a different magnetic field are considered irreversible, and cannot be refocused. Thus, spin echo is sensitive only to T2. It has been shown to be insensitive to the large pools of deoxygenated 149 hemoglobin in large venous structures, and also to the extravascular signal surrounding larger vasculature. Although signal to noise is lower in spin echo BOLD than gradientecho BOLD, its advantages for breast BOLD far outweigh its disadvantages. This study used spin echo BOLD for these reasons. 8.3 The rationale for combining BOLD and Optics A great deal of effort has been devoted to the interpretation of the BOLD signal. This work is motivated by the promise of BOLD in cognitive studies, and clinical pathophysiology studies investigating Alzeimer’s disease 192 schizophrenia193, and epilepsy194, among other neurological diseases. However, the inherent sensitivity of the BOLD signal to deoxy- and not oxy-hemoglobin limits its interpretation. Additionally, the difficulty in quantifying deoxyhemoglobin complicates longitudinal or inter-patient studies. It is these two areas that optics has the opportunity to aid BOLD. First, because optical imaging is sensitive to both oxy and deoxyhemoglobin, optical imaging can help decouple changes due to oxygen consumption, blood volume, and blood flow. However, there is an inherent trade-off between spatial and temporal resolution. Optical imaging systems with high temporal resolution usually use few source-detector pairs, which limits spatial resolution. Spatial resolution erodes with depth195, although many strategies have helped alleviate the problem196, most notably for this thesis, image guided techniques34, 79. High temporal resolution usually occurs at the expense of quantitative accuracy - usually tissue scatter properties. If MRI is available and a compromise must be made, the optimal approach would be one where the optics system would sacrifice temporal resolution for quantitative accuracy. This combined 150 approach could aid the interpretation of BOLD signals with optics, while improving optics with the temporal resolution of BOLD. There are numerous models which aim to quantify the BOLD signal, such as qBOLD (quantitative BOLD)197, 198. These have been used to quantify cerebral blood volume197-201. However, the source of contrast in fMRI is not sufficiently well understood to allow for accurate quantification of blood oxygenation202, especially in tumor tissue202, because of the many physiological components aside from deoxyhemoglobin that contribute to the BOLD signal, including hematocrit, blood volume, and tissue pH. In addition, magnetic inhomogeneities (B0) and Rf absorption (B1), which take substantial time and effort to quantify203, 204, may affect the BOLD signal202. Therefore, in most BOLD studies, relative signal changes from baseline are measured. On the other hand, optics has been shown to provide quantitatively accurate estimation oxy- and deoxy- hemoglobin in tissue simulating phantoms, accurately reproducing the oxygen dissociation curve205-208. Thus, optical imaging may provide more accurate quantification of tumor hemodynamics72, 209, 210. Therefore, the combination of these modalities seems advantageous. 8.4 Comparisons between Optical and BOLD contrast mechanisms It is important to identify the contrast mechanisms between BOLD and optical imaging to ensure that these techniques are sensitive to the same vascular tissue. While the gradient echo BOLD signal arises from deoxygenated blood from a mix of large and small vessels 211 , spin echo BOLD should have more sensitivity to the microvasculature185. NIR contrast arises from both the oxygenated and deoxygenated blood contained in smaller 151 vessels that make up the capillary bed212. Thus, these techniques should give consistent information about the relative amounts of deoxyhemoglobin. 8.5 Correlations between Optics and BOLD MR 8.5.1 Correlations performed in healthy tissue In order to establish the correlation between optical and BOLD measured hemoglobin, several studies have examined optical imaging and fMRI in both the small-animal and human brain. Although these studies show significant spatial correlation between optical and fMRI, there are conflicting results on the relative strength and direction of correlation between optically measured hemoglobin and BOLD. All studies demonstrated concurrent increases in BOLD signal and oxyhemoglobin, including in the rat brain during whisker213 and forepaw stimulation214, and hypoxic respiratory challenge108, 215, and in the human brain during visual212 and motor216, 217 stimulation. However, studies have demonstrated both positive correlation214, 217 and negative correlation212, 213, 216, 218220 between BOLD and optically measured deoxyhemoglobin. Some discrepancies in the results can be explained by differences in techniques, and the difficulty in spatially coregistering these two modalities. While BOLD MR imaging samples signals produced in the tissue, optical imaging is a boundary measurement technique. In the human head especially, transmission measurements across the brain are technologically infeasible because of the large source detector distances. Therefore, reflectance measurements must be taken, which are heavily weighted towards the surface. In this region, BOLD MR may suffer from susceptibility artifacts near the skull221, which may cause increased noise in the region of optical sampling. 152 To alleviate multimodality sampling errors, several groups have either reconstructed optical data tomographically219, or projected BOLD data onto the optical data through the optical photon density function216, 217. Tomographic reconstructions with reflectance measurements suffer from partial volume effects, in which the sensitivity of the measurements does not completely encompass the region of contrast. The effect is a recovered contrast which is located shallower than the actual position83. Improvements in reconstruction algorithms may aid in more accurate depth recovery83, providing more accurate optical maps to coregister with BOLD. Projection of the BOLD data through the optical sensitivity function helps coregister optical and BOLD signals. However, one confounding factor in these studies has been that they assume a scattering function which may lead to errors in the determination of the correct projection function222. As these studies were all performed in healthy brain tissue, generalizing these results to include breast tissue may not be valid. To the best of our knowledge, the correlation between BOLD MRI and optics in the breast has yet to be studied. 8.5.2 Correlations in tumor tissue Hemodynamics have been studied in tumor vasculature in the MR, and changes in tumor oxygenation, blood volume, and/or blood flow have been detected in small animal model 223 , brain 224, and breast 225, 226 tumors.. However, to date, hemodynamic studies of tumors involving both optical and MR imaging have been very limited. Xu et al. found strong correlation in tissue oxygenation between R2* and optically measured deoxyhemoglobin108 in a healthy rat. Tumor blood volume and blood flow estimates from MR and optical imaging have yet to be compared. 153 8.6 Methods for the studies in this Thesis 8.6.1 Subjects This study was approved by the Internal Review Board at the Stanford University Medical Center. Six healthy subjects and three patients with invasive ductal carcinomas were imaged. Volunteers with presumed normal breasts were young adults in good health. Of the six healthy subjects, three were imaged a second time 1-2 weeks after the original exam. One dataset was dropped because of poor fiber contact (3/16 fibers contacted the breast). One dataset was dropped because the MR malfunctioned. In the results presented below, each imaging session is labelled individually, as it is expected that respiratory response is not repeatable on different days, and there were not enough subjects to analyze intra-subject variation over the menstrual cycle. Of these subjects, only one was taking birth control. The imaging studies are detailed in Table 8.1. Imaging O2/CO2 Air/CO2 Air/O2 Notes study 1 X IDC 2 X IDC 3 X X 5 X X X Healthy 6 X X X Healthy 7 X X Poor fiber contact 8 X X Healthy 9 X X Healthy IDC 154 10 X 11 X Healthy X 12 Healthy Equipment failure 13 X X X Healthy 14 X X X Healthy Table 8.1: List of imaging studies performed with optics and BOLD MR. Imaging studies 1-3 were volunteers with invasive ductal carcinomas (IDCs) of the left breast. Imaging studies 5-14 were healthy subjects. Studies 5&7, 6&11, and 13&14 were the same person. In the table, an ‘X’ indicates data that was collected. Volunteers with IDCs were imaged with a radiologist (B.D.) and an MR technologist (S.S.) on site to aid in the appropriate placement of the fibers. Tumors were identified by B.D. and by the location of a breast clip that was inserted during biopsy. All tumors were confirmed by pathology. 8.6.2 Respiratory challenge As explained in further detail in Chapter 7, subjects were given three sets of gas stimuli to induce hemodynamic changes in the breast. The three stimuli, oxygen/carbogen, air/carbogen, and air/oxygen, were introduced to the volunteer via a custom breathing circuit with a 1-2 min pause in between each stimulus set. During a stimulus, a custom built computer-controlled valve switched to the opposing gas every two minutes. The switch between gases in a stimulus was repeated 8 times, for a total of 4 periods for each gas stimulus. Gas flow was kept at a constant rate of 9L/min. Expired gases were 155 analyzed with a gas analyzer (Ultimax Capnomac) so that subject compliance could be ensured. The circuit used for respiration had two valves which controlled inhaled gas. During times of air stimulus, a valve would open which would allow breathing of room air. When the oxygen or carbogen was turned on, the valve leading to room air would close, while a valve leading to the gas tanks would open. There was a ~20 second delay between the initiation of a gas and a corresponding change in the expiration monitor. Subject heart rate and respiratory rate were monitored with pulse oximetry and a respiratory belt. Carbogen (also identified in this text as “CO2”), a mixture of 95% oxygen / 5% carbon dioxide, has been found to induce panic in subjects when inhaled. In one study at another institution, 100% of the subjects227 became uncomfortable after breathing carbogen for 12 minutes. No subject enrolled in this study reported any feelings of discomfort, probably because of the relatively short duration of carbogen breathing (2 minutes at a time). 8.6.3 Data Collection As discussed previously in this chapter, spin echo sequences yield better BOLD images than gradient echo sequences in breast tissue191. For this study, a 2D Single Shot Fast Spin Echo (SSFSE) susceptibility weighted sequence provided high temporal resolution (TR=4sec) and high spatial resolution (1.56mm x 1.56mm in-plane resolution). A total of 60 images were captured during each stimulus period, for a total of 240 images / stimulus. A limitation in this technique is the amount of energy deposited in the tissue, known as the specific absorption rate (SAR). Because of SAR limitations, image acquisition was limited to 1 or 2 slices, depending on subject weight. These slices were 156 co-registered with the optical imaging array by using fiducial markers as references, and by manually inspecting the distortions at the tissue surface caused by the optical fibers. An example SSFSE image in the plane of the optical fibers is shown in Figure 8.1. Figure 8.1: Example SSFSE image used to measure the BOLD signal. This coronal slice was taken in the plane of the optical fibers. The low intensity shading in the lower left of the image is phase wrap from the contralateral breast. Note the bright motion artefact near the skin at the top. Optical imaging was performed simultaneously during BOLD MR acquisition so that image contrasts could be correlated in time. A custom optical interface was built into the 8-channel MR breast coil (USA Instruments). This interface, shown in Figure 8.2a, was integrated with the breast immobilization plates designed by the manufacturer. Rails were bolted into these plates to allow vertical positioning of the optical interface. Plastic 157 thumbscrews allowed the interface to be moved and secured once the desired height was chosen. In most cases, the interface was positioned at the extreme posterior of the plates to image as close to the chest wall as possible. The immobilization plates could be easily removed from one side of the coil and repositioned on the other side depending on which breast was being imaged. Figure 8.2b shows a subject with all imaging and monitoring equipment attached, prepared to enter the MR bore for the imaging study. The arrows in Figure 8.2b identify the pulse oximeter and respiratory belts that were used to reduce BOLD noise. The three wavelength dynamic source unit was used in this study to image all wavelengths simultaneously, with temporal resolution of ~30 seconds. This resolution allowed 8 images to be captured during each stimulus period, and 32 images / stimulus. a b 158 Figure 8.2: (a) The optical imaging interface on the lateral side of the right breast. Optical fibers could be moved anterior/posterior along custom built rails and locked into position with plastic thumb screws. This interface was bolted into the manufacturer’s breast immobilization plates. (b) Subject entering the magnet bore. Shown with arrows are the pulse oximeter and respiratory belt. 8.6.4 Data analysis Because the BOLD data was sensitive to changes in the magnetic field, patient motion caused significant noise. To remove this unwanted noise, BOLD data was pre-processed with an algorithm which removed respiratory and pulsatory motion from the signal228. Removing this noise was critical to achieving images with adequate signal to noise because the temporal resolution of the BOLD data collection (4 seconds) overlapped with the frequency of respiration, and a harmonic of the heart rate. This algorithm also reduced gross patient motion by estimating movements in the centroid of the image domain. All voxels in the BOLD images were temporally correlated to the gas stimulus, as discussed in Chapter 7. This calculation formed voxel by voxel images of the strength of correlation at various time lags in the stimulus period. An example of the correlation at one such time lag is shown in Figure 8.3b. To minimize the effects of patient motion on the cross correlation calculation, a rectangular region of interest (ROI) was selected which excluded the interface between the breast and air. The time point which had the most significant correlation, as indicated by signal intensity, was selected as the time lag 159 between the stimulus and the response. Example BOLD temporal data is shown in Figure 8.3a229. Similarly to the optical timecourse data, the BOLD data shows a strong response at the frequency of the stimulus. a b Time Figure 8.3: (a) BOLD signal time course for O2/CO2 stimulus. Red (O2) and green (CO2) bars indicate the inspired gas. (b) BOLD correlation image at a certain time lag. This image is thresholded at a p=0.05 significance level. The yellow box indicates the ROI. This was selected to minimize motion noise near the boundary. (Edited from communication courtesy of Rakow-Penner, 229). Optical data was calibrated with a reference image from the subject at rest108, and reconstructed via the hard priors method. This imaging method provided a global estimate of the oxygenation of the fibroglandular tissue, while being more robust to noise than a non image-guided reconstruction technique. The IDEAL fat/water sequence was used to separate fibroglandular from the adipose tissue (Figure 8.4b). This resulted in a 2-pixel optical image for each healthy subject. An example region segmentation is 160 shown in Figure 8.5a. Images of oxyhemoglobin, deoxyhemoglobin, and water were reconstructed at each time point. (This methodology varies from chapter 7, where total hemoglobin and oxygen saturation images were correlated). Two such time points are shown in Figure 8.5b-e. Scatter signal was fixed at the value calculated in the reference image, as tissue structure was not expected to change during functional stimulus. The oxyhemoglobin and deoxyhemoglobin timecourse is shown for one subject in Figure 8.6(a,c). Note the dominant frequency of 0.041Hz (1/240 sec) in the frequency spectrum for each component in Figure 8.6(b,d). a b Figure 8.4: MR images used for data analysis. (a) BOLD SSFSE image, (b) Water image used to segment optical regions. 161 a b c d e Figure 8.5: Hard prior difference reconstructions using region information for 2 consecutive timepoints. (a). HbO, Hb, for timepoint 1 (b,c), and timepoint 2 (d,e). a b c d Figure 8.6: Temporal and frequency response of hemodynamics to O2/CO2 gas stimulus. White bars indicate O2 stimulus, gray bars indicate carbogen stimulus. 162 (a,c) Oscillations of oxy and deoxy hemoglobin in time, and (b,d) the corresponding frequency spectrum showing peaks at (1/240) Hz. One advantage of the optical imaging data acquisition was that its low temporal resolution was immune to aliasing from the higher frequency biological signals, in contrast to the BOLD MR data. This is because each optical time point consisted of data averaged over 30 seconds. In effect, the data collection would average out the high frequency fluctuations. Thus, no temporal noise correction was applied to the optical data before computing cross-correlations. Both BOLD and optical measured responses were cross-correlated to the gas stimulus using MATLAB (Mathworks, cov function). Although gas content changes in the lung were abrupt and step-like upon a switch in gas, the body is expected to low-pass filter changes in blood flow throughout the body230. Thus, the stimulus was approximated with a sinusoidal function, where the first gas would be on during any time where a zero mean sinusoid was negative, and the second gas would be on during any time the sinusoid was positive. A more in depth explanation is given in Chapter 7. To ensure that there were no lingering effects of a previous gas, the first period out of four periods was dropped from the data analysis. The cross correlation analysis provides a robust method to determine the strength of signal oscillatory response, and the time lag between gas inhalation and tissue response. Chapter 7 showed that the strength of correlation could be used to determine an effective noise level. Cross correlations of the tissue response with the stimulus time series while the subject breathed strictly air provided a control to determine which 163 oscillations were due to normal physiology, and which oscillations were due to the gas stimulus. The measure of time lag was identified as the direction of tissue response to a specific gas. Because the signal is periodic, this lag is measured in units of π. For example, if oxyhemoglobin had a time lag of π/2 during an air/oxygen gas stimulus, it would indicate that oxyhemoglobin was increasing during air breathing, and decreasing during oxygen breathing. Again, the reader is referred to Chapter 7 for a more detailed discussion. 8.7 Results The time lag values between each stimulus and the measured response of deoxyhemoglobin are shown below. For each imaging case, the BOLD results were analyzed using the spatial region with the maximum correlation to the stimulus. For volunteers 1-3, this region coincided with the tumor region of interest. For all healthy volunteers, the region analyzed was the fibroglandular region. Similar to the results in Chapter 7, each subject had a different phase response to a given stimulus. These time lag values for BOLD and optics are plotted below in Figure 8.7. This heterogeneity in temporal response can be explained by intra-subject differences in vascular function, aerobic health, and metabolism, which may change daily. A more direct comparison of optical and BOLD is shown in Figure 8.8. This data examines the phase lag of optically measured deoxyhemoglobin vs. BOLD, where a perfect correlation would yield a straight line at “y = x.” This data suggests that the O2/CO2 stimulus should give the highest correlation between optical and BOLD 164 measurements. In comparison, the air/CO2 stimulus and air/O2 stimulus resulted in nonstatistically significant optical/BOLD correlation. a b c Figure 8.7: Phase lag between the gas stimulus and the measured BOLD and optical deoxyhemoglobin response for (a) O2/CO2, (b) Air/CO2, and (c) Air/O2. The results for both modalities show little consistency over time for the different subjects. 165 b a c Figure 8.8: Comparison of BOLD signal phase lag vs deoxyhemoglobin measured optically for all patients for respiratory stimuli of (a) O2/CO2, (b) Air/CO2, and (c) Air/O2, plotted with the line of equality. Axes are in units of radians. In Chapter 7, it was demonstrated that the strength of the O2/CO2 response was significantly greater than the control, compared to the air/oxygen and air/carbogen 166 stimulus. This increased signal was attributed to the amplification of vasomotor modulation due to the oxygen/carbogen stimulus controlling vasoconstriction/vasodilation. However, the response in some volunteers was still less than the control. Thus, it was considered prudent to remove data from volunteers that exhibited insignificant responses compared to the control, as BOLD and optics are not expected to correlate in these noise-dominated cases. The correlation of deoxyhemoglobin during the oxygen/carbogen stimulus compared to the control is plotted in Figure 8.9. This data suggests that the stimulus in some subjects, notably subjects 5, 9, 11, and 13, did not result in any significant response, and the data should be removed. The phase lags for the oxygen/carbogen stimulus are replotted with non-responding subjects removed from the dataset in Figure 8.10. This data shows significant linear correlation between the BOLD response and the optical response (r=0.76, p=0.048, N=7, two-sample t-test). This dataset also implies that the BOLD response is generally π/4 earlier than the optical response. By comparison, if the poor air/O2 or air/CO2 data is removed, no significant correlation is found using these stimuli. These results are summarized in Table 8.2. Gas protocol O2/CO2 All data (r-values & p-values) r = 0.11 p = 0.76, N=11 Hb SNR > 1 (r-values & p-values) r = 0.76 p < 0.05,N=7 Air/CO2 r = 0.50 p = 0.67, N=3 r = 0.5 p = 0.66,N=3 Air/O2 r = -0.39 p = 0.44, N=6 r = -0.31 p = 0.61,N=5 Table 8.2: Correlations and significance between optically measured deoxyhemoglobin and BOLD. After removing data where the optically measured 167 deoxyhemoglobin had a smaller correlation than the air control (SNR < 1), the O2/CO2 stimulus induces a response in which optics significantly correlates to BOLD. Figure 8.9: Optically measured deoxyhemoglobin correlation to an all air stimulus (control), and the O2/CO2 gas stimulus. Although most subjects exhibited a stronger correlation to the gas stimulus than to the control, some subjects did not respond to the gas stimulus. 168 Figure 8.10: Correlation between BOLD and optically measured deoxyhemoglobin during O2/Carborgen gas stimulus. This plot shows that BOLD and optics correlate significantly r = 0.76, p = 0.0477 only when appropriate consideration is given to SNR. 8.8 Conclusions The results from this section indicate that BOLD and optically determined deoxyhemoglobin correlate significantly in the breast when the oxygen/carbogen stimulus is used in conjunction with proper control measurements (p<0.05). These caveats highlight the difficulty in generating sufficient hemodyanamic changes in breast tissue with gas breathing stimuli, and the importance of multimodality measurements. If optical data is absent, there will be no control data because there is not sufficient BOLD signal during air breathing to induce signal in the region of activation. 169 The region of BOLD activation yields a new tool in MR guided optical imaging. Even though optics and BOLD can correlate significantly, the BOLD signal has higher noise than optics. This noise decreases in the region of the BOLD image which significantly correlates to the stimulus. Thus, the BOLD image gives high resolution maps of where the functional changes in deoxyhemoglobin are strongest. A comparison of the optical and BOLD maps is shown in Figure 8.11. In Figure 8.11(a,c), the segmented IDEAL image generates the tissue regions. In contrast, the BOLD image, shown in Figure 8.11(b,d), is a higher resolution map. By selecting a region of interest which correlates significantly to the stimulus, a region of higher deoxyhemoglobin response is found. This region will be used to guide the optical reconstruction in the next chapter. The combination of these modalities offers new opportunities in studying tissue oxygenation with BOLD MR. Since optical is able to decouple oxygenation from blood volume, it may be used to verify the origin of contrast changes in BOLD imaging. This technique could be used to validate BOLD sequences that are faster or attempt to quantify hemodynamics. In addition, the opportunity now exists to “calibrate” the BOLD signal with optics in the breast. A practical approach could be a simple pad of optical fibers which would monitor changes in physiology. The overlapping optical and BOLD voxels could then be used to determine absolute concentrations of hemodynamics, which could be related to the tissue volume. The stimulus in this work was chosen to isolate the stimulus frequency from the heart rate and respiratory frequencies, and to induce significant changes in breast physiology. However, increases in SNR may be possible by decreasing the modulation 170 rate of the gases. Results from other groups have shown that tissue oxygenation changes may increase for 10 minutes or more, allowing for increasingly perfused tissues. However, there is a limit where carbogen will induce anxiety in volunteers. In addition, longer stimulus periods will result in fewer cycles of the stimulus, which may hinder cross correlation results. An important study will be the examination of the optimal stimulus period to maximize SNR while minimizing patient discomfort. a b c d Figure 8.11: Comparison of regions of interest for a healthy subject. (a) Segmented fibroglandular tissue used for optical image guided reconstruction, (b) BOLD stimulus correlation image, (c) segmented fibroglandular region, (d) segmented BOLD region used for cross correlation. Acknowledgements 171 This study would not have been possible without the great help from Rebecca RakowPenner, who designed the breathing circuit and implemented the breast BOLD sequence. Additionally, the support and participation of Dr. Bruce Daniel, Dr. Gary Glover, Dr. Brian Hargreaves, Anne Sawyer, and Sandra Rodriguez is gratefully acknowledged. 172 Chapter Nine: A Structural and Functional Multimodal Reconstruction Model 9.1 Introduction This chapter develops a reconstruction model which incorporates MR-derived spatial and functional covariance images into the optical reconstruction. The foundations for including these images were developed in previous chapters. This model aims to incorporate total hemoglobin images available from T1-weighted MR, deoxyhemoglobin images from breast BOLD, and water images from MR water/fat separation. This algorithm is tested in simulation and compared to the case where identical structural priors are applied uniformly. 9.2 Justification for including MR covariance priors Earlier in this text, and in previous work 34, 82, 87, 90, 94, 107, 231, it was assumed that each tissue type identified by MR could be applied as a structural map for each tissue physiological parameter. Specifically, breast anatomy determined by T1 relaxation was applied as a spatial covariance map either forcibly (region reconstruction), or more leniently, allowing slight variations within a tissue region (soft prior reconstruction). Based on the MR-NIR results for 14 healthy subjects in a previous work89, oxygenation was not significantly different between tissue subtypes, though total hemoglobin, water, and scatter did have significant differences. The results from three of these subjects are shown in Figure 9.1, and the other healthy values are shown in Table 9.1, from Brooksby et al.89. These results show that this tissue-type spatial map should not be applied to the 173 recovery of oxygen saturation, since oxygenation is not dependent on tissue type as defined by T1-W MR. By applying an improper spatial map, image-guided reconstructions risk biasing recovered values to inaccurate solutions. Grouping tissues with different contrasts into one region will overestimate one tissue type, while simultaneously underestimating another. Thus, it is important to only apply spatial covariance maps which have significant correlation to the tissue physiological contents. Figure 9.1: Physiological variations in total hemoglobin, oxygen saturation, water content, and scatter, between adipose and fibroglandular tissue in 3 healthy subjects. This data shows differentiation between adipose and fibroglandular tissue in total hemoglobin and water, and less so in scatter. No substantial difference is seen in tissue oxygenation. Property Mean difference between Adipose & FG (p-values) 174 HbT 0.022 Oxygen Sat. 0.798 Water 0.040 Sc-A 0.005 Sc-Power 0.045 Table 9.1: Differences in tissue properties from Brooksby et al.89 These results from 11 subjects show significant differences between all parameters but oxygenation. The similarities between functional MR and optical parameters have been investigated in this text, in the context of breast imaging. In chapter 6, MR water images were shown to provide quantitative estimates of water content. This work was based on the correlation studies performed by Merritt et al.140, who showed that water and fat measured by MR and optical methods correlated significantly. This water image intuitively is a more appropriate covariance map for water estimation than the T1 Nuclear Magnetic Resonance (NMR) relaxation map. In chapter 8, it was shown that with the appropriate choice in gas stimulus and taking into account noise, BOLD and optical imaging correlated significantly. It is important to establish that even though the BOLD contrast is “Blood Oxygen levelDependent,” BOLD contrast is actually “deoxyhemoglobin dependent.” This BOLD image provides a spatial covariance map of regions of tissue that have similar amounts of deoxyhemoglobin. The physiological spatial and quantitative maps for total hemoglobin, deoxyhemoglobin, water, and scatter may be incorporated into an algorithm that provides 175 optimal spatial guidance for the tissue contents. This information is expected to improve physiological image recovery. 9.3 Multimodal reconstruction The incorporation of these multiple priors requires the formulation of an objective function which corresponds to these physiological covariance maps: total hemoglobin, deoxyhemoglobin, water, and scatter. In chapter 3, the objective function was presented as: (9.1) This formulation was derived from the extinction coefficients in the tissue, where (9.2) The spatial prior, either implemented via the Laplacian or the region based parameter reduction technique, was applied to the parameter weight matrix: (9.3) In the case of the Laplacian matrix, the spatial prior which defined the covariance matrix was: i=j i,j are not in the same region i,j are in the same region (9.4) To incorporate the appropriate physiological covariance maps, an objective function: 176 (9.5) is defined in terms of: (9.6) The covariance weight matrix Wµ’ includes the appropriate MR images in the covariance matrices: (9.7) Example covariance maps with the properties defined previously in chapters 6 and 8 are shown in Figure 9.2. In Figure 9.2a, the application of the structural T1-weighted image forms identical structural images for all parameters, whereas in Figure 9.2b, T1-W, BOLD, and water images form the respective parameter priors. a b Figure 9.2:: MR images can be incorporated into the image reconstruction either (a) structurally, or (b) functionally. Here, 0 or 1 indicates spatial regions. The 40-60 for the water color bar indicates percent water. 177 9.4 Simulation test problem A test problem simulated the utility of the reconstruction model. To examine the effect of a uniform structural coviariance model vs. the physiological covariance model, a 2:1 HbO contrast inclusion was added to a homogeneous background, and 5% amplitude, 5 degree phase Gaussian noise was added to the data. Two reconstructions were used to recover tissue properties. For the structural covariance reconstruction, covariance maps were consistent for all parameters (shown in Figure 9.3a). In contrast, the physiological covariance reconstruction used the appropriate maps for the tissue properties: T1-W for total hemoglobin, BOLD for deoxyhemoglobin, water/fat for water, and T1-W for scatter. These maps are shown Figure 9.3b. Because the goal of this simulation was to determine what effect an improper spatial map would have on the resulting Hb image, the quantitative water values were ignored. The reconstructions were performed with the hard-priors (region-based) method, with the same regularization and stopping criteria. a b Figure 9.3: Covariance maps for the test problem. (a) For the structural covariance reconstruction, a T1-weighted image was used for all covariance maps. (b) For the physiological covariance reconstruction, a homogeneous Hb map was used. Total 178 hemoglobin, water, and scatter used identical covariance maps. In this case, the water image was used only as a structural covariance map, and not as a quantitative map as implemented in Chapter 6. 9.5 Simulation results The reconstruction results are presented below. The target results are shown in Figure 9.4a, the structural covariance reconstruction results in Figure 9.4b, and the physiological covariance reconstruction results in Figure 9.4c. The covariance maps in Figure 9.3 were applied to these reconstructions. Both reconstructions show accurate parameter recovery in the absorbing chromophores. Accuracy is slightly less in recovered scattering parameters. As expected, there is a slight bias in Hb in the inclusion region of the standard reconstruction, due to the improper covariance map that was applied. Although no contrast change is forced with these covariance maps, noise will bias the recovery to slightly incorrect values. Both reconstructions recover HbO extremely well, with the physiological covariance method having a slightly increased bias in the background. Water is biased in the inclusion region of both reconstructions, as the target water contrast is homogenous, and a heterogeneous water covariance map was applied. Again, this bias demonstrates error that can occur when improper covariance maps are chosen. 179 a b c Figure 9.4: A simulation test problem demonstrated the bias in Hb introduced when improper covariance maps were used. (a) The target true values. (b) The structural covariance reconstruction, using covariance maps in Figure 9.3a. (c) Physiological covariance reconstruction using covariance maps in Figure 9.3b. Although the bias is very slight (~5%), this simulation demonstrates the bias resulting from applying improper covariance maps. 9.6 Conclusions This section demonstrated that covariance maps derived from several MR contrasts can be incorporated into a comprehensive model. In particular, MR T1-weighted images, MR water/fat separation images, and BOLD MR images were used to form covariance maps for the parameters. A simulated test problem showed that improper covariance maps applied to the image reconstruction results in bias in the parameter recovery of Hb 180 of 5%. Although the effect of this bias was small in this case, it demonstrates that applying appropriate covariance maps is important to ensure that the best estimate is achieved. 181 Chapter Ten: Concluding Remarks 10.1 Overview of work completed MR-guided optical imaging shows promise as a clinical instrument that can add information content to breast MR, which may aid in the characterization and monitoring of breast disease. This work extended the synergy of MR and optical imaging by incorporating several other MR contrasts into the optical image reconstruction. This was shown to improve optical image quality both spatially and quantitatively. It also enables the possibility of improving the temporal resolution of optical images. This modality not only improves optical imaging with MR, but also may aid in the identification of the origins of MR contrasts, by providing both quantification and the ability to decouple MR contrasts. A significant effort was devoted to the improvement of optical data quality by characterizing system noise and identifying unreliable data. The effect of poor data quality is often not recognized during image reconstruction. Poor data increases the model/data misfit, but often not to such an extent that it is obvious, e.g. if the algorithm were to diverge. If not incorporated into the noise model in the reconstruction, this noise will prevent the optimization from approaching the global minimum. In practice, an iterative reconstruction will not iterate sufficiently to provide quantitatively accurate images, and may reach a poor solution. Therefore knowledge of noise bounds is important in the implementation of this system, as signal levels are more than an order of magnitude lower than to the standalone optical system at Dartmouth. 182 Optical breast exams are not only limited by system noise. Sampling the region of interest is the most important aspect of breast imaging. A slab geometry optical fiber holder was developed to replace the single-plane circular holder. With this geometry, it was demonstrated that a higher percentage of quality data could be collected. This geometry also has the critical advantage over circular single-plane geometries in that it offers the ability to sample multiple planes without distorting the coregistration between the optical interface and the breast shape. This interface was used to collect multiple planes of data on a volunteer (data not shown), and MR images showed little change in breast shape. However, removing a subject from the MR bore is impractical because of time constraints, and is inconvenient for the subject. Although the slab geometry allows multiple planes of data to be collected with one fiber plane, an upgrade is vital for larger clinical studies. In the clinical case studies presented, MR-guided optical imaging was able to correctly determine malignancy based on contrast in total hemoglobin, which in one case was incorrectly diagnosed by MR. Total hemoglobin contrast of known lesions was shown to be higher than many other optical imaging systems. It is tempting to attribute this contrast increase to image guidance. However, with this limited dataset, the results are not significant. Water and oxygenation were found to be inconsistent measures of malignancy. Although some studies have found these to be positive predictors of malignancy, others have not. With only six wavelengths, and with the noise levels in this system, it is quite possible that crosstalk between water and oxyhemoglobin contributed to the inconsistent results. 183 This crosstalk could be reduced with the incorporation of water quantification from MR. It was shown that a number of methods could improve the estimate of hemodynamics by including the water priors. However, a good estimate of the MR quantification error is important to avoid biasing the reconstruction to incorrect values. It was shown that even with three wavelengths, the minimum number of wavelengths needed to recover oxy-, deoxyhemoglobin, and water, the recovered estimate was better than using six wavelengths below 850nm. This estimate should be improved further in larger tissue volumes, where data noise will be higher, especially for longer wavelengths. This technique has important implications for optical imaging, as fewer wavelengths will help improve the speed of the optical data acquisition. A faster optical imaging system was implemented to monitor the changes in breast physiology to respiratory challenge concurrently with BOLD MR. The results indicate that optical imaging can monitor changes in tissue hemodynamics. These changes were the most significant and consistent using a respiratory challenge of pure oxygen and a 95% O2:5% CO2 carbogen mixture. These results also indicate that carbogen induces vasodilatory changes in breast physiology that have been demonstrated for other anatomy. This contrast may have the potential to identify vascular structure that is compromised in tumors, due to the lack of vasomotor control. In two cases, tumors were shown to respond less than the surrounding healthy tissue, possibly indicating the poor vascular motor control, characteristic of tumors. This study also demonstrated the first correlation between optics and BOLD MR, both in the breast, and using a spin-echo BOLD sequence. These findings have 184 implications for aiding in the validation of BOLD sequences, and for improving optical imaging by improving temporal resolution. By including the MR contrasts examined above, a comprehensive MR-guided optical reconstruction model was developed. This model relaxed the invalid assumption that deoxy- and oxy-hemoglobin correlate significantly to tissue types segmented in T1W MR. Instead, this model incorporated the results of BOLD-MR to give an estimate of deoxyhemoglobin. Instead of applying the same T1-W structural map for all parameters, as had been demonstrated in literature, this model used separate MR images for total hemoglobin, deoxyhemoglobin, water, and scatter, to spatially separate these contrasts. This thesis developed tools to better incorporate the various MR contrasts which correlate to optical contrasts. However, MR also is sensitive to a variety of other tissue contrasts which have been shown to aid in the characterization of malignant tissue. It is in the investigation of these new contrasts which optical imaging may have undiscovered ability aid in image interpretation. 10.2 Future directions The future of MR-guided optics exists both in the clinical and academic settings. Clinically, MR-guided optics may be used to provide diagnostic information to identify disease status. The possibilities of using this combined modality to identify new tumor contrasts are promising. Academically, optics has been used in conjunction with BOLD to investigate functional brain activation by a number of research groups. The addition of critical hemodynamic information derived by optics is compelling. Because it is a quantitative device, the possibilities of using optics to identify the origins of MR contrasts is encouraging for the development and validation of new MR methods. 185 10.3 Opportunities in breast MR-optical imaging 10.3.1 Volumetric interface The major limitation with all medical imaging modalities is the ability to sample the region of interest. Eclipsing their ability to determine contrast for diagnosis, the biggest advantage of MR, Computed Tomography (CT), and Positron Emission Tomography (PET) is the volumetric, non-contact sampling. This allows data acquisition of any anatomical region. On the other hand, fiber-positioning requisite for optical imaging is difficult, especially when confined to the MR coil. The most significant limitation is due to the fact that fibers need to contact the tissue to acquire data because of the enormous light attenuation in breast imaging. Positioning becomes critical when the region of interest is not known during patient setup. There are two strategies to acquiring volumetric optical images in the MR. The first option is to simply place more optical fibers in the fiber interface. This may allow multiple planes of fibers to sample the tissue. This strategy is the only option if many planes of data are needed simultaneously, such as during a respiratory challenge experiment. However, the added complexity, burden, and expense of adding many fibers may be prohibitive. The other strategy is to design a motorized interface that would allow repositioning of the optical fiber on different planes of the tissue. Besides requiring fewer fibers than the other option, the added advantage of this strategy is that if the lesion location is not known a priori (such as during a screening examination), the fiber plane may be moved to sample a region of interest identified by the MR. However, operating a motor in a high magnetic field is an engineering challenge. A current investigation is underway at 186 Dartmouth to identify the optimal method to move the fiber plane remotely. This interface would use either a glass plate or a light fiber guide to couple the optical fibers to the tissue, so that the tissue would not be distorted during fiber movement. Although it is a challenging problem, the ability to probe a volume of interest is the most important aspect to solve before optical imaging may be used in any large-scale clinical trial or longitudinal study. 10.3.2 Dynamic contrast enhanced MR for higher specificity / blood volume maps An unexplored direction in combining MR and optical contrasts is to utilize tissue washout kinetics or blood volume images with dynamic contrast enhanced MR. This information could be used either to provide a more accurate map of malignancy, or to provide a spatial or quantitative map to guide the total hemoglobin concentration during image reconstruction. The following approaches may offer unique opportunities in multimodality optical/MR imaging. 10.3.2.1 Spatial guidance using washout kinetics Identification of malignant tumors with dynamic washout kinetics is a standard clinical tool which has been shown to improve the specificity of breast MR232, 233. Since it offers improved specificity, it may be beneficial to use this image as a spatial map instead of the full volume of enhancing tissue. This map is compared to CE subtraction in Figure 10.1. This approach may help reduce bias in regions of interest. 187 a b Figure 10.1: Images from dynamic contrast enhanced MR. (a) Pre-contrast image subtracted from the 1st dynamic post-contrast image shows clear regions of enhancement. (b) CADstream (Confirma) image analysis provides spatial maps that identify possible disease status based on the shape of contrast washout curves. Regions labelled as green are indicative of benign lesions. Blue signifies an intermediate between benign and malignant characteristics, and red identifies kinetics that are suspect malignancy. 10.3.2.2 Imaging blood volume with DSC-MR and DCE-MR The most established method for blood volume imaging in the MR is to measure the changes in the rate of transverse NMR relaxation, ΔR2* (DSC-MR), or the change in longitudinal NMR relaxation rate, ΔR1 (DCE-MR), due to Gadolinium contrast injection. These techniques have been shown to vary linearly with contrast concentration234. Of these techniques, T2* weighted sequences are more sensitive to changes in contrast agent than T1 weighted sequences, although they both provide similar diagnostic information235. 188 To determine blood volume, changes in signal must be related to changes in blood volume. Typical models assume that the contrast agent is homogeneously distributed in the blood - its volume is the blood volume. If changes in signal intensity are solely due to the effects of the contrast agent, then the concentration of contrast agent in the tissue at a specific time is measured by: C(t) = ΔR2*. Integrating this curve over time yields the relative blood volume170, 236. Absolute quantification of blood volume requires knowledge of the arterial input function (AIF) and necessitates the assumption that vascular permeability is low, which is false in breast tissue237. Nevertheless, this method has been applied successfully in the breast. Kuhl et al.225 found that DSC-MR identified highly dense regions of perfused capillaries in malignant tumors. Delille et al.226 used a DSC-echo planar imaging (EPI) based sequence to obtain values for relative blood flow, relative blood volume, and vessel permeability using a two-compartmental model. This group identified feeding vessels to obtain local estimates of the AIF to obtain blood flow. In contrast to Kuhl et al., this study was able to measure relative blood volume in the glandular tissue. This study showed statistically significant increases in blood volume values in malignant tumors vs benign and normal tissue. 10.3.2.3 Imaging blood volume Vascular Space Occupancy (VASO) Absolute blood volume can also be quantified using the Vascular-Space-Occupancy technique199, as long as the blood volume in a reference tissue is known. Blood volume is calculated from two blood-nulling T2*-W GE-EPI image sets: one taken before contrast injection, and one after contrast injection. The T1 relaxation of blood is shortened by the contrast, and the change in signal is due to the volume of contrast. 189 Similar to DSC/DCE-MR methods, this theory in its current form is invalid in highly permeable tissue, as the model assumes that contrast agent only affects signal in the vasculature. An additional concern is the low signal to noise because it acquires data when much of the signal is nulled - therefore, multiple averages must be used to obtain sufficient SNR. This technique may still yield valuable information about relative blood volume, but it has yet to be tested in breast tissue. 10.3.3 Incorporating Diffusion Weighted MR into optical scatter Diffusion was the first contrast effect observed by Hahn in his seminal paper in 1950238. Today, diffusion weighted imaging (DWI) is able to measure diffusion coefficients, which are sensitive to the size and packing density of cellular and vascular structures. This technique applies equal spatially variant gradients on either side of the slice selection gradient. Molecules that diffuse into a new region magnetically interact with surrounding molecules which have different frequencies, and de-phase. Areas with greater diffusion have lower signal intensities. This technique has been used to identify breast tumors, where the dense vascular packing impedes motion, providing diffusion weighted contrast239. This contrast may relate to optical scatter, which is related to particle size and number density through Mie theory240. A preliminary comparison of a DWI image241 and optically determined scatter size and number density is given in Figure 10.2. These images were taken of a subject with an invasive ductal carcinoma of the left breast, who was imaged pre-Gadolinium contrast injection. These images show an increase in particle number density that corresponds to a decrease in the apparent diffusion coefficient. If these contrasts could be correlated in a larger population, this 190 spatial map could be incorporated in the model of chapter 9, which could improve the recovery of optical scatter parameters. a b Figure 10.2: Images of a subject with an invasive ductal carcinoma of the left breast. The tumor location is given by the arrows. These results show a case where (a) optically determined particle number density demonstrated spatial similarities to (b) apparent diffusion coefficient maps derived from DWI MR imaging (SNAILS sequence, courtesy of Liu et al.241). 10.4 Unanswered questions The issues of 2D vs 3D and soft priors vs hard priors have been addressed in optical imaging for a number of years. However, based on the fact that both approaches are currently in use for each case, these questions have not been adequately solved. The implications that these choices have on MR-guided optics are discussed below. 191 10.4.1 2D vs 3D Logically, since the light propagation model in 3D is more accurate than 2D, volumetric imaging will lead to a smaller data/model misfit than in 2D, which would lead to more accurate image reconstructions. In practice however, computational considerations during image reconstruction make this choice less clear. As discussed more fully in chapter 4, 3D spatially guided reconstructions of breast tissue can use an enormous amount of memory, even with modest mesh resolution. Unlike non-image guided schemes, which may reconstruct on a coarse grid, spatial algorithms encode tissue information into the Hessian. This matrix needs to be inverted, which is a computationally expensive, and more importantly, memory expensive task. These memory restrictions may be relieved either by using hybrid methods, as discussed in chapter 4, or adaptive meshes which are coarse far from tissue boundaries. However, these techniques may still yield intractable problems. An additional problem with 3D reconstructions is the increased number of unknowns, which results in more underdetermined matrices, and often more ill-conditioned matrices. These factors may reduce the accuracy of parameter recovery. Because of the competing factors affecting 2D and 3D reconstructions, the choice in whether to use 2D or 3D in MR guided optics should depend on the application. In cases where parameters are estimated from an object that is out-of-plane from the fibers, 3D reconstructions are unavoidable. Also, longitudinal studies that monitor the changes in disease over multiple imaging sessions, such as neoadjuvant chemotherapy monitoring, should use a 3D approach so that partial volume effects are minimized. On the other hand, 2D reconstructions are suitable for a number of applications, including dynamic studies, when changes over time are measured. This approach will be especially accurate 192 if the data is calibrated with an earlier timepoint, as modeling inaccuracies will eliminated through calibration. Additionally, tumor imaging is suitable in 2D, as long as the region of interest is adequately sampled, as a number of phantom studies over the past decade have shown the ability of 2D reconstructions to quantitatively estimate contrasts with high accuracy. 10.4.2 Soft priors vs Hard priors Hard priors have been maligned by a number of groups because they are unable to recover objects that have not been spatially identified a priori. Indeed, if MR-guided optics were to be used in a screening trial, hard priors would be illogical. In these cases, soft prior algorithms, which allow a variable degree of variation within a defined region, are more appropriate. However, a number of reasons indicate that reconstructing with hard priors might be a prudent choice. First, because hard priors are usually highly overdetermined, parameter recovery is less affected by noise. This enables the use of smaller regularization parameters, which may aid in the recovery of higher contrast. In addition, this method minimizes the influence of the selection of an arbitrary regularization parameter which may drastically affect the recovered parameter values. Next, hard priors are computationally efficient, as they reduce the number of unknowns to a few select regions. This has important implications in enabling 3D reconstructions. Finally, although soft-prior algorithms allow contrast variations within tissue types, the spatial weighting must be input as a parameter into the model. This raises concern over which values are the most appropriate. Ideally, these parameters would be found by imaging tissue simulating phantoms. However, these phantoms are constructed of simple 193 geometries; no phantom will ever mimic the complexity of human tissue. Thus, if disease characterization is to be performed, such as the improvement of MR specificity, hard priors are the logical choice to recover tissue contrast. 194 APPENDIX A: 3-Dimensional Image Visualization The visualization of three-dimensional MR guided optical volumes can be misleading if the display is not handled appropriately. Even though the entire volume is reconstructed, the sensitivity of the optical detectors to optical contrast decreases rapidly at large distances from the optical fibers. On the other hand, MRI provides volumetric data which is sensitive to all tissue in the stack of images. Thus, it is critical to visualize the optical data appropriately to avoid interpretation errors. In the planar geometries used in this thesis, sensitivity 1cm above and below the imaging plane is nearly zero. Using this information, images can be presented in a way that reflects the sensitivity in the data to the unknowns. To account for the optical sensitivity, a visualization method can be used which sets the transparency proportional to the Jacobian, the sensitivity of the measurements to the tissue. This relation is shown in equations A.1 and A.2 for light amplitude, I, and phase, φ, respectively, where β is a scaling parameter, and c are the appropriate parameters. By scaling the transparency to the Jacobian matrix values, tissue properties far outside the imaging plane will not be displayed and misinterpreted as true contrasts. (A.1) (A.2) An example image is shown in Figure A.1, a case presented in chapter 5. Two methods are shown to alter the display. In these cases, the transparency of the total 195 hemoglobin was scaled by the natural log of the Jacobian. In Figure A.1d, the transparency is set to 100% at Jacobian values below a set threshold. This method removes poorly quantified optical values which may occlude the region of interest. In Figure A.1e, the transparency was set to 0% at the fibers, and 100% 1 cm above the center of the domain. Intermediate transparency values were chosen based on equation 1. Using this approach, transparency may vary according to fiber geometry. a b c d e Figure A.1: 3D visualization example. (a,b) MR images used to segment tissue type and identify regions of interest. (c) Single slice of a 3D reconstruction in the plane of the regions of interest. (d) Visualization sets the transparency at 100% at Jacobian values below a set sensitivity threshold. In this case, the threshold was set at the Jacobian value 1cm above the center of the imaging plane. (e) An example where the 196 transparency is set at 0% at the fibers, and 100% at sensitivity values which are lower than the value 1cm above the center of the image volume. The transparency in these cases is based on the log transform of the Jacobian. 197 APPENDIX B: Generating breast meshes with Mimics Generating finite element meshes for image-guided reconstructions requires segmentation tools to separate tissue types, and meshing tools to generate the mesh. This tutorial highlights how to generate these meshes in 2D and 3D using the software package Mimics and some in-house meshing tools courtesy of WPI. B.1 Image Loading / Segmentation Under the File menu, import the images: Figure B.1: Image geometry can be imported either by selecting the desired images, or selecting the parent directory. If the directory is chosen, images will be grouped into series, based on the DICOM header. 198 Enter the subject orientation, following the geometry in the following figure. Figure B.2: Geometry reference markers are imported from the MR DICOM headers, which are based on the MR coil. Often, geometry references are not included in the DICOM header, so these must be manually specified. Create a mask of each tissue type via the thresholding button on the toolbar or through the segmentation menu. Although there is a tool to manually edit multiple slices (from the segmentation menu), optimal masking will be improved (and faster) by using the various segmentation tools such as Region growing, Morphology operations, and Boolean operations; only use manual editing as a last resort! 199 Figure B.3: Grayscale thresholding is the quickest method to segment anatomical regions, and should be used as a first-step. Crop the mask to the desired size: Figure B.4: Masks should be cropped to avoid meshing the abrupt interface between the breast and the chest wall. This boundary can create sharp edges that are 200 difficult to mesh. Additionally, MR images acquired with a breast coil are less sensitive to regions beyond the chest wall, because the signal is received from near the breast. These regions have poor signal to noise, and intensity thresholding is less accurate. Cropping the mask also helps to remove the fiber fiducials from the image mask. Region of interest masks located in other MR image stacks, such as contrast enhanced MR images, may be saved as .stl files through the Export menu, and imported as stl into the current project through the File menu. A mask is then created from this stl by using the Calculate mask from object button. Figure B.5: Regions of interest segmented from other image stacks, such as dynamic contrast enhanced MR, can be exported as stl files, and imported into the main project. 201 B.2 Choosing Reference Points Place a point at appropriate coordinates using: MedCad > Point > Draw Export the points in igs format by selecting: MedCad > Export All Objects to IGES Figure B.6: Fiber positions can be placed using the Medcad menu. These points can be viewed in the 3 planes, and in 3D. Distances from the tissue to reference fiducial markers may be determined using the ‘measure distance’ tool. B.3 Exporting segmented masks Once masks are segmented, they are exported to meshing software for either 2D or 3D image computation. It is important to ensure that these masks do not overlap. The Boolean tool can subtract, unite, or intersect masks. B.3.1 Meshing in 2D 1. Select the panel in mimics to export. 202 2. Select View > Mask Shade > Binary. 3. Make sure all masks are visible in the 2d plane. It is also important to ensure there are no holes (uncolored pixels) within the convex hull of the domain in the bitmap, which will crash the meshing program. 4. Save the masks as bitmap images using Export > BMP. Make sure to select the correct view (Coronal, Axial, or Sagittal). An example of an exported bitmap is presented below. Figure B.7: Bitmap images are used to generate meshes in 2D. Mask shades are used by NIRFAST meshing software to define region boundaries. This bitmap can be imported into MATLAB and converted to a NIRFAST mesh via create2dmesh_from_mimics.m, created by Scott Davis, and modified by Colin Carpenter. This program can create standard, spectral, or fluorescence meshes. Routine: 203 create2dmesh_from_mimics.m (Likely the only one you will use. The others are subroutines) Subroutines: nml2nirfast_fluor_2d_from_mimics.m nml2nirfast_spec_2d_from_mimics.m nml2nirfast_stnd_2d_from_mimics.m extract_fibers_from_mimics.m img2mesh.exe, img2mesh (UNIX executable) Required Files: The exported bitmap of the segmented mask The fiber position file created in mimics Usage: Once the above files are created, simply run: [mesh] = create2dmesh_from_mimics(fn_bmp_img, fn_sd, op_fn, mesh_type, nnodes, pixel_dim) fn_bmp_img - the exported segmented bmp from Mimics fn_sd - filename of the igs file containing coordinates for the sd-pairs op_fn - filename of nirfast mesh to save mesh_type - type of nir mesh to save ('fluor' or 'stnd' or 'spec') nnodes - desired number of nodes in the mesh pixel_dim - pixel dimension in mm (i.e. 0.703) 204 NOTE: Once the mesh has been created, the ordering of the fiber positions (source and meas files) will need to be manually adjusted to match the optical imaging session. Also, the link file may need to be manually adjusted to remove any s-d pairs. Example: [mesh] = create2dmesh_from_mimics('Example_Coronal.bmp', 'Example_points.igs', 'breast_mesh', ‘spec’, 2000, [0.703]) B.3.2 Meshing in 3D There are several options for meshing in 3D, as an optimal method has yet to be determined. The 3D meshing software routines convert files to the correct formats for the meshing software packages. These routines were created by Aritra Sengupta, Subhadra Srinivasan, Colin Carpenter, and Tim Monahan. They are contained in a package of Matlab codes which convert the Mimics surface meshes to volumetric NIRFAST meshes. These routines were created to allow flexibility for the user to input any volume meshing tool. Below, meshing using the 3D meshing software ‘spmesh’92, will be demonstrated. 1. Export the surface mesh as an abacus file through the Export menu. 2. Run the routine mesh3D. Routine: mesh3D.m Subroutines: 205 main.m convert2nodelem.m mimicsnml.m nml2abacus.m spmesh12.m spmesh.exe, spmesh (UNIX executable) Required Files: The exported surface mesh created from mimics and saved in abacus format (*.inp) Usage: Besides the mesh filename, mesh3D has one other input variable, the desired mesh resolution. The resolution is defined as the average desired distance between nodes, in mm. mesh3D(surf_mesh_fn,res) surf_mesh_fn - the exported surface mesh from Mimics, in abacus format res - the desired mesh resolution, in mm 3. Import the volume mesh, which is saved in abacus format, into Mimics, using the FEA/CFD menu. Assign material properties to the nodes by selecting FEA/CFD: 206 Figure B.8: Elements material properties are assigned based on the masks. The desired masks can be chosen through the ‘select masks’ button. 4. Export the volume mesh through the Export>Abacus>Mesh tab. The NIRFAST mesh is created by running abacus2nirfast.m. Routine: abacus2nirfast.m Subroutines: ab2nf.c (Although this mex file is not required, it greatly speeds mesh conversion) Required Files: The exported volume mesh created from mimics and saved in abacus format (*.inp) Usage: [region,mesh] = abacus2nirfast(mesh_fn,fname) mesh_fn - the exported volume mesh from Mimics, in abacus format fname - the output mesh name 207 5. Create the source detector files with extract_fibers_from_mimics.m Routine: extract_fibers_from_mimics.m Subroutines: Required Files: The fiber position file created in mimics Usage: [x,y,z] = extract_fibers_from_mimics(filename) filename - the fiber position filename 208 APPENDIX C: Re-calibrating PMT amplitude and phase To ensure the photomultiplier tubes are linear and give the same response for the same input power, each photomultiplier tube uses a calibration file to convert the raw amplitude and phase to a calibrated amplitude and phase. These files only need to be created once. However, since these devices are on a cart that gets jostled during movement, the amplitude and phase offsets of the photomultiplier tubes need to be recalibrated every 6 months or so, depending on movement. A program in Labview rewrites these calibration offsets to easily perform re-calibration. This program was written by Ben Brooksby and Colin Carpenter. The following steps are required for recalibration. 1. Place a homogeneous phantom in the middle of the circular calibration phantom holder. MAKE ABSOLUTELY SURE THAT ALL FIBERS ARE TOUCHING THE PHANTOM. Place a source fiber from the laser diodes onto the top of the phantom. 209 b a c Figure C.1:(a) Setup for calibration. A laser diode illuminates a homogeneous cylindrical phantom so that all PMTs have similar intensities. (b) Filter wheels attenuate input light through the full dynamic range of the PMTs. A circular fiber interface fixes fiber locations during all measurements. 2. Place the appropriate neutral density filter in the source side to attenuate the source light so that for each gain setting, input voltages read between 0.3V and 1V (shown in Figure C.1b). Run the calibration program for each gain setting (shown in Figure C.2. 210 Figure C.2: The calibration program can be used to create the original calibration files, or to adjust the pre-existing calibration files. The existing calibration filename is input in the ‘Calibration File Path’ field, and the output file is saved as the filename specified in the ‘Calibration File Path 2’ field. At least 30 samples should 211 be selected to average out noise. Each gain setting should be re-calibrated. Make sure output voltages are between 0.3V and 1V. 212 APPENDIX D: Fiber interface CAD drawings 1. Slab fiber interface: Figure D.1: Slab system ProE CAD drawings. Dimensions are shown in inches. 2. Calibration fiber interface: This interface was designed to rigidly fix fibers in position, normal to the inner surface of the interface. Since fibers cannot be moved in and out, this interface works for 80-90 mm diameter phantoms only. 213 Figure D.2: Calibration fiber interface used to ensure all fibers are rigidly fixed at an equal distance from the isocenter of the interface. Measurement units are in inches. 214 APPENDIX E: List of MATLAB subroutines Data manipulation, calibration, and reconstruction for typical dataset: static_recon.m Data manipulation, calibration, and reconstruction from start to end for static data dynamic_recon.m Data manipulation, calibration, and reconstruction from start to end for dynamic data convertspectralmesh.m Convert NIRFAST V1 mesh to spectral NIRFAST V3 mesh convertspectraldata.m Convert individual wavelength data to spectral NIRFAST V3 data remove_data.m Remove datapoints below noise floor and above PMT saturation. Returns a spectral, data noise mesh. The link file has 0’s for fibers that do not touch, -#’s for s-d pairs where phase should be dropped, and +#’s for s-d pairs where no data should be dropped calibrate_specdata_MR.m Calibration program for each wavelength for MR derived meshes. This backwards compatible program has been modified to accept spectral link files, which are sized [NSrc x NWv X NDet] gen_initialguess_spec.m Generates the initial guess for chromophore properties based on the homogeneous fitting of each wavelength. jacobian_spectral_hardpriors.m Creates the spectral Jacobian, inserting NaNs into the datafile where data should be dropped reconstruct_spectral_hardpriors.m Hard priors spectral reconstruction modified to accept spectral and data noise link files 215 reconstruct_spectral_softpriors.m Soft priors spectral reconstruction modified to accept spectral and data noise link files List of algorithms modified to handle data noise: get_boundary_data.m calibrate_specdata_MR.m jacobian_spectral.m jacobian_spectral_hardpriors.m reconstruct_spectral_hardpriors.m reconstruct_spectral_hardpriors.m reconstruct_spectral_softpriors.m Assortment of reconstruction algorithms: reconstruct_spectral_hardpriors.m Hard priors spectral reconstruction reconstruct_spectral_softpriors.m Soft priors spectral reconstruction reconstruct_spectral_hybrid.m Hybrid spectral reconstruction reconstruct_spectral_hardpriors_gls.m Hard priors GLS formulation reconstruct_spectral_softpriors_gls.m Soft priors GLS formulation reconstruct_spectral_hardpriors_HbHbO.m Direct water substitution method reconstruct_spectral_hardpriors_HbHbO_GLS.m Joint Weighted Estimation method reconstruct_spectral_MM.m Physiological covariance form reconstruction, which uses Jacobian_spectral_hardpiors_MM.m reconstruct_spectral_hardpriors_FDCW.m Hard priors reconstruction which allows reconstruction if an entire phase dataset for a wavelength needs 216 to be dropped Various algorithms for display and other miscellaneous functions: sol2pix.m.m Interpolate volumetric solution file and mesh onto 2D slices sol2pix_and_dicom.m Interpolate volumetric solution file onto MR dicom volume and export as 2D slices convertall2tec.m Convert volumetric solution file to data format suitable for importing into TecPlot convert2tec_region.m Convert volumetric mesh region information to data format suitable for importing into TecPlot overlayWF.m Interpolate water/fat MR images onto 2D NIRFAST mesh create_L_fast.mex Mex implementation to calculate the Laplacian matrix 217 References 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 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