DECEMBER 2000 WILLIAMS ET AL. 2223 Global Lightning Variations Caused by Changes in Thunderstorm Flash Rate and by Changes in the Number of Thunderstorms E. WILLIAMS, K. ROTHKIN, AND D. STEVENSON Parsons Laboratory, Massachusetts Institute of Technology, Cambridge, Massachusetts D. BOCCIPPIO NASA Marshall Space Flight Center, Huntsville, Alabama (Manuscript received 8 October 1999, in final form 10 April 2000) ABSTRACT Global lightning activity is highly variable on many timescales. This variability is attributable to changes in the flash rate per thunderstorm, the number of thunderstorms, or a combination. The Tropical Rainfall Measuring Mission provides lightning observations from the Optical Transient Detector (OTD) and the Lightning Imaging Sensor (LIS) in space. Both are used to examine the response of these parameters to thermodynamic forcing of deep convection on the diurnal and annual timescales. On both timescales, the changes in the number of storms dominate the variations in total lightning activity. On the diurnal timescale, there is evidence that the mean flash rate may vary with cloud buoyancy, peaking in early afternoon and declining in late afternoon, but the contribution of number of thunderstorms is 2–3 times greater than the mean storm flash rate. On the annual timescale, almost all of the total lightning response is due to changes in the number of storms, with a negligible contribution from flash rate. Evidence is presented that the LIS/OTD ‘‘area’’ is a meaningful objective identifier for a thunderstorm, despite known limitations in this data product. 1. Introduction The lightning flash rate and the total flash count are frequently used measures of the electrical activity of thunderstorms. Flash rate is a widely recognized indicator of the strength of the storm updraft (Baker et al. 1995, 1999), with the largest flash rates occurring in severe storms (Williams et al. 1999). In climate studies and in the use of lightning and the global circuit as a diagnostic for global change (Williams 1992; Price 1993; Jayaratne 1993; Markson and Lane-Smith 1994; Petersen and Rutledge 1996; Fullekrug and FraserSmith 1997; Watkins et al. 1998; Reeve and Toumi 1999; Satori and Zieger 1999; Goodman et al. 2000), one is concerned with the response of flash rate and total flash count to external forcing. If, for example, the thermally forced conditional instability of the atmosphere increases, does the mean flash rate per storm increase, or do the numbers of storms increase, or is the response a combination of these effects? Attempts to answer this basic question with certain Corresponding author address: Earle Williams, Parsons Laboratory, Massachusetts Institute of Technology, Bldg. 48-211, Cambridge, MA 02139. E-mail: earlew@ll.mit.edu q 2000 American Meteorological Society global datasets are faced with problems. First and foremost, some objective measure of ‘‘thunderstorm’’ is needed. For isolated airmass thunderstorms and the isolated tropical ‘‘hot towers’’ envisioned by Riehl and Malkus (1958), with sizes on the order of the tropopause height, this identification is often straightforward. In radar displays of mesoscale convective activity, however, in which radar reflectivity can be contiguous over horizontal scales that are large in comparison with the tropopause height, thunderstorm cells are far less easily identified. Even in these more complicated situations, lightning activity is far more compact, because it depends so strongly on the vertical development of the convection (Williams 1985), which is more concentrated than the radar reflectivity at lower levels. In this study, an objective measure for thunderstorm is adopted based on optical measurements of lightning activity. The second challenge toward addressing the response of global lightning activity to thermodynamic forcing with global datasets is access to a measure of thunderstorm electrical activity. The thunder day, the traditional meteorological measure of lightning, is wholly inadequate for this task, because it cannot distinguish days with a single lightning flash and days with tornadic supercells. Flash counters (e.g., Mackerras et al. 1998) and ground flash networks suffer from limited coverage, particularly in tropical continental zones. The back- 2224 JOURNAL OF APPLIED METEOROLOGY ground Schumann resonance intensity has been used in the climate context (Williams 1992; Nickolaenko and Rabiniwicz 1995; Satori and Zieger 1996; Fullekrug and Fraser-Smith 1997; Nickolaenko et al. 1998; Anyamba et al. 2000), but in this measurement the waveforms of individual lightning flashes overlap, preventing a discrete flash count. Furthermore, the integrated source parameter one extracts by this method, a vertical charge moment squared per unit time (Heckman et al. 1998), does not enable a distinction between 10 storms making 1 flash per minute and one storm making 10 flashes per minute. Other datasets are better suited to address this issue. Foremost among these are the new optical measurements of lightning from space with the Optical Transient Detector (OTD) and the Lightning Imaging Sensor (LIS; Christian et al. 1999; Boccippio et al. 2000b). These observations enable objective measurements of thunderstorms and provide flash-rate information in both the Tropics and extratropics. Furthermore, these global observations provide access to lightning’s response to forcing on the diurnal and the annual timescales. For climate studies, longer timescales are obviously of interest. Our strategy is to understand the physical response on two widely separated timescales for which the origin of the forcing is well understood. 2. OTD and LIS observations The OTD has been operating in low Earth orbit since April 1995. It was intended as a prototype for the LIS optical sensor on the Tropical Rainfall Measuring Mission satellite. The details of the instrument and the measurement strategy are described in other publications (Christian et al. 1999) and will not be repeated here. It is appropriate to point out that the typical observation time of the instrument over any given location is 2–3 min, an adequate interval to determine an instantaneous thunderstorm flash rate. OTD sees latitudes up to and beyond 6708, which enables observation of the contribution of the extratropics to the global circuit. The LIS sensor has a shorter observation time of 90 s and sees between 6358, a more restricted range of latitude (Christian et al. 1999). The OTD orbit precesses slowly in relation to the Sun (the angle defined by Sun–satellite–Earth changes slowly), taking 55 days to return to its original position. Consequently, 55 days are required to sample adequately the whole Earth at all local times of day (Christian et al. 1999). Our seasonal analysis thus relies on two 55-day ‘‘windows’’ centered on 21 January 1996 and 21 July 1996. The LIS sensor requires approximately 49 days to return to its original position relative to the Sun and the Earth, though the manual (Boccippio et al. 1998) recommends using a 100-day window. Because LIS has a much smaller field of view than does OTD but has a higher detection efficiency, we chose to use two cycles, because it would give similarly sized da- VOLUME 39 tasets for each. Because 100 days is longer than a calendar season, seasonal variations will tend to be smoothed out in LIS data. Consequently, we use both OTD and LIS to analyze diurnal variation but use only OTD to study the difference between January and July. LIS was not launched until late 1997, so that our antialiasing window is for 100 days centered on 21 January 1998, which is not the same year as for OTD. We chose an earlier OTD window because its sensor turns off for increasingly long periods over time, always near local noon and midnight (Boccippio et al. 2000a). A 1998 analysis window would have too many long gaps for uniform diurnal analysis. In addressing the response of total lightning and lightning flash rate from a ‘‘storm,’’ one needs an objective observable for storm. As mentioned in the introduction, storm is an ill-defined quantity in the multiscale realm of turbulent atmospheric convection. In this study, multiple measures of storm have been considered to determine sensitivity to these definitions (further tests of the behavior of these multiple measures for storm are considered in the next section). One measure that may conform to the isolated thunderstorm in meteorology (a deep convective element whose depth is comparable to its height and whose overall lifetime is on the order of 1 h) is the OTD/LIS ‘‘area’’ quantity. An ‘‘area’’ is defined solely in terms of optically defined flashes. For OTD, the centroid of every new flash not within 22 km of a previous or simultaneous flash initiates an ‘‘area,’’ and any flash within 22 km (along latitude and longitude lines) of the initial flash is then assigned to an existing ‘‘area.’’ Data processing limitations (flagged in the OTD data file) may cause this clustering rule to be violated up to 20%–30% of the time in the OTD data (based on these flags). LIS areas are defined similarly; any flash not within 16.5 km of a previous or simultaneous flash initiates an area.1 Processing limitations do not affect application of the LIS clustering algorithm. Because the typical OTD/LIS view time is much shorter than a thunderstorm lifetime, no lifetime is assigned to an ‘‘area.’’ The 22-km scale (16.5 for LIS), which admittedly is comparable to the pixel size of the measurement (8–13 km for OTD, 3–6 km for LIS) was chosen to bound the size of the majority of isolated thunderstorms. The second measure of storm, which is more removed from the meteorological entity, is a 28 3 28 patch in latitude–longitude observed by LIS/OTD. Such patches are still substantially smaller than the nominal 1300 km 3 1300 km footprint of the OTD sensor (or 550 km 3 550 km for the LIS sensor) but considerably larger than the isolated thunderstorm. Each location is given 24 possible time slots, one for each hour of the local solar 1 We are using version 4 of the LIS dataset, the most current released version. Version 5 will use a different area grouping algorithm. DECEMBER 2000 WILLIAMS ET AL. 2225 day. If any lightning is observed in the 28 3 28 region during each overpass, it is a storm. It may help to think of a storm patch as a lightning hour analogous to thunder day. There are 388 800 possible patch hours (24 h 3 16 200 28 3 28 patches on the Earth), of which 296 177 (98%) were ever in OTD’s view and 168 516 (43%) were ever in LIS’s view. For OTD, only 32 687 (or 11% of patches in view) had any lightning; for LIS only 18 045 (11% of patches in view) had any lightning. Because of the size of a patch, it is often the case that there are two or more areas that appear in a single patch. It also is common to find more than one distinct thunderstorm within 48 400 km 2 of each other in other datasets. With more than one storm flashing simultaneously within one patch observation, we will calculate a higher flash rate, in part combining the effect of number of storms with that of flash rate. This effect gives reason to prefer the ‘‘area’’ measure should it prove reliable. The behavior of ‘‘areas’’ and 28 3 28 patches has been examined on both the diurnal and annual timescales. The results for each timescale are covered in separate sections below. 3. Results: Diurnal timescale As stated previously, both the OTD and the LIS sensors are used in the diurnal analysis. The derived values from the two sensors may differ for four reasons. FIG. 1. The diurnal variation of total flash count and land flash count for (a) OTD and (b) LIS observations. 1) Detection efficiency is different for the two sensors, and we do not correct for it. 2) The sensors are observing different spatial domains. 3) The LIS and OTD viewtime spectra are different (much broader for OTD than for LIS), which leads to different structures for the two observed flash-rate distributions. For both datasets, we discard observations that were not in view for at least 85 s, but that does not make them intercomparable. 4) The two datasets use different clustering algorithms to determine boundaries of each flash and each area. This difference in algorithms can lead to systematic differences in flash rates. analyses, we did not separate land areas from ocean; the interested reader is referred to Boccippio et al. (2000b). OTD observations are preferable to LIS observations in two respects: the OTD instantaneous field of view (FOV) is 5.6 times greater than that of the LIS, and its orbital coverage extends substantially into the extratropics. The first comparison guarantees that more flashes, more areas, and more patches will be seen by OTD than by LIS for fixed total observation times. This fact has important implications for the variance of the satellite measurement of flash rate—already a highly variable parameter. The mean flash rate for each ‘‘area’’ was computed by taking the total number of flashes composing that ‘‘area’’ and dividing by the time that spot was in the sensor FOV. The mean flash rate for a 28 3 28 patch was computed by taking the total number of flashes in that patch (220 km 3 220 km at the equator) and dividing by the time that patch was in the FOV. As the sensor moves across the earth, occasionally the whole patch is not in view. We do not correct our counts or flash rates for spatial incompleteness, which means that our estimated counts and rates are low. This bias should be equally true for all times of day and year and for all locations, so it is a uniform undercount and will not affect our conclusions about the relative influence of number of storms and flash rates. Figure 2a shows the flash-rate distribution functions for OTD ‘‘areas’’ and 28 3 28 patches, illustrating the The diurnal variation in the OTD flash rate can be directly compared with the diurnal variation in the LIS flash rate, and this comparison is the subject of this section. To determine a collective diurnal variation, all observed ‘‘areas’’ and 28 3 28 patches with lightning were binned in local solar time (regardless of location). The diurnal variations of total flashes and all flashes over land are shown in Figs. 1a (OTD) and 1b (LIS), and the different numbers of land and ocean storms appear in Table 1. The large peak-to-trough variation in total lightning is dominated by land and is otherwise consistent with earlier local analyses [Williams and Heckman (1993) and references therein]. Therefore, for most 2226 JOURNAL OF APPLIED METEOROLOGY VOLUME 39 FIG. 2. Distribution of flash rates for (a, top) OTD and (b) LIS. low mean flash rate of about 1.5 flashes per minute (fpm) for ‘‘areas’’ and 2.4 fpm for 28 3 28 patches. The larger mean in the latter case is due to the larger footprint of patches relative to ‘‘areas.’’ Each distribution has a long tail at higher flash rates, and flash rates exceeding one flash per second (60 fpm), near the severe-storm threshold, are exceedingly rare, as found in Williams et al. (1999). The apparent cutoff at low flash rates is the direct result of the limited viewing time (i.e., 1 flash in a typical view time of 3 min is 0.33 fpm).2 Figure 2b shows the same distributions for the LIS flash rates by ‘‘area’’ and 28 3 28 patch. The mean flash rate for a LIS ‘‘area’’ is 2.6 fpm, and the mean ‘‘patch’’ flash rate is 4.9 fpm. LIS flash rates are higher than those of OTD in part because the LIS view time is half 2 Because the OTD sensor grid is not always aligned with the direction of its travel, some spots on the ground are in view for longer than 3 min, allowing for real flash rates of less than 0.33 fpm (no less than 0.33 divided by Ï2). that for OTD (meaning lower flash-rate storms simply are not observed), in part because LIS has a higher detection efficiency, and in part because LIS sometimes splits a true lightning into two or more ‘‘flashes.’’ The spikes in the distribution result from sampling—it observes integer flash counts in a time window that is often 90 s. If the true flash rate were one flash in 100 s, or one flash in 80 s, it would appear to be 1/90 most of the time. More obvious spikes in the LIS distributions arise because the sensor footprint is square to the direction of its movement across the earth, so observation times do not vary much. The OTD sensor rotates as it travels, making for a large variation of observation times, giving the appearance of more continuous flashrate measurements (Boccippio et al. 1998). The computed results for the diurnal variation of flash rates and numbers of storms, using both 28 3 28 patch and ‘‘area’’ measures, are shown in Fig. 3. Figures 3a and 3b (top two) contain OTD data for both January and July (110 days together). In Fig. 3a, the 28 3 28 patch flash rate declines from midnight until 1100 (local DECEMBER 2000 WILLIAMS ET AL. 2227 FIG. 3. Diurnal variation of flash rate and number of storms. (a) OTD 28 3 28 patch measure of storm, (b) OTD area measure of storm, (c) LIS patch measure, (d, bottom right) LIS area measure. Flash rates are variable, though some diurnal variation can be seen for all curves but LIS patches. solar time) after dawn, and then rises abruptly to peak in midafternoon (1500 local solar time) before declining again through the afternoon. The flash rate for ‘‘areas’’ (in Fig. 3b) is similar but not identical to the behavior for patches. The amplitude variation is greater for 28 3 28 patches than for ‘‘areas.’’ The overall mean is about 1.6 fpm, which is generally consistent with local thunderstorm observations (e.g., Williams et al. 1989). The maximum area flash rate occurs later in the diurnal cycle for ‘‘areas,’’ and the flash rate declines more rapidly for patches, peaking during the late afternoon near sunset. For OTD patches, the flash rate is 2.1 times as large at 1500 (3.3 fpm) than at 1100 local solar time (1.4 fpm). Caution should be used in interpreting this finding, because the standard deviation of flash rate for any given hour is at least 3 fpm; there is clearly a difference beTABLE 1. Different measures of land and ocean storms. Instrument OTD OTD LIS LIS Measure Ocean Land Mean no. of storm patches in 110 days per 28 3 28 patch hour Mean no. of OTD areas in 110 days per 28 3 28 patch hour Mean no. of storm patches in 100 days per 28 3 28 patch hour Mean no. of LIS areas in 100 days per 28 3 28 patch hour 0.08 0.29 0.12 0.58 0.10 0.53 0.13 0.76 tween morning and afternoon, but the magnitude of the difference and the times of peak and trough are variable and should be calculated over a much larger data interval. The diurnal variation of total flashes in Fig. 1a shows a substantially greater amplitude variation than either of the two diurnal variations of flash rate in Figs. 3a and 3b. The diurnal variation of LIS data is similar, shown in Figs. 3c and 3d (the bottom two). The LIS area flash rate declines (from about 3.2 to 1.9 fpm) from 2000 to 0700 local solar time then rises to a peak of 3.1 fpm at 1500 local solar time. The difference between the times of peak for OTD and LIS is very likely the result of the large variance in the LIS observations, as discussed earlier. The typical standard deviation in the LIS determination of mean flash rate is nearly twice the mean value: 2.6 6 4.9 fpm. The observed differences in flash rate between ‘‘areas’’ and patches is tentatively explained as follows. Because the 28 3 28 patch is large in comparison with the size of a thunderstorm, it is likely that more than one true thunderstorm resides in each storm patch, generating lightning contemporaneously. As supporting evidence, each patch observation often contains more than one ‘‘area.’’ If so, the patch measure confounds the number of true thunderstorms with the flash rate of each storm within the larger patch, as discussed in the introduction. 2228 JOURNAL OF APPLIED METEOROLOGY FIG. 4. Diurnal variation of flash rate for different observation scales: (a) OTD and (b) LIS. The 4 3 4 area is not possible for LIS because of the more limited field of view with this sensor. These ideas are further substantiated by multiplescale observations on the diurnal timescale. The OTD results are shown in Fig. 4a. Here we consider the total lightning flash rate for patch observations of various sizes (48 3 48, 28 3 28, and 18 3 18) and including the OTD ‘‘area’’ at the smallest scale. A consistent and expected downward trend is noted in the mean flash rate. The diurnal amplitude variation of mean flash rate can be summarized by the ratio of the maximum to minimum flash rate over the day. This ratio decreases with storm size, from the patch sequence to ‘‘area.’’ This convergent behavior lends credence to the selection of ‘‘area’’ as the approach most consistent with other definitions of thunderstorm. The characteristic size of thunderstorms is widely regarded to be smaller than a 18 3 18 (110 km 3 110 km) patch, and the ‘‘area’’ measure is smaller as well. Similar results for the LIS are shown in Fig. 4b. The LIS sensor is too small to measure 48 3 48 patches, because they almost never would be completely in view; however, Fig. 4b shows the scaling of LIS storm sizes as cleanly as those of OTD, which makes the LIS ‘‘area’’ another credible proxy for thunderstorm. We reiterate that there is insufficient reason to think that OTD ‘‘areas’’ and LIS ‘‘areas’’ are directly comparable, though they both appear to be good proxies for storms for this purpose. Figure 3 also shows the diurnal variation in the number of storms, where storm is identified with an ‘‘area’’ or a 28 3 28 patch with lightning. The shape of the VOLUME 39 diurnal variation of storm counts is very similar to that of total flashes, shown in Fig. 1 and is unlike the flashrate curves in Fig. 3. The amplitude variations between peak and trough are similarly strong for numbers of storms and numbers of flashes and are much more pronounced than the flash-rate curves. The OTD peak–trough diurnal variation for the number of 28 3 28 patch storms (Fig. 3a) is interestingly only about a factor of 4, less dramatic than that for number of ‘‘areas’’ (Fig. 3b) or flashes (Fig. 1a). Because the 28 3 28 flash rate showed some diurnal variation similar to the curve for number of flashes, this result lends further evidence that the patch measure for storm does not cleanly distinguish between number of thunderstorms and flash rate per thunderstorm. The overall amplitude variation of flash rate is appreciable but still smaller than the diurnal variation in the number of ‘‘areas,’’ a quantity that clearly peaks later in the afternoon. Further comparison between Figs. 3b and 1a shows that the diurnal variation of the total number of ‘‘areas’’ still dominates the contribution of ‘‘area’’ flash rate in determining this large diurnal variation of total flashes. The peak–trough flash-rate ratio is about 1.7 for LIS (Figs. 3c and 3d). Flash rate of storm patches peaks well before the number of storm patches, though the latter curve tracks the flash count diurnal variation much more closely. 4. Results: Annual timescale Numerous observations with both optical (Orville and Henderson 1986) and Schumann resonance methods (Fullekrug and Fraser-Smith 1997; Satori et al. 1999) support the idea that the global lightning activity is at a maximum in Northern Hemisphere (NH) summer and a minimum in NH winter. The seasonal behavior of the ‘‘direct current’’ (dc) global circuit appears to follow the same behavior in phase but with reduced amplitude variation (Adlerman and Williams 1996). It is increasingly apparent that this annual cycle is strongly influenced by the extratropics and by the pronounced land– ocean asymmetry that is manifest primarily in the extratropics (Williams 1994); this asymmetry is well illustrated in global maps of integrated OTD activity (not shown). The earth’s mean temperature is highest in July and lowest in January (Jones et al. 1999). The OTD flash analysis on the annual timescale has therefore centered on two months: January and July. Table 2 summarizes the relevant quantities for both ‘‘areas’’ and 28 3 28 patches. The general findings for the annual timescale are different from the diurnal results: the variation in number of storms (by either measure) completely dominates over mean flash rate in controlling the factor-of 2 annual variation in total global lightning between summer and winter months (Boccippio et al. 2000b). For example, the number of 28 3 28 storm patches detected by OTD in July (27 959) is nearly double the number for January DECEMBER 2000 TABLE 2. Annual variation in the number of storms and the storm flash rate (fpm). Differences within OTD between a 55-day interval centered on 21 Jan 1996 and a 55-day interval centered on 21 Jul 1996 for both OTD areas and 28 3 28 patches. LIS/OTD areas Flash No. areas rate Jan OTD Jul OTD 23 879 36 590 2229 WILLIAMS ET AL. 1.3 1.5 28 3 28 patches No. 28 3 28 Flash rate Total flash count 14 313 27 959 2.3 2.2 90 351 180 188 (14 313), but the mean ‘‘area’’ flash rates agree to within 5% (2.2 vs 2.3 fpm). A self-consistent picture is presented by the other numbers in Table 2. 5. Discussion and conclusions The use of optical measurements to count thunderstorms has shown that the OTD/LIS ‘‘area’’ behaves consistently with other plausible metrics. The LIS/OTD mean flash rates (1–3 per minute) are self consistent and are also in line with the early estimates (Marriott 1908) that figured strongly in initial determinations of the global flash rate (Brooks 1925). The distinction between the contributions of flash rate and number of storms to total lightning production is a subtle but important one and has been shown to be an achievable goal with optical observations from the two satellites. The comparison of different measures for storm, including a test of diurnal behavior with different observation scales, has shown that the ‘‘area’’ parameter is a reliable metric. On the diurnal timescale, both flash rate and number of storms make significant contributions to the variation of total lightning. The behavior of flash rate sheds new light on the link between conditional instability (i.e., cloud buoyancy) and lightning. Earlier analyses (Price 1993; Markson and Lane-Smith 1994) emphasized the lag in dc global circuit response from the time of maximum surface air temperature. The OTD results in Fig. 3 show a tendency for flash rate to peak 1–3 h earlier in the diurnal cycle than do the number of storms and the total lightning. This result may be interpreted as evidence that flash rate follows more closely in phase with cloud buoyancy and Convective Available Potential Energy (CAPE), because wet bulb potential temperature, a good proxy for CAPE on the diurnal timescale (Williams and Renno 1993), is known to peak in early afternoon over land (Albright 1939) and to decline in the late afternoon and into the early morning hours. The evidence for sustained total lightning into the late afternoon and evening (see Fig. 3) is likely due to the nonlinear effects of cold outflow boundaries that increase the number of storms by destabilizing the atmosphere over a larger total area—a kind of domino effect. The finding that the mean flash rate peaks in the afternoon is also consistent with the diurnal variation of severe thunderstorms that exhibit the largest flash rates (Williams et al. 1999). On the longer annual timescale, variations in the OTD flash rate per storm are hardly detectable, and the dominant response to forcing is an increase in the number of thunderstorms, a result supported by all selections of OTD parameter to represent storms. This finding is consistent with analyses of daily frequency variations in the earth’s Schumann resonances on the seasonal timescale, which are sensitive to the number of thunderstorms and insensitive to storm flash rates (Nickolaenko and Rabinowicz 1995; Nickolaenko et al. 1998). If the annual timescale is representative of increasingly longer timescale behavior, this result also suggests that changes in cloud buoyancy and local vertical air velocity will not be a major contributor to changes in total lightning. In this same context, it remains to be shown whether the reported interannual variations in global lightning (Williams 1992; Reeve and Toumi 1999) are due to changes in flash rate or to changes in the numbers of storms. This question is difficult to answer with lightning observations from low Earth orbit because of the aliasing effects of the pronounced diurnal cycle. An optical sensor in geostationary orbit is better suited for this task. 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