Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
2016 CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS
DEADLINES FOR QUARTERLY AND ANNUAL REPORTS
10-K
10-Q
LARGE ACCELERATED FILERS
ACCELERATED FILERS
NON-ACCELERATED FILERS
60 Days from Fiscal Year End
75 Days from Fiscal Year End
90 Days from Fiscal Year End
15 Day Extension with Filing of NT 10-K
15 Day Extension with Filing of NT 10-K
15 Day Extension with Filing of NT 10-K
LARGE ACCELERATED FILERS
ACCELERATED FILERS
NON-ACCELERATED FILERS
40 Days from Quarter End
40 Days from Quarter End
45 Days from Quarter End
5 Day Extension with Filing of NT 10-Q
5 Day Extension with Filing of NT 10-Q
5 Day Extension with Filing of NT 10-Q
DEADLINES FOR OTHER FORM TYPES
SEC HOLIDAYS
FORM TYPE
DUE
Friday, January 1
New Year’s Day
8-K
4th Business Day After Event
Monday, January 18
Martin Luther King, Jr. Day
11-K
180 Days After End of Retirement Plan Year
Monday, February 15
Washington’s Birthday
N-Q
60 Days After 1st and 3rd Fiscal Quarter End
Monday, May 30
Memorial Day
N-PX
August 31, 2016
Monday, July 4
Independence Day
N-SAR (ANNUAL)
60 Days After Fiscal Year End
Monday, September 5
Labor Day
N-SAR (SEMIANNUAL)
60 Days After End of 2nd Fiscal Quarter
Monday, October 10
Columbus Day
N-CSR/N-30D
Due to Be Printed and Mailed 60 Days Following End of Each Half Year by Investment Companies. EDGAR
Filing Due 10 Days After Mailing Date
Friday, November 11
Veterans Day
13D
10 Days After Acquisition of More than 5% Beneficial Ownership
Thursday, November 24
Thanksgiving Day
13F
45 Days Following End of Each Fiscal Quarter from Institutional Investment Managers
Monday, December 26 *
Christmas Day
13G
45 Days Following End of Calendar Year
24F-2
90 Days Following End of Fiscal Year by Investment Companies
D
15 Calendar Days After the “Date of First Sale” of Securities in the Offering
FORM 3
No Later than Effective Date of Registration Statement if Issuer Registering Securities for the First Time or
10 Days After Individual Becomes a Reporting Person if Issuer Already Registered
FORM 4
2nd Business Day After Registered Securities are Traded
FORM 5
45th Day After End of Issuer’s Fiscal Year (If Required)
6-K
Due Promptly After Material Contained in Report is Made Public
20-F
Due Within Four Months After Fiscal Year End
40-F
Due Same Day Information Included Therein is Due to be Filed With Any Securities Commission or
Equivalent Regulatory Authority in Canada
* December 25, 2016 (the legal public holiday for Christmas
Day) falls on a Sunday. The federally observed holiday will
fall on Monday, December 26, 2016.
SEC HOURS OF OPERATION
You may submit EDGAR filings between 6:00 a.m. to 10:00
p.m. Eastern time on weekdays, excluding SEC holidays. Files
submitted after 5:30 p.m. Eastern (with the exception of
Section 16 filings) will receive the next business day's filing
date.
This information has been obtained from sources believed to be reliable, but cannot be guaranteed for accuracy. Please consult with professional counsel before acting or relying on the information provided.
© 2003-2016 Highland Business Services. All rights reserved
JANUARY 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
New Year’s Day
(SEC CLOSED)
DECEMBER
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
3
4
5
6
7
8
9
10
11
12
13
14
15
16
DEADLINE
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
28
29
23
24
25
26
17
18
19
24
25
8/31/15 20-F
(After 15 Day Ext)
11/30/15 10-Q
20
21
22
23
27
28
29
30
DEADLINE
Martin Luther
King, Jr. Day (USA)
(SEC CLOSED)
27
DEADLINE
DEADLINE
9/30/15 10-K
(After 15 Day Ext)
FEBRUARY
11/30/15 10-Q
(After 5 Day Ext)
26
DEADLINE
10/31/15 10-K
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
31
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
FEBRUARY 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
4
5
6
10
11
12
13
DEADLINE
9/30/15 20-F
JANUARY
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Groundhog Day
7
8
14
15
m
t
w
t
f
1
2
3
4
5
16
21
22
8
9
10
11
12
13
14
15
16
17
18
19
DEADLINE
20
21
22
23
24
25
26
12/31/15 10-Q
(After 5 Day Ext)
27
28
29
30
31
28
18
19
20
24
25
26
27
9/30/15 20-F
(After 15 Day Ext)
23
7
17
10/31/15 10-K
(After 15 Day Ext)
Valentine’s Day
6
DEADLINE
(USA)
12/31/15 10-Q
Washington’s
Birthday (USA)
(SEC CLOSED)
s
Lincoln’s Birthday
Ash Wednesday
Chinese New Year
MARCH
s
9
29
DEADLINE
11/30/15 10-K
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
10/31/15 20-F
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
MARCH 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
4
5
9
10
11
12
16
17
18
19
25
26
FEBRUARY
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
6
7
8
13
14
15
APRIL
s
m
t
w
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f
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1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
St. Patrick’s Day
21
22
23
24
DEADLINE
1/31/16 10-Q
(After 5 Day Ext)
First Day of Spring
Palm Sunday
27
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
DEADLINE
1/31/16 10-Q
10/31/15 20-F
(After 15 Day Ext)
Daylight Saving
Time Begins
20
DEADLINE
11/30/15 10-K
(After 15 Day Ext)
Good Friday
28
Easter
29
30
31
DEADLINE
DEADLINE
12/31/15 10-K
11/30/15 20-F
Easter Monday
(Canada)
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
APRIL 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
MARCH
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
April Fool’s Day
3
4
5
6
7
10
11
12
13
14
8
9
15
16
DEADLINE
DEADLINE
12/31/15 10-K
(After 15 Day Ext)
MAY
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
2/29/16 10-Q
Tax Day (USA)
17
18
19
20
21
22
23
DEADLINE
2/29/16 10-Q
(After 5 Day Ext)
Passover
(begins at sundown)
Earth Day (USA)
24
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
11/30/15 20-F
(After 15 Day Ext)
25
26
27
28
29
30
Administrative
Professionals’ Day
(USA)
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
MAY 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
4
5
6
7
9
10
11
12
13
14
16
17
18
19
20
21
25
26
27
28
DEADLINE
1/31/16 10-K
12/31/15 20-F
APRIL
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
8
Mother’s Day
15
s
m
t
1/31/16 10-K
(After 15 Day Ext)
DEADLINE
JUNE
3/31/16 10-Q
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
22
23
12/31/15 20-F
(After 15 Day Ext)
24
DEADLINE
3/31/16 10-Q
(After 5 Day Ext)
Victoria Day (Canada)
29
30
31
Memorial Day (USA)
(SEC CLOSED)
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
DEADLINE
DEADLINE
2/29/16 10-K
1/31/16 20-F
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
JUNE 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
4
7
8
9
10
11
14
15
16
17
18
24
25
MAY
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
5
6
First Day of Ramadan
12
13
s
m
t
w
2/29/16 10-K
(After 15 Day Ext)
DEADLINE
JULY
4/30/16 10-Q
t
f
s
1
2
19
20
4
5
6
7
8
9
10
11
12
13
14
15
16
DEADLINE
4/30/16 10-Q
(After 5 Day Ext)
18
19
20
21
22
23
24
25
26
27
28
29
30
31
1/31/16 20-F
(After 15 Day Ext)
Flag Day (USA)
3
17
DEADLINE
Father’s Day
26
21
22
23
28
29
30
First Day of Summer
27
DEADLINE
DEADLINE
3/31/16 10-K
2/29/16 20-F
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
JULY 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
JUNE
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
Canada Day (Canada)
3
4
5
6
7
8
12
13
14
15
Independence Day
(USA)
(SEC CLOSED)
10
11
5/31/16 10-Q
3/31/16 10-K
(After 15 Day Ext)
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
DEADLINE
21
22
23
24
25
26
27
5/31/16 10-Q
(After 5 Day Ext)
28
29
30
31
17
24
18
25
19
26
20
27
16
DEADLINE
DEADLINE
AUGUST
s
9
2/29/16 20-F
(After 15 Day Ext)
21
22
23
28
29
30
DEADLINE
4/30/16 10-K
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
31
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
AUGUST 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
4
5
6
9
10
11
12
13
16
17
18
19
20
23
24
25
26
27
30
31
DEADLINE
3/31/16 20-F
JULY
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Civic Day (Canada)
7
8
14
15
DEADLINE
s
m
t
w
DEADLINE
6/30/16 10-Q
SEPTEMBER
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
3/31/16 20-F
(After 15 Day Ext)
4/30/16 10-K
(After 15 Day Ext)
21
22
DEADLINE
6/30/16 10-Q
(After 5 Day Ext)
28
29
DEADLINE
DEADLINE
5/31/16 10-K
4/30/16 20-F
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
SEPTEMBER 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
AUGUST
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
4
5
6
7
8
9
10
13
14
15
16
17
23
24
Labor Day (USA)
(SEC CLOSED)
Labour Day (Canada)
11
12
DEADLINE
OCTOBER
s
m
t
w
t
f
s
Patriot Day (USA)
1
Grandparents’ Day
18
5/31/16 10-K
(After 15 Day Ext)
19
2
3
4
5
6
7
8
9
10
11
12
13
14
15
DEADLINE
7/31/16 10-Q
(After 5 Day Ext)
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
DEADLINE
DEADLINE
4/30/16 20-F
(After 15 Day Ext)
7/31/16 10-Q
20
21
22
27
28
29
First Day of Autumn
25
26
30
DEADLINE
DEADLINE
6/30/16 10-K
5/31/16 20-F
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
OCTOBER 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
SEPTEMBER
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
2
3
4
5
6
7
8
10
Columbus Day (USA)
(SEC CLOSED)
11
12
13
14
15
Rosh Hashanah
(begins at sundown)
9
NOVEMBER
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
DEADLINE
6/30/16 10-K
(After 15 Day Ext)
Thanksgiving Day
(Canada)
16
Yom Kippur
(begins at sundown)
17
18
19
20
21
22
25
26
27
28
29
DEADLINE
8/31/16 10-Q
5/31/16 20-F
(After 15 Day Ext)
Bosses’ Day (USA)
23
24
DEADLINE
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
8/31/16 10-Q
(After 5 Day Ext)
30
31
DEADLINE
7/31/16 10-K
6/30/16 20-F
Halloween
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
NOVEMBER 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
4
5
8
9
10
11
Veterans Day (USA)
(SEC CLOSED)
12
OCTOBER
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
6
7
Remembrance Day
Daylight Saving
Time Ends
13
14
m
t
w
15
9/30/16 10-Q
t
f
s
1
2
3
20
21
DEADLINE
16
17
18
19
23
24
25
26
7/31/16 10-K
(After 15 Day Ext)
DEADLINE
DECEMBER
s
(Canada)
Election Day (USA)
6/30/16 20-F
(After 15 Day Ext)
22
4
5
6
7
8
9
10
11
12
13
14
15
16
17
DEADLINE
Thanksgiving Day
9/30/16 10-Q
(After 5 Day Ext)
(SEC CLOSED)
18
19
20
21
22
23
24
25
26
27
28
29
30
31
27
28
(USA)
29
30
DEADLINE
DEADLINE
8/31/16 10-K
7/31/16 20-F
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
DECEMBER 2016
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
8
9
10
16
17
23
24
NOVEMBER
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
4
5
6
7
Pearl Harbor Day (USA)
11
12
13
14
15
DEADLINE
DEADLINE
JANUARY
s
m
t
w
t
f
s
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
18
19
20
21
7/31/16 20-F
(After 15 Day Ext)
22
DEADLINE
10/31/16 10-Q
(After 5 Day Ext)
Christmas Eve
Hanukkah
(begins at sundown)
First Day of Winter
25
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
10/31/16 10-Q
8/31/16 10-K
(After 15 Day Ext)
26
Christmas Day
Observed
(SEC CLOSED)
First Day of Kwanzaa
Christmas Day
Boxing Day (Canada)
27
28
29
30
31
DEADLINE
9/30/16 10-K
Boxing Day
Observed (Canada)
© 2003-2016 Highland Business Services. All rights reserved
New Year’s Eve
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)
JANUARY 2017
SUN
MON
TUES
WED
THURS
FRI
SAT
1
2
3
4
5
6
7
11
12
13
14
New Year’s Day
Observed
(SEC CLOSED)
DECEMBER
s
m
t
w
t
f
s
1
2
3
DEADLINE
8/31/16 20-F
New Year’s Day
8
9
10
4
5
6
7
8
9
10
DEADLINE
11
12
13
14
15
16
17
18
19
20
21
22
23
24
9/30/16 10-K
(After 15 Day Ext)
25
26
27
28
29
30
31
15
16
Martin Luther
King, Jr. Day (USA)
(SEC CLOSED)
FEBRUARY
s
m
t
w
t
f
s
1
2
3
4
17
22
23
6
7
8
9
10
11
12
13
14
15
16
17
18
DEADLINE
19
20
21
22
23
24
25
11/30/16 10-Q
(After 5 Day Ext)
26
27
28
30
19
20
21
26
27
28
DEADLINE
DEADLINE
8/31/16 20-F
(After 15 Day Ext)
11/30/16 10-Q
24
5
29
18
25
31
DEADLINE
DEADLINE
10/31/16 10-K
9/30/16 20-F
PO Box 12397
Glendale, AZ 85318-5097
Phone (602) 375-0888
Toll Free (800) 875-2980
Fax (602) 375-0888
www.highlandfilings.com
all@highlandfilings.com
© 2003-2016 Highland Business Services. All rights reserved
(10-Q AND 10-K DEADLINES ARE FOR NON-ACCELERATED FILERS)