Composites: Part A 40 (2009) 469–475 Contents lists available at ScienceDirect Composites: Part A journal homepage: www.elsevier.com/locate/compositesa Multi-scale hybrid biocomposite: Processing and mechanical characterization of bamboo fiber reinforced PLA with microfibrillated cellulose Kazuya Okubo a,*, Toru Fujii a, Erik T. Thostenson b a b Department of Mechanical Engineering, Doshisha University, Room YM224, 1-3 Tatara-Miyako-Tani, Kyo-Tanabe, Kyoto 610-0394, Japan Center for Composite Materials and Department of Mechanical Engineering, University of Delaware, Newark, DE 19716, USA a r t i c l e i n f o Article history: Received 7 September 2008 Received in revised form 11 December 2008 Accepted 22 January 2009 Keywords: A. Fibers C. Micro-mechanics D. Mechanical testing E. Extrusion a b s t r a c t In this research we develop novel hybrid biocomposites based upon a biodegradable poly(lactic acid) (PLA) matrix reinforced with microfibrillated cellulose (MFC) and bamboo fiber bundles. Due to the relative difference in scale between microfibrillated cellulose and bamboo, a hierarchy of reinforcement is created where bamboo fiber bundles are the primary load-carrying reinforcement and cellulose creates an interphase in the polymer matrix around the bamboo fiber that prevents sudden crack growth. The influence of MFC dispersion on the properties of the PLA matrix was investigated and substantial improvements in the strain energy until fracture observed. By adding just 1 wt% of MFC with a high degree of dispersion an increase in fracture energy of nearly 200% was obtained. In the hybrid bamboo/MFC/PLA composites there is also a dramatic change in the fracture morphology around the bamboo fiber bundles. ! 2009 Elsevier Ltd. All rights reserved. 1. Introduction With the recent emphasis on materials and processes which are environmentally sustainable there has been increased interest in the development of biocomposites based on natural fibers. In addition to being derived from renewable sources, natural fibers suitable for composites are biodegradable and their production consumes, on average, 60% less energy than the manufacture of glass fibers [1]. Bamboo is an excellent candidate for the development of sustainable natural fiber composites because it grows rapidly, up to several centimeters per day, and the fibers have excellent mechanical properties [2]. Research in the development of bamboo-reinforced composites has grown tremendously over the past decade [3–6], but the mechanical properties of bamboo fibers are not fully exploited in polymer composites. The fracture of bamboo/polymer composites is dominated by the cracking behavior of the matrix surrounding the fiber bundle. In order to improve the mechanical properties of bamboo fiber composites, many researchers have sought to tailor the fiber/matrix interfacial properties [7–16], modify the fiber morphology [17,18], and develop biodegradable polymer matrix materials [19]. Recently, Okubo and co-workers [20,21] proposed a novel technique where microfibrillated cellulose (MFC) is incorporated in the polymer matrix as a secondary reinforcement phase around the bamboo fiber bundles and suppresses crack propagation through the interlocking of the MFC. * Corresponding author. Tel.: +81 774 65 4444; fax: +81 774 65 6802. E-mail address: kokubo@mail.doshisha.ac.jp (K. Okubo). 1359-835X/$ - see front matter ! 2009 Elsevier Ltd. All rights reserved. doi:10.1016/j.compositesa.2009.01.012 Cellulose originating from wood or annual plants has been studied as reinforcement in both thermoplastic and thermoset composites for several years [22–28]. In most cases, cellulose is utilized as a filler/reinforcement in a bulk particulate or fiber form. In contrast, microfibrillated cellulose is extracted from the wood cell wall. If perfect cellulose fibrillation is achieved in the refining and homogenizing processes, the resulting cellulose fibrils can have diameters on the nano-scale [29–34]. Depending on the source of cellulose, individual fibrils can be about 5–10 nm in diameter with lengths varying from 100 nm to several micrometers [35]. Within cellulose microfibrils, the cellulose molecules are organized in a crystalline order resulting from a regular network of intra-molecular hydrogen bonds [36]. Considering the extensive hydrogen-bonding potential resulting from hydroxyl groups, cellulose microfibrils have the potential for strong interaction with polar polymer matrix materials. In advanced nanocomposites, such as carbon nanotube-reinforced composites, the ability to obtain a uniform dispersion of the small sized fibers or particles has a strong influence on the composite properties [37–40]. For composites reinforced with cellulose fibers, dispersion is also a crucial factor toward exploiting their reinforcement potential [37,38]. In order to utilize MFC to enhance the properties of bulk composites, it is crucial to develop manufacturing techniques to readily disperse MFC in polymer matrix materials. In the current research we investigate the influence of MFC dispersion on the properties of bamboo fiber composites. MFC was dispersed in a poly (lactic acid) (PLA) polymer matrix using a calendering approach with a laboratory-scale three-roll mill. PLA is 470 K. Okubo et al. / Composites: Part A 40 (2009) 469–475 a bio-based, biodegradable polymer derived from renewable resources. The polar nature of PLA is also expected to result in enhanced interfacial bonding with the MFC. By controlling the processing variables it is possible to obtain varying degrees of dispersion [41]. Bamboo fiber bundles have diameters of approximately 200 lm whereas microfibrillated cellulose has diameters on the order of a few microns. By varying the reinforcement scales, multi-scale hybrid composites can be utilized to impart new mechanical or physical functionality to the composite system. The influence of the dispersion state on the mechanical properties of the MFC/PLA composites is assessed and the fracture behavior of multi-scale hybrid bamboo/MFC/PLA composites investigated by creating unique single-bundle composites and examining the crack propagation behavior in a pre-notched tensile specimen. 2. Experimental 2.1. Materials The microfibrillated cellulose (MFC) utilized in this study is obtained from wood pulp and commercially available through Daicel Chemical Industry (Japan). Fig. 1a shows the appearance of the bulk MFC. In its macroscopic form MFC is a cotton-like mass composed of 10 wt% cellulose and 90 wt% water. At the microscopic scale (Fig. 1b) it can be seen that cellulose is separated into bundles with average diameters between 2 and 20 lm. The bamboo fibers, procured from the international market and supplied as a soft bundle shape, were treated with an alkali solution (NaOH) to remove xylem [42]. Single bundle composites were produced using extracted bamboo fiber bundles with diameters on the order of 200 lm. The polymer matrix is a commercially-available poly (lactic acid) (PLA) polymer (PL-1000: Miyoshi Oil and Fat Co., Ltd.). In the as-received state, fine particles of PLA (4.5 lm average diameter) are dispersed in water, which enables compatibility of PLA with MFC in the liquid state. After water evaporation, PLA, which is a thermoplastic, it can subsequently be processed using melt techniques. 2.2. Processing of MFC/PLA and bamboo/MFC/PLA hybrid composites In order to investigate the influence of MFC dispersion on the properties of PLA, two different weight fractions (1 and 2 wt%) of MFC/PLA composites were prepared. The MFC was first mixed by hand into the PLA and then processed using a laboratory-scale three-roll mill (EXAKT 80E, EXAKT Technologies Inc.), consisting of three chrome-plated hardened steel rollers (80 mm in diameter) rotating at varying angular velocities (Fig. 2) where gap and speed settings on the mill are controlled electronically, as described in Ref. [41], and the shearing force imparted by the rollers contributes to the separation of cellulose fibrils from the swollen and agglomerated state. This calendering technique has been established as a potentially scalable technique for processing nanocomposites [41, 43,44]. The MFC/PLA mixture was processed in the three-roll mill at progressively decreasing gap settings of 70, 50, 35, 25, 15, 10 and 5 lm with the speed of the third roll fixed at 100 rpm. At each gap setting the entire MFC/PLA mixture was passed through 10 times. During the milling process, de-ionized water was added in order to prevent the solution from drying on the roller surfaces. To assess the influence of processing on the MFC/PLA composite properties, two minimum gap settings of 35 and 5 lm were utilized to give varying levels of dispersion. For comparison, MFC/ PLA composites were also produced without subsequent processing in the three-roll mill. After dispersion, the MFC/PLA mixtures were dried by casting the mixture in shallow pans and allowing the water to evaporate for several days. To produce test specimens made of MFC-reinforced PLA matrix, a micro-scale injection molder was utilized in combination with a 15 cm3 twin-screw extruder (DSM X-Plore). The PLA was mixed in the extruder at 140 "C with a screw speed of 150 rpm for 5 min and the molten material was then extruded into pre-heated barrel on the injection molder. Tensile bars were produced (ASTM D638 Type V [45]) by injecting the polymer melt into a pre-heated mold (40 "C) using an injection pressure of 0.7 MPa (5 s) followed by a solidification pressure of 1.5 MPa (10 s). Single-bundle bamboo composites were produced by suspending the fiber in the mold cavity by attaching the fiber to a small piece of wood in the grip area of the specimen prior to resin injection. This enabled the bamboo fiber to remain at the center position of the gage area in the molded specimen (Fig. 3). Bamboo fiber specimens were then notched to a depth of 0.635 mm using a 45" tapered diamond wheel. 2.3. Mechanical and thermal characterization The specimens were mechanically tested in tension using a screw-driven load frame (Instron 5567) at a rate of 1.27 mm/min and specimen strain was measured using an extensometer. At least eight samples were tested for processing condition. The applied strain energy for the fatal fracture of the specimen was calculated by integrating the area under the stress/strain curve under tensile loading. For notched specimens, the nominal stress intensity factor was evaluated following the equation for a side-notched specimen: pffiffiffiffiffiffi K Ic ¼ rc f ðxÞ pa ð1Þ where rc is the applied critical nominal stress, a is the initial notch length, w is the specimen width and f(x) is defined by Fig. 1. (a) Photograph showing the bulk cotton-like form of microfibrillated cellulose (10% cellulose and 90% water) and (b) optical micrograph showing the microstructure of the cellulose fibrils. 471 K. Okubo et al. / Composites: Part A 40 (2009) 469–475 Fig. 2. Calendering using a three-roll mill: (top) schematic showing the angular rotation and material flow over the rollers and (bottom) MFC/PLA mixture being processed in the three-roll mill. Fig. 3. Processing of model bamboo/MFC/PLA composites (left) bamboo fiber suspended in the injection mold using a piece of wood to center the fiber and (right) embedded bamboo fiber specimens after molding. f ðxÞ ¼ 1:12 $ 0:231x þ 10:55x2 $ 21:72x3 þ 30:39x4 ð2Þ and x ¼ a=w ð3Þ The thermal properties of the PLA and PLA/MFC composites were characterized using a differential scanning calorimeter (DSC-1, Mettler-Toledo) at a heating rate of 5 "C/min to determine the melting points (Tm) and also the melt enthalpy (DHm). 3. Results and discussion Table 1 summarizes the results of the thermal analysis, showing the melt enthalpy and melting points for the unreinforced PLA and the PLA/MFC composites. Samples showed no change in the melting point and the measured melt enthalpy, which is an indicator of the degree of crystallinity, for all of the composite samples is consistent with the unreinforced PLA. The addition of cellulose and the state of dispersion has little effect on the crystallinity of the as-processed composites. Table 2 summarizes the stiffness and strength of the PLA/MFC composites. There is a slight increase in both stiffness and strength with the addition of MFC, but there is little variation in strength or stiffness due to the processing technique or reinforcement content. However, the fracture behavior of the composites is drastically different with the addition of MFC. Fig. 4 shows typical stress–strain curves of the MFC-reinforced PLA specimens. The unreinforced PLA and the PLA composites where the cellulose was not milled show brittle fracture behavior with little or no plastic deformation. For both of the composites prepared using the calendering approach there is a significant increase in specimen ductility and strain-to-failure. The MFC/PLA composite milled at the minimum gap setting of 5 lm shows substantially Table 1 Melt enthalpy and melting point of PLA and MFC/PLA composites as influenced by MFC concentration and processing conditions. Cellulose concentration Neat PLA Processing condition DHm (J/g) Tm ("C) 7.2 ± 0.9 58.9 ± 0.3 1 wt% 2 wt% Un-milled 35 lm 5 lm Un-milled 35 lm 5 lm 7.2 ± 0.2 58.9 ± 0.3 6.9 ± 0.1 58.5 ± 0.2 7.0 ± 0.3 58.7 ± 0.5 6.9 ± 0.2 58.7 ± 0.3 6.3 ± 0.1 58.8 ± 0.3 6.7 ± 0.4 58.5 ± 0.3 472 K. Okubo et al. / Composites: Part A 40 (2009) 469–475 Table 2 Elastic modulus and strength of PLA and MFC/PLA composites as influenced by MFC concentration and processing conditions. Stress [MPa] Elastic modulus (GPa) Tensile strength (MPa) Un-milled 3.50 ± 0.12 45.1 ± 10.7 60 50 Milled to 35 lm 2% MFC 1% MFC 2% MFC 1% MFC 2% MFC 3.78 ± 0.09 50.0 ± 1.9 4.75 ± 0.43 52.9 ± 2.3 4.49 ± 0.38 50.9 ± 2.8 4.81 ± 0.27 53.8 ± 3.0 4.61 ± 0.27 45.9 ± 4.1 3.95 ± 0.14 51.7 ± 2.3 Pure PLA 40 30 20 10 0 0 0.01 0.02 0.03 0.04 0.05 Strain Stress [MPa] 60 Un-Milled 50 35 µm 40 Pure PLA 0 0.01 0.02 0.03 5 µm UnMilled 0.04 0.05 Absorbed strain energy before failure [kJ/mm3] 50 35 µm 5 µm Un-Milled 40 30 20 2% MFC 10 0 0 0.01 0.02 0.03 2wt% of cellulose 35 µm 5 µm UnMilled 35 µm 5 µm Fig. 5. Nominal critical stress intensity factor of bamboo fiber embedded as influenced by concentration of cellulose and processing conditions. Strain 60 1 wt% of cellulose Gap at calendering process 1% MFC 10 0 Stress [MPa] 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 0.0 30 20 Milled to 5 lm 1% MFC Nominal critical stress intensity factor [MPa m 1/2 ] PLA 0.04 0.05 Strain Fig. 4. Stress–strain curves of PLA and MFC/PLA specimens processed under different conditions (stress/strain curves offset for comparison). more plastic deformation than any of the other specimens. It is clear that the creation of a network of dispersed cellulose results in different deformation mechanisms at the micro-scale and inhibits the propagation of cracks. Fig. 5 shows the nominal stress intensity factor and Fig. 6 shows the absorbed strain energy of the bamboo fiber embedded specimens. The nominal stress intensity factor improves slightly with the addition of MFC. In contrast, significant improvement in the strain energy until fracture was obtained, particularly at a concentration of 1 wt% MFC processed with a 5 lm gap in the three-roll mill. The maximum improvement of nearly 200% was achieved as compared with neat PLA. Fig. 7a–c show optical micrographs of the failure surfaces of the bamboo fiber embedded PLA specimens with 1 wt% MFC under varying degrees of dispersion. For the MFC where the cellulose has not been milled the fracture surface is almost completely flat. At a minimum gap setting of 35 lm (Fig. 7b) there exist more features on the fracture surface but the overall fracture surface is still very flat. For the MFC/PLA composites milled with the smallest gap of 5 lm (Fig. 7c), conical shear deformation of the matrix was observed around the embedded bamboo fiber and appears as a large 1600 1400 1200 1000 800 600 400 200 0 Pure PLA 1 wt% of cellulose 2 wt% of cellulose Gap at calendering process UnMilled 35 µm 5 µm UnMilled 35 µm 5 µm Fig. 6. Axial strain energy of bamboo fiber embedded as influenced by concentration of cellulose and processing conditions. cone on the failed specimen. Such a drastic change in topography was not observed when the matrix had a higher concentration of 2 wt% cellulose. Fig. 8a–c show SEM pictures of the fracture surfaces around the embedded bamboo fiber with 1 wt% MFC. When the bamboo fiber specimen was produced with the un-milled MFC/PLA, the bamboo fiber was cut sharply on the fracture surface near the crack path. In the region of the fiber the fracture surface is very smooth, indicating brittle crack propagation. In contrast, considerable fiber pullout is observed on the specimen where the MFC had been milled to a gap setting of 5 lm and has a rough fracture surface, suggesting that large plastic deformation occurred. Fig. 9 shows a higher magnification image of the MFC/PLA matrix and the rough fracture morphology is remarkably different than the neat or un-milled MFC/PLA, which are relatively smooth indicative of brittle failure. The more ductile fracture behavior observed for the 1 wt% MFC/ PLA composites, shown in Figs. 4 and 7, combined with the rough K. Okubo et al. / Composites: Part A 40 (2009) 469–475 473 Fig. 7. Optical micrographs showing the fracture of the bamboo/MFC/PLA composites with 1 wt% MFC processed (a) without milling, (b) milling to 35 lm and (c) milling to 5 lm. Fig. 9. SEM image of fracture surface of the 1 wt% MFC/PLA milled to 5 lm. Fig. 8. SEM images of the fracture surfaces of the bamboo/MFC/PLA composites centered on a bamboo fiber bundle with 1 wt% MFC processed (a) without milling, (b) milling to 35 lm and (c) milling to 5 lm. fracture surface morphology observed in Fig. 9 indicates a complex fracture process involving both localized deformation of the PLA matrix as well as local interaction of MFC with cracks formed in the matrix. Considering these results, the fracture mechanisms of the bamboo fiber embedded specimen using enhanced PLA with 1 wt% of cellulose are shown schematically in Fig. 10. For the un-milled or insufficiently milled MFC/PLA composites, the distribution of plastic deformation was not simple and scattered far from the crack tip after slight propagation of the crack from the initial notch because non-uniformity in the dispersion of cellulose. In such a state, highly damaged areas would cause fatal crack propagation through the reinforcing bamboo fiber at early stages of the applied extension. On the other hand, large deformation was maintained until fatal failure uniformly around the bamboo fiber in the matrix where the cellulose is highly dispersed (processed using a small gap setting). During deformation until fatal failure, large strain energy was uniformly dissipated in the wide area without interfacial failure due to the adhesive strength between fiber and PLA matrix. The results indicating that the maximum fracture energy enhancement at 1% MFC and a high degree of dispersion is consistent with earlier work on bamboo/MFC/PLA composites fabricated via hot pressing [20,21]. In the previous research the bending strength of the hot-pressed composites was highest with 1 wt% of fibrillated cellulose. These results correlated with current study 474 K. Okubo et al. / Composites: Part A 40 (2009) 469–475 Un-milled or insufficiently milled Slight crack propagation Distributed deformation Slight crack propagation Enough adhesive strength Highly damaged area Crack propagation on particular path Milled with small gap (well dispersed) Widely and uniformly extended permanent deformation Initiation of fiber fracture Hollow feature Fig. 10. Schematic showing the deformation and fracture mechanisms in bamboo/MFC/PLA hybrid composites. suggest that the level of dispersion was achieved to prevent sudden crack propagation through the reinforcing bamboo fiber by the calendering process, and the maximum enhancement effect was obtained with just 1 wt% of fibrillated cellulose in the Bamboo fiber/PLA composite. 4. Conclusions As we continue to seek engineering materials that utilize renewable resources, the development of natural fiber composites for use in semi-structural applications has tremendous opportunity for growth. In the current investigation we examined the influence of MFC dispersion on the properties a biobased poly (lactic acid) polymer matrix. Significant improvements in the strain energy until fatal failure was obtained especially when the PLA matrix enhanced with 1 wt% of MFC was processed using a 5 lm gap on a three-roll mill. The maximum effect was a nearly 200% improvement of strain energy as compared with pure PLA. Before crack propagation through the bamboo fiber reinforcement, large deformation was maintained uniformly around the bamboo fiber in the matrix where the cellulose is highly dispersed. During the deformation, large strain energy was dissipated in the wide area without interfacial failure and the specimen absorbed large strain energy until final failure with fiber breakage. An adequate level of MFC dispersion was achieved to prevent the sudden crack path through the reinforcing bamboo fiber, and the greatest enhancement was obtained when the matrix was reinforced with 1 wt% MFC in the bamboo fiber/ PLA composite. Acknowledgements This study was supported by the laboratory of Dr. Tsu-Wei Chou, Pierre S. duPont Chair of Engineering and Professor of Mechanical Engineering at the University of Delaware. 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