Global Best Practices on Product Safety Requirements for Information Technology Products March 2014 As the Government of Peru considers safety regulations for information technology products, representing the global information technology industry DIGITALEUROPE, the Information Technology Industry Council (ITI), and the Japan Electronics and Information Technology Industries Association (JEITA) recommend the following global best practices: Reference global standards 1. Regulations should reference the globally accepted International Electrotechnical Commission (IEC) standard for product safety (60950-1 second ed.) o o The international standard for information technology equipment (ITE) product safety has had a long history. IEC 950 1st Edition was first published in 1986 (IEC 950 1st Edition). In 1999, it was replaced by IEC 60950. The majority of the world has since harmonized its adoption of national standards based IEC 60950-1 ed.2. We urge Peru to adopt this standard edition and to synchronize with global adoption of future revisions. Dedicated technical product experts from around the world have contributed to the many revisions and supplements to ensure the safety requirements are wellgrounded in science and engineering to address real-world conditions. As regulators are now considering adoption of the new hazard based safety standard, IEC 62368-1, we recommend a five year transition period from IEC 60950-1 second edition to the second edition of IEC 62368-1, which is currently being finalized for publication. 2. Additionally, urge the Government of Peru to treat ITE as low risk and accept supplier’s declaration of conformity and CB Scheme test reports. o o Based on the few safety recalls of IT products over the span of over 20 years, many safety regulators view ITE product to pose a low safety risk. This is demonstrated by the many countries which do not regulate for ITE product safety, and by those countries that allow market access of ITE products under a Supplier's Declaration of Conformity (SDoC) program. The CE Marking process in the European Union is an excellent example of a successful SDoC process. Regulators who have started out with certification schemes have often instituted a declaration of conformity process after some time as they have found that this model is risk proportionate, requires fewer resources on the part of the regulator, and has been effective in achieving their objectives. www.digitaleurope.org www.itic.org www.jeita.or.jp o o o Member countries1 of the European Union and those countries that follow the EU regulatory framework allow IT products to enter their markets based on supplier’s declaration of conformity to the equivalent European standard EN 60950-1. Other countries2 also permit market access of many IT product types based on supplier’s declaration of conformity to the IEC 60950 standard. The product safety risk profile posed by an IT product and its performance track record are significantly different from product types from other industry sectors (e.g., electrical appliances) and should not necessarily be regulated in the same method as these other products. SDoC offers Peru a least trade-restrictive way for its regulators to meet their objectives, as opposed to mandating that IT products fall under Safety Certification or Self-regulatory Safety Confirmation models. These latter two models may result in the increase in the price of products or the limiting of their availability in Peru’s market due to the increased costs and delays in time-to-market. 3. Lastly, the regulator should accept test reports from manufacturers’ labs and labs operating under the IECEE CB Scheme. As an additional option for approvals, industry recommends recognition of safety test reports performed by a third-party certification body operating under the IECEE CB Scheme. The IECEE CB Scheme facilitates trade by promoting harmonization of the national standards with international Standards and cooperation among accepted certification bodies worldwide. In addition, the CB Scheme includes acceptance of test reports from supervised and recognized manufacturers’ test labs. While Peru is not a direct participant in the CB Scheme, we encourage Peru’s regulators to recognize CB reports and certificates without the need for additional testing, which might otherwise be redundant and costly. Product Labeling/M ark With consumers already confused by many conformity marks on products and with the physical size of many IT products decreasing in size, requirements for various marks present a practical challenge. We recommend that the Government of Peru not require an additional mark for safety on the product itself. This information can be communicated elsewhere, including electronically via a link to web site provided by the manufacturer. 1 Countries include Austria, Belgium, Bulgaria, Czech R., Cyprus, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Liechtenstein, Luxembourg, Malta, Netherlands, Norway, Portugal, Romania, Slovak R., Slovenia, Spain, Sweden, Switzerland, United Kingdom 2 Countries include but not limited to Australia and New Zealand, Japan, Egypt, Israel, Jordan, Morocco, Turkey, United Arab Emirates. www.digitaleurope.org www.itic.org www.jeita.or.jp If the Government of Peru finds it necessary to require a mark for safety, industry recommends that it have the following attributes: • • • • • • • Graphic only. No unnecessary information including variable data (alphanumeric), no serial numbers, no supplier ID. Minimal local language information. Minimal size (actual size may be variable based on the product size) No color or special printing requirements. Permits the mark to be mass produced with minimal labor (e.g. molding) by the manufacturer without prior communications with the regulating authority. Allows alternative location of the marking on the product packaging or user documentation. Industry also recommends that the mark be required on either the package or product and not both. Exem pt professional highly specialized equipm ent (HSE) / com m ercial products Highly specialized equipment, including products intended for commercial or industrial use, is installed, operated, and maintained by professionals and it should not be regulated in the same way as consumer products, as it does not pose a significant risk to the general public. Avoid Retesting/Revalidation In order to minimize trade restrictions, we support balancing limited pre-market requirements with the establishment of reasonable post market surveillance. For example, annual market surveillance which could require reissuing of certifications is unnecessary given fast innovation cycle of IT products. In the end, the added costs of compliance with this requirement will be passed on to the final consumer of the product. Revalidation of certifications should only be required when new product lines are introduced. In addition, penalty and enforcement options should be proportional. We would welcome the chance to discuss additional options to ensure on-going compliance (e.g., renewal frequency, leverage follow-up services vs. factory audits, etc.) in more detail. Accountable Party We recommend that the party responsible for submitting products for approval should be the design or brand owner, rather than the factory where a product is manufactured. Unlike the design or brand owner, factories have a limited ability to provide necessary information for compliance. Transition Period and Legacy Products Industry would like to propose that new requirements for safety be applied with a transition period of two years, as is common international practice, to allow manufacturers the time to correctly implement the requirements. Given the complexity of global supply chains, this time is essential to ensure compliance and a smooth transition. www.digitaleurope.org www.itic.org www.jeita.or.jp Industry also suggests that products already in the market or under a manufacture prior to the date the regulation is enacted, and during the transition period, should be exempt from these requirements. Industry recommends that this period of exemption be made indefinite, as products are transitioned from store shelves. DIGITALEUROPE, ITI, and JEITA and their members welcome this opportunity to work together with the Government of Peru as it considers options to address product safety for ITE. We offer our resources and global experience to help the Government of Peru meet its goals and to ensure a smooth transition to these requirements, without disrupting Peruvian consumers’ access to these vital products to the development of the digital economy. www.digitaleurope.org www.itic.org www.jeita.or.jp