1 2015-2016 Michigan STEM Education Grants Request for Proposals 1. Program Title: 2015-2016 Michigan STEM Education Grants 2. Program Description: The 2015-2016 Michigan STEM Education Grants program provides funding for competitive grants to conduct student-focused, project-based programs and competitions either in the classroom or extracurricular, in science, technology, engineering, and mathematics (STEM) subjects such as, but not limited to, robotics, coding, and design-build-test projects, from prekindergarten through college level. The program seeks proposals that promote learning, opportunity, and citizenship among Michigan students, in support of the 2013-2015 mission of the State Board of Education: “All students graduate ready for careers, college, and community.” The program will support high-quality STEM education projects in each of the Michigan prosperity regions, connect communities by establishing shared project repositories and promoting collaboration among educators, and build the capacity of educators to compete for state and federal funding. The 2015-2016 Michigan STEM Education Grants program is funded by the Michigan legislature through the Michigan Department of Education, General Funds from School Aid: Section 99s(4) of P.A. 85 of 2015. The program is managed by the Central Michigan Science, Mathematics, Technology Center (SMTC) located at Central Michigan University, and was designed based on recommendations from National Research Council reports1. 3. Contact Information: 2015-2016 Michigan STEM Education Grants Central Michigan Science, Mathematics, Technology Center (SMTC) EHS 132 Central Michigan University (CMU) Mt. Pleasant, MI 48859 989-774-4387 smtc@cmich.edu http://smtc.cmich.edu/ 1 National Research Council. Strengthening Peer Review in Federal Agencies That Support Education Research. Washington, DC: The National Academies Press, 2004. doi:10.17226/11042. National Research Council. Identifying and Supporting Productive STEM Programs in Out-of-School Settings. Washington, DC: The National Academies Press, 2015. doi:10.17226/21740 National Research Council. Successful K-12 STEM Education: Identifying Effective Approaches in Science, Technology, Engineering, and Mathematics. Washington, DC: The National Academies Press, 2011. doi:10.17226/13158. 2 2015-2016 Michigan STEM Education Grants Request for Proposals 4. Award Information: Anticipated Types of Awards: Grants in two award amounts Estimated Number of Awards: 1. ≥ 3 for each of the 10 Michigan prosperity regions (≥ 30 total) 2. ≤ 4 pending availability of funds Anticipated Funding Amount: 1. ≤ $7,500 2. >$7,500 - $21,000 5. Eligibility Information: Who May Submit Proposals: ● Eligible entities include 501(c)(3) organizations, schools, community colleges, universities, after-school organizations, government entities, and businesses in Michigan. ● By submitting a proposal, applicants agree to abide by the CMU non-discrimination policy available at https://www.cmich.edu/bot/Documents/Board%20Policy%20Manual/13-18R.pdf. ● ● ● ● Organizations that cannot agree to abide by the CMU non-discrimination policy are not eligible to apply. Applicants must partner with a regional center of the Michigan Mathematics and Science Center Network (MMSCN–http://www.mimathandscience.org), as demonstrated by a memorandum of understanding or similar letter of support signed by a partnering math and science center. These funds cannot be used to support programs already funded by Section 99h funds for FIRST Tech Challenge or FIRST Robotics Competitions. Individuals and organizations having an affiliation with Central Michigan University (CMU) should contact smtc@cmich.edu to determine their eligibility. Additional information on who may submit proposals is available at http://smtc.cmich.edu. Who May Serve as Project Director (PD): There are no restrictions or limits. Limit on Number of Proposals per Organization: There are no restrictions or limits. Limit on Number of Proposals per PD: There are no restrictions or limits. 3 2015-2016 Michigan STEM Education Grants Request for Proposals 6. Proposal Preparation and Submission Instructions: Submission Instructions: ● Detailed guidance on submission of proposals is provided in this document and on the SMTC website at http://smtc.cmich.edu. Applicants are encouraged to visit the SMTC website regularly for news and updates. ● Application documents are available at the SMTC website at http://smtc.cmich.edu, including ○ this Request for Proposals, ○ a proposal and budget template, and ○ an example proposal. ● All applications should be submitted as Microsoft Word documents using the proposal and budget template to smtc@cmich.edu. Other file formats will be considered only under exceptional circumstances. ● Please contact smtc@cmich.edu if you require special accommodations. The SMTC will make every reasonable effort to assist applicants in the preparation of proposals. Important Dates: ● Deadline for submission of proposals: Tuesday, April 12, 2016 at 11:59 PM ET ● Announcement of awards: Tuesday, May 3, 2016 ● Funded projects may begin immediately upon receipt of award funds, and must be completed on or before May 31, 2017. A. General Guidance The following sections of the proposal are required: ● Cover Sheet ● Project Summary ● Contact Information ● Problem Statement or Overarching Challenge ● Project Objectives or Specific Aims ● Project Description ● Biographical Sketches ○ Professional Preparation ○ Appointments ● Budget and Budget Justification Applicants must address the subsections that pertain to their proposed project. For example, a STEM summer camp may involve Personnel; Equipment; Materials and Supplies; and Publication, Documentation, and Dissemination but not the other subsections under the Budget and Budget Justification heading. 4 2015-2016 Michigan STEM Education Grants Request for Proposals Applications missing these sections will be returned without review. Additionally, applicants must address the proposal subsections that pertain to their proposed project. Other sections of the proposal are not required, but their inclusion in the proposal will be viewed as a strength during peer review. In short, if, due to the nature of your proposal, it doesn’t make sense to include a section in your application, don’t. If you have any questions or concerns about this, contact smtc@cmich.edu. The 2015-2016 Michigan STEM Education Grants Program was designed based on recommendations from the National Research Council (NRC), and seeks proposals aligned with the Michigan K-12 Science and Mathematics Standards. Applicants are encouraged to communicate how their proposed project is responsive to the NRC recommendations and/or aligns with the Michigan K-12 Mathematics and Science standards, or other applicable educational standards: ● ● ● ● National Research Council. Identifying and Supporting Productive STEM Programs in Out-of-School Settings. Washington, DC: The National Academies Press, 2015. http://dx.doi.org/10.17226/21740. National Research Council. Successful K-12 STEM Education: Identifying Effective Approaches in Science, Technology, Engineering, and Mathematics. Washington, DC: The National Academies Press, 2011. http://dx.doi.org/10.17226/13158. Michigan Department of Education. Michigan K-12 Standards Science. 2015. http://www.michigan.gov/documents/mde/K12_Science_Performance_Expectations_v5_496901_7.pdf. Michigan Department of Education. Michigan K-12 Standards Mathematics. 2010. http://www.michigan.gov/documents/mde/K-12_MI_Math_Standards_REV_470033_7.pdf B. Mandatory Criterion Proposals must be student-focused, project-based programs or competitions either in the classroom or extracurricular, in science, technology, engineering, and mathematics (STEM) subjects, from pre-kindergarten through college level. Proposal Preparation Instructions: C. Cover Sheet ● ● ● ● ● ● ● Project Title Project Period and Duration Project Budget ○ dollar amount requested ○ current, pending, and previous awards Legal name(s) of all participating organizations ○ project site primary location Project Director Key Personnel Project Summary 5 2015-2016 Michigan STEM Education Grants Request for Proposals The letter must be signed by the authorized organizational representative on behalf of the leadership of the organization(s) making the application. D. Project Summary (300 word maximum) Provide a project summary that includes a description of the activity that would result if the proposal were funded, with a statement of objectives and methods to be employed. Address how the proposed activity advances learning, opportunity, and citizenship among Michigan students, and describe the student population. Please mention service to any underserved, underrepresented, and/or underperforming students that will be a focus of the proposal. E. Contact Information Project Director ● ● ● ● ● ● Name Title Organization Postal Address Email Telephone Key Personnel ● ● ● ● ● ● ● Name Project Role Title Organization Postal Address Email Telephone Add additional key personnel as necessary. F. Problem Statement or Overarching Challenge (300 word maximum) Define the problem addressed by the project, including the student population that will be affected by the award. 6 2015-2016 Michigan STEM Education Grants Request for Proposals G. Project Objectives or Specific Aims (300 word maximum) Please provide the following: ● objectives or specific aims for the project ● a detailed statement of work and timeline with milestones H. Project Description (1-page maximum) Please describe the project and how it addresses the mandatory criterion. Briefly describe the ideas and reasoning on which the proposed project is based. Where applicable, include references to research or other knowledge that serves as an evidence basis for the project (see section 6.I, References Cited, of this Request for Proposals). Describe the approach outlined in the statement of work in sufficient detail to evaluate, including how the approach or strategy will meet the project objectives or aims and the timeline with milestones, and any evaluation plan that will help you know that project objectives or aims have been reached. I. References Cited Where applicable, please include reference information. This information is not required, but will demonstrate that the proposed activities are evidence-based, and will be viewed as a strength of the proposal during peer review. Each reference must include the names of all authors (in the same sequence in which they appear in the publication), the article and journal title, book title, volume number, page numbers, and year of publication. Proposers must be especially careful to follow accepted scholarly practices in providing citations for source materials relied upon when preparing any section of the proposal. While there is no established page limitation for the references, this section must include bibliographic citations only and must not be used to provide parenthetical information outside of the 1-page Project Description. J. Biographical Sketches A biographical sketch is required for the Project Director and each individual identified as Key Personnel. Do not submit any personal information in the biographical sketch. This includes items such as: home address; home telephone, fax, or cell phone numbers; home e-mail address; drivers’ license numbers; marital status; personal hobbies; and the like. Such personal information is not appropriate for the biographical sketch and is not relevant to the merits of the proposal. SMTC is not responsible or in any way liable for the release of such material. Professional Preparation: Please list the individual’s relevant educational background including Institution (e.g. university), Location (e.g. campus), Subject (e.g. major), Degree, Year. Appointments: Please list, in reverse chronological order, the individual's relevant employment, beginning with the current employer. 7 2015-2016 Michigan STEM Education Grants Request for Proposals Products and Synergistic Activities: Please list up to five products produced by the individual that are most closely related to the proposed project and demonstrate the impact of their activities. Acceptable products must be citable and accessible including, but not limited to, publications, presentations, data sets, software, patents, copyrights, and events. Acceptable examples include, but are not limited to, innovations in teaching and training such as the development of curricular materials and pedagogical methods, contributions to the science of learning, development of databases to support education, broadening the participation of groups underrepresented in STEM subjects, and service to the education community outside of the individual’s immediate organization. Only the list of five will be used in the review of the proposal. Each product must include full citation information including (where applicable and practicable) names of all authors, date of publication or release, title, title of enclosing work such as journal or book, volume, issue, pages, website and URL or other persistent identifier. (2-page maximum per individual) K. Budget and Budget Justification (3-page maximum) Each proposal must contain a detailed, line item budget for the entire duration of support requested. The names of the Project Director and other Key Personnel and the estimated time for which funding is requested must be listed. Amounts and expenses budgeted also must be consistent with the proposing organization's policies and procedures and cost accounting practices used in accumulating and reporting costs. The amounts for each budget line item requested must be documented and justified. The proposal may request funds for costs as long as the amount and item are considered necessary, reasonable, allocable, and allowable as determined by SMTC including: ● ● ● ● ● Personnel (i.e. wages and benefits), salaries requested must be consistent with the proposing organization’s regular practices; Equipment, Materials and Supplies; Travel; Participant support (e.g. travel, food, and registration for event participation); Services (e.g. computer support). Applicants are encouraged to consult with SMTC before the application deadline if there are any questions about whether a given budgetary item is appropriate. 8 2015-2016 Michigan STEM Education Grants Request for Proposals Personnel can be supported as long as their roles are clearly defined and justified. The budget justification should detail the rates of pay by individual role for all individuals receiving salary from the award. To facilitate double-blind peer review, individual names should not be included in the Personnel section of the Budget and Budget Justification, only roles (e.g. Project Director). List the roles, but not the names, of the Project Director and other key personnel, the estimated time for which funding is requested, and the total amount of compensation requested. Compensation requested must be consistent with the organization’s regular practices. Equipment is defined as tangible personal property (including information technology systems) having a useful life of more than one year, and a cost exceeding $5,000. This should only be requested if it is necessary for the completion of the project. Proposed equipment must be adequately justified and listed individually by description and estimated cost. Materials and Supplies: The proposal budget justification should indicate the general types of expendable materials and supplies required. Supplies are defined as all tangible personal property other than those described in “Equipment” above. Cost estimates must be included for items that represent a more than 20% of the amount of the proposed line item cost. Travel and its relation to the proposed activities must be specified, itemized and justified by destination and cost. Funds may be requested for any travel associated with the proposed work, including subsistence. Dependent care costs will not be supported. Proposed travel will be administratively evaluated by SMTC for eligibility before evaluation by peer review. Applicants considering travel are encouraged to consult with SMTC prior to submitting an application. Publication, Documentation, and Dissemination: The proposal budget may request funds for the costs of documenting, preparing, publishing or otherwise making available to others the findings and products of the work conducted under the grant. This generally includes the following types of activities: reports, reprints, page charges; necessary illustrations; cleanup, documentation, storage and indexing of data and databases; development, documentation and debugging of software; and storage, preservation, documentation, indexing, etc., of physical specimens, collections or fabricated items. Services: The proposal budget may request costs for professional and consultant services. Professional and consultant services are services rendered by persons who are members of a particular profession or possess a special skill, and who are not employees of the proposing organization. Anticipated services must be justified and information furnished on each individual’s expertise, primary organizational affiliation, normal daily compensation rate, and number of days of expected service. Consultants’ travel costs, including subsistence, may be included. If requested, the proposer must be able to justify that the proposed rate of pay is reasonable. 9 2015-2016 Michigan STEM Education Grants Request for Proposals Subawards: Except for the purchase of materials and supplies, equipment or general support services allowable under the grant, no portion of the proposed activity may be sub-awarded, transferred, or contracted out to another organization without written prior CMU authorization. Applicants considering subawards are encouraged to consult with SMTC prior to submitting an application. Entertainment and alcohol are prohibited costs. L. Current and Pending Support This section of the proposal calls for required information on all current and pending support for ongoing projects and proposals, including this project, and any subsequent funding in the case of continuing grants. All current project support from whatever source (e.g., Federal, State, local or foreign government agencies, public or private foundations, industrial or other commercial organizations, or internal funds allocated toward specific projects) must be listed. The proposed project and all other projects or activities requiring a portion of time of the Project Director and other key personnel must be included, even if they receive no salary support from the project(s). The total award amount for the entire award period covered must be shown as well as the time to be devoted to the project, regardless of source of support. Similar information must be provided for all proposals already submitted or submitted concurrently to other possible sponsors. Concurrent submission of a proposal to other organizations will not prejudice its review. If the project now being submitted has been funded previously, the information requested above must be furnished for the last period of funding. M. Facilities, Equipment, and Other Resources This section of the proposal is used to assess the adequacy of the resources available to perform the effort proposed to satisfy the review criteria. Proposers should describe only those resources that are directly applicable. Proposers should include an aggregated description of the internal and external resources (both physical and personnel roles) that the organization and its collaborators will provide to the project, should it be funded. Such information must be provided in this section, in lieu of other parts of the proposal (e.g., budget justification, project description). The description should be narrative in nature and must not include any quantifiable financial information or any information that identifies the applicant or their organization. Reviewers will evaluate the information during the merit review process and SMTC will review it for administrative sufficiency. N. Supplementary Documentation There are a variety of activities that this program may be able to support, but that will require special consideration before and during peer review. If any of the following characteristics may be used to describe elements of a proposal, the applicant must consult with SMTC before submitting an application: 10 2015-2016 Michigan STEM Education Grants Request for Proposals ● ● ● ● ● ● ● Data generation and storage Activities away from the project site primary location Collaborative arrangements involving more than one organization that seeks funding International activities Research involving human subjects Activities involving vertebrate animals or endangered species Projects generating intellectual property Additional information on proposal preparation and submission is available on the SMTC website at http://smtc.cmich.edu. 7. Proposal Review Information Criteria: Administrative Review and Declination: After the application closes on 12 April 2016, and prior to peer review, all proposals will undergo an administrative review by the Michigan Department of Education to ensure that none of the proposals are for programs already receiving funding under Section 99h for FIRST Tech Challenge or FIRST Robotics Competitions, as described in Section 5. Eligibility Information. Merit Review Criteria: Proposals submitted in response to the program will undergo doubleblinded peer review by a panel of 10 experts selected from throughout Michigan, with one reviewer coming from each of the 10 Michigan prosperity zones. To determine merit, all proposals will be evaluated according to the following scored criteria, which are of equal importance: ● ● ● ● ● ● Concept – Is the proposed project student-focused and project-based? Is the plan for carrying out the proposed activities well-reasoned, well-organized, and based on a sound rationale? Impact – To what extent will the proposal impact the stated student population? Are underserved, underrepresented, or underperforming youth and communities included? Will the proposed project lead to incremental improvements or breakthroughs in education? Personnel – How well qualified is the individual, team, or organization to conduct the proposed activities? Are roles clearly defined for all project participants? Is the extent of effort provided for each role appropriate? Evaluation – What outcomes will be measured and how do they relate to the goals of the program: “student-focused, project-based programs and competitions”? Does the proposal describe a pre- and post-evaluation of participants? Community – To what extent does the proposed project promote knowledge sharing among educators? Does the proposal develop local or regional collaborations, or engage in other community-building activities? Standards – To what extent does the proposed project align with the Michigan K-12 Science and/or Mathematics Standards? Is the proposal responsive to recommendations from other high profile reports on STEM education, e.g. National Research Council reports on STEM education? 11 2015-2016 Michigan STEM Education Grants Request for Proposals In addition, the following unscored criteria will also contribute to the overall evaluation of the application: ● ● ● ● ● ● Budget – Is the budget appropriate for the proposed project and within the limits of the funding program? Is there any overlap with existing or pending funding? Environment – Are there adequate resources available to the project team (either at the home organization or through collaborations) to carry out the proposed activities? Innovation – To what extent do the proposed activities suggest and explore creative, original, or transformative concepts? Are innovative evaluation approaches proposed? Presentation – To what extent do the writing, clarity, and presentation of the application influence enthusiasm for the proposal? Scalability – Does the applicant propose a mechanism by which the project can be scaled to include additional students if results from the preliminary project are successful? Sustainability – What happens to the project when the funding ends? Does the proposal describe how organizational processes and knowledge could be sustained? A minimum of two reviewers will review each proposal, and an overall score, average criterion score, and accompanying criteria critiques will be completed and submitted by each reviewer. The peer review panel will formulate funding recommendations after all proposals have been scored. Proposals recommended for funding will be forwarded to SMTC for an administrative review of any conflict of interest, budgetary, or other concerns raised during peer review. In the absence of any administrative concerns, proposals recommended for funding by the peer review panel will be awarded. Peer review panel funding decisions are final; there will be no opportunity for appeals. Once an award or declination decision has been made, Project Directors will be provided feedback about their proposals. In all cases, reviews are treated as confidential documents. Verbatim copies of reviews, excluding the names of the reviewers or any reviewer-identifying information, will be sent to the Project Director by SMTC. In addition, the Project Director will receive an explanation of the decision to award or decline funding. Additional information on proposal review is available on the SMTC website at http://smtc.cmich.edu. 8. Award Administration Information: Reporting Requirements Two project reports are required for projects longer than 14 days; projects 14 days or shorter in duration only need to provide a final report. 12 2015-2016 Michigan STEM Education Grants Request for Proposals Mid-term project reports should address progress in all activities of the project. Unless otherwise specified in the award, mid-term project reports should be submitted electronically no later than the midpoint of the project duration, e.g. at 21 days for a 42-day project. Mid-term reports must include: ● a budget report that outlines expenditures to date, with reference to the original budget and budget justification Final project reports should also address progress in all activities of the project. This report is cumulative and should report on activities for the full duration of the project. The final project report is due within 30 days of the completion of the project. Final project reports must include: ● ● a budget report that outlines all expenditures, with reference to the original budget and budget justification a narrative summary of the problem addressed, objectives, impact upon the population served, and implications for future, related efforts. The narrative summary should make reference to the original proposal as well as the results of any pre- and post-evaluation. Report Sharing In an effort to disseminate best practices, share knowledge, and build a community of innovative educators that are capable of inventing and implementing creative teaching approaches, all proposals receiving an award will be deposited into the CMU Online Digital Object Repository (CONDOR), a public repository at Central Michigan University. Applicants have two choices with regards to the contents of their CONDOR deposit: 1. Full Project Report, which will include a. b. c. d. Proposal Budget and budget justification Mid-term project report Final project report 2. Project Outcomes Report for the General Public, which will include a. Narrative summary of the proposal including the problem addressed, objectives, impact upon the population served, and a detailed budget. This report must be written with sufficient detail that someone interested in replicating the project could do so. The second option requires additional effort on the part of the awardee, but allows for the protection of intellectual property, proprietary business information, and confidential personal details. Additional information on award administration is available on the SMTC website at http://smtc.cmich.edu.