Proposed USP Chapter <797> Changes are coming! Published Sept 25, 2015 Presented by Eric S. Kastango, MBA, RPh, FASHP Copyright © 2008-2016 1999 -2016CriticalPoint, 2008-2014 ClinicalIQ, Clinical IQ,LLC® LLC® LLC® - -All All - All Rights Rights Rights Reserved Reserved Reserved I am speaking in my individual capacity and not as a representative of any organization or committee regardless of my status, membership or affiliations with any entity. The views and opinions presented are entirely my own. They do not necessarily reflect the views of any other organization I may be associated with, nor should they be construed as an “official” explanation or interpretation of any USP chapter or any State Board of Pharmacy rule/law. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Scope of USP <797> Compounded sterile preparations affected are: • Injections • Aqueous bronchial inhalations • Baths and soaks for live organs and tissues • Irrigation solutions for internal body cavities* • Nasal/Sinus solutions does not have to be sterile, just clean (USP 795) • Ophthalmics • Implants – Pellets Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved 3 Who does the chapter apply to? • Applies to – all persons who prepare CSPs – all places where CSPs are prepared – pre-administration manipulations of CSPs including storage, compounding, and transport • Does not apply to administration! • Specific chapter language: – “shall” is a requirement (must) – “should” is a recommendation • Note: 503b outsourcing sterile compounding facilities will be expected to comply with FDA cGMP regulations Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Mission of Chapter: To Prevent Harm • Microbial contamination • Excessive bacterial endotoxins • Variability in intended strength that exceed monograph limits • Use of ingredients of inappropriate quality • Unintended physical and chemical contaminants Courtesy CBS News This is a image of the fungus growing from a sample taken from a patient’s spinal fluid. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved USP Chapter <797> • Enforceable by the FDA and 28 State Boards of Pharmacy (more or less) • Based on current scientific information and best sterile compounding practices • Recognized as the national standard of • Included in TJC and other accreditation organization requirements only if their standards address sterile compounding • Minimum practice and quality standards for compounding sterile preparations practice Published 11/2003 Official 1/2004 Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Revision released 12/2007 Official 6/2008 Out for Public Comment 9/2015 Proposed USP <797> Summary of Major Changes: 3 risk levels changed to 2 categories distinguished by conditions under which they are made and time within which used Removal of HD handling section and cross-referenced to USP 800 Quarterly requirement for Personnel Monitoring (visual observation of hand hygiene and garbing, MFT and ongoing GFS) Monthly requirement for Viable Air sampling and Surface sampling BUD and Storage times changed with a maximum BUD of 45 days regardless of sterility testing Introduction of “In-Use time” (time before which conventionally manufactured product or compounded dilution bag must be used after it is punctured) Master formulation and compounding records will be required for all batch and non-sterile compounding New guidance for sterility testing of CSP prepared in batch sizes of less than 40. (10% rule) New placement requirements on use of isolators Requirement for sterile gloves and sterile sleeves, sterile wipers and cleaning tools that need to be resterilized but not sterile disinfectants Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Definitions and Practice Issues • Current USP Chapter <797> rejects this statement “Compounding does not include mixing, reconstituting, or similar acts that are performed in accordance with the directions contained in approved labeling provided by the product's manufacturer and other manufacturer directions consistent with that labeling” [21 USC 321 (k) and (m)]. • For one patient for immediate administration a function of medication administration – This is fundamentally low-risk compounding • Batching <797> applies Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Briefing of Proposed Changes • Reorganized, redundancies eliminated, and requirements clarified • Minor editorial changes have been made to update the chapter to current USP style. • Organized in a similar manner as 21 CFR Part 211 – US FDA CGMPs • Key procedures placed in boxes for reference • All sample documents and media procedures removed • Hazardous Drug requirements referred to USP <800> • Allergen extracts no longer given a carve-out • Radiopharmaceuticals still need to comply with USP 797 • Administration is still out of scope – defer to CDC guidance Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Current BUD Paradigm • Applied only to pre-administration activities (handling, compounding and storage) – Once CSP was administered, then USP 797 was no longer applicable • Chemical Stability must be assured during the use of the CSP • Not capped: USP 71 Sterility Test passed has allowed BUD to chemical stability of the drug. – Not Closure-Container Integrity Test required • Current USP 797 is silent on the requirements for compounding multi-dose vials/containers – USP <51> Antimicrobial Effectiveness Test Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved New Proposed BUD Paradigm • NEW DEFINITION: The date or time after which a CSP cannot be used and must be discarded. • The BUD is determined from the time the CSP is compounded. – One day is equivalent to 24 hours. • BUDs is capped to 42 days refrigerated • Closure-Container Integrity Test required for frozen CSPs • CSPs that are made as a MDV must undergo USP <51> Antimicrobial Effectiveness Testing Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Flowchart of BUDs 1. 2. 3. 4. 5. Aseptically-prepared or terminally-sterilized? Sterility test performed? Preservative added? Only sterile components or any nonsterile component? Storage temperature A. Controlled Room Temperature B. Refrigerator C. Freezer Changes in BUDs are based on increasing the frequency of monitoring personnel and the environment Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Proposed USP 797: Category 1 CSPs PEC placement Not in ISO classified air Sterility Testing Not required Endotoxin Testing Not required BUD ≤ 12 hours room temperature or ≤ 24 hours refrigerated Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Proposed USP 797: Storage for Category 2 CSPs PEC placement Placed in ISO classified air Sterility Testing Based on BUD Assignment below Endotoxin Testing Not required if sterile components Storage Method Terminally Sterilized CSPs Aseptically Prepared CSPs BUD Assignment > 12 hour room temperature or > than 24 hours refrigerated Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Sterility Testing Preservative Added No No Controlled Room Refrigerated Frozen Made from 1 or more non sterile components 4 days 7 days 45 days Made with only sterile components Yes No Yes 6 days 9 days Yes (USP 51) 28 days 42 days No 28 days 42 days Yes (USP 51) 42 days 42 days No 14 days 28 days Yes (USP 51) 28 days 42 days No 28 days 42 days Yes (USP 51) 42 days 45 days 45 days 45 days In-Use Time The time before which a conventionally manufactured product used to make a CSP must be used after it has been opened or punctured, or a CSP must be used after it has been opened or punctured. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved In-Use Times Conventionally Manufactured Products Opened, Stored, and Used for Sterile Compounding in ISO Class 5 or Better Air Quality Components In-Use Time Ampuls Use immediately after opening and passing through a sterile particulate filter Pharmacy Bulk Package As specified by the manufacturer Single-dose container (e.g., bag, bottle, syringe, or vial) 6 hours Multiple-dose container Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved 28 days, unless otherwise specified by the manufacturer In-Use Times CSPs Opened, Stored, and Used for Sterile Compounding in ISO Class 5 or Better Air Quality Components In-Use Time Compounded Single-Dose Container Use for single patient immediately; discard remainder Compounded Stock Solutions 6 hours Compounded Multiple Dose Containers1 28 hours, unless otherwise specified by the original compounder 1The particular CSP formulation must pass antimicrobial effectiveness testing in accordance with (51) at the completion of the sterility test (if conducted) or at the time of preparation (if sterility testing is not performed). The test must be completed and the results obtained on the specific formulation before any of the CSP is released or dispensed. The test needs to be conducted only once on each formulation in the particular container–closure system in which it will be stored or released/dispensed. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Preparation of Dilutions: BUD Decision Tree* General Example *This example uses pooling however pooling is not always necessary. OR Step 1 Combine Single Dose Vials Copyright © 2008-2016 CriticalPoint, LLC® - All Rights Reserved Step 2 SDVs combined to make Medium Risk CSP This is source vial/bag for additional doses Make it the right size so that it will be used up < 8 days Step 3 Final CSP to Patient Use within 24 hours and do NOT recycle Core Personnel Competencies Training to establish the following competencies must be completed before compounding: • Hand hygiene and garbing • Cleaning and disinfection • Measuring and mixing • Aseptic manipulation • Proper clean room behavior • Methods of sterilization and depyrogenation • Use of compounding equipment • Documentation • Understanding air flow patterns • Proper use of primary engineering controls Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved 19 Personnel Garbing for Compounding CSP Category PEC type Category 1 Any Minimum Requirement Non-cotton, low-lint, disposable gown or coveralls Low-lint, disposable covers for shoes Low-lint, disposable covers for head and facial hair that cover the ears and forehead Sterile gloves and sterile sleeves1 Laminar airflow Non-cotton, low-lint, disposable gowns or coveralls Category 2 system (LAFS) and Low-lint, disposable covers for shoes biological safety cabinet Low-lint, disposable covers for head and (BSC) facial hair that cover the ears and forehead Mask Sterile gloves and sterile sleeves1 Eye shield is optional RABS (CAI or CACI) or Category 2 Non-cotton, low-lint, disposable gowns or coveralls isolator Low-lint, disposable covers for shoes and hair Sterile gloves 1 Compounding or repackaging must not occur in worse than ISO Class 5 air. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Garbing changes/clarifications • Remove all cosmetics because they shed flakes and particles • Remove all hand, wrist, and other exposed jewelry or piercings (e.g., rings, watches, bracelets, earrings, and lip or eyebrow rings) that can interfere with the effectiveness of PPE (e.g., fit of gloves, cuffs of sleeves, and eye protection) • Cover any jewelry that cannot be removed (e.g., surgically implanted jewelry) must be covered • Ear buds, headphones, and cell phones, or other similar devices are not permitted in the cleanroom • Dry hands and forearms with either low-lint disposable towels or wipes. No hand dryers mentioned Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Environmental Monitoring – Facility Related Metrics Test Current Proposed Non-viable air sampling Every six months Every six months Viable air sampling Every six months Quarterly Periodic Monthly Surface sampling Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Personnel Monitoring Test Media fill Current • Annually if only low/medium risk compounded • Semiannually if high risk compounded Failed test • Requalification Gloved fingertip test • Annually if only low/medium risk (following initial compounded test) • Semiannually if high risk compounded Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Proposed Quarterly Any failed competency must be repeated 3 times prior to restarting Quarterly Primary Engineering Controls • Laminar Air Flow Systems (LAFS) – Laminar Air Flow Workbenches – Laminar Air Flow zones – Biological Safety Cabinets (BSC) • Restricted Access Barrier System(RABS) – Compounding aseptic isolator (CAI) – Compounding aseptic containment isolator (CACI) • Isolators – Transfer ports – Use sporicidal chemical decontamination – Constant overpressure requirement Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Sterile gloves are required when working in a RAB or isolator! Secondary Engineering Controls • Segregated Compounding Area • Category 1 CSPs (SCA) • Positive pressure buffer room with access through a positive pressure anteroom • Category 2 CSPs To meet Category 2, any PEC must be located in an ISO Class 7 area The use of displacement airflow is NOT permitted Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Facility Design Requirements • The surfaces of ceilings, walls, floors, fixtures, shelving, counters, and cabinets in a classified area or in a segregated compounding area must be smooth, impervious, free from cracks and crevices, and non-shedding, thereby promoting cleanability and minimizing spaces in which microorganisms and other contaminants can accumulate. • The buffer area or area inside the perimeter of a segregated compounding area cannot contain water sources (e.g., sinks) or floor drains. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Facility Design Requirements • The room temperature must be maintained at 20° or cooler and a humidity below 60% at all times. – Temperature and humidity must be controlled through an efficient heating, ventilation, and air conditioning (HVAC) system rather than through use of humidifiers and dehumidifiers, which can contain standing water that can contribute to microbial contamination Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Storage conditions • Storage under frozen conditions places the container–closure under physical stress, and the degree of stress may depend on the formulation and other factors. • Therefore, if a Category 2 CSP is to be stored in a freezer, the integrity of the CSP in the particular container–closure system in which it will be stored must have been demonstrated for 45 days at frozen storage. • A container–closure integrity test needs to be conducted only once on each formulation and fill volume in the particular container–closure system in which it will be stored or released/dispensed. • Once the CSP is thawed, the CSP must not be re-frozen. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved SOPS and Master Formulation and Compounding Records • A Master Formulation Record is required when CSPs are prepared in a batch for multiple patients or when CSPs are prepared from nonsterile ingredients. • Compounding Record is required for every CSP prepared and requires documentation by all individuals involved in the actual preparation of the CSP. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Urgent-Use CSPs (replaces Immediate-Use) • A CSP may be prepared in worse than ISO Class 5 air quality (see 4.1 Protection from Airborne Contaminants) in rare circumstances when a CSP is needed urgently (e.g., cardiopulmonary resuscitation) for a single patient, and preparation of the CSP under conditions described for Category 1 or Category 2 would subject the patient to additional risk due to delays in therapy. • In these circumstances, the compounding procedure must be a continuous process not to exceed 1 hour, and administration of the CSP must begin immediately upon completion of preparation of the CSP. • Aseptic technique must be followed during preparation, and procedures must be in place to minimize the potential for contact with nonsterile surfaces, introduction of particulate matter or biological fluids, and mix-ups with other CSPs. Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Technology advances • The statement in the current chapter has been removed: – “The use of technologies, techniques, materials, and procedures other than those described in this chapter is not prohibited so long as they have been proven to be equivalent or superior with statistical significance to those described herein.” • No reference to Rapid Microbiological Methods as an alternative to USP Chapter <71> Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved How to Provide Comments to USP • Go to www.USP.org and search for USP <797> • Download the proposed revisions • Comments must be submitted on Comment Submission Template by email to compoundingsl@usp.org by January 31, 2016 – Be sure to include line numbers for your comments • If you have any questions, contact the Healthcare Quality Standards team at CompoundingSL@usp.org Copyright © 1999 -2016 Clinical IQ, LLC® - All Rights Reserved Revisions to USP <797> Pharmaceutical Compounding – Sterile Preparations Tony Cundell Consulting Microbiologist, Scarsdale, NY Copyright © 2008-2014 CriticalPoint, LLC® - All Rights Reserved Copyright © 2008-2016 Tony Cundell - All Rights Reserved Copyright © 2008-2016 Tony Cundell - All Rights Reserved Disclaimer The opinions expressed in this presentation are solely my own and are not representative of the USP Microbiology Expert Committee, of which I am a member, or my consulting clients. Copyright © 2008-2016 Tony Cundell - All Rights Reserved Revisions to USP <797> • Members of the USP Microbiology and Sterile Compounding Expert Committees in collaboration with the FDA, after numerous meetings, have published the long-awaited revisions to USP <797> Pharmaceutical Compounding – Sterile Preparations online at the USP website September 25, 2015 with a 90-day comment period ending January 31, 2016. • Eric Kastango and I strongly recommend, as stakeholders, you review and comment on the revision. Copyright © 2008-2016 Tony Cundell - All Rights Reserved Scope of the Chapter • This chapter describes the minimum practices and quality standards to be followed when preparing compounded sterile human and animal drugs CSPs. • These practices and standards must be used to prevent harm, including death, to human and animal patients that could result from: 1. microbial contamination (non-sterility) 2. excessive bacterial endotoxins 3. variability from the intended strength of correct ingredients 4. chemical and physical contaminants, and/or 5. use of ingredients of inappropriate quality. • Note: 503b outsourcing sterile compounding facilities will be expected to comply with FDA cGMP regulations. Copyright © 2008-2016 Tony Cundell - All Rights Reserved USP <797> Revision As a microbiologist I will discuss the following sections of the proposed revision: • Competency Testing in Garbing and Hand Hygiene • Environmental Monitoring • Sterilization and Depyrogenation • Release Testing • Establishing Beyond-use Dating and In-use Times Copyright © 2008-2016 Tony Cundell - All Rights Reserved Presentation Structure I will structure my commentary as follows: • Summary of the requirements in the 2015 USP <797> revision • Comparison to the 2008 USP <797> chapter • Expert analysis of the intent and limitations of the USP <797> revisions Copyright © 2008-2016 Tony Cundell - All Rights Reserved Microbial Risk Analysis Firstly, what are the major risks for CSP microbial and endotoxin contamination? Personnel and Compounding Environment: • Gloved Hands > Surfaces (Working) > Airborne > Surfaces (Non-working) Compounding Operation: • Non-sterile-to-sterile >> Sterile -to-sterile compounding • Ingredient water > Compounding ingredients > Packaging materials Sterilization Processes • Sterile Filtration > Dry heat sterilization > Steam sterilization • Aseptic compounding >> Terminal sterilization • Multiple manipulations >> Single manipulations Copyright © 2008-2016 Tony Cundell - All Rights Reserved 39 Microbial Risk Analysis (continued) What are the major risks for CSP microbial and endotoxin contamination? Storage Temperature: • Room temperature > Refrigeration >> Frozen Storage Time: • Short time > Longer time Administration route: • Intrathecal > Intravenal > Intramuscular Copyright © 2008-2016 Tony Cundell - All Rights Reserved 40 Hospital Usage of CSPs Based on a 2012 FDA survey of acute-care hospitals that participated in Medicare the following was found: • 92% of the hospitals used CSPs • Of those hospitals, 92% used sterile-to-sterile products and only 25% used higher risk nonsterile-to-sterile products. • Non-sterile-to-sterile products composed less than 1% of the CSPs used. • Of the hospital that used non-sterile-to-sterile CSPs, 85% outsourced at least some of these products Copyright © 2008-2016 Tony Cundell - All Rights Reserved 41 Personnel Qualification Revised USP <797>: • Compounding personnel must gown and don gloves and have zero CFU on finger/thumb sampling of both hands in an ISO 5 area, no fewer than three consecutive times, before being allowed to compound. • During quarterly sampling no more a total of 3 CFU from both gloved hands would be acceptable. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 42 Fingertip Monitoring • Gloved hand fingertip monitoring with a contact plate containing TSA plus lecithin and Tween 20 Copyright © 2008-2016 Tony Cundell - All Rights Reserved 43 Comparison of Personnel Testing Requirements Personnel Qualification Current Proposed Visual observation of hand hygiene and garbing Finger-tip monitoring Prior to compounding and during media fill testing Quarterly (category 1 & 2 CSPs) Media Fill Testing Copyright © 2008-2016 Tony Cundell - All Rights Reserved Annually (low and medium risk level) Semi-annually (high risk level) Quarterly (category 1 & 2 CSPs) Personnel Qualification Analysis Analysis of the proposed changes: • The current chapter is more nuanced with the minimum requirements more closely matching the risk level. • As microbial contamination of the gloved fingertips is the greatest risk to CSP safety, glove monitoring should be incorporated into environmental monitoring conducted monthly and the technician removed from the compounding area, released CSPs evaluated, requalified, prior to returning to their duties, if they fail. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 45 Personnel Qualification: Analysis (continued) Analysis of the proposed changes: • Personnel qualification should be reduced to annually for sterile-to-sterile compounding and semi-annually for non-sterile-to-sterile compounding. • More emphasis should be given to the definition, observation and qualification of aseptic technique in the USP <797> revision. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 46 Airborne Non-viable Particulate Monitoring Revised USP <797>: • For ISO 5 areas, the action level is ≥ 3,520 particles per m3 (1000 L) under typical operating conditions (Semi-annually) • Compounding will cease if the requirements are not met. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 47 Airborne Non-viable Particulate Monitoring: Analysis Analysis of proposed changes: • What does typical operating conditions mean in practice? • Does particulate monitoring distort the air flow patterns in a laminar flow hood? • Does semi-annual facility certification meet this requirement or not? Copyright © 2008-2016 Tony Cundell - All Rights Reserved 48 Viable Airborne Particle Monitoring Revised USP <797>: • For ISO 5 areas, the action level is ≥ 1 cfu/m3 (1000 L) during compounding operations (monthly) • If the action level is exceeded, investigate and take corrective action • Trend below action levels for ISO 7 and 8 areas • Identify action level isolates to species or at least genus and give greater emphasis to the presence of pathogens in compounding areas Copyright © 2008-2016 Tony Cundell - All Rights Reserved 49 Active Viable Particulate Air Samplers Copyright © 2008-2016 Tony Cundell - All Rights Reserved 50 Viable Airborne Particle Monitoring Action Levels for Viable Air Sampling Air Cleanliness Classification Current cfu/m3 Proposed cfu/m3 ISO Class 5 >1 ≥1 ISO Class 7 > 10 ≥ 10 ISO Class 8 > 100 ≥ 100 Copyright © 2008-2016 Tony Cundell - All Rights Reserved 51 Viable Airborne Particle Monitoring: Analysis Analysis of the proposed changes: • Frequency from semi-annually to monthly which will allow for trending. • Lower level of response, i.e. investigate and corrective actions, compared to non-viable airborne particle monitoring. • The action level in the revised USP <797> would be any isolation of microorganisms in the ISO 5 area. • Response related to pathogenicity of the isolated microorganisms. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 52 Viable Surface Monitoring Revised USP <797>: • For ISO 5 areas work surfaces, action level > 3 CFU/plate or 25 cm2 (monthly) • Exceeding action levels requires an investigation and corrective actions but not ceasing compounding. • Reduce CSP beyond-use dating from Category 1 to 2 Copyright © 2008-2016 Tony Cundell - All Rights Reserved 53 Viable Surface Monitoring Action Levels for Viable Surface Sampling Air Cleanliness Classification ISO Class 5 ISO Class 7 ISO Class 8 Copyright © 2008-2016 Tony Cundell - All Rights Reserved Current cfu/m3 Proposed cfu/m3 >3 > 3 working N/A non-working >5 > 100 > 5 working > 10 non-working > 25 working > 50 non-working 54 Viable Surface Monitoring: Analysis Analysis of the proposed changes: • Is the distinction between working and non-working surfaces useful? • Given the analytical capability of the microbial method is there a real difference between 3 and 4 CFU/cm2 , i.e., a passing or failing result? • Should compounding cease if the ISO 5 working surface action level is exceeded? • Is the more stringent ISO class 8 action levels, i.e., 25 versus 100 CFU, justified? Copyright © 2008-2016 Tony Cundell - All Rights Reserved 55 Sterilization and Depyrogenation • USP <797> references USP <1229.4> Sterilizing Filtration of Liquids, USP <1229.1> Steam Sterilization by Direct Contact, USP <1229.8> Dry Heat Sterilization. • Biological indicators are included in routine steam and dry heat sterilization cycles. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 56 Release Sterility Testing Revised USP <797>: • With aseptically prepared CSPs from non-sterile starting materials, the beyond-use dating is extended from 4 to 28 days, if a USP <71> sterility test is performed. • With aseptically prepared CSPs from only sterile starting materials, the beyond-use dating is extended from 6 to 28 days, if a sterility test is performed. • Storing the CSP at refrigerated temperature adds an extra 3 and 14 days to the beyond-use dating respectively. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 57 Release Sterility Test: Analysis Analysis of the proposed chapter <797>: • The proposed revision to USP <797> should allow the use of alternative methods to the USP <71> sterility test to reduce the time to complete the test from 14 days to 7 day or within one working shift using more rapid sterility testing methods. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 58 Release Endotoxin Testing Revised <797> chapter: • All category 2 CSPs made from one or more non-sterile ingredients, except those for inhalation and topical ophthalmic, must be tested for bacterial endotoxin. • Exceptions are when the certificates of analysis list the endotoxin level or the compounding facility has a history of ingredient testing. • In the absence of endotoxin limits in official USP monographs, the CSP must exceed the limits calculated as described in USP <85>. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 59 Bacterial Endotoxin Requirements Current All high-risk CSPs, except for those for inhalation and ophthalmic administration, prepared in groups of more than 25 SDPs or in MDVs or that are exposed longer than 12 hours at 2 to 8˚ C or longer than 6 hours at room temperature before they are sterilized shall be tested. Copyright © 2008-2016 Tony Cundell - All Rights Reserved Proposed All Cat 2 made from 1 or more non sterile ingredients EXCEPT those for inhalation or topical administration must be tested. Exception are if the non-sterile ingredients have a COA listing endotoxin bioburden or the compounder has a testing history. 60 Release Endotoxin Testing: Analysis Analysis of the proposed changes: • A distinction is made between topical and intraocular ophthalmic administration in the revised chapter. • The testing is still directed towards high-risk CSPs • The stated policy of the USP is to remove proscribed endotoxin limits for USP monographs. • The clinician must communicate the patient dosage to the compounding pharmacy so they can calculate the endotoxin limit. • The small batch sizes, i.e. <25 SUVs are not exempt. Copyright © 2008-2016 Tony Cundell - All Rights Reserved Comparison of Beyond-Use Dating Proposed Category 1 12 hours Storage Conditions Current Risk Levels Room 48 hours (low) 30 hours (medium) 24 hours (high) 24 hours Refrigerated 14 days (low) 9 days (medium) 3 days (high) 7 days (non-sterile to sterile) 9 days (sterile to sterile) 42 days (sterility tested) Frozen 45 days All risk levels N/A 45 days Copyright © 2008-2016 Tony Cundell - All Rights Reserved Proposed Category 2 4 days (non-sterile to sterile) 6 days (sterile to sterile) 28 days (sterility tested) Beyond-use Dating: Analysis Analysis of proposed changes: • The preparation of Category 1 CSPs is actively discouraged by the short beyond-use dating, i.e. 24 hours for RT storage. • Release sterility testing gains an extra 8 and 21 days for room temperature and refrigerated CSPs respectively. • The beyond-use dating of sterile-to-sterile CSPs is extended from 48 hours to 6 days (without sterility testing) and 28 days (with sterility testing) in the proposed USP <797> revision. Copyright © 2008-2016 Tony Cundell - All Rights Reserved Beyond-Use Dating: Analysis (continued) Analysis of proposed changes • Preservatives are not typically included in IV drug products due to toxicity issues. However, they may be included in pharmaceutical manufactured multiple-use products used as starting materials in sterile compounding. • Frozen storage is not commonly used in acute-cure facilities. • Terminal sterilization is not a common practice in sterile compounding due to a lack of steam sterilization capabilities. BUDs for terminally sterilized CSPs is limited to 45 days Copyright © 2008-2016 Tony Cundell - All Rights Reserved 64 In-Use Times Revised USP <797>: • USP <797> defines this new concept, the in-use time as the time before a manufactured sterile product or CSP must be used after it is opened or needle-punctured. • The in-use time assigned cannot exceed the expiration dating of the manufactured product or BUD of the CSP. • The regulators believe that the in-use time will depend on the type of product or CSP and the environment where the manipulations occur, i.e. ISO 5 or worse. • For manufactured products, the in-use times assigned for ampules, single-use container and multi-dose containers manipulated in ISO 5 areas are use immediately, 6 hours and 28 days respectively. • For CSPs, the in-use times assigned for compounded single-dose containers, compounded stock solutions and compounded multi-dose containers that pass the Antimicrobial Effectiveness Test manipulated in ISO 5 areas are 6 hours, 6 hours, and 28 days. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 65 In-Use Times: Analysis Analysis of the proposed changes: • The question must be asked where these in-use times came from and are they scientifically justified? • In-use time recommendations based on microbiological and physicochemical stability are found in the package inserts of manufactured products. This labeling material is approved by the FDA for each manufactured drug product using stability data submitted by the manufacturer. They are not found in any GMP regulation or guidance document. • It is presumed that the 28 days is derived by the longest time interval in the USP <51> chapter. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 66 In-Use Times: Analysis (continued) Analysis of the proposed changes: • It is assumed that the administration time, e.g. hang time for a IV bag, is not included in the in-use time. • Guidance for administration time would be obtained from CDC recommendations and ASHP guidelines Copyright © 2008-2016 Tony Cundell - All Rights Reserved 67 Conclusions • Overall the changes to chapter <797> can be supported. • There are opportunities for improvements especially if there is detailed and constructive comments from stakeholders. • Thanks for your attention. We will take questions as time permits. Copyright © 2008-2016 Tony Cundell - All Rights Reserved 68