Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Exhibit B
Page 1 of 327
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 2 of 327
Attorneys At Law
P. O. BOX 201626
HOUSTON, TEXAS 77216-1626
TAXPAYER I.D. #74-1195457
Stanford Financial Group Receivership
ATTN: Mr. Ralph S. Janvey, Receiver
2100 Ross Avenue
Suite 2600
Dallas TX 75201
079716.0102
Invoice No.
Invoice Date
1120857
July 16, 2009
Attorney
J A Cialone, II
Cross Border Receivership Matters
Hours
Description
04/13/09
S W Austin
REDACTED
1.50 Prepared for conference call regarding
;
completed review of Notice of Appeal and sent comment;
participated in conference call with Felicity Toube, Bill Stutts
Stuart Isaacs; Sir Clare Roberts, Robin Preston-Jones and Bob
Howell regarding REDACTED
.
04/13/09
J M Greer
.80 Reviewed materials located in Stanford's law library regarding
.
REDACTED
04/13/09
R I Howell
6.40 Conference call with U.K. and Antiguan counsel; conference
call with Canadian counsel; telephone conference with Stuart
Clinton of Ernst & Young-Toronto regarding
REDACTED
REDACTED
; drafted
; revised proposed inserts drafted by Canadian counsel.
04/13/09
N M Starbuck
1.20 Assisted B. Stutts with duplication of Antiguan and other
offshore documents related to the receivership.
04/13/09
W F Stutts, Jr.
REDACTED
6.90 Conference calls on
;
transmitted and analyzed information relevant to the filings;
REDACTED
questions to Mr. Reece regarding
; related
information and calls with Mr. Arevalo and Mr. Reece;
REDACTED
communications
with Mr. Isaacs
REDACTED
regarding
; worked on affidavit
content and execution for Mr. Janvey; communications on
REDACTED
; EY information in Canada; revisions
39
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 3 of 327
Page 2
Description
to Canadian motion; reviewed information on websites; worked
on background information and provided information to
REDACTED
Canadian counsel regarding
.
04/14/09
S W Austin
1.90 Reviewed application for recognition UK; prepared for call
with Felicity Toube, Stuart Isaacs, Bill Stutts, Bob Howell et
REDACTED
all regarding
; reviewed
Stuart's e-mail message and Sir Clare's regarding
REDACTED
.
04/14/09
J M Greer
04/14/09
R I Howell
6.50 Further work on Canadian motion and related affidavits;
conference call with Karyl Van Tassel and Jim Ferguson
REDACTED
.
04/14/09
R T Preston-Jone
3.30 Two conference calls; considering draft affidavit prepared by
Felicity Toube (barrister); conferring with clerk to barristers as
REDACTED
to
;
04/14/09
W F Stutts, Jr.
4.40 Calls with Canadian Counsel and Mr. Howell, and reviewed
information necessary for Canadian proceeding; data
information from Stuart Isaacs; leads in information; reports
REDACTED
from Clare Roberts regarding
.
04/15/09
S W Austin
.70 Telephone consultation with Bill Stutts regarding REDACTED
REDACTED
located
and circulated to Bill Stutts; reviewed Sir Clare's eREDACTED
mail message regarding
;
reviewed Bob Howell's response.
04/15/09
H T Hamner III
.30 Attention to email
.70 Prepared and drafted a letter to Stanford employees that were
retained by the Receiver.
;
REDACTED
04/15/09
R I Howell
7.50 Worked on Roffman affidavit and Canadian motion; telephone
conference with Heather Klink regarding
;
interviewed Ozzie Pi by phone; telephone conferences with
George Hendy; reviewed letter from Ogilvy firm and revised
motion in light of same; reviewed email from Sir Clare Roberts
regarding
REDACTED
; correspondence with Sir
Clare.
04/15/09
J C Huddleston
3.70 Attention to correspondence transmittals and notarization of
REDACTED
document
.
04/15/09
R T Preston-Jone
3.10 Considering and reviewing evidence and conference call with
colleagues.
40
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Document 671-2
Hours
Filed 08/04/2009
Page 4 of 327
Page 3
Description
04/15/09
W F Stutts, Jr.
7.50 Canadian proceeding documents and preparations for filing;
significant work on affidavit from Mr. Roffman and its
execution and approval; related additional information from
Mr. Himo and changes effected by the latter; information from
REDACTED
Mr. Roberts regarding
and
communications with Mr. Isaacs regarding
REDACTED
; updated information regarding
REDACTED
; several meetings with
REDACTED
Mr. Janvey regarding
.
04/16/09
S W Austin
7.10 Researched
REDACTED
; reviewed articles and materials regarding
; drafted letter to Governor Venner, ECCB, regarding
REDACTED
; drafted letter to Robert Plotkin regarding
REDACTED
; numerous revisions per Bill Stutts comments;
prepared transmittals; located Motion; briefly reviewed;
confirmed letters with Bob Howell and Motion to send;
circulated letter and Motion to Governor Venner and Robert
Plotkin; send copies to Herschel Hamner; office consultation
with Bill Stutts regarding
REDACTED
REDACTED
04/16/09
M E Burnett
04/16/09
R I Howell
04/16/09
R T Preston-Jone
04/16/09
W F Stutts, Jr.
.20 Searched for and provided copy of current docket sheet in
specified case for Bill Stutts.
6.60 Work on Antiguan and Canadian sections to Receiver's report
to the court; telephone conference with Stuart Isaacs and
REDACTED
Felicity Toube regarding
; revised proposed press release; email
correspondence with Sir Clare Roberts; telephone conferences
with George Hendy regarding
REDACTED
; brief research
REDACTED
regarding
;
telephone conference with Bill Stutts, Ralph Janvey and Kristie
Blumenschein.
.80 Preparing draft letter to Cameron McKenna and circulating and
receiving comments.
6.40 Worked on filing of Canadian motion and updated revisions
and coordination; instructions to Ms. Austin regarding
REDACTED
; coordination of videoconference and participated in
same with various people in four offices in U.S.
04/16/09
W F Stutts, Jr.
.60 Conference with Mr. Howell regarding
REDACTED
.
41
Case 3:09-cv-00298-N
Document 671-2
Hours
04/17/09
S W Austin
Filed 08/04/2009
Page 5 of 327
Page 4
Description
1.20 Conference call regarding
REDACTED
, Sir Clare et al; reviewed
pleadings forwarded by Robin Preston-Jones and e-mail
messages from Sir Clare and Felicity Toube.
04/17/09
R I Howell
6.30 Telephone conference with George Hendy; further work on
proposed insert for Receivership report; telephone conference
with Steve Massad.
04/17/09
R T Preston-Jone
REDACTED
2.30 Considering
conference call to discuss
.
04/17/09
W F Stutts, Jr.
and email traffic;
REDACTED
5.60 Scheduling information on Antigua and information regarding
REDACTED
; question regarding
REDACTED
; telephone
conferences with Mr. Arevalo and Mr. Vallieres; distributed
REDACTED
information regarding
; information
to Mr. Arevalo regarding REDACTED
.
04/18/09
R I Howell
1.70 Worked on insert for Receiver's report and corresponded with
Massad, Cialone and Stutts.
04/18/09
W F Stutts, Jr.
2.20 Conference with Mr. Janvey on
REDACTED
; reviewed information regarding
REDACTED
; further additional work on communications and service
on Canadian papers and addressing requests of Canadian
regulatory authorities.
04/19/09
W F Stutts, Jr.
2.70 Reviewed information related to receiver reports and
information for the same; extended call with Mr. Isaacs and
Ms. Toube
REDACTED
; examined REDACTED
; various communications with Mr. Howell regarding
REDACTED
.
04/20/09
S W Austin
04/20/09
R I Howell
.70 Reviewed e-mail messages from Felicity Toube and Sir Clare;
replied; e-mail messages from Bill Stutts regarding same;
telephone consultation with Bob Howell and Bill Stutts
REDACTED
regarding
.
6.90 Further revisions to Receiver's Report and corresponded with
REDACTED
Steve Massad regarding
; sent
REDACTED
42
Case 3:09-cv-00298-N
Document 671-2
Hours
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Page 6 of 327
Page 5
Description
to Kevin Sadler; sent to Bill Stutts
REDACTED
; reviewed
liquidation order from Sir Clare Robert's office; began memo
of REDACTED interview; telephone conference with Roger
Zuckerman.
04/20/09
R T Preston-Jone
04/20/09
W F Stutts, Jr.
1.80 Perusing various emails and documents circulated over the
weekend; conferring with Stuart Isaacs QC (barrister) and
others by email; conferring with Bill Stutts by phone.
.80 Communications regarding
REDACTED
.
04/20/09
W F Stutts, Jr.
REDACTED
2.40 Reviewed information related to
and brief review of information received related to
REDACTED
; several
communications with Mr. Howell and Mr. Janvey and Ms.
Blumenschein; analysis.
04/20/09
W F Stutts, Jr.
.80 Manage info from lawyers in England and Antigua, including
.
REDACTED
REDACTED
04/20/09
W F Stutts, Jr.
1.90
communications with Bob
Howell and George Hendy and brief review of
REDACTED
.
04/20/09
W F Stutts, Jr.
2.30 New English law recognition application from the Antiguans;
communications to English related to
REDACTED
; communications with Mr. Howell
related to
.
REDACTED
04/20/09
W F Stutts, Jr.
04/21/09
R I Howell
04/21/09
R T Preston-Jone
04/21/09
W F Stutts, Jr.
.90 Reviewed letter from Peter Wiltshire and related
communications with Ms. ROmero and Mr. Janvey and Mr.
Adams and Mr. Cialone related to
REDACTED
.
8.70 Drafted inserts for Receiver's report and provided edits of other
parts to Steve Massad; worked on inserts for Bill Stutts' use in
update to the Receiver; drafted and sent letter to Robert
Plotkin, TD's US lawyer; telephone conference with Robert
Plotkin; telephone conference with Canadian counsel regarding
REDACTED
.
REDACTED
.80 Email received from Bill Stutts relating to
; conferring with clerks to Stuart Isaacs QC (barrister) and
Felicity Toube (barrister) REDACTED ; email to Bill Stutts.
4.80 New Canada proceedings; communications with Alberto
Arevalo and Ontario officials regarding Ontario status;
43
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Description
reviewed information from both; communications with R.
Howell; letter P. Wiltshire; examined
REDACTED
04/22/09
R I Howell
04/22/09
J C Huddleston
04/22/09
R T Preston-Jone
Page 7 of 327
Page 6
.
7.20 Further revisions to the Receiver's Report; obtained copies of
and reviewed Antiguan Receivers' Ch. 15 filing; conference
REDACTED
call on
; reviewed and
commented on REDACTED
.
.20 Revised correspondence to Peter Wiltshire.
2.50 Receiving and circulating English proceedings issued by
Antiguan Liquidators; conferring with Felicity Toube
REDACTED
(barrister)
; conferring with Bill Stutts
REDACTED
; conferring with Bill Stutts as to
; preparing letter to Cameron McKenna.
REDACTED
04/22/09
N M Starbuck
04/22/09
W F Stutts, Jr.
04/22/09
W F Stutts, Jr.
04/23/09
H T Hamner III
1.30 Revised document at the request of B. Stutts; duplicated
English Affidavit.
.70 Reviewed report to court and commented on
REDACTED
.
4.40 Reviewed information related to new application by Antiguan
liquidators and impact of application; communications with
advisors and experts; reviewed High court claim number and
REDACTED
information from Mr. Reece regarding
; communicated with Mr. Howell regarding
REDACTED
; several communications
with Mr. Preston-Jones.
.80 Collected
REDACTED
per request of B. Howell.
04/23/09
R I Howell
7.00 Further work on the Receiver's report; telephone conference
with English Counsel; began review of Antiguans' English
petition; began revisions to Janvey affidavit for English action.
04/23/09
R T Preston-Jone
3.20 Telephone call to Felicity Toube (barrister) to discuss
REDACTED
; telephone call to Karen Denny (SEC lawyers)
(abortive); Perusing amended affidavit circulated by Felicity
Toube (barrister); responding to query from Bob Howell re
REDACTED
; conference call with
whiole team; Perusing letter to Cameron McKenna sent by Bill
Stutts; preparing further letter to Cameron McKenna; email to
REDACTED
Bob Howell re
.
04/23/09
W F Stutts, Jr.
.40 Provided input into interim report of receiver.
44
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
04/23/09
W F Stutts, Jr.
Page 8 of 327
Page 7
Description
2.70 England Exhibit; identification of same; communications from
Victor K regarding
REDACTED
; communications
with Mr. Arevalo and Mr. Reece regarding
.
REDACTED
04/24/09
J A Cialone, II
.50 Attention to
04/24/09
J M Greer
.60 Researched and reviewed
04/24/09
R I Howell
7.50 Research for and worked on
REDACTED
and discussed same with team.
REDACTED
.
REDACTED
; reviewed Canadian
freeze order; telephone conference with Canadian counsel and
REDACTED
sent email to co-counsel regarding
.
04/24/09
R T Preston-Jone
2.60 Finalising and sending letter to Cameron McKenna following
dicsussion with Felicity Toube (barrister) and telephone call to
Karen Denny; following up on expenses of Stuart Isaacs QC
(barrister); considering exhibit to English application affidavit;
receiving notice of hearing from Nabarros.
04/24/09
W F Stutts, Jr.
2.90 Advised Mr. Hanvey and Ms. Blumenschein regarding
REDACTED
; communications with Mr. Arevalo regarding
REDACTED
; reviewed communications from Felicity Toube
REDACTED
regarding
and addressing issues
raised therein; several elements of factual information from Mr.
Howell.
04/24/09
W F Stutts, Jr.
1.10 Reviewed new information received from ANtigua regarding
REDACTED
; related review of
REDACTED
.
04/25/09
R I Howell
3.00 In connection with the Antiguan liquidators Ch. 15 filing,
reviewed
REDACTED
; telephone conference
REDACTED
with Clint Davis regarding
; correspondence
with Bill Stutts and Eric Soderlund regarding REDACTED
.
04/26/09
R I Howell
3.20 Office conference with Bill Stutts regarding
REDACTED
; email correspondence with
Canadian counsel regarding
; revised Bill Stutts' draft
REDACTED
report to Ralph Janvey on
.
REDACTED
04/26/09
W F Stutts, Jr.
1.80 Report to Mr. Janvey regarding
REDACTED
45
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Document 671-2
Filed 08/04/2009
Hours
REDACTED
Page 9 of 327
Page 8
Description
.
04/26/09
W F Stutts, Jr.
.30 Reviewed information from John MacDonald and responded to
REDACTED
the inquiry with information related to
.
04/26/09
W F Stutts, Jr.
.40 Reviewed antiguan judgment and
REDACTED
.
04/27/09
M E Burnett
04/27/09
T M Davis
04/27/09
R I Howell
REDACTED
1.00 Searched for and provided
for Bill Stutts.
.80 Call with B. Stutts, K. Sadler, and B. Howell regarding
REDACTED
.
7.50 Drafted memo
REDACTED
;
conference call among certain team members regarding the
REDACTED
; conference call with Jay
Westbrook; correspondence with Joan Stack regarding
REDACTED
; correspondence with Bill Stutts and
REDACTED
Tony Davis regarding
; conference
call with U.K. counsel and sent email regarding
to team
members; correspondence with Canadian counsel regarding
REDACTED
.
REDACTED
04/27/09
R T Preston-Jone
2.90 Attending court for hearing of SEC Freezing Order Return
Date; preparing report to Bill Stutts and others; conferring with
Bill Stutts by phone; conference call with Bill Stutts and others.
04/27/09
W F Stutts, Jr.
REDACTED
2.20 Reviewed with English counsel
;
information transmitted on additional budgeting; information
on SEC freezing order and status and
REDACTED
.
04/28/09
04/28/09
M E Burnett
R M Caine
1.40 Searched for
REDACTED
for Bill Stutts.
6.80 Reviewed Memphis documents for
REDACTED
04/28/09
T M Davis
04/28/09
R I Howell
.
.30 Exchange emails with K. Sadler regarding
REDACTED
.
7.80 Further research and work on reply to motion to amend
receivership order; conference call with Prof. Jay Westbrook,
46
Case 3:09-cv-00298-N
Document 671-2
Hours
04/28/09
R T Preston-Jone
Filed 08/04/2009
Page 10 of 327
Page 9
Description
Stutts and Sadler; conference call with Canadian counsel.
3.90 Finalising and sending letter to Cameron McKenna; email
received from Stuart Isaacs QC (barrister) re REDACTED
forwarding same to US colleagues; commenting on skeleton
argument prepared by Felicity Toube (barrister); letter received
from Cameron McKenna re
and conferring with
Felicity Toube (barrister); perusing documents circulated by
Felicity Toube (barrister).
REDACTED
04/28/09
W F Stutts, Jr.
2.50 Information received from Antiguan court of appeal related to
status of issues there;
communications with Ms. Toube
REDACTED
and Mr. Howell regarding
; reviewed
REDACTED
information from
; reviewed
additional points related to
REDACTED
; obtained additional information related to
REDACTED
; reviewed Ms. Toube
skeleton argument.
REDACTED
04/28/09
W F Stutts, Jr.
1.10 Reviewed information with Mr. Howell related to
REDACTED
; reviewed information
REDACTED
regarding
from Julie Himo at Ogilvy;
REDACTED
with Mr. Howell.
04/28/09
H C Tucker
8.80 Reviewed Memphis documents
REDACTED
.
REDACTED
04/29/09
J A Cialone, II
.70 Attention
and calls.
04/29/09
J A Cialone, II
.80 Attention to
04/29/09
R I Howell
9.00 Worked on response in opposition to the Antiguan Liquidators'
motion to modify the receivership order; email correspondence
with Canadian counsel regarding REDACTED
.
04/29/09
M G Myers
2.70 Gathered documents for production to Canadian regulatory
authorities.
04/29/09
R T Preston-Jone
2.70 Conferring with Felicity Toube (barrister) by email re
REDACTED
; Perusing Antiguans' skeleton argument;
commenting on draft Order; arranging conference call with
Nabarro and Felicity Toube (barrister).
04/29/09
W F Stutts, Jr.
3.90 Communications with Mr. Reece regarding
REDACTED
issues and strategy; related meetings
issues presented in proceedings there.
REDACTED
; communications with Fred Fram regarding
REDACTED
;
limitations on scope of discretion and operations in Antigua;
reviewed compliance and other manuals and retrieve full
47
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 11 of 327
Page 10
Description
copies of each; reviewed revised timetable in England and
scheduled accordingly; several communications with Mr.
Howell and Ms. Toube and Mr. Preston-Jones regarding
REDACTED
.
04/29/09
W F Stutts, Jr.
.90 Reviewed new changes regarding Canada and scope and
schedule; reviewed information for Prof Westbrook schedule
and evidence; letters to regulatory authorities; reviewed
REDACTED
information from Mr. Hendy related to
.
04/29/09
W F Stutts, Jr.
.60 Prepared for meeting with Examiner scheduled for April 30
and assembled information related to that meeting.
04/29/09
H C Tucker
3.70 Compiled and distributed the Memphis documents relating to
.
REDACTED
04/30/09
R I Howell
8.20 Worked on response brief; email correspondence with Kevin
Sadler regarding REDACTED ; telephone conference with Bill
Stutts regarding REDACTED
.
04/30/09
M G Myers
3.40 Assisted Bill Stutts and gathered operations and procedures
manuals for various Stanford entities, both foreign and
REDACTED
domestic, for use in
. Finished gathering documents for
production to Canadian regulatory authorities.
04/30/09
R T Preston-Jone
2.40 Conference call with Felicity Toube (barrister) and Karen
Denny; attending court on directions hearing; telephone call
from Karen Denny.
04/30/09
W F Stutts, Jr.
3.40 Worked manual for evidence, pouch review, coordination on
information related to the same; additional evidence;
transmittal of evidence prepared information related to TD and
Stanford (Canada in particular) as to mattes required under the
process in Canada for arrangements for protection of funds;
REDACTED
communications from Mr. Reece regarding
.
05/01/09
S W Austin
05/01/09
J M Greer
1.10 Reviewed
05/01/09
R I Howell
5.50 Further work on reply to the Antiguans' motion to modify the
receivership order; conference call with Karyl Van Tassel and
others at FTI regarding
REDACTED
.
05/01/09
M G Myers
4.30 Assisted Bill Stutts and gathered operations and procedures
manuals for various Stanford entities, both foreign and
.60 Interviewed Doug Hubener regarding
.
REDACTED
REDACTED
.
48
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Hours
Page 12 of 327
Page 11
Description
domestic,
REDACTED
.
05/01/09
W F Stutts, Jr.
REDACTED
5.00 Reviewed and commented on
; reviewed information with Bob Howell on calls;
comments fro J. Westbrook on REDACTED ; SI admission
application; pulled Ogilvy correspondence; retrieved and
REDACTED
reviewed information related to
; worked on hearing information and scheduling.
05/01/09
W F Stutts, Jr.
05/02/09
R I Howell
2.90 Worked on inserts for English affidavits.
05/02/09
W F Stutts, Jr.
3.70 Worked on additional revisions to affidavits; assembled
REDACTED
evidence to
; coordinated
same with Mr. Howell and determined the scope of evidence;
reviewed REDACTED
; transmitted same to Ms. Toube and Mr.
Preston-Jones.
05/02/09
W F Stutts, Jr.
.50 Canadian litigation and update from Montreal and
communications with John MacDonald's office.
.30 Communications with Mr. Hendy regarding
REDACTED
and reviewed related
communications from Mr. Hendy.
05/03/09
R I Howell
05/03/09
W F Stutts, Jr.
05/04/09
S W Austin
.40 Further work on reponse to Antiguans' motion to modify
receivership order.
2.20 Worked on information for responses to section 49 of
Hamilton-Smith affidavit and developed factual information in
form appropriate for evidence and reviewed and pulled
information for that process; related inquiries to Mr. Kurlak at
FITS and company documentation.
.50 Reviewed notes from interview with Doug Hubener regarding
REDACTED
to Bob Howell and Bill Stutts.
05/04/09
R I Howell
5.60 Worked on revisions to Janvey affidavit for English action;
interviewed Rhonda Davis by telephone.
05/04/09
M G Myers
1.20 Worked with Stanford employees to
REDACTED
.
05/04/09
R T Preston-Jone
05/04/09
N M Starbuck
2.20 Perusing draft affidavit and considering documents.
.80 Gathered information to
REDACTED
.
49
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Hours
Page 13 of 327
Page 12
Description
05/04/09
W F Stutts, Jr.
5.70 Reviewed FTI changes to affidavit and additional commentary;
worked on additional evidence including participation in call
with Rhonda Davis; reviewed English claims by HamiltonSmith; telephone conferences with David Reece regarding
REDACTED
; reviewed information with Mr. Hendy;
reviewed question and responded to inquiries from Mr.
Westbrook; several communications with Ms. Myers regarding
REDACTED
; information from Ms. Slack
regarding
REDACTED
.
05/05/09
R I Howell
7.00 Conference call with U.K. attorney regarding REDACTED
; conference call with Jay Westbrook regarding
REDACTED
; worked on Van Tassel affidavit; worked on Janvey
affidavit.
05/05/09
R T Preston-Jone
1.60 Perusing various documents and preparing for and participating
in conference call.
05/05/09
N M Starbuck
1.00 Assisted B. Stutts with
05/05/09
W F Stutts, Jr.
3.70 Reviewed commentary on Janvey affidavit and
communications with Mr. Howell regarding
; additional
coordination with Mr. Preston-Jones and Ms. Isaacs and Ms.
Toube; examined points and questions related to REDACTED
and worked to obtain clarification of same; specified
exhibits for English affidavit and reviewed transmittals of
same.
REDACTED
.
REDACTED
05/06/09
C W Cominsky
.40 Discussion with Stanford personnel regarding identifying
automobile in Antigua.
05/06/09
R I Howell
8.50 Worked on English affidavits; conference call with Karyl Van
REDACTED
Tassel and Jeff Ferguson regarding
.
05/06/09
R T Preston-Jone
6.20 Preparing exhibit evidence and preparing court application;
REDACTED
considering
and varoious emails
exchanged;
05/06/09
W F Stutts, Jr.
5.30 Communications with English counsel regarding
REDACTED
; observations /
comments, and revisions regarding Janvey Affidavit;
information for evidence for Janvey; assembly and transmittal
of evidence in preparation of documentation; information on
numbers of claims filed; budgeting matters as requested.
05/06/09
W F Stutts, Jr.
.40 Analyzed information received from Mr. Cooper related to
REDACTED
and telephone
conference with Mr. Cooper regarding the same.
05/06/09
W F Stutts, Jr.
.30 Report from C.K. Roberts on
REDACTED
50
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Document 671-2
Hours
Filed 08/04/2009
Page 14 of 327
Page 13
Description
REDACTED
.
05/07/09
C W Cominsky
.30 Discussion with Stanford personnel regarding location and
identification of automobile in Antigua.
05/07/09
R I Howell
05/07/09
R T Preston-Jone
05/07/09
W F Stutts, Jr.
05/08/09
C N Adams
05/08/09
O Ajayi
1.30 Page checking documents for filing; co - ordinating with copy
room to make 3 copies of documents for filing.
05/08/09
S W Austin
REDACTED
1.00 Reviewed
received from
Peter Wiltshire and letter from Peter Wiltshire, per Bill Stutts
request.
05/08/09
J A Cialone, II
1.40 Calls and emails with Receiver and Roper about REDACTED ;
conference call about same subject; attention to draft response
to Antiguan receivers.
05/08/09
R I Howell
6.30 Drafted response to Antiguan liquidators' motion to refer.
05/08/09
J C Huddleston
05/08/09
R T Preston-Jone
7.80 Finalising and serving evidence and issuing and serving court
application.
05/08/09
W F Stutts, Jr.
4.40 Telephone conferences with Mr. Cooper and Birgit Glasner
REDACTED
(Geneva) regarding
; review from her about
REDACTED
; significant
coordination with Mr. Janvey and Mr. Preston-Jones and Mr.
Howell and Ms. Toube related to
14.00 Worked on and finalized the English filing.
6.90 Preparing exhibit evidence and preparing court application.
11.20 Reviewed and corrected exhibits; revised and cleared with
others Janvey and Van Tassel and Westbrook affidavits;
worked on related information for affidavits; several
communications with S. Isaacs and F. Toube and B. Howell
and C. Roberts; reviewed questions related to Sir Clare
Roberts' actions and descriptions for clarification of actions
REDACTED
scheduled; information from Canada on
; reviewed information related to
REDACTED
; reviewed new letter from Mr.
Wiltshire and related information related to
REDACTED
; prepared and transmitted status
information to Ms. Blumenschein and Mr. Janvey and related
communications with Ms. Blumenschein and Mr. Janvey.
.60 Assisting Bob Howell with UK filing.
.70 Reviewed real estate asset schedules in connection with
REDACTED
.
REDACTED
; inquiry from Ms.
51
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 15 of 327
Page 14
Description
REDACTED
Romero regarding
; information and scope of assembled information
regarding transfers into accounts; additional communications
with Mr. Isaacs and Sir Clare Roberts regarding
REDACTED
;
reviewed with Mr. Janvey and Ms. Blumenschein regarding
REDACTED
.
05/09/09
R I Howell
1.50 Drafted paragraph regarding REDACTED for response brief
due Monday; telephone conference with Bill Stutts regarding
REDACTED
05/09/09
W F Stutts, Jr.
.60 Communications with Mr. Janvey regarding
REDACTED
.
05/10/09
J A Cialone, II
REDACTED
1.40 Attention to issues raised by SEC
; call with Stutts about
REDACTED
; worked on response to
Chapter 15; related calls and emails.
05/10/09
R I Howell
7.50 Further work on response to Antiguans' request to refer the
Chapter 15 case to bankruptcy court and response to motion to
modify the amended receivership order.
05/10/09
W F Stutts, Jr.
.60 Reviewed information related to Antiguan matters; English
proceeding; reports from England.
05/10/09
W F Stutts, Jr.
.80 Communication with Birgit Glasner with Sam Cooper on
REDACTED
.
05/11/09
S W Austin
REDACTED
1.70 Prepared
per Bill Stutts
request; office consultation with Bill Stutts regarding
;
drafted reply to Peter Wiltshire for Bill Stutts.
REDACTED
05/11/09
R I Howell
3.50 Finalized response to motion to refer; reviewed responses filed
by the SEC and by Examiner Little; participated in conference
call with Swiss counsel.
05/11/09
W F Stutts, Jr.
1.40 Conference call with Swiss lawyers
REDACTED
; prepared documents for transmittal to Swiss lawyers;
brief review of information; status report to R. Janvey.
05/11/09
W F Stutts, Jr.
1.10 Communications with English lawyers regarding
REDACTED
; related communications with SI and CKR
REDACTED
regarding
; information from Robin Preston-Jones REDACTED
52
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Description
; status report to R. S. Janvey.
REDACTED
Page 16 of 327
Page 15
05/11/09
W F Stutts, Jr.
.40 Status report to R. S. Janvey regarding
.
05/11/09
W F Stutts, Jr.
.40 Prepared response to Mr. Wiltshire and reviewed outline of
REDACTED
.
05/12/09
C W Cominsky
.30 Discussions with Stanford personnel regarding location and
identification of automobile in Antigua.
05/12/09
R I Howell
05/12/09
E A Soderlund
REDACTED
1.00 Reviewed correspondence; telephone conference with Bill
REDACTED
Stutts regarding
; research regarding
REDACTED
.
.70 Respond to questions regarding
and send copy of
same to B. Wright and K. Schlanger, and follow up regarding
same.
REDACTED
05/12/09
W F Stutts, Jr.
2.20 Reviewed information in warehouse related to
REDACTED
;
provided status updates to Mr. Janvey regarding
REDACTED
.
05/12/09
W F Stutts, Jr.
.60 Transmittals to and coordination with Swiss counsel on
.
REDACTED
05/12/09
W F Stutts, Jr.
.40 Prepared and transmitted response to Mr. Wiltshire to his
transmittal of the 7th.
05/13/09
S W Austin
REDACTED
.40 Research
Library regarding same.
05/13/09
R I Howell
05/13/09
W F Stutts, Jr.
; interface with Austin
4.50 Conference call with Bill Stutts, Sam Cooper and Swiss
counsel; drafted memo for Swiss counsel regarding
REDACTED
; correspondence
with George Hendy; reviewed motion by Canadian investors to
review TD records.
.90 Pulled additional information
REDACTED
.
05/13/09
W F Stutts, Jr.
.80 Instructions to Mr. Turner regarding
.
05/14/09
C W Cominsky
.30 Worked on identification and location of automobile in
Antigua.
REDACTED
53
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
05/14/09
R I Howell
Page 17 of 327
Page 16
Description
4.50 Worked on
REDACTED
; telephone conference with Tris Mallet regarding
REDACTED
.
05/14/09
R T Preston-Jone
1.00 Reviewing skeleton argument and conferring with Bill Stutts
and Felicity Toube (barrister) by email and phone.
05/14/09
W F Stutts, Jr.
1.30 Reviewed draft skeleton argument for England and responded
to same; several communications with Mr. Howell; reviewed
information from FTI regarding
REDACTED
;
service of application and coordination with Mr. Howell on
that service.
05/14/09
W F Stutts, Jr.
.80 Reviewed information regarding
REDACTED
; instructions to Mt. Turner on research related to
REDACTED
; worked
REDACTED
on information related to
.
05/14/09
W F Stutts, Jr.
.80 Reviewed with Sonja Bjorkquist the issues and instructions
REDACTED
related to
and the
points to be covered in same.
05/14/09
W F Stutts, Jr.
.30 Additional inquiries to Sir Clare Roberts related to the
REDACTED
.
05/14/09
A S Turner
1.70 Researching case law and drafting memorandum on the
REDACTED
; reviewing the
REDACTED
; researching
05/15/09
M E Burnett
05/15/09
T M Davis
.70 Searched for
REDACTED
REDACTED
.
for Bill Stutts.
1.20 Call with J. Cialone, K. Sadler, and B. Howell regarding
.
REDACTED
05/15/09
R I Howell
7.30 Reviewed and commented on draft filings for the UK action;
reviewed evidence filed by the Antiguans in the UK; reviewed
J. Godbey's order granting the Antiguans leave to file their Ch.
15 motion; reviewed correspondence from Swiss counsel;
office conference with Bill Stutts regarding
REDACTED
.
05/15/09
M D McCoy
1.30 Discussed assignment with E. Soderlund (.2); began research
REDACTED
on
.
05/15/09
R T Preston-Jone
1.70 Evidence received from Cameron McKenna and considering;
54
Case 3:09-cv-00298-N
Document 671-2
Hours
05/15/09
E A Soderlund
Filed 08/04/2009
Page 18 of 327
Page 17
Description
conferring with Felicity Toube (barrister) as to
.
REDACTED
8.70 Calls with B. Howell and K. Sadler regarding
.
REDACTED
05/15/09
W F Stutts, Jr.
.40 Communications with team regarding
.
REDACTED
05/15/09
W F Stutts, Jr.
2.70 Reviewed draft skeleton and commentary to authors and Mr.
REDACTED
Howell and review of
and several communications with Mr. Preston-Jones
REDACTED
regarding
; several communications with Mr. Janvey and Ms.
Blumenschein regarding REDACTED ; several communications
from Ms. Toube related to
REDACTED
; communications with Sir Clare Roberts's office on
points related to
REDACTED
.
05/15/09
W F Stutts, Jr.
.60 Communications from Sir Clare Roberts related to
.
05/15/09
A S Turner
REDACTED
2.00 Researching case law and drafting memorandum on the
REDACTED
; reviewing the
REDACTED
; researching
05/16/09
R I Howell
REDACTED
.
REDACTED
4.00 Reviewed materials on
conference call with FTI representatives regarding
;
;
REDACTED
telephone conference with Bill Stutts regarding
;
REDACTED
finished review of Glosband affidavit.
05/16/09
E A Soderlund
2.80 Read and respond to numerous emails regarding
REDACTED
, and legal research
regarding same.
05/16/09
W F Stutts, Jr.
REDACTED
.60 Reviewed with Mr. Howell
and some attention to the issues raised
by Glosband.
05/16/09
W F Stutts, Jr.
.40 Reviewed Mr. Turner's memorandum on
REDACTED
.
55
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
05/16/09
A S Turner
Page 19 of 327
Page 18
Description
.70 Researching case law and drafting memorandum on
REDACTED
; reviewing the
REDACTED
; researching
REDACTED
.
05/17/09
R I Howell
6.30 Conference call with English counsel; finished reviewing and
commented on draft skeleton argument in U.K. case; further
work on draft Swiss affidavit; conference call with Sadler,
Stutts, Durst and Soderlund regarding REDACTED ; reviewed
and commented on
.
REDACTED
05/17/09
M D McCoy
6.90 Researched issues regarding
REDACTED
; drafted document for E. Soderlund analyzing
the issue (3.1).
05/17/09
R T Preston-Jone
1.20 Conference call and preparing letter to Cameron McKenna.
05/17/09
I E Roberts
5.70 Research
REDACTED
REDACTED
; analysis regarding
; confer with E. Soderlund and T. Walters regarding
the
; draft summary of findings; monitor conference calls
with E. Soderlund.
REDACTED
05/17/09
E A Soderlund
9.30 Conference calls and legal research regarding
REDACTED
.
05/17/09
W F Stutts, Jr.
.80 Worked on description of
points related to
.
05/17/09
A S Turner
REDACTED
; worked on
REDACTED
1.80 Researching case law and drafting memorandum on
REDACTED
; reviewing
REDACTED
; researching
05/18/09
O Ajayi
REDACTED
.
5.40 Recieving instructions, collating materials and researching on
REDACTED
. Wrote a research note on it.
05/18/09
S W Austin
1.40 Office consultation with Bill Stutts regarding REDACTED
; reviewed letter; drafted reply; circulated to Bill
Stutts.
56
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 20 of 327
Page 19
Description
05/18/09
M E Burnett
.70 Searched for
of Bill Stutts.
at the request
05/18/09
M E Burnett
.80 Provided copies of cases for Bob Howell.
05/18/09
K W Hinton
.80 Reviewed correspondence regarding REDACTED ; communicated
with attorneys regarding REDACTED ; communicated and
coordinated same with T. Moratto regarding REDACTED
.
05/18/09
R I Howell
REDACTED
8.40 Conference call with FTI regarding
;
conference call with U.K. counsel regarding
REDACTED ; worked on rebuttal evidence for England;
participated in conference call with Swiss counsel; drafted
"certificate of enforceability" for Swiss matter; conformed Van
Tassel's previous English affidavit for Swiss case.
05/18/09
M G Myers
5.10 Searched pouch logs for all Stanford offices for specific
transactions, gathered documentation relating to certain
Canadian accounts.
05/18/09
R T Preston-Jone
5.40 Attending Court on SEC's application; attending court to issue
application to dispense with service; finalising and sending
letter to Cameron McKenna; confernece callwith US
colleagues; conferring with Felicity Toube (barrister).
05/18/09
I E Roberts
05/18/09
W F Stutts, Jr.
REDACTED
.30 Review correspondence and confer with E. Soderlund.
2.90 Additional work on response to Mr. Wiltshire's most recent
letter answering my question; English application and
REDACTED
.
05/18/09
W F Stutts, Jr.
.90 Prepared report and information for Mr. Janvey and Ms.
Blumenschein regarding
REDACTED
.
05/18/09
A S Turner
.70 Researching and reviewing case on
REDACTED
; preparing email
memorandum regarding same.
05/18/09
05/19/09
W C Watts
C N Adams
4.20 Reviewed
outline explaining that
REDACTED
REDACTED
; drafted
.
REDACTED
7.50 Review of issues regarding
; review
of involvement with US employees (.4 - 0117); telephone
57
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 21 of 327
Page 20
Description
conference with Nancy Rummell regarding
(.9 - 0117);
telephone conference with Pam Ward regarding REDACTED
(.4 - 0107); attention to document production efforts
(.6 - 0107); reviewing insurance cancellation issues (.3 - 0113);
attention to Israel Opportunity Fund investment (.6 - 0112); ;
attention to claims against estate (.7 - 0113); attention to claims
against coin and bullion (.4 - 0106); reviewing materials
regarding same (.3 - 0 106); revewing Stanford org chart;
reviewing audit reports for detail of SIBL operations (.5 0117); telephone conference with Joe Cialone and Kevin
Sadler regarding
(.8 - 0117); reviewing issues regarding
claims review process (.3 - 0113); telephone conference with
REDACTED
Jeanette DAy regarding
(.4 - 0113); telephone
conference with Malcolm Lovett regarding
REDACTED
(.4 - 0113).
REDACTED
REDACTED
05/19/09
O Ajayi
REDACTED
1.20 Read new materials on
Went to the High Court to deliver documents to counsel.
05/19/09
S W Austin
1.10 Office consultation with Bill Stutts regarding REDACTED
; revised letter to Peter Wiltshire and
delivered to Bill Stutts.
05/19/09
J A Cialone, II
1.10 Attention to report on
and related emails.
05/19/09
R I Howell
6.50 Sent "certificate of effectiveness" to Swiss lawyers; conference
call with U.K. lawyers; telephone conference with Kevin
REDACTED
Sadler regarding
; revised Van
Tassel Swiss affidavits; telephone conference with Karyl Van
Tassel; reviewed SIB internal audit reports; conference call
with Cialone, Sadler and Adams regarding REDACTED
.
05/19/09
T M Moratto Jr.
1.30 Per K. Hinton, assisted with Quality Check of Exhibits to
Affidavit to be apostilled by the Texas Secretary of State (0.7);
Delivered affidavits and exhibits and received apostilles for
notaries C. Moseley and H. Inn for use of documents in
Switzerland and returned authenticated documents to K.
Hinton.
05/19/09
R T Preston-Jone
6.10 Attending court on service application; letter received from
Cameron McKenna and conferring; conference call with Jay
Westbrook; preparing letter to Addleshaws; advice as to
REDACTED
.
05/19/09
D S Rohleder
05/19/09
W F Stutts, Jr.
REDACTED
;
; reviewed UK affidavits
.50 Quality check Exhibits to affidavit for K Hinton;
1.40 Reviewed with Mr. Preston-Jones
REDACTED
; reviewed
REDACTED
and addressing
58
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 22 of 327
Page 21
Description
same; worked on
REDACTED
.
05/19/09
W F Stutts, Jr.
1.80 Communications with Mr. Arevalo and Mr. Simser's office and
REDACTED
Mr Howard Miller regarding
; retrieve of
REDACTED
and transmittal of same per request of Yoko
M. in Mr. Arevalo's office ; examined communication from
Mr. Janvey to Ms. Romero.
05/19/09
W F Stutts, Jr.
.80 Reviewed information and inquiries from Mr. Isaacs regarding
REDACTED
.
05/20/09
M E Burnett
1.10 Provided copies of cases for Bob Howell.
05/20/09
R I Howell
8.50 Worked on English affidavits; extensive conference call with
FTI regarding
; reviewed some of the cases cited by
Glosband in his affidavit.
REDACTED
05/20/09
M G Myers
.70 Attention to matters relating to accounts of Canadian customers
and release/status summary of same.
05/20/09
R T Preston-Jone
3.40 Letter received from Cameron McKenna re
REDACTED
; conferring with Felicity Toube
REDACTED
(barrister); preparing letter to Addleshaws re
; responding to Cameron McKenna by letter; concluding
agreeemnt as to time for service of evidence; Perusing draft
outline for affidavit prepared by Felicity Toube (barrister);
email received from Bill Stutts REDACTED
05/20/09
I E Roberts
2.70 Research
REDACTED
; draft and
revise outline of findings; confer with E. Soderlund regarding
REDACTED
the
same.
05/20/09
W F Stutts, Jr.
REDACTED
2.10 Reviewed
per discussions with
Cameron; reviewed information for affidavits related to
entities; fund tracing exhibit information and update;
concentrated on REDACTED
; reviewed and addressed
REDACTED
examined points related to
05/20/09
W F Stutts, Jr.
REDACTED
;
.
2.20 Communications with A Arevalo regarding
REDACTED
; communications with
REDACTED
Ms. Bjorkquist regarding
;
conference call regarding
REDACTED
; information on Canadian investors in Alberta
proceeding and open points regarding their standing; worked
59
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 23 of 327
Page 22
Description
on information related to Canadian affidavit and worked on
REDACTED
.
05/20/09
W F Stutts, Jr.
.90 Worked with Mr. Arevalo regarding
.
05/21/09
S W Austin
.20 Reviewed Bill Stutts's revisions to letter to Peter Wiltshire; sent
e-mail message to him regarding REDACTED
.
05/21/09
C W Cominsky
.30 Forwarded email to Tom Leslie regarding
REDACTED
and forwarded documents to John Greer
for distribution.
05/21/09
D L George
3.50 Reviewed Failing boxes
.
05/21/09
R I Howell
6.30 Worked on Canadian affidavits; telephone conference with Jay
Westbrook.
05/21/09
M D Kusey
5.00 Reviewed Failing boxes
.
05/21/09
E F Lazear
2.60 Reviewed Failing boxes
.
05/21/09
C L Moffatt
2.00 Reviewed Failing boxes
.
05/21/09
R T Preston-Jone
REDACTED
3.10 Perusing
; email
received from Cameron McKenna re
REDACTED
; conferring with barristers clerks
as to fees; organising documents from Cameron McKenna for
bundles.
05/21/09
N M Starbuck
2.10 At the request of B. Howell reviewed
REDACTED
REDACTED
REDACTED
REDACTED
REDACTED
REDACTED
.
05/21/09
W F Stutts, Jr.
.90
.
05/21/09
W F Stutts, Jr.
3.30 Worked on information responding to
REDACTED
; telephone conferences with
REDACTED
David Reece regarding
;
REDACTED
worked on points related to
; Janvey affidavit for
Canada.
05/22/09
D L George
2.80 Reviewed Failing boxes
.
05/22/09
R I Howell
7.00 Finalized Canadian Westbrook and Van Tassel affidavits;
conference with Jay Westbrook.
REDACTED
REDACTED
60
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 24 of 327
Page 23
Description
05/22/09
J C Huddleston
.60 Attention to notarizing Canadian court affidavit and relating
exhibits for Karol Van Tassal of FTI.
05/22/09
M D Kusey
REDACTED
5.50 Reviewed Failing boxes
; arranged for duplication of flagged materials.
05/22/09
E F Lazear
2.40 Reviewed Failing boxes
.
05/22/09
R T Preston-Jone
2.90 Email to US colleagues re REDACTED
; email to Bob Howell
re
;
REDACTED
REDACTED
letter to Cameron McKenna re
;
conferring with Stuart Isaacs QC (barrister) and Felicity Toube
(barrister) as to
; email to Nabarros enclosing our
application;
REDACTED
REDACTED
05/22/09
W F Stutts, Jr.
REDACTED
2.40 Worked on
; including
coordination with Mr. Janvey and Ms. Blumenschein; updated
information for the evidence and information related to Ms.
Van Tassel affidavit; ; several communications with Mr.
REDACTED
Cialone regarding
; report from Ms.
Bjorkquist regarding
REDACTED
; communications with Mr. Plotkin regarding
.
REDACTED
05/22/09
W F Stutts, Jr.
REDACTED
.80 Obtained information related to
. and related communications with Mr. Petty
and Mr. Ward.
05/23/09
R I Howell
.80 Further review and analysis of cases cited by Glosband; email
correspondence regarding
.
REDACTED
05/24/09
R I Howell
REDACTED
3.00 Reviewed
and forwarded same to
Jay Westbrook; further analysis of Glosband affidavit;
telephone conference with Jay Westbrook regarding
.
REDACTED
05/25/09
R I Howell
4.00 Commented on part of the response to the Burinsky motion;
further work on English affidavits.
05/25/09
I E Roberts
05/25/09
W F Stutts, Jr.
05/26/09
M E Burnett
.50 Searched for and requested book via interlibrary loan for Bill
Stutts.
05/26/09
M E Burnett
.80 Searched for and provided copies of
at the request of Bill Stutts.
05/26/09
R I Howell
.60 Draft and revise summary of
.
1.10 Met with Diane Mendoza
REDACTED
REDACTED
.
REDACTED
8.20 Worked on English affidavits; conference call with FTI
personnel regarding
; reviewed Stanford video.
REDACTED
61
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 25 of 327
Page 24
Description
05/26/09
T M Moratto Jr.
1.80 Per K. Hinton, assisted with case pull of authorities from
Westbrook Affidavit for B. Howell.
05/26/09
M G Myers
2.20 Reviewed forms filed with the Securities and Exchange
Commission by Stanford International Bank, Ltd.; researched
legal issues regarding
REDACTED
;
coordinated search for certain documents by Stanford
employees.
05/26/09
W F Stutts, Jr.
1.40 Information related to transcripts, additional information for
REDACTED
. Prepared and filed response to
election/restriction requirement and corresponded with client
regarding
REDACTED
.
05/26/09
A S Turner
1.30 Researching
REDACTED
.
REDACTED
05/27/09
M E Burnett
1.10 Searched for
the request of Bill Stutts.
05/27/09
R I Howell
5.60 Reviewed transcripts of videos; reviewed Westbrook affidavit;
further work on Janvey affidavit.
05/27/09
T M Moratto Jr.
1.50 Per K. Hinton, assisted with case pull of authorities from
Janvey Affidavit for B. Stutts and B. Howell.
05/27/09
W F Stutts, Jr.
9.00 Worked on issues related to
REDACTED
05/28/09
C W Cominsky
05/28/09
R I Howell
05/28/09
T M Moratto Jr.
05/28/09
W F Stutts, Jr.
05/28/09
W F Stutts, Jr.
05/28/09
W F Stutts, Jr.
at
REDACTED
; reviewed questions related to
.
.30 Received from Austin office and arranged for delivery of
documents to Nickens Firm.
7.30 Conference call with FTI personnel and email correspondence
REDACTED
with same regarding
;
further work on English affidavits.
.50 Per K. Hinton, prepared notebook of authorities from the
Westbrook Affidavit for B. Howell.
1.10 Reviewed information regarding
REDACTED
; status report on
.
REDACTED
.50 Reviewed new information from Ontario and Quebec.
1.10 Reviewed information regarding
REDACTED
;
62
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 26 of 327
Page 25
Description
reviewed information from England
REDACTED
.
05/29/09
R I Howell
11.50 Further work on English rebuttal affidavits.
05/29/09
W F Stutts, Jr.
1.10 Affidavits; evidence and assistance to Mr. Howell.
05/29/09
W F Stutts, Jr.
1.20 Canada--Ontario: information regarding
REDACTED
; report from Ms. Bjorkquist;
communications with Robert Plotkin.
05/29/09
W F Stutts, Jr.
.50 Reviewed
REDACTED
.
05/30/09
R I Howell
10.50 Further work on and the filings for English action.
05/30/09
W F Stutts, Jr.
.80 Affidavits, Ralph Janvey, Jay Westbrook and Karyl VanTassel
and other evidence.
05/30/09
W F Stutts, Jr.
.80 Canadian matters and communications with Tris Mallett.
05/30/09
W F Stutts, Jr.
.80 Several communications with RSJ and KB regarding
REDACTED
.
05/31/09
R I Howell
9.50 Further work on English affidavits; conference calls with FTI.
05/31/09
W F Stutts, Jr.
2.90 Commented on affidavits related to responses to Ham-S 2 and
REDACTED
Glosband; points related to
; reviewed information for
REDACTED
; several communications with Ms.
Blumenschein on
Matter Total
079716.0103
REDACTED
.
754.80
Aviation Matters
Hours
Description
04/14/09
S W Austin
REDACTED
2.50 Reviewed
and forwarded to Wayne
Malouf; reviewed his reply; e-mail messages to Wes Watts
REDACTED
regarding
; e-mail
REDACTED
message to Kevin Sadler regarding
; attention to appraiser request; reviewed
REDACTED
; prepared draft
response.
04/15/09
A A Adams
3.90 Research
REDACTED
.
63
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
04/15/09
S W Austin
Page 27 of 327
Page 26
Description
4.70 Make calculations and otherwise analyze
REDACTED
REDACTED
; worked on
and circulated to Kevin Sadler; telephone consultation with
Kevin Sadler regarding
; sent e-mail message to Kim
REDACTED
Schlanger regarding
;
prepared for conference call with Michelle Hartmann, Steve
Youngman, and Margaret Allen regarding REDACTED ; presented
counterproposal; telephone consultation with Wayne Malouf
REDACTED
regarding
; develop asking
REDACTED
price; sent e-mail message to Kevin Sadler
;
reviewed his reply; sent asking price to Wayne Malouf.
REDACTED
04/16/09
04/16/09
A A Adams
S W Austin
1.40 Telephone conference with Paul Luther
REDACTED
; review
REDACTED
.
REDACTED
.30 Voice mail from Doug Hubener regarding
; sent e-mail message to Kevin Sadler regarding
; reviewed his response.
REDACTED
04/17/09
S W Austin
2.30 E-mail message from Wayne Malouf requesting inspection;
forwarded to Kevin Sadler; follow-up e-mail discussion with
REDACTED
Kevin Sadler regarding
; sent e-mail
message to Wes Watts regarding REDACTED
; forwarded
REDACTED
to Wes Watts; sent e-mail message to Doug
REDACTED
Hubener regarding
telephone consultation with Doug Hubener regarding
;
office consultation with Wes Watts regarding
;
commenced revision of REDACTED ; finalized REDACTED
and forwarded to Kevin Sadler; sent e-mail
REDACTED
message regarding
to Kevin Sadler;
sent e-mail message to Harry Driscoll regarding REDACTED
.
;
REDACTED
REDACTED
04/17/09
W C Watts
5.60 Drafted
.
04/20/09
S W Austin
6.10 Finalized REDACTED and forwarded to Kevin Sadler; replied to
REDACTED
Michelle Hartmann of Weil regarding
;
prepared for and participated in conference call regarding
REDACTED ; sent
REDACTED
to
REDACTED
Ralph Janvey et al; reviewed Joe Cialone's
; telephone consultation with Doug Hubener
regarding
; telephone consultation with Jorge Fraga,
REDACTED
broker,
; sent e-mail
message to Joe Cialone et al regarding
; sent
REDACTED
to Joe Cialone; telephone
REDACTED
consultation with Kevin Sadler regarding
; left
voice mail with Harrison Tucker regarding
.
REDACTED
REDACTED
REDACTED
REDACTED
64
Case 3:09-cv-00298-N
Document 671-2
Hours
04/21/09
S W Austin
Filed 08/04/2009
Page 28 of 327
Page 27
Description
.40 Circulated REDACTED to Ralph Janvey et al; reviewed his
reply; sent e-mail message to Joe Cialone and Kevin Sadler
regarding
; voice mail from Weil regarding
REDACTED
; telephone consultation with Margaret Allen at
Weil regarding same.
REDACTED
04/22/09
S W Austin
REDACTED
1.60 E-mail message from Bill Stutts regarding
;
telephone consultation with Malcolm Lovett regarding
REDACTED
; telephone consultation with Margaret
REDACTED
Allen regarding
; sent email message to Kevin Sadler regarding
; reviewed e-mail
message from Michelle Hartmann at Weil; telephone
consultation with Kevin Sadler, reviewed e-mail messages
from Joe Cialone to Kevin Sadler; telephone consultation with
Michelle Hartmann regarding REDACTED ; finalized
and
forwarded to Wayne Malouf; e-mail message to Harrison
Tucker regarding REDACTED
.
REDACTED
REDACTED
04/22/09
W F Stutts, Jr.
04/23/09
S W Austin
.30 Reviewed report to court and commented on provisions related
to aircraft issues.
3.10 Reviewed letter forwarded by Harrison Tucker to Comerica
Bank (aircraft letters of credit) from Antiguan receivers;
;
reviewed responses; telephone consultation with Wayne
REDACTED
Malouf regarding
; searched for and
reviewed information from various sources on potential buyer;
REDACTED
;
reviewed NDA forwarded by Peter Malouf; sent questions and
comments to Peter Malouf.
REDACTED
04/23/09
W F Stutts, Jr.
04/24/09
S W Austin
.30 Report from Ms. Austin regarding
.
REDACTED
REDACTED
4.40 E-mail message to Wayne Malouf regarding
;
telephone consultation with Kevin Sadler regarding
;
telephone consultation with Wayne Malouf regarding
REDACTED
; reported to Kevin Sadler
; sent e-mail message to AIG regarding
REDACTED
; sent e-mail message to George Bartocci
REDACTED
regarding
; reviewed his response; telephone
consultation with George Bartocci regarding
; reviewed
REDACTED
; numerous e-mail
messages between Peter Malouf and me and Doug Hubener
REDACTED
and me
; sent e-mail message to Rod Phelan regarding
REDACTED
; sent e-mail message to Joe Cialone et al
REDACTED
regarding
; reviewed e-mail message from
REDACTED
Peter Malouf
; sent e-mail message to
REDACTED
REDACTED
65
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 29 of 327
Page 28
Description
Doug Hubener regarding
; forwarded
REDACTED
to Kevin Sadler and Bill Stutts.
REDACTED
04/25/09
S W Austin
.20 Telephone consultation with Wayne Malouf regarding
REDACTED .
04/26/09
S W Austin
.10 Reviewed and replied to Kevin Sadler's e-mail message
regarding REDACTED .
04/27/09
S W Austin
04/27/09
W F Stutts, Jr.
.30 Reviewed status of aircraft disposition matters and related
schedule, terms and pricing and technical aircraft registration
and transfer points.
04/28/09
S W Austin
.80 Responded to Bob Rutledge of AIG Aviation regarding aircraft
workers' compensation audit.; e-mail message to Kevin Sadler
REDACTED
regarding
;
telephone consultation with Doug Hubener regarding
;
sent e-mail message to Malcolm Lovett regarding
REDACTED
.
REDACTED
2.90 Forwarded
to Kevin Sadler
with analysis; reviewed e-mail messages with
REDACTED
REDACTED
; revised
and
circulated to Michelle Hartmann et al; e-mail message to Doug
REDACTED
Hubener regarding
.
REDACTED
04/30/09
S W Austin
.90 Telephone consultation with Michelle Hartman regarding
REDACTED
; sent e-mail message to Renn Neilson
; sent e-mail message to
REDACTED
Kevin Sadler regarding
REDACTED
; sent e-mail message to John
REDACTED
Greer and Tim Mountz regarding
.
04/30/09
R G Neilson
2.70 Analysis of
.
04/30/09
J J Wellington
7.50 Return of aircraft to GE;
.
05/01/09
S W Austin
3.40 Sent e-mail message to Michelle Hartmann regarding
REDACTED ; replied to Malcolm Lovett's request for
; sent e-mail message to Kevin Sadler regarding
REDACTED
; telephone consultation with Renn Neilson
REDACTED
regarding
REDACTED
; forwarded
to Renn
REDACTED
Neilson; reviewed
; sent email message to Renn Neilson
REDACTED
; revised
REDACTED
and circulated to Renn Neilson and Kevin
Sadler;
to
REDACTED
Kevin Sadler.
REDACTED
REDACTED
REDACTED
66
REDACTED
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 30 of 327
Page 29
Description
05/01/09
R G Neilson
REDACTED
2.10 Review of
; phone conference
and exchange of correspondence with Shelley Austin regarding
REDACTED
; analysis of same.
05/01/09
J J Wellington
4.20 GE acquisition of 5 aircraft - sales and property tax issues.
05/03/09
S W Austin
.30 Sent e-mail message to Doug Hubener
REDACTED
; reviewed
Michelle Hartmann's reply regarding
.
REDACTED
05/04/09
S W Austin
4.10 E-mail message to Renn Neilson regarding
REDACTED
REDACTED
; prepared e-memo regarding
and sent to Michelle Hartmann et al in preparation for
REDACTED
call; arranged conference call; forwarded
information to Michelle Hartmann; attention to
property tax certificates and providing Jon Wellington with
information for him to obtain certificates; telephone
REDACTED
consultation with Doug Hubener requesting
; sent e-mail message to Doug Hubener regarding
REDACTED
; forwarded Doug
REDACTED
Hubener's
;
sent e-mail message to Malcolm Lovett
REDACTED
.
05/04/09
R G Neilson
1.70 Analysis of
.
05/04/09
J J Wellington
6.40 GE acquisition of 5 aircraft -
05/05/09
S W Austin
4.50 Reviewed
REDACTED
REDACTED
.
; forwarded
to Margaret Allen at Weil; prepared for
conference call; lengthy conference call with Michelle
Hartmann et al from Weil and regarding Amy Rhodes and
Anthony DeVito et al from GE and with Renn Neilson; sent
REDACTED
to
Doug Hubener; reviewed his replies; replied to Renn Neilson
regarding REDACTED ; sent e-mail message to Kevin Sadler
REDACTED
and Bill Stutts regarding
REDACTED
; analyzed
and sent to Kevin Sadler
REDACTED
recommended
; e-mail
REDACTED
message exchanges with Kevin Sadler regarding
; sent e-mail message to Michelle Hartmann
REDACTED
; responded to Sue Ayers
REDACTED
regarding
.
REDACTED
REDACTED
05/05/09
R G Neilson
2.40 Preparation for and participation in phone conference with
Shelley Austin, GE and their counsel regarding REDACTED
67
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 31 of 327
Page 30
Description
.
REDACTED
05/05/09
J J Wellington
6.20 GE acquisition of 5 aircraft -
.
05/06/09
S W Austin
2.70 Sent REDACTED to aircraft title counsel Scott McCreary
regarding
REDACTED
REDACTED
; give
guidance to Renn Neilson and Jon Wellington on
REDACTED
; lengthy telephone
consultation with Scott McCreary regarding REDACTED
;
located and sent title memoranda to Scott McCreary.
REDACTED
05/06/09
J J Wellington
05/07/09
S W Austin
REDACTED
.90 Locate and circulate
to Jon Wellington per his
request; telephone consultation with Jon Wellington regarding
REDACTED
; sent e-mail message to Doug
REDACTED
Hubener regarding
REDACTED
; reviewed
and forwarded to Jon
Wellington; requested additional information.
05/07/09
R G Neilson
.60 Attending to
05/07/09
J J Wellington
05/08/09
S W Austin
5.60 GE acquisition of 5 aircraft -
REDACTED
4.90 GE acquisition of 5 aircraft 1.50 Circulated
.
.
.
REDACTED
REDACTED
to Jon Wellington and
; voice mail from
Jon Wellington regarding REDACTED ; reviewed and revised
REDACTED
; circulated to Renn
REDACTED
Neilson and Jon Wellington requesting
; sent e-mail message to Malcolm Lovett regarding
; interviewed Doug Hubener regarding
REDACTED
; drafted summary and circulated
to Jon Wellington and Renn Neilson; draft e-mail message to
REDACTED
Michelle Hartmann regarding
.
REDACTED
05/08/09
R G Neilson
2.60 Attending to
.
05/08/09
J J Wellington
6.80 Analysis of
REDACTED
REDACTED
REDACTED
;
.
05/10/09
S W Austin
.20 Continue revisions to settlement proposal
05/11/09
S W Austin
REDACTED
.80 Replied to Michelle Hartmann regarding
;
REDACTED
addressed
from Doug Hubener;
telephone consultation with Renn Neilson regarding
REDACTED
.
05/11/09
R A Husseini
1.60 Attention to aircraft/GE note settlement; discussed
REDACTED
with
68
Case 3:09-cv-00298-N
Document 671-2
Hours
05/11/09
R G Neilson
05/11/09
J J Wellington
05/12/09
S W Austin
Filed 08/04/2009
Page 32 of 327
Page 31
Description
Renn Neilsen and Shelley Austin.
.90 Attending to various tax issues related to aircraft transaction.
6.40 Tax issues
REDACTED
.
2.10 Telephone consultation with Richard Husseini regarding
; numerous emails with Richard Husseini
REDACTED
REDACTED
; responded to his questions; reviewed draft email message to Weil firm and suggested changes; reviewed
final version.
05/12/09
S W Austin
1.70 Telephone consultation with Doug Hubener regarding
REDACTED
; e-mail message to Jon Wellington
REDACTED
regarding
; responded to Weil's question
regarding
; sent e-mail message to
REDACTED
REDACTED
Kevin Sadler regarding
; sent eREDACTED
mail message to Kevin Sadler regarding
; sent e-mail message to Bill Stutts REDACTED
.
05/12/09
R A Husseini
REDACTED
3.20 Analysis and research related to
;
discussion with Shelley Austin and Renn Neilson; disucssion
with Weil, Gotshal.
05/12/09
J T Leslie
.40 Telephone conference with Doug Hubener regarding
REDACTED
; coordination regarding aircraft
parts in Miami.
05/12/09
R G Neilson
.70 Attending to correspondence related to tax on aircraft transfers.
05/12/09
J J Wellington
2.20 Review of documentation for allocation of property tax
imposed on aircraft.
05/13/09
S W Austin
REDACTED
1.50 Replied to Kevin Sadler regarding
;
REDACTED
reviewed
sent by
Doug Hubener and forwarded to Jon Wellington' reviewed
materials from Doug Hubener regarding
; e-mail message to
REDACTED
REDACTED
Kevin Sadler
numerous e-mail messages with Sabine Casseus regarding
;
REDACTED
; reviewed her replies and send follow up questions;
REDACTED
sent e-mail message regarding
.
05/13/09
S L Casseus
2.30 Reviewed aircraft appraisals and engine maintenance program
contracts.
69
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 33 of 327
Page 32
Description
REDACTED
05/13/09
R A Husseini
.20 Discussions with Weil Gotshal on
05/13/09
R G Neilson
.70 Analysis
05/13/09
W F Stutts, Jr.
.20 Reviewed information from Ms. Austin and
.
05/13/09
J J Wellington
1.00
05/14/09
S W Austin
5.10 Reviewed
.
REDACTED
REDACTED
REDACTED
REDACTED
; several e-mail messages to Sabine
Casseus regarding
REDACTED
; numerous emails with Richard
REDACTED
Husseini and Jon Wellington regarding
; and emails to Malcolm Lovett and others regarding
REDACTED
; drafted e-memo to Ralph Janvey and Joe
REDACTED
Cialone regarding
; sent draft to
Renn Neilson and Jon Wellington for comment.
05/14/09
S L Casseus
4.20 Researched
.
05/14/09
R A Husseini
REDACTED
2.10 Attention to
discused same with Weil Gotshal and BB team.
05/14/09
R G Neilson
1.10 Attending to
05/14/09
J J Wellington
3.80
S W Austin
;
.
REDACTED
REDACTED
REDACTED
05/15/09
REDACTED
, discussions with Roger Williams; internal
correspondence.
5.50 E-mail message from Jon Wellington regarding
REDACTED
; replied to Richard Husseini regarding
REDACTED
; forwarded
to Richard
Husseini; sent e-mail message to Kevin Sadler outlining
REDACTED
; prepared for call; conference
call with Amy Rhodes, Anthony Devito, and other GE
personnel, Michelle Hartmann and other Weil lawyers, and
REDACTED
Richard Husseini regarding
REDACTED
; requested
and information about
REDACTED
; sent e-mail message to Kevin Sadler
.
REDACTED
REDACTED
05/15/09
S L Casseus
2.30 Researched
REDACTED
.
05/15/09
R A Husseini
REDACTED
2.60 Attention to
; conference call with Weil Gotshal to discusss same;
internal discussion with BB team.
70
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
05/15/09
R G Neilson
05/15/09
W F Stutts, Jr.
05/15/09
J J Wellington
05/18/09
S W Austin
Page 34 of 327
Page 33
Description
2.40 Preparation for and participation in phone conference with GE
and their counsel regarding REDACTED .
.40 Report from MS. Austin regarding
.
REDACTED
5.70 Update REDACTED memorandum to reflect Roger Williams
comments; further conversations with Roger.
.20 Replied to Harrison Tucker regarding REDACTED
; listened to voice mail regarding
.
REDACTED
memorandum;
REDACTED
05/18/09
J J Wellington
4.60 Update of
05/19/09
S W Austin
1.30 Replied to Doug Hubener's inquiry; drafted
REDACTED
and sent to Joe Cialone et al; reviewed his
REDACTED
reply; reviewed email from Weil regarding
; forwarded to Richard Husseini; reviewed lien filed
against aircraft and forwarded to Sue Ayers; replied to Joe
Cialone and Kevin Sadler regarding
REDACTED
; replied to Harrison Tucker regarding
REDACTED
; forwarded
to Sabine Casseus regarding
REDACTED
; replied
to Sabine Casseus's questions regarding same.
REDACTED
.
REDACTED
05/19/09
S L Casseus
.20 Reviewed engine maintenance program invoices.
05/19/09
R A Husseini
.80 Attentont o aviation tax issues.
05/19/09
R G Neilson
1.00 Review of flight logs and other data regarding aircraft; drafting
correspondence to Shelley Austin regarding
.
REDACTED
05/19/09
H C Tucker
.60 Contacted a partner with Winstead P.C. regarding
REDACTED
; determined
who would be the proper Stanford employee to answer
questions from an AIG representative.
05/20/09
S W Austin
REDACTED
1.60 Replied to Harrison Tucker regarding
; replied
REDACTED
to Craig Adams's inquiry regarding
; sent e-mail
REDACTED
message to Sabine Casseus regarding
;
sent e-mail message to Sue Ayers and Katherine Hinton
REDACTED
regarding
; lengthy
telephone consultation with Doug Hubener regarding
REDACTED
; replied Tom Leslie regarding REDACTED
; sent e-mail
message to Renn Neilson and Jon Wellington regarding
REDACTED
; sent e-mail message to Doug Hubener
REDACTED
regarding
; forwarded his replies to
Sabine Casseus.
71
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
05/20/09
S L Casseus
Page 35 of 327
Page 34
Description
1.50 Reviewed maintenance records and invoices
.
REDACTED
05/20/09
J T Leslie
.60 Drafted
Shelley Austin.
05/20/09
W F Stutts, Jr.
.40 Organization chart information for Ms. Mitsuhashi.
05/20/09
J J Wellington
1.80
05/21/09
S W Austin
1.90 Replied regarding need to maintain aircraft airworthiness;
forwarded REDACTED to Sabine Casseus; replied to Michelle
REDACTED
Hartmann regarding
; reviewed demand
letters to fuel lienor regarding removal of liens; sent comment
to Sue Ayers; reviewed Sabine Casseus's input on
REDACTED
; reviewed Jay
REDACTED
Madrid's e-mail message regarding
; e-mail message to Kevin Sadler regarding
REDACTED
; weighed pros and cons of
REDACTED
and submitted to
REDACTED
; correspondence relating to
.
REDACTED
REDACTED
.
05/21/09
S L Casseus
1.00 Reviewed JSSI Contract # EO-G40-001171-0; analyzed lien
liability; and emailed Shelley Austin regarding
REDACTED
.
05/21/09
J J Wellington
05/22/09
S W Austin
05/22/09
R A Husseini
05/22/09
J J Wellington
1.60 Correspondence with E&Y relating to
settlement terms.
05/25/09
J J Wellington
1.20 Review of settlement terms.
05/26/09
C N Adams
.30 Telephone conference with Jeff Blackwood regarding
REDACTED
.
05/26/09
S W Austin
.50 Replied to Craig Adams regarding REDACTED ; replied to
REDACTED
Margaret Allen regarding
; e-mail message to Renn Neilson and Jon
Wellington regarding
; replied to Margaret Allen;
reviewed Jon Wellington's reply and forwarded links to
Margaret Allen.
.80 Communication with E&Y about
.
REDACTED
REDACTED
1.30 Circulated
to Weil; circulated
REDACTED Margaret Allen at Weil; telephone consultation with
REDACTED
Kevin Sadler regarding
; revised
settlement term sheet; circulated to Renn Neilson and Richard
Husseini for comment.
.80 Attention to
.
REDACTED
REDACTED
; review of
REDACTED
72
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 36 of 327
Page 35
Description
05/27/09
S W Austin
1.80 Numerous e-mail message with Margaret Allen at Weil et al
regarding REDACTED conference call with Margaret Allen
REDACTED
regarding
; sent e-mail
REDACTED
message to Kevin Sadler regarding
; replied to Richard Husseini regarding
REDACTED forwarded to Margaret Allen.
05/28/09
S W Austin
5.30 Drafted letter to Comerica Bank regarding REDACTED
REDACTED ; forwarded to Kevin Sadler REDACTED
REDACTED
; drafted
to Daugherty Fowler
REDACTED
and Peregrin regarding
; e-mail
message exchanges with Margaret Allen at Weil regarding
REDACTED
; commenced review of voluntary
settlement agreement; sent e-mail message to Kevin Sadler
REDACTED
regarding
; drafted
conveyance and aircraft delivery receipt; office consultation
REDACTED
with Bill Stutts regarding
; sent email message to Craig Adams regarding
REDACTED
; reviewed his response; forwarded to
Bill Stutts; office consultation with Bill Stutts regarding
sent e-mail message to Brenda Cobb regarding
REDACTED
;
forwarded REDACTED
to Renn Neilson and Richard
Husseini for comment; reviewed their replies; continued
revisions to Used Aircraft Conveyance.
05/29/09
S W Austin
2.50 Revised Voluntary Surrender Agreement and Trip Lease;
located Truth in Leasing regulatory disclosures; added to
agreement; revised special warranty conveyance and aircraft
delivery receipt; telephone consultation with Brenda Cobb's
REDACTED
assistant at Insured Aircraft regarding
sent e-mail message to Harrison Tucker regarding
Matter Total
079716.0104
208.10
Banking Matters
Hours
Description
04/13/09
C W Cominsky
2.50 Worked on signature card notebooks.
04/13/09
H T Hamner III
REDACTED
3.10 Attention to
, email to
McGuire Woods regarding same; conferences with J. Zabaneh
REDACTED
regarding
; correspondence with
REDACTED
McGuire Woods regarding
; conferences with B. Stutts; attention to transferring
Schwab balances; began drafting letter to Schwab regarding
REDACTED
; attention to other
73
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 37 of 327
Page 36
Description
banking matters.
04/13/09
C W Rancher
3.60 Reviewed contents of Stanford library for bylaws, policy
manuals and bank examination reports for Stanford entities.
04/13/09
W F Stutts, Jr.
04/13/09
J P Zabaneh
4.10 ECCB correspondence; research and correspondence with The
Gordon Group (re: Citi account); correspondence with Bank of
St. Croix.
04/14/09
D L George
1.00 Conferred with Clint Rancher and Bill Stutts regarding
REDACTED
; arranged for duplication
process; retrieved requested materials for Bill Stutts.
04/14/09
H T Hamner III
5.50 Drafted letter to C. Richie regarding
.30 Responses to letter to ECCB regarding points related to
amounts in accounts.
REDACTED
, emails to B. Stutts regarding
;
attention to drafting request from receiver to Schwab to transfer
all funds in accounts; conferences with J. Zabaneh regarding
REDACTED
; attention to questions regarding
account balances in TD accounts; attention to other banking
matters.
REDACTED
04/14/09
M D Kusey
REDACTED
2.50 Created
per Mike Myers.
04/14/09
C W Rancher
4.20 Reviewed corporate books for Stanford entities for proof of
ownership; reviewed contents of Stanford library for bylaws,
policy manuals and bank examination reports for Stanford
entities.
04/14/09
W F Stutts, Jr.
3.40 Exchange of information with K. Van Tassel regarding
REDACTED ; account issues for Bank of Antigua (quantification of
amounts as of 2/17/09); Toronto Dominion incoming wire
transfers questions (mainly Printemps transfers) and related
SIBL account information; reviewed and transmitted
information related to SIBL, TD and other account
information; communications with Mr. Hamner regarding
REDACTED
04/14/09
J P Zabaneh
.
7.70 Reviewed 10-K and internal information regarding
; conference call with other associates
REDACTED
; correspondence with Bank
REDACTED
of America regarding
; reviewed BB letter to Schwab and drafted funds
transfer request letter for Schwab accounts.
REDACTED
04/15/09
C W Cominsky
.90 Proof and revise affidavit and distribute drafts.
74
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 38 of 327
Page 37
Description
04/15/09
H T Hamner III
3.60 Finalized letter to Chris Richie regarding
REDACTED
, letter from Receiver
directing transfer of funds from Schwab accounts; call with M.
O'loughlin of Eastern Caribbean Central Bank regarding Bank
of Antigua matters; conferences with J. Zabaneh regarding
REDACTED
; emails to B. Stutts, C. Adams;
attention to other banking matters.
04/15/09
C W Rancher
1.20 Reviewed contents of Stanford library for bylaws, policy
manuals and bank examination reports for Stanford entities.
04/15/09
W F Stutts, Jr.
04/15/09
J P Zabaneh
9.00 ECCB issues; conference call with ECCB; DGSE discussion
regarding REDACTED ; SSM conference call regarding
REDACTED
; call with Bank of America regarding Bank
of Antigua account information; reviewed bank statements for
REDACTED
March; coordinated with FTI regarding
; discussion with Jim Hamilton regarding
REDACTED
.
04/16/09
R M Caine
.20 Ordered a UCC/Lien search for Superior Gallaries, Inc. in the
state of Delaware.
04/16/09
D L George
6.00 Assisted with spreadsheet related to correspondence regarding
Stanford cds.
04/16/09
H T Hamner III
2.60 Attention to transfer request for Merchants Commercial Bank;
call with T. Bolt, lawyer to Merchants Commercial, regarding
transfer request; conferences with J. Zabaneh regarding
REDACTED
; call with C. Richie regarding
REDACTED
, follow-up communications with C.
Adams regarding
; attention to other banking matters.
.70 TD bank account balances and related information regarding
REDACTED
signature cards; e-mail message regarding
; accounts of Bank of Antigua in various places;
information to Mr. Hamner and Mr. Van Tassel regarding
REDACTED
.
REDACTED
04/16/09
J P Zabaneh
10.30 Calls with counsel to Bank of St. Croix re: transfer of funds;
calls with counsel to Merchants Bank re: transfer of funds;
conference call re: Dallas Gold & Silver re: how much money
is owed to SIBL; property insurance issues; reviewed org chart
and looked for proof of ownership; discussions re:
REDACTED
.
04/17/09
R M Caine
.10 Ordered a UCC/Lien search for DGSE Companies, Inc. in the
state of Delaware.
04/17/09
H T Hamner III
REDACTED
3.70 Calls with C. Richie regarding
, conference with K. Sadler, C. Adams, T. Durst
REDACTED
regarding
75
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Page 38
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; conference with T. Bolt regarding
REDACTED
; attention to transfer of funds from Bank of St.
Croix accounts; conferences with B. Stutts and J. Zabaneh
REDACTED
regarding
; email to R. Roper regarding
.
04/17/09
J P Zabaneh
10.10 Follow up with Bank of St. Croix - secured wire transfer;
conference call with counsel to Merchants Bank; research re:
REDACTED
; drafted funds transfer letter to Merchants
Bank; discussion and research re:
; conference call re:
REDACTED
;
REDACTED
04/19/09
W F Stutts, Jr.
.20 Reviewed information related to reports and information for
the same.
04/20/09
J M Greer
.40 Correspondence with Herschel Hamner with regard to
REDACTED
; met with Roman Becerra to
.
REDACTED
04/20/09
H T Hamner III
5.00 Call with B. Stutts regarding
; call with D.
REDACTED
Clouston regarding
REDACTED
; emails regarding
; attention to
confirmation of wires from Schwab for other Stanford accounts
held at Schwab; responded to inquiry from L. Beaudreault at
Bank of America regarding Bank of Antigua; other banking
matters.
REDACTED
04/20/09
W F Stutts, Jr.
.40 Telephone conferences with Herschel Hamner and John
REDACTED
Zabaneh regarding
; information from
Karyl Van Tassel and telephone conference with Clare ROberts
REDACTED
regarding
.
04/20/09
W F Stutts, Jr.
1.90 Reviewed with Mr. Hamner and Mr. Za baneh bank
communications and status and instructions on additional
communications and demands; reviewed signature cards and
related bank information particular related to Swiss bank
accounts.
REDACTED
04/20/09
J P Zabaneh
REDACTED
6.70 Discussions regarding
; CD
maturity; conference call with Stutts; correspondence with Jim
REDACTED
Grace regarding
;
; discussion regarding
; Citi
correspondence.
REDACTED
04/21/09
R M Caine
.20 Completed check request forms for payment of two Capitol
76
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Page 39
Description
Services, Inc. invoices.
04/21/09
J M Greer
.80 Correspondence with Herschel Hamner regarding
REDACTED
; met with Roman Becerra to discuss
REDACTED
.
04/21/09
H T Hamner III
1.40 Call with C. Richie, D. Arlington to discuss
; attention to
other matters relating to Schwab; responded to emails from
FTI; emails regarding REDACTED
.
REDACTED
04/21/09
J P Zabaneh
2.30 DGSE discussions regarding
REDACTED
; phone call with Swiss counsel regarding
REDACTED ; discussion regarding
REDACTED
.
04/22/09
H T Hamner III
2.10 Reviewed draft letter from Receiver to Barclays regarding
REDACTED
, email to D. Rogers of FTI
regarding
; reviewed various documents relating to Bank
of Antigua, assembled certain tax documents and transmitted
same to L. Beaudreault in
REDACTED
REDACTED
.
04/22/09
J T Leslie
.20 Office conferences with Jeanette Day regarding
.
04/22/09
W F Stutts, Jr.
.30 Reviewed report to court and commented on provisions related
to account and fund transfers.
04/23/09
S W Austin
.40 Forwarded e-mail message confirmation received from ECCB
acknowledging letter to Herschel Hamner; reviewed Bob
REDACTED
Howell's request that
and requested same of Herschel Hamner
and Harrison Tucker.
04/23/09
H T Hamner III
REDACTED
3.00 Conference with M. LoPresti, counsel to Paradigm fund,
regarding unwinding of Stanford's investments in such fund,
follow-up conference with B. Stutts regarding
; drafted
transfer request letter to M. LoPresti for transfer of proceeds of
liquidation of Stanford's investments in Paradigm fund;
attention to confirmation that wires from Schwab were
received in Receiver's account; emails, calls relating to
REDACTED
.
REDACTED
04/23/09
W F Stutts, Jr.
.40 Information from Mr. Hamner regarding
.
04/24/09
S W Austin
.40 Reviewed
REDACTED
REDACTED
compiled by Herschel
77
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Page 40
Description
Hamner and forwarded to Bob Howell, Kevin Sadler, and Bill
REDACTED
Stutts; reviewed responses; reviewed
from
Herschel Hamner and forwarded to Bob Howell et al.
04/24/09
H T Hamner III
2.60 Call with FTI and B. Stutts regarding
REDACTED
; calls with K. Wolfe regarding
REDACTED
; attention to obtaining second wire from
CMSU, emails regarding same; email to L. Beaudreault at
Bank of America regarding Bank of Antigua account
information; emails regarding
REDACTED
; other banking matters.
04/27/09
C W Cominsky
.40 Prepare
04/27/09
H T Hamner III
.80 Conference with J. Zabaneh regarding
REDACTED
for Stutts.
REDACTED
; call
with B. Stutts; attention to other banking matters.
04/27/09
W F Stutts, Jr.
.70 Several communications with Tom Keltner regarding
REDACTED
; banking matters related to SC and lawyers'
response (three months late) from french lawyers for Societe
Gen including REDACTED
.
04/27/09
J P Zabaneh
.50 DKR Capital issues.
04/28/09
H T Hamner III
04/28/09
J T Leslie
04/28/09
J P Zabaneh
3.90 Call with DKR Capital and FTI; Correspondence with DKR
REDACTED
regarding
; Call with
Merchants Commercial; correspondence with counsel for
REDACTED
Merchants regarding
.
04/29/09
C W Cominsky
2.50 Document review and organize and send documents to
Harrison Tucker regarding REDACTED
.
04/29/09
H T Hamner III
2.10 Attention to funds transfer from MF Global; responded to
emails from B. Howell, B. Stutts; reviewed
2.50 Attention to funds held at DKR Capital, reviewed and
commented on letters drafted by J. Zabaneh to DKR regarding
REDACTED
; attention to funds transfers; conference with D.
REDACTED
Arlington regarding
,
prepared email summary of same for K. Sadler.
.20 Telephone conference with Bill Stutts and Rhonda Davis
REDACTED
regarding
.
REDACTED
, email to K. Sadler, D. Arlington regarding same.
04/29/09
J T Leslie
.20 Coordination with Bill Stutts regarding
REDACTED
.
78
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04/29/09
W F Stutts, Jr.
Page 42 of 327
Page 41
Description
.40 Updated information from Mr. Hamner regarding
REDACTED
04/29/09
J P Zabaneh
.
1.50 Issues regarding PAC account at Bank of America;
REDACTED
Correspondence regarding
.
04/30/09
H T Hamner III
REDACTED
1.50 Calls with M. LoPresti regarding
, calls with D. Arlington regarding
REDACTED
; conference with J.
REDACTED
Zabaneh regarding
; attention to other banking matters.
04/30/09
J T Leslie
.30 Telephone conference with Rhonda Davis regarding
REDACTED
; coordinated for Bill Stutts to
REDACTED
; office conference
REDACTED
with Gene Nutt regarding
.
04/30/09
W F Stutts, Jr.
.20 Reviewed status of banking account consolidation and funds
consolidation with John Little, Examiner.
04/30/09
J P Zabaneh
05/01/09
C W Cominsky
05/01/09
H T Hamner III
1.20 Attention to correspondence from McGuire Woods and FTI
REDACTED
regarding
; emails with B.
Stutts; attention to Bank of Antigua correspondence.
05/01/09
N M Starbuck
2.00 Assisted
3.10 Revised letter regarding REDACTED ; correspondence with
Merchants Commercial Bank regarding REDACTED
;
REDACTED
research and discussion regarding
.
.50 Discussed marketing DVD review regarding certificates of
deposit and assets with Stanford personnel.
REDACTED
to B. Stutts.
05/01/09
W F Stutts, Jr.
.90 TD Waterhouse deposit information; Paradigm fund
REDACTED
information and details; reviewed
05/01/09
J P Zabaneh
05/04/09
H T Hamner III
1.00 Call with K. Blake, C. Kolodjeski regarding
REDACTED
;
05/04/09
M D Kusey
1.80 Assisted with REDACTED
to Bill Stutts.
05/04/09
N M Starbuck
2.20 Assisted with
.
.50 Correspondent banking issues; ECCB issues.
REDACTED
to B. Stutts.
05/04/09
W F Stutts, Jr.
.30 Reviewed information from Mr. Hamner and related
communications with Mr. Janvey.
79
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Page 42
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05/05/09
C W Cominsky
1.70 Discussion with Stanford personnel regarding marketing DVDs
and reviewed DVDs for information on assets and certificates
of deposits.
05/05/09
H T Hamner III
1.00 Drafted detailed response to R. Plotkin regarding
REDACTED
; emails relating to
banking matters.
05/06/09
C W Cominsky
6.40 Prepared, revised, organized and forwarded documents for
Stutts; reviewed marketing DVDs and related marketing
material regarding certificates of deposit and other assets.
05/06/09
H T Hamner III
.30 Email to R. Plotkin regarding
05/06/09
J T Leslie
.30 Office conferences with Bill Stutts and Rhonda Davis
REDACTED
regarding
.
05/07/09
C W Cominsky
05/07/09
H T Hamner III
05/08/09
C W Cominsky
4.00 Reviewed marketing DVDs and related material regarding
certificates of deposit and assets.
05/08/09
H T Hamner III
1.30 Attention to coordinating transfer of funds obtained from
Stanford Bank Panama account at Charles Schwab from
Receiver's account to Stanford Bank Panama account.
05/09/09
W F Stutts, Jr.
.30 Communications with Mr. Janvey related to
05/10/09
H T Hamner III
REDACTED
.80 Collected information regarding
per request of B. Stutts, sent information to B. Stutts.
05/10/09
W F Stutts, Jr.
.40 Reviewed information from Mr. Hamner regarding
REDACTED
.
05/11/09
C W Cominsky
6.00 Reviewed marketing DVDs regarding assets and certificate of
deposit information; formatted letter for Craig Adams.
05/11/09
H T Hamner III
2.70 Attention to various outstanding banking matters; attention to
issue with cashier's check attempted to be deposited into SIBL
REDACTED
account at Trustmark, research
; attention to transfer of Stanford Bank Panama
funds held in receiver's account to account with Banco
Nacional de Panama; call to counsel for Merchants
REDACTED
Commercial regarding
.
05/11/09
J P Zabaneh
2.00 DKR Capital matters; DGSE matters; Merchants Commercial
REDACTED
matters and conference call regarding
.
05/12/09
C W Cominsky
4.20 Reviewed marketing DVDs regarding assets and certificates of
.
REDACTED
6.70 Reviewed marketing DVDs and documents regarding assets
and certificates of deposit; refiled pulled documents regarding
SIBL incorporation.
.50 Responded to requests/questions from B. Stutts.
REDACTED
.
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Page 43
Description
deposit.
05/12/09
H T Hamner III
1.00 Attention to issues with transfer of DKR funds; attention to
resolution of dispute over cashier's check issued by Oasis
Bank; attention to TD data issues; other banking matters.
05/12/09
J T Leslie
.30 Coordination with Bill Stutts on
05/12/09
W F Stutts, Jr.
REDACTED
.50 Advised H. Hamner regarding
; reviewed status and developments regarding
REDACTED
.
05/12/09
J P Zabaneh
2.60 DGSE matters; DKR Capital correspondence and telephone
calls.
05/13/09
C W Cominsky
REDACTED
9.60 Organized and formatted
to David Arlington; reviewed marketing DVDs for
asset and certificate of deposit information; prepare documents
REDACTED
for Bill Stutts and
.
05/13/09
H T Hamner III
1.10 Attention to Oasis Bank cashier's check matter, call to D.
Russell to discuss
; attention to TD data requests; attention
to other banking matters.
REDACTED
.
REDACTED
05/13/09
N M Starbuck
5.80 At the request of V. Kurylak assisted with
REDACTED
.
05/13/09
W F Stutts, Jr.
.60 Communications with Mr. Hamner; information from FTI
regarding REDACTED ; information to Mr. Plotkin regarding
.
05/14/09
C W Cominsky
REDACTED
7.60 Prepared
to David
Arlington; reviewed and cataloged marketing DVDs and
discussed with Stanford personnel.
05/14/09
H T Hamner III
2.70 Attention to wires that have been frozen in Bank of Antigua
account at Bank of America, composed letter to Bank of
REDACTED
America regarding
, sent letter to Bank
of Antigua regarding
; attention to identifying certain
funds that were credited to receiver's account; email to
REDACTED
McGuire Woods regarding
; attention to
other banking matters.
REDACTED
05/14/09
N M Starbuck
4.70 Assisted D. Arlington with
Sheenen (FTI)
05/15/09
05/15/09
H T Hamner III
N M Starbuck
REDACTED
.50 Call with M. LoPresti regarding
REDACTED
to B. Stutts regarding
3.90 Assisted D. Arlington with
; Provided D.
.
REDACTED
REDACTED
REDACTED
; email
.
.
81
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Page 44
Description
05/15/09
W F Stutts, Jr.
.80 Reviewed with Mr. Hamner information and questions related
to REDACTED
.
05/15/09
J P Zabaneh
.60 Follow up re Merchants Commercial Bank funds and related
correspondence.
05/18/09
H T Hamner III
.90 Responded to questions from B. Stutts regarding REDACTED
; call with C. Kolodjeski; call with J. Greer; attention
to Merchants Commercial Bank transfers.
05/18/09
N M Starbuck
4.60 Assisted D. Arlington with
REDACTED
; Provided
backup documentation for CD purchases from T. Moran's
account application.
05/18/09
J P Zabaneh
1.00 Looked for possible wire from Merchants Commercial; followup email to Merchant's counsel re: REDACTED
.
05/19/09
C W Cominsky
.20 Formatted letter and forwarded to Craig Adams.
05/19/09
H T Hamner III
.30 Responded to emails; attention to funds transfer request per D.
Rogers email.
05/19/09
N M Starbuck
2.00 Assisted D. Arlington with
REDACTED
.
05/20/09
H T Hamner III
1.70 Call with K. Blake, C. Kolodjeski regarding
REDACTED
; call to K. Wolfe; attention to
other banking matters.
05/20/09
J C Huddleston
5.70 Compiled
REDACTED
for further
review.
05/20/09
N M Starbuck
4.10 Assisted with
REDACTED
; Met with D. Sheenen re: updates
to partial/full releases sent to D. Arlington.
05/21/09
C W Cominsky
8.10 Organized partial release files and forwarded to shared drive
collection; prepared documents for FTI.
05/21/09
H T Hamner III
1.50 Call with, emails to R. Plotkin, K. Wolfe regarding
REDACTED
; email to K. Blake regarding REDACTED
calls with B. Stutts, J. Zabaneh regarding REDACTED
.
05/21/09
N M Starbuck
3.40 Assisted D. Arlington with
;
REDACTED
.
05/21/09
W F Stutts, Jr.
REDACTED
.40 Summary from H. Hamner regarding
; reviewed information from Mr.
82
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Page 45
Description
Hernandez and FTI regarding REDACTED
.
REDACTED
05/21/09
J P Zabaneh
2.60 Research regarding
to DGSE.
05/22/09
J P Zabaneh
REDACTED
2.00 Coordinated with FTI regarding
; revised account spreadsheets; communication
REDACTED
w/ FTI regarding
.
05/23/09
H T Hamner III
.30 Revisions to email prepared by FTI that is to be sent to
REDACTED
McGuire Woods regarding
.
05/26/09
H T Hamner III
.50 Attention to wire from Merchants Commercial Bank;
REDACTED
conference with J. Zabaneh regarding
REDACTED
email to FTI regarding
.
05/26/09
N M Starbuck
4.30 Assisted D. Arlington with
with
05/26/09
W F Stutts, Jr.
; drafted letter
REDACTED
;
; Aided B. Day
.
REDACTED
.80 Communications with Mr. Hamner regarding
REDACTED
.
05/26/09
J P Zabaneh
1.00 Correspondence with Richard Roper; contact with Merchants
Commercial Bank regarding REDACTED ; coordinated with
FTI.
05/27/09
H T Hamner III
1.10 Reviewed and prepared comments on draft agreement between
Oasis Bank, Receiver and certain other parties regarding
REDACTED
; email
to McGuire Woods regarding
REDACTED
.
05/27/09
J C Huddleston
4.20 Reviewed binders for SIB Panama signature cards; compiled
partial release account ARS reports and confirmation data for
transmittal to Austin office for additional processing.
05/27/09
N M Starbuck
3.30 Assisted with
REDACTED
.
05/27/09
J P Zabaneh
.70 Correspondence with FTI and Merchants Commercial Bank.
05/28/09
J C Huddleston
4.60 Compiled partial release ARS reports and account confirmation
documentation for transmittal to Austin office.
05/28/09
N M Starbuck
3.70 Assisted with
REDACTED
.
05/29/09
J C Huddleston
7.70 Compiled partial release account ARS reports and account
83
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05/29/09
N M Starbuck
Filed 08/04/2009
Description
confirmation statements for transmittal to Austin office for
additional processing.
5.20 Assisted with
REDACTED
REDACTED
Matter Total
079716.0105
Page 47 of 327
Page 46
; Assisted A. York with preparing
.
303.00
Brokerage and Trust Matters
Hours
Description
04/13/09
T M Davis
2.40 Read SCM contract objection pleadings; read and respond to
REDACTED
emails regarding
; exchange emails with E.
Söderlund regarding REDACTED ; meet with FTI and FITS
regarding
.
REDACTED
04/13/09
D J Durst
8.30 Worked on trustee succession issues.
04/13/09
M A Gold
6.40 Attention to Stanford Beta Fund investor document request;
attention to correspondence regarding same; attention to
Paradigm motion; responses to information requests; research
REDACTED
law regarding
; attention to draft CA and
attention to comments. Call with V. Kurylak regarding
REDACTED ; attention to issues.
04/13/09
S A Massad
04/13/09
M G Myers
04/13/09
W F Stutts, Jr.
04/13/09
A M TimmonsPier
REDACTED
1.00 Researched and analyzed
; and reviewed and analyzed
.
T M Davis
REDACTED
3.40 Conference with M. Lovett regarding
; conference with S. Massad and telephone conference
REDACTED
with T. Durst re
; work on
receiver's report; review
and discuss with M. Myers;
exchange emails with V. Kurylak on REDACTED ; discuss
REDACTED
with R. Janvey and V. Kurylak; review SCM
rejection motion; exchange emails and telephone conference
with K. Sadler regarding
; review revised SCM motion;
respond to additional one-off account inquiries.
04/14/09
.70 Worked on STC account release procedures and issues.
11.60 Conference call with Secretary of State of the state of
Mississippi; reviewed trust instruments; attention to trust
matters relating to Louisiana trust company and Louisiana law;
communicated with various state regulators.
.40 Telephone conferences with Mr. Myers regarding
REDACTED
; Libertadores Institution Universitaria and
telephone conference with Davis regarding REDACTED
.
REDACTED
REDACTED
REDACTED
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Page 47
Description
04/14/09
D J Durst
6.70 Worked on trustee succession matters.
04/14/09
M A Gold
5.50 Review Paradigm documents and motion; attention to
correspondence with C. Shapley and attention to information
requests; attention to correspondence regarding the same;
attention to court update motion and comments thereon;
attention to issues raised by J. Verner and C. Shapley; attention
to investor lists and portfolio.
04/14/09
S A Massad
2.00 Worked on procedures for STC account release; various
telephone conferences and e-mail correspondence regarding
.
REDACTED
04/14/09
M G Myers
10.70 Drafted FAQs for the Stanford Trust Company relating to
procedures for transferring account and other miscellaneous
REDACTED
matters; discussed
with Louisiana counsel;
attention to matters relating to state subpoenas and other
miscellaneous matters.
04/14/09
W F Stutts, Jr.
04/14/09
A M TimmonsPier
5.10 Researched and analyzed
REDACTED
; and reviewed and analyzed
.
04/15/09
T M Davis
1.10 Read and respond to various emails regarding
REDACTED ; read and respond to emails with V. Kurylak
REDACTED
regarding
.
04/15/09
D J Durst
04/15/09
M A Gold
04/15/09
S A Massad
.30 Worked on finalization of and obtaining comments on memo
for
REDACTED
.
REDACTED
.60 Worked on trustee succession matters.
4.60 Correspondence with working group regarding REDACTED
;
REDACTED
call with V. Kurylak regarding
; correspondence and calls with B. Brown
regarding
REDACTED ; attention to Paradigm motion
and related issues.
.80 Attention to issues regarding
REDACTED
.
04/15/09
M G Myers
8.10 Drafted letter to send to all Stanford Trust Company account
holders whose accounts are scheduled to be released;
conference call with the Securities and Exchange Commission
and various state regulators; attention to transfer protocol and
related matters for Stanford Trust Company; meeting to discuss
.
REDACTED
85
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Page 48
Description
; meeting regarding
REDACTED
.
REDACTED
04/16/09
T M Davis
1.30 Meeting regarding
meeting regarding
04/16/09
M A Gold
4.70 Review Pershing documents; correspondence with B. Brown
REDACTED
regarding
; attention to correspondence with investors and call with
REDACTED
T. Davis, V. Kurylak, et. al regarding
; preparation call with V. Kurylak regarding
; attention to information requests.
REDACTED
;
REDACTED
04/16/09
M G Myers
04/16/09
W F Stutts, Jr.
04/17/09
T M Davis
9.80 Attention to tax matters related to trust accounts that were not
released in time to pay April 15 tax liabilities; attention to
transfer protocol and related matters for the Stanford Trust
Company.
.60 Examined and coordinated comments on memorandum on
REDACTED
.
2.70 Conference call with K. Sadler and J. Wang to discuss
;
respond to many emails regarding REDACTED
; conference
call with Pershing; call with T. Arnett to discuss open issues;
call regarding
with K. Sadler and with M. Lovett.
REDACTED
REDACTED
04/17/09
D J Durst
04/17/09
M A Gold
REDACTED
.10 Spoke with John Porter regarding
.
5.20 Attention to issues related to court review; attention to Shapley
REDACTED
issues regarding
and review
investor letter and provide comments; attention to REDACTED
and discuss with V. Kurylak; attention to
REDACTED
and correspondence regarding the same.
04/17/09
M G Myers
8.70 Attention to matters relating to securing contents of safe
deposit boxes at Whitney Bank for the Stanford Trust
Company; attention to various matters in preparation for
release of Stanford Trust Company accounts.
04/17/09
W F Stutts, Jr.
.40 Questions from Mr. Davis regarding
.
04/18/09
T M Davis
.70 Conference call with R. Janvey et al. to discuss
; call with M. Lovett regarding
.
REDACTED
REDACTED
REDACTED
04/18/09
M G Myers
1.80 Attention to matters relating to transfer protocol and other
issues with regard to transfer of Stanford Trust Company
accounts.
04/19/09
T M Davis
1.90 Review receiver's report; discuss
S. Massad.
04/19/09
W F Stutts, Jr.
REDACTED
with M. Lovett and
.20 Reviewed information related to receiver reports and
information for the same.
86
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
04/20/09
T M Davis
Page 50 of 327
Page 49
Description
2.20 Worked on report to court; read order re intervention; and
examiner order; calls with R. Janvey, J. Cialone, and C. Adams
REDACTED
regarding
; discuss
with C.
Adams.
REDACTED
04/20/09
M A Gold
4.60 Review material provided by Madison Grey; attention to issues
related to providing material and status call with group
regarding same; draft correspondence to investors' regarding
same; attention to Lockwood documents and summaries
regarding the same; draft summary regarding REDACTED
and distribute; attention to issues.
04/20/09
M G Myers
9.90 Attention to matters relating to securing safe deposit boxes at
Whitney Bank in Baton Rouge for Stanford Trust Company;
conference call with attorneys at JP Morgan Chase and SEI
REDACTED
Private Trust Company to discuss
;
attention to matters relating to transfer protocol for Stanford
Trust Company accounts.
04/20/09
E A Soderlund
.40 Respond to email regarding
.
04/20/09
W F Stutts, Jr.
REDACTED
.60 Worked on
delivery of information to Mr. Lovett.
04/21/09
T M Davis
REDACTED
and
2.90 Conference with M. Lovett and V. Kurylak re REDACTED
;
conference with S. Massad regarding
; exchange and
comment on emails regarding
; conference with C.
REDACTED
Adams and M. Lovett regarding
;
discuss
with M. Myers; read emails regarding REDACTED
and conference with J. Hollis re same; read emails regarding
REDACTED
; read changes to report.
REDACTED
REDACTED
REDACTED
04/21/09
M A Gold
1.40 Correspondence with investors in Alternative & Beta , V.
Kurylak and F. Fran regarding information on funds; attention
to next steps; attention to status report to court.
04/21/09
M G Myers
6.80 Conference call with Texas Department of Banking to discuss
status of Stanford Trust Company; attention to various matters
relating to transfer protocol of Stanford Trust Company
accounts to be released.
04/22/09
M A Gold
2.00 Attention to Stanford update report; attention to Alternative &
Beta Fund information and respond to comments from
investors.
04/22/09
M G Myers
8.10 Conference call with Office of Financial Institutions for the
state of Louisiana; attention to responding to state subpoenas;
attention to matters relating to transfer of Stanford Trust
Company accounts.
87
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Filed 08/04/2009
Hours
Page 51 of 327
Page 50
Description
04/22/09
W F Stutts, Jr.
.90 Work on Janvey letter on data and related memoranda.
04/22/09
W F Stutts, Jr.
.30 Responded to inquiry from Mr. Myers regarding
.
04/23/09
T M Davis
REDACTED
2.30 Telephone conference with T. Arnett regarding
REDACTED ; telephone conference with K. Sadler regarding
; meet with M. Lovett and T. Tabb to discuss
REDACTED
; review final draft of report; telephone
conference with H. Sharma regarding
; discuss
with
R. Janvey, J. Cialone, and K. Blumenschein; discuss
with K. Sadler; exchange emails regarding REDACTED.
REDACTED
REDACTED
REDACTED
REDACTED
04/23/09
M A Gold
1.40 Correspondence and calls with J. Verner regarding
REDACTED
; follow-up with V.
Kurylak and F. Fran; correspondence regarding same.
04/23/09
M G Myers
8.60 Revised FAQs, letter to Stanford Trust Company account
holders and other documents to be sent to Stanford Trust
Company account holders whose accounts have been released;
attention to responding to state subpoenas; finalized procedures
for transfer of Stanford Trust Company accounts;
communicated with various state regulators in relation to Court
order releasing certain Stanford Trust Company accounts.
04/24/09
M A Gold
04/24/09
M G Myers
4.30 Finalized and mailed documents to all Stanford Trust Company
account holders whose accounts had been released by Court
Order. Finalized and posted on Receivership website FAQs and
other documents relating to transfer of Stanford Trust
Company accounts.
04/26/09
T M Davis
1.10 Meet with M. Lovett to
04/27/09
T M Davis
.70 Read emails regarding investor requests and forward to V.
Kurylak.
04/27/09
M G Myers
4.80 Attention to matters relating to the Stanford Trust Company
and the release of accounts. Conference calls with attorneys
and financial representatives at various successor trustee
financial institutions to discuss transfer of released accounts
REDACTED
and status of same. Discussed
with FITS, Inc. and assisted with
various other trust company issues.
04/28/09
T M Davis
1.70 Conference with M. Lovett and V. Kurylak regarding
.60 Review materials regarding Beta & Alternative funds.
REDACTED
.
;
REDACTED
exchange emails with K. Sadler regarding
04/28/09
M A Gold
REDACTED
.
2.10 Attention to private label issues and review of same; attention
88
Case 3:09-cv-00298-N
Document 671-2
Hours
04/28/09
M G Myers
04/28/09
E A Soderlund
Filed 08/04/2009
Page 52 of 327
Page 51
Description
to questions from investors and response correspondence.
8.40 Attention to matters relating to potential release of Stanford
Trust Company accounts. Reviewed documents received from
the Louisiana Office of Financial Institutions. Coordinated
gather and compilation of data relating to accounts at Stanford
International Bank Ltd for Canada residents. Attention to
various other matters relating to the Stanford Trust Company.
.20 Direct J. Stewart to research
REDACTED
.
04/29/09
T M Davis
4.50 Conference call with V. Kurylak, M. Wei, and M. Lovett;
telephone conference with M. Gold regarding REDACTED
REDACTED
; emails re
and telephone conference
with M. Lovett and C. Adams re same; meet with M. Lovett
regarding
; meet with R. Janvey et al. regarding same;
draft bullet points for C. Adams.
REDACTED
04/29/09
M A Gold
3.40 Attention to information for Beta employees; attention to Beta
fund issues; attention to conference call with V. Kurylak and
REDACTED
working group regarding
; follow-up
call with T. Davis and attention to issues; draft response note to
C. Shapley.
04/29/09
M G Myers
4.50 Drafted letter to TD Ameritrade and other financial institutions
discussing release of accounts. Attention to various matters
relating to the Stanford Trust Company. Weekly conference
call with state regulators.
04/29/09
W F Stutts, Jr.
04/30/09
T M Davis
.60 Several communications with Mr. Tabb regarding
REDACTED
.
2.30 Exchange emails regarding
; telephone conference re
with M. Lovett; conference call with Examiner.
REDACTED
REDACTED
04/30/09
M A Gold
.70 Attention to correspondence with Beta and Alternative
investors.
04/30/09
S A Massad
.40 Miscellaneous e-mail correspondence regarding issues on
REDACTED
.
04/30/09
M G Myers
05/01/09
T M Davis
05/01/09
M A Gold
5.70 Gathered documents to be sent in response to state regulatory
subpoenas and mailed documents to various state agencies;
REDACTED
discussed
with
FITS, Inc.; Assisted in various other matters relating to the
Stanford Trust Company.
.50 Meet with M. Lovett regarding
REDACTED
regarding
.
REDACTED
exchange emails
4.80 Attention to investor issues; calls with C. Shapley and
89
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 53 of 327
Page 52
Description
REDACTED
correspondence regarding
REDACTED
; attention to successor general counsel issues.
05/01/09
M G Myers
4.10 Gathered documentation for production pursuant to state
subpoenas and discussed same with several state regulatory
agencies.
05/02/09
T M Davis
.80 Call with M. Lovett re
conference call with M. Lovett,
C. Adams, J. Cialone, and K. Sadler regarding REDACTED
.
05/02/09
M G Myers
.90 Discussed issues with FITS, Inc. relating to
REDACTED
REDACTED
.
05/03/09
T M Davis
3.70 Review draft account reports and STC materials; review notes
to prepare for meeting with STC; meet with M. Lovett and
account review team.
05/04/09
T M Davis
5.10 Meet with J. Preuitt and R. Luther of the SEC regarding
account review process.
05/04/09
M A Gold
1.50 Attention to correspondence regarding investor requests and
research on GP issues.
05/04/09
M B LiCalsi
1.40 Review of Alabama order and related Form U-5 as per Gene
Nutt (Stanford compliance); emails and a telephone call with
Gene Nutt regarding REDACTED
.
05/04/09
S A Massad
05/04/09
M G Myers
REDACTED
6.70 Analyzed and discussed
with Jim Raborn
and Maggie Brown
REDACTED
. Attention to various matters relating to
Phase II of the release of Stanford Trust Company accounts
and to requests from various state regulatory agencies.
05/05/09
T M Davis
1.90 Calls with D. Sterling and J. Raborn regarding REDACTED
telephone conference with K. Sadler regarding REDACTED
REDACTED
meet with M. Lovett regarding
;
REDACTED
telephone conference with S. Cooper regarding
and exchange emails regarding REDACTED telephone
conference with R. Janvey regarding
REDACTED
; telephone conferences with J. Little, D.
REDACTED
Arlington, and V. Kurylak regarding
05/05/09
M A Gold
1.50 Attention to correspondence with B. G. Quinlan and investor
questions; draft of Confidentiality Agreement for Marine Corp
investor group; attention to issues related to interest.
05/05/09
S A Massad
.40 Attention to account review status; various e-mail
correspondence, etc.
.70 Attention to e-mail correspondence regarding
REDACTED
.
90
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 54 of 327
Page 53
Description
05/05/09
M G Myers
6.80 Attention to matters relating to requests and subpoenas from
various state agencies; conference call with the Louisiana
Office of Financial Institutions to discuss Louisiana
receivership issues; attention to other miscellaneous brokerage
and trust issues.
05/06/09
T M Davis
3.40 Review daily account report; telephone conferences with M.
Lovett regarding REDACTED
meet with R. Janvey et al.
regarding
; emails regarding
REDACTED
REDACTED
review FAQs re same; discuss REDACTED
with M. Lovett.
05/06/09
M G Myers
8.30 Calls with various state regulators to discuss receivership
issues; attention to matters relating to second round of account
releases; attention to various miscellaneous issues including
production of documents.
05/06/09
W F Stutts, Jr.
05/07/09
T M Davis
.30 Claims information from Mr. Tabb.
1.70 Read FAQs; read account materials; read information regarding
accelerated account release procedures and telephone
conference with M. Lovett re
read motion to abate;
conference call with R. Romero and M. Lovett regarding
REDACTED
.
REDACTED
05/07/09
M A Gold
2.20 Attention to Paradigm letters and draft Paradigm letter
regarding rejection; attention to Heads of Agreement with
Sinopec and follow-up regarding the same.
05/07/09
M G Myers
5.30 Conference call with individuals from the Louisiana Office of
Financial Institutions; attention to matters relating to state
information and document requests.
05/07/09
W F Stutts, Jr.
05/08/09
T M Davis
2.80 Telephone conference with K. Sadler regarding
telephone conferences with and relay
REDACTED
information to K. Garber regarding
REDACTED ; review emails, telephone conferences with M. Lovett
and K. Sadler and send email to J. Little regarding REDACTED
05/08/09
M A Gold
2.80 Attention to Pershing indemnity issues and litigation;
correspondence regarding REDACTED attention to Quinlan
document request and forward documents to investors;
attention to Paradigm matter and current status of Paradigm
letters; correspondence with working group regarding
.40 Reviewed inquiry from Mr. Kurlak and responded to him
REDACTED
related to
.
REDACTED
05/08/09
M G Myers
5.60 Attention to matters relating to second round of account release
91
Case 3:09-cv-00298-N
Document 671-2
Hours
05/08/09
E A Soderlund
05/09/09
T M Davis
05/09/09
M A Gold
Filed 08/04/2009
Page 55 of 327
Page 54
Description
for Stanford Trust Company; attention to matters relating to
information and document requests for various state regulators;
attention to miscellaneous matters relating to account release
procedures.
.30 Review and comment on
1.30 Exchange emails with V. Kurylak regarding
REDACTED
exchange emails regarding
.80 Attention to
REDACTED
.
REDACTED
REDACTED
.
.
05/10/09
M G Myers
1.90 Reviewed, edited and revised Phase II account release
procedures for Stanford Trust Company; reviewed and edited
spreadsheet analysis for same; attention to matters relating to
release of accounts for Stanford Trust Company.
05/11/09
T M Davis
05/11/09
M A Gold
2.40 Attention to comments on
.
05/11/09
S A Massad
1.50 Reviewed and commented on responses to customer questions;
reviewed and commented on proposed FAQs regarding
management fees.
05/11/09
M G Myers
7.50 Attention to matters relating to release of IRA accounts at
REDACTED
Stanford Trust Company; discussed
with
Baker Botts team; conference call with representatives from
REDACTED
FINRA to discuss
attention to matters
relating to second round of release of Stanford Trust Company
accounts.
05/12/09
T M Davis
2.80 Respond to emails regarding REDACTED
two telephone
conferences with M. Lovett re
meet with M. Lovett, V.
REDACTED
Kurylak, and account review team to
call with
REDACTED
K. Sadler regarding
.
.80 Exchange emails regarding
REDACTED
.
REDACTED
REDACTED
05/12/09
M A Gold
1.60 Attention to correspondence regarding FINRA and bulk sales;
review Paradigm letter and attention to same.
05/12/09
S A Massad
05/12/09
M G Myers
6.90 Attention to matters relating to release of IRA accounts at
REDACTED
Stanford Trust Company; discussed
with
Baker Botts team; attention to matters relating to second round
of release of Stanford Trust Company accounts and
information and document requests from state agencies.
05/12/09
J C Stewart
REDACTED
3.70 Continue researching and analyzing
and brief conference with E. Soderlund
.50 Attention to miscellaneous account release issues.
92
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 56 of 327
Page 55
Description
regarding same.
05/13/09
T M Davis
REDACTED
3.10 Read and exchange emails regarding
call with J.
Cialone, C. Adams, and K. Sadler regarding REDACTED call
REDACTED
with J. Cialone, R. Janvey, et al. re
;
conference call with Examiner; call with M. Lovett, T. Tabb,
and K. Garber regarding account review process.
05/13/09
M A Gold
REDACTED
4.00 Call with V. Kurylak et al regarding
REDACTED
; attention to follow-up regarding same;
correspondence with investors regarding information; attention
to Paradigm issues.
05/13/09
S A Massad
2.00 Attention to various issues regarding account release and
account review status.
05/13/09
M G Myers
8.10 Attention to various matters relating to release of Stanford
Trust Company accounts. Weekly conference call with various
state regulators. Worked on document and information requests
for various state regulators.
05/13/09
J C Stewart
REDACTED
5.60 Research and analysis of
draft summary of same, and brief conferences with E.
Soderlund in connection with same.
05/14/09
T M Davis
REDACTED
1.80 Conference call to discuss
;
exchange emails with K. Sadler regarding REDACTED draft
SIPC notice for website; telephone conferences with K.
Blumenschein, K. Garber, and D. Sheehan regarding
REDACTED
.
05/14/09
M A Gold
4.80 Call with FINRA regarding
issues; research regarding
Madison Grey regarding
,
REDACTED
REDACTED
; call with
; follow-up regarding REDACTED
correspondence with working group regarding
followup with investors.
REDACTED
REDACTED
05/14/09
S A Massad
.70 Various telephone conferences and e-mail correspondence
REDACTED
regarding
.
05/14/09
M G Myers
5.70 Attention to various matters relating to release of Stanford
Trust Company accounts. Calls with secretary of state for the
state of Mississippi and staff to discuss release status and other
matters relating to Mississippi customer accounts; attention to
various matters relating to brokerage and trust accounts.
05/14/09
J C Stewart
1.80 Research re involuntary bankruptcy against the receivership
estate.
05/15/09
T M Davis
REDACTED
1.70 Exchange emails regarding
; review
information regarding accounts; three telephone conferences
93
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 57 of 327
Page 56
Description
with M. Lovett regarding
telephone conference with
REDACTED
K. Blumenschein regarding
telephone
REDACTED
conference with K. Sadler regarding
.
REDACTED
05/15/09
M A Gold
4.20 Review and respond to multiple investor requests; attention to
investor questions; calls with investors and attention to
financial information and Confidentiality Agreements.
05/15/09
M G Myers
6.30 Attention to various matters relating to release of Stanford
Trust Company accounts. Weekly conference call with various
state regulators. Worked on document and information requests
for various state regulators.
05/16/09
T M Davis
05/18/09
M A Gold
1.50 Follow-up with investors and attention to numerous investor
requests.
05/18/09
M G Myers
3.10 Attention to various matters relating to the Stanford Trust
Company such as research into REDACTED
05/19/09
M A Gold
2.10 Attention to investor issues and correspondence regarding
same; attention to follow-up on Paradigm issues and Grey
information.
05/19/09
M G Myers
9.70 Finished draft of motion to release additional Stanford Trust
Company accounts; responded to emails from trust company
customers inquiring as to account status; attention to matters
relating to transferring trust company accounts previously
released but not yet transferred; attention to various other
matters relating to Stanford Trust Company.
05/20/09
M A Gold
4.10 Attention to Beta and Alternative investor questions and
information requests; attention to correspondence with working
group regarding
attention to Paradigm document and
related questions; review meeting information.
.60 Call regarding SEC request for information.
REDACTED
05/20/09
S A Massad
2.50 Reviewed and commented on confidentiality letter regarding
REDACTED
; attention to Stanford Trust Company
account issues; attention to account review and release issues;
various telephone conferences and e-mail correspondence;
analyzed REDACTED .
05/20/09
M G Myers
7.20 Attention to various matters relating to the release of Stanford
Trust Company accounts; attention to matters relating to
weekly conference call with state regulatory agencies and the
Securities and Exchange Commission and conference call with
94
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 58 of 327
Page 57
Description
same; drafted confidentiality agreement and other documents
REDACTED
.
05/21/09
T M Davis
1.10 Discuss REDACTED with K. Sadler, J. Cialone, and S. Massad;
REDACTED
read and respond to
emails.
05/21/09
M A Gold
5.00 Review of Paradigm documents related to Paradigm questions
and comments; review F. Fram draft letter; discuss
with E. Soderlund and V. Kurylak; correspondence with
working group regarding
attention to investor questions
and issues.
REDACTED
REDACTED
05/21/09
S A Massad
2.00 Analyzed
attention to account release issues.
05/21/09
M G Myers
9.30 Completed drafting of motion to release additional Stanford
Trust Company accounts and accompanying proposed order;
attention to various matters relating to the release of Stanford
Trust Company accounts; verified status of various accounts
and communicated with successor trustee/financial institutions
for Stanford Trust Company accounts; discussed with
Louisiana counsel various matters relating
REDACTED
; reviewed various
documents received by the Louisiana Office of Financial
Institutions as such documents relate to Stanford Trust
Company.
05/22/09
T M Davis
2.00 Read Pershing stipulation and note comments; read REDACTED
chart and discuss with M. Lovett and T. Tabb; call with K.
REDACTED
Garber re
review materials re
.
REDACTED
05/22/09
M A Gold
1.50 Attention to correspondence with investors and attention to
investor requests.
05/22/09
M G Myers
5.20 Attention to various matters relating to the release of Stanford
Trust Company customer accounts; discussed various issues
relating to the Receivership with various state regulators.
05/26/09
T M Davis
05/26/09
M A Gold
05/26/09
S A Massad
05/26/09
M G Myers
.30 Call with T. Tabb and K. Blake regarding REDACTED
REDACTED
; telephone conference with K. Garber re
REDACTED
3.00 Correspondence with V. Kurylak and C. Shapley regarding
REDACTED
; attention to investor
requests and correspondence regarding same.
.80 Various e-mail correspondence regarding
.
REDACTED
4.10 Attention to various matters relating to the release of Stanford
Trust Company accounts; reviewed documents relating to the
95
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 59 of 327
Page 58
Description
bulk transfer of brokerage accounts custodied at Pershing LLC.
05/27/09
T M Davis
2.70 Read emails regarding
review research
REDACTED
regarding REDACTED ; discuss REDACTED with C. Adams and M.
Lovett; call with J. Cialone, C. Adams, and K. Blumenschein
REDACTED
regarding REDACTED read email regarding
.
05/27/09
M A Gold
4.80 Respond to numerous investor requests and attention to NDA
agreements and information requests and identity of investors;
correspondence and phone calls with investors; correspondence
with working group regarding
correspondence with C.
Shapley regarding
REDACTED
REDACTED
05/27/09
M G Myers
9.70 Weekly conference call with state securities and other state
regulators and the Securities and Exchange Commission and
matters relating to the call; attention to matters relating to the
release of Stanford Trust Company customer accounts;
prepared summary of Stanford Trust Company accounts and
release procedures for the Examiner.
05/28/09
M A Gold
5.20 Review NDAs received from investors; attention to document
requests; assemble document responses and respond to investor
requests.
05/28/09
M G Myers
7.10 Attention to matters relating to release of Stanford Trust
Company accounts, including drafting documents to be sent to
customers of released accounts and release protocol, discussing
status of transfer documents needed with Oppenheimer and
other successor trustees and various other issues.
05/29/09
M A Gold
2.00 Correspondence with investors and information regarding
private label funds.
05/29/09
H T Hamner III
1.10 Reviewed
REDACTED
, provided comments on same; conference with
M. Myers regarding
REDACTED
05/29/09
S A Massad
1.20 Reviewed and commented on STC account release materials;
REDACTED
various e-mail correspondence regarding same.
05/29/09
M G Myers
7.70 Drafted documents to be sent to holders of released accounts;
REDACTED
reviewed
with Herschel Hamner; attention to various other matters
relating to Stanford Trust Company and the release of customer
accounts.
05/31/09
T M Davis
Matter Total
.30 Review Pershing stipulation.
478.50
96
Case 3:09-cv-00298-N
079716.0106
Document 671-2
Filed 08/04/2009
Page 60 of 327
Page 59
Coin and Bullion Operations
Hours
Description
04/13/09
C N Adams
.50 Reviewing claims regarding coins and bullion issues.
04/13/09
L A Kujawski
1.60 Draft motion to determine ownership of certain coins and
bullion property.
04/13/09
J T Leslie
4.20 Executed the U.S. Coins settlement by delivering coins to U.S.
Coins; drafted confidentiality agreements and "Not your
Lawyer" Letters for potential purchasers of assets of Stanford
Coins and Bullion.
04/14/09
M D Kusey
1.00 Accompanied Paul Montgomery to bank vault per Tom Leslie.
04/14/09
J T Leslie
3.00 Office conference with Paul Montgomery regarding
REDACTED
office conference with Malcolm Lovett regarding
REDACTED
04/15/09
C N Adams
04/15/09
D T Arlington
1.00 Conference with Paul Montgomery and Tom Leslie regarding
REDACTED
.
.60 Participated in conference call with Paul Montgomery
REDACTED
04/15/09
T M Davis
1.90 Call with M. Lovett et al.; review L. Kujawski research;
follow-up call with M. Lovett.
04/15/09
J T Leslie
4.00 Office conference with Craig Adams and Paul Montgomery
REDACTED
regarding
; office
conference with Malcolm Lovett, FITS Consulting, FTI
Consulting, and Tony Davis (joined by phone) regarding
REDACTED
.
04/15/09
M G Myers
1.30 Conference call and meeting to discuss
REDACTED
.
04/16/09
C N Adams
.40 Reviewing coin and bullion claims.
04/16/09
T M Davis
1.50 Prepare for meeting to discuss
discuss
.
REDACTED
04/16/09
L A Kujawski
3.00 Meetings to discuss
04/16/09
J T Leslie
3.00 Office conference with Tony Davis, Malcolm Lovett, Paul
Montgomery, FITS Consulting, and FTI Consulting regarding
REDACTED
.
04/17/09
C N Adams
04/17/09
J T Leslie
REDACTED
; meeting to
REDACTED
.
.40 Reviewing coin and bullion claims.
1.70 Telephone conference with Paul Montgomery regarding
REDACTED
97
Case 3:09-cv-00298-N
Document 671-2
Hours
04/19/09
J T Leslie
Filed 08/04/2009
Page 61 of 327
Page 60
Description
REDACTED
; correspondence with David Arlington and Kevin
REDACTED
Sadler regarding
; telephone
conference with Tony Davis and Lori Kujawski regarding
REDACTED
.
.20 Reviewed
REDACTED
; reviewed claims and demands related to coins and
bullion.
04/20/09
J T Leslie
.40 Office and telephone conferences with Paul Montgomery
REDACTED
regarding
.
04/21/09
C N Adams
.40 Reviewing coin and bullion claims.
04/21/09
J T Leslie
REDACTED
.40 Conducted an analysis of
and arranged for transport of Receivership assets to
Houston for safekeeping.
04/22/09
J T Leslie
1.50 Telephone conferences with Charlie Gale and Paul
Montgomery regarding REDACTED
; reviewed
REDACTED
04/23/09
J T Leslie
1.10 Office conferences with Paul Montgomery and Scott Terry
REDACTED
regarding coin
; addressed other issues
related to coins and bullion.
04/27/09
J T Leslie
.20 Addressed issues related to coin and bullion protocols;
corresponded with Charlie Gale regarding REDACTED
.
04/28/09
J T Leslie
.20 Correspondence with Paul Montgomery regarding
; corresponded with Craig Adams regarding
REDACTED
.
04/29/09
J T Leslie
.70 Drafted "Not Your Lawyer" Letter and Confidentiality
Agreement for Heritage Auction; attended to other coin and
bullion matters.
04/30/09
L A Kujawski
04/30/09
J T Leslie
.50 Office conference with Paul Montgomery regarding
REDACTED
; telephone conference with Lori Kujawski
REDACTED
regarding
.
05/04/09
J G Foster
.40 Conferred with T. Leslie regarding
3.50 Research and draft memorandum regarding
REDACTED
.
L A Kujawski
.70 Work on
REDACTED
.
REDACTED
05/04/09
REDACTED
REDACTED
.
98
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 62 of 327
Page 61
Description
REDACTED
05/04/09
J T Leslie
5.90 Research regarding
; drafted the
REDACTED
memorandum regarding
;
telephone conference with Paul Montgomery regarding
REDACTED
.
05/05/09
L A Kujawski
3.30 Work on
05/05/09
J T Leslie
REDACTED
4.70 Drafted the
; telephone conference
with Paul Montgomery; telephone conference with Lori
REDACTED
Kujawski regarding
; research
REDACTED
with respect to
.
05/06/09
L A Kujawski
7.30 Draft memorandum regarding
05/06/09
J T Leslie
6.70 Office conferences with Paul Montgomery regarding
research regarding
REDACTED
drafted the research memo with respect to REDACTED
05/07/09
C N Adams
05/07/09
L A Kujawski
05/07/09
J T Leslie
.
REDACTED
REDACTED
.
REDACTED
;
.60 Reviewing coin and bullion issues.
REDACTED
8.40 Work on
memorandum; correspond with T.
Leslie regarding REDACTED
REDACTED
10.10 Research regarding
REDACTED
; drafted the
conferences with Lori Kujawski regarding
telephone
REDACTED
05/08/09
C N Adams
.40 Reviewing coin and bullion claims; correspondence with Paul
Montgomery regarding
05/08/09
J T Leslie
.40 Drafted
reviewed
REDACTED
REDACTED
and submitted to Tony Davis;
.
05/11/09
J T Leslie
.60 Reviewed correspondence from customers of Stanford Coins
and Bullion ("SCB"); telephone conference with Paul
Montgomery regarding REDACTED
05/12/09
C N Adams
.70 Conference with Paul Montgomery regarding
.
05/12/09
J T Leslie
REDACTED
.80 Reviewed the memorandum on the
produced by Paul Montgomery; office conference with Tony
REDACTED
Davis regarding
.
05/13/09
J A Cialone, II
.80 Attention to coins and bullion issues.
05/13/09
L A Kujawski
1.30 Telephone conference with Tom Leslie regarding
REDACTED
; work on same.
05/13/09
J T Leslie
6.50 Research with respect to
05/14/09
C N Adams
.60 Reviewing
REDACTED
REDACTED
REDACTED
.
.
99
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
05/14/09
L C Fluker
05/14/09
J T Leslie
05/14/09
H C Tucker
Page 63 of 327
Page 62
Description
.40 Searched Excel tracking chart to determine if certain
companies have contacted Receiver regarding Stanford Coins
REDACTED
and Bullion; sent
to Tom Leslie.
6.50 Legal research with respect to
REDACTED
drafted
7.10 Researched
;
REDACTED
.
REDACTED
.
05/15/09
C N Adams
.40 Attention to
05/15/09
L A Kujawski
4.50 Work on
05/15/09
M D Kusey
1.00 Reviewed
REDACTED
REDACTED
.
memorandum.
REDACTED
per
Tom Leslie.
05/15/09
J T Leslie
8.30 Telephone conferences with Lori Kujawski and Paul
Montgomery regarding REDACTED
; legal
REDACTED
research with respect to
; drafted the
.
REDACTED
05/15/09
H C Tucker
7.80 Reasearched a REDACTED
evaluated the
SCB invoices for title retention language; analyzed the
REDACTED
.
05/16/09
L A Kujawski
3.00 Work on
05/17/09
L A Kujawski
3.60 Work on
05/18/09
C N Adams
05/18/09
L A Kujawski
REDACTED
9.30 Work on
memorandum; meeting with T.
Leslie and P. Montgomery.
05/18/09
J T Leslie
9.80 Telephone conferences with Paul Montgomery and Lori
REDACTED
Kujawski regarding
; office
conference with Harrison Tucker regarding
REDACTED
.
05/18/09
H C Tucker
8.10 Analyzed
.40 Reviewing
REDACTED
REDACTED
.
.
.
REDACTED
REDACTED
; researched
.
REDACTED
05/19/09
C N Adams
05/19/09
L A Kujawski
05/19/09
J T Leslie
.70 Attention to claims against coin and bullion; reviewing
materials regarding same.
1.30 Work on
REDACTED
memorandum.
REDACTED
12.30 Legal research with respect to
office conferences with Harrison Tucker regarding
;
100
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 64 of 327
Page 63
Description
REDACTED
drafted
.
REDACTED
05/19/09
H C Tucker
05/20/09
C N Adams
.80 Reviewing
05/20/09
J A Cialone, II
.60 Attention to
05/20/09
J T Leslie
2.50 Telephone conference with Mike Myers and state regulators
regarding questions related to coins and bullion; office
conference with SCB employees regarding REDACTED
telephone conferences with Paul Montgomery regarding
REDACTED
fact-finding related to REDACTED
.
05/20/09
H C Tucker
6.40 Updated research on
REDACTED
whether
05/21/09
C N Adams
05/21/09
J T Leslie
7.30 Completed analysis of
.
REDACTED
.
REDACTED
.
REDACTED
; analyzed
REDACTED
.
.90 Correspondence with Paul Montgomery regarding
REDACTED
; reviewing materials regarding same.
REDACTED
2.50 Drafted
Harrison Tucker on
; office conference with
.
REDACTED
05/21/09
H C Tucker
.40 Discussed research on whether
.
05/22/09
C N Adams
.40 Reviewing research regarding
05/22/09
T M Davis
.30 Read memo and discuss with C. Adams.
05/22/09
J T Leslie
05/22/09
H C Tucker
REDACTED
REDACTED
4.90 Researched legal issues with respect to
REDACTED
REDACTED
drafted the
conference with Craig Adams with respect to
REDACTED
.
2.40 Researched the
; telephone
REDACTED
.
05/25/09
J T Leslie
3.80 Legal research for
.50 Reviewing
REDACTED
; drafted the
.
REDACTED
05/26/09
C N Adams
and related research.
05/26/09
C N Adams
1.10 Reviewing inventory of St. Croix items; reviewing research
REDACTED
regarding
.
05/26/09
J T Leslie
3.80 Legal research for
REDACTED
; drafted the
and the summary thereto; telephone
REDACTED
conference with Craig Adams regarding
telephone
conference
with
Paul
Montgomery.
REDACTED
REDACTED
REDACTED
05/26/09
H C Tucker
4.50 Completed research on
REDACTED
101
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 65 of 327
Page 64
Description
REDACTED
.
05/27/09
C N Adams
.40 Reviewing coin and bullion FAQs; telephone conference with
Tom Leslie regarding REDACTED
05/27/09
T M Davis
.20 Telephone conferences with C. Adams and T. Leslie.
05/27/09
J T Leslie
05/28/09
L A Kujawski
05/28/09
J T Leslie
1.20 Telephone conference with Lori Kujawski regarding
REDACTED
; office conference with Lori Kujawski
REDACTED
and Matt McCoy regarding
; drafted
REDACTED
the
.
05/28/09
M D McCoy
REDACTED
2.70 Discussed assignment regarding
with T. Leslie and L. Kujawski; researched law
REDACTED
regarding
.
05/29/09
C N Adams
REDACTED
2.60 Reviewing
conference with Tom Leslie regarding
8.60 Telephone conferences with Paul Montgomery, Craig Adams
REDACTED
and Tony Davis regarding
; drafted
the
.
REDACTED
.70 Work on
.
REDACTED
; telephone
REDACTED
05/29/09
J T Leslie
5.70 Office conference with Matt McCoy regarding
REDACTED
; telephone conference with Craig
REDACTED
Adams regarding
; telephone conference with
REDACTED
Gary Osborn regarding
.
05/29/09
M D McCoy
2.00 Concluded research regarding
REDACTED
; discussed
findings with T. Leslie.
05/30/09
J T Leslie
4.40 Legal research for
REDACTED
05/31/09
T M Davis
05/31/09
J T Leslie
05/31/09
H C Tucker
Matter Total
079716.0107
REDACTED
REDACTED
.40 Read
Adams regarding same.
REDACTED
2.30 Drafted the
NetSuite negotiations.
4.60 Revised and updated
261.80
; drafted the
.
REDACTED
and exchange emails with C.
; reviewed issues related to
memorandum.
Document Production Matters
102
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 66 of 327
Page 65
Description
04/13/09
C N Adams
1.70 Reviewing questions for submission to FBI for James Davis;
attention to document production issues.
04/13/09
J G Foster
1.50 Attention to FBI production status and issues; attention to
REDACTED
and conferred with
M. Hurd regarding same; reviewed B. Stutts email regarding
REDACTED
; reviewed emails regarding
REDACTED
; attention to emails regarding
.
REDACTED
04/13/09
M C Hurd
7.80 Reviewed and revised production letters to FBI and SEC;
corresponded with Mike Myers and Gail Foster regarding
REDACTED
; office
REDACTED
conference with Myers regarding
REDACTED
; coordinated preparation of documents
flagged by postal inspectors for FBI for production; reviewed
and made update notes regarding production log; office
conference with Nadia Starbuck regarding
coordinated
preparation of financial documents for FBI request; retrieved
REDACTED
and provided to Sam
Cooper.
REDACTED
04/14/09
C N Adams
3.50 Reviewing SEC and FBI productions.
04/14/09
C N Adams
1.10 Conference with Chad Nunez and FTI regarding
04/14/09
J G Foster
2.80 Reviewed T. Keltner email regarding new REDACTED
and conferred with M. Hurd and C. Adams regarding
same; attention to information and documents responsive to
Dept of Labor requests; attention to handling of H. Mills'
returned laptop; attention to H. Failing documents to be copied
for review; reviewed B. Stutts email and document for
production to SEC.
04/14/09
M C Hurd
5.20 Reviewed and revised production letters to FBI and SEC;
coordinated preparation of documents flagged by postal
inspectors for FBI for production; coordinated preparation of
financial documents for FBI request; office conference with
REDACTED
Craig Adams regarding
; office conference with Alison Sulentic regarding
REDACTED
04/14/09
N M Starbuck
.
REDACTED
.
4.30 Quality-checked documents for production to the FBI;
Communicated with R. Husseini regarding
REDACTED
; updated and/or revised Receivership document
log.
04/14/09
W F Stutts, Jr.
.80 Meeting regarding REDACTED
USFBI, and questions of
, meeting with USPS,
.
REDACTED
103
Case 3:09-cv-00298-N
Document 671-2
Hours
04/15/09
C N Adams
Filed 08/04/2009
Page 67 of 327
Page 66
Description
2.00 Telephone conference with Chad Nunez regarding
; conference with Jason Rose regarding
REDACTED
REDACTED
04/15/09
C W Cominsky
3.10 Organize and prepare documents pursuant to DOL production.
04/15/09
J G Foster
1.20 Conferred with J. Scarazzo/FTI regarding
REDACTED
; attention to
handling of H. Failing documents and documents provided by
Chamberlain, Hrdlicka; conferred with M. Hurd regarding
REDACTED
;attention to warehouse tour schedule and
conferred with S. Lindstrom regarding
reviewed
documents produced in response to latest SEC request;
reviewed Houston office move plan documentation;
REDACTED
04/15/09
M C Hurd
10.30 Reviewed and revised production letters to SEC and
Department of Labor; coordinated preparation and production
of documents for SEC production; office conferences with Bill
Stutts regarding REDACTED office conferences with Craig
Adams and Jason Rose regarding REDACTED phone calls with
Gail Foster and corresponded with Jim Scarrazzo regarding
REDACTED
; phone call and
corresponded with Alison Sulentic regarding
REDACTED
; coordinated
preparation of documents for DOL request; updated and
revised file numbering system; conference call with Doug
REDACTED
Hubener and Craig Adams regarding
; office conference with FTI team regarding
REDACTED
.
04/15/09
N M Starbuck
5.70 Prepared documents requested by the US Postal Inspection
Service for production to the FBI; bates and FOIA labeled
reports and analysis of investments; produced to the SEC
account Information and documents from J. Davis' Tupelo
office requested by Jason Rose; at the request of A. Sulentic
prepared REDACTED
for production to the DOL.
04/15/09
L G Whiting
9.10 Quality checked documents for production per M. Hurd;
prepared documents for production to Federal Bureau of
Investigation per M. Hurd; prepared FedEx per M. Hurd;
provided J. Scarazzo and M. Hurd with requested tracking
information; emailed M. Hurd requested documents; updated
topics list; emailed M. Hurd bates range and document
information regarding Department of Labor production.
04/16/09
C N Adams
2.60 Reviewing wire data for production to FBI; compiling list of
items for FBI production; reviewing FBI request letters;
reviewing materials for production to the FBI.
104
Case 3:09-cv-00298-N
Document 671-2
Hours
04/16/09
C W Cominsky
04/16/09
J G Foster
Filed 08/04/2009
Page 68 of 327
Page 67
Description
.80 Prepare documents for DOL production.
2.70 Review of documents to be produced to FBI; reviewed
correspondence from H. Mills counsel regarding return of
company-issued laptop; attention to REDACTED
REDACTED
and conferred with R. Husseini regarding
same; attention to Department of Labor and SEC production
issues; reviewed J. Scarazzo emails regarding
REDACTED
; reviewed email and documents produced to SEC;
reviewed email and documents produced in response to Grand
Jury subpoena.
04/16/09
M C Hurd
10.30 Reviewed and revised production letters to SEC, FBI, and
Department of Labor; coordinated preparation and production
of documents for SEC; office conferences with Craig Adams
and Jeff Ferguson and corresponded with Ferguson regarding
coordinated preparation and production of documents for
FBI (grand jury subpoena); office conference with Adams, FTI
REDACTED
team, and FBI agents regarding
;
office conference and corresponded with Mike Wei regarding
REDACTED
; office conference with
REDACTED
Adams and phone call with Gail Foster regarding
; phone call with Adams and Bill Jeffress
REDACTED
regarding
; corresponded with
REDACTED
Alison Sulentic regarding
REDACTED
; coordinated preparation of
documents for DOL request; updated and revised file
numbering system; corresponded with Adams regarding
REDACTED
; drafted and revised SEC production.
REDACTED
04/16/09
N M Starbuck
6.60 In response to Subpoena produced spreadsheet of customers
and wires to the FBI; produced Wire Transfer Documentation
to the SEC; prepared FTI presentation for production to the
FBI; assisted M. Hurd with Department of Labor production.
04/16/09
N M Starbuck
.50 Spoke with M. Wei and K. Van Tassel regarding
.
REDACTED
04/16/09
L G Whiting
.80 Conferred with R. Husseini and N. Starbuck regarding
REDACTED
; logged and identified the Chamberlain
boxes per N. Starbuck; conferred with Pitney regarding
.
REDACTED
04/17/09
C N Adams
2.00 Attention to FBI request for e-data; reviewing production
materials; reviewing grand jury subpoena.
04/17/09
J G Foster
3.60 Attention to issues regarding review of H. Failing and
Chamberlain files, and conferred with R. Husseini regarding
attention to productions being made to FBI; reviewed
REDACTED
105
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 69 of 327
Page 68
Description
documents to be produced to SEC and Quebec authorities, and
conferred with M. Hurd regarding
reviewed and
confirmed additional electronic media/data received from FTI
for production to SEC;attention to H. Amadio drive issues.
REDACTED
04/17/09
M C Hurd
9.00 Reviewed and revised production letters to SEC and FBI;
coordinated preparation and production of documents for SEC
production, Quebec production and supplement to FBI
REDACTED
production; phone call with Bill Stutts
REDACTED
; phone call with Craig Adams and corresponded
with Jeff Ferguson regarding REDACTED
; phone call with
Gail Foster regarding REDACTED
; worked with Pam
Ward regarding REDACTED .
04/17/09
N M Starbuck
3.70 Prepared
REDACTED
at the request of B. Stutts; assisted in the delivery
of production materials to Chad Nunez of the FBI; assisted M.
Hurd with production matters.
04/17/09
L G Whiting
5.40 Prepared file for move; created contact information chart for
FBI production per M. Hurd; prepared documents for
production to SEC.
04/20/09
C N Adams
.90 Reviewing aviation records for production to FBI; telephone
conference with Maris Hurd regarding REDACTED
reviewing production issues.
04/20/09
J G Foster
2.90 Reviewed email and documentation provided in response to
outstanding SEC request; reviewed additional document to be
produced to FBI; attention to H. Failing and Chamberlain
document handling and review issues; reviewed status update
regarding Amadio data extract issues; conferred with Baton
Rouge moving team regarding H. Mills desktop computer
status; conferred with J. Scarazzo regarding delivery of
; conferred with M. Hurd regarding
REDACTED
.
REDACTED
04/20/09
M C Hurd
9.90 Reviewed and revised production letters to SEC and FBI;
coordinated preparation and production of documents and
electronic materials for SEC production; corresponded with
REDACTED
Alison Sulentic regarding
;
REDACTED
office conference with Bill Stutts regarding
REDACTED
; office conferences with FTI team and
Postal Inspector and DOJ team regarding requested documents
and information; reviewed materials on concourse to locate
same; office conference with Jeff Ferguson regarding
REDACTED
request; corresponded with Craig Adams regarding
; updated and revised SEC and FBI production
REDACTED
106
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 70 of 327
Page 69
Description
work sheets.
04/20/09
N M Starbuck
7.30 Assisted US Postal Inspection Service with retrieval of
subordination agreements, wire-transfer documentation, and
pouch logs related to Houston clients; maintained document
log and production log; assisted in relocation and recovery of
supplies, documents, and materials related to the Receivership.
04/20/09
N M Starbuck
2.00 Produced wire transfer documentation re: CD redemption
requests and cds to the SEC.
04/21/09
C N Adams
2.30 Conference with FBI regarding document production issues;
reviewing production materials.
04/21/09
C W Cominsky
6.50 Organized files and worked on production to postal service
personnel.
04/21/09
J G Foster
2.80 Conferred with M. Hurd regarding REDACTED
and conferred with S. Lindstrom
REDACTED
regarding
; follow up with J.
REDACTED
Scarazzo/FTI regarding
;
reviewed email and documents provided to SEC in response to
production request; reviewed email and supplemental
production made to FBI in response to Grand Jury subpoena;
attention to H. Failing document deliveries.
04/21/09
J C Huddleston
3.90 Assembled and prepared documents and items for production
to the Federal Bureau of Investigation.
04/21/09
J C Huddleston
2.90 Inventoried pouch log documents; organized 411, 5050
Westheimer Copied Documents File and Baker Botts file.
04/21/09
M C Hurd
04/21/09
N M Starbuck
10.00 Reviewed and revised production letters to SEC and FBI;
coordinated preparation and production of documents and
electronic materials for supplement to FBI production (grand
jury subpoena response) and SEC production; corresponded
and phone call with Gail Foster regarding
REDACTED
; office conferences with
Postal Inspector and DOJ team and Craig Adams regarding
requested documents and information; reviewed materials on
concourse to locate same; updated and revised SEC and FBI
production work sheets; drafted DOJ production work sheet;
corresponded with Pam Ward regarding REDACTED
; corresponded
REDACTED
with John Varkey regarding
; corresponded with Jason Rose and Craig Adams
REDACTED
regarding
.
6.50 Produced Toronto Dominion Transaction data and hard drive to
the FBI at the request of C. Adams; produced Flight Records,
contact information and hard drive image of laptop to the SEC
107
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 71 of 327
Page 70
Description
at the request of C. Adams.
04/21/09
N M Starbuck
2.60 Logged pouch log boxes at the request of M. Hurd; maintained
document log to include additional financial documents related
to SIBl annual reports.
04/22/09
C N Adams
1.30 Review of e-data and other production requests.
04/22/09
C W Cominsky
3.70 Discussion with support sfaff regarding assignments; organized
files and work on production to postal service inspectors.
04/22/09
J G Foster
1.90 Reviewed emails regarding copier data preservation questions
and responded to same; attention to handling of H. Failing data
and conferred with R. Husseini regarding
; attention to
electronic data production issues encountered by SEC and
conferred with J. Allen/SEC regarding
; conferred with J.
REDACTED
Scarazzo regarding
;
reviewed additional documents to be produced to FBI/DOJ.
REDACTED
REDACTED
04/22/09
J C Huddleston
4.60 Assembled and prepared documents and items for production
to the Federal Bureau of Investigation; quality-checked same.
04/22/09
M C Hurd
8.40 Reviewed and revised production letters to FBI; coordinated
preparation and production of documents and electronic
materials for supplement to FBI production; office conferences
with Postal Inspector and DOJ team, Mike Wei and Craig
Adams regarding requested documents and information;
reviewed materials on concourse and worked with Mike Wei to
locate same; office conference with FBI team regarding
requested documents and information; drafted and revised list
of Houston customers/brokers for FBI request; drafted
REDACTED
for Craig Adams' and FTI's
review; updated and revised SEC and FBI production work
sheets; drafted letter regarding missing employee laptop; phone
call and corresponded with Gail Foster and office conference
with Craig Adams regarding
.
REDACTED
04/22/09
J T Leslie
.10 Telephone conference with Gail Foster regarding
.
04/22/09
N M Starbuck
7.10 Duplicated previously produced materials at the request of the
US Postal Service; assisted in the identification and production
of pouch log materials; updated production log.
04/23/09
C N Adams
1.80 Reviewing document production requests; reviewing materials
regarding same.
04/23/09
J G Foster
REDACTED
.20 Conferred with J. Scarazzo/FTI regarding
REDACTED
; attention to L.
Wingfield email issue; reviewed FTI report regarding
REDACTED
.
108
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 72 of 327
Page 71
Description
04/23/09
J C Huddleston
2.10 Assembled and prepared documents for production.
04/23/09
J C Huddleston
5.40 Reviewed marketing and miscellaneous documents for annual
reports for production; prepared room contents for file
preservation.
04/23/09
M C Hurd
10.10 Reviewed and revised production letters to SEC and FBI;
coordinated preparation of documents for supplement to FBI
production and SEC production; office conferences with Postal
Inspector and DOJ team, Mike Wei, and Jeff Ferguson
regarding requested documents and information; reviewed
materials on concourse, mailroom, and worked with Mike Wei
to locate same; office conferences with Denise Groves and
REDACTED
Araceli Vela regarding
; corresponded
with Craig Adams, Bob Howell, and Mary Scott regarding
REDACTED
; phone call with Mary Scott regarding
revised list of Houston customers/brokers for FBI request;
corresponded with Gail Foster and office conference with
REDACTED
Craig Adams regarding
;
corresponded with Karyl Van Tassel regarding
REDACTED
.
REDACTED
04/23/09
N M Starbuck
3.80 Inventoried annual reports and marketing materials at the
request of T. Leslie; Communicated with J. Scarazzo regarding
REDACTED
; assisted H.
Tucker with locating
REDACTED
.
04/23/09
N M Starbuck
4.10 Prepared documents found in Kelly Taylor's St. Croix office
for production to the SEC; coordinated with vendor re:
production of pouch log materials and cd black log book
requested by US Postal Inspection Service.
04/24/09
C N Adams
1.20 Review of production materials; corresponded with Marisa
Hurd regarding REDACTED
04/24/09
J G Foster
04/24/09
J C Huddleston
2.30 Reviewed marketing and miscellaneous documents for annual
reports for production; prepared room contents for file
preservation.
04/24/09
M C Hurd
7.00 Reviewed and revised production letters to SEC; coordinated
preparation and production of electronic information and
documents for supplement to SEC production and SEC
production, office conferences with DOJ team, Shawn Giles,
and phone conference with Jeff Ferguson regarding REDACTED
phone call with Karyl Van Tassel regarding REDACTED
corresponded with Craig Adams, Bob Howell, Mary Scott and
FTI team regarding
; office conference
REDACTED
.40 Attention to FBI request for videotape.
109
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Document 671-2
Hours
04/24/09
J T Leslie
04/24/09
N M Starbuck
04/25/09
J G Foster
Filed 08/04/2009
Page 73 of 327
Page 72
Description
with Gail Foster and corresponded with Adams regarding
REDACTED
; corresponded with John Varkey regarding
.
REDACTED
.10 Telephone conference with Gail Foster regarding
REDACTED
.
8.90 Coordinated with vendor to ensure production of pouch log
materials requested by US Postal Inspection Service; Bates and
FOIA labeled backup documents from Real Estate and
Revenues presentation for production to the SEC; Prepared H.
Mill's desktop image, restored P. Maldanado emails, and L.
Wingfield's PST email file for production to the SEC;
maintained production log; prepared documents for production
to SEC.
.40 Reviewed emails and information regarding additional
production requests from FBI/DOJ/Postal Inspector, and status
of production and responses; conferred with M. Hurd regarding
REDACTED
04/25/09
M C Hurd
REDACTED
6.00 Revised letter regarding missing laptop
REDACTED
; drafted and circulated list of all
outstanding FBI, DOJ, and Postal Inspector requests;
corresponded with Craig Adams, phone call with Gail Foster,
and conference call with FTI team regarding
provided
REDACTED
information
to FTI team; corresponded with
Richard Husseini regarding REDACTED
; corresponded with
Craig Adams, Bob Howell, and Mary Scott regarding
REDACTED
.
REDACTED
04/26/09
C N Adams
3.20 Attention to FBI and SEC production requests; correspondence
with Marisa Hurd regarding
telephone conference with
REDACTED
Chad Nunez regarding
;
reviewing data regarding same.
REDACTED
04/26/09
J G Foster
.80 Conferred with M. Hurd regarding
REDACTED
; reviewed updated report regarding
.
REDACTED
04/26/09
J C Huddleston
04/26/09
M C Hurd
7.60 Reviewed financial documents for relevant to production
requests; assembled and prepared documents for production to
the Federal Bureau of Investigations, Securities and Exchange
Commission and Department of Justice.
14.30 Reviewed and revised production letters to SEC, FBI, DOJ
Criminal Division, and DOJ AUSA for SDTX; revised and
circulated list of all outstanding FBI, DOJ, Postal Inspector and
SEC requests; corresponded with Joe Cialone and Craig
110
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Page 74 of 327
Page 73
Description
Adams, phones call with Gail Foster, office conference with
Gary Osborn, and phone call with Jeff Ferguson regarding
coordinated preparation of documents and electronic
materials for supplement to FBI production and SEC
production; reviewed materials on floors 2, 3, and concourse
for FBI request; corresponded with Pam Ward and Orlando
Sanchez regarding REDACTED
; prepared materials for Denise
Groves for FBI request; corresponded with Cialone, Richard
Husseini, and Adams regarding REDACTED
.
REDACTED
04/26/09
R A Husseini
3.80 Attention to FBI requests; coordinated team
04/26/09
M D Kusey
3.50 Reviewed
04/26/09
J B Nelsen
5.20 Produced documents for FBI.
04/26/09
Z T Pullin
5.70 Reviewed files for tax returns and credit card statements.
04/27/09
C N Adams
2.40 Telephone conference with FBI regarding production requests;
reviewing materials regarding same.
04/27/09
C W Cominsky
3.60 Document production matters pursuant to FBI request.
04/27/09
J G Foster
04/27/09
D L George
3.80 Reviewed documents at request of Richard Husseini for FBI
request.
04/27/09
J C Huddleston
7.70 Reviewed financial documents for relevant to production
requests; assembled and prepared documents for production to
the Federal Bureau of Investigations, Securities and Exchange
Commission and Department of Justice; quality-checked
production documents.
04/27/09
M C Hurd
9.40 Reviewed and revised production letters to SEC, FBI, DOJ
Criminal Division, and DOJ AUSA for SDTX; corresponded
with Joe Cialone and Craig Adams, office conferences with
Gary Osborn, Karyl Van Tassel, Jeff Ferguson, and Kevin
REDACTED
Blake regarding
; office
REDACTED
conference with Orlando Sanchez
;
REDACTED
corresponded with Pam Ward
conference with Denise Groves regarding REDACTED ;
corresponded with Adams and Bill Stutts regarding
REDACTED
; coordinated preparation and production of
documents and electronic materials for supplement to FBI
production and SEC production; reviewed materials for and
coordinated preparation of documents for DOJ production and
production #2; office conference with Adams and FBI team
REDACTED
regarding
; coordinated mailout
of employee missing laptop letter.
REDACTED
REDACTED
.
per Richard Husseini.
.20 Reviewed email regarding new production to SEC.
111
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Page 74
Description
04/27/09
R A Husseini
1.60 Attention to tax document production requests.
04/27/09
M D Kusey
6.00 Reviewed documents at direction of Richard Husseini for FBI
request.
04/27/09
E F Lazear
4.20 Reviewed documents at direction of Richard Husseini for FBI
request.
04/27/09
C L Moffatt
4.00 Reviewed documents at direction of Richard Husseini for FBI
request.
04/27/09
J B Nelsen
1.40 Document production for the FBI; conferences with Senior
Paralegal Mark Kusey regarding
.
REDACTED
04/27/09
N M Starbuck
9.20 Produced banking information to DOJ at the request of J.
Cialone; produced SFGC invoices and backup documents
related to real estate and private equity investments in
Receiver's Report to the FBI and SEC; prepared R. Allen
Stanford's Credit Card information and items received from H.
Failing's counsel for production to the DOJ; communicated
with vendor regarding corrupted files.
04/28/09
C N Adams
.90 Attention to document production efforts.
04/28/09
R M Caine
.50 Printed and organized documents regarding the Postal
Inspector request for information on selected individuals.
04/28/09
C W Cominsky
04/28/09
J G Foster
.30 Reviewed email regarding SEC data review issues and
conferred with FTI regarding same.
04/28/09
J C Huddleston
.90 Updated FBI and SEC production-related files.
04/28/09
M C Hurd
9.30 Reviewed and revised production letters to SEC, FBI, DOJ
Criminal Division, and DOJ AUSA for SDTX; phone call and
corresponded with Jim Scarazzo regarding REDACTED ; office
conferences with Gary Osborn, Karyl Van Tassel, and Jeff
REDACTED
Ferguson regarding
; office
conference with Bill Stutts regarding
REDACTED
; revised and circulated list of outstanding
FBI/DOJ/SEC requests; corresponded with Kevin Blake
regarding REDACTED ; corresponded with Pam Ward regarding
; corresponded with Craig Adams and Ferguson
REDACTED
regarding REDACTED ; gathered all request letters from
FBI/DOJ/DEA per Adams' request; reviewed documents
located in and scanned from St. Croix office; corresponded
with Tom Leslie regarding REDACTED ; reviewed materials for
and coordinated preparation of documents for DOJ production
and supplement to FBI production.
04/29/09
C N Adams
1.80 Attention to document production issues; reviewing production
3.70 Document production work pursuant to FBI requests.
112
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Hours
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Page 76 of 327
Page 75
Description
materials.
04/29/09
J G Foster
.30 Reviewed report regarding San Antonio office move;reviewed
asset sale documentation form.
04/29/09
J G Foster
.30 Reviewed J. Scarazzo report regarding status of SEC review of
replacement data.
04/29/09
J C Huddleston
7.70 Assembled and prepared documents for production to the FBI
and SEC.
04/29/09
M C Hurd
4.00 Reviewed and revised production letters to SEC, FBI, DOJ
Criminal Division, and DOJ AUSA for SDTX; phone call and
corresponded with Jim Scarazzo regarding REDACTED
; corresponded with Craig Adams,
Karyl Van Tassel, and Kevin Blake regarding REDACTED ;
worked with paralegals to update list of federal agencies'
contact information and production log; corresponded with
REDACTED
Juan Martinez and Tom Leslie regarding
; reviewed materials for and coordinated preparation of
documents for supplement to FBI production (grand jury
subpoena).
04/29/09
J T Leslie
.70 Telephone conference with Ft. Lauderdale property manager
regarding FBI document request; coordination with respect to
electronic and documentary evidence collection.
04/29/09
M G Myers
1.30 Gathered documents for production to the Securities and
Exchange Commission; drafted letter and sent documents.
04/29/09
N M Starbuck
6.00 Produced wire contributions to the SEC at the request of B.
Stutts; produced Client Listing of Canadian Accounts to the
Marches de Financiers at the request of M. Myers; updated
production log to include additions and revisions; drafted
information sheet for production contacts; Prepared List of top
100 domestic CD investors for production to the FBI.
04/30/09
C N Adams
2.90 Reviewing pouch log records for production to the FBI;
REDACTED
conference with Jim Raborn regarding
; preparing responses to FBI production request.
04/30/09
J A Cialone, II
2.50 Reviewed Stanford document request; discussed Stanford
document request with team; SEC document request from
Stanford.
04/30/09
J G Foster
04/30/09
J R Hollis
.90 Attention to status of various custodian laptop computers and
handling of same;reviewed email and information produced in
response to Grand Jury subpoena; reviewed/verified corrected
invoices for copy services.
3.10 Questioned various Stanford employees and tracked down
113
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Hours
Filed 08/04/2009
Page 77 of 327
Page 76
Description
compliance manual and other materials for Bill Stutts.
04/30/09
J C Huddleston
3.90 Quality-checked documents for production to the FBI and
SEC; updated FBI and SEC production-related files.
04/30/09
M C Hurd
4.50 Reviewed and revised production letters to SEC, FBI, DOJ
Criminal Division, and DOJ AUSA for SDTX; corresponded
with Jim Scarazzo regarding REDACTED ; office conferences
with Craig Adams and Jeff Ferguson regarding
REDACTED
; corresponded and worked with Karyl
Van Tassel to locate documents for FBI request; corresponded
with Kevin Blake regarding REDACTED ; corresponded with
REDACTED
Juan Martinez and Tom Leslie regarding
; corresponded with Alison Sulentic
regarding
; reviewed materials for and
REDACTED
coordinated preparation of documents for DOJ production and
FBI production; coordinated preparation and production of
documents and electronic materials for supplement to SEC
production.
04/30/09
N M Starbuck
3.90 Produced Client Listing of Canadian Accounts to Ontario
Ministry of Attorney General at the request of M. Myers;
produced replacement P. Maldanado email hard drive to the
SEC; assisted M. Hurd in production of documents to the FBI.
05/01/09
C N Adams
1.20 Attention to FBI production requests; teleconference with Chad
Nunez regarding production requests.
05/01/09
J G Foster
1.90 Attention to H. Failing document copy and review issues and
conferred with N. Kelly/ Andrews Kurth regarding REDACTED
;
reviewed email regarding office move expenses and conferred
with T. Leslie regarding
; conferred with N. Starbuck
REDACTED
regarding
; reviewed documents
and information relating to Postal Inspector request and
conferred with M. Hurd regarding REDACTED
REDACTED
05/01/09
J M Greer
.30 Met with Chad Nunez of the FBI to discuss
05/01/09
J C Huddleston
2.40 Updated FBI and SEC production-related files.
05/01/09
M C Hurd
6.10 Reviewed and revised production letters to FBI, DOJ Criminal
Division, and DOJ AUSA for SDTX; corresponded with Craig
REDACTED
Adams regarding
;
phone call with Melissa Stonebrook regarding
REDACTED
; corresponded with
REDACTED
John Varkey and Juan Martinez regarding
; corresponded and office conference
REDACTED
with Chad Nunez regarding
; office conference with
REDACTED
114
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Hours
Filed 08/04/2009
Page 78 of 327
Page 77
Description
Nunez, John Greer and phone conference with Adams
REDACTED
regarding
corresponded with Gail Foster and Adams
REDACTED
REDACTED
regarding
; coordinated preparation
and production of documents and electronic materials to DOJ
and FBI.
05/01/09
N M Starbuck
6.00 Produced Pershing Account information to North Carolina
Secretary of State and Tennessee Securities Division; located
produced SIBL marketing materials at the request of FTI;
updated production log and production contact listing.
05/03/09
C N Adams
.80 Attention to document production requests.
05/03/09
J G Foster
.30 Attention to document production format issues; conferred with
C. Adams regarding REDACTED
05/04/09
J G Foster
.50 Attention to status of H. Failing documents and conferred with
R. Husseini regarding REDACTED
05/04/09
J C Huddleston
5.90 Conferenced with G. Foster and N. Starbuck regarding
REDACTED
05/04/09
M C Hurd
updated production-related files.
2.90 Corresponded with Craig Adams regarding
REDACTED
corresponded with Jeff Ferguson
REDACTED
regarding
corresponded with John
Varkey, Tom Leslie, and Juan Martinez regarding
REDACTED
drafted and revised missing
computer letters; corresponded with Jim Scarazzo regarding
REDACTED
05/04/09
J T Leslie
.40 Research status of document storage process to respond to
REDACTED
05/05/09
C N Adams
1.50 Attention to document production issues; telephone conference
with Chad Nunez regarding REDACTED
05/05/09
J G Foster
05/05/09
J C Huddleston
3.50 Assembled and prepared documents for production to the
Federal Bureau of Investigation.
05/05/09
J C Huddleston
2.50 Reviewed Stanford media files at the direction of C. Adams for
future production request.
05/05/09
M C Hurd
1.50 Corresponded with Craig Adams regarding REDACTED
coordinated preparation of documents for supplement to FBI
production.
05/05/09
M D Kusey
1.00 Attached chain of custody documentation on Harry Failing
.50 Attention to document management issues relating to H.
Failing and Chamberlain documents.
115
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Hours
Filed 08/04/2009
Page 79 of 327
Page 78
Description
boxes per Gail Foster and Richard Husseini.
05/05/09
J T Leslie
.40 Telephone conference with Bill Cominsky regarding FBI
document request; attended to issues regarding the document
storage warehouse and production requests.
05/05/09
N M Starbuck
4.70 Produced Account Opening and Client Information to Arkansas
Security Department; prepared documents for production to
Texas at the request of M. Myers; prepared A. Stoelker
attorney requests, RAS Online Banking Statements (St. Croix),
and documents regarding real estate and PE investment
transactions for production to the FBI.
05/05/09
L G Whiting
1.00 Attached chain of custody forms and tracking numbers to
Failing boxes per N. Starbuck.
05/06/09
C N Adams
.90 Attention to government production requests.
05/06/09
J A Cialone, II
.80 Calls and emails about new Grand Jury subpoena.
05/06/09
J G Foster
1.50 Reviewed and approved vendor invoices; reviewed Grand Jury
subpoenas and conferred with M. Hurd regarding REDACTED
05/06/09
J C Huddleston
7.80 Quality-checked documents for production Federal Bureau of
Investigation; assembled and prepared documents for
production to the State of Texas; reviewed Stanford media files
for C. Adams for future production request; created media
review system in connection with same.
05/06/09
M C Hurd
3.40 Corresponded with Craig Adams regarding REDACTED
phone call with Gail Foster regarding REDACTED
corresponded with Adams, Karyl Van Tassel, and Jim Scarazzo
REDACTED
regarding
updated and circulated list of outstanding government
requests; coordinated preparation of and production of
documents for supplement to FBI production; corresponded
and office conference with Steve Lindstrom and Tom Leslie
REDACTED
regarding
corresponded with Jeff Ferguson regarding REDACTED
05/06/09
J T Leslie
05/06/09
N M Starbuck
05/07/09
M C Hurd
.30 Office conference with Bill Cominsky regarding
REDACTED
3.50 Produced supervisory, compliance and operations manuals for
SGC, SCM, and SIBL and listing of all Stanford offices located
in Texas to Texas State Securities Board at the request of M.
Myers; produced Oreste Tonarelli emails to FBI at the request
of M. Hurd.
.80 Corresponded with Craig Adams and Jim Scarazzo regarding
REDACTED
116
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Description
corresponded with Gail Foster regarding
Page 80 of 327
Page 79
REDACTED
05/07/09
L G Whiting
4.00 Reviewed Stanford DVD for information regarding SIBL; sent
REDACTED
to D. Arlington per M. Myers
and V. Kurylak.
05/08/09
M C Hurd
1.50 Corresponded with John Greer regarding REDACTED
corresponded with Chad Nunez, Adams, and Mike
Wei regarding REDACTED
conference call with Nunez,
Vanessa Walther, and Cal Young regarding
corresponded with Walther
REDACTED
regarding
corresponded with Tom Leslie
REDACTED
regarding
corresponded with Adams regarding
REDACTED
05/08/09
J T Leslie
05/08/09
N M Starbuck
05/08/09
L G Whiting
.30 Addressed issues with respect to document production requests
and the document retention warehouse.
7.40 Inventoried December 2008 pouch logs at the request of M.
REDACTED
Hurd; Spoke with P. Ward
Reviewed SFG marketing materials for information on CD
investments and SIBL.
.10 Emailed D. Arlington, V. Kurylak and N. Starbuck regarding
REDACTED
05/10/09
C N Adams
.90 Teleconfernce with Chad Nunez, Vanessa Walther and Joe
Cialone regarding REDACTED
05/10/09
R A Husseini
.40 Attention to inquiries related to Failing files.
05/11/09
C N Adams
1.50 Reviewing materials for production to the DOJ; teleconference
with Marisa Hurd regarding REDACTED
05/11/09
M C Hurd
1.20 Corresponded with Craig Adams, John Greer, and Harrison
REDACTED
Tucker regarding
coordinated
preparation and production of documents for supplement to
FBI production; worked to update and revise production log;
phone call with Adams regarding REDACTED
corresponded with Adams regarding REDACTED
05/11/09
M D Kusey
.40 Attached chain of custody documentation on Harry Failing
box; organized the same.
05/11/09
J T Leslie
.10 Coordinated to provide information to fill FBI document
production requests.
05/11/09
N M Starbuck
2.00 Prepared RAS Promissory Notes for production to the FBI.
05/11/09
H C Tucker
2.40 Searched the files from Harry Failing and Chamberlain
Hrdlicka for promissory notes signed by Mr. Stanford; scanned
117
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Page 80
Description
the promissory notes for production.
05/12/09
C N Adams
1.80 Conference with FBI, DOJ and FTI representatives regarding
funds tracing issues.
05/12/09
M C Hurd
.50 Corresponded with Jim Scarazzo regarding REDACTED
REDACTED
updated and revised SEC production
worksheet regarding same; corresponded with Gail Foster
regarding REDACTED
05/12/09
J T Leslie
2.20 Telephone conference with Todd Grey regarding REDACTED
drafted letter of authority to access documents
located at Iron Mountain; reviewed Iron Mountain contract;
telephone conference with Iron Mountain regarding withdrawal
of documents; telephone conference with Bill Cominsky
regarding REDACTED
05/12/09
N M Starbuck
7.50 Reviewed Stanford TPC materials for information on CD
investments and SIBL; Updated document log to include
correspondence and chain of custody information;
Communicated with J. Scarazzo re: REDACTED
05/13/09
C N Adams
1.20 Reviewing DOJ and SEC production materials.
05/13/09
M C Hurd
3.00 Corresponded and office conference with Craig Adams
REDACTED
office conference with Jeff
REDACTED
Ferguson regarding
drafted and
revised production letters for SEC and FBI; coordinated
preparation and production of documents for supplement to
SEC production and supplement to FBI production.
05/13/09
N M Starbuck
1.60 Produced additional RAS Promissory Notes to the SEC;
produced supporting documentation for FTI's meeting with the
Department of Justice to the FBI at the request of C. Adams.
05/14/09
C N Adams
05/14/09
M C Hurd
05/14/09
J T Leslie
05/14/09
N M Starbuck
05/15/09
C N Adams
.80 Attention to document production issues; telephone conference
with Chad Nunez regarding REDACTED
1.70 Drafted and revised production letters for SEC; corresponded
with Craig Adams and Jim Scarazzo and left voicemail for
REDACTED
Michael King regarding
coordinated preparation and production of electronic materials
for SEC production.
.10 Telephone conference with Bill Cominsky regarding
production requests.
2.60 Produced hard drive of Michael Word's PST email and DVD of
Michael Arthur's email to the SEC at the request of C. Adams.
.80 Reviewing materials for production to Department of Justice.
118
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Page 81
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05/15/09
M C Hurd
2.50 Corresponded and phone call with Craig Adams regarding
REDACTED
phone call with Michael King regarding
REDACTED
coordinated preparation of
electronic materials for supplement to FBI production; drafted
and revised FBI letter; phone call with Richard Husseini
regarding REDACTED
05/15/09
N M Starbuck
4.20 Produced Mississippi Pershing Accounts to Mississippi
Secretary of State; prepared video containing RAS speeches for
production to the FBI.
05/16/09
C N Adams
.70 Regarding document production; reviewing open DOL
document production requests.
05/17/09
C N Adams
.60 Reviewing list of pending document requests and responding to
same.
05/18/09
C N Adams
1.10 Attention to document production issues; telephone conference
with Chad Nunez regarding open requests.
05/18/09
M C Hurd
2.80 Corresponded and phone call with Craig Adams regarding
REDACTED
corresponded with Adams
and Tom Leslie regarding REDACTED
corresponded with
REDACTED
Adams and Kim Schlanger regarding
corresponded with Adams, Kevin Sadler, and Richard Husseini
REDACTED
regarding
coordinated preparation and production of electronic
materials for supplement to SEC production; drafted and
revised SEC letters.
05/18/09
R A Husseini
1.10 Coordinated IRS/DOJ discovery issues.
05/18/09
M D Kusey
05/18/09
J T Leslie
1.30 Attended to issues with FBI document requests and storage of
documents at Iron Mountain.
05/18/09
N M Starbuck
2.60 Produced additional Mississippi Pershing Accounts to
Mississippi Secretary of State; produced hard drive image of T.
Perez's laptop to the SEC.
05/18/09
N M Starbuck
05/19/09
C N Adams
1.00 Telephone conference with Pam Ward regarding REDACTED
; attention to document production efforts.
05/19/09
M C Hurd
3.20 Coordinated review of Stanford videos for FBI request; revised
and updated list of outstanding government requests;
corresponded with Craig Adams regarding REDACTED
.50 Preparing and making arrangements for IRS attorneys review
of Failing boxes.
.80 At the request of M. Hurd reviewed entrepreneurial videos
RAS speeches.
119
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Hours
Description
phone calls with Mark Kusey regarding
REDACTED
Page 83 of 327
Page 82
REDACTED
corresponded with John Greer regarding
REDACTED
05/19/09
R A Husseini
.80 Coordinated tax discovery issues.
05/19/09
M D Kusey
1.00 Time spent preparing and making arrangements for IRS
attorneys review of Failing boxes.
05/19/09
N M Starbuck
2.00 Reviewed corporate videos to facilitate FBI request for RAS
marketing/promotion speeches.
05/20/09
C N Adams
1.70 Reviewing materials for production to the DOJ; reviewing edata production material; telephone conference with Maris
Hurd regarding
telephone conference with SEC
regarding REDACTED
REDACTED
05/20/09
J G Foster
.30 Review of outstanding items relating to government production
requests.
05/20/09
M C Hurd
5.50 Drafted and revised production letters to FBI and SEC; revised
and updated list of outstanding government requests;
coordinated preparation and production of documents and
information for supplement to FBI production and SEC
production; corresponded with Craig Adams regarding
REDACTED
corresponded with John Greer regarding REDACTED
corresponded with Adams and Bob Howell regarding
REDACTED
reviewed Stanford
videos for same; drafted email containing details on videos for
Howell; corresponded with Stanford IT personnel regarding
REDACTED
office conferences with IRS audit team on behalf
REDACTED
of DOJ regarding
corresponded with Nancy Graml regarding REDACTED
05/20/09
R A Husseini
1.80 Coordinated tax discovery issues.
05/20/09
M D Kusey
2.50 Assisted IRS attorneys regarding the review of Failing boxes.
05/20/09
J T Leslie
05/20/09
N M Starbuck
.20 Office conference with Trissy Pass to
REDACTED
4.40 Produced contact information for SFG employees to the FBI;
produced Stanford Financial Receivership Organization Chart
to SEC; prepared SFG Marketing/Corporate Videos for
production to the FBI; at the request of M. Myers produced
Perishing account information to Arkansas, Mississippi,
Tennessee and Texas Secretaries of State.
120
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Page 83
Description
05/21/09
C N Adams
.60 Reviewing issues regarding FBI and DOJ production requests;
reviewing SEC production; reviewing DOJ Tax production
requests.
05/21/09
M C Hurd
5.30 Drafted and revised production letters to SEC and DOJ;
coordinated preparation and production of documents and
information for supplement to DOJ production and SEC
production; corresponded with Craig Adams regarding REDACTED
left voicemail for Matthew Klecka regarding
REDACTED
coordinated sending REDACTED
to Bob Howell; office
conferences with Shawn Giles regarding REDACTED
REDACTED
office conferences and
corresponded with Amy Kneeppel regarding
REDACTED
corresponded with Adams, Richard
REDACTED
Husseini, and Kevin Sadler regarding
REDACTED ; coordinated FTI review of Failing boxes; corresponded
REDACTED
with Karyl Van Tassel regarding
; corresponded
with Kim Schlanger regarding REDACTED
.
05/21/09
R A Husseini
1.40 Coordinated tax discovery issues.
05/21/09
J T Leslie
1.40 Reviewed the status report of document production requests
and provided updates; researched document storage costs per
request by Craig Adams.
05/21/09
N M Starbuck
2.70 Produced accounting of RAS, Davis, and Pendergest assets
under control of the Receiver to the FBI; produced SFG
Organization Chart and legend to the SEC; produced Pershing
Account data to Texas Secretary of State.
05/22/09
C N Adams
1.10 Attention to production issues regarding Allen Stanford emails;
telephone conference with FBI regarding production requests;
reviewing materials regarding same.
05/22/09
J A Cialone, II
.60 Attention to subpoena for various documents in the Dallas.
05/22/09
J A Cialone, II
.30 Responded to SEC requests for organization chart.
05/22/09
J C Huddleston
4.20 Assembled and prepared documents for production to the FBI
and DOL; quality-checked documents for production to the
FBI and DOL; compiled documents for review by IRS.
05/22/09
M C Hurd
5.40 Drafted and revised production letters to FBI, SEC, and DOL;
coordinated preparation and production of documents for
supplement to FBI production; coordinated preparation of
documents and electronic materials for DOL production and
SEC production; corresponded with Jim Scarazzo regarding
REDACTED
; corresponded with Alison Sulentic regarding
REDACTED
; office
conference with Amy Kneeppel regarding REDACTED
121
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Hours
Filed 08/04/2009
Page 85 of 327
Page 84
Description
; coordinated preparation of
documents for DOJ/IRS audit team request.
REDACTED
05/22/09
J T Leslie
.10 Coordinated for document production matters.
05/25/09
C N Adams
.90 Reviewing materials for production to DOJ.
05/25/09
M C Hurd
05/26/09
C N Adams
.60 Reviewing production materials.
05/26/09
C N Adams
.40 Reviewing materials in response to DOJ tax production
request.
05/26/09
M C Hurd
1.40 Drafted and revised letters to SEC; coordinated preparation of
electronic materials for supplement to SEC production;
corresponded with Craig Adams regarding REDACTED
3.30 Drafted and revised production letters to SEC and DOJ tax
division; coordinated preparation and production of electronic
materials for supplement to SEC production; coordinated
preparation of documents for DOJ production; corresponded
REDACTED
with Alison Sulentic regarding
; office
conference with IRS tax team on behalf of DOJ regarding
document request; coordinated documents for FTI affidavit
support request; corresponded with Bob Howell regarding
REDACTED
05/26/09
M D Kusey
5.10 Time spent assisting and making arrangements for IRS
personnel regarding the review of Failing boxes; office
conference with Marisa Hurd regarding REDACTED
05/26/09
N M Starbuck
3.40 Produced CD containing emails to the SEC; revised and
updated production log; prepared documents for production to
US Department of Labor.
05/26/09
L G Whiting
.30 Had Failing cds recreated for production per M. Hurd;
provided A. Sulentic with FOIA labels per M. Hurd.
05/27/09
C N Adams
.90 Reviewing materials for production to IRS; telephone
conference with Marisa Hurd regarding
attention to
issues regarding SEC production; telephone conference with
Jim Scarazzo regarding REDACTED
REDACTED
05/27/09
J G Foster
.40 Attention to valuation of computer equipment for insurance
purposes; reviewed emails regarding SEC electronic
production issues.
05/27/09
J C Huddleston
.60 Performed quality check of DOJ production materials.
05/27/09
M C Hurd
9.20 Drafted and revised production letter to DOJ tax division;
coordinated preparation of documents and electronic materials
for DOJ production; office conferences and phone call with
IRS tax team on behalf of DOJ regarding document request and
122
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Document 671-2
Hours
Filed 08/04/2009
Page 86 of 327
Page 85
Description
review of Failing documents; correspondence regarding
REDACTED
; corresponded
REDACTED
with Steve Lindstrom regarding
REDACTED
; phone call with litigation support
and corresponded with Craig Adams and Jim Scarazzo
regarding
REDACTED
corresponded with Adams regarding
REDACTED ; corresponded and phone calls with Richard
REDACTED
Husseini regarding
reviewed document reports on same.
;
05/27/09
R A Husseini
.50 Attenton to document production issues.
05/27/09
M D Kusey
05/27/09
J T Leslie
05/27/09
N M Starbuck
05/27/09
L G Whiting
05/28/09
C N Adams
05/28/09
J G Foster
05/28/09
J C Huddleston
1.70 Obtained and organized additional media files from Stanford
employee Ariel's office.
05/28/09
M C Hurd
8.30 Drafted and revised production letters to SEC, FBI, and DOJ
tax division; coordinated preparation and production of
documents and electronic materials for DOJ production, FBI
production and SEC production; reviewed correspondence
from Jim Scarazzo regarding REDACTED ; office conference
with IRS tax team on behalf of DOJ regarding document
request and review of Failing documents; corresponded with
and left voicemail for attorney for Harry Failing regarding
REDACTED
; revised and updated
FBI/DOJ/SEC production worksheets; corresponded with Gail
Foster and Tom Leslie regarding REDACTED
05/28/09
J T Leslie
.80 Conducted fact-finding for FBI document production requests.
2.00 Assisting and making arrangements for IRS personnel
regarding the review of Failing boxes; office conference with
Marisa Hurd regarding REDACTED
.50 Coordinated for termination of Iron Mountain storage contract;
drafted a termination letter with respect to the Iron Mountain
contract; coordinated for document production issues with
respect to the document storage warehouse.
2.00 Converted correspondence to electronic format for review by
Receivership attorneys; Updated Receivership document log to
include additions and revisions
.30 Conferred with M. Hurd regarding
REDACTED
1.00 Telephone conference with Tom Keltner regarding
reviewing production.
REDACTED
.30 Conferred with T. Leslie regarding
REDACTED
123
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Filed 08/04/2009
Hours
Page 87 of 327
Page 86
Description
05/28/09
N M Starbuck
2.00 Prepared and produced February 12, 2009 letter written by
RAS and distribute clients to the FBI; assisted in SEC
production of cd containing emails; revised production log.
05/29/09
C N Adams
1.50 Reviewing issues regarding e-data collection and SEC
production; telephone conference with Gail Foster regarding
REDACTED
telephone conference with Chad Nunez regarding
REDACTED
; telephone conference with Joe Cialone
regarding REDACTED
05/29/09
J G Foster
.70 Attention to issues with electronic data production to SEC and
conferred with J. Scarazzo/FTI regarding
conferred with
C. Adams regarding
REDACTED
REDACTED
05/29/09
M C Hurd
3.00 Corresponded with Craig Adams, Jim Scarazzo, and FTI team
REDACTED
regarding
reviewed and corresponded with Adams regarding
REDACTED
reviewed correspondence
from Jim Scarazzo regarding REDACTED correspondence
regarding IRS audit team on behalf of DOJ's review of Failing
documents; revised and updated FBI/DOJ/SEC production
worksheets; drafted FBI production worksheet.
05/29/09
M D Kusey
3.00 Assisted and coordinated document production of Failing
documents with IRS personnel; corresponded with Marisa
Hurd regarding REDACTED
05/29/09
J T Leslie
05/29/09
N M Starbuck
05/31/09
C N Adams
05/31/09
J T Leslie
Matter Total
079716.0108
.20 Conducted fact-finding for FBI document request; telephone
conference with Craig Adams regarding production requests.
2.30 Revised media log and reviewed SFG TPC presentations to
facilitate FBI request.
.40 Reviewing document production materials.
.30 Coordinated for FBI document production; reviewed document
storage procedures.
639.80
Disclosure and Communications
Hours
04/13/09
S A Massad
Description
4.30 Worked on revisions to report to court; website disclosures
regarding STC accounts; minor website reorganization as
requested by SEC; issues regarding Spanish translations for
website; other media issues; issues regarding takedown of
124
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Hours
Page 88 of 327
Page 87
Description
Stanford legacy websites.
04/13/09
D J Rains
1.60 Reviewed some Spanish claim forms; coordinated regarding
further translations and a translation for Brian Hintze of a
Panamanian contract.
04/13/09
J E Thomas
1.00 Updates to Receivership website
04/14/09
S A Massad
4.00 Worked on website disclosures, including reorganization of
topics, FAQs regarding trust company; draft press release
regarding complaint against brokers; various telephone
conferences and e-mail correspondence regarding the
foregoing; telephone conference with Pierpoint regarding
REDACTED
04/14/09
D J Rains
2.70 Coordinated regarding further translations and new documents
for translation; summarized in English Panamanian contract for
Brian Hintze.
04/14/09
J E Thomas
1.50 Updates to Receivership website
04/15/09
S A Massad
3.80 Worked on receiver statement regarding filing of complaint
against brokers and related website materials; reviewed and
commented on website materials regarding STC account
release; attention to miscellaneous website issues; various
telephone conferences and e-mail correspondence regarding the
foregoing and regarding press coverage issues and possible
responses.
04/15/09
D J Rains
2.10 Reviewed translations for posting on website and received
additional document that were sent for translation.
04/15/09
J E Thomas
1.50 Updates to Receivership website
04/16/09
J T Leslie
04/16/09
S A Massad
7.50 Attention to draft press statement regarding Antiguan
proceedings; revised same in response to comments; issued and
posted on website; worked on report to court regarding
activities; attended to miscellaneous website and press issues.
04/16/09
D J Rains
1.10 Sent more documents for translation; reviewed website for
updates.
04/16/09
J E Thomas
1.00 Update to Receivership website
04/17/09
J T Leslie
04/17/09
S A Massad
.70 Reviewed issues related to employee access to branch offices
and drafted the employee access announcement for the branch
offices to be posted onto the receivership website.
.50 Reviewed and revised the employee access annoucement to
branch offices and submitted to Steve Massad for posting to the
receivership website.
7.50 Worked on report to Court; integrated comments from
125
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Hours
Filed 08/04/2009
Page 89 of 327
Page 88
Description
numerous other team members; drafted narrative section.
04/17/09
D J Rains
.70 Reviewed translated documents for posting on the website.
04/18/09
J T Leslie
.40 Revised the employee access annoucement and submitted to
Steve Massad for posting to the website; corresponded with
Steve Massad regarding REDACTED
04/18/09
J E Thomas
04/19/09
J T Leslie
04/19/09
S A Massad
7.00 Worked on revisions to draft of rreport to court and sent out to
group; various telephone conferences and e-mail
correspondence regarding REDACTED
04/20/09
J T Leslie
3.20 Reviewed the Interim Report of the Receiver; researched
information required for the Interim Report; submitted
revisions of the Interim Report to Steve Massad.
04/20/09
S A Massad
04/20/09
D J Rains
2.70 Had translated documents posted to the website; coordinated
regarding posting of account review application form on the
website; received and sent new documents for translation.
04/20/09
J E Thomas
1.50 Updates to Stanford website
04/21/09
J T Leslie
4.70 Telephone conferences and other research to obtain
information required for the Interim Report; reviewed the
Interim Report and submitted comments to Steve Massad;
drafted the revised employee access announcement for posting
to the receivership website.
04/21/09
S A Massad
04/21/09
D J Rains
04/22/09
S A Massad
04/22/09
J E Thomas
04/23/09
S A Massad
1.00 Update to Receivership website
.30 Reviewed and revised the coins and bullion press release and
submitted press release to Steve Massad for review.
13.00 Worked on report to court; extensive revisions based on
comments from many people; numerous telephone
conferences, office conferences and e-mail correspondence.
15.00 Worked on report to court; extensive revisions based on
comments from many people; numerous telephone
conferences, office conferences and e-mail correspondence.
1.90 Received and sent further documents for translation; reviewed
website for updates.
14.00 Worked on report to court; extensive revisions based on
comments from many people; numerous telephone
conferences, office conferences and e-mail correspondence.
.50 Updates to Stanford website
8.30 Made final changes to report for filing; various telephone
conferences, office conferences and e-mail correspondence;
assisted Receiver with in person interviews with reporters from
126
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 90 of 327
Page 89
Description
three news organizations; prepared for and followed-up
regarding same.
04/23/09
D J Rains
.40 Received translations and began review.
04/23/09
J E Thomas
.50 Updates to Stanford website
04/24/09
J T Leslie
.50 Telephone conferences with Paul Montgomery regarding
REDACTED
correspondence with Steve Massad regarding
REDACTED
04/24/09
S A Massad
1.70 Drafted and/or revised various materials for posting on
website; various telephone conferences and e-mail
correspondence regarding same.
04/24/09
D J Rains
1.10 Finished reviewing translated documents and posted to
website.
04/24/09
J E Thomas
2.50 Updates and additions to Receivership website
04/27/09
J T Leslie
.10 Telephone conference with Paul Montgomery regarding press
contact.
04/27/09
D J Rains
.40 Coordinated with Steve Massad and with Transperfect
regarding translations.
04/28/09
S W Austin
.20 Telephone consultation with Janet Zwick, claimant, regarding
website question.
04/29/09
S W Austin
.20 Sent e-mail message to Craig Adams regarding
04/29/09
J A Cialone, II
.80 Attention to media issues from a disclosure standpoint;
coordinated same.
04/29/09
S A Massad
.70 Meeting with CNBC reporter; prepared for and followed-up
regarding same.
05/01/09
D J Rains
.10 Coordinated with Steven Massad.
05/04/09
S A Massad
.70 Attention to website issues; potential media interview;
disclosure regarding account status.
05/05/09
J A Cialone, II
.80 Attention to media issues, and related calls and emails.
05/05/09
S A Massad
05/05/09
D J Rains
.50 Coordinated with Steven Massad regarding
05/06/09
J A Cialone, II
.40 Attention to media questions and items.
05/06/09
S A Massad
REDACTED
1.50 Drafted material for website regarding account releases, etc.;
various telephone conferences regarding same; attention to email correspondence regarding media requests and Spanish
translations.
REDACTED
1.50 Revised website disclosure and circulate; various telephone
127
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Document 671-2
Hours
05/06/09
D J Rains
Filed 08/04/2009
Page 91 of 327
Page 90
Description
conferences and e-mail correspondence.
.50 Coordinated with Steven Massad and Jim DeMent regarding
REDACTED
05/07/09
M C Hurd
1.00 Corresponded with Adams, Steve Massad, and Nancy Sims
regarding
REDACTED
reviewed videos for same; worked with John Varkey to obtain
copy of video for media request.
05/07/09
S A Massad
1.30 Revised draft of website disclosure to reflect comments
received and circulate; various telephone conferences and email correspondence.
05/08/09
S A Massad
3.00 Revised website disclosure regarding account review status in
response to comments from others; various telephone
conferences and e-mail correspondence regarding REDACTED
05/09/09
S A Massad
.50 Various e-mail correspondence regarding
05/11/09
J A Cialone, II
.80 Attention to press and other media.
05/11/09
S A Massad
2.00 Revised website disclosure regarding accounts in response to
comments from group and finalize; attention to miscellaneous
other issues.
05/12/09
S A Massad
1.70 Attention to website disclosures regarding account release and
review; reviewed other proposed website additions.
05/12/09
J E Thomas
1.00 Updates to Stanford Receivership website
05/13/09
S A Massad
2.00 Reviewed and commented on various website disclosures and
on proposed CD statement by Examiner.
05/14/09
S A Massad
2.00 Worked on disclosure regarding CDs and changes to home
page; various telephone conferences and e-mail
correspondence regarding REDACTED
05/18/09
S A Massad
2.50 Worked on disclosure regarding Ch. 15 order, SIPC, CDs;
various telephone conferences and e-mail correspondence
regarding REDACTED
05/19/09
S A Massad
4.50 Worked on website disclosure regarding CD issues, Ch. 15
status, fee application filing and other updating; various
telephone conferences and e-mail correspondence regarding
REDACTED
REDACTED
05/19/09
J E Thomas
05/20/09
S A Massad
.50 Updates to Receivership website
2.50 Drafted disclosure regarding clawback issues; attention to other
website issues; attention to Spanish translation issues; revised
draft SIPC disclosure; various telephone conferences and email correspondence.
128
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 92 of 327
Page 91
Description
05/20/09
J E Thomas
1.00 Updates to Stanford Receivership website
05/21/09
S A Massad
4.00 Revised disclosure regarding SIPC; drafted disclosure
regarding court order on account release; various telephone
conferences and e-mail correspondence.
05/21/09
D J Rains
05/22/09
S A Massad
05/22/09
D J Rains
05/26/09
S A Massad
2.50 Finalized home page update and posted after various telephone
conferences and e-mail correspondence regarding same;
various e-mail correspondence regarding SIPC disclosure;
various telephone conferences and e-mail correspondence
regarding other issues.
05/27/09
S A Massad
1.30 Attention to miscellaneous website and media issues; various
telephone conferences and e-mail correspondence regarding
same.
05/28/09
S A Massad
2.80 Attention to SIPC disclosure; various telephone conferences
and e-mail correspondence; revised draft; attention to
miscellaneous website and media issues.
05/28/09
D J Rains
1.50 Reviewed translations of recent updates to English website.
05/29/09
S A Massad
05/29/09
D J Rains
05/29/09
J E Thomas
Matter Total
079716.0109
.60 Coordinated with Stephen Massad regarding further Spanish
translations.
3.00 Worked on disclosure regarding new court order on account
release, SIPC issues; various telephone conferences and e-mail
correspondence; attention to Spanish translation.
.20 Received more documents and sent them for translation.
.80 Attention to miscellaneous website issues.
2.10 Finished reviewing translation and posted to website.
.80 Updates to Spanish pages on Receivership website
176.00
Insurance Matters
Hours
04/13/09
J M Greer
Description
3.40 Reviewed Stanford's Bankers Bond policy regarding coverage
for financial advisors; phone calls with Tim Mountz regarding
REDACTED
correspondence with Barbara Fortin regarding
REDACTED
04/13/09
T W Mountz
3.80 Review of Stanford insurance policies; conference with J.
129
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Document 671-2
Hours
Filed 08/04/2009
Page 93 of 327
Page 92
Description
Greer re insurance issues; review of draft complaint for
insurance review; email to K. Sadler re insurance issues.
04/13/09
W F Stutts, Jr.
.30 Reviewed questions regarding property insurance in Antigua.
04/14/09
J M Greer
.70 Correspondence with Tim Mountz, Malcolm Lovett and
Barbara Fortin with regard to miscellaneous insurance matters,
including
REDACTED
04/14/09
J T Leslie
.20 Office conference with John Greer regarding insurance issues.
04/14/09
T W Mountz
1.20 Review of Antigua documents and emails to K. Sadler re
insurance; review of information at request of C. Adams
relating to insurance matters.
04/14/09
W F Stutts, Jr.
.60 Antigua property insurance information and telephone
conferences with Mr. Mountz and Mr. Greer.
04/15/09
J M Greer
04/15/09
T W Mountz
.80 Conference with J. Greer re marine insurance and issues;
telephone conference with R. Janvey re REDACTED
04/15/09
W F Stutts, Jr.
.40 Prepared for and participated in call regarding insurance
policies for properties in Antigua.
04/16/09
J M Greer
1.40 Correspondence and phone calls with Barbara Fortin regarding
miscellaneous insurance matters; correspondence with Ken
Mead regarding U.S. Customs bonds.
1.20 Met with Barbara Fortin and Glen Rigby to discuss
REDACTED
reviewed and
made comments to draft report regarding insurance-related
items performed to date; phone call with St. Croix insurance
broker with regard to insurance policy for a condo unit owned
by Stanford.
04/16/09
T W Mountz
1.00 Drafting summary of insurance matters section for status
report; emails to S. Massad and J. Greer re report.
04/17/09
J M Greer
.40 Phone calls and correspondence with Barbara Fortin to discuss
miscellaneous insurance matters.
04/18/09
T W Mountz
.30 Review of filings and emails re insurance issues.
04/20/09
J M Greer
1.10 Met with Barbara Fortin to discuss REDACTED
; correspondence with Paul Montgomery, Charlie
Gale and Barbara Fortin with regard to coin and bullion
matters; phone call with Tim Mountz to discuss outstanding
insurance matters.
04/20/09
T W Mountz
1.70 Conference with J. Cialone and BB team re insurance and other
matters; review of and revisions to draft Receiver's report;
130
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 94 of 327
Page 93
Description
email to S. Massad re report.
04/21/09
J M Greer
1.80 Compiled a list of outstanding insurance matters and met with
Tim Mountz to discuss such matters; met with Barbara Fortin
to discuss outstanding insurance matters and her pending
resignation.
04/21/09
T W Mountz
04/22/09
J M Greer
1.60 Met with Malcolm Lovett and Barbara Fortin to discuss
insurance matters; reviewed correspondence regarding
insurance matters; attended to miscellaneous projects.
04/22/09
J T Leslie
.30 Office conference with Barbara Fortin and John Greer
regarding
REDACTED
04/22/09
T W Mountz
.50 Telephone conference with M. Lovett and J. Greer; emails to
K. Sadler re insurance matters.
04/23/09
J M Greer
.90 Reviewed correspondence related to insurance matters; met
with Barbara Fortin to discuss automobile and yacht insurance.
04/28/09
J M Greer
1.20 Attended to insurance-related projects, including the coin and
bullion operation, the Venezuelan political risk policy and
various renewal notices.
04/29/09
J M Greer
.40 Phone call with Tim Mountz to discuss outstanding insurance
matters.
04/29/09
T W Mountz
.40 Conference with J. Greer re insurance issues; emails regarding
SDC lawsuit.
05/08/09
S W Austin
.40 Telephone consultation with John Greer regarding
REDACTED
briefly reviewed chart; sent e-mail
message to Bob Rutledge requesting call.
05/11/09
T W Mountz
.30 Review of Excess SPIC policy; email to J. Greer re policy.
05/15/09
T W Mountz
.20 Conference with H. Tucker re insurance cancellation; email to
J. Greer re insurance.
05/18/09
S W Austin
.20 Telephone consultation with Bob Rutledge regarding meeting;
sent e-mail message to John Greer regarding
.70 Conference with J. Greer re pending insurance issues and
status.
REDACTED
05/20/09
J T Leslie
.10 Office conference with Fred Fram regarding insurance policies.
05/21/09
S W Austin
.30 Replied to John Greer and further e-mail message exchange
regarding REDACTED
05/21/09
H C Tucker
2.10 Reviewed insurance contracts for language stipulating
131
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Document 671-2
Hours
Filed 08/04/2009
Page 95 of 327
Page 94
Description
cancellation upon Stanford entering into receivership.
05/27/09
S W Austin
.30 E-mail message from Doug Hubener regarding contact from
Bob Rutledge at AIG; sent e-mail message to John Greer
REDACTED
regarding
sent e-mail message
REDACTED
to John Greer regarding
.
05/28/09
S W Austin
.30 Sent e-mail message to John Greer regarding
REDACTED
sent e-mail message to Bob Rutledge
at AIG regarding same; sent e-mail message REDACTED
REDACTED
sent e-mail message to Doug Hubener and
Fred Fram regarding REDACTED
05/28/09
C W Rancher
2.10 Reviewed insurance contracts for cancellation provisions.
05/29/09
J M Greer
1.80 Reviewed cancellation provisions of certain insurance
contracts; phone call with Sue Ayers and Clint Rancher
REDACTED
regarding
reviewed and made comments to a proposed form letter to
insurance carriers.
05/29/09
J T Leslie
05/29/09
C W Rancher
Matter Total
079716.0110
.30 Telephone conference with John Greer regarding insurance
policies.
1.30 Reviewed insurance contracts for cancellation provisions;
drafted form of letter to insurance companies regarding notice
of cancellation.
36.00
Labor and Employment Matters
Hours
Description
04/13/09
M A Bodron
2.50 Reviewed and revised materials related to DOL examination;
telephone conferences with Alison Sulentic concerning same.
04/13/09
M W Brown
7.00 Attention to email from Mike Myers; reviewed draft FAQs and
worked on same; reviewed eight sets of trust documents from
North Carolina; conference call with Mike Myers regarding
REDACTED
04/13/09
D P Duffy
.80 Further review and revisions to employee FAQs,
communications with team regarding same; telephone
conference with HR regarding status of claims.
04/13/09
M G Myers
.90 Assisted Alison Sulentic with obtaining documents for the
Department of Labor.
132
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Document 671-2
Hours
Filed 08/04/2009
Page 96 of 327
Page 95
Description
04/13/09
J R Raborn
3.00 Meeting with the Department of Labor EBSA criminal
division; worked on draft court report input; telephone
conference Bill Stutts; attention to emails to Malcolm Lovett.
04/13/09
W F Stutts, Jr.
04/13/09
A M Sulentic
04/14/09
C N Adams
04/14/09
M A Bodron
1.70 Reviewed reports regarding DOL investigation and requested
information concerning same; reviewed status of Receiver
regulations related to employee benefit plans; office conference
with Tracee Lewis concerning COBRA requirements.
04/14/09
M W Brown
3.00 Further attention to FAQs and emailed same to Mike Myers;
attention to trustee resignation questions and matters requested
by Mike Myers.
04/14/09
M G Myers
04/14/09
J R Raborn
04/14/09
A M Stockbridge
04/14/09
A M Sulentic
.30 Telephone conferences with Mr. Raborn regarding SIBL
records related to employees and reviewed same.
8.50 Meeting with Department of Labor investigators regarding onsite investigation of third-party retirement plan investments in
certificates of deposit; meeting with forensic accountants from
FTI Consulting and consultants from FITS regarding
availability of data regarding REDACTED
.70 Conferences with Alison Sulentic regarding Department of
Labor document requests and productions.
.60 Assisted Alison Sulentic with document requests for the
Department of Labor.
1.30 Reviewed requests for data by DOL investigators.
.30 Continued to revise organizational chart provided by Stanford
Financial; continued to locate addresses of all U.S. Stanford
subsidiaries.
10.50 Meeting with Department of Labor investigators,
representatives of FTI Consulting and FITS regarding thirdparty retirement plan investments in certificates of deposit;
office conference with Craig Adams regarding
office
conference with Bill Stutts regarding
telephone
conference with Jim Raborn regarding REDACTED
REDACTED
REDACTED
04/15/09
M A Bodron
4.80 Attention to employee communication issues and PAR Plan
issues; telephone conferences with Pam Ward concerning
same; office conferences with Jim Raborn and Alison Sulentic
concerning same.
04/15/09
M W Brown
7.00 Attention to revised FAQs and marked comments to same, and
sent to Mike Myers; worked on receiver's communication to
holders of released accounts with respect to transfers and with
respect to deemed resignation of trustee; telephone conference
with Mike Myers regarding
discussed trustee matters
REDACTED
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with Jeff Raley; discussed matters with Jim Raborn; further
attention to eight sets of trusts from North Carolina and
successor trustee.
04/15/09
D P Duffy
.90 Review and analyze employee claims issues with respect to
vacation/severance pay claims; conference with Raborn
regarding claims issue.
04/15/09
J R Raborn
.30 Attention to emails regarding the Department of Labor.
04/15/09
A M Sulentic
3.30 Attention to various employee benefit matters, including the
production of documents requested by Department of Labor
investigators; office conference with Mark Bodron regarding
status of Performance Appreciation Rights plan.
04/16/09
M A Bodron
3.80 Continued attention to court report and PAR Plan issues.
04/16/09
M W Brown
5.00 Further attention to revised FAQs received from Mike Myers
and related communication from receiver; marked comments
and returned to Mike Myers; worked on correspondence
serving as written notice to trust account holders of trustee's
resignation and sent out for comments; discussed with Jeff
Raley; telephone conference with Mike Myers and
incorporated comments.
04/16/09
D P Duffy
1.80 Review additional commission claims; analyze potential claims
exposures under applicable state laws.
04/16/09
J R Raborn
1.50 Reviewed information on medical plan and endorsement
contract.
04/16/09
A M Stockbridge
.50 Continued to revise organizational chart provided by Stanford
Financial.
04/16/09
A M Sulentic
.80 Attention to document production in response to request by
Department of Labor investigators.
04/17/09
M A Bodron
3.00 Reviewed PAR Plan issues and 401(k) plan issues; reviewed
and provided comments to report to Court.
04/17/09
M W Brown
04/17/09
D P Duffy
04/17/09
J R Raborn
.50 Prepared for Monday's meeting.
04/17/09
A M Sulentic
.40 Attention to production of documents in response to request
from Department of Labor investigators.
04/18/09
M A Bodron
1.40 Reviewed status of PAR Plan valuation issue and 401(k) plan
.80 Attention to trust code requirements regarding appointment of
successor trustee.
1.80 Conference with Raborn concerning employee claims issues;
analyze issues relating to pending DOL audit and potential
responses.
134
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disposition issues; reviewed and provided comments to
employee benefit section of the report to the Court.
04/19/09
J R Raborn
1.60 Read Singh agreements and emails to Joe Cialone and Tony
Davis; attention to FTI inquiries regarding loans.
04/19/09
A M Stockbridge
1.10 Begin to draft answers to client questions regarding current
status of loans to employees.
04/20/09
M A Bodron
4.00 Attention to PAR Plan issues; prepared resolutions concerning
same; reviewed document request from DOL; office
conference with Jim Raborn concerning status of same;
telephone conference with Pam Ward concerning
REDACTED
telephone
conference with Newport concerning
reviewed and
revised PAR Plan resolutions.
REDACTED
04/20/09
M W Brown
3.50 Attention to correspondence regarding notice of release of
accounts and appointment of successor fiduciary; worked on
trustee resignation provisions.
04/20/09
D P Duffy
2.90 Telephone conference with Raborn regarding wage and
employment claims; followup work regarding claims analysis
including California law issues; review DOL wage claim
demands and requests, followup with Raborn regarding same.
04/20/09
J R Raborn
3.40 Met with DOL representatives; communications with Malcolm
Lovett, Craig Adams and Joe Cialone; telephone conference
with Dennis Duffy regarding REDACTED
04/20/09
A M Stockbridge
3.50 Continued to draft answers to client questions regarding current
status of loans to employees; office conference with Alison
Sulentic regarding same.
04/20/09
A M Sulentic
4.00 Preparation of response to Department of Labor's request for
information pertaining to investments of retirement plans in
Stanford Certificates of Deposit; office conference with Jim
Raborn and Mark Bodron regarding
REDACTED
office conference with Mark
REDACTED
Bodron regarding
revision of same; telephone
conference with Pam Ward and Mark Bodron regarding status
of various employee benefit plan issues.
04/21/09
M W Brown
3.70 Telephone conference with Mike Myers and Tony Davis and
telephone conference with Mike Myers, regarding trustee
accounts; conference with Jim Raborn and prepared email to
Jim Raborn; telephone conference with Mike Myers and John
Coker regarding trustee accounts; conference with Jim Raborn;
prepared email to Joe Cialone, Tony Davis, Jim Raborn, Craig
135
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Adams and Stephen Massad regarding trustee account matters;
telephone conference with Mike Myers.
04/21/09
J R Raborn
1.10 Telephone conference with DOL representatives, Pam Ward
and Craig Adams regarding wage and hour information and
reviewed forms.
04/22/09
C N Adams
04/22/09
M A Bodron
1.40 Reviewed latest draft of report to the Court and Attachment A
thereto; telephone conference with Steve Massad concerning
report to the Court; office conference with Alison Sulentic
concerning same; reviewed and revised employee benefits
section and forwarded comments to Steve Massad.
04/22/09
M W Brown
7.00 Attention to emails regarding release of trust accounts, trustee
accounts, and related matters; discussed same with Jim Raborn;
finalized and sent out emails to Joe Cialone, Stephen Massad,
Tony Davis, Craig Adams and Jim Raborn; trip to Stanford's
offices to meet with Mike Myers, John Coker and Sophia
Lewis to discuss trust account matters, anticipated release of
accounts, and requests to move trustee accounts; reviewed trust
documents for one set of Mississippi trust accounts and two
sets of North Carolina trust accounts and returned to office;
discussed same with Jim Raborn.
04/22/09
J R Raborn
2.30 Collected information for DOL wage and hours audit and
telephone conference with Malcolm Lovett, Craig Adams and
DOL representatives; attention to inventory of trusts to be
reviewed.
04/22/09
A M Sulentic
1.50 Office conference with Mark Bodron regarding
.70 Attention to DOL audit issues.
follow-up
on document production to Department of Labor investigators.
REDACTED
04/23/09
M A Bodron
2.00 Attention to outstanding issues related to 401(k) and PAR Plan.
04/23/09
M W Brown
2.00 Worked on response email to Tony Davis; discussed with Jim
Raborn; telephone conference with Mike Myers; attention to
emails.
04/23/09
D P Duffy
.60 Telephone conferences with Raborn regarding DOL issues,
close out file on labor and employment ongoing work pending
further client instruction.
04/23/09
J R Raborn
1.90 Reviewed submissions requested by DOL investigator on third
party plan investors; telephone conference with Malcolm
REDACTED
Lovett regarding
sent to DOL list of back pay
recipients and telephone conference with DOL representatives.
136
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Hours
04/23/09
A M Sulentic
04/24/09
M A Bodron
04/24/09
M W Brown
04/24/09
J R Raborn
04/24/09
A M Sulentic
Page 100 of 327
Page 99
Description
4.50 Office conference with Mark Bodron regarding Receiver's
Interim Report; assessment of tasks and costs involved in
responding to Department of Labor's request for production of
information; e-mail correspondence with Marisa Hurd, Mike
Wei and John Coker regarding same.
.80 Reviewed SERP termination issues.
2.50 Attention to email from Mike Myers; attention to trust
documents regarding appointment of successor trustee and
correspondence regarding same.
.80 Attention to emails and telephone conference with plan
amendment and advising Ward regarding projects underway
and SERP disposition.
1.90 Attention to issues raised by Pam Ward in connection with
various employee benefit matters,
REDACTED
e-mail correspondence with
Department of Labor regarding document production requests;
various office conferences with Jim Raborn and Mark Bodron
regarding same.
04/26/09
J R Raborn
2.40 Provided input to court report; conferred with Mike Myers
regarding legal issues on changing trustees under state and
federal law; attention to emails to Chuck Bracht regarding
COLI; attention to severance payment issues.
04/27/09
M W Brown
7.00 Telephone conference with Mike Myers; attention to questions
regarding filing of tax returns of trusts by receiver or successor
trustee; discussed questions regarding trustee matters and
receiver with John Porter; prepared email to John Porter;
attention to questions regarding receiver's liability with respect
to trust matters; attention to questions regarding fiduciary
liability under IRA accounts and reporting requirements with
respect to same.
04/27/09
J R Raborn
1.80 Conference call with organization staff; reviewed HR task lists
for Pam Ward and Malcolm Lovett, Antiguan pension plan and
responses to DOL inquiries and records for SERP and COLI
withdrawals.
04/27/09
A M Sulentic
04/28/09
M W Brown
.40 Office conference with Jim Raborn regarding status of
Department of Labor document production requests; office
conference with Mark Bodron regarding Mayhall account
requests.
1.00 Attention to trust account questions from Mike Myers and
Sophia Lewis.
137
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Page 101 of 327
Page 100
Description
04/28/09
J R Raborn
.90 Telephone conference with Craig Adams and provided input to
memorandum for Craig Adams; coordinated responses to the
DOL.
04/28/09
A M Sulentic
.30 Preparation of e-mail to Jim Raborn and Mark Bodron
regarding Department of Labor contact information requested
by Craig Adams.
04/29/09
M W Brown
5.00 Attention to Kretzer family trust documents, and questions
regarding same; attention to M. Fishman trust documents, and
questions regarding same.
04/29/09
D P Duffy
.50 Review TWC communication; telephone conference to Pam
Ward, Raborn regarding same.
04/29/09
J R Raborn
.80 Followed up on payroll omission issues and DOL requests for
information.
04/29/09
A M Stockbridge
.30 Continued to update table with outstanding claims for
reimbursement or separation pay.
04/29/09
A M Sulentic
.30 Office conference with Mark Bodron regarding
REDACTED
telephone conference with Jim Raborn
regarding
REDACTED
04/30/09
M W Brown
6.00 Attention to questions regarding Verner family trust
documents, and related appointment of successor trustee
documents, and made notes regarding same; attention to
questions regarding Fishman trust documents, and related
appointment of successor trustee document, and made notes
regarding same; attention to questions regarding Kretzer will,
and reviewed same; telephone conference with Mike Myers;
telephone conferences with Sophia Lewis regarding various
trust accounts.
04/30/09
A M Sulentic
1.30 Review of documentation pertaining to employee benefit
matters raised in connection with Receivership; telephone
conference with Jim Raborn regarding response to Department
of Labor requests for information; e-mail correspondence with
Department of Labor investigator Keyashia Barkins regarding
same; e-mail correspondence with Susan Skarness regarding
same.
05/01/09
M W Brown
5.60 Telephone conference with Sophia Lewis; reviewed trust
documents regarding two Henderson Charitable Remainder
Unitrusts; reviewed Kretzer Will; telephone conference with
Sophia Lewis; prepared status report email to Mike Myers;
prepared email to Sophia Lewis.
05/01/09
J R Raborn
1.60 Attention to 401(k) plan committee meeting agenda; reviewed
138
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Description
payroll claim; considered goverment filing obligations on plan
terminations and issues regarding Antiguan plan.
05/01/09
A M Sulentic
.40 Attention to Department of Labor requests for information in
connection with audit of Section 401(k) plan.
05/04/09
M W Brown
6.00 Telephone conference with Mike Myers and Jim Raborn
regarding IRA account matters; attention to IRA administrative
account questions and related research regarding same;
attention to form Traditional IRA Custodial Account
Agreement and Roth IRA Agreement, and emails to Mike
Myers and Jim Raborn regarding same; conference with Alison
Sulentic; attention to Peter B. Durham Marital Trust and
appointment of successor trustee; several email exchanges with
Mike Myers regarding IRA questions; receipt and started
review of three more sets of trust documents.
05/04/09
J T Leslie
.40 Reviewed response to Dept. of Labor request regarding entity
addresses.
05/04/09
J R Raborn
.70 Telephone conference with Mike Myers regarding IRA
accounts.
05/04/09
A M Stockbridge
.60 Continued to update table with outstanding claims for
reimbursement or separation pay.
05/04/09
A M Sulentic
3.30 Preparation of response to request for information from
Department of Labor in connection with audit of Section
401(k) plan.
05/05/09
M W Brown
2.00 Conference with Alison Sulentic regarding ERISA bonding
matters; telephone conference with Mike Myers and John
Coker; attention to IRA questions.
05/05/09
J R Raborn
1.50 Telephone conference with Tony Davis; office conference with
Angela Stockbridge and Alison Sulentic regarding broker loan
collections; telephone conference with Malcolm Lovett
regarding 401(k) plan vesting.
05/05/09
A M Stockbridge
05/05/09
A M Sulentic
.90 Continued to update table with outstanding claims for
reimbursement or separation pay; office conference with Jim
Raborn regarding employee loans; research standard terms of
employee loans.
1.60 Telephone conference with Susan Skarness regarding
REDACTED
office conference
with Jim Raborn and Angela Stockbridge regarding
REDACTED
05/06/09
J R Raborn
.30 Prepare responsive emails to Joe Cialone.
139
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Page 102
Description
05/07/09
M W Brown
6.00 Attention to Henderson CRUT Removal documents and related
trust documents; attention to Christison Charitable Remainder
Annuity Trust documents, with related court orders; telephone
conference with Sophia Lewis regarding all of same.
05/07/09
J R Raborn
.50 Attention to 401(k) plan termination and wrap up agenda.
05/08/09
M W Brown
4.00 Telephone conference with Mike Myers regarding IRA
questions, and attention to same; worked on Henderson and
Christison trust matters.
05/11/09
M W Brown
5.50 Attention to IRA questions and related IRS requirements for
notice regarding election to not have withholding; telephone
conference with John Coker, Jim Raborn and Mike Myers;
telephone conference with Sophia Lewis; telephone conference
with Mike Myers; attention to emails from Sophia Lewis;
reviewed Juliet G. Dively CRAT and Amended and Restated
Declaration of Trust, and related Removal/Appointment
instrument.
05/11/09
J R Raborn
.70 Followed up on benefit plan issues on medical plan termination
and runout of claims.
05/12/09
C N Adams
.60 Call with Richard Roper and Malcolm Lovett regarding
employee issues.
05/12/09
M W Brown
05/12/09
D P Duffy
.90 Telephone conference with Human Resources regarding
immigration issue, document retention schedules; review
regulations regarding document retention.
05/12/09
J R Raborn
.80 Telephone conference with Joe Cialone on benefit matter status
and followed up on 401(k) plan issues.
05/13/09
M W Brown
7.00 Reviewed further documents received regarding Juliette G.
Dively CRAT; prepared email to Sophia Lewis and John Coker
regarding same; attention to two emails from Whit Wilkes
regarding Christison CRUTS; attention to email regarding
Domanski trust; attempts to call Hunt Worth; telephone
conference with Mike Myers, Sophia Lewis and John Coker
regarding Margaret Domanski trust; telephone conference with
7.00 Reviewed Sarah Flanders Dietz Will creating the Margaret
Dietz Domanski Article 3 GST Trust and Article 4 Residuary
Trust, and related Removal/Appointment instrument; telephone
conference with Sophia Lewis regarding all of same; telephone
conference with Hunt Worth at Oppenheimer regarding Dietz
trusts; telephone conferences with Whit Wilks regarding
Christison trusts; reviewed additional documentation received
from Mr. Wilks; reviewed IRA documentation regarding
liquidation and distribution questions; prepared emails to Mr.
Wilks regarding Christison trusts.
140
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Page 103
Description
Hunt Worth regarding Domanski trust; prepared email to Mike
Myers, Sophia Lewis and John Coker; discussed Connecticut
trust law question with Jeff Raley; reviewed Connecticut trust
statutes and case law regarding Domanski trust question;
telephone conference with Sophia Lewis; attention to
documents received regarding Farquhar trust and McKenzie
ILIT; attention to status of Forrest/Francis trusts, and
exchanged emails and telephone calls with Sophia Lewis
regarding same.
05/14/09
C N Adams
.40 Reviewing issues regarding COLI.
05/14/09
M A Bodron
.50 Office conference with Alison Sulentic concerning responses to
the DOL; reviewed same; telephone conference with Jim
Raborn concerning same.
05/14/09
M W Brown
05/14/09
J R Raborn
05/14/09
A M Sulentic
1.50 Attention to Christine Robbins' request for additional
information in connection with Department of Labor criminal
investigation; review of company-owned life insurance
policies.
05/15/09
D P Duffy
2.30 Telephone conference with Ward regarding wage claims
issues; review claims, draft reply to claims; telephone
conference with Ward, submission of revised response
document.
05/15/09
J R Raborn
1.40 Followed up on DOL requests and Malcom Lovett's inquiries
regarding plan terminations and staffing.
05/15/09
A M Sulentic
2.00 Telephone conference with Keyashia Barkins regarding status
of Department of Labor audit of Section 401(k) plan; office
conference with Jim Raborn regarding same; attention to
company-owned life insurance policies.
05/16/09
J R Raborn
.70 Reviewed wage claims response and DOL's requests for data
and information.
05/18/09
M A Bodron
.30 Office conference with Jim Raborn concerning status of 401(k)
plan and DOL issues.
05/18/09
D P Duffy
.50 Research regarding continuing TWC jurisdiction in context of
receivership proceeding.
05/18/09
J R Raborn
5.50 Attention to trust documents regarding Mary Francis Puette,
Farquhar, McKenzie, Newland, and FIMC Non-Insured Claims
Trusts; telephone discussions with Sophia Lewis regarding REDACTED
.80 Followed up on DOL and COLI issues.
1.70 Telephone conference with Malcom Lovett and Pam Ward
regarding 401(k) plan to discuss insurance; telephone
141
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Page 104
Description
conference with Susan Skarness and Pam Ward regarding plan
investments and liquidation; reviewed bonding issues and
office conference with Mark Bodron regarding EPCRS process
for qualified plans.
05/18/09
A M Sulentic
.20 Attention to status of Department of Labor investigation.
05/19/09
M W Brown
5.00 Attention to and worked on questions regarding Christison
trusts, Forrest/Francis trusts, McKenzie life insurance trusts,
and FIMC trusts, and appointments of successor trustee for
each of same.
05/20/09
M W Brown
5.00 Telephone conference with Sophia Lewis; reviewed
appointment documents for the Forrest/Francis trusts and
responded to questions regarding same; reviewed Garland Scott
Francis' trust documents; telephone conference with Linda in
Whitt Wilks' office; telephone conference with Sophia Lewis;
telephone conference with Whitt Wilks regarding Christison
and Forrest/Francis family trusts; attention to IRA
administrative questions.
05/20/09
D P Duffy
1.00 Work regarding review/update of document retention schedules
for labor/HR documents.
05/20/09
J R Raborn
.70 Prepared information for the DOL.
05/21/09
C N Adams
.30 Telephone conference with Malcolm Lovett regarding
employee claims issues.
05/21/09
M A Bodron
.30 Attention to Dept of Labor requests related to benefit plans.
05/21/09
M W Brown
05/22/09
C N Adams
05/22/09
M W Brown
6.00 Conference call with Sophia Lewis regarding pending
accounts; telephone conference with Christie Lambertus
regarding Farquhar trust transfer; teleconference with Linda in
Whitt Wilk's office regarding Forrest/Francis trust transfers;
telephone conference with Whitt Wilks regarding questions in
appointment documents; attention to questions regarding
Newland trust transfer, with related attention to trust
documents; attention to questions regarding Ellington trust
transfer, with related attention to trust documents.
05/26/09
C N Adams
1.00 Reviewing issues related to employee claims.
05/26/09
M W Brown
4.50 Telephone conference with Christie Lambertus regarding
2.00 Attention to email regarding Fishman accounts; attention to
documents received from Fred Hill regarding Forrest/Francis
trusts; telephone conference with Sophia Lewis regarding all of
same.
.60 Reviewing issues regarding employee claims; telephone
conference with Malcolm Lovett regarding same.
REDACTED
142
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Hours
Filed 08/04/2009
Page 106 of 327
Page 105
Description
telephone conference with Sophia Lewis regarding
REDACTED
attention to questions regarding Schwinhart
trust transfer; prepared email to Mike Myers, John Coker, and
Sophia Lewis.
05/26/09
D P Duffy
2.50 Review HIPAA security and physical security regulations and
guidance with respect to HR data storage proposals; advice to
client regarding same and followup communications with HR
on issue.
05/26/09
A M Sulentic
1.60 Attention to transmittal of Bates-stamped documents to
Department of Labor; office conference with Jim Raborn
regarding same.
05/27/09
M W Brown
7.00 Reviewed Schwinhart appointment documents; several
telephone conferences with Sophia Lewis discussing
Schwinhart and other trusts; telephone conference with Hunt
Worth and attention to emails with Mr. Worth; telephone
conference with Mike Myers regarding IRA matters;
conference with Jeff Raley regarding Schwinhart trust
documents; telephone conference with Sophia Lewis and John
Coker; attention to questions regarding FIMC Non-Insured
Claims Trust; attention to Melcer trust documents; telephone
conference with Sophia Lewis discussing all of same.
05/27/09
D P Duffy
1.90 Complete HIPAA security regulations review and advice
regarding proposed storage protocols and security measures for
HR-related documents.
05/27/09
J R Raborn
05/28/09
M W Brown
7.00 Telephone conference with Sophia Lewis; telephone
conference with Christie Lambertus regarding Farquhar trust
transfer and questions under trust documents; telephone
conference with Mike Myers regarding IRA matters; reviewed
proposed letter regarding released accounts and revised same;
emailed to Mike Myers and discussed same with him; attention
to questions regarding FIMC Non-Insured Claims Trust and
prepared email regarding same to Sophia Lewis and John
Coker; telephone conference with Mike Myers regarding IRA
matters; telephone conference with Sophia Lewis and John
Coker.
05/28/09
A M Stockbridge
2.00 Research Individual Retirement Account termination
regulations regarding administrator's exposure, tax
consequences to account holder, distribution of assets, and
withholding rules; office conference with M. Brown regarding
same.
.50 Attention to status of fiduciaries and insurance coverages.
143
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Hours
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Page 107 of 327
Page 106
Description
05/29/09
C N Adams
05/29/09
M W Brown
6.00 Telephone conference with Sophia Lewis regarding Schwinhart
trust transfer; conference with Mike Myers regarding IRA
questions; prepared email to Sophia Lewis and John Coker;
worked on CD Declaration and Assignment instrument for
Receiver; discussed CD questions with Jim Raborn; prepared
email to Mike Myers regarding comments to communication
on released accounts; attention to IRA questions.
05/29/09
D P Duffy
1.00 Record retention/storage issue, update regulations review.
05/29/09
J R Raborn
1.20 Telephone conference with Pam Ward and reviewed emails
regarding status of SERP and fiduciaries.
05/29/09
A M Stockbridge
2.70 Continued to research Individual Retirement Account
termination regulations regarding administrator's exposure, tax
consequences to account holder, distribution of assets, and
withholding rules.
05/30/09
M W Brown
2.00 Worked on FAQs regarding IRA questions.
05/30/09
J R Raborn
.50 Reviewed emails regarding SERP and to COLI matter.
05/31/09
D P Duffy
.40 Review draft recommendation regarding former employee,
advice regarding same.
304.70
Matter Total
079716.0111
.90 Reviewing FAQs regarding employee claims; telephone
conference with Malcolm Lovett regarding same.
Latin American Matters
Hours
Description
04/13/09
W F Stutts, Jr.
.20 Worked on particulars related to proposed meeting with foreign
regulators.
04/14/09
W F Stutts, Jr.
.30 Calls with R. Roper regarding Mexico, Panama, Colombia and
Venezuela and progress on same.
04/23/09
C N Adams
.60 Attention to issues regarding Latin American employees.
04/23/09
W F Stutts, Jr.
.40 Reviewed with Mr. Roper points related to brokerage sale and
settlement and updated information regarding Mexico from Mr.
Roper.
05/04/09
W F Stutts, Jr.
.40 Reviewed inquiry from Ms. Blumenschein regarding Latin
American inquiry REDACTED
05/06/09
W F Stutts, Jr.
.40 Telephone conferences with Richard Roper regarding
REDACTED
144
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Page 107
Description
05/07/09
J A Cialone, II
.70 Roper email about Venezuela; considered strategy in response;.
05/08/09
W F Stutts, Jr.
.40 Reviewed information from Mr. Roper and communicated with
Mr. Hamner regarding REDACTED
05/18/09
W F Stutts, Jr.
.80 Prepared and submitted to account review team provisions and
information related to Mexican account holders; several
communications with Mr. Roper regarding same.
05/20/09
W F Stutts, Jr.
1.60 Telephone conferences with Victor Hernandez regarding
Ecuador and Panama regarding points related to funds in those
countries.
05/21/09
W F Stutts, Jr.
.40 Reviewed with Victor Hernandez matters related to Latin
American operations.
05/26/09
W F Stutts, Jr.
.70 Reviewed questions related to possible additional accounts
related to SB Panama.
05/27/09
N M Starbuck
05/27/09
W F Stutts, Jr.
05/30/09
W F Stutts, Jr.
Matter Total
079716.0112
1.10 At the request of B. Stutts located signature cards for Stanford
Bank Panama.
.80 Communications with Mr. Hernandez regarding Envoi Fed and
information needed for his signature.
.40 Mexican matters (including release information) with Richard
Roper.
9.20
Private Equity Matters
Hours
Description
04/13/09
C N Adams
.70 Telephone conference with Ozzy Pi and John Greer regarding
private equity investment issues.
04/13/09
S W Cooper
.20 Corresponded with potential bidders for eLandia shares.
04/13/09
J M Greer
04/13/09
H T Hamner III
04/13/09
C W Rancher
4.20 Phone call with Ozzie Pi and Craig Adams to discuss private
equity matters; reviewed physical stock certificates for
Stanford's private equity investments; drafted correspondence
to various portfolio companies; attended to miscellaneous
projects.
.30 Attention to proposal to unwind Stanford positions in two SSM
funds.
3.30 Telephoned J. Stack for location of stock certificates for private
equity investments; logged and summarized contents of private
equity binder.
145
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Page 108
Description
04/13/09
A K Slania
4.50 Reviewed equity investment documents relating to Stanford
investment in Reignmaker and Catalyst Fund, L.P.; drafted
investment summaries
04/13/09
H C Tucker
3.20 Inventoried stock certificates and warrant agreements for the
various private equity investments of Stanford.
04/14/09
C N Adams
1.60 Telephone conference with Health Services Solutions;
conference with EY and FTI regarding private equity
investments.
04/14/09
S W Cooper
1.00 Worked on issues regarding Mountain Partners transaction;
reviewed new email from Trip Camper; reviewed eLandia
stock price movements; telephone conference with Michael Ah
Koy.
04/14/09
J M Greer
7.30 Attended meeting with representatives of Ernst & Young and
FTI to discuss
REDACTED
conference call with the
management of Health Systems Solutions to discuss current
operational difficulties; phone call with John Zabaneh to
discuss Dallas Gold & Silver; organized information related to
the private equity portfolio and distributed to Bill Stutts;
attended to miscellaneous projects.
04/14/09
H T Hamner III
04/14/09
A K Slania
04/14/09
W F Stutts, Jr.
.40 Questions to Mr. Adams regarding status of private equity and
American Leisure in particular.
04/15/09
C N Adams
.50 Telephone conference with Ozzy Pi regarding private equity
investments.
04/15/09
S W Cooper
.30 Reviewed new material on eLandia.
04/15/09
S W Cooper
.50 Reviewed and commented on Antiguan privacy law
memorandum.
04/15/09
J M Greer
.90 Call with Ernst & Young and FTI to discuss certain private
equity investments; call with E. Friedman of Locke Lord
regarding REDACTED
5.10 Reviewed equity investment documents for Stanford's
investment in JS Development LLC; drafted investment
summary
7.30 Phone call with Chuck Weiser and Osvaldo Pi to discuss
private equity matters; met with FTI to discuss the
REDACTED
correspondence with John Zabaneh and Herschel Hamner with
regard to
correspondence with
REDACTED
Baker Botts working group with regard to a REDACTED
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attended to miscellaneous projects.
REDACTED
04/15/09
H T Hamner III
Page 110 of 327
Page 109
1.60 Call with attorney for SSM Ventures funds regarding
REDACTED
call with J. Greer regarding
04/15/09
A K Slania
5.30 Reviewed equity investment documents for Stanford's
investment in Louisiana Ventures LP; drafted investment
summary; reviewed additional documents received relating to
Reignmaker Communications
04/15/09
H C Tucker
2.30 Prepared summary of all of Stanford's movie investments for
sale negotiations.
04/16/09
C N Adams
3.60 Telephone conference with Memphis Bio-Med regarding
private equity investment; reviewing issues regarding
Reignmaker foreclosure; teleconference with SSM regarding
private equity investment; conference with representatives of
Sanders Morris Harris regarding REDACTED
04/16/09
S W Cooper
04/16/09
J M Greer
8.30 Phone call with Gary Stevenson of Memphis Biomed Ventures
REDACTED
II, L.P. to discuss
status meeting with Craig Adams regarding private equity
matters; participated on a conference call with Herschel
Hamner and John Zabaneh with regard to Stanford's investment
in SSM Ventures and the status of other investments in funds;
met with representatives of SMH Capital Inc. to discuss
options for the private equity portfolio; prepared and drafted a
Non-Disclosure Agreement for SMH Capital Inc.; attended to
miscellaneous projects.
04/16/09
H T Hamner III
2.60 Call with C. Adams, J. Greer regarding
.50 Responded to email from prospective eLandia purchasers.
REDACTED
conferences with J. Zabaneh regarding Dallas
Gold & Silver loan; attention to Stanford equity investment in
Merchants Commercial Bank, potential sale of same.
04/16/09
J C Huddleston
.90 Inventoried and prepared private equity materials for relocation
to 5050 Westheimer building.
04/16/09
C L McDowell
1.10 Review promissory note from Forefront; review severance and
retention memos from Forefront management; prepare for
upcoming call with management.
04/16/09
C W Rancher
1.00 Revised correspondence with American Leisure Group and
Fintage.
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04/16/09
A K Slania
5.60 Reviewed equity investment documents relating to Panorama
Capital and Louisiana Ventures LP; drafted investment
summaries
04/16/09
H C Tucker
1.10 Evaluated authority to sell substantially all the assets of
portfolios.
04/17/09
C N Adams
.90 Reviewing Forefront materials; conference with McColl
Partners regarding private equity portfolio.
04/17/09
S W Cooper
.50 Participated in call on eLandia and Memphis biomedical issues.
04/17/09
J M Greer
7.90 Correspondence with Ernst & Young regarding the DGSE
credit facility; phone call with representatives of Avondale
REDACTED
Partners to discuss
phone call with Sam Cooper and Craig Adams
to discuss the status of Stanford's investment in eLandia and
other items related to the private equity portfolio; phone call
with Tom Spivey of McColl Partners to discuss
REDACTED
correspondence
with Hugh Howser, counsel to ForeFront, to receive a status
update; correspondence with Brad Freels, general partner of
Midway CC Hotel Partners, L.P.; prepared and drafted
correspondence to the management of Health Systems
Solutions; attended to miscellaneous projects.
04/17/09
C W Rancher
3.20 Drafted letters to Panorama Capital, LLC and Health Systems
Solutions, Inc.
04/17/09
A K Slania
7.50 Reviewed equity investment summaries for Louisiana Ventures
LP and Catalyst Fund LP; drafted investment summaries
04/20/09
C N Adams
3.60 Telephone conference with team regarding Phoenix Bay
investment; telephone conference with team regarding
Memphis Bio-Med; telephone conference with Forefront deal
team; reviewing NDA for private equity use.
04/20/09
S W Cooper
1.10 Reviewed material on Memphis biomedical and participated in
call regarding same.
04/20/09
J M Greer
7.80 Participated on a phone call with Phoenix Bay's management to
discuss REDACTED
participated on a conference call
with the general partner for Memphis Biomed Ventures II, L.P.
REDACTED
to discuss
participated on a conference call with ForeFront's
REDACTED
management to discuss
correspondence with Herschel Hamner with regard to
Stanford's investment in Merchant's Bank and DGSE; attended
to miscellaneous projects.
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04/20/09
C L McDowell
3.10 Review recent correspondence from Forefront in preparation
for call with management; participate in conference call with
management regarding financial projections; follow up call
with C. Adams regarding REDACTED
04/20/09
H C Tucker
.70 Searched for Phoenix Bay's Bridge Point, LLC convertible
promissory note.
04/21/09
C N Adams
2.10 Telephone conference with Midway Ventures deal team
regarding investment; reviewing Forefront liquidation issues;
telephone conference with Chuck Weiser regarding private
equity investments.
04/21/09
S W Cooper
04/21/09
J M Greer
.70 Participated in call with Midway Partners; reviewed and
commented on draft letter regarding same.
6.90 Conference call with the general partner of Midway CC Hotel
Partners, L.P. to discuss operational issues; phone call with
Ozzie Pi and Chuck Weiser to discuss private equity matters;
REDACTED
attended to
miscellaneous projects.
04/22/09
C N Adams
1.60 Telephone conference with deal team regarding Ultimate Gift
investment; reviewing Forefront LOI.
04/22/09
J M Greer
8.10 Participated on a conference call with management for The
Ultimate Gift, LLC to discuss Stanford's intent going forward;
prepared and drafted correspondence to Panorama Capital,
LLC
REDACTED
met with Craig Adams
and Ralph Janvey to discuss ForeFront's Letter of Intent; met
with Ernst & Young to discuss Stanford's outstanding loan to
Dallas Gold & Silver; correspondence with John Zabaneh
regarding DGSE; attended to miscellaneous projects.
04/22/09
C L McDowell
04/23/09
C N Adams
2.40 Telephone conference with Forefront team regarding
investment; reviewing private equity investment materials;
reviewing Paradigm investment information.
04/23/09
J M Greer
6.00 Participated on a conference call with ForeFront's management
to discuss a potential transaction; phone call with Hugh Howser
to discuss certain items with regard to ForeFront's potential
sale to a third-party purchaser; reviewed materials provided by
.90 Review LOI from interested purchaser of Forefront; call with J.
Greer regarding same.
149
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Rick Eldridge related to Stanford's investment in The Ultimate
Gift; reviewed debt instruments provided by ForeFront;
attended to miscellaneous projects.
04/23/09
C L McDowell
.90 Prepare for and participate in call with Forefront management
regarding cash flow projections and liquidation scenarios.
04/24/09
C N Adams
04/24/09
J A Cialone, II
.50 Attention to private equity issues.
04/24/09
S W Cooper
.50 Reviewed latest email from prospective eLandia buyers;
telephone conference with Craig Adams.
04/24/09
J M Greer
2.50 Phone calls with Chuck Weiser and Ozzie Pi to discuss private
equity matters; reviewed and made comments to a proposed
marketing book; prepared and drafted summaries for Stanford's
media investments.
04/27/09
C N Adams
2.30 Telephone conference with HSS deal team regarding
investment; attention to private equity issues.
04/27/09
J M Greer
8.70 Completed draft summaries for Stanford's media investments;
phone call with David McLean of Patton Boggs with regard to
the status of the Reignmaker auction; phone call with
representatives of Health Systems Solutions with regard to
operational issues; phone calls with Ozzie Pi and Chuck Weiser
with regard to private equity matters; reviewed Spring Creek
transaction documents in response to a request to sell real
property; correspondence with Hugh Howser with regard to
ForeFront's pending asset sale; attended to miscellaneous
projects.
04/27/09
C W Rancher
.60 Revised letters to American Leisure Group, Health Systems
Solutions, Mountain Partners and Fintage.
04/28/09
C N Adams
.80 Reviewing issues regarding interest in Israel Opportunity Fund.
04/28/09
J M Greer
5.00 Prepared and drafted correspondence to ACON authorizing the
marketing of Stanford's investment in its funds; reviewed
correspondence related to Stanford's investment in Golden
Financial Mortgage; reviewed correspondence from Brad
Freels of Midway CC Hotel Partners, LP; phone call with
Chuck Weiser and Ozzie Pi with regard to private equity
matters; attended to miscellaneous projects.
04/29/09
C N Adams
1.80 Teleconference with Yasho Lahiri regarding private equity
portfolio; conference with John Greer regarding status of
private equity investments; teleconferences regarding Israel
1.40 Telephone conference with Tom Peters and Derek Mattson
regarding investment banking firm issues; reviewing Forefront
liquidation plan.
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Opportunity Fund.
04/29/09
J M Greer
8.80 Met with Craig Adams to review private equity matters;
reviewed correspondence and documentation regarding
Stanford's investment in the Israel Opportunity Fund; reviewed
correspondence received by KineMed from the Antiguan
receivers; correspondence with Hugh Howser regarding
ForeFront's pending asset sale; correspondence and phone calls
with Chuck Weiser and Ozzie Pi with regard to private equity
matters; correspondence with Cleary Gotlieb Steen &
Hamilton, ACON's outside counsel; attended to miscellaneous
projects.
04/29/09
Y Lahiri
1.40 Call with Adams and Greer; Review deal re: PE investments;
call with Fortress.
04/30/09
C N Adams
2.00 Conference with Rit Webb and John Greer regarding private
equity advisor issues; attention to Golden Financial investment.
04/30/09
J M Greer
5.20 Prepared and drafted correspondence to KineMed's
management; phone call with Pete Pizarro of eLandia to
discuss operational issues and concerns; reviewed Phoenix Bay
promissory notes and investment documentation in anticipation
of an upcoming call.
05/01/09
C N Adams
3.30 Teleconference with Cogent Partners regarding private equity
investments advisor issues; teleconference with counsel to
Isarel Opportunity Fund regarding investment; teleconference
with Phoenix Bay regarding private equity investment;
teleconference with working group regarding eLandia
investment.
05/01/09
S W Cooper
1.00 Participated in call regarding eLandia issues.
05/01/09
J M Greer
8.70 Participated on a conference call with representatives of
Keelpoint to discuss its senior debt in Phoenix Bay;
participated on a conference call with eLandia's management to
discuss operational issues; prepared and drafted
correspondence to Insound Medical, Inc.; prepared and drafted
an NDA to be executed by Cogent Partners, L.P.; reviewed and
made comments to an NDA submitted by the Park Hill Group;
attended to miscellaneous projects.
05/01/09
Y Lahiri
.50 Discussions with potential PE liquidators/workout providers.
05/02/09
C N Adams
.60 Reviewing private equity NDA.
05/04/09
C N Adams
2.70 Teleconference with Yasho Lahiri and John Greer regarding
private equity investment advisor issues; teleconference with
Ray Molina regarding Golden Financial; reviewing revised
Park Hill NDA; teleconference with working group regarding
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Phoenix Bay.
05/04/09
J M Greer
7.40 Phone call with Fortress Capital regarding the private equity
portfolio; phone call with Chuck Weiser and Ozzie Pi
regarding Golden Financial and other private equity matters;
phone call with Phoenix Bay to discuss
REDACTED
; phone call with VCFA
Group regarding the private equity portfolio; correspondence
with Insound Medical regarding Stanford's investment in the
company; correspondence with ACON Investment LLC's
outside counsel; prepared and drafted an NDA for VCFA
Group; prepared and drafted and made comments to an NDA
for Fortress Capital; attended to miscellaneous projects.
05/04/09
Y Lahiri
1.60 Conference call with Fortress: identify other potential workout
providers.
05/04/09
H C Tucker
.50 Reviewed files for information regarding Bridge Point LLC's
bridge financing agreement.
05/05/09
C N Adams
3.80 Teleconference with ACON counsel regarding investment;
conference with Cogent Partners regarding private equity
portfolio; reviewing private equity company NDA's; telephone
conference with Phoenix Bay team regarding private equity
investment.
05/05/09
J M Greer
7.50 Participated on a conference call with ACON Investment
LLC's outside counsel; prepared and drafted a letter to ACON's
counsel; reviewed supplemental promissory notes and
investment documentation produced by Phoenix Bay; phone
call with Chuck Weiser and Ozzie Pi with regard to
REDACTED
reviewed documents related to Stanford's investment
in CardioDX;; prepared and drafted correspondence to Tom
Bolt requesting documents related to Stanford's investment in
Merchants Commercial Bank; attended to miscellaneous
projects.
05/05/09
H T Hamner III
05/06/09
C N Adams
05/06/09
S W Cooper
05/06/09
J M Greer
.50 Correspondence with J. Greer regarding Stanford's investments
in SSM Funds, emails to T. Beaudoin of Wilmer Hale
regarding investments.
2.60 Telephone conference with Park Hill regarding private equity
portfolio; teleconference with Phoenix Bay regarding
conversion of notes to equity; reviewing revisions to NDA for
private equity advisors.
.20 Emailed with potential eLandia bidder.
6.30 Conference call with counsel for SSM Ventures III and SSM
Ventures IV regarding
REDACTED
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correspondence with representatives of
Fintage Account regarding Stanford's investment in The
Ultimate Gift; participated on a conference call with
representatives of Phoenix Bay and Keelpoint to discuss
REDACTED
REDACTED
correspondence with Brad Freels of Midway
CC Hotel Partners regarding
REDACTED
conference call with representatives of Park Hill to discuss
Stanford's private equity portfolio; attended to miscellaneous
projects.
05/06/09
H T Hamner III
.70 Conference with attorney for SSM Fund III regarding
REDACTED
conference with J. Greer
regarding same.
05/07/09
C N Adams
.40 Telephone conference with Cogent Partners regarding private
equity investment issues.
05/07/09
J M Greer
5.20 Correspondence with KineMed's counsel regarding Stanford's
investment position; reviewed correspondence KineMed
received from the Antiguan receivers; conversation with Chuck
Weiser and Ozzie Pi regarding private equity matters; attended
to miscellaneous projects.
05/08/09
C N Adams
1.80 Teleconference with Golden Financial regarding investment;
reviewing materials regarding private equity investments.
05/08/09
S W Cooper
05/08/09
J M Greer
6.70 Conference call with Raymond Molina to discuss the status of
Golden Financial; phone call with Craig Adams and Brad
Freels to discuss Stanford's investment in Midway CC Hotel
Partners; reviewed the draft purchase agreement between
ForeFront and Dynamic Brands; reviewed documents related to
Stanford's investment in Mountain Partners AG; phone call
with Chuck Weiser regarding private equity matters; attended
to miscellaneous projects.
05/08/09
Y Lahiri
1.60 Call with potential workout specialist and identification of
prospective candidates for same.
05/08/09
C W Rancher
1.60 Drafted summary of private equity investment in American
Leisure Group.
05/09/09
C W Rancher
3.10 Drafted summary of private equity investment in American
Leisure Group.
05/10/09
C N Adams
.50 Reviewing issues regarding private equity investments.
05/10/09
J M Greer
.80 Correspondence with Craig Adams regarding private equity
matters; reviewed and made comments to a letter to ACON
.30 Reviewed eLandia letter; commented on same.
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Investments LLC; reviewed and made comments to a nondisclosure agreement.
05/11/09
C N Adams
2.10 Teleconference with Malcolm Wright and working group
regarding American Leisure investment; teleconference with
Forefront team regarding update.
05/11/09
J M Greer
7.50 Conference call with representatives of American Leisure
Group regarding
REDACTED
phone call with representatives
of ForeFront to discuss the status of the proposed asset sale;
phone call with Chuck Weiser and Ozzie Pi regarding private
equity matters; phone call with Brad Freels of Midway CC
Hotel Partners LP regarding the status of a capital call;
attended to miscellaneous projects.
05/11/09
Y Lahiri
.70 Call with prospective workout specialist.
05/11/09
C W Rancher
.30 Attended conference call with M. Wright, C. Adams, J. Greer,
C. Weiser and O. Pi to update status of investment in American
Leisure Group.
05/12/09
C N Adams
.60 Conference call with Sam Cooper and John Greer regarding
Forefront issues.
05/12/09
S W Cooper
.50 Telephone conference with Craig Adams and John Greer on
liquidation issues.
05/12/09
J M Greer
05/12/09
H C Tucker
05/13/09
C N Adams
1.20 Telephone conference with deal team regarding Forefront
issues; reviewing USFR inquiry.
05/13/09
J M Greer
1.20 Reviewed lease for JS Development in connection with the
proposed ForeFront transaction; phone call with Hugh Howser
regarding ForeFront's proposed asset sale; revised the nondisclosure agreement for Fortress to reflect the real estate
portfolio.
05/14/09
C N Adams
.40 Reviewing issues regarding Forefront sale of assets; telephone
conference with Sam Cooper regarding Senesco investment.
05/14/09
S W Cooper
.10 Emailed with Craig Adams on Senesco issue.
05/14/09
J M Greer
1.20 Phone call with Chuck Weiser with regard to private equity
matters; correspondence with FTI regarding New Dominion
Bank; correspondence and phone calls with Hugh Howser with
regard to ForeFront's proposed sale transaction.
.70 Researched the number of warrants held by Stanford in Electro
Optical Sciences.
3.80 Attended to matters related to ForeFront Holding Inc.'s
proposed asset sale to Dynamic Brands; reviewed financial
statements for Golden Financial Mortgage; correspondence
154
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05/15/09
C N Adams
05/15/09
J M Greer
05/15/09
H T Hamner III
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Description
with the working group with regard to Stanford's investment in
the Israel Opportunity Fund; attended to miscellaneous
projects.
.80 Reviewing final Forefront documentation.
4.10 Reviewed documents related to the ForeFront asset sale;
reviewed and made comments to the draft Shareholder's
Consent for the ForeFront transaction; participated on
conference calls related to the ForeFront closing;
correspondence with members of the working group related to
Stanford's investment in the Israel Opportunity Fund.
.40 Call with, email to C. Adams regarding
REDACTED
05/17/09
C N Adams
.70 Email exchange with eLandia regarding open issues; private
equity M&A advisors.
05/17/09
J M Greer
1.40 Correspondence with Craig Adams regarding ForeFront;
reviewed correspondence related to private equity matters.
05/18/09
C N Adams
1.10 Correspondence with potential private equity advisors;
telephone conference with Hugh Howser regarding Forefront
issues.
05/18/09
J M Greer
2.50 Phone calls with Hugh Howser with regard to the: ForeFront
asset sale; phone calls with Herschel Hamner and Craig Adams
regarding DGSE; correspondence with Chuck Weiser and
Ozzie Pi with regard to private equity matters; attended to
miscellaneous projects.
05/18/09
Y Lahiri
.60 Review Fortress proposal and internal discussion re: same.
05/19/09
C N Adams
.60 Attention to Israel Opportunity Fund investment.
05/19/09
J M Greer
3.50 Reviewed materials related to Stanford's investment in the
Israel Opportunity Fund; phone call with Chuck Weiser, Ozzie
Pi and Craig Adams with regard to Midway CC Hotel Partners
LP and the Israel Opportunity Fund; prepared and executed a
non-disclosure agreement for Fortress Investment Group
related to Stanford's real estate portfolio; attended to
miscellaneous projects.
05/20/09
C N Adams
1.30 Attention to issues regarding Forefront and liquidation of
assets; attention to retention of private equity advisors.
05/20/09
J M Greer
.20 Reviewed and made comments to Chuck Weiser's summary of
and recommendation related to Stanford's investment in
Midway CC Hotel Partners LP.
155
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05/20/09
H T Hamner III
.40 Correspondence with F. Fram regarding letter to be sent to
investors in Paradigm fund.
05/21/09
C N Adams
1.90 Reviewing Israel Opportunity fund offer; reviewing proposals
for private equity advisors; telephone conference with potential
advisors regarding same; telephone conference with Chuck
Weiser regarding private equity investment issues.
05/21/09
J M Greer
2.80 Phone call with Chuck Weiser and Ozzie Pi to discuss the
Israel Opportunity Fund and Midway CC Hotel Partners LP;
reviewed and located certain information related to Stanford's
investment in DGSE Companies; correspondence with
Malcolm Lovett and Victor Kurylak with regard to SCM
Alternative Income I.
05/21/09
H T Hamner III
05/22/09
C N Adams
3.00 Telephone conferences with Chuck Weiser, Ozzie Pi and John
Greer regarding fund investment offers; reviewing same;
telephone conference with Forefront regarding liquidation.
05/22/09
S W Cooper
.30 Telephone conference with Craig Adams and John Greer on
asset disposition issue.
05/22/09
J M Greer
05/24/09
J M Greer
.70 Prepared and drafted non-disclosure agreements for Chuck
Weiser.
05/26/09
C N Adams
.60 Reviewing private equity offers.
05/26/09
J M Greer
.10 Responded to email regarding letter to Paradigm Core Fund
investors.
4.30 Prepared and drafted a letter to counsel for DGSE Companies,
Inc.; participated on phone calls with Chuck Weiser, Ozzie Pi
and Craig Adams to discuss Stanford's investment in Oasis
Bank, Midway CC Hotel Partners, LP and the Israel
Opportunity Fund; conference call with Stan Harris of
ForeFront to discuss issues related to the winding down of
ForeFront's operations; sent correspondence to Robin Bergen,
ACON Investments LLC's outside counsel; attended to
miscellaneous projects.
1.10 Phone call with Mark Carlson regarding
REDACTED
phone call with Chuck Weiser, Ozzie Pi and
Craig Adams with regard to Stanford's investment in feature
films.
05/27/09
C N Adams
3.10 Preparing summary of private equity proposals; telephone
conferences with prospective advisors regarding proposals;
telephone conference with Malcolm Lovett regarding same;
reviewing proposals; reviewing Midway and Israel offers.
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05/27/09
S W Cooper
05/27/09
J M Greer
3.30 Phone call with Chuck Weiser and Ozzie Pi to discuss
outstanding private equity matters; phone call with Gary
Stevenson of Memphis Biomed Ventures; correspondence with
ACON's outside counsel regarding Stanford's investment in
ACON-related funds; correspondence related to Stanford's
investment in American Leisure Group.
05/28/09
C N Adams
1.50 Reviewing materials regarding films; telephone conference
with working group regarding The Ultimate Gift; telephone
conference with Rit Webb regarding private equity advisor
proposal; telephone conference with Malcolm Lovett regarding
same; emails with management of eLandia.
05/28/09
J M Greer
3.90 Reviewed supplemental materials provided by ACON's counsel
with regard to Stanford's investment in ACON-related entities;
correspondence with Mark Carlson regarding the potential
offer for Stanford's interest in Memphis Biomed Ventures II
and SSM Ventures III; prepared and drafted a summary of
interview with Gil Lopez; correspondence related to Midway
CC Hotel Partners LP and the issuance of a capital call;
reviewed offers for Stanford's investment in the Israel
Opportunity Fund, Memphis Biomed Ventures II and SSM
Ventures III; reviewed eLandia's voting trust agreement with
Stanford International Bank.
05/29/09
C N Adams
05/29/09
J M Greer
Matter Total
079716.0113
.20 Emailed with Scott Weiselberg on eLandia proposal; telephone
conference with Martin Pedata on eLandia share ownership
issue.
.90 Telephone conference with Park Hill regarding private equity
issues; reviewing materials regarding same.
2.10 Reviewed materials related to Stanford's investment ACON
Triple Holdings; correspondence with Victor Kurylak
regarding Stanford's investment in SCM Alternative Income I;
reviewed correspondence from Health Systems Solution
regarding its attempt to market the company and retain an
investment banker.
320.20
Receivership Corporate Matters
Hours
04/13/09
C N Adams
Description
4.20 Telephone conference with Jeanette Day regarding payable
issues; reviewing Dan Roffman affidavit regarding Montreal
office; telephone conference with FTI regarding accounting
documents; telephone conference with Kristie Blumenschein
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regarding receivership issues; reviewing payments to Antiguan
operations; reviewing claims; reviewing issues regarding move
to 5050 Westheimer.
04/13/09
R M Caine
5.60 Assisted in relocation of Stanford Receivership personnel and
files.
04/13/09
J A Cialone, II
1.00 Meeting at SEC's Forth Worth office; related calls and emails.
04/13/09
J G Foster
1.40 Reviewed information provided by M. Strothers regarding
warehouse vaults to be sold and updated memo to M. Lovett
regarding proposed plan for sales; attention to warehouse
facility bids and analysis of same; conferred with S. Lindstrom
regarding warehouse issues; conferred with M. Strothers
regarding warehouse paper recycling status.
04/13/09
J R Hollis
6.90 Email correspondence and miscellaneous project tasks; worked
with Steve Lindstrom and Oscar Hernandez to coordinate move
of 5050 Westheimer with CBRE.
04/13/09
J T Leslie
9.20 Office conference with Ralph Janvey and Kristie Blumenschein
regarding closure of 5051 Westheimer and relocation to 5050
Westheimer; drafted the plan for occupation of 5050
Westheimer; coordinated with Team Leaders at branch offices
regarding office closures; participated in a telephone
conference with Craig Adams regarding the relocation to 5050
Westheimer and other project issues; updated the Office
Closure Status Report; completed other project tasks.
04/13/09
J T Leslie
1.30 Office conference with Steve Lindstrom and telephone
conference with Gail Foster regarding warehouse space for
document retention.
04/13/09
C W Rancher
3.20 Updated delivery addresses for the receivership's new location;
organized the receipt and distribution of correspondence;
performed project tasks.
04/13/09
N M Starbuck
8.70 Updated and/or revised document log to include additional
financial documents received from E&Y; maintained
production database; assisted in recovery of documents
received from Proskauer Rose.
04/13/09
H C Tucker
7.80 Followed up on the development of a list of all executory
contracts; determined status of payments to Verizon; contacted
Advent regarding termination of services, and drafted a letter
REDACTED
ensured payment of New Haven
Moving Equipment and Texas Technical Services; evaluated
transfer of files from secure room on the 15th and 17th floors
to the 5050 building; performed miscellaneous project tasks.
04/13/09
L G Whiting
.10 Responded to C. Adams email regarding B. Stutts stock
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certificate project.
04/14/09
C N Adams
3.50 Reviewing claims issues.
04/14/09
J A Cialone, II
4.00 Calls and emails about RAS activities; attention to Broker
complaint; worked with Receiver to manage team's work
throughout the day.
04/14/09
J G Foster
3.10 Reviewed warehouse materials status update received from M.
Strothers; review and analysis of revised warehouse facility
bids, insurance coverage issues, and inventory tracking system
alternatives, and discussed with S. Lindstrom;conferred with
M. Lovett regarding furniture, vault and book sale issues and
status; conferred with J. Greer and B. Fortin regarding
insurance coverage for materials to be stored in new
consolidated warehouse facility and prepared report to S.
Lindstrom and M. Lovett regarding same;reviewed G.
Farina/T&K email and documentation regarding computer
equipment in office moves; attention to warehouse material
sales bid issues.
04/14/09
D L George
5.00 Assisted with various projects related to move to 5050
Westheimer, including assisting with organizing and finalizing
Memphis boxes; retrieved requested materials for Craig
Adams; conferred with Marisa Hurd and offices regarding
office space at 5050 Westheimer to assist in placement of files
and outside materials.
04/14/09
J R Hollis
4.10 Email correspondence and miscellaneous project tasks,
especially related to the move from 5051 Westheimer to 5050
Westheimer; prepped 5051 Westheimer for the first wave of
files to be moved.
04/14/09
J C Huddleston
7.60 Inventoried and labeled 5051 Westheimer Secure Room
contents for relocation to 5050 Westheimer building.
04/14/09
M C Hurd
3.60 Attended to secure storage of original hard copy and electronic
documents; discussion with Tom Leslie regarding same; office
conferences and phone call with Gail Foster regarding
documents and items from New York and Memphis offices
documents.
04/14/09
M D Kusey
1.50 Entered incoming correspondence into correspondence log.
04/14/09
J T Leslie
2.00 Office conferences with Craig Adams, Steve Lindstrom and
Malcolm Lovett regarding warehouse storage location and
procedures for document retention.
04/14/09
J T Leslie
5.00 Telephone conferences with Team Leaders and other local
personnel regarding issues with office closures; office
conference with Malcolm Lovett regarding office closures;
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addressed other issues with respect to office closures;
completed other project tasks.
04/14/09
N M Starbuck
4.90 Assisted in relocation of Stanford Receivership personnel and
files.
04/14/09
W F Stutts, Jr.
.40 Bank of Antigua website issues; report and press information.
04/14/09
H C Tucker
9.70 Approved payment of aircraft appraiser; located space in 5050
for a secure file room; followed up on Verizon payments;
approved other priority payables; met with Araceli Vega
regarding her transition to a new role; continued to log claims
against the Receivership Estate; determined whether the
Receivership has a tax ID number; performed miscellaneous
project tasks.
04/14/09
A F York
2.00 Coordinated with office closing team: IT, compliance, CBRE,
and Baker Botts; reviewed office closing protocol.
04/15/09
C N Adams
4.30 Conferences with Ralph Janvey regarding payables;
conferences with Kristie Blumenschein regarding open issues;
conferences with Malcolm Lovett regarding receivership
issues; teleconferences with Jeanette Day regarding payables;
conference with Ralph Janvey regarding receivership issues.
04/15/09
J A Cialone, II
3.20 Attention to press release and disclosure matters; attention to
broker complaint issues; assisted the Receiver throughout the
day in managing his professional team and dealing with
developing issues.
04/15/09
J M Greer
3.00 Particpated in an interview of Osvaldo Pi.
04/15/09
J R Hollis
04/15/09
J C Huddleston
1.20 Updated Investor Inquiry Log based on incoming
correspondence.
04/15/09
J T Leslie
1.00 Office conference with Steve Lindstrom regarding warehouse
and document retention issues; telephone conference with Gail
Foster regarding warehouse and document retention issues.
04/15/09
J T Leslie
5.40 Telephone conferences with local teams regarding issues with
office closures; office conferences with Malcolm Lovett, Jeff
Hollis, and Steve Lindstrom regarding the Houston office
closure; completed other project tasks and coordination.
04/15/09
C W Rancher
8.20 Reviewed weekly payables listing; met with J. Day to discuss
11.40 Email correspondence and miscellaneous project tasks; worked
with Steve Lindstrom and Oscar Hernandez to coordinate move
of 5050 Westheimer with CBRE. Bulk files were moved out;
essential individual files were boxed in order to be packed on
Thursday and Friday; worked with IT to coordinate move and
internet connectivity issues at 5050 Westheimer.
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payments through Bank of New York Mellon; met with O.
Hernandez to coordinate mail and FedEx forwarding;
organized receipt and distribution of correspondence;
performed project tasks.
04/15/09
N M Starbuck
2.30 Prepared for relocation of Stanford Receivership personnel and
files; assisted B. Stutts and K. Blumenschein with document
intake and filing; updated production log and filing system for
documents related to the receivership.
04/15/09
H C Tucker
5.20 Authorized payment of April rent; evaluated pre-receiver
claims for security guard fees; located missing checks from St.
Croix; discussed Oracle technical support agreement
negotiation; performed miscellaneous tasks.
04/15/09
L G Whiting
04/15/09
A F York
9.00 Supervised Austin office closing site with Stanford IT and
compliance personnel; coordinated pick-up of leased
equipment at site; coordinated with movers, CBRE, and
landlord for pack and move to Houston and liquidation of
remaining assets.
04/16/09
C N Adams
3.10 Reviewing documents from St. Croix; conference with Karyl
Van Tassel regarding same; reviewing logistical issues with
Ralph Janvey regarding move to 5050; reviewing issues
regarding funds held by Schwab; reviewing office closure legal
issues; conference with Tom Leslie regarding same.
04/16/09
J A Cialone, II
4.00 Worked on airplane issues and attempted to develop the best
plan for achieving the maximum return; attention to
developments about lawyers for RAS; worked with Malcolm
Lovett to develop plan for his workload in clearing accounts;
managed legal issues for Receiver throughout the day.
04/16/09
J G Foster
1.40 Reviewed new warehouse bid (Pioneer) provided by CBRE;
reviewed warehouse storage bids and conferred with S.
Lindstrom regarding same; conferred with T. Leslie regarding
handling of computer equipment delivered from various
offices; attention to Orlando office electronic data question and
conferred with T. Leslie regarding same.
04/16/09
J R Hollis
8.70 Email correspondence and miscellaneous project tasks; worked
with Steve Lindstrom and Oscar Hernandez to coordinate move
of 5050 Westheimer with CBRE. Half of the offices were
moved out; phones, computers and other equipment was
labeled and moved to 5050 Westheimer in connection with IT
.40 Emailed C. Adams requested materials; emailed T. Davis
requested materials per T. Leslie; prepared FedEx per W.
Stutts; created binder per K. Blumenschein; emailed K.
Blumenshein requested materials.
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efforts to reestablish connectivity at 5050 Westheimer.
04/16/09
J C Huddleston
6.20 Prepared and labeled Baker Botts file, copied documents,
production documents and Jag I contents for relocation to 5050
Westheimer location.
04/16/09
J T Leslie
4.70 Office conference with Craig Adams regarding the Houston
office closure; reviewed information related to office closures
and revised the Operations Plan and the Status Report for
office closures; telephone conferences with Team Leaders
closing branch offices and addressed other issues surrounding
closure of the branch offices; completed other project tasks.
04/16/09
J T Leslie
.50 Telephone conference with Gail Foster regarding electronic
document collection in Orlando; office conference with Karyl
Van Tassel and Kevin Blake of FTI regarding electronic data
collection in Orlando.
04/16/09
C W Rancher
7.50 Updated receipt of political contributions; met with M.
Barnhart to establish new mail procedures for new location;
organized receipt and distribution of correspondence;
performed project tasks.
04/16/09
N M Starbuck
1.50 Assisted R. Husseini with logging documents received from
Chamberlain, Hrdlicka, White, Williams & Martin; assisted in
relocation of files related to the receivership.
04/16/09
H C Tucker
04/16/09
R H Wood
04/16/09
A F York
04/17/09
C N Adams
12.90 Evaluated and then authorized negotiation of a three month
renewable technical services agreement with Oracle; secured
JPMorgan checks during move to 5050; discussed payment
amount for April rent in 5051; supervised removal of sensitive
documents to new location in 5050; organized files rooms for
move; established a new secure room for documents in the
5050 building; performed miscellaneous project tasks.
.30 Updated the Stanford Political Contribution return list and sent
it to Jim Grace.
10.50 Supervised Austin office closing site with Stanford IT and
compliance personnel; coordinated pick-up of leased
equipment at site; coordinated with movers, CBRE, and
landlord for pack and move to Houston and liquidation of
remaining assets; granted access to employees to retrieve
personal belongings and client files with letters of
authorization.
2.60 Reviewing office closure legal issues; reviewing issues
regarding claims by employees; telephone conference with Joe
Cialone regarding budget issues; preparing budget for legal
work.
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04/17/09
J A Cialone, II
5.00 Calls, meetings and emails throughout the day with Receiver
an team to handle legal issues related to Antigua, airplanes, real
estate, litigation and account clearance.
04/17/09
J G Foster
3.60 Examined warehouse facilities and document management
inventory systems in connection with selection of new
warehouse/storage facility for documents and data for all
Stanford US offices; review and analysis of warehouse vendor
bids comparison chart; conferred with T. Leslie regarding
warehouse/storage comparison and decision regarding same;
reviewed report regarding conclusion of Austin office packing
and moving; attention to T. Leslie report on office
move/closing status.
04/17/09
H T Hamner III
04/17/09
J R Hollis
8.00 Miscellaneous project tasks for Malcolm Lovett; coordination
and supervision of Stanford headquarters move; furniture and
fixed asset disposition.
04/17/09
J C Huddleston
6.10 Prepared and labeled Baker Botts file, copied documents,
production documents and Jag I contents for relocation to 5050
Westheimer location.
04/17/09
J T Leslie
3.20 Conducted an office conference with Steve Lindstrom
regarding warehouses for document retention; conducted
telephone conferences with Gail Foster, Craig Adams and
Malcolm Lovett regarding warehouses for document retention;
researched issues regarding document retention and
coordinated for document retention.
04/17/09
J T Leslie
3.90 Revised the Operations Plan and the Office Closing Status
Report; participated in a telephone conference with Craig
Adams regarding the Houston relocation; conducted an office
conference with Steve Lindstrom regarding the Houston
relocation; completed other project tasks.
04/17/09
C W Rancher
2.20 Prepared files and working papers for move; organized receipt
and distribution of correspondence; performed project tasks.
04/17/09
N M Starbuck
3.60 Received and filed reports of materials on H. Failing CDs;
assisted in relocation of Stanford Receivership personnel and
files.
04/17/09
H C Tucker
3.50 Finished packing up the remaining documents and 5051 office;
setup the new office in 5050; performed miscellaneous project
tasks.
04/17/09
R H Wood
.20 Attention to Stanford equity ownership in Merchants
Commercial Bank, potential sale of same.
.60 Created a sheet of contacts regarding the Stanford
contributions.
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04/17/09
A F York
5.50 Supervised Austin office closing site with Stanford IT and
compliance personnel; coordinated pick-up of leased
equipment at site; coordinated with movers, CBRE, and
landlord for pack and move to Houston and liquidation of
remaining assets; supervised pack and move of documents and
computers to Houston.
04/18/09
C N Adams
3.80 Revising budget; telephone conference with SEC and Ralph
Janvey regarding outstanding budget issues; revising draft
interim report; reviewing CBRE contract.
04/18/09
J A Cialone, II
2.00 Calls and emails throughout the day with Receiver and team on
Receivership matters.
04/18/09
J G Foster
.20 Reviewed email from S. Lindstrom regarding warehouse cost
estimate issues and change in selected facility.
04/18/09
J T Leslie
.50 Telephone conferences with Malcolm Lovett and Craig Adams
regarding the CBRE services agreement.
04/19/09
C N Adams
1.50 Reviewing revised interim order.
04/19/09
J A Cialone, II
2.00 Calls and emails throughout the day with Receiver and team
regarding Receivership issues.
04/19/09
J M Greer
.70 Compiled data regarding Stanford's brokerage offices and nonfinancial businesses.
04/19/09
M C Hurd
.20 Corresponded with Tom Leslie regarding status of missing
Stanford-issued laptops.
04/19/09
J T Leslie
8.60 Telephone conferences with Malcolm Lovett and Craig Adams
regarding the CBRE services agreement; reviewed and revised
subcontractor contracts with the receiver; revised the CBRE
services agreement for closure of the branch offices; reviewed
progress of the Houston office relocation.
04/19/09
J T Leslie
.50 Reviewed issues related to electronic document collection and
corresponded with Gail Foster regarding recommendations
related to electronic document collection.
04/20/09
C N Adams
3.50 Telephone conference with Ralph Janvey, Joe Cialone and
Richard Roper regarding receivership issues; reviewing
employee claims issues; telephone conference with Gary
Osborne regarding EY work and related issues; telephone
conference with Tony Davis regarding review process; review
of agreements for receiver's signature.
04/20/09
J A Cialone, II
4.00 Attention to draft report; calls, meetings and emails about
litigation and Antigua receivers; worked with Receiver on
Receivership issues.
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04/20/09
J G Foster
3.20 Reviewed lists regarding missing laptops, status of same and
request for return by custodian; attention to Miami
packing/moving status report; reviewed email and spreadsheet
regarding same and conferred with G. Connell/CBRE
regarding warehouse pallet issues; conferred with R. Davis and
J. Penn/T&K regarding issue with K. Cox retaining certain files
and approval for same; conferred with S. Lindstrom regarding
warehouse material disposition plan status and regarding
computer equipment issues; conferred with S. Lindstrom and
T. Leslie regarding warehouse pallet issue and warehouse
space/cost calculations and resolution of same;
revised/finalized memo regarding warehouse materials
disposition proposal and forwarded to M. Lovett for review and
approval.
04/20/09
J R Hollis
04/20/09
M C Hurd
04/20/09
J T Leslie
7.30 Telephone conferences with Team Leaders to address issues
with office closures; revised the Status Report related to office
closures; addressed issues related to the Houston relocation;
coordinated for the Houston relocation; completed other project
tasks.
04/20/09
H C Tucker
REDACTED
8.50 Drafted a letter
canceled a Broadband account for Stanford Aviation;
determined WAPA bills for payment; checked on proper
payment of remaining Broadband services; ensured payment of
Venezuelan political risk policy; began compiling priority
payables list; drafted an inventory of marketing materials kept
at the W. Clay warehouse; performed miscellaneous project
tasks.
04/20/09
R H Wood
.20 Informed John Zabaneh of the procedure for obtaining the
Stanford PAC funds.
04/20/09
A F York
.70 Coordinated access to Austin office for Furniture Solutions;
coordinated identification and pickup of leased equipment at
Austin office.
04/20/09
A F York
1.00 Coordinated with IT, compliance, and CBRE reps in
preparation for San Antonio office closing.
04/21/09
C N Adams
1.70 Reviewing assets listing; reviewing interim report; reviewing
claims inquiries.
10.90 Miscellaneous project tasks for Malcolm Lovett; coordination
and oversight of the move from 5051 Westheimer to 5050
Westheimer; furniture and fixed asset disposition.
.60 Corresponded and phone call with Gail Foster regarding
procedure for obtaining employee's missing desktop for
imaging.
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04/21/09
J A Cialone, II
4.00 Attention to investor complaints and theories on which
Receiver has been threatened with suit; reviewed account
release processes; calls and emails with team throughout the
day.
04/21/09
J G Foster
04/21/09
J R Hollis
4.80 Furniture sales and the coordination of the move out of 5051
Westheimer; miscellaneous project tasks.
04/21/09
J T Leslie
6.60 Addressed issues related to the Houston relocation; telephone
conferences with Team Leaders closing branch offices; office
conferences with Ralph Janvey, Kristie Blumenschein, Joe
Cialone, and Craig Adams regarding the Houston relocation
and closure of the branch offices; office conferences with Steve
Lindstrom and Margaret Bader regarding the Houston
relocation and closure of the branch offices.
04/21/09
H C Tucker
04/21/09
A F York
2.00 Final visit to Austin office; coordinated pickup of leased
equipment in Austin; coordinated schedule with San Antonio
office closing team.
04/22/09
C N Adams
3.70 Attention to issues regarding closure of St. Croix office and
transfer of property; conference with Karyl Van Tassel
regarding work plan and budget; reviewing issues regarding
Stanford boats and transport to Florida; conference with Gary
Osborne regarding work plan; preparing receivership work
plan; reviewing and responding to receivership claims.
04/22/09
J A Cialone, II
4.00 Calls, meetings and emails with Receiver and team regarding
litigation issues, airplanes, real estate, office closings, and
Receiver's report; attention to report draft.
04/22/09
D L George
04/22/09
J T Leslie
04/22/09
H C Tucker
.80 Conferred with M. Strothers and S. Lindstrom regarding
warehouse materials transfer to new facility; conferred with C.
McDougald/Stanford regarding
REDACTED
drafted
report to C. Adams regarding same.
.70 Ensured payment of Innovative phone service in St. Croix;
compiled Oracle technical services agreements.
.30 Updated Tom Leslie's spreadsheet related to office closing
costs.
4.90 Reviewed and revised contracts to related to the employment of
subcontractors providing logistical support for the office
closures; telephone conferences with Team Leaders closing
branch offices; office conference with Craig Adams regarding
the closure of the Mexia branch office and other issues related
to office closures.
.70 Identified accounts for utilities in St. Croix necessary for the
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offices to function; ensured payment of those accounts.
04/22/09
A F York
1.20 Coordinated pickup of leased equipment from Austin site;
attention to status of liquidation contract and liquidator's access
to building.
04/23/09
J A Cialone, II
4.00 Attention to airplane settlement proposal; attention to Examiner
issues and order; calls and emails about Holt issues and assets;
disclosure issues; attention to Canada proceedings and strategy;
attention to litigation strategy.
04/23/09
J G Foster
1.10 Conferred with S. Lindstrom regarding warehouse storage
issues and status; reviewed T. Leslie email regarding Court's
signing of order allowing disposition of certain assets and
conferred with S. Lindstrom regarding proceeding with
proposed sales.
04/23/09
M D Kusey
4.00 Entered correspondence into communications log.
04/23/09
J T Leslie
8.20 Telephone conferences with Team Leaders regarding branch
office closures; coordination for the Houston relocation;
updated the Office Closure Status Report; reviewed and revised
contracts for logistics companies assisting with office closures;
office conference with Fred Fram regarding security handover;
office conferences with Malcolm Lovett regarding
miscellaneous matters; completed other project tasks.
04/23/09
A F York
04/24/09
C N Adams
1.10 Reviewing budget data; reviewing issues regarding
receivership.
04/24/09
J A Cialone, II
2.00 Attention to issues in office closing; attention to investor
requests for information and account matters;attention to
disclosure matters.
04/24/09
J G Foster
1.30 Conferred with S. Lindstrom regarding
.70 Coordinated with vendors for pickup of leased equipment.
REDACTED
reviewed updated
report on Houston and field office closures; attention to
warehouse materials and furniture disposition plan.
04/24/09
D L George
.30 Updated spreadsheet related to office closing costs per Tom
Leslie's request.
04/24/09
J M Greer
1.20 Reviewed files located in Allen Stanford's office.
04/24/09
M D Kusey
5.80 Entered correspondence into communications log.
04/24/09
J T Leslie
5.20 Revised the Operations Plan and the Office Closure Status
Update and submitted to Team Leaders; conducted an office
conference with John Greer regarding project issues; telephone
conference with Malcolm Lovett regarding closure of the
branch offices; telephone conferences with Team Leaders
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regarding closure of the branch offices; completed other project
tasks.
04/24/09
H C Tucker
4.90 Evaluated files in Allen Stanford's personal office for removal.
04/24/09
A F York
1.00 Coordinated with Canon regarding pickup of leased copier and
possible data stored on copier; coordinated with San Antonio
closing team regarding scheduling and access.
04/25/09
C N Adams
2.60 Reviewing issues regarding office closures; telephone
conference with Tom Leslie regarding same.
04/25/09
J G Foster
04/25/09
J T Leslie
1.50 Telephone conference with Craig Adams regarding project
issues; coordinated for closure of the branch offices.
04/26/09
A F York
2.00 Attention to San Antonio office closing.
04/27/09
C N Adams
5.00 Reviewing payables issues; attention to receivership claims and
related issues; conferences with team regarding same.
04/27/09
J A Cialone, II
3.00 Calls, meetings and emails throughout the day related to
staffing and budgeting, developing task assignments,
monitoring work in process, assisting Receiver in his
responsibilities.
04/27/09
J G Foster
.20 Attention to documentation received from office closings;
reviewed email regarding copier data issues.
04/27/09
D L George
.20 Updated Tom Leslie's spreadsheet related to office closure
costs.
04/27/09
J R Hollis
5.60 Coordinated furniture removal and office shut-down in Atlanta,
Memphis and Dallas related to the sale of furniture in those
offices to Oppenheimer; miscellaneous project tasks and
correspondence.
04/27/09
J T Leslie
7.20 Telephone conference with John Greer regarding Miami office
closure and move; coordination for Miami office closure and
move; office conference with the Frizell Group regarding
security issues; telephone conference with Jim McLaughlin
regarding office closures; reviewed and revised the expense
calculations for office closings; telephone conferences with
Malcolm Lovett and Jeff Hollis regarding office closings.
04/27/09
C W Rancher
04/27/09
H C Tucker
.30 Reviewed update regarding insurance coverage for warehouse
items.
.20 Telephoned T. Blum of United States Postal Service
concerning receivership order to transfer mail to the Receiver's
new location.
5.60 Completed examination of remaining files and miscellaneous
items in Mr. Stanford's private office suite.
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04/27/09
A F York
10.30 Supervised San Antonio office closing site with Stanford IT
and compliance personnel; coordinated pick-up of leased
equipment at site; coordinated with movers, CBRE, and
landlord for pack and move to Houston; granted access to
employees to retrieve personal belongings and client files with
letters of authorization.
04/28/09
C N Adams
9.60 Reviewing payables; reviewing and revising draft budget for
receivership work; reviewing issues regarding ownership of the
Robust Tug; conference with representatives of SEC regarding
work plan for receivership; reviewing issues regarding PAC
contributions; reviewing issues regarding office closures and
document retention issues.
04/28/09
J A Cialone, II
6.00 Meeting with SEC in Houston to cover numerous topics related
to the receivership; calls and other meetings related to
Antiguan issues, real estate, taxes, pending and contemplated
litigation and other receivership matters.
04/28/09
J G Foster
.30 Attention to insurance coverage issues for computer equipment
stored at consolidated warehouse facilities.
04/28/09
J R Hollis
4.80 Coordinated pickup of vendor machines (e.g., copier machines)
in various branch offices; miscellaneous project tasks,
particularly with respect to the shut down of the Dallas office.
04/28/09
J T Leslie
4.10 Telephone conferences with Team Leaders regarding office
closures; telephone conference with Orlando Sanchez
regarding security issues; reviewed the Oppenheimer Asset
Purchase Agreement; attended to other project matters.
04/28/09
C W Rancher
1.20 Telephoned J. Day and A. Galioto regarding
REDACTED
drafted email
REDACTED
04/28/09
R H Wood
1.20 Spoke with Congressman's office regarding return of Stanford
donations; spoke with the U.S. House Clerk's Office regarding
filing of lobbying disclosure forms for the first quarter for
Stanford Financial PAC; spoke with the Senate offices as well;
submitted completed termination form to the House and
Senate.
04/28/09
A F York
6.00 Supervised San Antonio office closing site with Stanford IT
and compliance personnel; coordinated pick-up of leased
equipment at site; coordinated with movers, CBRE, and
landlord for pack and move to Houston.
04/29/09
C N Adams
4.30 Reviewing payables issues; reviewing issues regarding PAC
contributions; conference with Malcolm Lovett regarding
receivership claims; reveiwing protocol for reviewing urgent
account review requests; reviewing employee claims;
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teleconference with working group regarding examiner call.
04/29/09
J A Cialone, II
2.40 Attention to correspondence from Stanford's lawyers; related
calls and emails throughout the day.
04/29/09
J G Foster
.30 Reviewed report regarding San Antonio office move; reviewed
sales documentation form.
04/29/09
J R Hollis
7.10 Coordinated and participated in move-out of 5051 Westheimer
building; worked with CBRE and Steve Lindstrom to get
equipment out; segregated and retained important documents in
the warehouse at 5050 Westheimer.
04/29/09
J T Leslie
8.00 Office conference with Fred Fram, David Frizell, and Orlando
Sanchez regarding security issues; researched information for
and updated the Office Closure Status Report; office
conferences with Craig Adams regarding office closures and
other project issues; telephone conferences with Team Leaders
regarding office closures; office conference with Steve
Lindstrom regarding office closures and the Houston
relocation; attended to other project matters.
04/29/09
R K Shah
3.30 Contacted Treasurer of Stanford Employees' PAC to discuss
termination of the PAC; worked with John Zabaneh to
determine next steps for closure of the PAC; researched federal
election law REDACTED
04/29/09
N M Starbuck
3.00 Assisted J. Greer with duplication of Phoenix Bay Investment
Agreements; updated Receivership Document log to include
additional financial documents and documents obtained from
M. Kuhrt's office.
04/29/09
R H Wood
.30 Spoke with the treasurer of the Stanford PAC about terminating
the PAC; analyzed our strategy with Ruchit Shah and Jim
Grace.
04/29/09
A F York
.40 Attention to San Antonio closing protocol and coordination
with CBRE.
04/30/09
C N Adams
1.70 Reviewing payables issues; attention to shipment of documents
and other items from St. Croix; reviewing issues regarding
escalated claims.
04/30/09
M E Burnett
.90 Searched for by-laws for Stanford Financial Employees PAC at
the request of Ruchit Shah.
04/30/09
J A Cialone, II
2.50 Worked on receivership projects throughout the day.
04/30/09
J M Greer
1.20 Reviewed Stanford Financial Group Company's Articles of
Incorporation, bylaws and corporate minutes in search of
references to the Stan PAC; correspondence with the Stanford
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treasury department concerning certain incoming payments.
04/30/09
H T Hamner III
.10 Conference with J. Greer regarding letter to send to portfolio
company regarding Stanford's investment.
04/30/09
J C Huddleston
4.00 Meeting with Todd Grey and Louis regarding Stanford office
inventory and procedures for cataloging and review of same.
04/30/09
J T Leslie
3.20 Conducted a site visit of the A-1 Freeman warehouse to review
and revise the document retention process; office conference
with management of the A-1 Freeman warehouse regarding the
document retention process; telephone conference with Tim
Hudson regarding Iron Mountain documents.
04/30/09
J T Leslie
5.30 Telephone conference with Susie Strong regarding security
issues; telephone conferences with Team Leaders regarding
office closures; coordination for office closures; coordination
for relocation of the Miami office; reviewed project
documents; completed other project tasks.
04/30/09
R K Shah
5.30 Analyzed receivership order and
continued
REDACTED
research of federal election law to
REDACTED
analyzed Stanford Financial Group Articles of
Incorporation and By-Laws to determine any PAC governance
issues; discussed case strategy with John Zabaneh and
corresponded on Stanford Financial by law issues with John
Greer; discussed case strategy with Radney Wood and Jim
Grace.
04/30/09
N M Starbuck
3.50 Met with Todd Grey at A-1 Freeman Warehouse to assess
filing system and intake of documents, computers, and supplies
from all US Stanford offices.
04/30/09
R H Wood
1.10 Met with Ruchit Shah regarding REDACTED
spoke with Ruchit and John Zabaneh
REDACTED
regarding
was involved in
conference call with Ruchit Shah and Jim Grace regarding the
REDACTED
and researched law governing
corporate control over an attached PAC.
05/01/09
C N Adams
7.10 Receivership business.
05/01/09
C N Adams
1.70 Teleconference with leasing company regarding claims
regarding copiers; teleconference with Jeanette Day regarding
payables; teleconference with Malcolm Lovett regarding
receivership issues.
05/01/09
J A Cialone, II
5.00 Worked on Receiver projects throughout the day; meetings,
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conference calls and emails concerning litigation and asset
recovery matters.
05/01/09
J R Hollis
1.70 Coordinated sale of Stanford assets in Atlanta, Memphis and
Dallas; miscellaneous project tasks and correspondence related
to the sale and move-out of those locations; miscellaneous
correspondence related to the move-out of 5051 Westheimer.
05/01/09
J T Leslie
3.20 Addressed follow-up issues involving office closures; reviewed
the Power of Attorney for customs clearance of the St. Croix
shipment; coordinated for payment of subcontractors involved
in the office closures; telephone conference with Steve
Lindstrom regarding facilities issues; updated the Office
Closure Status Report; attended to other project tasks.
05/01/09
J T Leslie
1.50 Correspondence and coordination regarding document
retention; telephone conference with Fred Fram and Steve
Lindstrom regarding electronic document collection; telephone
conferences regarding Iron Mountain document retention sites;
telephone conference with John Greer regarding document
requests.
05/01/09
R K Shah
4.30 Prepared for and participated in conference call with Pamela
Sederholm and her attorney Mark Braden; analyzed contract
between Sederholm and Stanford Financial Employees PAC;
Coordinated with John Greer to obtain copy of Jim
Conzelman's files in regards to the Stanford PAC; conducted
further FEC research and analysis at the direction of Jim Grace.
05/01/09
W F Stutts, Jr.
.30 Customer application packet; delivered same to FTI.
05/01/09
R H Wood
.30 Talked with Ruchit Shah and performed reading and research
prior to conference call with the treasuror of the Stanford PAC.
05/02/09
C N Adams
05/03/09
C N Adams
.30 Reviewing receivership payable issues.
05/03/09
R K Shah
.30 Communicated with Jim Grace regarding latest updates in our
efforts to get money back from Stanford PAC.
05/04/09
C N Adams
1.20 Attention to escalated claims issues; reviewing materials for
Ralph Janvey's signature.
05/04/09
J A Cialone, II
4.00 Conference call and related emails and meetings with members
of Receiver team about asset and cash status, bankruptcy, SEC
requests , FBI requests, document production, media and public
disclosures, Antiguan receiver activities and maneuvers, and
other routine matters related to the administration of the
receivership.
1.30 Teleconference with working group to discuss account review
process; reviewing claims against the estate.
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05/04/09
J G Foster
1.50 Attention to computer equipment insurance issues and
conferred with M. Lovett regarding resolution of same;
attention to document management issues relating to various
office moves.
05/04/09
J R Hollis
1.50 Miscellaneous correspondence and tasks, particularly with
respect to vendor contracts; GE Capital.
05/04/09
J R Hollis
1.20 Reviewed and completed listing of Stanford domestic offices.
05/04/09
J T Leslie
2.20 Coordination for the sale of de minimis assets of the
Receivership; coordination for the St. Croix shipment;
reviewed invoices for subcontractor payment; completed other
project tasks.
05/04/09
J T Leslie
.40 Telephone conference with Scott Chaisson regarding
documents in storage in Longboat Key; telephone conference
with Gail Foster regarding e-discovery.
05/04/09
N M Starbuck
5.20 Updated Receivership Log to reflect inclusion of additional
witness files and warehouse documentation; met with Gail
Foster re: Chain of Custody reports and moving documentation
for all SFG offices in preparation for warehouse
storage/inventory.
05/04/09
H C Tucker
1.10 Looked into payment of a vendor for the Denver office;
discussed storage of additional files and miscellaneous items in
Mr. Stanford's personal office suite.
05/05/09
C N Adams
2.00 Conference with receiver team regarding open issues.
05/05/09
J A Cialone, II
2.40 Calls and emails about political contributions and other PAC
issues; calls and meetings about account review process and
protocol; several meetings about routine administrative
matters; calls and emails to and from Receiver team about
questions of asset retrieval and preservation.
05/05/09
J G Foster
.90 Reviewed cost estimates for computer equipment insurance
coverage; reviewed J. Scarazzo email regarding delivery of
computer from Thompson & Knight, and conferred with
Monica Smith/T&K regarding same; attention to handling of
delivered computer, and provided direction to FTI.
05/05/09
J M Greer
.80 Reviewed and made comments to two proposed contracts with
Accudata.
05/05/09
J R Hollis
1.40 Miscellaneous correspondence; CBRE issue; discussion with
Steve Lindstrom and Fred Fram regarding Malcolm Lovett
assignment for next week.
05/05/09
M C Hurd
1.50 Corresponded with Tom Leslie regarding information for
missing computer letter; drafted and revised missing computer
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letter; reviewed correspondence related to desktop computer
provided to FTI; office conference with Bill Stutts regarding
location of SFIS documents; corresponded with Steve
Lindstrom and Stutts regarding same; office conference with
Gail Foster regarding documents from closed branch offices.
05/05/09
J T Leslie
1.10 Telephone conference with Malcolm Lovett regarding project
issues; drafted project documents; completed other project
tasks.
05/05/09
N M Starbuck
2.30 Prepared request letters for Stanford issued computers for
delivery to custodians; reviewed SFG marketing materials for
information on CD investments and SIBL.
05/05/09
H C Tucker
1.20 Compiled invoices for security services rendered in St. Croix
pre-receiver; discussed renewal of Oracle technical services
agreement contract; discussed status of vendor claim with
GHA Technologies' representative.
05/06/09
C N Adams
3.70 Conference with Malcolm Lovett regarding outstanding issues;
conferences with Joe Cialone regarding fee application and
other receivership issues; reviewing power of attorney and
issues regarding shipment from St. Croix; reviewing invoices
and payables issues; attention to grand jury subpoenas for
Laura Holt and Jim Davis property; attention to claims process.
05/06/09
J A Cialone, II
2.30 Calls and emails about account release protocol and progress;
reviewed draft posting on website about account review
process; attention to same; calls and emails about Stanford's
personal belongings; reviewed new Malouf letter; attention to
bankruptcy issues.
05/06/09
J R Hollis
2.60 Correspondence with Fram and Lindstrom; review of listing of
open executory contracts that will need to be rejected;
scheduled conference call on Monday morning.
05/06/09
J T Leslie
2.50 Office conference with Steve Lindstrom regarding office
closures; office conference with Malcolm Lovett regarding
office closures; revised the expense estimate for office
closures; telephone conference with CBRE regarding invoices.
05/06/09
S A Massad
2.00 Attended meeting at Stanford with Ralph and team to discuss
status of numerous matters; followed-up regarding same.
05/06/09
N M Starbuck
5.60 At the request of C. Adams reviewed SFG marketing materials
for information on CD investments and SIBL.
05/06/09
H C Tucker
05/07/09
C N Adams
.60 Discussed
REDACTED
1.30 Telephone conference with receiver team regarding fee
application issues; teleconference with Ralph Janvey, Kristie
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Blumenschein and Malcolm Lovette regarding employee
claims; reviewing claims issues.
05/07/09
J A Cialone, II
2.60 Calls and emails about account review process; attention to
broken loan issue; attention to employee termination claims;
calls and emails with Receiver about various administrative
issues; conference call with team; attention to numerous
account review issues.
05/07/09
J G Foster
.80 Attention to office closure issues; conferred with M. Lovett
regarding computer equipment insurance coverage.
05/07/09
J R Hollis
1.80 Miscellaneous issues and tasks, particularly with the Atlanta
landlord, security, and returning access cards and keys.
05/07/09
J R Hollis
1.70 Call with Malcolm Lovett; research into receivership law
regarding insurance carriers; call with Eric Soderlund;
miscellaneous correspondence.
05/07/09
J T Leslie
05/07/09
C W Rancher
2.10 Corresponded with Bank of New York Mellon concerning
authorized accounts; telephoned M. Barnhart concerning mail
forwarding order with U.S. Postal Service; responded to
Stanford inquiries.
05/07/09
N M Starbuck
3.40 Updated document log to include correspondence, witness
materials, and Receivership court documents.
05/07/09
H C Tucker
05/08/09
C N Adams
1.40 Attention to office closure issues; conferences with working
group regarding same; teleconferences with Malcolm Lovett
regarding claims.
05/08/09
J A Cialone, II
1.40 Attention to FAQs; attention to Stipulated Partial Release
issues.
05/08/09
J G Foster
05/08/09
J R Hollis
2.30 Miscellaneous project tasks; St. Croix port authority;
Tannenbaum issue.
05/08/09
J T Leslie
1.60 Addressed issues with respect to invoices from the branch
office closures; completed various project tasks.
05/08/09
H C Tucker
.70 Addressed issues with respect to the document retention
warehouse; telephone conference with Steve Lindstrom and
Todd Grey of A-1 Freeman regarding the document retention
warehouse.
.30 Logged new claims against Stanford; discussed with Sue Ayers
the elevation of a claim to a potential lawsuit.
.20 Attention to status of computer equipment insurance coverage;
reviewed M. Lovett email regarding same.
.40 Discussed with John Varkey the necessity to sign the Oracle
Technical Services Agreement; provided the Receiver with an
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updated version of the agreement.
05/09/09
C N Adams
1.10 Teleconference with Malcolm Lovett regarding outstanding
claims; reviewing emails regarding claims against receivership.
05/09/09
J A Cialone, II
2.50 Attention to document requests from and responses to
government; emails about Mr. Stanford documents and related
government requests; attention to routine administrative
matters for Receiver.
05/10/09
C N Adams
1.30 Reviewing outstanding employee claims issues; reviewing
claims against the receivership.
05/11/09
C N Adams
2.60 Teleconference with Richard Roper regarding employee issues;
teleconference with Ralph Janvey, Kristie Blumenschein and
Malcolm Lovett regarding employee issues; conference with
Joe Cialone regarding examiner issues.
05/11/09
J A Cialone, II
2.30 Reviewed Vantis letter and related materials; related calls,
emails and meetings.
05/11/09
J M Greer
05/11/09
J R Hollis
3.10 Conference call with Lovett, Fram, Lindstrom, Davis regarding
executory contract rejection; call with Eric Soderlund regarding
applicable law; begin review and rejection of applicable
contracts; miscellaneous tasks and correspondence.
05/11/09
J C Huddleston
3.70 Inventoried boxes from the SeaEagle and compiled chain of
custody form for same.
05/11/09
J T Leslie
2.40 Telephone conference with John Greer regarding project
coordination; completed project coordination tasks; researched
issues related to the Office Closure Status Report and revised
such report; coordinated for a fixed asset purchase of the
Tupelo office.
05/11/09
N M Starbuck
5.70 Inventoried contents of seven boxes obtained from the
SeaEagle in Ft. Lauderdale, Florida; Updated production and
document logs.
05/12/09
C N Adams
5.40 Conference with Malcolm Lovett regarding payables and other
legal issues regarding receivership; attention receivership
business.
05/12/09
J A Cialone, II
4.00 Reviewed Madoff materials on shutting down benefit plans;
calls and emails with Raborn and others; attention to Stanford
employment issues; calls and emails about SIB analysis being
prepared by FTI; related meetings; worked on various
administrative matters for Receiver; attention to account
release issues.
.80 Reviewed and made comments to an amended licensing
agreement with Oracle.
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05/12/09
J G Foster
.50 Conferred with S. Lindstrom regarding computer equipment
insurance coverage payment arrangements; conferred with T.
Leslie regarding coin company email review status.
05/12/09
J R Hollis
.40 Miscellaneous correspondence regarding procedure whereby
contracts are rejected.
05/12/09
J C Huddleston
4.10 Reviewed marketing media at the request of Craig Adams.
05/12/09
J T Leslie
2.00 Telephone conference with Greensboro vendors regarding
payment for office closures; drafted project documents;
updated the Office Closure Status Report and the Office
Closure Expense Tracker; completed project coordination
tasks; completed other project tasks.
05/12/09
W F Stutts, Jr.
05/13/09
C N Adams
2.30 Reviewing claims information; conference with Ralph Janvey
and Kristie Blumenschein regarding receivership matters;
telephone conference with working group regarding claims
review process.
05/13/09
J A Cialone, II
3.20 Attention to aircraft leasing and financing issues; related calls
and emails; reviewed KVT affidavit and discussed same with
team; attention to bankruptcy issues; related meetings and
conference call; considered strategic alternatives.
05/13/09
J R Hollis
05/13/09
J C Huddleston
7.80 Compiled and distributed partial release account
documentation for processing by Austin office; updated Claims
log; prepared SeaEagle boxes for transfer to a Stanford
representative; attention to marketing material review.
05/13/09
M C Hurd
1.00 Reviewed inventory and chain of custody forms along with
items in Sea Eagle boxes; office conference with Craig Adams
regarding same.
05/13/09
J T Leslie
1.20 Researched legal issues with respect to accounts payable;
coordinated for the Tupelo office closing; telephone conference
with Bill Cominsky regarding paralegal staffing.
05/13/09
J T Leslie
.80 Attended to issues involving document retention at the
warehouse; telephone conference with Craig Adams and other
coordination regarding documents in Longboat Key.
05/13/09
N M Starbuck
.40 Reviewed information from Mr. Janvey related to claims and
asset valuations.
.50 Miscellaneous correspondence with Fram and Lindstrom
regarding contract rejection issue; with Greer regarding
possible insurance issue.
2.00 Prepared RAS personal belongings found onboard the
SeaEagle for transmittal to J.C. Nickens.
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05/13/09
H C Tucker
.10 Reviewed claims against the Receivership Estate.
05/14/09
C N Adams
2.10 Reviewing issues regarding shipment of St. Croix items;
reviewing payables; telephone conference with Jeanette Day
regarding same; reviewing budget.
05/14/09
J A Cialone, II
REDACTED
4.50 Calls and emails about
, and general issues related to the
Receivership; consideration of various interest bearing account
options; calls, emails and meetings throughout the day related
to issues of asset searches, identification, collection and
preservation; revisited possible sources of value for Receiver.
05/14/09
J C Huddleston
6.20 Updated Claims log; prepared and transmitted partial account
documentation received from FITS to David Arlington for
processing.
05/14/09
M C Hurd
.80 Coordinated turnover of Sea Eagle boxes.
05/14/09
J T Leslie
.60 Attended to project coordination; completed project tasks.
05/14/09
R K Shah
.10 Communicated with Pamela Sederholm concerning PAC
closing matters.
05/14/09
N M Starbuck
.80 Assisted M. Lovett with transmittal of documents.
05/14/09
H C Tucker
.70 Drafted letter to Pacific Life authorizing release of proceeds
from corporate life insurance policies.
05/14/09
A F York
.80 Coordinated with vendors for pickup of leased equipment in
Austin and San Antonio.
05/15/09
C N Adams
1.20 Telephone conference with Jeanette Day regarding payables
issues; telephone conference with Malcolm Lovett regarding
receivership issues; telephone conference with Joe Cialone
regarding open issues; reviewing employee claims issues.
05/15/09
J A Cialone, II
5.00 Participated in several extended conference calls to discuss
various bankruptcy issues; reviewed related materials and
authorities; calls and emails throughout the day related to
account releases, real estate issues, general staffing and tasking,
working with Receiver on administrative and logistics matters,
and production to government of various materials requested
by them.
05/15/09
J C Huddleston
7.90 Prepared partial account ARS and confirmation documentation
for transmittal to David Arlington for processing; began
inventory of additional marketing media.
05/15/09
J T Leslie
.10 Analysis of the Iron Mountain contract regarding document
retention.
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05/15/09
H C Tucker
.30 Logged claims against the receivership estate; sent to Oracle
the signed Technical Services Agreement.
05/15/09
A F York
.90 Coordinated with vendors for pickup of leased equipment in
Austin and San Antonio.
05/16/09
C N Adams
.60 Review of payable issues; reviewing open issues; attention to
open items from examiner call.
05/16/09
J A Cialone, II
05/17/09
C N Adams
05/17/09
J A Cialone, II
1.20 Calls and emails about New York bankruptcy initiative;
attention to account release process and issues.
.70 Reviewing issues regarding Huntingdon condo; emails with
possible reviewing issues regarding payables.
2.50
REDACTED
emails about Stanford PAC and considered alternative
plans for PAC; attention to Stanford real estate issues; attention
to employee compensation and reimbursements; related calls
and emails.
05/17/09
R K Shah
.30 Communicated with Jim Grace regarding
05/18/09
C N Adams
1.20 Telephone conference with Ralph Janvey and Malcolm Lovett
regarding open issues; reviewing claims against estate.
05/18/09
J A Cialone, II
4.20 Calls and emails about bankruptcy and fraudulent conveyance
issues; emails with TK about same subject; attention to asset
collection issues, including automobiles; attention to staffing
and protocol for responding to government document requests;
calls and emails about
REDACTED
attention
to IRS issues, including litigation.
05/18/09
J C Huddleston
1.20 Prepared ARS and Confirmation documentation partial release
accounts.
05/18/09
J T Leslie
2.00 Addressed follow up issues related to office closures; attended
to other project coordination tasks; drafted project documents.
05/18/09
R K Shah
.10 Looked up and sent requested information regarding Jim
Conzelman to Jim Grace and Joseph Cialone.
05/18/09
H C Tucker
.40 Incorporated changes into a letter drafted to Pacific life.
05/19/09
C N Adams
REDACTED
2.10 Attention to claims against estate; reviewing insurance
cancellation issues; reviewing issues regarding claims review
process; telephone conference with Jeanette Day regarding
payable issues; telephone conference with Malcolm Lovett
regarding receivership issues.
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05/19/09
J A Cialone, II
2.30 Calls and emails with FTI about cash report and status;
attention to account release process and status; meeting at SFG
with Fred Fram and Rhonda Davis about processes between US
and Antiguan bank, including cash handling and account
opening and handling.
05/19/09
J C Huddleston
2.60 Inventoried boxes provided by Joan Stack from St. Croix.
05/19/09
J T Leslie
05/19/09
N M Starbuck
3.50 Indexed contents of three boxes received from Joan Stack (SFG
St. Croix).
05/20/09
C N Adams
3.00 Attention to claims issues; reviewing updated org chart;
preparing list of open issues for review with Ralph Janvey and
Kristie Blumenschein; reviewing payable issues; telephone
conference with Kristie Blumenschein regarding open issues;
telephone conference with Gary Osborne regarding accounting
issues; attention to office closures.
05/20/09
J A Cialone, II
3.30 Calls and emails throughout the day concerning logistics of
accomplishing tasks in Dallas; attention to status and staffing
questions; attention to fraudulent conveyance and other
clawback questions; attention to de minimis release questions;
calls and emails and meetings with team throughout the day to
coordinate legal work for Receiver.
05/20/09
J T Leslie
3.30 Office conference with Kerry Jackson regarding office
closures; office conference with Jeanette Day regarding
accounts; reviewed project documents; completed other project
tasks.
05/20/09
N M Starbuck
1.70 Contacted J. Stack and finalized index for RAS
items/documents obtained from St. Croix warehouse; assisted
T. Leslie with Receivership filing.
05/21/09
C N Adams
2.80 Reviewing issues regarding St. Croix assets; reviewing IT
agreement for execution by Receiver; reviewing issues
regarding wire transfers; reviewing payables issues; telephone
conference with Kristie Blumenschein regarding open issues;
reviewing budget estimates for expanding account certification
process.
05/21/09
J A Cialone, II
4.50 Attention to Receiver Affidavit; reviewed extensive materials
related to fraudulent conveyance and clawbacks, and calls and
emails related thereto throughout the day; calls and meetings
with team to facilitate handling of Receiver business.
05/21/09
J M Greer
.10 Reviewed document production record samples for the
warehouse.
.40 Reviewed and made comments to certain vendor contracts.
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05/21/09
J T Leslie
1.50 Attended to project coordination; dratted project documents;
telephone conference with Craig Adams; completed other
project tasks.
05/22/09
C N Adams
3.20 Reviewing payables issues; reviewing claims issues; telephone
conference with Malcolm Lovett regarding same; telephone
conference with EY regarding tax issues and asset
identification; telephone conference with Jeanette Day
regarding payables issues; reviewing account review issues;
reviewing Ontario securities letter.
05/22/09
J A Cialone, II
2.30 Calls and emails related to the accounts review process; calls
and emails with Stutts about Canada and other jurisdictions;
responded to SEC requests for organization chart.
05/22/09
J C Huddleston
5.10 Attention to compiling ARS data and account confirmations for
partial release.
05/22/09
J T Leslie
.80 Office conference with John Greer regarding project issues;
attended to project coordination; completed various project
tasks.
05/22/09
H C Tucker
.50 Drafted letter
05/22/09
T J Walters
4.30 Research 543 sale issues and chapter 15 conversion issues.
05/23/09
J A Cialone, II
3.00 Calls and emails with team regarding response to Examiner's
Report and Status Report; reviewed and considered materials
related to asset retrieval efforts.
05/23/09
T J Walters
2.30 Research 543 sale issues.
05/24/09
J A Cialone, II
2.50 Calls and emails with the team about account handling issues;
worked on solutions to perceived issues; attention to court
paper drafts.
05/25/09
J A Cialone, II
4.50 Calls and emails with team about asset collection and
preservation; calls and emails about private equity issues,
including potential advisors; attention to various court papers
requiring responses, and related calls and emails; reviewed
company materials.
05/25/09
T J Walters
2.30 Research chapter 15 conversion issues.
05/26/09
C N Adams
2.30 Attention to power of attorney regarding St. Croix items;
telephone conference with Malcolm Lovett regarding claims
issues; telephone conference with Kristie Blumenschein
regarding open issues regarding receivership; telephone
conference with Jeanette Day regarding payables; reviewing
detail regarding same.
05/26/09
J A Cialone, II
3.50 Worked on report and clawback analysis; reviewed cases on
REDACTED
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fraudulent transfers; reviewed materials on Receiver duties and
authority; calls and emails with team about document
production and about account review process; other routine
calls and emails to help with the administration and
coordination of the Receiver team.
05/26/09
J G Foster
.30 Attention to computer hardware insurance coverage issues.
05/26/09
J C Huddleston
05/26/09
M D Kusey
05/26/09
J T Leslie
1.70 Telephone conference with Kim Schlanger regarding rejection
of the Iron Mountain contract; coordination for Tupelo
document request; coordination with Iron Mountain for release
of documents.
05/26/09
J T Leslie
1.20 Coordinated for the Tupelo office closure; coordination for
office closure invoice payments; completed other project tasks.
05/26/09
C L McDowell
05/26/09
T J Walters
5.10 543 sale research and memo drafting.
05/27/09
C N Adams
3.20 Telephone conference with Kristie Blumenschein and Jeanette
Day regarding payables issues; preparing list of issues for
discussion with examiner; researching liability issues;
telephone conference with Doug Hubener regarding aviation
hangar expenses; telephone conference with working group
regarding open issues and examiner call; reviewing escalated
claims; reviewing issues regarding sale of property.
05/27/09
J A Cialone, II
3.00 Calls and emails throughout the day related to various
receivership issues including account review and release,
clawbacks, bankruptcy related issues and other pressing
matters; several extended conference calls to coordinated
various teams working on litigation papers, real estate issues,
gold and coins and other Receiver matters.
05/27/09
J G Foster
7.70 Assembled ARS forms and account confirmations for partial
release accounts to be sent to Austin office; prepared
production correspondence to the Department of Justice
.30 Searched correspondence and claims logs for "Oreste
TonarellI" per Tom Leslie.
.40 Consider exempt status of IRA accounts and respond to email
from T. Davis regarding same.
.60 Conferred with S. Lindstrom regarding
REDACTED
research and analysis of same and
appropriate temporary coverage amounts pending final
equipment inventories.
05/27/09
J R Hollis
.30 Correspondence related to sale of fixed assets to Oppenheimer
and follow-up regarding payment.
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05/27/09
J T Leslie
.60 Telephone conference with Sue Robinson; completed other
project tasks and coordination.
05/27/09
C W Rancher
.60 Drafted correspondence to secure the release of wire transfers
held by Bank of New York Mellon.
05/28/09
C N Adams
3.20 Reviewing escalated claims issues; reviewing power of
attorney issue; telephone conference with Clint Davis regarding
assets in St. Croix; reviewing invoices for outstanding
liabilities; telephone conference with Jeanette Day regarding
payables; reviewing employee claims issues; telephone
conference with Kristie Blumenschein regarding same;
telephone conference with Malcolm Lovett regarding
receivership issues; telephone conference with Joe Cialone
regarding same.
05/28/09
J A Cialone, II
4.00 Calls, meetings and emails bout status report, bankruptcy
filings, document production, account reviews and releases,
clawbacks, legal arguments, receiver order, real estate issues
and other routine matters.
05/28/09
J G Foster
05/28/09
J R Hollis
1.10 Miscellaneous tasks related to Oppenheimer sale; Bill of Sale,
wiring instructions, correspondence with Oppenheimer.
05/28/09
J T Leslie
1.60 Coordinated for the Tupelo office closures; completed other
project tasks and attended to other project coordination.
05/28/09
N M Starbuck
4.20 Assisted J. Greer with locating Lopez and Amadio interview
notes; Provided custodian contact information to B. Stutts;
Assisted S. Giles (FTI) with obtaining FA training materials;
Revised media log and reviewed SFG TPC presentations to
facilitate FBI request.
05/28/09
H C Tucker
1.40 Revised notes from the Gil Lopez interview.
05/29/09
C N Adams
1.10 Reviewing account review process; telephone conference with
Malcolm Lovett regarding same; reviewing issues regarding
employee expenses; reviewing payable issues; telephone
conference with Jeanette Day regarding same; telephone
conference with Kristie Blumenschein regarding same.
05/29/09
J A Cialone, II
3.50 Calls, meetings and emails throughout the day with team
concerning legal analysis of fraudulent conveyance, bankruptcy
and other litigation issues.
05/29/09
J G Foster
.60 Analysis of computer hardware valuations provided by S.
Lindstrom in connection with insurance coverage, and
conferred with S. Lindstrom regarding same.
.60 Conferred with S. Lindstrom regarding
and prepared memo to C.
REDACTED
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Adams regarding same.
05/29/09
J T Leslie
05/31/09
C N Adams
05/31/09
J T Leslie
Matter Total
079716.0114
1.80 Telephone conference with Craig Adams regarding project
matters; coordination for the Tupelo office closure.
.80 Reviewing payable issues; reviewing escalated claims issues.
1.60 Completed miscellaneous project tasks and coordination.
866.60
Real Estate Matters
Hours
Description
04/13/09
D T Arlington
.20 Reviewed letter from landlord of 5051 Westheimer; exchanged
email with Kevin Sadler regarding same
04/13/09
T M Davis
04/13/09
H T Hamner III
04/13/09
J R Hollis
3.60 Worked with Wade Dougherty, in house counsel at
Oppenheimer on bid for Stanford furniture; received and
discussed several other bids for the furniture with various
interested parties.
04/13/09
S A Lowman
3.20 Reviewed and responded to correspondence regarding St.
Croix residential properties; created spreadsheet of same with
mortgage information included; reviewed and responded to
correspondence regarding 505 Bastrop; discussed status of
leasehold transactions; reviewed From the Gecko
documentation and drafted default letter.
04/13/09
K E Schlanger
9.50 Call with Vornado regarding NY lease; Drafted
REDACTED
Calls with Bruce Speiser regarding 5051
Westheimer lease; Drafted letter to Bruce Speiser regarding
5051 Westheimer lease; Call with Dana Clayton regarding
Boca lease; Call with Linda Kocher regarding PNC sublease;
Reviewed PNC sublease; Call with Michael Strichter regarding
Longboat Key termination agreement; Email correspondence
with Emily Donahue regarding Miami lease; Prepared
REDACTED
Email correspondence and calls with Jim
McLauglin regarding furniture disposition; Email
correspondence with Kristian Nielsen regarding sale of real
property.
1.00 Discuss changes to real estate sale motion with M. Gregory
(.3); telephone conference with M. Gregory regarding K.
Sadler comments (.2); telephone conference with E. Söderlund
regarding New York lease issues (.2); telephone conference
with K. Schlanger regarding same (.3).
.20 Attention to emails from G. Groner regarding certain real estate
matters in St. Croix.
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04/13/09
E A Soderlund
1.40 Prepare for, participate in, and follow up with T. Davis and K.
Schlanger regarding REDACTED
04/13/09
T J Walters
04/13/09
R P Wright
04/14/09
T M Davis
.90 Exchange emails regarding real estate motion (.6); review New
York lease proposal (.2); email regarding McLean lease (.1).
04/14/09
D L George
.30 Transmitted selected materials to Kim Schlanger.
04/14/09
H T Hamner III
.10 Attention to correspondence from Schwab regarding sublease.
04/14/09
M B LiCalsi
8.20 Began Richmond office closure.
04/14/09
S A Lowman
2.50 Revised letter to From the Gecko and sent to Anita Baron for
review and delivery; reviewed Anita Baron draft letter and email correspondence regarding same; corresponded with
Tanzee Daily regarding properties at 505 Bastrop;
corresponded with Steve Lindstrom, Tom Leslie and Harrison
Tucker regarding keys to same; reviewed and responded to
correspondence regarding Trail Partners property; discussed
Holt-Pendergest real property
04/14/09
K E Schlanger
10.30 Reviewed and commented on Gecko letter; Prepared and
distributed rejection notices; Correspondence with landlords
and counsel regarding termination agreements and furniture
disposition; Calls with Bruce Speiser regarding 5051
Westheimer lease; Drafted letter to Bruce Speiser regarding
5051 Westheimer lease; Drafted letter to Austin landlord
regarding access; Call with Kristian Nielsen to discuss
questions related to sales process; Calls with Jim McLaughlin
to discuss furniture liquidation proposals; Drafted
REDACTED
Call with John Varkey
regarding relocation to 5050 Westheimer.
04/14/09
T J Walters
2.30 Revisions to order and motion re: rejection of executory
contracts.
04/14/09
R P Wright
3.50 Attention to 5051 negotiations on furniture disposal; Boca
rejection agreement; communications with Sam Cooper, Kim
Schlanger; attention to documentation sent to justify release of
Holt property from freeze and office conference with Staci
Lowman regarding same; communications with Charles
.90 Research sublease rejection issues.
2.30 Attention to Sugarland airport; NY LOC and related lease
claims; requests from Tim Durst regarding family assets of
Holt; 5051 claims to furniture by Pircher attorney; 5050 loan
default notice; Huntington unit; communications with Kim
Schlanger regarding NY and 5051 lease negotiations.
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Gordon regarding potential buyers for 5050 and bidding
process; telephone conference with Sam Cooper and Kim
Schlanger regarding 5050 moveout and proposed resposne to
landlord refusal to move furniture; attention to status of motion
to dispose of real estate; St. Croix broker sales procedures;
McLean lease negotiations.
04/15/09
H T Hamner III
.50 Conference with K. Epstein regarding issues with Schwab
sublease, Schwab letter of credit, St. Croix properties on which
Bank of Houston has a mortgage.
04/15/09
J C Huddleston
.70 Attention to obtaining copies of Sugar Land hangar
conveyance documents.
04/15/09
J T Leslie
.20 Telephone conference with Kim Schlanger regarding landlord
negotiations and real estate issues surrounding closure of the
Houston office.
04/15/09
M B LiCalsi
04/15/09
S A Lowman
3.20 Reviewed and responded to correspondence regarding
Sugarland hangar mortgage and keys to Bastrop units;
reviewed documentation for Holt-Pendergest properties;
drafted Memorandum regarding Holt-Pendergest property;
corresponded with Harrison Tucker regarding Bastrop units.
04/15/09
K E Schlanger
9.70 Meeting with Malcolm Lovett and Jeff Hollis regarding lease
negotiations and furniture disposition; Follow up with
landlords regarding credits for furniture; Email correspondence
with Bruce Speiser regarding 5051 moveout; Calls with Bob
Wright and Sam Cooper regarding 5051 landlord negotiations;
Call with Fried Frank regarding NY lease negotiation; Sent
letter to Austin landlord authorizing them to provide access to
CBRE; Revised Boca Raton landlord waiver; Call with
Herschel Hamner regarding Schwab sublease negotiation;
Email correspondence with Shelley Austin regarding Sugarland
hangar; Emailed documents to Tim Swearingen; Reviewed
Oppenheimer term sheet; Call with Jeff Hollis regarding
Oppenheimer deal; Calls with Jim McLaughlin regarding
furniture disposition.
04/15/09
T R Swearingen
1.10 Reviewing orders and related court filings; preparing for
conference call regarding sale of 5050 Westheimer.
04/15/09
L G Whiting
.20 Located motion requested by J. Huddleston and K. Schlanger
04/15/09
R P Wright
3.50 Attention to issues with moveout at 5051; correspondence and
telephone conferences with Sam Cooper, Malcolm Lovett, Kim
Schlanger, Tom Leslie regarding same; telephone conference
with Tim Swearingen regarding proposed sale of 5050
10.60 Completed Richmond office closure; began McLean office
closure.
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Westheimer and correspondence with CBRE representations
regarding same.
04/16/09
T M Davis
.70 Exchange emails with and discuss lease issues with K.
Schlanger (.4); exchange emails regarding Washington, D.C.
lease (.3).
04/16/09
H T Hamner III
2.10 Conferences with K. Schlanger, J. Hamilton, D. Arlington
regarding draw request by Schwab under Bank of Houston
letter of credit; email to K. Sadler regarding proposal to address
Schwab letter of credit draw requests, payment of Schwab
damages; responded to other emails relating to proposal.
04/16/09
J R Hollis
3.50 Worked with Kim Schlanger to talk to landlords in various
offices about move out; worked with Kim and Steve Lindstrom
to get the landlord at 5051 Westheimer to allow Stanford
personnel to take computers and phones from the property;
received, reviewed and commented upon Oppenheimer's Term
Sheet. Sent Oppenheimer a new draft of a Term Sheet.
Discussed the revised draft with Bud Lowenthal,
Oppenheimer's CEO, and Wade Dougherty, Oppenheimer's in
house legal counsel.
04/16/09
J C Huddleston
04/16/09
M B LiCalsi
4.50 Supervision of employee access day for closure of McLean
branch office.
04/16/09
S A Lowman
3.00 Reviewed correspondence from Anita Baron regarding
furniture in St. Croix; reviewed correspondence regarding
Bastrop keys; reviewed correspondence regarding mortgage on
Great Oaks Drive; reviewed and responded to correspondence
regarding lien notices; drafted Memorandum regarding HoltPendergest real property; reviewed correspondence regarding
Trail Partners and documentation relating to membership
interests in said entity
04/16/09
K E Schlanger
12.00 Drafted Charlotte settlement agreement; Revised Longboat
Key settlement agreement; Correspondence with Bruce Speiser
regarding 5051 lease; Meeting with Steve Lindstrom to discuss
5051 moveout; Marked up Oppenheimer term sheet; Email
correspondence regarding Miami liquidation; Call with CBRE
regarding sale of 5050 Westheimer; Marked up real estate
portion of the interim report; Follow up regarding CDH rent
checks; Email correspondence regarding Trail Partners; Email
correspondence regarding April rent payment for 5051
Westheimer; Call with Herschel Hamner and David Arlington
regarding Schwab letter of credit negotiations; Follow up with
.70 Obtained surveys and building plans of 5050 Westheimer
building from 5051 Westheimer architecture department office
for file.
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landlords regarding settlement discussions.
04/16/09
T R Swearingen
2.30 Attending conference call with CBRE team to discuss sale of
5050 Westheimer; reviewing proposed order and real property
backgroup material.
04/16/09
T J Walters
1.90 Removal of property with landlord's lien.
04/16/09
R P Wright
4.80 Attention to workout arrangements for 5051 moveout; review
Charlotte workout agreement; telephone conference with Kim
Schlanger, CBRE personnel regarding
REDACTED
review and
discuss with Kim Schlanger correspondence of Bruce Speiser
regarding resolution of property removal at 5051 Westheimer;
attention to issues related to ownership of certain Tennessee
property; attention to status of lease rejection and sales orders;
attention to request for release of Holt properties and
communications with Staci Lowman and Tim Durst regarding
same.
04/17/09
C N Adams
.50 Reviewing deed issue for Swiss property.
04/17/09
T M Davis
.60 Conference call regarding D.C. lease (.3); exchange emails
with M. Lovett regarding New York (.1); telephone conference
with K. Schlanger regarding New York and D. C. leases (.2).
04/17/09
H T Hamner III
1.30 Conference with K. Sadler, T. Davis, K. Schlanger to discuss
proposal with respect to Schwab sublease, letter of credit; call
with J. Hamilton, B. Govett regarding issues with draw
requests under Schwab letter of credit; conference with K.
Schlanger regarding Schwab letter of credit options.
04/17/09
M B LiCalsi
5.50 Supervision of employee access day for closure of McLean
branch office.
04/17/09
S A Lowman
2.70 Reviewed and responded to Anita Baron email regarding
furniture sale; reviewed correspondence regarding Bastrop
property; corresponded with condominium association
regarding same; corresponded with Susie Strong regarding
rekeying; reviewed correspondence regarding Holt-Pendergest
property and drafted list of questions for Holt's attorney;
reviewed and revised Anita Baron tenant letters for St. Croix
property.
04/17/09
K E Schlanger
5.00 Call with Herschel Hamner to discuss Schwab negotiations;
Call with Tony Davis, Kevin Sadler and Herschel Hamner to
discuss Schwab negotiations; Email correspondence with Bob
Wagman regarding GSA lease; Email correspondence
regarding Miami liquidation; Sent revised proposal regarding
New York lease to Fried Frank; Calls and email
correspondence with Jeff Hollis regarding Oppenheimer
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transaction; Drafted and sent rejection notices; Email
correspondence and calls with Jim McLaughlin regarding
furniture liquidation; Email correspondence regarding rejection
of warehouse lease.
04/17/09
R P Wright
1.80 Attention to 330 Madison settlement and other proposed
landlord settlements; communications with Kim Schlanger
regarding same; attention to Holt property releases and
communications with Tim Durst, Staci Lowman regarding
same; attention to Stanford broker claims against Receiver;
communications with broker and with Sue Ayers regarding
same
04/19/09
K E Schlanger
.50 Email correspondence with Bill Stutts regarding Montreal
lease; Email correspondence with Tom Leslie regarding Miami
liquidation.
04/20/09
H T Hamner III
.70 Conferences with K. Schlanger, D. Arlington regarding
REDACTED
04/20/09
S A Lowman
3.40 Reviewed and responded to e-mails regarding St. Croix tenant
issues from Anita Baron; corresponded with Tanzee Daily of
The Stanford regarding rekeying and corresponded with Susie
Strong regarding same; reviewed GSA lease correspondence
and revised ACH form; reviewed owned property information
and revised spreadsheet; reviewed additional information
regarding JS Development structure and property ownership;
reviewed and revised Termination Agreement from Anita
Baron for Hans Probst lease.
04/20/09
K E Schlanger
9.50 Email correspondence regarding disposition of personal
property in Miami hangar; Email correspondence regarding
Motion to Abandon in connection with Baton Rouge North
Boulevard lease; Call with Erik Piazza regarding Baton Rouge
lease; Email correspondence and call with Bryn Sherman
regarding 1399 New York Avenue lease; Correspondence with
Jason Baker regarding Atlanta furniture disposition; Email
correspondence and calls with Jeff Hollis regarding
Oppenheimer transaction; Coordinated completion and
execution of GSA documentation; Email correspondence and
call with Dana Clayton regarding Boca Raton furniture
disposition; Drafted email to Randi Stanford regarding
Huntington residence; Call with Michael Monette regarding
furniture disposition; Reviewed email from FTI regarding
Estate Shoys in St. Croix.
04/20/09
E A Soderlund
.60 Read and respond to email questions regarding Oppenheimer
leases and status of lease rejection procedures order and discuss
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issues with K. Schlanger.
04/20/09
T R Swearingen
.40 Call to discuss lease rejection and notification process.
04/20/09
R P Wright
04/21/09
H T Hamner III
04/21/09
S A Lowman
1.90 Spoke with Susie Strong of Frizzell regarding Bastrop
property; corresponded with Steve Lindstrom regarding walk
through of Bastrop units; revised Hans Probst termination
agreement; reviewed rent rolls for St. Croix properties;
reviewed correspondence from Tim Durst regarding Holt
attorney response to real property questions.
04/21/09
K E Schlanger
8.80 Drafted email to team regarding issues regarding lease
rejection/furniture disposition and the order approving lease
rejection procedures; Call with Herschel Hamner to discuss
proposal for 1399 New York Avenue; Drafted response
regarding McLean lease; Call with Erik Piazza regarding Baton
Rouge lease; Call regarding Miami Hangar lease; Call
regarding Boston lease; Reviewed proposal of Boston landlord;
Reviewed letter regarding Miami liquidation; Email
correspondence with John Bremermann regarding Baltimore
lease; Meeting with Bob Wright; Email correspondence
regarding removal of computers from 5051 Westheimer;
Drafted bill of sale for Longboat Key
04/21/09
E A Soderlund
1.20 Read and respond to emails regarding leases, furniture, and
settlement proposals with various landlords and phone
conference with K. Schlanger regarding settlement proposals.
04/21/09
T R Swearingen
.80 Call regarding rejection of leases and sale of owned property.
04/21/09
R P Wright
3.10 Telephone conference with Doug Campbell regarding Stanford
lease brokerage arrangements; attention to Huntington
arrangements and communications with Sue Ayers, Craig
Adams, Kim Schalnger regarding same; attention to 1399 New
York Avenue lease and demand letters from landlord's counsel;
communications with Charles Gordon regarding 5050 sale;
office conference with Kim Schlanger regarding status of lease
rejections and personal property arrangements; correspondence
with Ms. Schlanger and Tony Davis, Malcolm Lovett, et al.
regarding timing issues of Oppenheimer.
.20 Conference with K. Epstein regarding
REDACTED
1.80 Office conference with Kim Schlanger; telephone conference
with Jeff Hollis regarding status of office closures and personal
property moveout; attention to related email correspondence
regarding general procedures; review responses of Holt counsel
to property release questions and communications with Staci
Lowman regarding same.
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04/22/09
J R Hollis
5.40 Work on fixed asset disposition memorandum; miscellaneous
project tasks.
04/22/09
J T Leslie
2.90 Reviewed furniture liquidation contracts and landlord
agreements; corresponded with Kim Schlanger regarding
landlord liens and other real estate issues related to the closure
of branch offices.
04/22/09
S A Lowman
3.10 Reviewed and responded to Anita Baron e-mail regarding
status of business licenses; reviewed correspondence regarding
Bay Estates leased property in St. Croix; researched leasehold
personal property status following termination question
04/22/09
K E Schlanger
7.50 Revised Boca Raton waiver; Drafted waiver agreements for
Baton Rouge, Baltimore and Miami Hangar; Call with Klint
Alexander regarding Nashville lease; Call with Steve
Lindstrom, et. al. to discuss 5051 move out; Drafted proposal
regarding San Francisco lease; Reviewed and responded to
proposal regarding Jackon lease; Commented on letter
regarding Miami liquidation; Reviewed Staci Lowman's
research regarding timing of removal of personal property upon
termination of lease; Email correspondence with Anita Baron
regarding disposition of St. Croix furniture.
04/22/09
R P Wright
4.10 Attention to abandonment vs. extension of moveout issues;
communications with Kim Schlanger, Malcolm Lovett, et al.
regarding same; telephone conference with Tyler Walters
regarding legal research; prepare spreadsheet for administrative
expenses; attention to 5050 mortgage and consideration of
whether to bring current; telephone conference with Charles
Gordon regarding sales prospects; prepare recommendation to
Malcolm Lovett; communications with Kevin Sadler, Tony
Davis regarding status of real estate sales order; review new
lease termination proposals for San Francisco, Jackson.
04/23/09
J R Hollis
4.90 Real estate status meeting with Kim Schlanger, Tom Leslie,
Bob Wright and Malcolm Lovett; miscellaneous project talks,
especially tasks related to the move from 5051 Westheimer to
5050 Westheimer.
04/23/09
J C Huddleston
04/23/09
J T Leslie
.50 Researched and obtained copy of lien affidavit placed on 5050
Westheimer by Letsos Company on April 6, 2009 for Harrison
Tucker.
1.60 Telephone conference with Kim Schlanger regarding furniture
liquidation and landlord liens; office conference with Bob
Wright, Malcolm Lovett, Kim Schlanger, and Jeff Hollis
regarding furniture liquidation, landlord liens, landlord
negotiations and other real estate issues.
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04/23/09
M B LiCalsi
1.60 Completed first draft of memorandum to file regarding closure
of Washington, D.C. area branch offices.
04/23/09
S A Lowman
1.20 Discussed Pendergest Holt property; discussed order regarding
removal of furniture and timing of rejection and vacation;
reviewed correspondence regarding Baci lease in St. Croix;
corresponded with Steve Lindstrom regarding Bastrop
property.
04/23/09
K E Schlanger
10.50 Met with Bob Wright to discuss status of lease rejection;
Calculated administrative claims for all leases; Prepared for
meeting with Malcolm Lovett regarding status of lease
negotiations; Meeting with Malcolm Lovett, Bob Wright, Tom
Leslie and Jeff Hollis regarding status of lease negotiations;
Reviewed lease rejection order; Follow up with landlords
regarding permission to remove furniture after lease rejection
date without incurring administrative expenses; Email
correspondence with Anita Baron regarding John Herbert;
Email correspondence with Kent Kerr regarding CBRE travel
budget.
04/23/09
E A Soderlund
.40 Review and comment on settlement proposal regarding
Vornado lease and teleconference with K. Schlanger regarding
same.
04/23/09
H C Tucker
.60 Evaluated validity of lien filed against the 5050 property by
Letsos Company.
04/23/09
R P Wright
04/24/09
C N Adams
.40 Telephone conference with Bob Wright regarding real estate
leasing issues.
04/24/09
J A Cialone, II
.50 Calls and emails regarding Real estate motion.
04/24/09
H T Hamner III
.10 Call with K. Schlanger regarding Schwab sublease.
04/24/09
J R Hollis
7.30 Conference call with Bud Lowenthal and the inhouse lawyers
at Oppenheimer; review of draft purchase and sale agreement;
helped prepare April cash flow analysis for Malcolm Lovett;
miscellaneous project tasks.
04/24/09
J T Leslie
2.20 Telephone conference with Kim Schlanger regarding furniture
7.70 Attention to personalty disposition issues related to avoiding
extension of rejection date; telephone conferences with Craig
Adams, Malcolm Lovett, Kim Schlanger regarding same;
telephone conference with Tim Durst regarding Holt property;
office conference with Staci Lowman and review state of issues
with request for release of same; attention to St. Croix
administrative issues raised by Anita Baron; attention to St.
Croix tenant (Brosius) issues; communications with Malcolm
Lovett regarding same
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liquidation and landlord negotiations; revised the Miami
furniture liquidation contract.
04/24/09
S A Lowman
.90 Corresponded with Bob Wright and Bill Stutts regarding
Antiguan property files; reviewed correspondence regarding
Bay Estates leased property in St. Croix; reviewed and
responded to correspondence regarding Pendergest Holt
property; conducted online searches of New Hanover County,
NC property records
04/24/09
K E Schlanger
7.00 Correspondence with Steve Lindstrom and Bob Wright
regarding Richmond lease; Email correspondence with
landlords regarding lease rejection/furniture disposition; Call
with landlord of Orlando lease; Reviewed assignment of PNC
sublease in Boca Raton; Email correspondence with Clint
Davis regarding Bingo building; Email correspondence with
Jeff Hollis regarding Oppenheimer offer; Calls with Emily
Donahue regarding Miami lease; Reviewed comments to
Miami temporary lease and email correspondence regarding
Miami temporary lease; Email correspondence regarding
Nashville disposition.
04/24/09
T R Swearingen
04/24/09
R P Wright
.70 Reviewing lease amendment for Florida office space; providing
comments for lease amendment.
7.80 Attention to closure of property dispositions on leases rejected
as of today; telephone conference with Craig Adams and office
conference with Ralph Janvey, Christie Blumenshein, Joe
Cialone regarding REDACTED office conferences with with Malcolm
Lovett and Kim Schlanger regarding REDACTED attention to Holt
properties and request for release; office conference with Ralph
Janvey, communications with Tim Durst, Staci Lowman
regarding REDACTED attention to real estate sales order and
communications with Tim Durst, Kevin Sadler Mary Gregory
regarding
attention to and revise website posting on
rejection order and office conference with Steve Massad
regarding
; attention to Oppenheimer arrangements
regarding timing of moveout of furniture from various
locations
REDACTED
REDACTED
04/25/09
K E Schlanger
1.80 Call with Emily Donahue regarding Miami lease; Email
correspondence regarding Miami lease; Email correspondence
regarding Nashville furniture disposition; Email
correspondence regarding 5050 mechanic's lien; Reviewed
administrative expense calculations; Reviewed Oppenheimer
agreement.
04/26/09
K E Schlanger
7.00 Drafted memo regarding lease rejection/furniture disposition;
Email correspondence regarding Nashville furniture
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disposition; Email correspondence regarding McLean lease.
04/27/09
T M Davis
.80 Read emails regarding Oppenheimer sale (.3); telephone
conferences with M. Lovett and Oppenheimer attorney (.2);
exchange and comment on emails regarding sale motion (.3).
04/27/09
J R Hollis
1.30 Reviewed and edited memorandum for Malcolm Lovett
summarizing real estate, landlord and furniture sales actions to
date.
04/27/09
J C Huddleston
.20 Reviewed information related to ownership of Spring Creek
Partners entity.
04/27/09
J T Leslie
.40 Telephone conference with Kim Schlanger regarding
miscellaneous real estate issues; reviewed the temporary lease
for space in Miami.
04/27/09
S A Lowman
.90 Reviewed correspondence and documentation regarding Spring
Creek LLC properties; reviewed correspondence from Anita
Baron regarding leases; reviewed correspondence regarding
additional property from Susie Strong
04/27/09
K E Schlanger
9.00 Call with Jeff Guelcher regarding McLean lease; Drafted
termination agreements for the Ft. Lauderdale and Orlando
leases; Drafted waiver agreement for Dallas lease; Calls and
email correspondence with Klint Alexander regarding
Nashville lease; Calls and email correspondence with Rick
DeSoto regarding disposition of Nashville furniture; Revised
Oppenheimer Purchase Agreement; Calls and email
correspondence regarding Miami temporary lease and
relocation; Reviewed revised agreement for Miami Hangar;
Investigated property owned by Spring Creek LLC;
Coordinated location of Stanford Development Corporation
model; Correspondence with Boston landlord's lawyer
regarding settlement agreement.
04/27/09
E A Soderlund
2.70 Revise, edit, and distribute for additonal comment real property
sales procedures motion and proposed order, receive
comments, and revise accordingly.
04/27/09
E A Soderlund
.90 Calls with K. Schlanger and call with counsel for landlord on
McLean lease to negotiate settlement.
04/27/09
E A Soderlund
.30 Confer with K. Schlanger regarding stipulation to be filed
regarding Cornerstone settlement.
04/27/09
R P Wright
2.60 Review and revise real estate sales order and motion;
communications with Kevin Sadler, Tony Davis, Kristie
Blumenschein, Bill Stutts regarding same; attention to Dan
Hodges request via Joe Cialone; review Oppenheimer furniture
purchase agreement and provide comments to Jeff Hollis, Kim
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Schlanger; further revisions to sale motion per Kristie
Blumenschein.
04/28/09
H T Hamner III
.70 Conferences with K. Schlanger, B. Govett regarding Schwab
letter of credit, updates on potential settlement; call to J.
Hamilton to discuss Schwab draw request.
04/28/09
K E Schlanger
10.40 Correspondence with Emily Donahue regarding Miami
relocation; Correspondence regarding assignment of PNC
sublease in Boca Raton; Reviewed revised Stipulation with
Boston landlord; Drafted rejection notice for Houston
warehouse; Revised Nashville settlement agreement;
Correspondence regarding San Antonio liquidation;
Correspondence with Herschel Hamner regarding LOC for
Houston warehouse; Finalized Oppenheimer Purchase
Agreement; Drafted lease rejection memorandum; Drafted
settlement/termination agreements for Denver and Austin.
04/28/09
E A Soderlund
.80 Revise, edit, and distribute for comment real property sales
procedures motion and proposed order.
04/28/09
R P Wright
.40 Finalization of real estate sales order; communications with
Kristie Blumenschein, Eric Soderlund regarding same.
04/29/09
H T Hamner III
.50 Call with K. Schlanger regarding potential settlement
agreement with landlord holding letter of credit issued by
Trustmark.
04/29/09
J T Leslie
04/29/09
K E Schlanger
04/29/09
R P Wright
1.40 Reviewed and revised the standard Bill of Sale for the sale of
furniture; telephone conferences with Kim Schlanger regarding
rejection and termination of leases; reviewed the letter to
landlords regarding abandonment of tangible assets; telephone
conference with Kim Schlanger and Jim McLaughlin regarding
furniture liquidation and lease termination.
10.20 Coordinated Miami relocation; Correspondence regarding
Stipulation with Boston landlord; Correspondence regarding
Memphis lease; Revised San Antonio termination agreement;
Correspondence regarding PNC rent payment; Email
correspondence regarding McLean settlement; Email
correspondence with lawyer for Orlando landlord; Coordinated
Denver liquidation; Correspondence with Klint Alexander
regarding Nashville settlement; Correspondence with Bryn
Sherman regarding NY Avenue lease; Correspondence with
Austin landlord; Correspondence with lawyer for San
Francisco landlord.
3.20 Attention to settlement agreements for San Franciso, McLean,
San Antonio, Jackson; Richmond lease and telephone
conference with Susan Coleman regarding same; attention to
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Holt property release request; telephone conference with title
company and communications with Tim Durst regarding same.
04/30/09
S W Austin
.20 E-mail message from Doug Hubener regarding St. Croix
hangar potential buyer; sent e-mail message to Kimberly
Schlanger regarding same.
04/30/09
H T Hamner III
.60 Conference with K. Schlanger regarding Schwab sublease,
letter of credit; conferences with B. Govett and J. Hamilton
regarding proposal for permitted draws under letter of credit.
04/30/09
J R Hollis
04/30/09
J T Leslie
04/30/09
K E Schlanger
04/30/09
R P Wright
.30 Attention to Jackson settlement; St. Croix hangar
arrangements.
05/01/09
S W Austin
.20 E-mail message from Kim Schlanger regarding pursuit of sale
of St. Croix hangar; replied to Doug Hubener regarding same.
05/01/09
J T Leslie
1.10 Telephone conference with Malcolm Lovett regarding rejection
of executory contracts; telephone conferences and email
correspondence with Kim Schlanger and CBRE regarding
furniture liquidation.
05/01/09
K E Schlanger
5.50 Email correspondence regarding San Francisco settlement
agreement; Email correspondence regarding leased equipment
in McLean; Coordinated Denver liquidation; Email
correspondence with Bryn Sherman regarding NY Avenue
lease; Correspondence regarding Miami relocation;
Correspondence with Anita Baron and Joan Stack regarding St.
Croix termination agreements.
05/01/09
R P Wright
2.20 Attention to San Francisco lease settlement and
communications with Kim Schlanger regarding same; attention
to model request; Florida property mortgage and telephone
2.40 Coordinated move out of Atlanta, Dallas and Memphis (and
furniture sale in those offices); miscellaneous correspondence.
.90 Reviewed letter from the Miami landlord regarding the
temporary lease; conference call with Kim Schlanger regarding
furniture liquidation and other real estate issues.
6.00 Coordinated Miami relocation; Call and email correspondence
with Robert Ward regarding San Francisco settlement
agreement; Revised San Antonio termination agreement;
Coordinated Denver liquidation; Correspondence with Rick
DeSoto regarding Nashville and Denver liquidation; Call with
Herschel Hamner regarding Schwab proposal; Drafted
abandonment notices; Correspondence with Susan Coleman
regarding rejection of Richmond lease; Correspondence with
Klint Alexander regarding Nashville settlement agreement;
Correspondence with Paul Gunn regarding Jackson settlement.
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conference with Steve Massad regarding same; telephone
conference with Malcolm Lovett.
05/02/09
R P Wright
1.00 Communications with Malcolm Lovett and Steve Massad
regarding Florida property mortgage; review loan information.
05/04/09
J T Leslie
05/04/09
K E Schlanger
3.50 Email correspondence with lawyer for Atlanta landlord;
Correspondence with lawyer for San Francisco landlord;
Reviewed draft stipulation with NY landlord; Email
correspondence regarding PNC rent; Email correspondence
with lawyer for Orlandlo landlord; Negotiation with Jackson
landlord.
05/04/09
R P Wright
2.50 Attention to Florida loan and communications with banker,
Malcolm Lovett, Steve Massad regarding same; attention to St.
Croix tax backlog and communications with Clint Davis
regarding same; communications with Kim Schlanger
regarding preparation of meeting information generally.
05/05/09
J C Huddleston
1.70 Pulled and reviewed files from 5050 Westheimer concourse
level storage in preparation for conference call; conferenced
with S. Lowman and K. Epstein Schlanger regarding
mortgaged Stanford real estate.
05/05/09
S A Lowman
1.20 Discussed status of mortgages on real property; reviewed
documentation in connection with mortgage information
05/05/09
K E Schlanger
3.50 Meeting with Staci Lowman and Jaime Huddleston to discuss
owned real property and mortgages; Reviewed revised
Nashville waiver; Reviewed revised Dallas waiver; Call with
lawyer for Denver landlord; Contacted servicer for 5050
mortgage; Email correspondence regarding Jackson computers.
05/05/09
R P Wright
.60 Attention to landlord agreements and related communications
with Malcolm Lovett, Kim Schlanger.
05/06/09
T M Davis
.40 Exchange emails regarding lease deals.
05/06/09
H T Hamner III
.90 Call from B. Govett regarding proposed settlement by Schwab
regarding Washington DC sublease; call with K. Schlanger
regarding same; email to K. Sadler, others regarding proposal.
05/06/09
S A Lowman
.20 Prepared and discussed documentation relating to mortgages on
Tennessee real property
05/06/09
K E Schlanger
.20 Telephone conference with CBRE regarding Denver furniture
liquidation; attended to issues involving the Atlanta landlord.
4.00 Drafted Denver waiver agreement; Commented on stipulation
with New York landlord; Email correspondence regarding
landlord's comments to Dallas waiver agreement; Drafted bill
of sale for transfer of furniture in Boston; Email
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correspondence regarding St. Croix airport lease.
05/06/09
R P Wright
.80 Attention to Dallas, Richmond sublease and other landlord
agreements; related communications with Kim Schlanger,
Herschel Hamner.
05/07/09
T M Davis
.50 Exchange emails regarding lessor deals (.3); telephone
conference with K. Schlanger re same (.2).
05/07/09
H T Hamner III
.20 Email to B. Govett regarding proposed settlement offer for
Schwab sublease.
05/07/09
J T Leslie
.40 Telephone conference with Kim Schlanger regarding landlord
negotiations.
05/07/09
K E Schlanger
8.50 Worked with Tim Swearingen to prepare chart of
administrative claims; Provided mortgage information to
Malcolm Lovett; Reviewed offer for 5050 Westheimer; Email
correspondence regarding leased equipment in Miami; Drafted
and sent abandonment notices; Call with Greg Griffin
regarding Bay Estates lease; Call with Herschel Hamner
regarding Schwab proposal; Call with Tony Davis regarding
the Dallas waiver agreement; Drafted San Francisco settlement
agreement; Email correspondence regarding St. Croix airport
lease.
05/07/09
T R Swearingen
3.90 Compiling list of lease related administrative claims and
creating master table for all lease properties.
05/07/09
T J Walters
2.60 Research regarding insurance contracts.
05/07/09
R P Wright
1.30 Attention to new offer for 5050; correspondence with Joe
Cialone et al. regarding same; attention to bills on released
properties and procedures for establishing landlord
administrative claims and communications with Kim
Schlanger; attention to another new offer on 5050 and
communications with Charles Gordon regarding same.
05/08/09
J C Huddleston
.70 Attention to Jeffrey Tillotson correspondence relating to 1720
Signature Place property.
05/08/09
J T Leslie
.60 Telephone conferences with Letsos Company and Steve
Lindstrom regarding the materialman's lien on 5050
Westheimer; reviewed the Integrity Relocations termination
agreement.
05/08/09
S A Lowman
.40 Reviewed correspondence and documentation regarding 1720
Signature Place and release thereof from restraining order.
05/08/09
K E Schlanger
2.00 Email correspondence regarding Integrity; Updated
administrative claim spreadsheet with Tim Swearingen;
Drafted San Francisco settlement agreement.
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05/08/09
T R Swearingen
2.10 Revising master table for lease related administrative claims.
05/08/09
R P Wright
.70 Attention to Stanford private residence questions from Craig
Adams; Holt property questions from Tom Durst; obtain and
forward tax and property search information.
05/10/09
J A Cialone, II
.60 Attention to real estate issues presented in St. Croix.
05/11/09
J T Leslie
.40 Telephone conference with Kim Schlanger regarding the
Miami hangar; telephone conference with Steve Demny of
Letsos Company regarding materialman's lien and facilities
maintenance.
05/11/09
K E Schlanger
05/11/09
E A Soderlund
05/11/09
T R Swearingen
1.50 Revising master table for lease related administrative claims;
reviewing and comparing landlord's proposed administrative
claims for the Nashville property.
05/11/09
R P Wright
3.00 Attention to sales order and communications with Eric
Soderlund; St. Croix airport situation and threatened takeover
by port and communications with Bob Howell; review
administrative costs spreadsheet; review property tax reports
and communications with Roger Williams; attention to
Forefront Golf and telephone conference with Kim Schlanger
regarding same.
05/12/09
C N Adams
.60 Conference with Bob Wright and Kim Schlanger.
05/12/09
S W Austin
.50 E-mail message from Kim Schlanger regarding potential buyer
for St. Croix hangar; telephone consultation with Doug
Hubener regarding same; sent e-mail message to Kim
Schlanger regarding Doug Hubener's contact with potential
buyer.
05/12/09
J C Huddleston
05/12/09
J T Leslie
05/12/09
K E Schlanger
4.70 Drafted termination agreement for Integrity; Reviewed
McLean termination agreement; Email correspondence
regarding lease of Forefront golf building; Email
correspondence with Property Tax Matters; Email
correspondence with Signature regarding computers in the
Miami hangar; Follow up call to Randi Stanford's lawyer.
REDACTED
.40 Draft
J. Hollis regarding REDACTED
and call with
3.50 Reviewed provisions of Virgin Islands Port Authority lease;
researched and compiled list of current mortgage holder
information.
.10 Telephone conference with Longboat Key storage facility to
discuss a termination agreement.
6.80 Meeting with Malcolm Lovett, Craig Adams and Bob Wright
to discuss owned property; Call with Doug VanValkenberg
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regarding the stipulation with Boston landlord; Call with Brian
Pfeiffer regarding stipulation with NY landlord;
Correspondence with Paul Gunn regarding Jackson lease;
Followed up regarding potential purchasers of St. Croix hangar
steel; Call with Stan Harris regarding Forefront facility.
05/12/09
T R Swearingen
1.10 Confirming calculations and amounts on master table for lease
related administrative claims.
05/12/09
R P Wright
3.60 Attention to email correspondence; office conference with Kim
Schlanger, Malcolm Lovett, Craig Adams regarding fee and
leased real estate and specific outstanding issues; preparation
for Fortress call; telephone conference with Fortress
personnnel, Craig Adams.
05/13/09
C N Adams
05/13/09
K E Schlanger
7.00 Reivewed documents related to 20 Casuarina; Reviewed real
property sales motion and order; Negotiated Nashville
settlement agreement; Negotiated NY settlement agreement;
Revised rejection notice for equipment leases; Commented on
McLean settlement agreement; Reviewed and marked up
Forefront lease; Call and email correspondence with Budget
Self Storage; Email correspondence regarding computers at
Miami hangar; Reviewed Schwab backup documentation and
related email correspondence; Reviewed letter from Randi
Stanford's attorney regarding Huntington condo.
05/13/09
T R Swearingen
2.70 Revising master table for lease rejection calculations with
figures from Standford.
05/13/09
T J Walters
05/13/09
R P Wright
05/14/09
H T Hamner III
05/14/09
J C Huddleston
1.70 Investigated ownership of potential additional real property
located by Sue Ayers; discussed same with Kimberly
Schlanger.
05/14/09
K E Schlanger
6.50 Reviewed CBRE listing agreement; Revised Forefront lease;
Researched additional properties in Coral Gables and Puerto
Rico; Reviewed and updated landlord administrative claim
chart; Marked up letter to landlords regarding proposed
administrative claim; Correspondence regarding sale of St.
.60 Reviewing NDA regarding real property portfolio.
.30 Researching issue of fiduciary duties of examiners in
receivership.
1.40 Attention to sales motion and communications with Kevin
Sadler, Kim Schlanger, Charles Gordon; assemble motion and
exhibits; attention to Casuarina loan documents.
.30 Analyzed calculations provided by Schwab to support claim for
damages resulting from Receiver's rejection of Washington,
DC sublease.
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Croix hangar; Coordinated payment of invoice for storage
space; Reviewed Boston settlement agreement and bill of sale;
Email correspondence regarding Coral Gables mortgage;
Drafted Nashville settlement agreement.
05/14/09
T R Swearingen
2.10 Drafting form letter to landlord's; revising with comments;
reviewing Kim Schlanger's prosed changes to the letter.
05/14/09
R P Wright
1.30 Attention to 5050 sale and sales motion; review email status.
05/15/09
K E Schlanger
4.50 Email correspondence regarding Coral Gables mortgage;
Revised Forefront lease; Reviewed revised McLean settlement
agreement; Negotiated Boston stipulation agreement;
Reviewed St. Croix rent information; Call with Bill Stutts
regarding SIB building and Antigua and follow up
investigation regarding SIB building.
05/15/09
E A Soderlund
1.90 Conference call with B. Wright and K. Schlanger and follow
up regarding issues relating to potential sale of 5050
Westheimer and negotiations with landlords.
05/15/09
T R Swearingen
1.80 Reviewing and revising master chart regarding lease rejection
administrative claim amounts; confirming and updating
amounts based on emails from Stanford accounting group.
05/15/09
R P Wright
4.10 Attention to to email correspondence; communications with
Kevin Sadler, Kim Schlanger regarding motion, 5050
Westheimer and Huntington sales; review lease and office
conference with Kim Schlanger regarding same; McLean
termination agreement; telephone conference with Eric
Soderlund and Kim Schlanger.
05/16/09
C N Adams
.80 Preparing Fortress NDA for real estate portfolio; reviewing
issues regarding possession of real property.
05/16/09
J A Cialone, II
.60 Calls and emails about Stanford real estate and residences.
05/16/09
T M Davis
.50 Read cases regarding lease claims.
05/17/09
C N Adams
.30 Reviewing revised NDA for Fortress.
05/17/09
J M Greer
.50 Revised a non-disclosure agreement for Fortress related to
Stanford's real estate portfolio.
05/17/09
K E Schlanger
2.00 Reviewed sample listing agreements and revised CBRE listing
agreement.
05/17/09
T J Walters
4.60 Researching receiver's fees recovery issue if matter enters
bankruptcy.
05/18/09
H T Hamner III
.80 Conferences with K. Schlanger regarding
REDACTED
prepared detailed email with
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counterproposal, sent to Fulbright (counsel for Schwab).
05/18/09
J T Leslie
.30 Coordinated for Tupelo furniture liquidation.
05/18/09
K E Schlanger
9.00 Revised chart of landlord administrative claims; Revised
CBRE listing agreement; Meeting with Bob Wright regarding
negotiations with special servicer for 5050 Westheimer; Call
with Eric Soderlund to discuss McLean termination agreement
and revised McLean termination agreement; Call with Herschel
regarding Scwhab settlement; Responded to Marisa Hurd's
email regarding DOJ discovery request; Discussed Huntington
condo issues with Tyler Walters; Coordinated inspections of
5050 Westheimer; Email correspondence regarding Coral
Gables mortgage.
05/18/09
T R Swearingen
3.50 Discussions regarding drafting and procedure for the sale of
real property assets; revising and updating letter to landlords
regarding proposed amount of administrative claim for
receiver's period of possession; updating master chart of
rejected lease amounts.
05/18/09
T J Walters
2.20 Research Chapter 15 issues.
05/18/09
R P Wright
2.10 Consider strategies for dealing with 5050 debt; attention to
5050 document requests; communications with Roger Williams
regarding appraisal fees; office conference with Kim Schlanger
regarding 5050 strategy and landlord administrative fee
proposals; telephone conference with Charles Gordon
regarding new 5050 possible offer.
05/19/09
H T Hamner III
05/19/09
K E Schlanger
5.00 Email correspondence regarding Boston stipulation; Email
correspondence regarding Jackson computers; Revised letter to
landlords regarding proposed administrative claims; Call with
David Harberg and follow-up email regarding settlement for
Clay Road warehouse; Reviewed Schwab sublease and master
lease for damage provisions and negotiated settlement
agreement; Revised Orlando settlement agreement;
Coordinated Nashville lease payment; Correspondence
regarding payment of Bingo building rent.
05/19/09
E A Soderlund
.20 Call with B. Wright to discuss issues relating to sale procedures
for 5050 Westheimer.
05/19/09
T R Swearingen
.10 Reviewed counterproposal from Schwab regarding lease
termination and letter of credit.
2.80 Reviewing existing loan documents to determine pre-payment
procedure and penalty; revising letter to landlord's regarding
rejection procedure; discussing form of purchase and sale
agreement for owned real property assests.
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05/19/09
T J Walters
4.60 Research condo sale issues.
05/19/09
R P Wright
2.70 Attention to 5050 loan and building sale arrangements and
telephone conference with Eric Soderlund re same; lease
administration expense calculations; office conference with
Kim Schlanger; communications with Kevin Sadler regarding
order; Craig Adams regarding reporter requests; inspection
form request.
05/20/09
S W Austin
.30 Office consultation with Doug Hubener regarding St. Croix
hangar offer; sent e-mail message to Kim Schlanger regarding
same.
05/20/09
H T Hamner III
05/20/09
J T Leslie
05/20/09
K E Schlanger
8.80 Revised administrative claim chart; Email correspondence
regarding administrative claims chart; Call with Eric Soderlund
regarding notifying landlords of administrative claims; Revised
settlement agreement with New York landlord; Call with Brian
Pfeiffer to discuss New York settlement agreement; Reviewed
revised settlement agreement with Orlando landlord; Revised
San Francisco settlement agreement; Call with Charlie Gale
regarding Baldwyn properties; Reviewed information regarding
Baldwyn properties and Farmers & Merchants Bank letter; Call
with Steve Lindstrom regarding Jackson computers; Call with
Steve Lindstrom regarding inspection form; Call with Tim
Swearingen to discuss sale contract forms; Call with Herschel
Hamner regarding Schwab proposal and New York letter of
credit; Email correspondence with local counsel regarding St.
Croix hangar; Call with Kevin Rames regarding St. Croix
hangar.
05/20/09
T R Swearingen
6.20 Revising and updating master chart for lease administrative
claims for the period of the receiver's possession; drafting and
revising letters to each landlord setting for the proposed
amount of the administrative claim for the period of the
receiver's possession in accordance with the procedures
described in the court order; reviewing forms of purchase and
sale agreements to determine procedure for sale of Stanford
owned real property assets.
05/20/09
R P Wright
3.80 Attention to sales contract forms; Baldwyn properties;
Forefront; communications with Craig Adams, Kim Schlanger
1.50 Conference with K. Schlanger regarding issues with New York
lease settlement agreement, drafted language for settlement
agreement relating to letter of credit; reviewed Schwab master
lease provisions relating to payment of expenses, conference
with K. Schlanger regarding Schwab sublease settlement.
.10 Telephone conference with Kim Schlanger regarding Tupelo
furniture liquidation.
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regarding same; Holt property issues; communications with
Tim Durst; attention to new 5050 offers; landlord termination
agreement issues; lease administration expense offers; St.
Croix inquiries; press inquiries regarding order.
05/21/09
C N Adams
.40 Reviewing issues regarding real property in Baldwyn.
05/21/09
S W Austin
.30 Reviewed reply from Kim Schlanger; sent contact information
regarding St. Croix hangar to Doug Hubener; replied to Doug
Hubener's questions regarding submitting offer on St. Croix
hangar.
05/21/09
T M Davis
.60 Call with K. Schlanger and E. Söderlund regarding leases (.4);
call with K. Schlanger and landlord regarding lien issue (.2).
05/21/09
H T Hamner III
05/21/09
J T Leslie
.10 Coordinated for Tupelo furniture liquidation.
05/21/09
S A Lowman
.10 Reviewed and responded to question regarding 1205 Great
Oaks Drive property from Steve Lindstrom.
05/21/09
K E Schlanger
05/21/09
W F Stutts, Jr.
05/21/09
T R Swearingen
7.90 Drafting and revising letters to landlords under rejected leases
setting forth proposed amount of administrative claim for the
time period of the receiver's possession and use of the
premises; revising and confirming each letter; confirming final
figures and finalizing master chart.
05/21/09
T J Walters
2.10 Research chapter 15 coversion hearing procedure.
2.50 Negotiated settlement terms with B. Govett regarding sublease
of Washington, DC office space from Charles Schwab;
conferences with K. Schlanger regarding settlement terms;
reviewed lease provisions; call with K. Schlanger regarding
New York lease settlement agreement; email to K. Sadler,
others regarding settlement with Schwab.
9.50 Drafted Schwab settlement agreement; Call with Herschel
Hamner regarding Schwab settlement agreement; Calls and
email correspondence with David Arlington and Herschel
Hamner regarding Trustmark L/C in favor of 330 Madison;
Call with Tony Davis and Eric Soderlund regarding landlords'
administrative claims; Call with Jim Hamilton of Bank of
Houston regarding sale motion; Email correspondence
regarding St. Croix real estate issues; Call with Tony Davis and
Day Pitney regarding Boston stipulation; Call with Brian
Pfeiffer and revisions to NY settlement agreement; Reviewed
and revised letters to landlords regarding administrative claims;
Email correspondence regarding Coral Gables mortgage.
.80 Land acquisition stay and pleadings regarding same and
telephone conference with office of Sir Clare Roberts.
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05/21/09
R P Wright
.30 Attention to email traffic.
05/22/09
K E Schlanger
05/22/09
R P Wright
.80 Telephone conference with Malcolm Lovett regarding 5050
offers; St. Croix offers, status of motion; review email on
above and Boston settlement.
05/26/09
S W Austin
.20 Reviewed St. Croix hangar's representative's introduction letter,
indicator of interest.
05/26/09
H T Hamner III
.10 Email to K. Schlanger regarding settlement agreement with
Schwab.
05/26/09
J T Leslie
.40 Coordination for liquidation of the Tupelo office furniture;
telephone conference with Steve Lindstrom regarding Tupelo
office furniture liquidation.
05/26/09
K E Schlanger
05/26/09
R P Wright
.30 Attention to email correspondence.
05/27/09
H T Hamner III
.10 Attention to emails from B. Govett.
05/27/09
K E Schlanger
7.60 Revised and prepared landlord letters for distribution; Revised
Schwab settlement agreement; Drafted letter to CBRE
regarding Schwab sublease; Negotiated and revised NY
agreement; Reviewed UCC searches; Negotiated Boston
stipulation agreement; Follow up with Charlie Gale regarding
Farmers and Merchants Bank; Email correspondence regarding
REDACTED
Email correspondence regarding
Orlando settlement agreement.
4.00 Drafted Settlement Agreement for Jackson lease; Call with
Mercer Dye regarding sale of St. Croix hangar; Call with Mike
Stanley regarding sale of 5050 Westheimer; Reviewed property
inspection report; Call with Tom Leslie regarding Iron
Mountain storage contracts; Email correspondence with Doug
VanValkenberg regarding Boston settlement agreement; Email
correspondence with Jeanette Day regarding payments;
Reviewed Interim Report regarding sales of real property.
8.40 Calculated estimated unsecured claims of landlords; Reviewed
exhibit to sales motion and evaluated list of properties for sale;
Reviewed comments to Jackson settlement agreement;
Finalized NY settlement agreement; Email correspondence
with David Arlington regarding Trustmark LLC in favor of 330
Madison; Email correspondence regarding Holt's properties;
Email correspondence regarding scope of sales motion;
Revised Boston stipulation and bill of sale; Email
correspondence with Charlie Gale regarding Farmers &
Merchants Bank; Followed up on Oppenheimer bills of sale;
Call with Tom Leslie regarding rejection of storage contracts;
Reviewed correspondence from LNR regarding 5050
Westheimer; Followed up regarding missing items from
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Schwab premises.
05/27/09
N M Starbuck
1.60 Assisted K. Schlanger with obtaining Farmers & Merchants
Bank records for Jim Davis' Personal Bank
Accounts/Properties.
05/27/09
R P Wright
1.30 Office conference with Kim Schlanger regarding real estate
sales motion; Boston and other lease settlements; preliminary
responses to administrative claim proposals and procedures for
dealing with same; communications with Craig Adams
regarding Fortress.
05/28/09
C N Adams
.40 Reviewing issues regarding Baldwyn real estate.
05/28/09
S W Cooper
.20 Attended to real estate valuation issue for 5051.
05/28/09
K E Schlanger
05/28/09
E A Soderlund
05/28/09
T R Swearingen
5.10 Drafting form of Purchase and Sale Agreement for the sale of
5050 Westheimer and other owned assets.
05/28/09
T J Walters
7.90 Research receiver sales and potential effects of bankruptcy.
05/28/09
R P Wright
.60 Communications with Kim Schlanger; litigation team
regarding landlord administrative claims and other claims;
McLean termination agreement.
05/29/09
S A Lowman
.50 Reviewed and drafted response to correspondence regarding
1720 Signature Place and 1205 Great Oaks Drive mortgage and
payment information.
05/29/09
K E Schlanger
05/29/09
E A Soderlund
6.00 Reviewed and revised list of owned properties; Email
correspondence regarding furniture in 5051 Westheimer;
Follow up regarding keys to Thomas Jefferson office; Drafted
Oppenheimer bills of sale; Revised and reviewed Boston
stipulation and bill of sale; Email correspondence regarding
Holly Springs residence; Reviewed and commented on letter to
Farmers and Merchants bank; Email correspondence regarding
San Antonio keys; Email correspondence regarding Houston
warehouse settlement proposal; Email correspondence
regarding sale of kitchen equipment; Call with Rick DeSoto.
.40 Review and comment on landlord agreements (0.4).
2.30 Email correspondence regarding McLean settlement
agreement; Drafted letter to Trustmark regarding L/C in favor
of 300 Madison; Read letter from Wiles & Wiles contesting
administrative claim; Reviewed revised Boston stipulation and
bill of sale; Call with Rick DeSoto regarding Nashville rugs;
Coordinated environmental inspection of 5050 Westheimer;
Email correspondence regarding missing televisions in Schwab
premises; Email correspondence regarding Holt lot loan.
.30 Review and comment on landlord agreements, and email
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correspondence with K. Schlanger regarding same.
05/29/09
T R Swearingen
2.80 Drafting and revising form of Purchase and Sale Agreement for
505 Westheimer and other owned real property assets;
reviewing correspondence regarding administrative claims and
lease payments.
05/29/09
R P Wright
1.10 Attention to hangar sale, Holt releases, St. Croix real estate
inquiries; 5050 property investigations.
05/30/09
T J Walters
Matter Total
079716.0115
3.80 Coversion to bankruptcy effects research.
571.20
Tax Matters
Hours
Description
04/13/09
R A Husseini
1.60 Attention to tax analysis and response to DOJ proposed order.
04/13/09
J B Nelsen
1.40 Commented on IRS's proposed order allowing intervention.
04/14/09
R A Husseini
3.80 Attention to negotiatiosn with DOJ and SEC on IRS motion;
revisions to same; attention to documents from Failing;
discussion with Leo Carey of the IRS.
04/14/09
J B Nelsen
.40 Commented on proposed order.
04/15/09
J A Cialone, II
.80 Attention to response to IRS demands, and related calls and
emails with tax team.
04/15/09
R A Husseini
2.20 Attention to IRS motion and negotiations with DOJ and SEC;
attention to Failing documents; attention to Chamberlain
documents.
04/15/09
J B Nelsen
04/15/09
N M Starbuck
3.00 Assisted R. Husseini with intake, duplication request, chain of
custody preparation, and tracking of documents received from
H. Failing's counsel and Chamberlain Hrdlicka.
04/16/09
R A Husseini
3.10 Attention to documents produced from Chamberlian and
Failing' further analysis and negotation with DOJ.
04/16/09
J B Nelsen
4.10 Reviewed files received from Chamberlin Hrdlicka regarding
Tax Court cases.
04/17/09
R A Husseini
3.60 Attention to pending tax court matters; analysis and review of
same; attention to recently produced documents from Failing
and Chamberlain; review of same.
04/17/09
J D Lobb
5.80 Reviewed documents relating to tax issues.
.20 Commented on proposed order; conference with Richard
Husseini regarding the same.
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04/17/09
J B Nelsen
6.20 Reviewed documents received from Chamberlain Hrdlicka.
04/18/09
J B Nelsen
3.30 Reviewed Chamberlain Tax Court and IRS Office of Appeals
case files.
04/19/09
J D Lobb
1.90 Reviewed documents relating to tax issues.
04/20/09
R A Husseini
2.80 Discussion of tax issues with Bill Stutts and Steve Massad;
continued review and analysis of documents from Failing and
Chamberlain.
04/20/09
J D Lobb
6.40 Reviewed documents related to tax issues.
04/20/09
J B Nelsen
7.80 Reviewed files received from Stanford's tax representatives.
04/20/09
Z T Pullin
1.00 Reviewed accounting records.
04/21/09
R A Husseini
2.10 Further analysis and attention to ongoing tax cases and strategy
going forward.
04/22/09
R A Husseini
1.20 Further anlaysis and attention to strategy for tax court issues.
04/26/09
R A Husseini
1.30 Attention to strategy on tax matters
04/27/09
R A Husseini
1.30 Attention to strategy for tax issues.
04/28/09
R A Husseini
.80 Attention to tax strategic issues.
04/30/09
R A Husseini
1.20 Attention to tax strategic issues.
05/01/09
R A Husseini
.60 Attention to IRS Appeals issues and to Failing production
issues; discussed same with Kevin Sadler and Neil Kelly.
05/05/09
J A Cialone, II
.80 Calls and meetings about IRS procedures and negotiations.
05/05/09
R A Husseini
05/07/09
R A Husseini
.80 Attention to tax strategy with DOJ and IRS Appeals; discussion
of same with Kevin Sadler.
05/08/09
J A Cialone, II
.60 Calls and emails with team about IRS questions and related
strategic options.
05/08/09
R A Husseini
.40 Attention to tax strategy.
05/08/09
W F Stutts, Jr.
Matter Total
079716.0116
1.80 Attention to tax analysis and strategy for pending IRS matters;
discussed same with Kevin Sadler and Ralph Janvey.
.30 Reviewed information and communications with Mr.Husseini
and Mr. Howell regarding response to DOB IRS question.
72.60
Litigation - General
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04/13/09
S W Cooper
2.70 Attended to issues with various ongoing litigation matters;
attended to issues regarding Merrill dispute; attended to
Proskauer document production issues; telephone conferences
with Kim Schlanger regarding landlord negotiations related to
Galleria lawsuit.
04/13/09
K W Hinton
1.30 Updated post-receiver cases chart with Jay Comeaux's attorney
information; updated shared drive with correspondence from
Comeaux's attorney in all cases where Comeaux is a defendant;
updated status for tracking chart regarding Motion to Stay in
Copiah County, MS case.
04/13/09
S M Owens
8.50 Assist attorneys at Stanford with regards to various projects
upon request.
04/13/09
D S Rohleder
1.00 Updated all Federal District Court Docket Sheets on the shared
drive;
04/13/09
K M Sadler
1.80 Reviewed issues raised by Holt counsel; reviewed issues
regarding tax filing deadlines for entities under Receiver
control; reviewed investor correspondence regarding frozen
accounts; reviewed issues regarding real estate sales procedures
04/13/09
H C Tucker
1.50 Located records establishing R. Allen Stanford's ownership of
Stanford Group Holdings, which in turn owned Stanford Coins
and Bullion.
04/14/09
D T Arlington
04/14/09
S W Cooper
3.50 Telephone conferences and emails with Kim Schlanger, Bob
Wright, and Malcolm Lovett regarding negotiations with
landlord on 5051 moveout; revised draft letter to landlord
regarding same; telephone conference regarding issue
pertaining to Mauricio Alvarado.
04/14/09
D L George
1.00 Retrieved requested materials for Kevin Sadler.
04/14/09
M D Kusey
2.50 Assembled and prepared documents for production to FBI.
04/14/09
S M Owens
8.00 Assembled and prepared documents for production to the FBI;
Assist attorneys at Stanford with regards to various projects
upon request.
04/14/09
D S Rohleder
1.00 Updated all Federal District Court Docket Sheets on the shared
drive.
04/14/09
K M Sadler
2.80 Emails to/from R. Roper regarding Latin America CD sales;
conference with Massad REDACTED
REDACTED
consultations with Receiver
conference with litigation team regarding legal research;
reviewed issues REDACTED
.50 Reviewed order relating to Stanford University lawsuit;
addressed issues relating to same
209
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04/15/09
S W Cooper
4.50 Worked on issues regarding new broker lawsuit (Bobby
Lenoir); worked on issues regarding MDS lawsuit; multiple
conversations with Kim Schlanger and Bob Wright regarding
matter; telephone conference with landlord's counsel; reviewed
and revised correspondence to landlord; reviewed
correspondence from landlord; office conferences with Sue
Ayers and Russell Lewis regarding same; telephone conference
with Kevin Sadler.
04/15/09
K W Hinton
7.60 Prepared documents from Appendix of the Application for the
TRO and drafted email to B. Howell with same; discussed
same documents with B. Howell; supervised and assisted with
tracking FINRA cases; researched FINRA cases; prepared
Appendix and drafted email to S. Ayers with same; assisted
with Complaint against financial advisors; created chart with
financial advisors information and for tracking service;
coordinated service of Complaint with process server; prepared
and coordinated sending letters to companies with Virgin
Island's liens; supervised and assisted with tracking new suits.
04/15/09
J C Huddleston
1.60 Updated Claims Log.
04/15/09
S Jampala
7.00 Reviewed and saved a new case to sharedrive and extranet and
updated "List of Cases" and "New Cases with Deadlines"
Spreadsheets; added new Finra case to Finra Claims Chart;
created Finra Suits section on sharedrive with all Finra
materials; reviewed and saved Lien letters and statements to
sharedrive for S. Ayers; updated Stanford cases on sharedrive.
04/15/09
R C Lewis
.90 Conference with Sam Cooper regarding landlord issue;
reviewed information regarding same in preparation for filing
motions.
04/15/09
D S Rohleder
2.00 Created folders on the shared drive for all new parties that have
contacted us regarding the Janvey Receivership;
04/15/09
K M Sadler
REDACTED
7.50 Reviewed issues regarding
conference with FTI regarding additional data
on commissions paid to brokers for CD sales; reviewed issues
regarding BDO audit work; reviewed memo regarding
Antiguan banking law issue; reviewed correspondence
regarding Pershing issues; reviewed draft pleadings regarding
Canadian Motion; reviewed aircraft sales issues and dispute
with VFS; conference with S. Austin and VFS counsel
REDACTED
regarding
reviewed issues
regarding CD Latin America sales; reviewed inquiry regarding
attorney submission of account review application; conference
with S. Copper regarding Galleria dispute; reviewed complaint
regarding trust account investor; conference with Durst and
210
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Quilling
REDACTED
reviewed email from Quilling regarding same;
reviewed correspondence regarding investor complaint
regarding frozen account; conference with T. Davis regarding
SIPC issues
04/15/09
V R Walker
3.50 Assembled and organized court papers, correspondence and
witness files.
04/16/09
D T Arlington
2.60 Addressed broker inquiry and exchanged email with Kevin
Sadler regarding same; exchanged email with John Lawrence
regarding North Bay coin dispute; reviewed correspondence
relating to coin dispute; prepared email to Tom Leslie
regarding same; reviewed correspondence regarding INX
dispute; telephone conference with Herschel Hamner regarding
dispute with landlord and exchanged email with team regarding
negotiations relating to same; telephone conference with
Cameron Smith regarding broker issues; prepared email to
team regarding same
04/16/09
S W Cooper
3.80 Telephone conference with Bruce Spetser regarding Walton
dispute; reviewed letter regarding same; emailed with Kim
Schlanger and Bob Wright regarding same; attended to moveout issues related to litigation; responded to request from Steve
Massad; attended to issues regarding Reignmaker litigation.
04/16/09
D L George
1.80 Continued attention to various requests from Craig Adams,
Tom Leslie and Harrison Tucker; searched for and retrieved
requested materials related to selected brokers named in new
case.
04/16/09
S Jampala
6.50 Reviewed and saved new case to sharedrive and updated "List
of Cases" and "New Cases with Deadlines" Spreadsheets;
added new Finra case to Finra Claims Chart; updated Standford
cases on sharedrive.
04/16/09
R C Lewis
1.20 Conference with Sam Cooper and real estate lawyers regarding
5150 moveout issues; reviewed correspondence related to
same.
04/16/09
T M Moratto Jr.
04/16/09
D S Rohleder
.30 Per K. Hinton, obained docket sheet from the Travis County
District Clerk's office in cause number D-1-GN-09-001052
3.00 Reviewed correspondence files to determine that all
correspondence with third parties in file has been logged onto
Excel spreadsheet; provided Lawrence Fluker with
communications not yet logged on spreadsheet; worked with
Lawrence Fluker to organize correspondence files into
categories identical to those on Excel spreadsheet (including
A/C Holders, Attorneys, Vendors, Agents, Government
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officials).
04/16/09
K M Sadler
2.50 Reviewed demand letter from vendor; reviewed aircraft sale
negotiation issues; reviewed letter of credit dispute with
Trustmark; reviewed correspondence from Pershing concerning
issues regarding relief defendant; conference with Davis
regarding pending motions and motions to be drafted on
various issues
04/17/09
J P Adams
.40 Drafting agreed motion for an extension on response to motion
filed by Defendant Holt.
04/17/09
D T Arlington
2.20 Reviewed correspondence regarding coin dispute; exchanged
email with Tom Leslie and Paul Montgomery regarding coin
inventory; conference with Kevin Sadler regarding same;
exchanged email with Sue Ayers regarding Trustmark lawsuit;
telephone conference with Paul Montgomery regarding SCB
issues; reviewed contract relating to Trustmark letter of credit;
participated in conference call with team regarding lease
dispute negotiations; reviewed correspondence relating to INX
dispute
04/17/09
S W Cooper
1.70 Attended to issues regarding Pendergest-Holt suit; conference
call with David Berg and Sean Gorman regarding stay hearing;
attended to issues regarding Bobby Lenoir; reviewed
memorandum on St. Croix issues.
04/17/09
K W Hinton
7.50 Supervised and assisted with tracking post-receiver cases;
researched Holt case against Proskauer Rose and drafted email
to S. Ayers regarding same; communicated with S. Ayers and
process server regarding Complaint; researched ND Texas
local rules regarding replies; drafted Motion to Exceed Page
Limits and Proposed Order; supervised and assisted with
updating shared drive with notices and post-receiver cases;
reviewed, proofed and edited letters to attorneys for financial
advisors; met with B. Howell regarding documents received
from Joan Stack; reviewed same documents; prepared
documents and drafted letter to C. Adams with same
documents.
04/17/09
S Jampala
4.00 Reviewed and updated main suit, Stanford federal and state
cases on sharedrive and extranet; updated List of Cases and
New Cases with Deadlines Spreadsheets; reviewed,
manipulated, and saved new case to sharedrive and extranet.
04/17/09
D S Rohleder
3.00 Reviewed correspondence files to determine that all
correspondence with third parties in file has been logged onto
Excel spreadsheet; provided Lawrence Fluker with
communications not yet logged on spreadsheet; worked with
Lawrence Fluker to organize correspondence files into
212
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categories identical to those on Excel spreadsheet (including
A/C Holders, Attorneys, Vendors, Agents, Government
officials).
04/17/09
E A Soderlund
2.30 Review and respond to letter from counsel for INX regarding
reclamation claim and review and report on filing of notice of
reclamation with the Court by INX.
04/20/09
S W Cooper
3.90 Prepared for and participated in hearing on Galleria lawsuit
stay; attended to issues regarding new scheduling order;
updated Kevin Sadler; reviewed new information on Antigua
cases and counsel demand for withdrawal; emailed with Bill
Stutts regarding same; attended to Mauricio Alvarado request
for indemnity; telephone conference with David Isaak
regarding same.
04/20/09
K W Hinton
9.50 Pulled cases and checked case law citations and inserted
pinpoints; met with S. Ayers regarding case law and pinpoints;
reviewed pleadings in post-receiver cases and supervised and
assisted with updating shared drive; reviewed and researched
post-receiver case statuses and updated deadlines tracking
chart; drafted emails to S. Ayers regarding deadlines; drafted
Proposed Order denying Intervenors' Motions; assisted A. York
with Reeves subpoena; prepared documents and sent same to
R. Robertson; reviewed tracking chart for 754 notices and
responded to email regarding filing in California.
04/20/09
S Jampala
8.00 Reviewed and updated main suit, Stanford federal and state
cases on sharedrive and extranet; updated List of Cases and
New Cases with Deadlines Spreadsheets; reviewed and saved
new cases to sharedrive and extranet; reviewed Sue's emails
and saved documents for reference; had a copy of the
Appendix to the TRO made and sent via jet pack to Rebecca
Robertson in Houston.
04/20/09
D S Rohleder
2.00 Reviewed correspondence files to determine that all
correspondence with third parties in file has been logged onto
Excel spreadsheet; provided Lawrence Fluker with
communications not yet logged on spreadsheet; worked with
Lawrence Fluker to organize correspondence files into
categories identical to those on Excel spreadsheet (including
A/C Holders, Attorneys, Vendors, Agents, Government
officials).
04/20/09
E A Soderlund
.40 Review notice of filing of chapter 15 recognition.
04/21/09
D T Arlington
.40 Telephone conference with Trustmark counsel regarding letter
of credit and motion to intervene; exchanged email with team
and Kevin Sadler REDACTED
213
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04/21/09
S W Cooper
1.70 Attended to issues regarding threatened withdrawal of
Antiguan counsel; telephone conference with Kevin Sadler
regarding same; drafted evaluation email regarding Antiguan
litigation status; email with Bill Stutts.
04/21/09
K W Hinton
8.00 Reviewed correspondence from P. Meyer and drafted letter to
P. Meyer regarding inquiry; reviewed tax warrants and
correspondence from Florida Dept. of Revenue and drafted
letter to Florida Dept. of Revenue regarding tax warrants;
updated chart with new attorney information for Robert Ulloa;
quality checked top 50 customer schedule and compared to
potential clawback chart; revised potential clawback chart;
quality checked top 50 soft recovery chart and compared to top
50 customer chart; revised top 50 customer chart;
04/21/09
S Jampala
6.00 Reviewed and updated Federal and State Cases, Main Suit and
extranet; quality checked financial spreadsheets for S. Ayers;
indexed Hunton & Williams boxes for A. York.
04/21/09
R C Lewis
.70 Reviewed new correspondence regarding status of Antigua prereceiver cases; reviewed material and drafted summaries of
cases handled by Stacy Richards.
04/21/09
E A Soderlund
.30 Discuss chapter 15 filing issues with B. Stutts.
04/21/09
W F Stutts, Jr.
1.80 Additional review of Chapter 15 requests and preparation for
addressing the same.
04/21/09
V R Walker
3.00 Assembled and organized correspondence.
04/22/09
S W Cooper
1.00 Attended to issues regarding Antiguan litigation; attended to
issues in USVI.
04/22/09
K W Hinton
4.00 Supervised and assisted with tracking cases and updating
shared drive; reviewed and revised Conte Motion to Abate;
assisted with filing Motion to Abate and Order; called court
regarding Dahler Motion to Abate.
04/22/09
J C Huddleston
2.10 Updated Claims Log.
04/22/09
S Jampala
2.50 Reviewed and updated Federal and State Cases, Main Suit and
extranet; saved documents onto sharedrive.
04/22/09
R C Lewis
1.40 Received and reviewed new correspondence related to prereceiver litigation in Antigua; conference with attorney from
St. Croix regarding tenancy matter; reviewed new information
and drafted correspondence regarding same.
04/22/09
K M Sadler
2.30 Reviewed issues regarding VFS aircraft negotiations and
possible intervention and related letter of credit issues;
reviewed new state court petitions regarding Stanford brokers
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04/22/09
E A Soderlund
2.90 Reviewed chapter 15 bankruptcy filings, pull and read cases
cited, reviewed research conducted previously, and conducted
further research on injunctions of bankruptcy petitions, and
discussed same with B. Stutts.
04/23/09
M E Burnett
04/23/09
S W Cooper
2.20 Attended to issues regarding insurance defense cost payments;
emailed with Glen Rigby and Kevin Sadler regarding same;
telephone conference with David Berg regarding Galleria
lawsuit; attended to subpoena in ADT matter; telephone
conference regarding document flight issue.
04/23/09
K W Hinton
8.30 Drafted Joinder to Dahler Motion to Abate and Proposed
Order; drafted email to S. Ayers regarding call with court and
attaching Joinder and Order; updated chart with attorney
information for financial advisor; drafted email to P. Zummo
explaining reasons for the Joinder and call with the court and
attaching Joinder and Order; reviewed Interim Report and
drafted email to H. Hamner and J. Zabaneh regarding
correction; reviewed, analyzed and questioned charges for
process services and filings of 754 Notices; drafted email to
process server
REDACTED
.30 Searched for and provided Madoff article for Kevin Sadler.
reviewed cases and emails regarding same and
updated post-receiver case chart.
04/23/09
S Jampala
4.30 Reviewed and updated Federal and State Cases, Main Suit and
extranet; saved documents onto sharedrive.
04/23/09
R C Lewis
1.70 Reviewed new information related to active Puerto Rico and
Antigua matters; updated charts related to same; reviewed new
court filings; phone call with attorney in USVI regarding
tenancy issue; conference with Sam Cooper regarding potential
interviewee; phone call to same.
04/23/09
E A Soderlund
REDACTED
1.20 Locate cases regarding
, and send results to B. Howell.
04/23/09
H C Tucker
04/24/09
D T Arlington
.80 Called Comerica's General Counsel regarding the
correspondence sent to the bank from the Antiguan receiver;
searched for any correspondence sent to banks on behalf of the
Antiguan receiver.
1.00 Exchanged email with Kevin Sadler regarding CMSU
distribution; telephone conference with counsel for fund
relating to CMSU; exchanged email with team regarding same;
exchanged email with Tom Leslie regarding office closure
issue
215
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04/24/09
S W Cooper
.10 Telephone conference with Bill Stutts on Antigua litigation.
04/24/09
J C Huddleston
.70 Updated Claims Log based on incoming correspondence.
04/24/09
S Jampala
04/24/09
E A Soderlund
04/25/09
K M Sadler
04/25/09
E A Soderlund
04/26/09
K M Sadler
6.50 Reviewed and revised motion; reviewed case law; reviewed
draft declaration; reviewed report for cites; emails/to/from
Adams and Ayers regarding motion and supporting documents;
emails to/from Cialone regarding meeting with SEC
04/27/09
K W Hinton
5.80 Reviewed Reeves subpoena and provided information to S.
Ayers; created calendar reminder for Reeves response deadline;
reviewed correspondence from Dallas District Attorney's office
and researched information on Dallas DA's website; drafted
Notice letter to Dallas DA regarding check fraud claim;
attended to receiving documents from B. Barnes office
responsive to subpoena; prepared EY invoice for Motion;
prepared all firm/company invoices and drafted email to C.
Adams attaching same; reviewed correspondence from Karl
Spurzem and drafted notice letter to him regarding his claim;
drafted email to K. Spurzem attaching letter and Amended
Order Appointing Receiver.
04/27/09
S Jampala
4.50 Reviewed and updated main suit, Stanford federal and state
cases on sharedrive and extranet; picked up documents from
Ben Barnes's office for S. Ayers.
04/27/09
K M Sadler
1.60 Negotiated with VFS to finalize key terms of settlement of
aircraft issues; conferences with S. Austin regarding same;
reviewed correspondence regarding investor claims
04/28/09
D T Arlington
1.40 Coordinated with counsel for Gallery regarding answer
deadline and prepared stipulation regarding same; reviewed
letter from counsel for Trustmark regarding HP Venezuela
letter of credit; exchanged email with Herschel Hamner and
Kevin Sadler regarding same
2.80 Reviewed and updated Federal and State Cases, Main Suit and
extranet; saved documents onto sharedrive; consulted with S.
REDACTED
Ayers on status
; corresponded with K. Hinton on status of case.
.30 Call with B. Howell regarding research on enjoining
bankruptcy filings.
5.50 Consultations with Receiver and C. Adams, J. Cialone
regarding strategy issues; conferences with receiver and
professionals regarding strategy
.50 Respond to emails from B. Howell regarding chapter 15 filing
and research thereon.
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04/28/09
S W Cooper
.80 Attended to issues regarding insurer defense cost payments;
attended to issues regarding settlement payments for employee
severance; attended to issues regarding Inside-Out dispute.
04/28/09
J S Fitzwater
2.00 Assisting Kevin Scanlan and David Arlington regarding motion
preparation for "Gagosian Gallery Unopposed Motion to
Extend Answer Time to Original Complaint."
04/28/09
S Jampala
1.50 Reviewed and updated main suit, Stanford federal and state
cases on sharedrive and extranet.
04/28/09
R C Lewis
2.90 Reviewed new information related to ongoing sponsorship
agreements; drafted letters from Ralph Janvey to attorney for
InsideOut sports regarding return of payments; phone calls and
correspondence related to same; reviewed information related
to third-party subpoenas and advised Stanford on responding to
same.
04/29/09
D T Arlington
.90 Telephone conference with William Ray regarding
REDACTED
; reviewed summary of Paradigm fund issue
and exchanged email with Kevin Sadler and Herschel Hamner
regarding same
04/29/09
S W Cooper
1.50 Worked on issues regarding intervention request; emailed with
Jessica Magee regarding same; attended to witness interview
issues; attended to issues regarding St. Croix settlement
payments; reviewed correspondence from St. Croix counsel.
04/29/09
S Jampala
4.00 Reviewed and updated main suit, Stanford federal and state
cases on sharedrive and extranet; assisted Sue in research of
attorney fees in bankruptcy cases in preparation for filing.
04/29/09
R C Lewis
1.00 Revised and sent letter to InsideOut regarding sponsorship
agreement; received and reviewed new information regarding
Condominium Owners lawsuit and subsequent intervention in
the Northern District lawsuit.
04/30/09
D T Arlington
.20 Reviewed further demand regarding INX dispute
04/30/09
M E Burnett
.30 Searched for and provided cases for Sweta Jampala.
04/30/09
S W Cooper
1.30 Worked on issues regarding intervention; worked on issues
regarding Ross settlement payment.
04/30/09
K W Hinton
2.50 Updated information for attorneys for financial advisors;
reviewed invoices; call with vendor regarding questions on
charges for services and provided update on
REDACTED
; reviewed and organized documents for
file.
04/30/09
E A Soderlund
.70 Read motion for reclamation and TRO filed by INX, prepare
217
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and send letter in response to same.
05/01/09
J C Huddleston
3.70 Reviewed correspondence and updated CD Correspondence
Log.
05/01/09
S Jampala
1.00 Reviewed and updated main suit, Stanford federal and state
cases on sharedrive and extranet; reviewed and made copies of
key documents for S. Ayers.
05/01/09
D S Rohleder
.50 Retrieved Case Law for K Hinton;
05/02/09
D T Arlington
.20 Addressed insurance issues
05/04/09
S W Cooper
1.40 Worked on issues regarding Puerto Rico litigation; telephone
conference with Charles Peden regarding intervention; emailed
with Jessica Magee regarding same; attended to issues
regarding St. Croix settlement.
05/04/09
K W Hinton
4.00 Reviewed cases and chart and drafted email to J. Lawrence
regarding financial advisors named in cases; supervised and
assisted with preparing Canadian documents; drafted email
regarding and attaching same; supervised and assisted with
preparing fee motion exhibits; drafted email to S. Ayers
regarding same; met with S. Ayers regarding fee motion.
05/04/09
J C Huddleston
1.80 Reviewed incoming claims against the receivership and
updated log related to same.
05/04/09
S Jampala
4.00 Reviewed and updated federal and state cases and main suit;,
pdf'ed documents to be saved onto the sharedrive; sent
documents to the file room; bates numbered Attorney Fee's
Motion.
05/04/09
R C Lewis
.10 Phone call to Linda Wingfield to set up potential interview.
05/04/09
K M Sadler
5.20 Reviewed correspondence from account holders represented by
Strasburger; reviewed SIBL information from Receiver;
reviewed information regarding Hunton & Williams; reviewed
information from FTI regarding foreign investors; reviewed
issues regarding claim by coin purchaser; reviewed issues
regarding investor inquiry regarding IRS matters; reviewed
correspondence from former FA complaining of frozen
accounts; reviewed issues with David Arlington concerning
dispute over SIBL funds held at Paradigm
05/04/09
V R Walker
2.50 Assembled and organized court papers and correspondence.
05/05/09
D T Arlington
05/05/09
S W Cooper
.20 Exchanged email with Sue Ayers and Shelley Austin regarding
Universal Aviation issues
2.20 Emailed with opposing counsel regarding Ross matter; emailed
with Bob Howell and Tony Davis regarding same; attended to
issues regarding Queens County suit; attended to intervention
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issue; telephone conference with Sue Ayers regarding material
to gather; attended to Metavante termination; attended to
Hernandez lawsuit issue.
05/05/09
S Jampala
8.30 Reviewed and updated federal and state cases and main suit;
quality checked financial documents for Sue Ayers; indexed
boxes for A. York.
05/05/09
R C Lewis
1.30 Reviewed new correspondence and agreement concerning
Metavante services; correspondence to Stanford regarding
same.
05/05/09
K M Sadler
5.60 Reviewed information regarding FA complaint regarding
frozen funds; conference with Lovett regarding response to
same; conference with Arlington regarding responding to
various creditor and investor written complaints/inquiries;
reviewed issues regarding IRS cases; conference with Husseini;
revised memo to client regarding response to pending tax
issues; reviewed issues regarding legacy Antiguan litigation per
email from Cooper; reviewed issues regarding complaint filed
against brokers and Pershing; reviewed in REM seizure
warrant served on SCB; conference with Arlington regarding
response
05/05/09
V R Walker
1.00 Assembled and organized court papers and correspondence.
05/06/09
D T Arlington
4.80 Reviewed draft motion to clarify from Hernandez case;
telephone conference with Kevin Sadler regarding motion to
abate Hernandez case; telephone conference with Sue Ayers
regarding same; reviewed research regarding potential motion
to abate; reviewed status of Adams case; reviewed motion to
consolidate Adams and Hernandez cases; drafted motion to
abate Hernandez case; exchanged email with Sadler regarding
same
05/06/09
S W Cooper
2.50 Interviewed Linda Wingfield; emailed with Bill Stutts and
Karyl van Tassel regarding material provided; emailed with
Jessica Magee regarding intervention.
05/06/09
K W Hinton
8.30 Reviewed post-receiver cases, pleadings and correspondence
and updated chart; reviewed preliminary injunction hearing
transcript and conducted searches for foreign governments and
receiverships, highlighted same portions and provided same to
K. Sadler; reviewed correspondence and drafted notice letters.
05/06/09
S Jampala
7.50 Reviewed and updated federal and state cases and main suit;,
manipulated documents to be saved onto the sharedrive;
worked and uploaded necessary documents to the extranet.
05/06/09
R C Lewis
1.50 Prepared for and participated in phone interview of Linda
Wingfield.
219
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05/06/09
K M Sadler
3.10 Consultations with Receiver regarding litigation and strategy
issues; conference with M. Lovett regarding investor account
review issues; reviewed issues regarding lawsuit intervention
and emails to Cooper regarding same.
05/07/09
S W Cooper
1.20 Finalized instructions on payment of Ross settlement; emailed
with Jessica Magee on intervention issues in SDC matter and
ongoing immigration disputes.
05/07/09
K W Hinton
8.50 Reviewed cases, pleadings and correspondence and updated
chart; supervised and assisted S. Jampala with updating shared
drive; prepared Appendix for Motion to Abate, prepared and efiled Motion to Abate, Order and Appendix; drafted email to
court attaching courtesy copies of same; reviewed Motion to
Abate, checked citations and revised same; talked to S. Ayers
and D. Arlington regarding fee motion; coordinated assistance
with redacting exhibits for fee motion.
05/07/09
S Jampala
7.50 Reviewed and updated federal and state cases and main suit;,
manipulated documents to be saved onto the sharedrive;
worked and uploaded necessary documents to the extranet;
reviewed and pulled documents for two new cases.
05/07/09
T M Moratto Jr.
05/07/09
K M Sadler
05/08/09
D T Arlington
05/08/09
S W Cooper
1.40 Reviewed and collected material to respond to intervention;
emailed with opposing counsel; emailed with Jessica Magee.
05/08/09
S Jampala
5.30 Reviewed and updated federal and state cases and main suit;,
manipulated documents to be saved onto the sharedrive;
worked and uploaded necessary documents to the extranet;
indexed boxes for A. York's review.
05/08/09
S A Massad
2.00 Reviewed and commented on and telephone conferences and email correspondence regarding draft response to An tigua
liquidators motion.
05/08/09
K M Sadler
1.80 Reviewed issues regarding account releases; conference with
T. Davis regarding same; reviewed account release information
.50 Per K. Hinton, obtained copies of requested documents from
the Travis County District Court in cause numbers D-1-GN-09001052 and D-1-GN-09-000987.
2.30 Reviewed information from M. Lovett regarding investor
inquiries and account release issues; consultations with
Receiver; reviewed issues regarding pending IRS matters;
conference with M. Lena regarding pending IRS request for
information
.50 Addressed Trustmark v. HP lawsuit; conference with Kevin
Sadler regarding same and regarding telephone conference with
HP counsel
220
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from M. Lovett; reviewed issues regarding Stanford employee
claim; reviewed emails regarding aircraft settlement status;
reviewed emails regarding lease terminations status
05/11/09
D T Arlington
1.00 Telephone conferences with counsel for Trustmark; prepared
stipulations regarding answers
05/11/09
S W Cooper
.30 Attended to issues regarding Roca dispute and interview.
05/11/09
J C Huddleston
.70 Updated Claims Log.
05/11/09
S Jampala
6.50 Reviewed and updated federal and state cases and main suit;,
manipulated documents to be saved onto the sharedrive;
worked and uploaded necessary documents to the extranet;
indexed boxes for A. York's review; assisted with filings due at
noon; assisted in PDFing redacted bills for privilege to K.
Hinton.
05/12/09
S W Cooper
1.20 Attended to Roca dispute issues; attended to Ross settlement
issues; worked on SDC issue; emailed with opposing counsel
and Kevin Sadler regarding same.
05/12/09
S Jampala
7.50 Reviewed and updated federal and state cases and main suit;,
manipulated documents to be saved onto the sharedrive;
worked and uploaded necessary documents to the extranet;
indexed boxes for A. York's review.
05/12/09
R C Lewis
2.10 Reviewed pleadings and filings related to Stanford
Condominium in preparation for drafting motion for extension
of time; drafted motion for extension of time.
05/12/09
K M Sadler
1.30 Reviewed memos from Austin regarding aircraft settlement
issues involving tax and engine maintenance claims; reviewed
letter from investor counsel; reviewed Rule 45 subpoena from
Stanford counsel; emails to/from Durst regarding objections to
subpoena
05/13/09
S W Cooper
.40 Telephone conference with Ed Tomko on Roca dispute;
attended to SDC intervention response and motion to extend
time.
05/13/09
K W Hinton
5.80 Supervised and assisted clerk with re-organizing and updating
shared drive; assisted with ECF e-filing inquires regarding
requirements and limitations; reviewed discovery and
pleadings received, communicated with S. Ayers regarding
same and updated deadlines; supervised and assisted with case
pull; reviewed correspondence regarding Florida tax warrant
and previous communication and drafted email to S. Ayers
regarding same; reviewed correspondence regarding Stanford
employee and drafted notice letter regarding same; assisted
with service of same.
221
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05/13/09
S Jampala
8.50 Reviewed and updated federal and state cases and main suit;
documents to be saved onto the sharedrive; worked and
uploaded necessary documents to the extranet; indexed boxes
for A. York's review; renamed orders on share drive for S.
Ayers; assisted in pulling and printing Main Case document
369's cases,statutes and rules for S. Ayer's review.
05/13/09
R C Lewis
.30 Reviewed Motion to Intervene on behalf of Stanford
Condominium Homeowners Association; drafted Motion for
Extension of Time to Respond.
05/13/09
K M Sadler
REDACTED
2.50 Reviewed issues regarding
; reviewed cases
and memo analyzing same in preparation for meeting with
client and SEC; reviewed issues regarding account release
stipulations and review; reviewed issues regarding Gillikin
REDACTED
account review; reviewed case regarding
and
emails to/from Robertson and Ayers regarding same
05/14/09
S W Cooper
.30 Attended to Inside-Out dispute issues; office conference with
Russell Lewis regarding same.
05/14/09
S Jampala
9.30 Reviewed and updated federal and state cases and main suit;
handled documents to be saved onto the sharedrive; worked
and uploaded necessary documents to the extranet; indexed
boxes for A. York's review; saved new law suits to share drive
and updated List of Cases and New Cases w/Deadlines
Spreadsheets; reviewed and manipulated Attorney Fees Motion
to S. Ayer's specifications.
05/14/09
R C Lewis
.50 Prepared and filed Motion for Extension; correspondence with
counsel for intervenor regarding same; reviewed new
correspondence regarding InsideOut Sponsorship agreement.
05/14/09
K M Sadler
6.40 Reviewed materials in preparation for meeting with Receiver
and Examiner and SEC; meeting with same to reviewed
various legal issues; conference with Cialone regarding same;
reviewed and responded to inquiry from SCB customer
05/15/09
S W Cooper
.10 Office conference with Russell Lewis on Inside-Out dispute;
reviewed correspondence regarding same.
05/15/09
S Jampala
05/15/09
R C Lewis
05/15/09
K M Sadler
8.30 Reviewed and updated federal and state cases and main suit;,
manipulated documents to be saved onto the sharedrive;
worked and uploaded necessary documents to the extranet;
reviewed and manipulated Attorney Fees Motion filing to S.
Ayer's specifications.
.70 Drafted and sent letter to counsel for InsideOut.
5.40 Conference with Durst and counsel for plaintiffs in Adams
case; reviewed case law analysis
REDACTED
222
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conference with Counsel for Madoff SIPC trustee
regarding legal issues; reviewed issues regarding Gillikin
account release/review and emails to investor counsel and
Kortash regarding same; conference with DOJ/Tax regarding
review of accountant files; conferences with Adams and
Husseini regarding same; reviewed correspondence from
investors regarding account review; reviewed issues regarding
aircraft settlement; conference with Davis regarding SEC
information request
REDACTED
05/16/09
K M Sadler
.50 Reviewed issues regarding account release/review process
05/17/09
R C Lewis
.90 Drafted summary of interview with Linda Wingfield.
05/18/09
S W Cooper
.10 Attended to Superior Galleries issues.
05/18/09
S Jampala
6.80 Reviewed and updated federal and state cases and main suit;
handled documents to be saved onto the sharedrive; worked
and uploaded necessary documents to the extranet; indexed
boxes for A. York's review; assisted in manipulating
documents to be filed.
05/19/09
K W Hinton
6.50 Reviewed aircraft lien information and correspondence, met
with S. Ayers regarding same and drafted notice letters
regarding aircraft liens; reviewed, quality-checked and
prepared affidavits and exhibits; communicated with T.
Moratto and coordinated Apostilles for Affidavits; qualitychecked Apostilles and documents and prepared for Swiss
counsel; drafted email to Swiss counsel with apostilles and
affidavits.
05/19/09
S Jampala
8.30 Reviewed and updated federal and state cases and main suit;
handled documents to be saved onto the sharedrive; worked
and uploaded necessary documents to the extranet; indexed
boxes for A. York's review; reviewed and manipulated
apostilles for K. Hinton.
05/19/09
R C Lewis
3.30 Reviewed material in preparation for drafting response to
motion to intervene; began drafting same.
05/20/09
D T Arlington
.50 Prepared summary of HP Venezuela letter of credit issue
05/20/09
S W Cooper
.50 Telephone conference with Russell Lewis on SDC intervention
issue; telephone conference with Sean Gorman regarding
Galleria case.
05/20/09
K W Hinton
2.50 Reviewed aircraft information and provided requested
information to S. Austin; met with S. Ayers regarding same;
met with L. Fluker regarding Duncan Aviation; reviewed
Duncan Aviation correspondence and information; drafted
email to S. Austin regarding same.
223
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05/20/09
S Jampala
3.30 Reviewed and updated federal and state cases and main suit;
handled documents to be saved onto the sharedrive; worked
and uploaded necessary documents to the extranet; indexed
boxes for A. York's review; showed Dan Rohleder documents
on DM and how to manipulate them for S. Ayers.
05/20/09
S A Massad
05/20/09
D S Rohleder
3.00 Created an index of additional boxes shipped from Hunton &
Williams containing materials related to the Janvey/Stanford
case;
05/20/09
V R Walker
5.50 Assembled and organized court papers and correspondence.
05/21/09
D T Arlington
05/21/09
S W Cooper
1.00 Telephone conference with Jim Muchnick on Galleria suit;
office conference with Russell Lewis on SDC matter.
05/21/09
K W Hinton
5.50 Researched shared drive options and drafted email to S. Ayers
regarding same; assisted M. Wood with case law cites, saved
documents to shared drive, and prepared cases for M. Wood;
communicated with S. Ayers and L. Dodge regarding Stanford
staffing and coverage; assisted with preparing notice letters;
reviewed financial advisor information and drafted email to S.
Ayers regarding same; prepared documents for file.
05/21/09
S A Massad
.70 Various e-mail correspondence regarding
05/21/09
D S Rohleder
.50 Tracked federal cases related to Stanford and updated their
related documents on the Shared Drive;
05/21/09
K M Sadler
05/22/09
D T Arlington
05/22/09
S W Cooper
.50 Reviewed and commented on draft REDACTED
telephone conference with Sadler regarding same.
.20 Telephone conference with Herschel Hamner regarding letter
of credit issues
REDACTED
3.60 Reviewed issues regarding account release and stipulation
process; conference with Arlington regarding same; reviewed
account status in light of proposed de minimus order; reviewed
REDACTED
and responded to email from client regarding
conference with FITS, FTI and Baker Botts attorneys regarding
account review and release process and stipulations; reviewed
issues regarding Landlord administrative claims; reviewed
issues regarding HP/Trustmark dispute; reviewed issues
regarding SEC request for information on accounts (interest vs.
principal)
.80 Addressed issues relating to HP Venezuela letter of credit;
exchanged email with team regarding Schwab issues;
exchanged email with Kim Schlanger regarding letter of credit
issues; telephone conference with Kevin Sadler regarding same
3.80 Worked on responsive briefing in SDC matter.
224
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05/22/09
S Jampala
4.50 Reviewed and updated federal and state cases and main suit;
handled documents to be saved onto the sharedrive; worked
and uploaded necessary documents to the extranet; indexed
boxes for A. York's review; showed Dan the "List of Cases"
and "New Cases with Deadlines" and how to track cases.
05/22/09
S M Owens
7.50 Produced documents as requested; download and save files re
released bank accounts withheld; scanned documents as
requested by attorney.
05/22/09
K M Sadler
8.70 Reviewed correspondence regarding Florida lien foreclosure
action concerning SIBL; emails to Cooper regarding same;
reviewed information regarding Pershing account-holder
contact and stipulation/account review process; conference
REDACTED
with Roper
email to Cialone
REDACTED
; reviewed issues regarding La.
lawsuit naming Pershing; emails to Davis regarding same;
reviewed investor complaint letter regarding funds held at
SIBL; reviewed issues regarding documents requested by
DOJ/Tax; reviewed and commented on email memo from
Massad regarding website change; reviewed correspondence
regarding broker claim and insurance question; reviewed email
regarding investor complaint regarding account review process;
reviewed and responded to client questions REDACTED
conference with S. Austin regarding various
issues related to aircraft settlement; reviewed issues regarding
Schwab sub-lease dispute and strategy for settlement
05/25/09
S W Cooper
.50 Participated in team conference call; attended to SDC
intervention issues.
05/26/09
S W Cooper
.70 Worked on letter on SDC issue; finalized briefing for filing on
intervention motion; office conference with Russell Lewis
regarding same.
05/26/09
K W Hinton
8.00 Reviewed correspondence from Dallas DA and drafted email to
S. Ayers regarding same; reviewed correspondence from
employee and drafted notice letter regarding same; updated
financial advisor chart; reviewed and highlighted brief for cite
check; supervised, assisted with and coordinated cite check;
reviewed DVDs from Stanford; communicated with B. Howell
regarding content on DVDs; coordinated transcription of DVDs
with court reporter; prepared and sent DVDs to court reporter;
supervised and assisted with pulling authorities for Westbrook
affidavit.
05/26/09
S Jampala
5.80 Reviewed and updated federal and state cases and main suit;
handled documents to be saved onto the sharedrive; worked
and uploaded necessary documents to the extranet; indexed
225
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Description
boxes for A. York's review.
05/27/09
S W Cooper
.80 Finalized correspondence on SDC matter; telephone
conference with Jones Day attorney regarding SIB foreclosure
action in Florida; reviewed material regarding same; attended
to issues regarding MDS builders case filings.
05/27/09
K W Hinton
8.30 Communicated with and coordinated transcription of DVDs
with court reporter; supervised and assisted with pulling
authorities for Janvey affidavit; reviewed transcripts from
DVDs; coordinated and assisted with cite check; met with S.
Ayers regarding same; made revisions to brief; supervised and
assisted with updating shared drive; coordinated regarding
staffing; reviewed, prepared and quality-checked affidavits and
documents for Stanford's attorneys; coordinated service of
documents to Stanford's attorneys; reviewed Dallas DA
correspondence and drafted notice letter and fax cover to
Dallas DA; called Florida court regarding MDS case; drafted
email to S. Ayers regarding communication with court.
05/27/09
S Jampala
8.00 Reviewed and updated federal and state cases and main suit;,
manipulated documents to be saved onto the sharedrive;
worked and uploaded necessary documents to the extranet;
indexed boxes for A. York's review; trained Dan Rohleder on
Stanford duties and assisted in projects.
05/27/09
D S Rohleder
2.00 Updated Shared Drive and Continued to Index Additional
Boxes from Stanford Financial Group;
05/28/09
D T Arlington
.30 Telephone conference with Gordon Russell regarding
Trustmark issues
05/28/09
S W Cooper
.30 Worked on issues regarding new claims - Westin and
Westridge claims; telephone conference with Sue Ayers
regarding same.
05/28/09
K W Hinton
2.80 Assisted with shared drive; coordinated and assisted with
delivery of package to Stanford's counsel; reviewed and
prepared documents for file; coordinated Stanford coverage.
05/28/09
S A Massad
1.80 Reviewed Burinsky's motion; various telephone conferences
and e-mail correspondence regarding clawback issues.
05/28/09
D S Rohleder
1.50 Updated Shared Drive with new Court Documents; Continued
to Index new receieved boxes relating to Stanford Financial
Group;
05/29/09
D T Arlington
1.40 Exchanged email and telephone conferences with team
regarding Trustmark and Bank of Houston issues; reviewed
filings from Hernandez case; telephone conference with
Trustmark counsel; reviewed filings in Gallery case
226
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Description
05/29/09
M E Burnett
1.70 Researched Federal Reserve Board orders at the request of Bill
Stutts.
05/29/09
S W Cooper
05/29/09
K W Hinton
1.00 Coordinated Stanford coverage; met with D. Rohleder
regarding Stanford responsibilities; supervised and assisted
with shared drive.
05/29/09
S A Massad
2.60 Reviewed and commented on response to Burinsky motion;
various office conferences and e-mail correspondence
.20 Attended to issues regarding tolling agreement in condominium
case.
REDACTED
05/29/09
D S Rohleder
.50 Updated Filed Documents on the Shared Drive for the Stanford
Main Suit;
05/29/09
E A Soderlund
.70 Review and comment on research memo
REDACTED
.
05/30/09
J P Adams
05/30/09
D T Arlington
05/30/09
T M Davis
1.80 Call with J. Cialone, K. Sadler, and S. Massad regarding
clawback policy (1.8).
05/31/09
J P Adams
1.40 Editing and revising response to Stanford's motion to compel.
05/31/09
T M Davis
1.90 Read REDACTED
(1.1); conference call with K. Sadler, et
al. regarding same (.8).
554.70
Matter Total
079716.0117
5.90 Researching and drafting response to Stanford's Motion to
Compel.
.50 Addressed issues relating to Gagosian Gallery lawsuit
Litigation - SEC vs. SIB, et al
Hours
04/13/09
D T Arlington
Description
7.60 Conferred with counsel for Gagosian Gallery regarding motion
to exceed; coordinated with Kevin Scanlan regarding same;
reviewed and coordinated filing of same; reviewed inquiry
from Junell regarding account release process; exchanged
email with Kevin Sadler regarding same; reviewed research
regarding lawsuit abatement; exchanged email with Victor
Kurylak regarding Greiner account release issues; finalized and
filed Greiner account release motion; exchanged email with
Kevin Sadler regarding Dillon Gage briefing; researched
regarding ownership of Stanford Coins & Bullion; prepared
motion to abate; revised brief in response to Gallery's filings;
exchanged email with Kevin Sadler regarding motion
227
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conferences
04/13/09
S A D Ayers
7.50 Received Plateau mandamus; edited Quilling response with
new style, etc. to file in response on short notice; reviewed
motion to release SEI accounts, finalized and filed; reviewed,
finalized and filed motion to release Greiner accounts;
numerous telephone conference and email from attorneys for
private equity firms (SSM), plaintiffs with pending lawsuits in
other jurisdictions (Isaac v. Caribbean Sun), and in regard to
proposed auction of Reignmaker assets (Patton Boggs); drafted
interview questions for James Davis, focusing
REDACTED
; edited letter to Advent, rejecting
contract, edited reply on motion to compel Hunton & Williams
and presented to Receiver for comment.
04/13/09
R M Caine
2.70 Maintained communications intake log; scanned and emailed
documents to various attorneys.
04/13/09
C W Cominsky
7.80 Prepare for office move including organize files, discussions
with IT Support regarding computers and printers and review
office space; call to Antigua regarding automobile.
04/13/09
B A Day
1.40 Researched federal law
04/13/09
T S Durst
3.00 Call with Court regarding pending motions; attention to issues
regarding upcoming motions, drafts of same and
communications with and directions to team regarding same;
attention to issues regarding Holt; consideration of matters
regarding clawback claims and proof.
04/13/09
J S Fitzwater
4.80 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating Intervenors' Pleadings indices; assisting
Kevin Scanlan regarding receiver's response deadlines;
updating support files; updating the Pleadings Pad; preparing
transmittal letters and packages to each of the three pro se
parties; and updating hard-copy correspondence.
04/13/09
L C Fluker
4.50 Reviewed communications (emails, phone messages, letters,
faxes) from various interested parties (including account
holders, attorneys, brokers) and updated tracking chart;
scanned communications onto firm's shared drive.
04/13/09
R L Robertson
1.80 Continued work on changes to broker complaint; attention to
emails regarding same; reviewed court filings and
correspondence; attention to emails regarding FBI/SEC
interviews.
04/13/09
K M Sadler
2.50 Reviewed issues regarding aircraft valuation and strategies
with VFS regarding differential appraisal amounts; reviewed
REDACTED
.
228
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declaration of K. VanTassel regarding H&W motion to
compel; reviewed issues regarding competing requests for tax
documents from Stanford accountant; reviewed proposed Davis
interview questions; reviewed draft response to Gagosian
Gallery intervention and provided comments to D. Arlington;
reviewed issues regarding possible second mandamus filed on
account freeze issues; reviewed real estate sales procedures
motion; reviewed issues with T. Mountz regarding clawback
claims against brokers
04/13/09
K Scanlan
5.00 Review authorities notebook; office conference with John
Lawrence regarding updates and additional research; update
notebooks and prepare notebook of authorities for Mr. Sadler;
forward notebook to Mr. Sadler; office conference with
Jennifer Adams regarding motion responses and updating
charts and team task list; revise motion to exceed page limits
and prepare for filing; prepare draft of order and forward to
David Arlington for revision; finalize and file Motion to
Exceed Page Limits and forward to team; update memos file
with new research memos; telephone conference with Houston
regarding additional refinements to shared extranet site; assist
in preparing pro se packages for all pro se parties.
04/14/09
D T Arlington
6.60 Reviewed ownership records relating to SCB; exchanged email
with Kevin Sadler regarding same; telephone conferences with
counsel for Dillon Gage regarding motion to abate separate
lawsuit; exchanged email with Kevin Sadler and Tony Davis
regarding Junell account release applications; exchanged email
with Sue Ayer regarding submission of applications by
attorneys; prepared outline of response to Dillon Gage's
emergency motion for discovery; finalized and coordinated
filing of response to Gagosian Gallery's filings; prepared
proposed order regarding motion to abate; reviewed recent
filings; reviewed report regarding status of settlement with
North Bay Coins; exchanged email with Sue Ayers regarding
Moran accounts
04/14/09
S A D Ayers
6.50 Edited reply to motion to compel Hunton & Williams to
incorporate Receiver's comments; drafted declaration in
support thereof for Karyl Van Tassel; reviewed, finalized and
filed motion, brief and appendix regarding Gagosian Gallery;
telephone conference and email with Patton Boggs regarding
proposed auction of Reignmaker assets; telephone conference
and email exchanged with Kevin Sadler regarding
REDACTED
; numerous telephone conference and email from
attorneys whose clients have submitted applications for review
and release of accounts.
229
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Description
04/14/09
C W Cominsky
1.30 Email discussion with IT Support and phone discussion with
Stanford regarding logistics of office move; emailed support
staff regarding update on office move; reviewed and e-foldered
correspondence.
04/14/09
T S Durst
REDACTED
4.90 Analysis of issues regarding
; communications with opposing counsel and court
regarding pending items; work on upcoming motions and
communications with intervenor counsel.
04/14/09
J S Fitzwater
5.30 Updating pleadings and related litigation for the Extranet
website; monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating support files; updating Intervenors' Pleadings indices;
updating the Pleadings Pad; assisting Kevin Scanlan in
reviewing Motion Deadlines charts; and updating hard-copy
correspondence.
04/14/09
L C Fluker
4.50 Reviewed communications (emails, phone messages, letters,
faxes) from various interested parties (including account
holders, attorneys, brokers) and updated tracking chart;
scanned communications onto firm's shared drive or saved into
email folder for easy access.
04/14/09
K W Hinton
2.30 Reviewed, redacted and prepared Appendix to Brief in Support
of Gagosian Motion to Abate; assisted with filing Motion to
Abate; prepared Appendix for Motion and assisted S. Ayers
with same.
04/14/09
J B Lawrence
04/14/09
S A Massad
1.00 Reviewed and commented on draft complaint against brokers;
various telephone conferences, e-mail correspondence and
office conferences.
04/14/09
R L Robertson
3.30 Drafted questions for FBI/SEC interviews; attention to emails
REDACTED
regarding
; prepared
for and participated in telephone conference with Kevin Sadler,
REDACTED
Sue Ayers and Tim Durst regarding strategy
;
revised complaint; reviewed court filings and correspondence.
04/14/09
K M Sadler
8.50 Reviewed issues regarding Antigua insurance dispute;
consultations with Receiver and J. Cialone regarding
.50 Conversations with P. Montgomery (coin expert) and M.
Johnson (counsel for North Bay) regarding North Bay
settlement agreement.
REDACTED
;
conference with FTI concerning information on CD sales in
Latin America and flow of funds; conference with C. Adams
and FBI agent Nunez regarding various issues related to the
investigation and request for information to/from
230
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Description
agency/receiver; reviewed and revised REDACTED
reviewed memo and case law regarding same;
consultations with Receiver regarding complaint; conference
with SEC regarding complaint
04/14/09
K Scanlan
6.00 Continue work on preparing exhibits for filings; compile
materials as requested and forward to Jennifer Adams; update
legal authorities notebooks; update notebooks for John
Lawrence and Jennifer Adams; assist in updating file and
double checking accuracy of extranet site; work with James
Fitzwater to double check all current deadlines charts; forward
materials to team; lengthy telephone conference with Houston
regarding separate extranet site, shortcuts and operation and
design.
04/14/09
A F York
04/15/09
D T Arlington
3.80 Reviewed MacDonald submissions and exchanged email with
Victor Kurylak and Tony Davis regarding same; reviewed
reports regarding Greiner comments to press; researched
regarding same; conference with Kevin Sadler regarding same;
exchanged email with William Greiner regarding status of
motion; telephone conference with Charles Spencer regarding
attorney submission of applications; reviewed filings by Dillon
Gage and Gagosian Gallery; addressed inquiry from media
regarding broker complaint; exchanged email with team
regarding account release applications; exchanged email with
Kevin Sadler regarding MacDonald accounts
04/15/09
S A D Ayers
8.90 Drafted notice to lawyers for MDS Builders regarding
injunction against suit filed in Florida; Drafted declaration to
support response to intervenors' objections to order approving
application process and memorandum comparing it to facts in
Van Tassel's Antiguan affidavit; reviewed, finalized and filed
Relief Defendants Complaint; selected subset of advisors to be
served with process; responded to telephone calls and
correspondence from lawyers for account holders who have
submitted applications; finalized letters regarding several liens
filed in Virgin Islands; responded to subpoena from receiver
for Scott Ross; telephone conference and email to attorneys
who filed new case in North Carolina for trust client.
04/15/09
C W Cominsky
5.60 Prepare for office move including equipment identification and
discussions with Stanford personnel; called Richard in Miami
regarding automobile location and identification.
04/15/09
T S Durst
REDACTED
3.20 Work on
communications with Mr. Sadler
REDACTED
regarding same; review draft
; call with intervenor counsel; attention to issues
.50 Reviewed local rules for filing joint case management
statement in Northern District of California.
231
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Page 194
Description
regarding clawback complaint and filing.
04/15/09
J S Fitzwater
4.00 Assisting Kevin Scanlan in researching related litigation;
updating pleadings and related litigation for the Extranet
website; assembling support material for Tim Durst; updating
Intervenors' Pleadings indices; updating Filings Entered by
Named Parties notebook index; monitoring court filings and
assisting attorney team to coordinate reception of filings to
appropriate members; and assisting Kevin Scanlan to prepare
Complaint Naming Brokers as Relief Defendants, Dkt. No.
302, for filing.
04/15/09
L C Fluker
3.80 Reviewed communications (emails, phone messages, letters,
faxes) from various interested parties (including account
holders, attorneys, brokers) and updated tracking chart;
scanned communications onto firm's shared drive or saved into
email folder for easy access; provided Katherine Hinton with
FINRA documents in order to ensure that all arbitrations are
noted on litigation tracking chart; worked with Dan Rohleder to
create additional folders on firm's shared drive to store
communications from various interested parties.
04/15/09
J B Lawrence
1.00 Further conversation with M. Johnson regarding North Bay
Coins settlement; review documents related to North Bay's
dealings with Stanford to determine possible courses of action
with regards to coin.
04/15/09
S A Massad
.70 Reviewed and commented on draft complaint against brokers;
various telephone conferences and e-mail correspondence
regarding same.
04/15/09
R L Robertson
.50 Attention to emails regarding broker complaint.
04/15/09
K M Sadler
2.80 Reviewed, revised and finalized broker relief defendant
complaint; reviewed and commented on proposed Order to
resolve IRS/DOJ motion to intervene; reviewed pleadings
regarding MacDonald accounts compromise; reviewed and
revised K. VanTassel declaration and exhibits regarding H&W
Motion to Compel issues;
04/15/09
K Scanlan
8.30 Assist in preparation of exhibits for upcoming filing; brief
telephone conference concerning development of charts to
track various litigation matters; prepare materials for Steve
Massad for use as exhibits; update deadlines chart to reflect
new interventions and various court orders; assist in set-up of
SEC video conference call; handle filing of complaint against
individual brokers and add all 66 new parties into Pacer ECF
system.
04/16/09
D T Arlington
5.30 Worked on account release motion for MacDonald and
232
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exchanged email with team regarding same; worked on
response to Dillon Gage's request for discovery; exchanged
email with Kevin Sadler regarding same; researched regarding
dispute with Gallery; further reviewed responses to show cause
motion against Dillon Gage
04/16/09
S A D Ayers
7.60 Drafted template for letters to Financial Advisors and their
lawyers regarding service of process of relief defendant
complaint; reviewed, finalized and filed motion to release
McDonald accounts; telephone conference with court regarding
Complaint; drafted letter in response to inquiry from clerk's
office; telephone conference and edited declaration by Karyl
Van Tassel in support of jurisdiction over Bank; received
service for new lawsuits naming Stanford entities and
contacted parties regarding injunction; telephone conference
John Volney regarding Holt mail; telephone conference Mike
Forshee regarding auction of Reignmaker assets.
04/16/09
M E Burnett
3.70 Searched for current contact information for specified
individuals at the request of Katherine Hinton.
04/16/09
C W Cominsky
9.00 Prepare for office move including organize files, identify
equipment and determine office space requirements; revise
master interview and collections list.
04/16/09
T S Durst
3.80 Work on issues regarding broker complaint; communications
with opposing counsel regarding same; communications with
counsel for Holt and Stanford; attention to issues regarding
Holt motion; communications with client regarding status on
pending items; analysis of issues regrading process in broker
case; attention to status of motions pending with court and
work on issues regarding upcoming filings.
04/16/09
J S Fitzwater
5.80 Continuing to assist Kevin Scanlan to research related litigation
matters; updating pleadings and related litigation for the
Extranet website; monitoring court filings and assisting
attorney team to coordinate reception of filings to appropriate
members; assembling a cross-listing of Stanford contracted
brokers who are also named as intervenors; updating
Intervenors' Pleadings indices; and updating Filings Entered by
Named Parties notebook index.
04/16/09
L C Fluker
4.20 Reviewed complaint against brokers and Excel spreadsheet to
determine those who have employed counsel; sent Sue Ayers
an advisory email; worked with Dan Rohleder to review
correspondence files for third parties not yet logged on Excel
spreadsheet; updated Excel spreadsheet with references to
those third parties; worked with Dan Rohleder to organize
correspondence files into categories identical to those on Excel
spreadsheet (including A/C Holders, Attorneys, Vendors,
233
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Description
Agents, Government officials); updated Excel spreadsheet with
references to communications with public figures; reviewed
communications (emails, phone messages, letters, faxes) from
various interested parties (including account holders, attorneys,
brokers) and updated tracking chart.
04/16/09
K W Hinton
7.50 Met with S. Ayers regarding serving Complaint on financial
advisors; met with library and assisted with researching
accuracy of addresses for financial advisors; reviewed
information for addresses and incorporated contact information
into tracking chart; researched lawyers for financial advisors in
post-receiver suits; incorporated attorney information for
financial advisors in tracking chart; communicated with
process server regarding service of Complaint; drafted letters to
all attorneys for financial advisors; assisted with filing Motion
to Release Accounts.
04/16/09
J C Huddleston
1.20 Reviewed Investor Inquiry Log for information relating to legal
representation of named relief defendants.
04/16/09
R L Robertson
2.90 Attention to email correspondence; continued work on broker
complaint; telephone conference with Kevin Sadler regarding
same; reviewed court filings and correspondence; drafted
demand letters
04/16/09
K M Sadler
4.50 Reviewed issues regarding IRS intervention; reviewed draft
order; conference with IRS/DOJ, SEC and R. Husseini
regarding terms of agreed order and tax court issues involving
Stanford; conference with FTI regarding declaration and claims
research issues; conferences with Judge Godbey's office
regarding case-assignment for relief defendant claims;
conference with Ayers and Robertson regarding letter to court;
conference with Durst regarding court call and discussions with
IRS; reviewed final form of intervention order
04/16/09
K Scanlan
8.50 Assist in preparing various charts and other exhibits to use with
upcoming motions; correspondence with Steve Massad
regarding format of charts and additional information to
include and formatting issues; work with Austin regarding new
parties added in Complaint naming SFG brokers; analyze all
new parties to determine which have previously appeared and
the names of counsel if any; telephone conference with Sue
Ayers regarding new parties and counsel; review e-mail from
Donna Hocker regarding format problems with proposed order;
reformat and forward new version of document to Donna
Hocker; review incoming pleadings and forward to trial team;
assist with video conference set-up; continue to prepare
materials for Steve Massad.
234
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Hours
04/17/09
D T Arlington
04/17/09
S A D Ayers
Page 198 of 327
Page 197
Description
1.40 Telephone conferences with and email exchange with Dillon
Gage counsel regarding discovery and briefing issues;
coordinated with team regarding potential filings; telephone
conference with Brent Perry regarding client's SIB accounts
and reviewed correspondence relating to same; reviewed recent
filings
10.80 Telephone conference Sadler and Robertson
REDACTED
; telephone
conference Sadler and Van Tassel regarding
REDACTED
; edited and filed
Hunton Williams reply, appendix, motion to exceed pages and
order; responded to numerous inquiries (letters, email, phone
calls); drafted two motions to stay state court cases; drafted
letters to parties filing new suits and liens; edited letters to all
relief defendants or their lawyers regarding service of process
or settlement.
04/17/09
M E Burnett
.40 Searched for and provided copy of pleading for Sue Ayers.
04/17/09
C W Cominsky
7.90 Continued document index to CD inquiry log; prepared for
office move including organize files, office space review and
discussions with computer support.
04/17/09
T S Durst
5.60 Work on issues regarding Intervenors, brokers and upcoming
filings; attention to matters regarding challenges by intervenors
to jurisdiction and conduct of receivership; communications
with client and team regarding pending items.
04/17/09
J S Fitzwater
4.80 Assisting Jennifer Adams to review and file a motion extending
a response period (Dkt. No. 312), and accompanying proposed
order; monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; assisting Tim Durst in responding to a Stanford
accountholder's inquiries; and updating the Pleadings Pad.
04/17/09
L C Fluker
3.90 Reviewed communications (emails, phone messages, letters,
faxes) from various interested parties (including account
holders, attorneys, brokers) and updated Excel tracking chart;
worked with Dan Rohleder to organize correspondence files
into categories identical to those on Excel spreadsheet
(including A/C Holders, Attorneys, Vendors, Agents,
Government officials); updated Excel spreadsheet with
references to communications with public figures; organized
email communications from various third parties into folders
for more efficient reference by attorneys.
04/17/09
R L Robertson
4.10 Reviewed and revised draft correspondence to Court regarding
relief defendant filing; attention to email correspondence
235
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Page 198
Description
regarding broker claims; reviewed and analyzed affidavit;
telephone conference regarding evidence to support broker
complaint; prepared summary of evidence to support broker
claims; reviewed affidavits in connection with same.
04/17/09
K M Sadler
7.80 Reviewed pending motions; reviewed H&W reply brief;
conference with FTI to discuss declaration in support of
pleading; conference with H. Hamner regarding negotiations
with Schwab concerning payments; conference with Durst
regarding investor counsel claims; conference with Davis
regarding Pershing and relief defendant status; reviewed
reclamation claim; reviewed petition received regarding Holt
lawsuit; reviewed letter to Holt counsel; conference with DOJ
counsel Lena regarding protocol for conference; reviewed and
revised letter to court regarding Relief defendant process;
04/17/09
K Scanlan
6.80 Update extranet site; assist in formatting and distributing
incoming matters to team; assist in preparing various matters
for filing; telephone conference regarding specifics of filing
and assist with final filing details; update various deadlines
charts and forward; update pending motions chart and forward
to team; continue with developing charts for use as exhibits in
upcoming filings or for use as reference in hearings; compile
and forward requested materials; update notebooks for all
Dallas attorneys.
04/18/09
S A D Ayers
6.50 Conducted research and drafted reply to Intervenors' objections
to order approving procedures for review and potential release
of accounts, especially in regard to due process and duress
arguments.
04/18/09
T S Durst
1.40 Work on issues regarding new intervenor challenges; analysis
of legal issues regarding same and broker issues;
communications with team regarding same.
04/18/09
K M Sadler
3.50 Conference with BakerBotts team regarding various matters;
consultations with Receiver; conference with Receiver and
SEC regarding claims issues; reviewed and commented on
drafts of interim report and related documents
04/19/09
S A D Ayers
04/19/09
T S Durst
1.00 Review of issues regarding appeal; communications with team
regarding same and new intervenor challenges.
04/19/09
K M Sadler
4.50 Reviewed and revised Response to Motion to Reconsider Order
concerning accounts; reviewed motion regarding attorneys fees
.80 Conducted research and drafted reply to Intervenors' objections
to order approving procedures for review and potential release
of accounts, especially in regard to due process and duress
arguments.
236
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Hours
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Page 199
Description
filed by Stanford; reviewed correspondence regarding broker
claims; reviewed correspondence regarding lien filed against
Stanford aviation; reviewed and commented on report to court
04/19/09
K Scanlan
1.20 Review incoming filings and update website and forward to
team members.
04/20/09
J P Adams
3.10 Reviewing pleadings and responses to ensure compliance with
court deadlines; editing and revising response to motion for
reconsideration; reviewing motions to intervene and
strategizing on appropriate responses; reviewing and analyzing
various orders entered by Court, including the order denying
motions to intervene.
04/20/09
D T Arlington
5.80 Exchanged email with Kevin Sadler regarding Greiner account
release motion; coordinated with counsel for Dillon Gage
regarding withdrawal of motion for discovery; coordinated
REDACTED
with FTI
;
conferences with Kevin Sadler and Herschel Hamner regarding
Schwab SIB account; began preparation of motion regarding
same; researched regarding same; exchanged email with
counsel for Dillon Gage regarding requested discovery; briefly
reviewed Trustmark draft motion to intervene; revised motion
regarding Schwab account; exchanged email with team
regarding same; worked on task list; exchanged email with
Kevin Sadler regarding MacDonald accounts release motion;
reviewed recent filings
04/20/09
S A D Ayers
9.90 Telephone conference with Edmundson and Reece from
Securities and Exchange Commission regarding response to
pending motions, telephone conference with counsel to JP
Morgan regarding complaint to add them as relief defendant;
finalized and filed reply and appendix to Intervenors'
objections to order approving procedures; telephone
conferences with FINRA, lawyers for various account holders
who have filed applications and Eric Edmundson regarding
merchant banking contracts; edited Report of Receiver.
04/20/09
C W Cominsky
04/20/09
T S Durst
10.00 Office set-up per office move including assist with computer
support, file organization and identifying files and equipment
placement.
7.90 Work on response to Mr. Quilling's motion for reconsideration,
including analysis of same and communications with and
directions to Ms. Ayers regarding needed edits; attention to
Court's orders, impact of same and follow-up on same
(including information to account holders to be posted to
website); communications from Mr. Janvey and others
regarding go-forward action plan and work on same; attention
to Mr. Stanford's request for release of funds and conference
237
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Hours
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Page 200
Description
with SEC attorneys regarding same; review of items pending
with Court and upcoming litigation action items, including
communications with and directions to team regarding same;
work on issues regarding broker claims and prosecution of
summary proceedings.
04/20/09
J S Fitzwater
4.30 Updating pleadings and related litigation for the Extranet
website; monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating support files; assisting Kevin Scanlan regarding
receiver's response deadlines; updating Intervenors' Pleadings
indices; updating hard-copy correspondence; and updating the
Pleadings Pad.
04/20/09
R L Robertson
6.10 Reviewed orders; telephone conference with litigation team
REDACTED
regarding
continued work on demand letters;
attention to correspondence; reviewed and analyzed cases
REDACTED
relating
; continued work on evidence
summary
04/20/09
K M Sadler
9.70 Conference with Schwab counsel regarding motion to turn over
funds; conference with Pershing counsel regarding relief
defendant process; conference with counsel for JPM regarding
relief defendant process; conference with SEI regarding
; reviewed issues regarding broker claims;
REDACTED
reviewed and revised Turnover Motion draft; reviewed Chap
15 motion filed by Vantis; conference with VFS regarding
aircraft settlement proposals; conference with SEC counsel
regarding Stanford fee motion
04/20/09
K Scanlan
10.20 Assist with incoming motions and orders and appeals; assist in
set up of two new files for appeals; set up new file for
bankruptcy matter; office conference regarding new broker's
case as separate matter; assist in set-up of new broker's case
file; forward new materials to team; update extranet; office
conference with Jennifer Adams regarding Court's order to
deny interventions; prepare draft of chart tracking surviving
interventions and/or surviving claimants in supplemented
intervention when original intervention was denied; prepare
chart of not yet addressed interventions and other motions;
update chart of ripe matters pending before Judge Godbey and
forward to key attorneys; review late filings and reformat and
distribute to team; brief office conference regarding pending
motions; correspondence with Michael Myers regarding STC
orders; extranet; locate various media outlet publications of AA
pilot story and Allen Stanford interview; continue with
preparation of chart regarding matters filed by Receiver and all
matters addressed in flings.
238
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Page 201
Description
04/20/09
A F York
1.20 Reviewed responses to third party subpoena and document
request to Rebecca Reeves-Stanford; drafted response letter to
counsel; prepared memo summarizing production.
04/21/09
C N Adams
.50 Reviewing issues regarding defendants' mail.
04/21/09
J P Adams
.60 Advising on issues relating to lease abandonment and
necessary responses to be filed with the Court.
04/21/09
D T Arlington
04/21/09
S A D Ayers
04/21/09
C W Cominsky
2.00 Revised master interview and collections list; called Miami
regarding automobile location; inspected media room and
DVDs and discussed with attorneys and Stanford personnel.
04/21/09
T S Durst
4.30 Work on issues regarding coordinating with examiner;
additional communications with and attention to intervenor and
account holder issues; work on issues regarding motions
pending with Court and needed additional follow-up; analysis
of service and clawback issues and communications with
opposing counsel regarding same.
04/21/09
J S Fitzwater
5.00 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating Intervenors' Pleadings indices; organizing
5.50 Revised motion for turnover order; exchanged email with
Herschel Hamner and Kevin Sadler regarding same; conference
with Kevin Sadler regarding multiple orders entered by Court;
responded to inquiries from account holders; exchanged email
with FTI and FITS regarding status of Moran account review;
drafted proposed discovery to Dillon Gage; telephone
conference with counsel for Charles Schwab regarding release
of SIBL account and related motion; reviewed email regarding
same; finalized motion; exchanged email and telephone
conferences with Tim Durst regarding certificates of
conference; reviewed information regarding MacDonald
accounts; exchanged email with Kevin Sadler regarding
account release motions; telephone conferences with Tim Durst
regarding status of multiple motions; forwarded revised motion
to John Little; reviewed email from counsel for Dillon Gage
regarding discovery
11.70 Drafted motion for fees and expenses; drafted letters to Florida
department of revenue and account holder regarding need to
file application found on web site; telephone conference from
clerk's office regarding pending motions and need to confer
with court appointed receiver; telephone conference attorney
for Holt regarding Harris County case against Stanford and
Proskauer; telephone conference with Plaintiffs lawyer who
filed case in N.C. to remove Stanford as Trustee.
239
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Page 202
Description
support files for the opening of the Janvey v. Alguire et al.
matter; updating the Pleadings Pad; preparing transmittal letters
and packages to each of the three pro se parties; and updating
hard-copy correspondence.
04/21/09
L C Fluker
3.60 Reviewed log and chart of pending litigation to determine
attorneys with whom Receiver has communicated who filed
suit before Receiver was appointed; reviewed communications
(emails, phone messages, letters, faxes) from various interested
parties (including account holders, attorneys, brokers) and
updated tracking chart; scanned communications onto firm's
shared drive or saved into email folder for easy access.
04/21/09
J B Lawrence
1.10 Revise proposed settlement agreement with North Bay per
discussions with North Bay counsel M. Johnson.
04/21/09
R L Robertson
4.70 Reviewed and analyzed letter from opposing counsel;
researched cases cited in same; prepared talking points for
discussion; reviewed court filings and correspondence
04/21/09
K M Sadler
6.90 Reviewed and provided comments on sections of draft interim
report to Court, emails to C. Adams regarding inquiry from
SEC regarding Stanford request for fees; reviewed issues
REDACTED
regarding
; reviewed and
revised turnover motion; reviewed issues regarding Chap 15
motion/notice filed by Vantis; conference with Reece of SEC
regarding motion responses; reviewed Order regarding broker
complaint; conference with counsel for investor clients
regarding account release compromise; reviewed
correspondence from same; emails to/from Rebecca Robertson
regarding cases on fraudulent transfer cited by investor
counsel;
04/21/09
K Scanlan
11.30 Work on updating files and notebooks with new orders and
appeals; attempt to get copies of bankruptcy filing; search all
Pacer files for new appeals or bankruptcy filings; assist in
tracking status of interventions as a result of denials by court
and interim supplementation by intervenors; update intervenors
chart; update deadlines chart; forward materials to counsel for
one named broker defendant per Tim Durst direction; prepare
package of materials for examiner per direction and forward to
Mr. Little; assist in handling pro se mailouts and updating
correspondence with heavy e-mail traffic; begin preparation of
comprehensive package of materials to get the examiner
quickly acquainted with case, issues and pending motions;
forward materials concerning appeals to Houston; update
extranet site.
04/22/09
D T Arlington
2.90 Exchanged email with counsel for Dillon Gage regarding
discovery and briefing schedule; further revised MacDonald
240
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Hours
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Page 203
Description
release motion and exchanged email and telephone conference
with Kevin Sadler regarding same; prepared email to
MacDonald's counsel regarding same; reviewed letter from
London firm to SIBL customers; exchanged email with team
regarding same; coordinated with team regarding Schwab
motion; telephone conference with litigation team regarding
status of multiple motions; telephone conference with Phil
Valente regarding MacDonald motion; revised motion for
turnover order against Schwab
04/22/09
S A D Ayers
6.90 Edited Receiver's Report and drafted declaration in support
thereof; conducted research and drafted Receiver's fee motion;
telephone conference with Jones Day, counsel to Antiguan
liquidators regarding Hunton & Williams documents;
exchanged email with Steve Malouf regarding Hernandez class
action case filed in N.D. Texas and service of process.
04/22/09
C W Cominsky
6.70 Select DVDs and documents from media room and review
same and discuss with atttorneys.
04/22/09
T S Durst
5.20 Review and comment on report to the Court; conference with
court-appointed examiner; work on motions to be filed and
pending with court, including making additional filings;
consideration of matters regarding new class action case;
attention to communications with team and from opposing
counsel regarding pending items.
04/22/09
J S Fitzwater
5.80 Updating pleadings and related litigation for the Extranet
website, including the Stanford bankruptcy matter; updating
support files; updating Intervenors' Pleadings indices; updating
the Pleadings Pad; monitoring court filings and assisting
attorney team to coordinate reception of filings to appropriate
members; and organizing tracking chart of filings entered by
the parties.
04/22/09
L C Fluker
2.80 Scanned and forwarded correspondence and separation
agreement from Felipe Juarez to Sue Ayers; downloaded
scanned documents onto firm's shared drive for efficient
access; reviewed communications (emails, phone messages,
letters, faxes) from various interested parties (including
account holders, attorneys, brokers) and updated tracking chart;
scanned communications onto firm's shared drive or saved into
email folder for efficient access.
04/22/09
K M Sadler
REDACTED
6.80 Reviewed issues
; reviewed and provided comments on Report; reviewed
cases and research regarding RAS motion for fees; reviewed
filing by Vantis regarding Motion to Compel H&W
documents; reviewed inquiry from investor counsel regarding
frozen accounts and proposal. reviewed outline of issues to
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cover with Receiver; ; reviewed issues regarding complaint by
investor counsel Malouf; reviewed filings by Vantis regarding
Chapter 15; reviewed supplemental motion regarding account
release concerning Macdonald; reviewed issues of insurance
regarding receiver assets in Ft. Lauderdale; reviewed issues
regarding analysis of foreign investor clawback claims
04/22/09
K Scanlan
11.50 Office conference concerning tracking of actions in state and
federal court and well as new bankruptcy filings and
anticipated new actions; update deadlines chart; search Pacer
for new filings and to get access to unreleased filings from
previous day; access bankruptcy filings made in Judge
Godbey's court; download and format bankruptcy materials and
upload to extranet site; forward copies of all substantive
pleadings and briefing to trial team; prepare additional
materials for Examiner John Little; update filings charts;
update other federal cases on extranet site and double check all
sites to make sure no uncalendared deadlines have been filed
without service; review materials sent from English attorneys
and forward to Tim Durst; office conference with Tim Durst
regarding conference with newly appointed Examiner and need
for revised certificates of conference; prepare draft of revised
certificate of conference per Tim Durst direction and forward
to Tim Durst; download new filings and format and forward to
trial team and upload to extranet site; finalize amended
certificate per Tim Durst guidance and prepare for filing; file
amended certificate and forward file stamped copy to team and
to receiver.
04/22/09
A F York
1.70 Reviewed documents from Hunton & Williams in order to
identify receivership assets.
04/23/09
J P Adams
3.90 Analyzing and researching response to Stanford's motion for
release of funds to pay attorneys' fees; developing response to
same.
04/23/09
D T Arlington
2.70 Reviewed spreadsheet regarding MacDonald accounts;
exchanged email with Victor Kurylak regarding same; finalized
motion for turnover order against Schwab; exchanged email
with Mike Wei and Victor Kurylak regarding Moran accounts;
exchanged email with team regarding status of account
motions; reviewed additional account inquiries; revised
MacDonald account release motion
04/23/09
C W Cominsky
9.20 Select documents and DVDs from media room and storage
room and review and discussed with attorneys; prepare for
multiple status meetings; forwarded documents for
communications log.
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04/23/09
T S Durst
4.00 Work on report to court; communications with examiner,
intervenors counsel and counsel for Holt and Stanford; work on
issues regarding Holt motion; communications with court
regarding pending motions; attention to court orders and next
steps.
04/23/09
J S Fitzwater
5.30 Updating Intervenors' Pleadings index and notebooks for Tim
Durst; updating pleadings and related litigation for the Extranet
website; updating the Pleadings Pad; organizing support files;
updating hard-correspondence; and monitoring court filings
and assisting attorney team to coordinate reception of filings to
appropriate members.
04/23/09
L C Fluker
3.60 Reviewed communications (emails, phone messages, letters,
faxes) from various interested parties (including account
holders, attorneys, brokers) and updated tracking chart;
scanned communications onto firm's shared drive or saved into
email folder for easy access; reviewed correspondence files and
notes by Dan Rohleder to organize files in accordance with
categories of communicants (investors, insurers, attorneys, etc.)
on Excel tracking chart.
04/23/09
R L Robertson
2.50 Reviewed interim report; continued work
REDACTED
;
04/23/09
K M Sadler
8.80 Reviewed and provided comments/revisions to interim report;
reviewed issues regarding Schwab account Turnover motion;
reviewed issues regarding SEC position on Vantis; emails
to/from Howell regarding Chap 15 motion; reviewed Orders
entered; conference with T. Davis
REDACTED
;
consultations with Receiver regarding litigation issues; email to
Cooper regarding Antigua litigation issues
04/23/09
K Scanlan
7.50 Telephone conference with Austin regarding tracking of
various suits and updating sites for team access; telephone
conference regarding orders from the Court; print out all orders
granted and compare word for word to proposed orders
submitted to the Court to spot any changes or amendments
made by the Court; memo to team regarding language in the
orders; update extranet site; update various charts as a result of
the new court orders; update interventions list to reflect current
state of active interventions; update notebook on non-account
related interventions; finalize and reformat motion for turnover;
office conference regarding motion; file motion for turnover
with ECF system and forward to trial team and to receiver;
review e-mail from Tim Durst regarding additional counsel
identified for broker defendants; update list and contacts
section of working group list; forward information on new
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contacts to Houston.
04/23/09
A F York
.90 Reviewed Stanford client files from Hunton & Williams for
possible receivership assets.
04/24/09
J P Adams
4.60 Analyzing cases and drafting outline of response to Stanford's
request for release of funds to pay attorneys' fees.
04/24/09
D T Arlington
1.60 Further reviewed and revised MacDonald release motion;
exchanged email with Victor Kurylak regarding same;
coordinated filing of same; exchanged email with counsel for
MacDonald regarding same; worked on revised motion
regarding Greiner account release; telephone conference with
counsel for Gagosian Gallery regarding briefing issues and
discovery
04/24/09
S A D Ayers
10.40 Edited fee motion, incorporating comments from Knight,
Adams, Cialone, Janvey, Massad and Sadler; telephone
conference Joe Kendall, attorney for Susan Stanford regarding
Estate assets.
04/24/09
C W Cominsky
6.80 Select and review documents and DVDs from marketing file
room and storage; prepare and forward documents to attorneys.
04/24/09
T S Durst
4.80 Follow-up on report to the court; conference with examiner
regarding coordination and meeting; conferences with SEC
regarding pending items; communications with opposing
counsel in SEC case; work on issues regarding Holt motion;
analysis of appeal issues; attention to matters regarding account
holders.
04/24/09
L C Fluker
2.30 Reviewed correspondence files and notes by Dan Rohleder to
organize files in accordance with categories of communicants
(investors, insurers, attorneys, etc.) on Excel tracking chart;
conferred with records management regarding organization of
correspondence files; reviewed communications (emails, phone
messages, letters, faxes) from various interested parties
(including account holders, attorneys, brokers) and updated
tracking chart; scanned communications onto firm's shared
drive or saved into email folder for easy access.
04/24/09
K M Sadler
6.70 Reviewed open issues to be resolved with RAS counsel
regarding real estate sales motion; reviewed issues regarding
additional funds to be obtained from CMSU; reviewed issues
regarding Chapter 15 filing; reviewed issues regarding Vantis
filing in foreign jurisdictions; reviewed information from FTI
regarding RAS accounts
04/24/09
K Scanlan
7.50 Update latest version of motions and prepare for filing; assist in
preparing draft orders; brief office conference with Tim Durst
regarding language in new certificates of conference; forward
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to Tim Durst materials
REDACTED
; finalize two motions and
prepare for filing; file motions with the ECF system, upload to
extranet site and forward copies to trial team and to receiver;
various correspondence regarding the pending real estate
motions; review request for materials; compile, organize and
forward requested materials to David Arlington; assist in
updating notebooks, charts and various indexes.
04/24/09
W F Stutts, Jr.
.90 Updated to Mr. Janvey regarding information related to
Chapter 15 request and the issues ;posed by the proceeding
impacting access to funds and control over funds.
04/24/09
A F York
1.90 Reviewed Stanford client files from Hunton & Williams for
possible receivership assets; prepared memo to Sue Ayers
summarizing findings.
04/25/09
T S Durst
1.50 Litigation planning and conference with client and team
regarding same; as follow-up to meeting with SEC.
04/25/09
W F Stutts, Jr.
04/26/09
D T Arlington
04/26/09
C W Cominsky
04/26/09
T S Durst
1.00 Work on issues for court submission and communications with
team and client regarding same.
04/26/09
K Scanlan
4.50 Assist in compiling data and documents for various portions of
upcoming receiver filings including request to disburse
professional fees; update interventions chart and dismissal
charts; assist in quantifying various aspects of work performed
in all state and federal courts by various methods; prepare
charts to simplify tracking of work done on various matters and
the scope of specific pleadings and responses made on behalf
of the receiver; review e-mails from Jennifer Adams and
respond.
04/27/09
D T Arlington
2.70 Exchanged email with Kevin Sadler regarding Greiner account
release motion; responded to inquiries from Mr. Greiner
regarding same; revised supplement to motion regarding
Greiner accounts; exchanged email with Mr. Greiner and team
regarding same; exchanged email with Victor Kurylak and
Mike Wei regarding Greiner account data verifications;
exchanged email with Kristie Blumenschein regarding same;
coordinated filing of Greiner supplemental motion; conference
with Kevin Sadler regarding status of various filings by
.90 Reviewed information regarding FRSRC documents, employee
listing, analysis of Jordan regarding Chapter 15.
1.00 Worked on revised draft of Greiner motion; prepared email to
Victor Kurylak regarding same
.40 Staff preparation for document review and production pursuant
to FBI request.
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liquidators; coordinated with claimants' counsel regarding
additional potential account releases; reviewed orders
regarding McDonald and Greiner account releases; coordinated
with team regarding release of accounts
04/27/09
S A D Ayers
5.00 Finalized and approved notice of injunction letters to Dallas
district attorney and former employee; drafted email demand to
lawyer for Beki Reeves to provide all documents and formal
objections to subpoena; telephone conference with lawyer from
TD Ameritrade regarding frozen Stanford employee accounts;
telephone conference with lawyer for Randi Stanford regarding
corporate ownership of condominium; Conducted research.
04/27/09
J A Cialone, II
3.00 Reviewing and commenting on draft papers, and otherwise
assisting with the work of lawyers for the Receiver; attention to
Stanford's lawyers' filings and correspondence.
04/27/09
T S Durst
4.80 Conference with court regarding pending matters; conference
with SEC regarding pending motions; conference with Ms.
Holt's lawyers regarding pending motion and issues and
attention to matters regarding mail; communications with Mr.
Stanford's lawyers; go-forward planning; analysis of issues
regarding Chapter 15 motion and Mr. Stanford's fee motion.
04/27/09
J S Fitzwater
2.50 Updating pleadings and related litigation for the Extranet
website; monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members; and
updating the Pleadings Pad.
04/27/09
L C Fluker
1.40 Reviewed correspondence files and notes by Dan Rohleder to
organize files in accordance with categories of communicants
(investors, insurers, attorneys, etc.) on Excel tracking chart;
reviewed hard copies of communications (letters and faxes) to
determine if they have been logged; updated Excel tracking
chart with information from hard copies of communications
when necessary.
04/27/09
J B Lawrence
3.80 Research and draft response to Peck motions to intervene, to
unfreeze accounts, and for leave to proceed in another
jurisdiction.
04/27/09
R L Robertson
04/27/09
K M Sadler
.40 Reviewed new orders and filings.
7.90 Reviewed and revised motion; reviewed information regarding
investor complaints concerning account release; reviewed and
revised task list for assignments to professionals; conferences
with professionals regarding on-going work; reviewed
pleadings received; conference with Durst regarding pending
motions; conference with Stutts and Davis regarding pending
Chapter 15 motion
246
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04/27/09
K Scanlan
04/27/09
W F Stutts, Jr.
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10.50 Continue updating charts for Jennifer Adams; update extranet
with new filings and restructure site to increase appellate
causes of action; brief office conference with IT regarding
extranet site and expansion; assist Houston with uploading
materials and formatting for easy access; forward requested
materials to David Arlington regarding Greiner claim; office
conference with Tim Durst regarding mail received from
Baldwyn, Mississippi Postmaster; telephone conference with
John Volney and Tim Durst regarding review of Laura Holt's
Mississippi mail; assist in final proofing of documents and
prepare documents for filing; file supplemental motion;
forward various materials to the trial team; update the extranet
site; telephone conference with Houston regarding changes to
shared site; update appeals section of extranet; forward
documents relating to the Allen Stanford appeal to Mr. Sadler;
review 5th Circuit website for additional appellate filings.
1.90 Reviewed with Mr. Howell the scope of
REDACTED
; several additional
REDACTED
communications on issues and
; reviewed
information and questions on chapter 15 strategy several
communications with Mr. Sadler and Mr. Howell on relevant
points of insolvency recognition.
04/27/09
W F Stutts, Jr.
04/27/09
W C Watts
.40 Reviewed new evidence and sources of information
particularly relevant to Chapter 15 analysis.
2.50 Conducted research
REDACTED
.
04/28/09
D T Arlington
1.10 Coordinated with team regarding account release issues;
communicated with Mr. Greiner and counsel for MacDonald
regarding release of accounts; exchanged email with Gene
Besen regarding additional account releases; exchanged email
with Kevin Sadler regarding potential account release motion
for Larkin; reviewed messages from Scott Gladden regarding
account release issues; exchanged email with account team
regarding status of wire transfers and releases
04/28/09
C W Cominsky
5.40 Revised documents and pull filings for attorneys; test
equipment and related office logistics; reviewed Memphis
documents regarding SIBL incorporation.
04/28/09
T S Durst
4.50 Attention to issues for meeting with examiner; work on goforward plan for Receiver's discussion with SEC; work on
matters/motions to be filed with Court; communications with
and directions to team regarding pending matters.
247
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04/28/09
J S Fitzwater
5.30 Updating pleadings and related litigation for the Extranet
website; assisting Kevin Scanlan regarding the copying and
sorting of Davis Pendergest, Inc. mail identified as of
heightened importance for review; monitoring court filings and
assisting attorney team to coordinate reception of filings to
appropriate members; and updating hard-correspondence.
04/28/09
L C Fluker
1.10 Updated Excel tracking chart with information on
communications regarding institutional brokerage employees
which were mailed on 4/27/09; organized recent hard copies of
communications (letters and faxes) for update of
correspondence file.
04/28/09
K W Hinton
04/28/09
J C Huddleston
6.70 Reviewed correspondence and updated CD Correspondence
Log.
04/28/09
J B Lawrence
3.70 Continue researching and draftng response to Peck motion; edit
and revise same; correspondence with M. Johnson and K.
Sadler regarding North Bay settlement agreement.
04/28/09
K M Sadler
20.00 Reviewed and highlighted Baker Botts invoices for billable
hours and charges to defensive matters (domestic and
international); calculated time spent and totals for defensive
matters for inserting in Motion for Fees; conferred with S.
Ayers on what constitutes defensive matters; communicated
with accounting regarding running new proformas; reviewed
financing statements and conferred with M. Burnett regarding
researching and pulling same; drafted email to T. Perez
regarding ordering financing statements per the request of B.
Howell; provided update to B. Howell and B. Stutts regarding
status of same; researched correspondence sent with St. Croix
documents to C. Adams and drafted email to B. Howell and B.
Stutts regarding same.
11.50 Reviewed Defendant Motion for Fees; reviewed outline of
briefing for same; reviewed Chap 15 litigation issues;
conference with J. Westbrook regarding opposition; reviewed
requested for expedited briefing on Hunton Fifth Circuit
appeal; correspondence to/from opposing counsel; reviewed
FRAP regarding schedule; reviewed account compromise
issues; reviewed Examiner Order; reviewed Freeze and AOAR;
conference with Knight regarding Court's request for briefing
on jurisdiction; reviewed settlements regarding Coin dispute
interventions; reviewed issues regarding conference and issues
to discuss with Examiner; conference with SEC regarding
various issues; conference with Reece of SEC regarding
motion; reviewed demand from Trustmark regarding HP LC
and court action; reviewed correspondence from opposing
counsel; conference with FTI regarding foreign investor
248
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information requested by SEC; reviewed information regarding
court filings by SIBL in Antigua
04/28/09
K Scanlan
8.80 Office conference with Tim Durst regarding meeting with
attorneys for Laura Holt and protocol for handling the turn over
of personal mail; prepare for meeting; attend and supervise the
inspection of all mail received from Baldwyn Mississippi
Postmaster; office conference with Tim Durst regarding
specific mail items in accordance with agreed upon procedures;
brief office conference regarding extension motion; office
conference with James Fitzwater regarding extension and
forwarding to David Arlington; copy materials for Ms. Holt's
counsel and for firm; prepare statement of procedures for
myself and John Volney to sign memorializing the procedures
followed and detailing the custodian of the various types of
mail reviewed; office conference with Tim Durst regarding
revisions to draft of statement; office conference with James
Fitzwater regarding additional copies; prepare a package of
materials for delivery to John Volney.
04/28/09
J C Stewart
5.80 Research and analyze caselaw
REDACTED
; research and analyze caselaw
REDACTED
; draft brief memorandum
of same and email to E. Soderlund.
04/29/09
C N Adams
1.50 Reviewing draft fee application.
04/29/09
D T Arlington
1.80 Communicated with account team regarding release of Greiner
and MacDonald accounts; reviewed stipulation regarding
Dillon Gage and Gagosian Gallery issues; exchanged email
with Kevin Sadler regarding same; revised agreed motion;
reviewed discovery requests from Stanford and researched
local rules regarding same; exchanged email with Kevin Sadler
regarding same
04/29/09
C W Cominsky
6.80 Prepared and distributed documents for attorneys; reviewed
correspondence files and logs regarding claims and discussed
with Mark Kusey and Craig Adams.
04/29/09
T S Durst
3.70 Preparation and conference with examiner; analysis of issues
raised by examiner and preparation for meeting with same;
work on issues pending with the Court and upcoming filings.
04/29/09
J S Fitzwater
2.50 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating the Pleadings Pad; and updating support
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files.
04/29/09
L C Fluker
.90 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties.
04/29/09
K W Hinton
5.80 Reviewed and highlighted Baker Botts invoices for billable
hours and charges to defensive matters (domestic and foreign);
calculated time spent and totals for defensive matters for
inserting in Motion for Fees; supervised and assisted V. Garcia
with calculating totals for bills; created summary of totals and
drafted email to S. Ayers and K. Sadler regarding same.
04/29/09
M D Kusey
3.80 Reviewed correspondence for investor claims and sent the
same to Craig Adams; telephone conference with Bill
Cominsky regarding same.
04/29/09
K M Sadler
8.30 Reviewed documents and data in preparation for meeting with
Examiner; conference with Durst regarding litigation issues;
reviewed issues regarding demand for release of funds from
Paradigm; reviewed issues regarding Receiver's position with
respect to Antigua properties; reviewed correspondence from
RAS counsel regarding Antigua litigation by SIBL; emails
to/from SEC counsel regarding RAS Motion to Modify
Injunction; conference with Receiver and others regarding
meeting with Examiner; conference with FTI regarding
REDACTED
reviewed draft letter prepared by
Stutts regarding demand for release of SIBL funds; conference
REDACTED
with Arlington regarding
REDACTED
; reviewed RFP from RAS counsel;
reviewed issues regarding new Motion to Intervene filed by
Condo Owner's Association against Stanford
04/29/09
K Scanlan
3.50 Prepare index to documents relating to Ms. Holt; draft memo
summarizing key documents and issues relating to Ms. Holt;
update deadlines chart; telephone conference regarding filing;
update extranet.
04/29/09
W F Stutts, Jr.
04/30/09
C N Adams
1.60 Revising draft fee application.
04/30/09
J P Adams
8.10 Researching and drafting response to Stanford's Motion to
Modify Preliminary Injunction.
04/30/09
D T Arlington
4.70 Exchanged email with FITS regarding status of account
releases; communicated with account holders regarding same;
researched regarding discovery requests from Stanford and
reviewed court orders relevant to same; prepared email to
.70 Reviewed information about Mr. Stanford's recent activities
claiming properties in Antigua and communications with Mr.
Durst and Mr. Sadler regarding the same.
250
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Description
Kevin Sadler regarding same; telephone conference with Victor
Kurylak regarding Gillikin accounts; telephone conference
with Karen Cook regarding same; reviewed recent filings
04/30/09
S A D Ayers
8.80 Edited motion for fees and expenses; selected cases on relief
defendants and court's injunctive power for meeting with
Examiner; exchanged email with Canadian attorney general's
office regarding service of documents.
04/30/09
C W Cominsky
4.40 Discussion with Craig Adams and Stanford personnel
regarding marketing DVD review; prepared for meeting and
pulled requested SIBL documents; organized and forwarded
documents for attorneys.
04/30/09
T S Durst
1.70 Analysis of issues regarding discovery responses, jurisdiction
as it related to OAR, needed responses on Stanford fee motion
and Chapter 15 issues; attention to matters requested by the
examiner; communications with client regarding pending
items.
04/30/09
J S Fitzwater
3.80 Updating pleadings and related litigation for the Extranet
website; updating support files; monitoring court filings and
assisting attorney team to coordinate reception of filings to
appropriate members; updating the Pleadings Pad; updating
hard-correspondence; and organizing tracking chart of filings
entered by the parties.
04/30/09
L C Fluker
1.40 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; organized materials for
updating of correspondence file.
04/30/09
S Jampala
6.80 Reviewed and updated main suit, Stanford federal and state
cases on sharedrive and extranet; assisted Sue in research of
attorney fees in bankruptcy cases in preparation for filing.
04/30/09
M D Kusey
3.80 Logged in correspondence in claims log.
04/30/09
K M Sadler
11.50 Reviewed issues regarding Chapter 15 motion response;
reviewed draft response regarding response to RAS motion to
modify; conference with Examiner to review various issues;
reviewed case law jurisdiction issue regarding RAS motion;
reviewed issues regarding correspondence from IRS Appeals
hearing officer ; reviewed correspondence and draft motion
regarding Hunton 5th circuit appeal; reviewed correspondence
from INX counsel and demand for reclamation and draft
pleadings; reviewed issues regarding investor claimant demand
and correspondence; reviewed correspondence regarding UK
litigation with Vantis; reviewed RFP from RAS counsel;
reviewed production request from counsel to RAS girlfriend;
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correspondence with SEC and RAS counsel regarding
discovery issues; conferences with FTI regarding foreign
investor claims analysis;
REDACTED
04/30/09
W F Stutts, Jr.
1.10 Reviewed current information on objection to motion for
amendment to scope of injunction (related to Chapter 15).
05/01/09
C N Adams
05/01/09
J P Adams
8.10 Researching and drafting Court-mandated response on whether
the court has jurisdiction to decide Stanford's fee motion;
editing and revising response to Stanford's fee motion; editing
and revising response to Peck motion.
05/01/09
D T Arlington
1.70 Telephone conference with Kevin Sadler regarding responses
to Stanford's discovery requests; exchanged email with Kevin
Sadler regarding same; exchanged email with Victor Kurylak
and Kevin Sadler regarding certification issues; exchanged
further email with team regarding same; exchanged email with
Victor Kurylak regarding Gillikin accounts and related issues
regarding account releases; exchanged email with Kevin Sadler
regarding communications with investor counsel; exchanged
email with Kevin Sadler regarding Larkin accounts; exchanged
email with Kevin Sadler regarding Paradigm Fund dispute
05/01/09
C W Cominsky
1.80 Reviewed correspondence log documents and forwarded to
Mark Kusey; forwarded documents to Stanford personnel.
05/01/09
T S Durst
1.60 Review and revise responses to discovery requests; attention to
issues regarding jurisdiction and Stanford fee request; attention
to calls from opposing counsel and communications with team.
05/01/09
J S Fitzwater
4.50 Updating Tim Durst's Stanford Litigation notebook; updating
the Pleadings Pad; monitoring court filings and assisting
attorney team to coordinate reception of filings to appropriate
members; updating pleadings and related litigation for the
Extranet website; and organizing tracking chart of filings
entered by the parties.
05/01/09
L C Fluker
1.90 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; organized materials for
updating of correspondence file.
05/01/09
K W Hinton
4.50 Coordinated staffing for case pull; coordinated coverage for
assistance over the weekend; researched service date of
Stanford with Complaint and provide proof of service to K.
Sadler; researched Motions from Antiguan liquidators and
provided same to K. Sadler; researched service information for
Jim Davis and drafted email to S. Ayers regarding same;
.90 Reviewing draft fee application.
252
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Description
communicated with S. Ayers regarding Reeves subpoena; met
with B. Howell regarding response to Antiguan Motion and
assisted regarding same; assisted B. Stutts with St. Croix
documents.
05/01/09
M D Kusey
1.00 Logged in correspondence into claims log.
05/01/09
R L Robertson
05/01/09
K M Sadler
05/01/09
W F Stutts, Jr.
.80 Worked on Chapter 15 response and communications with Mr.
Howell.
05/02/09
C N Adams
.90 Reviewing and revising draft fee application.
05/02/09
J P Adams
.80 Editing and revising Peck response including examining issues
relating to Stanford's appeal.
05/03/09
C N Adams
1.10 Revising fee application.
05/03/09
S A D Ayers
5.10 Edited motion for professional fees and expenses.
05/03/09
T S Durst
1.10 Review and revise briefs for upcoming filings; communications
with client and team regarding same.
05/03/09
K Scanlan
1.50 Review incoming e-mails and requests for documents and
updates; update chart and create new form of chart to track the
various appeals; forward materials.
05/03/09
W F Stutts, Jr.
.40 Reviewed new filings.
9.50 Reviewed issues regarding IRS request for documents;
conference with R. Husseini regarding same; reviewed and
revised Response to Motion to Modify Injunction; conference
with Knight regarding jurisdiction issues; emails to/from
Adams regarding jurisdiction questions; reviewed response to
Chapter 15 motion; reviewed draft SEC brief regarding RAS
Motion to Modify Injunction; reviewed account release issues;
reviewed email from Examiner; reviewed correspondence from
investor counsel; reviewed and revised objections to RAS First
RFP; conference with Durst regarding objections; reviewed
issues regarding IRS administrative appeals notice; reviewed
issues regarding new broker lawsuit and request for
insurance/indemnity information; emails to cooper regarding
Stanford matters relating to immigration and intervention;
reviewed issues and term sheet regarding VFS settlement of
aircraft lien dispute; reviewed issues regarding dispute
regarding money held by Paradigm fund
.40 Brief additional review of Chapter 15 pleading
REDACTED
.
05/04/09
C N Adams
4.20 Reviewing draft fee application; reviewing professional firm
invoices for inclusion in fee application; teleconference with
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Sue Ayers regarding draft fee application; teleconference with
working group regarding fee application; teleconference with
working group regarding changes to fee application.
05/04/09
J P Adams
2.20 Editing and revising response to Stanford's fee motion;
preparing same for filing.
05/04/09
D T Arlington
1.90 Reviewed Examiner's brief regarding Stanford's attorneys fees
request; exchanged email and conference with Kevin Sadler
regarding Paradigm fund issues; reviewed inquiry from
financial advisor and exchanged email with team regarding
same; exchanged email with Gene Besen regarding account
release motions; reviewed Gillikin account information;
reviewed email from FITS regarding status of account release
05/04/09
S A D Ayers
5.80 Telephone conference with Fifth Circuit regarding Hunton
parties' motion for expedited appeal; received service of court
papers from Canada; drafted fee motion.
05/04/09
T S Durst
2.60 Review and revise response on Stanford's fee request; attention
to issues regarding requests to proceed in other forums and
coin litigation.
05/04/09
J S Fitzwater
4.30 Updating the Pleadings Pad; updating tracking chart of filings
entered by the parties; monitoring court filings and assisting
attorney team to coordinate reception of filings to appropriate
members; and updating hard-correspondence; updating
pleadings and related litigation for the Extranet website; and
updating tracking chart of filings entered by intervening
parties.
05/04/09
L C Fluker
1.70 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; reviewed recent hard copies of
correspondence to determine if appropriate entries to tracking
chart have been made, and organized hard copies to update
correspondence file.
05/04/09
M D Kusey
5.70 Logged in correspondence into claims log.
05/04/09
J B Lawrence
2.00 Edit and revise response to Peck motion; finalize same for
filing.
05/04/09
R L Robertson
05/04/09
K M Sadler
2.80 Conference with Ayers regarding call from 5th circuit clerk
regarding pending appeals; correspondence with SEC counsel
regarding same; reviewed and revised edits to response to RAS
Motion to Modify Injunction
05/04/09
K Scanlan
6.50 Update notebooks and pleadings pads with new filings; update
various websites as needed; office conference regarding
.50 Reviewed recent filings
254
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deadlines and upcoming responses due by Dallas and nonDallas staff; office conference regarding IRS matter; finalize
and prepare for filing Receiver's response to Peck's motion to
intervene; update Tim Durst's notebook; forward copies to trial
team and to Receiver; prepare Receiver's Response to
Stanford's request to release funds for attorneys fees and file
and distribute; assist in preparing draft of order for upcoming
pleadings; forward draft to Austin; telephone conference with
Austin regarding response to motions and tracking appeals;
update calendar; forward new broker contact information to
Houston.
05/05/09
D T Arlington
3.90 Exchanged email with Kevin Sadler and Malcolm Lovett
regarding request from court for additional information on
account release motions and order requiring court approval of
same; conference with Kevin Sadler regarding Metzinger
inquiry; reviewed background emails regarding same; prepared
response to and exchanged further email with Metzinger;
telephone conference with Malcolm Lovett regarding same;
prepared for and participated in conference call with counsel
for SEC and Allen Stanford regarding discovery responses;
reviewed Gillikin account statements; telephone conference
with Karen Cook regarding same; exchanged email with Gene
Besen regarding account release motion and related issues;
exchanged email with Paul Montgomery regarding SCB and
Dillon Gage documents; exchanged email with Victor Kurylak
regarding Gottberg accounts; telephone conference with Tony
Davis regarding motion for release of accounts; reviewed
emails regarding partnership; exchanged email with Kevin
Sadler regarding Judge Hughes orders; reviewed recent filings;
exchanged email with Herschel Hamner regarding Paradigm
fund and potential motion; prepared email to Scott Gladden
regarding Matejek accounts
05/05/09
S A D Ayers
6.60 Drafted letter to lawyer for account holders requesting list of
names for his clients; provided lists of account holders to
Kevin Sadler; drafted fee motion; responded to several
inquiries by phone, fax, mail from lawyers, account holders,
vendors, brokers; attended to deadlines and correspondence in
cases filed after receivership; reviewed request for information
from U.S. government agency; telephone conference with
vendor in Florida.
05/05/09
S A D Ayers
1.00 Responding to Antiguan Liquidators: drafted response to
liquidators' motion to amend.
05/05/09
C W Cominsky
1.10 Discussion with Stanford personnel regarding location of
automobile in Antigua; worked on correspondence log.
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05/05/09
T S Durst
1.10 Review and revise papers to be filed with the court regarding
pending items; attention to inquiries from opposing counsel
and investors regarding accounts and coins; communications
with and directions to team regarding pending items.
05/05/09
J S Fitzwater
05/05/09
L C Fluker
1.70 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; reviewed recent hard copies of
correspondence to determine if appropriate entries to tracking
chart have been made, and organized hard copies to update
correspondence file.
05/05/09
M D Kusey
3.00 Logged in correspondence into claims log.
05/05/09
K M Sadler
5.30 Reviewed RFP's and objections and conference call with RAS
counsel and SEC counsel regarding same; reviewed chapter 15
draft response; forwarded to Howell Intervenor filing for use in
Chap 15 response; reviewed draft motion from Malouf
regarding Receiver complaint and motion to clarify; reviewed
issues regarding SEC inquiry regarding necessity of court
approval for account releases; emails to/from Receiver
regarding foreign investor information; reviewed information
from FTI and conferences with Ayers regarding same;
reviewed Chapter 15 motion response and conferences with
Ayers and Howell regarding briefing strategy; reviewed draft
of fact section from Howell and conference with SEC counsel
regarding facts concerning same; reviewed Reply in support of
Intervenor Motion to Reconsider; conference with Cialone
regarding same
05/05/09
K Scanlan
5.50 Continue with updating all notebooks and charts; brief office
conference regarding upcoming motions deadline; prepare
short memo detailing responses due in the next week in various
matters; search for new cases; office conference with Houston
concerning various orders; pull requested documents and
forward; assist is altering set up on shared litigation extranet
site; forward incoming documents to litigation team.
05/05/09
W F Stutts, Jr.
05/06/09
C N Adams
3.60 Working group call regarding fee application; reviewing draft
of same; communications with counsel regarding fee invoices.
05/06/09
D T Arlington
1.00 Reviewed email from Scott Gladden regarding Matejek
accounts and forwarded to team; reviewed materials regarding
.30 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members.
.90 Communication with Mr. Howell on policy and factual issues
related to information for opposition to amendment to
injunction vs. bankruptcy filing.
256
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Description
INX dispute; telephone conference with counsel for INX
regarding potential motion to intervene; prepared update email
to team regarding warrant against SCB; exchanged email with
Phil Valente regarding Larkin accounts
05/06/09
S A D Ayers
5.00 Responding to Antiguan Liquidators: drafted response to
liquidators' motion to amend receivership order.
05/06/09
S A D Ayers
2.00 Drafted response to liquidators' motion to amend receivership
order.
05/06/09
T S Durst
05/06/09
J S Fitzwater
3.50 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating tracking chart of filings entered by
intervening parties; updating tracking chart of filings entered
by the parties; and updating the Pleadings Pad.
05/06/09
M D Kusey
1.50 Logged in correspondence into claims and correspondence
logs.
05/06/09
R L Robertson
4.10 Research cases cited in Quilling's brief; outline strategy for
Kevin Sadler regarding same.
05/06/09
K M Sadler
6.50 Reviewed and revised response to Vantis motion; reviewed
issues regarding Motion to Abate Hernandez case; reviewed
and responded to correspondence from Hernandez counsel
regarding court order and injunction; reviewed issues regarding
proposed intervention by creditor; reviewed memo regarding
cases cited in Intervenor brief regarding Motion to Reconsider;
reviewed cases regarding bankruptcy injunctions; consultations
with Receiver regarding litigation issues
05/06/09
K Scanlan
6.00 Telephone conference with Eric Soderlund regarding various
filings and stipulations and fling procedures; review real
property order and procedures approved by the court for
handling real property leases and related office property; brief
telephone conference with Tim Durst regarding stipulation;
update memo regarding deadlines; office conference with
Jennifer Adams regarding pending matters in main SEC case
and in broker and chapter 15 case; send new contact
information for addition to case working group list; update list
of active intervenors to show recently dropped claimants in
multi-claimant interventions.
05/07/09
C N Adams
2.10 Redacting invoices for privileged content; teleconference with
.80 Communications with opposing counsel and team regarding
matters pending with the Court and upcoming matters from
opposing counsel; analysis of issues
REDACTED
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05/07/09
J P Adams
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Description
working group regarding same.
.60 Strategizing on issues
REDACTED
.
05/07/09
D T Arlington
8.20 Continued to address motion to abate issues and finalized
same; addressed account release issues and motion
05/07/09
S A D Ayers
05/07/09
S A D Ayers
05/07/09
J A Cialone, II
.70 Attention to Motion to Abate Hernandez and related calls and
emails.
05/07/09
C W Cominsky
.30 Checked contents of delivered boxes from Ft. Lauderdale.
05/07/09
T S Durst
2.50 Work on issues regarding Holt motion; communications with
counsel for Holt and counsel for SEC regarding same; review
of pending matters regarding account issues and upcoming
filing deadlines; attention to Antigua issues.
05/07/09
J S Fitzwater
2.30 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; and updating the Pleadings Pad.
05/07/09
L C Fluker
.90 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; reviewed recent hard copies of
correspondence to determine if appropriate entries to tracking
chart have been made, and organized hard copies to update
correspondence file.
05/07/09
K M Sadler
6.50 Reviewed cases research regarding Chap 15 response;
reviewed issues regarding inquiry from Holt counsel regarding
pending motion and property; reviewed and provided
comments on Chap 15 response; emails to/from SEC regarding
same; reviewed materials to be cited and attached to Chap 15
response including Antiguan court order; reviewed and revised
Motion to Abate
05/07/09
K Scanlan
3.50 Assist in preparing documents for use as exhibits; office
conference regarding updated deadlines chart and flings for
Friday and Monday; update notebooks; pull requested motions
and orders and forward to Houston; update extranet site; assist
in distributing new filings to team; pull materials relating to
10.40 Reviewed and redacted invoices for privilege and work
product; assisted David Arlington with Hernandez motion to
dismiss by providing briefing in other cases and factual
timeline of relevant events.
2.00 Responding to Antiguan Liquidators: drafted response to
liquidators' motion to amend receivership order.
258
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Description
broker suit and organize.
05/08/09
J P Adams
.30 Drafting motion to extend Holt response.
05/08/09
D T Arlington
6.50 Addressed account release issues and motions; reviewed
statements
05/08/09
S A D Ayers
2.00 Responding to Antiguan Liquidators: drafted and edited
response to liquidators' motion to amend; edited response to
liquidators' motion to refer chapter 15 petition.
05/08/09
S A D Ayers
4.90 Reviewed and redacted invoices for attorney client privilege
and work product; telephone conference with broker's attorney
regarding suit filed after receiver was appointed.
05/08/09
C W Cominsky
.40 Updated security card list and forwarded with cards to Stanford
facilities personnel.
05/08/09
B A Day
.10 Sent Harvard law review article
REDACTED
to Bill Stutts.
05/08/09
T S Durst
2.50 Review and comment on Antigua motion; conferences with
client, SEC and Holt's counsel regarding Holt issues and
motion; communications with opposing counsel regarding
account and related issues; review of new filings by opposing
counsel and consideration of needed responses.
05/08/09
J S Fitzwater
4.50 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
organizing support files; updating pleadings and related
litigation for the Extranet website; updating tracking chart of
filings entered by intervening parties; updating tracking chart
of filings entered by the parties; and updating the Pleadings
Pad.
05/08/09
K W Hinton
9.00 Met with S. Ayers and D. Arlington regarding redactions to
bills; provided instructions, supervised and assisted clerks with
redacting bills for privilege; reviewed Westcheck for Response
to Antiguan liquidators Motion; reviewed Response and
highlighted document citations; supervised and assisted D.
Rohleder with checking document citations in Response;
reviewed and cite checked case law citations in Response;
revised Response with case law changes; drafted email to S.
Ayers regarding changes to citations; quality-checked
redactions and revised as necessary.
05/08/09
M D Kusey
2.50 Logged in mail in correspondence log.
05/08/09
J B Lawrence
05/08/09
T M Moratto Jr.
.30 Finalize settlement agreement with North Bay Coin Co.
3.00 Per K. Hinton, for D. Arlington, reviewed and redacted bills for
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privilege.
05/08/09
R L Robertson
.30 Reviewed recent filings
05/08/09
D S Rohleder
.50 Reviewed and redacted bills for privilege.
05/08/09
D S Rohleder
1.00 Retrieved Case Law from Westlaw for K Hinton;
05/08/09
K M Sadler
7.30 Reviewed issues regarding Chap 15 response; reviewed
correspondence to Stutts from Vantis counsel; conference with
SEC counsel Kortash, Reece and Romero regarding
REDACTED
conference with M. Lena of DOJ
tax regarding chap 15 motion; reviewed correspondence
regarding proposed intervention by SIBL CD holders; email to
Receiver regarding same; response to same; conference with
REDACTED
HP counsel regarding
;
conference with Arlington regarding same; reviewed
supplemental filing by RAS counsel and reviewed case cited
regarding injunctions; reviewed response to motion to refer
05/08/09
K Scanlan
4.50 Assist in forwarding materials to team; update intervention
notebooks; assist with finalizing and filing agreed motion for
extension to respond to Holt motion; forward to team; organize
materials into initial witness files for broker suits.
05/08/09
W F Stutts, Jr.
1.40 Reviewed information and pleadings related to opposition to
waiver of injunction; telephone conferences with Mr. Massad
and provision of information to Mr. Sadler regarding certain
questions and updated information on topics related to those
matters; related additional review of information regarding
opposition to referral of Chapter 15 to bankruptcy judge.
05/08/09
A F York
2.10 Reviewed Stanford client files from Hunton & Williams for
possible receivership assets.
05/08/09
A F York
2.00 Office conference with D. Arlington regarding privilege issues;
reviewed fee bill for privilege and redacted as appropriate.
05/09/09
C N Adams
2.80 Reviewing invoices for privileged content.
05/09/09
D T Arlington
6.90 Reviewed account statements.
05/09/09
S A D Ayers
2.00 Responding to Antiguan Liquidators: drafted and edited
response to liquidators' motion to amend receivership order;
edited response to motion to refer chapter 15 motion.
05/09/09
D S Rohleder
6.00 Reviewed and redacted bills for privilege.
05/09/09
K M Sadler
1.80 Reviewed and revised chapter 15 response; reviewed additional
case law; conference with Ayers regarding attachments to
filing
05/09/09
A F York
7.50 Reviewed fee bill for privilege and redacted as appropriate.
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Description
05/10/09
C N Adams
1.00 Reviewing invoices for privileged content.
05/10/09
D T Arlington
7.10 Reviewed statements; reviewed final draft statements for
production
05/10/09
S A D Ayers
2.00 Responding to Antiguan Liquidators: edited responses to
motion to amend receivership order and motion to refer chapter
15 petition.
05/10/09
S A D Ayers
7.70 Reviewed invoices for privilege and work product to be
produced to government agency; selected materials need for
Kevin Sadler's meeting with Examiner.
05/10/09
T S Durst
1.90 Review and revise motion regarding Antigua
receiver/liquidator.
05/10/09
S A Massad
2.00 Reviewed and commented on draft response to Vantis; various
e-mail correspondence regarding same.
05/10/09
D S Rohleder
6.50 Reviewed and redacted bills for privilege.
05/10/09
K M Sadler
5.70 Reviewed and revised response to Chap 15 motion; reviewed
case research; reviewed response to motion to refer; reviewed
prior briefing on jurisdiction issues; reviewed draft response of
DOJ/Tax; emails to/from Ayers, Howell and Stutts regarding
briefing; reviewed and responded to investor email inquiry
05/10/09
W F Stutts, Jr.
1.10 Reviewed and provided comments on opposition to motion to
modification of injunction.
05/11/09
C N Adams
05/11/09
J P Adams
5.60 Drafting motion for account release and to modify court's order
relating to account releases; drafting stipulation and order
regarding same; incorporating changes from team regarding
same.
05/11/09
D T Arlington
6.50 Reviewed account statements; reviewed account status inquiry
and forwarded to team; reviewed Alldred account status;
exchanged email with Ross Kennedy and Victor Kurylak
regarding same; reviewed applications and draft filings from
Gene Besen regarding client accounts; forwarded applications
to team; worked on Gillikin account motion; exchanged email
with Karen Cook regarding same; telephone conference with
Mike MacDonald regarding accounts; exchanged email with
Tom Leslie regarding coin customer inquires; exchanged email
with M. Lovett regarding account inquiries; attention to Dillon
Gage issues; reviewed emails from K. Sadler regarding account
inquiries
05/11/09
S A D Ayers
.80 Attention to fee application.
.90 Edited letter to St. Croix enclosing receivership order.
261
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05/11/09
S A D Ayers
6.00 Responding to Antiguan Liquidators: edited, finalized and filed
response to liquidators' motion to amend receivership order and
appendix; edited, finalized and filed response to motion to refer
chapter 15 petition.
05/11/09
J A Cialone, II
05/11/09
T S Durst
4.20 Work on issues regarding response to Antigua motion, Holt
motion and property issues, lease termination matters and real
property procedures; communications with and directions to
team regarding same and communications with opposing
counsel regarding same; review and revise papers for filing
with Court.
05/11/09
J S Fitzwater
5.50 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating tracking chart of filings entered by
intervening parties; updating tracking chart of filings entered
by the parties; and updating the Pleadings Pad.
05/11/09
L C Fluker
1.20 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; reviewed recent hard copies of
correspondence to determine if necessary entries to tracking
chart have been made; organized recent emails and hard copies
of correspondence to update correspondence file.
05/11/09
M D Kusey
5.30 Logged in mail in claims and correspondence logs; assisted
Harrison Tucker with locating promissory notes in Harry
Failing boxes.
05/11/09
S A Massad
.40 Attention to Vantis responses.
05/11/09
R L Robertson
.90 Reviewed recent filings and orders
05/11/09
D S Rohleder
1.00 Pulled Case Law for L Fluker, and saved to the L Drive;
05/11/09
K M Sadler
6.50 Reviewed and revised account release motion; reviewed and
revised Chapter 15 motion response; reviewed filings by DOJ
and SEC concerning Chap 15 motion; reviewed response of
Examiner to Chap 15 motion; reviewed draft real estate sales
procedure motion; reviewed issues regarding pending Holt
motion
05/11/09
K Scanlan
7.50 Office conference regarding deadlines; assist Kevin Sadler in
preparation for meetings with Mr. Janvey; update various
charts; review all prior deadlines chart to account for the
disposition of all prior motions; update with new filings and
new responses by the Receiver; brief office conference with
Jennifer Adams regarding deadlines charts; further assist Mr.
.80 Several conference calls about litigation matters.
262
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Description
Sadler with meeting matters; office conference with Tim Durst
regarding filing stipulation regarding Boston real property
lease; pull copies of lease, related procedures and the court
order; download, format and distribute incoming matters;
office conference regarding tracking deadlines in the non-SEC
cases; office conference with Tim Durst regarding chapter 15
procedures.
05/11/09
W F Stutts, Jr.
.70 Worked on resolution of last comments and communications
regarding Chapter 15 injunction response.
05/11/09
A F York
1.50 Reviewed Stanford client files from Hunton & Williams for
possible receivership assets.
05/12/09
D T Arlington
5.30 Continued to address account release issues and motions
05/12/09
S A D Ayers
1.90 Telephone conference clerk Northern District of Texas
regarding link to filing response to motion to refer chapter 15
petition; telephone conference Fifth Circuit regarding
conference call; responded to phone calls, faxes, email and
letters from attorneys, brokers, account holders, lien holders,
etc..
05/12/09
T S Durst
3.80 Review and comment on account release procedures; further
work on Holt asset and motion issues; communications with
counsel for brokers and opposing counsel regarding pending
items; drafting of papers regarding Holt asset issues;
consideration of Stanford subpoena matters and related issues.
05/12/09
J S Fitzwater
4.30 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating tracking chart of filings entered by
intervening parties; updating tracking chart of filings entered
by the parties; and updating the Pleadings Pad.
05/12/09
L C Fluker
1.30 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; reviewed recent hard copies of
correspondence to determine if necessary entries to tracking
chart have been made; organized recent emails and hard copies
of correspondence to update correspondence file.
05/12/09
M D Kusey
4.50 Logged in mail in claims and correspondence logs; assisted
Harrison Tucker with locating promissory notes in Harry
Failing boxes.
05/12/09
J B Lawrence
05/12/09
K M Sadler
.20 Review Diner motion to proceed in another forum.
8.50 Reviewed new intervention motions filed by CD holders and
others; reviewed issues regarding condominium lawsuit
263
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intervention; reviewed issues regarding real estate sales
procedures motion; reviewed issues regarding account release
motion; consultations with client
05/12/09
K Scanlan
6.50 Review correspondence from Mr. Sadler regarding various
issues; prepare updated deadlines chart to include filings made
after 5:00 pm and distribute to litigation team; pull additional
materials relating to pending motions for Jennifer Adams;
search all PACER and all key courts for newly filed suits.
05/12/09
W F Stutts, Jr.
05/12/09
A F York
05/13/09
C N Adams
05/13/09
D T Arlington
2.90 Reviewed court order and other issues relating to examiner;
addressed account release issues; exchanged email with team
regarding same
05/13/09
S A D Ayers
6.70 Drafted letters to parties who have expressed intent to file suit
outside Northern District of Texas, enclosing Order Appointing
Receiver; provided cases and analysis on Receiver's remedies
to Ralph Janvey; edited account release motion pursuant to
Examiner's comments; took action in regard to Sutter case filed
in Arkansas state court; received letter from party in possession
of Estate real property and analyzed claims and legal authority
cited; edited motion for procedures to dispose of real property;
edited fee motion.
05/13/09
T S Durst
2.80 Analysis of issues regarding brokers and needed action by
Receiver; conference with counsel for Holt and attention to
issues regarding her motion and assets; work on issues
regarding Stanford subpoena and other discovery;
consideration of pending items with court and upcoming
deadlines; communications with opposing and broker counsel
regarding pending motions.
05/13/09
J S Fitzwater
2.80 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members; office
conference with Kevin Scanlan regarding the tracking of
motions deadlines; updating the Pleadings Pad; and updating
pleadings and related litigation for the Extranet website.
05/13/09
L C Fluker
1.80 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; reviewed recent hard copies of
correspondence to determine if necessary entries to tracking
.90 Reviewed information in warehouse related to specific
evidence of decisionmaking in the U.S. by STCL needed for
COMI proof in U.S.
4.00 Reviewed Stanford client files from Hunton & Williams for
possible receivership assets.
.70 Reviewing fee application.
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Description
chart have been made; organized recent emails and hard copies
of correspondence to update correspondence file.
05/13/09
M D Kusey
2.00 Logged in mail in claims and correspondence logs.
05/13/09
D S Rohleder
1.50 Pulled and Printed cases and rules from Westlaw for Attny S.
Ayers;
05/13/09
K M Sadler
3.80 Reviewed and revised real estate sales procedures motion;
reviewed and revised draft account release motion; conference
with Ayers regarding same; reviewed exhibits to real estate
motion; reviewed pending Holt motion and recent 5th cir case
regarding receiver and criminal proceedings issues; emails
to/from DOJ/Tax regarding real estate motion conference;
reviewed case regarding Receivership and insolvency;
05/13/09
K Scanlan
4.60 Prepare notebooks as requested; update research files; assist in
updating all correspondence files; update extranet site;
telephone conference regarding upcoming motions and filing
procedures.
05/13/09
A F York
5.00 Reviewed Stanford client files from Hunton & Williams for
possible receivership assets; completed review through Box 27;
prepared memo summarizing findings.
05/14/09
J P Adams
1.20 Preparing for and participating in litigation call to discuss
outstanding issues and assignments.
05/14/09
D T Arlington
2.20 Participated in litigation team status call; telephone conference
with account review team; exchanged email with account
review team; addressed Gillikin account issues
05/14/09
S A D Ayers
9.70 Telephone conference with litigation team regarding all
pending motions; edited fee motion, reviewed exhibits and
invoices; edited and finalized real estate motion and exhibits;
telephone conference with lawyers calling on behalf of account
holders, employees, state agencies; attention to other pending
litigation, such as drafting letter to judge in Arkansas state case
that Plaintiff will not abate; finalized and filed motion for
extension of time regarding Condominium Owners' motion.
05/14/09
M E Burnett
05/14/09
T S Durst
.40 Searched for and provided electronic copies of bankruptcy
procedings for Kevin Sadler.
3.80 Review of pending motions and response dates; consideration
of staffing for address same; conference with and directions to
team regarding same; attention to issues regarding Holt assets,
Stanford subpoena, class action plaintiff cases and suits against
brokers -- analysis of facts and status regarding same, go
forward steps and communications with opposing counsel.
265
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Hours
Filed 08/04/2009
Page 229 of 327
Page 228
Description
05/14/09
J S Fitzwater
3.80 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
organizing support files and hard-copies of ongoing related
litigation; updating the Pleadings Pad; and updating pleadings
and related litigation for the Extranet website.
05/14/09
L C Fluker
05/14/09
M D Kusey
3.00 Logged in mail in claims and correspondence logs.
05/14/09
K M Sadler
4.30 Conference with Durst, Adams, Arlington and Ayers regarding
task assignment for response to various pending motions;
reviewed issues regarding pending intervention motions;
emails to/from Cooper regarding Condominium Assoc
intervention motion; reviewed issues regarding Stanford
discovery request; conference with counsel for SEC and
Stanford regarding document request
05/14/09
K Scanlan
5.50 Assist in preparing documents for use as exhibits; numerous
communications concerning the details of the filings; office
conference regarding pending motions; update deadlines chart;
assist in creating new files for chapter 15 matter; office
conference with litigation support concerning burning of discs
for possible delivery to court; telephone conference regarding
appendix and courtesy copies.
05/14/09
W F Stutts, Jr.
.40 Reviewed inquiry regarding communication with Scott
Hirschman and provided input to litigation team on same.
05/14/09
W F Stutts, Jr.
.40 Brief review of new vantis report as that may impact chapter 15
positions of parties.
05/14/09
W F Stutts, Jr.
.40 Reviewed information and questions related to Bukrinsky
brief/position on chapter 7 permission.
05/14/09
A F York
REDACTED
1.10 Provided documents and details of
to K. Schlanger.
REDACTED
05/15/09
J P Adams
3.50 Researching and drafting memorandum on case
.90 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; organized recent emails and
hard copies of correspondence to update correspondence file.
REDACTED
; drafting
objections to subpoena issued by counsel for Stanford.
05/15/09
D T Arlington
1.40 Communicated with financial team regarding account release
issues; communicated with accountholder counsel regarding
stipulation; communicated with team regarding account release
motion
266
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Page 229
Description
05/15/09
S A D Ayers
8.50 Edited, finalized and filed motion for interim fees; received,
read and analyzed Liquidators' reply to motion to refer/amend
Receivership order; communicated by phone and email with
lawyers for account holders who have submitted applications
for review and release; edited real estate procedures motion;
received, read, and analyzed court order granting Liquidators'
motion to amend Receivership order; edited motion and order
to supplement account release procedures
REDACTED
REDACTED
, etc.
05/15/09
M E Burnett
.20 Provided copy of requested law review article for Bill Stutts.
05/15/09
T S Durst
2.80 Analysis of issues regarding Chapter 15 filings and order;
communications with team regarding same; work on issues
regarding Stanford subpoena, Holt assets, account release
procedures and real estate procedures, including conference
with opposing counsel regarding same.
05/15/09
J S Fitzwater
3.50 Continuing to organizing support files for the litigation team;
updating pleadings and related litigation for the Extranet
website; updating tracking chart of filings entered by the
parties; and monitoring court filings and assisting attorney
team to coordinate reception of filings to appropriate members.
05/15/09
M D Kusey
1.30 Coordinated Department of Justice document review and
production per Richard Husseini; telephone conferences with
Marisa Hurd and Liz Sampson regarding the same; office
conference with Richard Husseini regarding the same.
05/15/09
R L Robertson
3.90 Telephone conference with Kevin Sadler
REDACTED
.
05/15/09
D S Rohleder
.50 Redacted exhibits for alternative appendix to fee motion
05/15/09
K M Sadler
3.60 Emails to/from Flack, counsel for Stanford regarding
motions/certificate of conference; reviewed Chap 15 reply
brief; reviewed Court Order; conference with Receiver
regarding same; conference with Cialone and others regarding
same and briefing strategy; conference with Roper; reviewed
and revised account release procedures motion
05/15/09
K Scanlan
5.60 Review numerous e-mails regarding filings; update appendix;
finalize materials for disc; replace various exhibits with revised
versions; telephone conference with Katherine Hinton
regarding filing; office conference with litigation support
concerning the buring of discs for filing with the court; prepare
folders with all final documents; prepare courtesy copy for the
court as requested; assist in filing; hand deliver the hard copies
as directed by the court; prepare materials for Austin and
forward package to Sue Ayers.
267
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Page 231 of 327
Page 230
Description
05/15/09
W F Stutts, Jr.
.80 Reviewed information from Mr. Cialone and communications
with Mr. Soderlund
REDACTED
.
05/15/09
W F Stutts, Jr.
.80 Conference call regarding strategy on responding to scheduling
REDACTED
and calls and pleadings
.
05/16/09
D T Arlington
2.80 Worked on motion to supplement court order regarding release
procedures; reviewed account review spreadsheet; worked on
account stipulations
05/16/09
J A Cialone, II
05/16/09
K M Sadler
05/16/09
K Scanlan
.50 Multiple conferences regarding documents needed for Swiss
proceeding and delivery logistics; follow-up with various
delivery services for delivery estimates for package delivery to
Switzerland for court proceedings there.
05/16/09
W F Stutts, Jr.
.70 Participated in call regarding
05/17/09
D T Arlington
.60 Continued working on account release motion and related
documents; prepared draft email to Karen Cook
05/17/09
T S Durst
REDACTED
1.40 Work on issues for briefing
; conference
with team regarding same; follow-up on issues regarding
upcoming motions to file with the court regarding account
release procedures and real estate procedures.
05/17/09
K M Sadler
5.80 Reviewed REDACTED cases and materials; conference with
Cialone, Davis and Soderlund regarding bankruptcy issues;
conference with Howell, Durst and Stutts regarding tasks for
responses to pending motions that raise bankruptcy issues;
reviewed materials filed in UK action regarding Vantis
05/17/09
W F Stutts, Jr.
05/18/09
J P Adams
REDACTED
.70 Calls and emails about
strategies;
considered strategic alternatives and discussed same with team;
several calls
.
REDACTED
5.40 Reviewed issues regarding aircraft settlement; emails to/from
Soderlund regarding same; reviewed and revised account
release motion and order;' emails to/from Ayers regarding
same; emails to/from Examiner regarding same; reviewed
materials regarding Vantis filings and response, reviewed case
law and
REDACTED
.
REDACTED
.90 Conferences on questions and coordination of information
already developed and information already incorporated into
theories for
REDACTED
.
3.20 Analyzing cases cited by other parties regarding wether the
district court retains jurisdiction when a party files an
interlocutory appeal; writing summary regarding same.
268
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Page 232 of 327
Page 231
Description
05/18/09
D T Arlington
4.70 Communications with counsel for accountholders; worked on
account release motion; worked on account reviews;
coordinated regarding meeting with account review team
05/18/09
S A D Ayers
4.00 Telephone conference with lawyers for financial advisors
calling in regard to frozen accounts and complaint naming
relief defendants; edited and filed motion for supplement to
account release procedures and motion for real estate
procedures; reviewed proposed procedures for bringing release
of trust company accounts in line with brokerage accounts.
05/18/09
S A D Ayers
3.00 Antiguan Liquidators: analyzing cases on
REDACTED
.
05/18/09
M E Burnett
.10 Provided electronic copy of case for Kevin Sadler.
05/18/09
M E Burnett
.60 Provided copies of cases for Kevin Sadler.
05/18/09
B A Day
.40 Reviewed and analyzed documents in preparation for partial
release of account-holders' Pershing account balances.
05/18/09
T S Durst
.80 Attention to matters regarding briefs in response to Antigua
issues; also attention to issues regarding new filings to be made
with court; work on Holt asset issues.
05/18/09
J S Fitzwater
3.30 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating searchable text for pleadings and related litigation for
the Extranet website; and updating tracking chart of filings
entered by the parties.
05/18/09
L C Fluker
1.90 Reviewed recent hard copies of correspondence to determine if
necessary entries to tracking chart have been made and updated
Excel spreadsheet when necessary; organized recent emails and
hard copies of correspondence to update correspondence file.
05/18/09
K W Hinton
1.80 Reviewed new BakerBotts invoice and Exhibit C; supervised
and assisted S. Jampala with revising Ex. C.; quality-checked
same; assisted with real estate motion; updated information for
financial advisors.
05/18/09
M D McCoy
7.20 Researched
REDACTED
(4.2); drafted outline of arguments and supporting
case law (3).
05/18/09
K M Sadler
9.40 Reviewed REDACTED law issues related to pending motions;
conference with Soderlund and R. Campbell related to
bankruptcy issues; reviewed memo from Adams; conference
269
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05/18/09
K Scanlan
Filed 08/04/2009
Page 233 of 327
Page 232
Description
with Adams and Husseini regarding DOJ/Tax inspection of
documents; reviewed cases regarding COMI issue; conference
with counsel for Vantis regarding scheduling issues and COMI,
reviewed draft pleading from Pershing; reviewed issues
regarding JPM accounts; reviewed and commented on email
memo for client
issues; reviewed account
REDACTED
release motion
10.30 Conference with William Stutts regarding specific documents
to be obtained for use in foreign proceedings; telephone
conference with federal district clerk regarding certification of
documents and to place order; office conference at federal
district clerk to obtain certified copies for use in foreign
proceedings; scan documents to Austin for immediate use;
prepare package with certified copies and brief memo
regarding same; telephone conference with Jennifer Adams
regarding materials needed relating to the motions of the
Antiguan Liquidators; locate and organize requested materials
and forward to Jennifer Adams; pull all additional related
materials and prepare a notebook; review with Tim Durst
correspondence from Charlie Gale
REDACTED
; review all envelopes of mail received from post
master to determine which financial institutions were sending
mail to Mr. Davis; create short chart showing addressees and
the financial institutions sending mail; forward materials to Mr.
Gale; follow-up with John Volney on statement concerning
first mail opening; replace appendix documents from recent
filing with amended documents; forward new documents to the
litigation team and update notebooks.
05/18/09
E A Soderlund
05/18/09
W F Stutts, Jr.
11.40 Research legal issues for and prepare draft of response to
motion for relief from injunction to file involuntary
bankruptcy, email exchanges and phone calls with K. Sadler, S.
Ayers, et al. regarding same, call with K. Sadler and R. Butler
regarding bankruptcy-related issues, and send email summary
of call to J. Cialone and T. Davis.
1.80 Prepared information and transmitted same
REDACTED
; timing of hearings; scope of
information expected and useful for those issues.
05/18/09
M C Wood
7.00 For Burinsky response and Antiguan liquidators response:
REDACTED
Began searching for cases
; Compiled cases in
REDACTED
Searched for cases
REDACTED
270
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Hours
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Page 234 of 327
Page 233
Description
REDACTED
.
05/18/09
A F York
.40 Conference with D. Arlington regarding account release
stipulations.
05/19/09
C N Adams
3.10 Review of issues regarding SIBL CD sales; review of
involvement with US employees; telephone conference with
Nancy Rummell regarding same; reviewing Stanford org chart;
reviewing audit reports for detail of SIBL operations; telephone
conference with Joe Cialone and Kevin Sadler regarding same.
05/19/09
D T Arlington
7.50 Worked on account reviews; telephone conferences with
accountholders; conferences and email exchanges with team
regarding account review issues
05/19/09
S A D Ayers
4.00 Drafted notices to lien holders that their actions are in violation
of Amended Order Appointing Receiver; Edited response to
motion of Stanford Condominium Owners; communicated by
phone and email with lawyers for account holders who have
filed applications for review; attention to newly filed lawsuits
or lawyers calling to confer regarding whether Orders prohibit
them from filing new suits; drafted new complaint against
relief defendants.
05/19/09
S A D Ayers
5.50 Antiguan Liquidators: reviewed and analyzed evidence
presented by Liquidators in this and other cases regarding
COMI; analyzing case law and factors courts examine to
determine COMI.
05/19/09
J A Cialone, II
05/19/09
B A Day
7.50 Reviewed and analyzed documents in preparation for partial
release of account-holders' Pershing account balances; drafted
stipulations regarding same.
05/19/09
T S Durst
4.40 Strategy conference with Mr. Sadler regarding bankruptcy and
Antigua issues; work on matters regarding Holt assets and
mail; communications with counsel for account holders and
brokers, and consideration of pending cases and upcoming
filings regarding same; work on discovery responses.
05/19/09
J S Fitzwater
4.50 Updating the Pleadings Pad; updating pleadings and related
litigation for the Extranet website; assisting Kevin Scanlan
regarding research concerning the Newport Group; monitoring
court filings and assisting attorney team to coordinate reception
of filings to appropriate members; and updating tracking chart
of filings entered by the parties.
05/19/09
M D Kusey
.80 Logged in correspondence in communications and claims logs.
REDACTED
.80 Calls and emails about
issues; calls and emails about witnesses.
and related
271
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Hours
05/19/09
M D McCoy
Page 235 of 327
Page 234
Description
11.40 Researched
REDACTED
(1.4); researched
REDACTED
(4.2); drafted an answer to this question for
E. Soderlund (1.5); REDACTED
(2.1); drafted analysis of fraudulent
transfer issue for E. Soderlund (2.2).
05/19/09
K M Sadler
9.60 Reviewed cases and draft pleading regarding relief defendant
complaint; reviewed issues regarding pending intervention
motions; conference with Soderlund regarding research on
bankruptcy issues; reviewed account release issues; reviewed
and responded to emails regarding real estate sales motion;
reviewed trust account release motion; reviewed materials for
response to Chap 15 motion; reviewed and responded to
inquiry regarding coins issues; reviewed Vantis filings and
declarations; conference with Cialone and Adams regarding
witness issues; emails to J. Adams regarding intervention
response; conference with Durst regarding Vantis response
05/19/09
K Scanlan
5.10 Prepare additional materials for Charlie Gale regarding the
mail received by Ms. Holt, James Holt and James Davis;
numerous correspondence with John Volney to exchange drafts
for statement concerning mail handling; review proposed text
changes with Tim Durst and finalize; sign and coordinate
obtaining Mr. Volney's signature; forward copies to file, mail
file and to Mr. Gale per Tim Durst instruction; work on
discovery files for incoming document requests; update
deadlines chart and create new chart with discovery request
deadlines; assemble additional notebooks for Antiguan
Liquidator materials and up date previous notebooks; pull
copies of cases as requested and forward;.
05/19/09
E A Soderlund
12.90 Research legal issues for and prepare draft of memo
REDACTED
, email same to working group, calls and emails
regarding same with K. Sadler and J. Cialone.
05/19/09
W F Stutts, Jr.
05/19/09
V R Walker
05/19/09
M C Wood
1.10 Reviewed information on witnesses an procedures on COMI
related to chapter 15 issues and communications with Mr.
Sadler regarding issues on that point ; vantis evidence on
COMI from England and related points on same.
.30 Assembled and organized administrative file and
correspondence.
12.00 Continued searching for any case
REDACTED
272
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Hours
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Page 235
Description
REDACTED
REDACTED
Searched for any case
REDACTED
; Drafted memo regarding research
and string cites to the cases found; Discussed new assignment
REDACTED
with Sue Ayers
.
05/19/09
A F York
6.50 Office conference with D. Arlington and B. Day regarding
account release stipulations; calls to account holders regarding
account release stipulations; reviewed and analyzed account
release applications and drafted stipulations.
05/19/09
A F York
.30 Information to S. Ayers regarding SIBL matter contained in
Hunton & Williams' Stanford client files.
05/20/09
J P Adams
1.60 Editing and revising objections to subpoena.
05/20/09
D T Arlington
6.80 Worked on account reviews; telephone conferences and email
exchanges with accountholders and their counsel; conferences
and email exchanges with team regarding account review
issues
05/20/09
S A D Ayers
10.00 Antiguan Liquidators: Conducting research into case law, law
reviews and international opinions on applications of Model
Law and Chapter 15 recognition; factors considered in center
of main interests analysis; reviewing evidence of Bank
operations, managements, assets.
05/20/09
S A D Ayers
1.00 Amended complaint naming relief defendants; reviewed case
REDACTED
law
; attention to liens on Stanford aircraft.
05/20/09
M E Burnett
1.10 Searched for law review articles for Kevin Sadler.
05/20/09
B A Day
3.60 Reviewed and analyzed documents in preparation for partial
release of account-holders' Pershing account balances; drafted
stipulations regarding same.
05/20/09
T S Durst
2.70 Communications with counsel for account holders and
attention to filings regarding account holders; consideration of
issues from motions for leave to proceed in other forums;
analysis of Pershing/clawback issues; review and revise
discovery responses.
05/20/09
J S Fitzwater
6.30 Organizing support files for the litigation team; updating
searchable text for pleadings and related litigation for the
Extranet website; monitoring court filings and assisting
attorney team to coordinate reception of filings to appropriate
members; and updating tracking chart of filings entered by the
parties.
05/20/09
L C Fluker
1.50 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
273
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Hours
Filed 08/04/2009
Page 237 of 327
Page 236
Description
various interested third parties; organized recent emails and
hard copies of correspondence to update correspondence file.
05/20/09
M D Kusey
3.50 Logged in correspondence in communications and claims logs.
05/20/09
R C Lewis
REDACTED
7.70 Researched issues
; drafted response to SCOA motion.
05/20/09
M D McCoy
7.60 Drafted document compiling all research for response to
motion seeking authority to file an involuntary petition against
Stanford International Bank, including issues related to
REDACTED
.
05/20/09
K M Sadler
8.40 Reviewed COMI cases and issues regarding Vantis Motion
response; emails to Ayers and Soderlund regarding bankruptcy
briefing coordination; reviewed and commented on web-site
posting regarding examiner report and claw-backs; conference
with Massad regarding same; emails to/from Vantis counsel
regarding briefing schedule; reviewed and revised draft
supplemental complaint regarding Pershing; reviewed case
regarding receivership authority to pursue claims; reviewed
SIBL document relevant to COMI analysis; email to Ayers
regarding same; reviewed FTI declarations regarding COMI
issues; reviewed trust account release motion and provided
comments regarding same; reviewed correspondence from
counsel for Comerica regarding letters of credit; reviewed
issues regarding aircraft settlement; reviewed and revised relief
defendant complaint
05/20/09
K Scanlan
2.60 Correspondence with Charlie Gale regarding Holt and Davis
mail issues; assist in preparing documents for use as exhibits in
filing; assist in finalizing the Receiver's responses to the
various document requests.
05/20/09
E A Soderlund
9.80 Research and review case law
, and draft response
to Bukrinsky motion for intervention to file involuntary
bankruptcy.
REDACTED
05/20/09
W F Stutts, Jr.
.70 Information from J Greer regarding Caribbean entities.
05/20/09
W F Stutts, Jr.
.30 Communications with Ms. Blumenschein and Mr. Cialone
regarding Mr. Cleaver.
05/20/09
M C Wood
REDACTED
9.30 Continued searching for all cases
;
Responded
to
follow-up research
REDACTED
questions from Kevin Sadler and Sue Ayers about particular
REDACTED
cases; Searched for cases in
REDACTED
; Drafted an email
274
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Hours
Page 238 of 327
Page 237
Description
summary of cases
REDACTED
.
REDACTED
05/20/09
A F York
9.30 Office conference with D. Arlington and B. Day regarding
stipulations and upcoming meeting with FTI/FITS regarding
same; reviewed account summaries and drafted stipulations;
various emails and information regarding same; travel to
Houston for FTI/FITS meeting regarding same.
05/21/09
D T Arlington
9.50 Worked on account reviews and stipulations; telephone
conferences with accountholders; conferences and email
exchanges with team regarding account review issues;
reviewed recent filings
05/21/09
S A D Ayers
1.30 Received and analyzed Examiner's Report & Recommendation;
edited motion regarding Stanford Trust Company account
release procedures; attention to aircraft liens; edited relief
defendant complaint.
05/21/09
S A D Ayers
3.00 Antiguan Liquidators: conducted research on chapter 15 cases;
reviewed evidence of Banks management, operations, and
investments.
05/21/09
B A Day
7.00 Drafted numerous stipulations regarding partial release of
funds from accountholders' Pershing accounts.
05/21/09
T S Durst
2.50 Review and revise draft materials regarding Holt assets;
consideration of issues regarding Examiner's report; work on
Antigua/bankruptcy issues, including communications with
team and client regarding same; attention to issues regarding
briefing on request to proceed in another forum.
05/21/09
J A Epstein
05/21/09
J S Fitzwater
3.30 Continguin to update the Pleadings Pad and litigation support
files; and monitoring court filings and assisting attorney team
to coordinate reception of filings to appropriate members.
05/21/09
L C Fluker
2.40 Updated Excel tracking chart with information on recent
communications (emails, phone calls, letters, faxes) from
various interested third parties; organized recent emails and
hard copies of correspondence to update correspondence file.
05/21/09
J B Lawrence
1.10 Outline response to Diner motion to bring claims in another
forum.
05/21/09
R C Lewis
9.80 Researched issues and case law concerning interventions and
motions to lift stay; drafted response to SCOA motion.
05/21/09
M D McCoy
7.00 Drafted document compiling all research for response to
.50 Conferred/corresponded with Brendan Day in connection with
project involving contacting accountholders regarding partial
stipulated releases.
275
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Hours
Filed 08/04/2009
Page 239 of 327
Page 238
Description
involuntary petition motion (5.5); researched possibility of
REDACTED
receiver
(1.5).
05/21/09
K M Sadler
6.80 Reviewed issues regarding trust account release motion;
reviewed issues with Ayers regarding draft response to Vantis
motion; conference with Ayers and Soderlund regarding ongoing research and briefing; reviewed cases regarding equity
receiverships; reviewed COMI cases and law review article;
reviewed law review articles on SEC enforcement and
bankruptcy issues; emails to Ayers and Soderlund regarding
same; reviewed and revised draft relief defendant complaint
naming Pershing
05/21/09
K Scanlan
3.50 Contact John Volney concerning receipt of additional mail
from Baldwyn post office; receive and forward newly filed
documents and forward to team; office conference regarding
document requests and pull all pending requests; update Holt
mail file; create chart of motions still before the court and a
chart of appeal status.
05/21/09
E A Soderlund
10.70 Research and review case law
, and draft response
to Bukrinsky motion for intervention to file involuntary
bankruptcy.
REDACTED
05/21/09
W F Stutts, Jr.
.30 Reviewed information regarding Stanford Form U-4; COMI
standard and commentary to Mr. Cialone on points related to
those principles ; FAS in US regarding their scope of
representations.
05/21/09
M C Wood
05/21/09
A F York
05/22/09
D T Arlington
5.20 Worked on account reviews and stipulations; conferences and
email exchanges with team regarding account review issues;
corresponded with accountholders and their counsel; reviewed
recent filings
05/22/09
S A D Ayers
1.20 Finalized and filed Gillikin stipulation; finalized and filed
Stanford Trust Company motion; received, analyzed, and
summarized Stanford motion to compel.
05/22/09
S A D Ayers
5.00 Antiguan Liquidators: conducted research and began drafting
opposition to motion for recognition of foreign main
5.00 Compiled cases involving liquidation by receivership, and
drafted summaries of my findings for inclusion in Bukrinsky
response & Antiguan response; Researched circuit court
REDACTED
opinions
.
11.50 Meeting with FTI/FITS in Houston regarding account release
stipulations and how to acquire and use supporting data;
various emails regarding same; return travel to Austin.
276
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Hours
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Page 240 of 327
Page 239
Description
proceeding.
05/22/09
B A Day
15.00 Contacted several Pershing accountholders regarding the
potential partial release of funds from their accounts;
coordinated efforts of attorney team regarding same; created
contact log with information from all team members' calls;
updated master list of accountholders contacted via voicemail
or conversation; created list of accountholders unable to be
reached.
05/22/09
T S Durst
05/22/09
J A Epstein
9.70 Conferred with David Arlington and others regarding
procedures for contacting accountholders eligible for partial
stipulated releases; contacted numerous accountholders;
conferred/corresponded throughout the day with Mr. Arlington,
Brendan Day and Andrew York regarding same.
05/22/09
J S Fitzwater
3.80 Continuing to organizing support files for the litigation team
and updating searchable text for pleadings and related litigation
for the Extranet website.
05/22/09
J B Lawrence
05/22/09
M D McCoy
6.30 Completed document outlining research for response (5);
discussed assignment with E. Soderlund (.1); reviewed key
case cited in motion (1.2).
05/22/09
M G Newton
8.30 Placed telephone calls to accountholders on U.S. Pershing
Accounts Eligible for Stipulated Partial Release list.
05/22/09
K M Sadler
3.40 Reviewed Stanford subpoena to Baker Botts; emails to/from
Cialone regarding same; reviewed documents regarding SIBL
REDACTED
budget;reviewed memo by Wood
reviewed issues regarding Vantis expert witness;
reviewed and responded to email from Vantis counsel
regarding schedule; reviewed draft response to condominium
association motion to intervene; reviewed issues regarding
Motion to release trust accounts
05/22/09
K Scanlan
6.50 Office conference with Tim Durst regarding mail procedures;
office conference with John Volney to open and review all mail
received from the post master addressed to Laura Holt or Jim
Holt; post meeting review of new bank statements; scan all
relevant documents; draft memo concerning information from
new statements and forward with scanned materials to Craig
Adams, Tim Durst and Charlie Gale; review real property
records provided by Jim Holt and confirm accuracy with our
records on his North Carolina holdings and payments made
from the Holt's bank accounts; receive numerous new filings
.40 Work on issues regarding Holt assets and mail; review of status
regarding various upcoming filings.
.90 Continue outlining response to Diner motion.
277
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Hours
05/22/09
E A Soderlund
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Page 240
Description
and download, format, distribute and then upload to extranet
site.
10.60 Research and review case law
REDACTED
, and draft response
to Bukrinsky motion for intervention to file involuntary
bankruptcy.
05/22/09
W F Stutts, Jr.
1.90 Reviewed information from Mr. Soderlund and
communications with Mr. Sadler related to filing expected to
be done in light of court rulings on motion to lift injunction.
05/22/09
M C Wood
REDACTED
3.00 Continued reviewing appellate cases re:
REDACTED
; Drafted a memo summarizing my findings.
05/22/09
A F York
8.70 Conference call with D. Arlington and others regarding
procedures for contacting accountholders eligible for partial
stipulated release; contacted numerous accountholders; various
emails and calls regarding same; information to FTI/FITS and
information requested from FTI/FITS regarding same.
05/23/09
D T Arlington
05/23/09
S A D Ayers
4.60 In order to draft response to Antiguan Liquidators' petition for
recognition, conducted research on cases addressing chapter 15
and analysis of center of main interest for purpose of
recognizing foreign main or non-main proceedings.
05/23/09
B A Day
3.60 Contacted additional Pershing accountholders regarding the
potential partial release of funds from their accounts; updated
contact log with additional information from calls; updated
master list of accountholders contacted via voicemail or
conversation; updated list of accountholders unable to be
reached.
05/23/09
J B Lawrence
5.50 Research and draft response to Diner motion to bring claims in
another forum.
05/23/09
K M Sadler
1.30 Reviewed issues regarding motion to compel; emails to/from
Cialone regarding same; reviewed motion and brief filed by
Stanford
05/23/09
E A Soderlund
4.30 Draft response to Bukrinsky motion for intervention to file
involuntary bankruptcy.
05/23/09
M C Wood
3.50 Researched district court opinions
05/23/09
A F York
5.70 Antiguan proceedings: conference with S. Ayers regarding
"center of main interest" and analogies to "prinicipal place of
.30 Coordinated with team regarding communications with
accountholders
REDACTED
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business"; research regarding same in context of third-party
expectations and possible artificial headquarters; prepared
memo regarding same.
05/24/09
S A D Ayers
6.90 Conducted research on the Model Law of Insolvency,
European Union Regulation and chapter 15 for drafting
response to Antiguan Liquidators' petition for recognition.
05/24/09
S A D Ayers
2.00 Provided research and edited responses to motions for
intervention and other relief by Stanford Condominium Owners
and Bukrinsky investors.
05/24/09
J B Lawrence
3.50 Draft and revise response to Diner motion to pursue claims in
another jursdiction.
05/24/09
M D McCoy
4.40 Reviewed key case in involuntary petition motion (.5);
researched background of that case, including preliminary
injunction (1.5); drafted analysis REDACTED
(2.4)
05/24/09
K M Sadler
4.50 Reviewed cases and research materials regarding COMI
decision and Chapter 15 petition; emails to Ayers and
Soderlund regarding research issues
05/24/09
E A Soderlund
11.40 Draft response to Bukrinsky motion for intervention to file
involuntary bankruptcy.
05/24/09
W F Stutts, Jr.
3.80 Reviewed information and questions related to chapter 15
response and schedule and chapter 7 response; information
related to analysis and conference call related to the same;
several communications with Mr. Howell regarding same.
05/24/09
A F York
4.50 Antiguan proceedings: researched
REDACTED
; summarized cases and prepared memo regarding
same.
05/25/09
J P Adams
.80 Preparing for and participating in litigation strategy call.
05/25/09
S A D Ayers
1.90 Antiguan Liquidators: conducted research on procedural rules
for chapter 15 and necessity of filing an answer; reviewed
chapter 15 and case law on principal place of business.
05/25/09
T S Durst
3.60 Review of issues regarding Stanford subpoena; work on issues
regarding requests to proceed in alternative forum; review and
revise filings regarding Antigua Liquidator briefing matters;
team status and planning conference call.
05/25/09
J B Lawrence
3.40 Edit and revise Diner motion to bring claims in another forum;
participate in conference call regarding status of outstanding
motion responses.
279
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Description
05/25/09
K M Sadler
5.80 Reviewed and commented on draft intervention responses;
reviewed and revised draft status report from Vantis counsel;
reviewed issues regarding condominium association
intervention; emails to/from cooper regarding letter from
counsel for proposed intervenors; reviewed issues regarding
bankruptcy responses with Soderlund and Ayers; conference
call with litigation team to coordinate briefing tasks; reviewed
case regarding COMI
05/25/09
E A Soderlund
2.40 Research on procedural rules regarding responding to chapter
15 petitions and call with K. Sadler and S. Ayers regarding
same; call regarding response to Bukrinsky motion for
involuntary petition, and revise draft of same.
05/25/09
W F Stutts, Jr.
1.50 Communications with Mr. Howell and Ms. Ayers regarding
chapter 15 issue and chapter 17 response issues.
05/25/09
M C Wood
05/26/09
D T Arlington
3.20 Coordinated with team regarding account review issues;
worked on account stipulations; communicated with
accountholders' counsel
05/26/09
S A D Ayers
4.00 Conducting research for use in response to Examiner's report;
attention to response to Condominium Owners and Diner;
attention to joint status report with Antiguan Liquidators;
edited and filed order on real estate procedures; telephone
conference with expert; attention to miscellaneous
correspondence from lawyers for account holders, lien holders
and financial advisors.
05/26/09
S A D Ayers
4.40 Antiguan Liquidators: research and drafting in response to
petition for recognition as foreign main proceeding.
05/26/09
M E Burnett
.10 Provided electronic copy of case for Kevin Sadler.
05/26/09
M E Burnett
.40 Provided electronic copy of article at the request of Matt
Wood.
05/26/09
M E Burnett
.90 Searched for and provided copies of list of citations at the
request of Katherine Hinton.
05/26/09
B A Day
.80 Reviewed the Examiner's first report and an email from Kevin
Sadler explaining the position he wants us to take in our
response.
11.70 Contacted additional Pershing accountholders regarding the
potential partial release of funds from their accounts; updated
contact log with additional information from calls; updated
master list of accountholders contacted via voicemail or
conversation; drafted stipulations for a partial release of funds
in accountholders' Pershing accounts.
280
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Page 243
Description
05/26/09
T S Durst
3.00 Work on issues regarding discovery requests; consideration of
matters regarding Antigua issues status report; work on matters
regarding request for leave to proceed in separate forum;
communications from counsel for individual investors and
class action plaintiffs; work on Holt asset issues.
05/26/09
J A Epstein
5.80 Conferred with Andrew York regarding preparing stipulations
for partial release; conferred with multiple accountholders
eligible for stipulations for partial release; multiple
conferences/correspondence with Brendan Day and David
Arlington regarding same; prepared stipulations for partial
release and sent same to Mr. Arlington and Mr. Day;
conferred/corresponded with Mr. Arlington, Mr. York and Mr.
Day regarding same.
05/26/09
J S Fitzwater
4.00 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating searchable text for pleadings and related litigation for
the Extranet website; updating Tim Durst's Trial Notebook;
updating the Pleadings Pad; and organizing support files and
hard-copies of ongoing related litigation.
05/26/09
L C Fluker
2.60 Reviewed Excel spreadsheet to determine that no
communications from Oreste Tonarelli or his counsel has been
tracked; sent advisory email to Sue Ayres; reviewed Excel
spreadshet to locate Wilma Diner's counsel; forwarded name,
contact information, information on communications to John
Lawrence; at Mr. Lawrence's request, scanned and forwarded
hard copies of communications regarding Wilma Diner;
reviewed recent hard copies of correspondence to determine if
necessary entries to tracking chart have been made and updated
Excel spreadsheet when necessary; organized recent emails and
hard copies of correspondence to update correspondence file.
05/26/09
J B Lawrence
1.40 Edit and revise response to Diner motion.
05/26/09
R C Lewis
5.00 Reviewed and revised Receiver's Response to Motion to
Intervene; drafted Appendix and Affidavit supporting same;
reviewed new correspondence from counsel for Movant
regarding motion; conference with Sam Cooper.
05/26/09
M D McCoy
3.50 Commented on, and revised, response to motion to allow filing
of involuntary petition (3.2); researched additional case law to
support citations (.3).
05/26/09
T M Moratto Jr.
2.80 Per K. Hinton, assisted with case pull of authorities from
Response and saved cases to the shared drive (1.8); assisted
with Record Cite Check of Response (1.0).
05/26/09
M G Newton
1.10 Phone calls with accountholders regarding account release
281
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process/stats.
05/26/09
R L Robertson
.80 Reviewed recent filings and orders
05/26/09
K M Sadler
1.00 Reviewed emails and issues regarding clawback claims;
reviewed draft responses to intervention pleadings; reviewed
issues regarding real estate sales motion; reviewed
correspondence from opposing counsel
05/26/09
K Scanlan
2.50 Prepare all Davis mail for Mr. Gale; draft transmittal letter
indicating delivery of all mail to Krage & Janvey; deliver all
mail to Krage & Janvey; assist Tim Durst in responding to
numerous e-mails from John Volney concerning return of
James Holt's claimed separate property; update memo
concerning handling of mail per Tim Durst direction; update
trial notebook with new reports and key filings.
05/26/09
E A Soderlund
2.60 Revise and edit draft of response to Bukrinsky Motion for
intervention and respond to emails regarding same.
05/26/09
A F York
05/27/09
D T Arlington
1.90 Coordinated with team regarding account review issues;
worked on account stipulations; communicated with
accountholders
05/27/09
S A D Ayers
2.00 Received order granted Trust Company motion; finalized and
filed response to motions by Diner and Condominium Owners;
telephone conference with Susan Stanford's counsel regarding
motion to intervene; attention to joint status report; attention to
correspondence and inquiries from lawyers for account holders,
financial advisors, lien holders, state agencies; analysis of legal
support for claw back claims.
05/27/09
S A D Ayers
3.00 Antiguan Liquidators: conducted research and drafting
response to petition for recognition as foreign main proceeding.
05/27/09
M E Burnett
1.00 Searched for and provided copy of Lehman Brothers pleadings
at the request of Bill Stutts.
05/27/09
M E Burnett
05/27/09
B A Day
11.20 Contacted accountholders regarding partial stipulated releases;
prepared stipulations; conference calls with D. Arlington and
B. Day regarding same; office conference with J . Epstein
regarding same; numerous emails and calls with FTI/FITS and
others regardings same; office conference with S. Ayers and M.
Wood regarding response to examiner's report; information to
B. Stutts on STC representative trust offices in the U.S.
.20 Searched for and provided copy of case for Ellen Reeder.
10.80 Returned calls from Pershing accountholders regarding the
potential partial release of funds from their accounts; updated
contact log with additional information from calls; drafted
stipulations for a partial release of funds in accountholders'
282
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Hours
Page 246 of 327
Page 245
Description
Pershing accounts.
05/27/09
T S Durst
1.10 Review of issues and communications with counsel for
investors and brokers; attention to review and revisions of
upcoming filings and communications with and directions to
team regarding same.
05/27/09
J A Epstein
2.30 Revised stipulations for partial release; sent same to David
Arlington for his review; conferred with accountholders
eligible for partial release regarding their accounts;
conferred/corresponded with Mr. Arlington and Brendan Day
regarding said accountholders' questions; conferred with Craig
Adams regarding partial stipulations; conferred with Mr. Day
regarding same.
05/27/09
J S Fitzwater
4.50 Updating the Pleadings Pad; organizing support files and hardcopies of ongoing related litigation; monitoring court filings
and assisting attorney team to coordinate reception of filings to
appropriate members; and updating searchable text for
pleadings and related litigation for the Extranet website.
05/27/09
J B Lawrence
.80 Revise response to Diner motion and prepare same for filing.
05/27/09
R C Lewis
.70 Reviewed and commented on new draft of Receiver's Response
to Motion to Intervene; prepared same for filing.
05/27/09
M D McCoy
.50 Reviewed and commented on response to motion to file
involuntary petition.
05/27/09
M G Newton
.60 Telephone conferences with accountholders regarding release
process.
05/27/09
R L Robertson
.50 Reviewed recent filings and court papers.
05/27/09
K M Sadler
1.50 Reviewed issues regarding joint status report; emails to/from
Ayers regarding same; conference with Soderlund regarding
bankruptcy issues; reviewed memo from Stutts regarding
bankruptcy issues; reviewed email from client regarding
various matters
05/27/09
K Scanlan
2.50 Assist John Lawrence in finalizing response to Diner motion;
reformat and prepare for filing; office conference with John
Lawrence regarding filing and file response; brief office
conference regarding Susan Stanford's motion to intervene;
begin to update deadlines chart.
05/27/09
E A Soderlund
1.40 Respond to emails and comments on draft of response to
Bukrinsky motion to intervene, and revise and edit same
accordingly (1.4).
05/27/09
M C Wood
10.50 Continued drafting response to Examiner's report; Reviewed
past orders and motions in order to draft a "factual
283
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Page 246
Description
background" section for the response; Researched
REDACTED
; Researched
REDACTED
.
05/27/09
A F York
7.00 Prepared stipulations for partial account releases; conference
calls with D. Arlington and B. Day regarding same; office
conferences with B. Day regarding same and de minimis
releases; numerous emails and calls with FTI/FITS and others
regardings same; updated tracker of customer contacts and
stipulation progress; sent stipulations to customers.
05/28/09
D T Arlington
5.70 Worked on account reviews and stipulations; telephone
conferences and email exchanges with accountholders and their
counsel; conferences and email exchanges with team regarding
account review issues
05/28/09
S A D Ayers
8.30 Antiguan Liquidators: Conducted research and drafting
response to petition for recognition as foreign main proceeding.
05/28/09
S A D Ayers
1.20 Telephone conference with court regarding deadlines to
respond to Examiner's Report; edited response to Examiner's
report; attention to Joint Status Report; analysis of law
regarding elements of clawback claims and fraudulent transfer
claims; responded to inquiries from Receiver regarding
discovery requests from Robert Stanford.
05/28/09
B A Day
8.20 Drafted stipulations for a partial release of funds in
accountholders' Pershing accounts; requested release of certain
de minimis accounts.
05/28/09
T S Durst
1.80 Work on issues regarding Holt assets; attention to
communications from counsel for investors and brokers;
review of issues regarding real estate procedures and pending
motion; work on pending briefs.
05/28/09
J A Epstein
05/28/09
J S Fitzwater
3.50 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating tracking chart of files entered by the parties;
continuing to update searchable text for pleadings and related
litigation for the Extranet website; and organizing support files
for the litigation team.
05/28/09
R L Robertson
1.30 Reviewed correspondence from SEC regarding claw back
remedies; advised Kevin Sadler regarding issues raised by
same.
.70 Conferred with David Arlington regarding potential release of
de minimus accounts; multiple conferences with Brendan Day
regarding same.
284
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Page 247
Description
05/28/09
K M Sadler
2.30 Reviewed cases regarding clawbacks; reviewed and responded
to emails from Cialone regarding various issues; emails to
Soderlund regarding Burinsky Intervention Response; emails
to/from Davis regarding strategy; reviewed account release
issues; reviewed draft status report
05/28/09
K Scanlan
5.10 Update deadlines chart with new filings and deadlines arising
from court orders and expedited matters; review prior charts
and account for resolution of all motions and responses
requiring replies; forward list to trial team; update interventions
notebook with new intervention; brief conference with Tim
Durst regarding bank account information forwarded by John
Volney; reconcile bank account information to confirm
accuracy of the Holt's position on the bank account balance;
office conference with Tim Durst regarding bank information;
review letters to bank and revise based on new information and
to include proper orders of the court as support; locate organize
and forward requested materials to Kristi Blumenschein.
05/28/09
E A Soderlund
6.70 Receive comments on, and revise and edit, response to
Bukrinsky motion for intervention to file involuntary
bankruptcy.
05/28/09
M C Wood
5.00 Finished first draft of response to Examiner's report.
05/28/09
A F York
6.50 Office conferences with B. Day and D. Arlington regarding
account release procedures; drafted and circulated procedures;
numerous emails and calls with FTI/FITS regardings same;
calls with accountholders regarding same; updated tracker of
customer contacts and stipulation progress; sent stipulations to
customers; coordinated with Strong Group and CBRE to return
access key cards to Stanford-San Antonio landlord.
05/29/09
C N Adams
05/29/09
D T Arlington
3.30 Worked on account reviews and stipulations; email exchanges
with accountholders; conferences and email exchanges with
team regarding account review issues; reviewed status
summaries regarding account reviews and accountholder
contact
05/29/09
S A D Ayers
1.00 Attention to Joint Status Report; communication with lawyer
who filed liens on property in Virgin Islands; attention to
insurance matters.
05/29/09
S A D Ayers
5.90 Antiguan Liquidators: conducted research and drafting
opposition to petition for recognition as foreign main
proceeding.
.60 Telephone conference with David Arlington regarding claims
process; reviewing protocol regarding same.
285
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Page 249 of 327
Page 248
Description
05/29/09
B A Day
8.40 Drafted stipulations for a partial release of funds in
accountholders' Pershing accounts; requested release of certain
de minimis accounts; requested release of certain
accountholders' accounts per Phase 2 release protocol.
05/29/09
T S Durst
1.50 Communications with opposing counsel; attention to Holt
assets and motion; review of issues regarding motions for leave
to proceed in another forum; consideration of matters regarding
joint status report.
05/29/09
J A Epstein
05/29/09
J S Fitzwater
05/29/09
L C Fluker
.90 Updated Excel tracking chart with information on recent
communications to and from Dallas District Attorney regarding
property taxes; downloaded email communications to update
correspondence file; organized hard copies of correspondence
to update correspondence file.
05/29/09
J B Lawrence
.30 Review Blount motion to proceed in another forum and begin
to formulate response.
05/29/09
M D McCoy
.60 Multiple conferences with Brendan Day and David Arlington
regarding partial release stipulations.
2.80 Monitoring court filings and assisting attorney team to
coordinate reception of filings to appropriate members;
updating pleadings and related litigation for the Extranet
website; updating Tim Durst's Trial Notebook; updating
tracking chart of filings entered by the parties; updating
tracking chart of files entered by the intervening parties.
5.10 Researched case law
REDACTED
(.6); drafted response language to
counter conflict of interest issue raised in motion to allow filing
of involuntary petition (4.5).
05/29/09
M G Newton
.20 Updated accountholder call log.
05/29/09
K M Sadler
8.60 Reviewed issues regarding status report; reviewed issues
regarding clawback claim analysis; reviewed issues regarding
account review process; revised status report; reviewed issues
regarding Trustmark claims; reviewed issues regarding motion
to abate Hernandez case; reviewed Pershing stipulation draft;
reviewed draft response to Burinsky Motion to Intervene;
reviewed correspondence related to state law claim against FA;
reviewed issues regarding Hernandez case and lead plaintiff
motion per inquiry from investor counsel; reviewed issues
regarding STC data retention; reviewed cases
REDACTED
;
correspondence with RAS counsel regarding pending motion
05/29/09
K Scanlan
1.50 Office conference with Tim Durst regarding letters to the bank
and to counsel for Ms. Holt concerning release of property; pull
286
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Page 249
Description
all relevant orders and review for provisions relevant to
correspondence; revise correspondence to reflect proper
attachments; organize all materials relating to Davis and Holt
mail; assist in distributing incoming filings.
05/29/09
E A Soderlund
5.90 Revise, edit, and circulate for comment response to Bukrinsky
motion to intervene.
05/29/09
W F Stutts, Jr.
05/29/09
M C Wood
1.50 Revised response to Examiner's report to include a discussion
of the Court's denial of motions to intervene and continuation
of the asset freeze.
05/29/09
M C Wood
5.70 Researched case law for inclusion in Westbrook affidavit
(UK); Revised the affidavit to include citations to supporting
case law.
05/29/09
R H Wood
6.50 Met with Sue Ayers to discuss research project; started
researching
.50 Objection to Chapter 7 injunction modification request.
REDACTED
; specifically looking for court decisions
that uphold the ability of a receiver REDACTED
05/29/09
A F York
6.00 Prepared and circulated list of accountholders for release calls
by Finance Team; emails and calls with FTI/FITS regardings
data for use in stipulations; drafted stipulations; updated tracker
of customer contacts and stipulation progress; sent stipulations
to customers; office conference with B. Day regarding release
procedures.
05/30/09
S A D Ayers
4.50 Antiguan Liquidators: conducted research and drafted
opposition to petition for recognition as foreign main
proceeding.
05/30/09
S A D Ayers
3.00 Conducted research and drafting response to Examiner's First
Report & Recommendation.
05/30/09
T S Durst
05/30/09
S A Massad
3.50 Participated in conference call with Kevin Sadler, Tony Davis
and Joe Cialone regarding clawback issues and response to
Burinsky motion; reviewed and commented on Burinsky
response; various e-mail correspondence.
05/30/09
M D McCoy
4.80 Researched case law regarding
.40 Consideration of upcoming deadlines; communications with
team regarding same and draft briefs for upcoming deadlines.
REDACTED
(1); revised and
commented on response to motion to allow filing of
287
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Page 251 of 327
Page 250
Description
involuntary petition (3.8).
05/30/09
K M Sadler
6.80 Reviewed cases regarding various legal and equitable claims in
Ponzi scheme context; reviewed and revised response to
Burinsky Motion to Intervene; reviewed and revised draft
response to Examiner report; email to Examiner regarding
position concerning motion to intervene; conference with
Arlington regarding pleadings; reviewed emails regarding
FSRC; reviewed Westbrook affidavit; conference with Cialone,
Massad and Davis regarding strategy
05/30/09
K Scanlan
1.50 Assist Jennifer Adams with matters relating to document
requests; upload various discovery pleadings and responses to
extranet.
05/30/09
E A Soderlund
3.70 Respond to emails regarding, and revise and edit response to
Bukrinsky motion to intervene to file involuntary bankruptcy
petition.
05/30/09
M C Wood
3.00 Reviewed emails from Kevin Sadler regarding necessary
changes to our response to the Examiner; Reviewed prior
REDACTED
memos
; Began drafting two new sections
for our response to the Examiner explaining the mechanics of
claw-back claims.
05/30/09
R H Wood
11.90 Continued to research
REDACTED
; corresponded
with Kevin Sadler, Sue Ayers, and Matt Wood regarding the
next draft of our response to the Examiner; began research subissues involving
REDACTED
.
05/31/09
D T Arlington
.30 Addressed account release issues
05/31/09
S A D Ayers
3.90 Antiguan Liquidators: conducted research and drafted response
to petition for recognition.
05/31/09
S A D Ayers
3.00 Conducted research and drafted Response to Examiner's Report
& Recommendation.
05/31/09
S A Massad
2.00 Participated in conference call with Joe Cialone, Tony Davis
and Kevin Sadler regarding response to Burinsky motion and
clawback issues; various e-mail correspondence regarding
those and other issues.
05/31/09
M D McCoy
4.90 Revised and commented on response to motion to allow filing
of involuntary petition, including preparation for filing and
addition of further supporting citations.
05/31/09
K M Sadler
4.50 Conference with Cialone, Massad and Davis regarding
litigation strategy; reviewed cases regarding clawback claims;
reviewed and revised response to Examiner report; emails
288
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Hours
05/31/09
E A Soderlund
05/31/09
A F York
Matter Total
079716.0118
Filed 08/04/2009
Page 252 of 327
Page 251
Description
to/from Ayers and Wood regarding further case research;
REDACTED
reviewed cases
; reviewed issues
regarding Trustmark pleading and related claims
3.90 Revise and edit response to Bukrinsky motion to intervene to
file involuntary bankruptcy petition and distribute same to
working team.
2.00 Gathered and analyzed data for use in stipulations; prepared
stipulations.
2,153.10
Switzerland Matters
Hours
Description
04/13/09
S W Cooper
1.00 Attended to building sale and liquidation issues for Swiss
entity.
04/13/09
W F Stutts, Jr.
.40 Telephone conferences with Mr. Cooper regarding Zurich
building sale and liquidation matters related to Swiss company.
04/13/09
R P Wright
.30 Communications with Joe Cialone, Sam Cooper, Bill Stutts.
04/14/09
S W Cooper
.50 Attended to issues regarding Swiss banking issues; emailed
with Bill Stutts regarding same.
04/14/09
W F Stutts, Jr.
.60 Brief call with Mr. Cooper regarding Zurich building sale and
liquidation and confirmation related to same and revision and
execution and transmission of Power of Attorney.
04/14/09
R P Wright
.70 Review, revise and transmit to Kristie Blumenshein for
execution proposed power of attorney for Receiver in course of
company liquidation, communications with Sam Cooper, Bill
Stutts, Kristie Blumenshein.
04/17/09
S W Cooper
.40 Attended to issues regarding Swiss building sale.
04/17/09
W F Stutts, Jr.
.40 Reviewed information from Ms. Sims regarding Suisse matters
regarding competing offer for building and related
communications with Mr. Cooper regarding same.
04/21/09
S W Cooper
.50 Attended to issues regarding additional documents required for
building sale.
04/22/09
S W Cooper
.80 Attended to issues regarding additional documents needed for
building transaction and issues regarding additional property
offers; drafted correspondence regarding same.
04/22/09
W F Stutts, Jr.
.30 Communications with Mr. Cooper regarding developments in
Switzerland REDACTED
289
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 253 of 327
Page 252
Description
04/23/09
S W Cooper
.40 Attended to issues regarding building sale.
04/23/09
W F Stutts, Jr.
.30 Communications with Mr. Cooper regarding status in
Switzerland (sale and liquidation).
04/24/09
S W Cooper
.30 Telephone conference with Bill Stutts regarding matter;
emailed with Swiss counsel on status.
04/27/09
S W Cooper
04/27/09
W F Stutts, Jr.
.30 Reviewed with Mr. Cooper information and question from
Swiss counsel
REDACTED
.
04/30/09
S W Cooper
.50 Emailed with Swiss counsel and Bill Stutts regarding issues
related to Swiss federal prosecution.
05/06/09
S W Cooper
.20 Emailed with Swiss counsel
.
05/07/09
S W Cooper
.50 Reviewed material from Antiguan receiver related to Swiss
bank issues.
05/08/09
S W Cooper
1.30 Telephone conference with Swiss counsel and Bill Stutts
regarding matter.
05/11/09
S W Cooper
2.00 Participated in call with Swiss lawyers; reviewed material
related to potential Swiss filings.
05/11/09
R P Wright
.20 Communications with Bill Stutts, Sam Cooper, Kim Schlanger
regarding original ownership of Zurich building.
05/12/09
S W Cooper
.40 Worked with Bill Stutts on Swiss recognition issues.
05/13/09
S W Cooper
2.90 Participated in call with Swiss lawyers on recognition issues;
telephone conference with Bill Stutts regarding same; reviewed
and commented on draft legal points outline.
05/13/09
W F Stutts, Jr.
3.40 Extended communication with Florence Pastore and
commented on draft description from Bob Howell and related
additional communications with Sam Cooper; reviewed Swiss
requirements from statutes and scope of stated statutory
review; brief examination of Swiss/US MLAT.
05/14/09
S W Cooper
1.10 Worked on issues regarding recognition proceeding;
commented on revised outline; emailed with Bill Stutts and
Bob Howell.
05/14/09
W F Stutts, Jr.
3.90 Worked on argument for filing for response related to Antiguan
Liquidators application and related identification of evidence
1.00 Worked on Swiss issues; emailed with Bill Stutts and Kevin
Sadler regarding same; emailed with Swiss counsel regarding
Swiss issues.
REDACTED
290
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 254 of 327
Page 253
Description
and open points; several communications with Mr. Howell and
Ms. Sambeth Glasner and Ms. Pastore regarding mechanics,
REDACTED
rules,
;
additional points related to mandatory scope of actions and
undertakings related to recognition.
05/14/09
W F Stutts, Jr.
.80 Transmitted information to counsel as templates evidence for
Janvey and Van Tassel.
05/15/09
S W Cooper
.50 Attended to issues regarding receiver recognition and cash for
building purchase; telephone conference with Bill Stutts.
05/15/09
W F Stutts, Jr.
1.10 FINMA recognition and application worked on responses and
objection to Antiguan liquidators' request; provided
information related to draft; from Switzerland; several
communications with Ms. Sambeth Glasner and Ms. Pastore.
05/16/09
W F Stutts, Jr.
3.70 Communications to and telephone conferences with Ms.
Sambeth Glasner in Altenburger regarding filings and
directions to be taken and received from her information
REDACTED
related to Swiss requirements;
.
05/17/09
W F Stutts, Jr.
.70 Worked on Janvey Swiss affidavit.
05/18/09
S W Cooper
.80 Reviewed materials to be filed in Swiss proceeding.
05/18/09
W F Stutts, Jr.
2.70 Further work on , comment to pleadings for tiling in, and
communication with Ms. Pastore and Ms. Sambeth Glasner
regarding objection to Antiguan liquidators recognition and
protective fling of Janvey application with FINMA; worked on
information and language related to Power of Attorney for
Switzerland and filings and execution related to the same.
05/19/09
W F Stutts, Jr.
1.10 Consultation with Swiss lawyers (Ms. Sambeth Glasner
regarding ancillary proceedings and report of results from
hearing on 5/19;evidence and affidavit from Ms. Van Tassel.
05/20/09
W F Stutts, Jr.
.90 Reviewed information on opposition on Switzerland; examined
factual circumstances of FINMA and their proceedings;
reviewed communication from Mr. Wiltshire regarding
Switzerland; communications with Mr. Schuler regarding draft
letter to P Wiltshire.
05/21/09
S W Cooper
.40 Attended to issues with Swiss recognition filings.
05/22/09
W F Stutts, Jr.
05/26/09
S W Cooper
1.10 Reviewed information related to Swiss accounts and
confirmation of numbers and banks; related communications
with Swiss counsel.
.50 Reviewed and attended to issues on liquidation proceeding and
291
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Hours
Page 255 of 327
Page 254
Description
recognition proceeding.
05/27/09
W F Stutts, Jr.
05/28/09
S W Cooper
.60 Reviewed SIB material related to recognition request; emailed
with Bill Stutts regarding same.
05/28/09
W F Stutts, Jr.
.70 Information from Florence Pastore regarding information and
transmitted information to her regarding filings in other
jurisdictions.
05/29/09
W F Stutts, Jr.
Matter Total
079716.0121
1.90 Worked on filings and translations of pleadings in FINMA;
additional examination of points related to "seat" of entity
including impact of banking activities in host jurisdictions.
.90 Reviewed Swiss pleadings from Cameron's (new application
for recognition).
43.00
Examiner Issues
Hours
Description
04/24/09
J A Cialone, II
.50 Calls and emails related to relationship with Examiner and
preparation for meeting.
04/29/09
C N Adams
.90 Preparing talking points for call with examiner.
04/29/09
J A Cialone, II
.80 Prepared for meeting with Examiner appointed by court.
04/29/09
S A Massad
04/29/09
K M Sadler
.50 Conference with Durst and Examiner to review list of
issues/questions from Examiner.
04/30/09
C N Adams
.60 Compiling materials for meeting with examiner.
04/30/09
W F Stutts, Jr.
.60 Reviewed status of non-U.S. matters with John Little,
examiner.
04/30/09
W F Stutts, Jr.
.20 Updated Mr. Little on developments related to aircraft
dispositions.
04/30/09
W F Stutts, Jr.
.40 Provided information to Mr. Little regarding Swiss matters.
05/04/09
K M Sadler
.20 Reviewed emails from Examiner regarding questions
concerning account release process.
05/05/09
K M Sadler
.10 Reviewed email from Examiner regarding account review
issues.
05/06/09
K M Sadler
.10 Reviewed Correspondence from Examiner regarding investor
issues.
05/07/09
K M Sadler
2.00 Conference with Examiner regarding various issues; emails to
1.50 Participated in meeting to prepare for Examiner meeting.
292
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 256 of 327
Page 255
Description
Adams regarding follow-up as requested by Examiner; emails
to Ayers regarding sending materials requested by Examiner
05/08/09
J A Cialone, II
.60 Worked on responses to various questions raised by examiner.
05/11/09
J A Cialone, II
.80 Prepared for and participated in meeting in Dallas with
Examiner and Receiver and others.
05/11/09
K M Sadler
5.00 Meeting in Dallas with Examiner Little to review various
issues concerning the Receivership
05/12/09
K M Sadler
2.50 Email correspondence to/from examiner concerning numerous
issues and inquiries concerning draft motions and account
release issues; reviewed and revised statement regarding CD
account status; emails to/from Cialone and Receiver regarding
responses to Examiner inquiries
05/13/09
C N Adams
2.20 Telephone conference with working group regarding examiner
call; status call with examiner.
05/13/09
K M Sadler
3.20 Reviewed issues related to examiner comments on draft motion
and account release process; conference with Baker Botts team
regarding same; emails to/from Examiner regarding investor
(represented by friend of Examiner attorney @ Akin Gump)
application for release; conference with Examiner, Receiver
and BB team regarding various issues/questions raised by
Examiner
05/13/09
E A Soderlund
.90 Research
REDACTED
.
05/13/09
W F Stutts, Jr.
1.40 Reviewed questions from Mr. Little; prepared information for
communication with him; participated on a portion of report to
Mr. Little.
05/14/09
C N Adams
.40 Reviewing issues raised by examiner regarding brokerage
statements.
05/14/09
K M Sadler
1.60 Reviewed emails from Examiner regarding various issues;
conference with Examiner and K. Blumenschein regarding
account release issues and motion
05/15/09
K M Sadler
1.20 Reviewed issues regarding account release process and draft
motion with Examiner and Blumenschein
05/20/09
J A Cialone, II
05/20/09
K M Sadler
1.00 Reviewed issues and gathered information regarding inquiry by
examiner on account release/review process; emails to FTI and
Arlington regarding meeting to discuss same
05/21/09
K M Sadler
1.70 Emails to/from examiner regarding conferring on motion;
reviewed email from client regarding response to examiner
.60 Attention to Examiner's report and response thereto.
293
Case 3:09-cv-00298-N
Document 671-2
Hours
Filed 08/04/2009
Page 257 of 327
Page 256
Description
questions; provided response/edits to client regarding examiner
inquiry; reviewed status report filed by examiner
05/22/09
J A Cialone, II
.60 Calls with litigation team about response to Examiner Report;
related work.
05/24/09
K M Sadler
2.30 Reviewed examiner report; reviewed issues regarding account
releases and claw-back claims; drafted memo to client
regarding responses to issues raised in report; emails to/from
Cialone regarding same
05/26/09
M C Wood
12.70 Reviewed Examiner's report and outlined the arguments made;
Began drafting a response to the Examiner's report; Read each
case cited therein and discussed possible ways to distinguish
those cases with Sue Ayers; Researched the
REDACTED
; Researched
REDACTED
.
05/28/09
K M Sadler
.40 Reviewed correspondence from Examiner regarding various
issues
05/31/09
M C Wood
9.00 Researched
REDACTED
; Drafted two new sections for our response to
the Examiner explaining the mechanics of claw-back claims;
Revised the response as a whole to reflect these additions.
05/31/09
R H Wood
11.60 Continued to research case law governing receivership
clawback claims, specifically through fraudulent transfers and
relief defendant claims; corresponded with Matt Wood, Kevin
Sadler, and Sue Ayers; helped Matt draft most recent version of
response to the Examiner; began researching relevant
REDACTED
; researched case law
REDACTED
.
Matter Total
68.10
294
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 258 of 327
Page 257
Lawyer Summary
TIMEKEEPER
Adams, C N
Adams, A A
Adams, J P
Arlington, D T
Austin, S W
Ayers, S A D
Bodron, M A
Brown, M W
Casseus, S L
Cialone, II, J A
Cooper, S W
Davis, T M
Day, B A
Duffy, D P
Durst, T S
Durst, D J
Epstein, J A
Foster, J G
Gold, M A
Greer, J M
Hamner III, H T
Hollis, J R
Howell, R I
Hurd, M C
Husseini, R A
Kujawski, L A
Lahiri, Y
Lawrence, J B
Leslie, J T
Lewis, R C
LiCalsi, M B
Lobb, J D
Lowman, S A
Massad, S A
McCoy, M D
McDowell, C L
Mountz, T W
Myers, M G
Neilson, R G
Nelsen, J B
Newton, M G
Preston-Jones, R T
Pullin, Z T
HOURS
RATE
TOTAL
293.60
5.30
55.90
182.20
105.40
289.10
26.50
153.60
11.50
165.90
72.30
85.90
77.70
19.80
121.40
15.70
19.60
53.20
102.40
209.40
83.40
123.40
298.40
216.70
51.30
51.50
6.40
29.50
314.20
43.70
31.80
14.10
28.40
163.80
75.60
6.40
10.90
272.70
18.90
30.00
10.20
81.80
6.70
440.00
392.00
324.00
380.00
400.00
356.00
460.00
324.00
240.00
555.00
460.00
555.00
260.00
440.00
555.00
212.00
276.00
380.00
460.00
276.00
340.00
212.00
420.00
308.00
555.00
276.00
555.00
260.00
240.00
324.00
304.00
240.00
260.00
555.00
212.00
324.00
500.00
260.00
480.00
276.00
292.00
480.00
212.00
129,184.00
2,077.60
18,111.60
69,236.00
42,160.00
102,919.60
12,190.00
49,766.40
2,760.00
92,074.50
33,258.00
47,674.50
20,202.00
8,712.00
67,377.00
3,328.40
5,409.60
20,216.00
47,104.00
57,794.40
28,356.00
26,160.80
125,328.00
66,743.60
28,471.50
14,214.00
3,552.00
7,670.00
75,408.00
14,158.80
9,667.20
3,384.00
7,384.00
90,909.00
16,027.20
2,073.60
5,450.00
70,902.00
9,072.00
8,280.00
2,978.40
39,264.00
1,420.40
295
Case 3:09-cv-00298-N
Raborn, J R
Rains, D J
Rancher, C W
Roberts, I E
Robertson, R L
Sadler, K M
Schlanger, K E
Shah, R K
Slania, A K
Soderlund, E A
Stewart, J C
Stockbridge, A M
Stutts, Jr., W F
Sulentic, A M
Swearingen, T R
Timmons-Pierce, A M
Tucker, H C
Turner, A S
Walters, T J
Watts, W C
Wellington, J J
Wood, M C
Wood, R H
Wright, R P
York, A F
Zabaneh, J P
Lawyer Totals:
Document 671-2
37.20
20.20
50.70
9.30
39.00
368.10
253.80
13.70
28.00
141.80
16.90
11.90
274.40
48.30
48.80
6.10
144.10
8.20
47.20
12.30
70.70
88.00
34.00
83.60
163.00
72.20
________
6,127.70
Filed 08/04/2009
555.00
212.00
212.00
260.00
400.00
555.00
308.00
212.00
260.00
324.00
240.00
240.00
555.00
356.00
260.00
332.00
212.00
212.00
212.00
212.00
276.00
212.00
212.00
460.00
212.00
240.00
Page 259 of 327
Page 258
20,646.00
4,282.40
10,748.40
2,418.00
15,600.00
204,295.50
78,170.40
2,904.40
7,280.00
45,943.20
4,056.00
2,856.00
152,292.00
17,194.80
12,688.00
2,025.20
30,549.20
1,738.40
10,006.40
2,607.60
19,513.20
18,656.00
7,208.00
38,456.00
34,556.00
17,328.00
_____________
$2,252,449.20
Non-Lawyer Summary
TIMEKEEPER
HOURS
RATE
TOTAL
Ajayi, O
Burnett, M E
Caine, R M
Cominsky, C W
Fitzwater, J S
Fluker, L C
George, D L
Hinton, K W
Huddleston, J C
Jampala, S
Kusey, M D
Lazear, E F
Moffatt, C L
Moratto Jr., T M
Owens, S M
7.90
20.60
16.10
171.50
136.50
59.10
26.00
167.40
205.50
168.30
97.60
9.20
6.00
11.70
24.00
212.00
100.00
148.00
160.00
92.00
160.00
160.00
128.00
148.00
100.00
160.00
160.00
180.00
100.00
100.00
1,674.80
2,060.00
2,382.80
27,440.00
12,558.00
9,456.00
4,160.00
21,427.20
30,414.00
16,830.00
15,616.00
1,472.00
1,080.00
1,170.00
2,400.00
296
Case 3:09-cv-00298-N
Rohleder, D S
Scanlan, K
Starbuck, N M
Thomas, J E
Walker, V R
Whiting, L G
Non-Lawyer Totals:
Document 671-2
37.50
209.90
267.10
14.30
15.80
21.70
________
1,693.70
Filed 08/04/2009
92.00
140.00
100.00
136.00
60.00
100.00
Page 260 of 327
Page 259
3,450.00
29,386.00
26,710.00
1,944.80
948.00
2,170.00
_____________
$214,749.60
297
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 261 of 327
Page 260
For expenses incurred:
CHOICEPOINT PUBLIC RECORDS, Searched for current contact
information for specified individuals.
166.00
HMCS Application fee
195.00
SANDRA S. GIVENS D/B/A Expedited transcripts of various Stanford videos
315.00
LEGAL RETRIEVAL SERVICES, INC. Checked out book from Tarlton Law
Library
22.00
CAPITOL SERVICES, INC. Payment of Capitol Services and Delaware
fees for running a UCC/Lien on Superior Galleries, Inc.
131.50
CAPITOL SERVICES, INC. Payment of Capitol Services and Delaware
fees for running a UCC/Lien on DGSE Companies, Inc.
118.88
AMERICAN EXPRESS - MYERS, MICHAEL GARRETT -Travel to/from Baton
Rouge, LA to meet with reps w/the LA Office of Financial
Institutions and gather some documents from the trust company
office. - during dates of 4/8/2009 - 4/8/2009
838.70
MYERS, MICHAEL GARRETT -Travel to/from Baton Rouge, LA to meet
with reps w/the LA Office of Financial Institutions and gather
some documents from the trust company office. - during dates of
4/8/2009 - 4/8/2009
LICALSI, MICHAEL B. -attend meetings at client's site - during
dates of 4/2/2009 - 4/17/2009
80.00
573.25
FOSTER, JUDITH GAIL -Parking while working at Stanford offices during dates of 4/4/2009 - 4/4/2009
16.00
FORT BEND COUNTY TAX ASSESSOR Tax Certificate for Account No.
9980-1920-6000-2907
10.00
FORT BEND COUNTY TAX ASSESSOR Tax Certificate for Account #
9980-1920-6000-3907
10.00
AMERICAN EXPRESS - SCOTT, MARY L. -Meeting with receiver to
review assets - during dates of 2/22/2009 - 4/26/2009
20.00
ADAMS, CRAIG N. -Trip to Houston for Stanford Receivership work during dates of 3/4/2009 - 3/22/2009
187.60
AMERICAN EXPRESS - ADAMS, CRAIG N. -Trip to Houston for Stanford
1,253.47
298
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 262 of 327
Page 261
Receivership work - during dates of 3/4/2009 - 3/22/2009
ADAMS, CRAIG N. -Miscellaneous charges from Stanford trips during dates of 2/13/2009 - 3/16/2009
193.60
ADAMS, CRAIG N. -Trip to Houston for Stanford Receivership 03/22
- 03/27 - during dates of 3/16/2009 - 3/28/2009
115.00
AMERICAN EXPRESS - ADAMS, CRAIG N. -Trip to Houston for Stanford
Receivership 03/22 - 03/27 - during dates of 3/16/2009 - 3/28/2009
1,571.80
DEBRA LYNN GROOM D/B/A Sent runner to Tarlton Law Library to
check out book.
27.00
DEBRA LYNN GROOM D/B/A Sent runner to Tarlton Law Library to
return books.
14.50
AMERICAN EXPRESS - ADAMS, CRAIG N. -Trip to Houston for Stanford
Receivership 03/29 - 04/03 - during dates of 3/25/2009 - 4/4/2009
1,302.60
CAPITOL SERVICES, INC. R. Allen Stanford; Jim Davis; James Davis;
Laura Pendegest-Holt MMS
1,155.14
ADAMS, CRAIG N. -Trip to Houston for Stanford Receivership 03/29
- 04/03 - during dates of 3/25/2009 - 4/4/2009
12.00
CAPITOL SERVICES, INC. Secured transaction registry, Florida
52.23
AMERICAN EXPRESS - MYERS, MICHAEL GARRETT -Travel to/from
Greensboro, NC and Baton Rouge, LA from March 31 - April 4, 2009
to review, collect and ship documents for the Stanford Trust
Company - during dates of 3/31/2009 - 4/4/2009
540.14
AMERICAN EXPRESS - STUTTS, JR., WILLIAM F. -Miami Hotel
Conference Srvcs Mar 31-Apr 1 - during dates of 3/31/2009 4/1/2009
2,463.20
ADAMS, CRAIG N. -Trip to Houston for Stanford Receivership 4/6 4/10 - during dates of 4/2/2009 - 4/9/2009
11.00
AMERICAN EXPRESS - ADAMS, CRAIG N. -Trip to Houston for Stanford
Receivership 4/6 - 4/10 - during dates of 4/2/2009 - 4/9/2009
995.68
SADLER, KEVIN M. -Travel to Houston for the Stanford matter. during dates of 4/6/2009 - 4/6/2009
479.70
SADLER, KEVIN M. -Travel to Houston for the Stanford matter. during dates of 4/7/2009 - 4/7/2009
410.15
299
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 263 of 327
Page 262
STUTTS, JR., WILLIAM F. -Meetings in Houston at Stanford - during
dates of 4/5/2009 - 4/8/2009
AMERICAN EXPRESS - DOTY, J. R. -In Houston to meet with U.S.
Securities and Exchange Commission
during dates of 4/6/2009 - 4/8/2009
178.20
2,056.79
AMERICAN EXPRESS - STUTTS, JR., WILLIAM F. -Meetings in Houston
at Stanford - during dates of 4/5/2009 - 4/8/2009
616.38
AMERICAN EXPRESS - ADAMS, CRAIG N. -Travel to Stanford 4/13-4/17
- during dates of 4/10/2009 - 4/17/2009
841.70
ADAMS, CRAIG N. -Travel to Stanford - during dates of 4/14/2009 - 4/24/2009
30.00
STUTTS, JR., WILLIAM F. -Business matters at Stanford offices in
Houston - during dates of 4/13/2009 - 4/15/2009
140.00
STUTTS, JR., WILLIAM F. -Business matters at Stanford offices in
Houston - during dates of 4/13/2009 - 4/15/2009
140.00
STUTTS, JR., WILLIAM F. -Business matters at Stanford offices in
Houston - during dates of 4/13/2009 - 4/15/2009
140.00
AMERICAN EXPRESS - STUTTS, JR., WILLIAM F. -Business matters at
Stanford offices in Houston - during dates of 4/13/2009 - 4/15/2009
721.81
AMERICAN EXPRESS - ADAMS, CRAIG N. -Travel to Stanford - during
dates of 4/14/2009 - 4/24/2009
921.70
ADAMS, CRAIG N. -Day trip to Stanford - during dates of 4/25/2009- 4/27/2009
AMERICAN EXPRESS - ADAMS, CRAIG N. -Day trip to Stanford - during
dates of 4/25/2009 - 4/27/2009
12.00
432.20
SCOTT, MARY L. -Meeting with receiver to review assets - during
dates of 2/22/2009 - 4/26/2009
39.00
ADAMS, CRAIG N. -Travel to Stanford 4/27 - 4/30 - during dates of
4/27/2009 - 5/1/2009
15.00
AMERICAN EXPRESS - ADAMS, CRAIG N. -Travel to Stanford 4/27 4/30 - during dates of 4/27/2009 - 5/1/2009
1,150.98
YORK, ANDREW F. -Travel to Stanford San Antonio for office
closing - during dates of 4/26/2009 - 4/28/2009
293.42
ADAMS, CRAIG N. -Travel to Houston for Stanford - during dates of
5/4/2009 - 5/8/2009
291.70
300
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 264 of 327
Page 263
AMERICAN EXPRESS - ADAMS, CRAIG N. -Travel to Houston for
Stanford - during dates of 5/4/2009 - 5/8/2009
160.00
ADAMS, CRAIG N. -Travel to Houston for Stanford - during dates of
5/11/2009 - 5/15/2009
272.20
AMERICAN EXPRESS - ADAMS, CRAIG N. -Travel to Houston for
Stanford - during dates of 5/11/2009 - 5/15/2009
160.00
AMERICAN EXPRESS - SCHLANGER, KIMBERLY EPSTEIN -Parking charges
on 2/26/09 and 3/7/09 for Stanford matter - during dates of
2/26/2009 - 3/7/2009
SCOTT, MARY L. -Travel to St. Croix US Virgin Islands to review
assets belonging to Stanford - during dates of 2/23/2009 2/28/2009
AMERICAN EXPRESS - SCOTT, MARY L. -Travel to St. Croix US Virgin
Islands to review assets belonging to Stanford - during dates of
2/23/2009 - 2/28/2009
12.00
175.25
3,527.80
CHOICEPOINT PUBLIC RECORDS, Searched for current contact
information for specified individuals.
21.00
DURST, TIMOTHY S. -cellartracker on Stanford - during dates of
2/16/2009 - 2/16/2009
10.00
PREMIER TRANSPORTATION transportation to the airport from BB Dallas
89.56
PREMIER TRANSPORTATION transportation to the airport from the BB
Dallas office
68.86
SADLER, KEVIN M. -Travel to Houston for the Stanford matter. during dates of 4/14/2009 - 4/14/2009
420.15
SADLER, KEVIN M. -Travel to Houston for the Stanford matter. during dates of 4/23/2009 - 4/23/2009
370.15
SADLER, KEVIN M. -Travel to Houston regarding the Stanford
matter. - during dates of 4/25/2009 - 4/25/2009
407.70
SADLER, KEVIN M. -Travel to Houston for the Stanford matter. during dates of 4/28/2009 - 4/28/2009
403.70
SADLER, KEVIN M. -Travel to Houston for the Stanford matter. during dates of 4/30/2009 - 4/30/2009
445.15
CHOICEPOINT PUBLIC RECORDS, Searched for current contact
530.00
301
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 265 of 327
Page 264
information for specified individuals.
YORK, ANDREW F. -Travel to Houston re Stanford - during dates of
5/20/2009 - 5/21/2009
202.11
SADLER, KEVIN M. -Travel to Dallas for a meeting with Janvey and
examiner re the Stanford matter. - during dates of 5/11/2009 5/11/2009
305.70
SADLER, KEVIN M. -Travel to Dallas for meeting with Janvey during dates of 5/11/2009 - 5/11/2009
80.86
SADLER, KEVIN M. -Travel to Dallas for meeting with Examiner during dates of 5/14/2009 - 5/14/2009
587.61
Cab fare for Baker Botts personnel
146.56
Computer research services
37,217.00
Continental Court Reporters, Inc.
17,913.76
Courtlink
Delivery service
E-Filing Expense
40.64
3,063.59
16.36
Electronic Court Records
577.68
Facsimile
204.35
Filing fees
270.00
Legalease Secretary of State Filings
61.00
Litigation Support Services
507.32
Local Courier Services-KS
157.00
Photocopying service
Postage
Stationery and supplies
Telephone calls
12,231.84
366.32
1,221.74
3,038.69
106,585.67
302
Case 3:09-cv-00298-N
Fees:
Expenses:
Total Amount Due:
Document 671-2
Filed 08/04/2009
Page 266 of 327
Page 265
2,467,198.80
106,585.67
$2,573,784.47
303
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 267 of 327
Attorneys At Law
P. O. BOX 201626
HOUSTON, TEXAS 77216-1626
TAXPAYER I.D. #74-1195457
Stanford Financial Group Receivership
ATTN: Mr. Ralph S. Janvey, Receiver
2100 Ross Avenue
Suite 2600
Dallas TX 75201
Invoice No.
Invoice Date
1120857
July 16, 2009
Attorney
J A Cialone, II
CLIENT SUMMARY
FEES
079716.0102
Cross Border Receivership Matters
315,791.60
079716.0103
Aviation Matters
74,835.20
079716.0104
Banking Matters
68,223.30
079716.0105
Brokerage and Trust Matters
171,346.80
079716.0106
Coin and Bullion Operations
67,603.10
079716.0107
Document Production Matters
153,351.60
079716.0108
Disclosure and Communications
81,510.70
079716.0109
Insurance Matters
12,541.90
304
Case 3:09-cv-00298-N
Document 671-2
079716.0110
Labor and Employment Matters
079716.0111
Latin American Matters
Filed 08/04/2009
114,305.70
4,536.50
079716.0112
Private Equity Matters
100,791.10
079716.0113
Receivership Corporate Matters
254,767.90
079716.0114
Real Estate Matters
179,273.10
079716.0115
Tax Matters
27,614.90
079716.0116
Litigation - General
130,972.00
079716.0117
Litigation - SEC vs. SIB, et al
665,512.30
079716.0118
Switzerland Matters
22,300.00
079716.0121
Examiner Issues
25,694.20
Total Fees:
Total Expenses:
Total Amount Due:
Page 268 of 327
$2,467,198.80*
106,585.67
$2,573,784.47*
* Reflects a 20% discount off gross fees.
305
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 269 of 327
Attorneys At Law
P. O. BOX 201626
HOUSTON, TEXAS 77216-1626
TAXPAYER I.D. #74-1195457
Stanford Financial Group Receivership
ATTN: Mr. Ralph S. Janvey, Receiver
2100 Ross Avenue
Suite 2600
Dallas TX 75201
Invoice No.
Invoice Date
1120857
July 16, 2009
Attorney
J A Cialone, II
REMITTANCE ADVICE
FEES
079716.0102
Cross Border Receivership Matters
315,791.60
079716.0103
Aviation Matters
74,835.20
079716.0104
Banking Matters
68,223.30
079716.0105
Brokerage and Trust Matters
171,346.80
079716.0106
Coin and Bullion Operations
67,603.10
079716.0107
Document Production Matters
153,351.60
079716.0108
Disclosure and Communications
81,510.70
079716.0109
Insurance Matters
12,541.90
TO ENSURE PROPER APPLICATION OF YOUR PAYMENT,
PLEASE RETURN THIS REMITTANCE ADVICE.
306
Case 3:09-cv-00298-N
Document 671-2
079716.0110
Labor and Employment Matters
079716.0111
Latin American Matters
Filed 08/04/2009
114,305.70
4,536.50
079716.0112
Private Equity Matters
100,791.10
079716.0113
Receivership Corporate Matters
254,767.90
079716.0114
Real Estate Matters
179,273.10
079716.0115
Tax Matters
Page 270 of 327
27,614.90
079716.0116
Litigation - General
130,972.00
079716.0117
Litigation - SEC vs. SIB, et al
665,512.30
079716.0118
Switzerland Matters
22,300.00
079716.0121
Examiner Issues
25,694.20
Total Fees:
$2,467,198.80*
Total Expenses:
106,585.67
Total Amount Due:
$2,573,784.47*
* Reflects a 20% discount off gross fees.
TO ENSURE PROPER APPLICATION OF YOUR PAYMENT,
PLEASE RETURN THIS REMITTANCE ADVICE.
307
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Exhibit C
Page 271 of 327
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
T HOMPSON & K NIGHT
Page 272 of 327
LLP
AUSTIN
DALLAS
FORT W ORTH
HOUSTON
NEW YORK
ATTORNEYS AND COUNSELORS
------------------------
ONE ARTS PLAZA
1722 ROUTH STREET ● SUITE 1500
DALLAS, TEXAS 75201-2533
(214) 969-1700
FAX (214) 969-1751
www.tklaw.com
TAX ID No. 75-2813604
WWW.TKLAW.COM
ALGIERS
LONDON
MEXICO CITY
MONTERREY
PARIS
RIO DE JANEIRO
SÃO PAULO
VITORIA
June 30, 2009
Invoice 41295125
Stanford Group Company, et al.
c/o Ralph Janvey, Receiver
Krage & Janvey LLP
2100 Ross Ave., Ste. 2600
Dallas, Texas 75201
REMITTANCE COPY
For Services Rendered Through May 31, 2009
Our Matter # 515420.000002
REPRESENTATION OF RECEIVER
Matter Balance Brought Forward ...................................................................................... $ 1,911,564.99
Fees for Professional Services .............................................................
412,489.55
Reimbursable Costs .............................................................................
17,302.22
Net Current Billing For This Matter .........................................................................
429,791.77
Total Balance Due This Matter ................................................................................. $ 2,341,356.76
Please remit payment within fifteen (15) days to:
DEPT. 70, P.O. BOX 4346, HOUSTON, TX 77210-4346
To ensure proper credit please return this copy
with your remittance.
*Reflects 20% discount on gross fees for professional services
308
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
T HOMPSON & K NIGHT
Page 273 of 327
LLP
AUSTIN
DALLAS
FORT W ORTH
HOUSTON
NEW YORK
ATTORNEYS AND COUNSELORS
------------------------
ONE ARTS PLAZA
1722 ROUTH STREET ● SUITE 1500
DALLAS, TEXAS 75201-2533
(214) 969-1700
FAX (214) 969-1751
www.tklaw.com
TAX ID No. 75-2813604
WWW.TKLAW.COM
ALGIERS
LONDON
MEXICO CITY
MONTERREY
PARIS
RIO DE JANEIRO
SÃO PAULO
VITORIA
Page 1
June 30, 2009
Invoice 41295125
Stanford Group Company, et al.
c/o Ralph Janvey, Receiver
Krage & Janvey LLP
2100 Ross Ave., Ste. 2600
Dallas, Texas 75201
INVOICE SUMMARY
For Services Rendered Through May 31, 2009
Our Matter # 515420.000002
REPRESENTATION OF RECEIVER
Matter Balance Brought Forward ...................................................................................... $ 1,911,564.99
Fees for Professional Services .............................................................
412,489.55
Reimbursable Costs .............................................................................
17,302.22
Net Current Billing For This Matter .........................................................................
429,791.77
Total Balance Due This Matter ................................................................................. $ 2,341,356.76
Please remit payment within fifteen (15) days
BILLING HISTORY INCLUDING THIS INVOICE
Fees Billed
Costs Billed
Fees Collected
Costs Collected
Year-to-Date
Life-of-Matter
$2,254,521.15
86,835.61
0.00
0.00
$2,254,521.15
86,835.61
0.00
0.00
*Reflects 20% discount on gross fees for professional services
309
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 274 of 327
Page 2
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
Our Matter # 515420.000002
REPRESENTATION OF RECEIVER
04/13/2009
04/13/2009
External Communications: Communicate with B. Patino (Stanford IT)
REDACTED
regarding
; communicate with G. Connell (CB
Richard Ellis) regarding same; transmit Fort Lauderdale office key to G.
Connell; review Broward County Sheriff's Department incident report
D SCHULTE
0.60 hrs.
340.00/hr
External Communications: Communicate with T. Leslie, S. Lindstrom, M.
Bader, R. Davis, K. Schlanger, J. Penn and M. Stockham regarding
REDACTED
; coordinate attorney efforts at field
location closures
J ECKLUND
2.30 hrs.
308.00/hr
REDACTED
Asset Analysis and Recovery: Research
04/13/2009
R ROPER
0.60 hrs.
432.00/hr
Asset Analysis and Recovery: Review and respond to concerns regarding
04/13/2009
$
204.00
708.40
259.20
REDACTED
04/13/2009
04/13/2009
W BANOWSKY
0.30 hrs.
488.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
3.50 hrs.
100.00/hr
Analysis and Advice: Provide analysis to J. Magee regarding
146.40
350.00
REDACTED
04/13/2009
04/13/2009
04/13/2009
04/13/2009
04/13/2009
D LIVELY
1.90 hrs.
340.00/hr
External Communications: Correspond with K. Schlanger, G. Connell and
REDACTED
others regarding
K MCCREA
0.80 hrs.
308.00/hr
External Communications: Correspond with K. Evans, P. Schultheis and J.
REDACTED
Connell regarding
K MCCREA
0.20 hrs.
308.00/hr
Receivership Administration and Enforcement: Prepare shareholders'
meeting minutes of Stanford Fondos for April 14, 2009 meeting; assemble
binder in connection with same
ALEJANDRO LANDA
1.20 hrs.
292.00/hr
Receivership Administration and Enforcement: Prepare inventory of 6th
floor of Stanford Fondos regarding fixtures and furniture; confer with G.
Uribe regarding same; attend to delay on the delivery of 6th floor due to
problems with the transfer of the server
ALEJANDRO LANDA
4.30 hrs.
292.00/hr
Receivership Administration and Enforcement: Analyze original proxies of
Stanford Financial Group and D. Nanes granted for the shareholders'
meeting to be held on April 14, 2009, regarding
646.00
246.40
61.60
350.40
1,255.60
REDACTED
04/13/2009
04/13/2009
ALEJANDRO LANDA
0.60 hrs.
292.00/hr
Receivership Administration and Enforcement: Coordinate permanent
closing of Dallas, Texas office; prepare for employee access to client
documents and review client letters of authorization; coordinate with various
vendors regarding removal of leased items from office space, supervise
removal of laptop and desktop computers
M SMITH
9.10 hrs.
340.00/hr
Receivership Administration and Enforcement: Assist with permanent
closing of Stanford Dallas office
175.20
3,094.00
310
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/13/2009
04/13/2009
04/13/2009
04/13/2009
04/13/2009
Page 275 of 327
Page 3
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
T MURRELL
6.60 hrs.
168.00/hr
Receivership Administration and Enforcement: Review and coordinate April
15 payroll issues for Stanford Mexican offices
L PALMA
0.50 hrs.
240.00/hr
Internal Communications: Confer with R. Roper regarding REDACTED
M MARMOLEJO
0.50 hrs.
360.00/hr
Analysis and Advice: Analyze third party claims and newly filed pleadings
T MCCORMICK
1.20 hrs.
528.00/hr
Receivership Administration and Enforcement: Reserve travel
accommodations; correspond with M. Myers, T. Leslie, and others with
REDACTED
Baker Botts regarding
J PENN
3.20 hrs.
292.00/hr
Receivership Administration and Enforcement: Confer with team regarding
1,108.80
120.00
180.00
633.60
934.40
REDACTED
04/13/2009
; prepare correspondence to counsel for University
REDACTED
regarding
; begin preparing
case management statement to be filed with court
J MAGEE
1.30 hrs.
340.00/hr
Travel: Travel from Dallas, Texas to Orlando, Florida
T HUDSON
5.80 hrs.
308.00/hr
Travel: Travel from Orlando, Florida to Vero Beach, Florida
T HUDSON
2.80 hrs.
308.00/hr
Receivership Administration and Enforcement: Communicate with personnel
and team members responsible for final office closures; follow up with
Stanford Compliance and CB Richard Ellis personnel for Orlando, Florida
and Vero Beach, Florida office closures
T HUDSON
2.20 hrs.
308.00/hr
External Communications: Confer with J. Villareal regarding REDACTED
04/13/2009
M ESCALANTE
0.20 hrs.
240.00/hr
External Communications: Communicate with M. Martínez regarding
04/13/2009
04/13/2009
04/13/2009
442.00
1,786.40
862.40
677.60
48.00
REDACTED
04/13/2009
M ESCALANTE
0.30 hrs.
240.00/hr
External Communications: Coordinate with M. Martinez regarding
72.00
REDACTED
04/13/2009
04/13/2009
04/13/2009
04/14/2009
M ESCALANTE
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Coordinate move from 6th
Floor for its formal delivery to landlord
M ESCALANTE
2.00 hrs.
240.00/hr
Asset Analysis and Recovery: Verify with expert the number and value of
paintings in Stanford 6th Floor office
M ESCALANTE
2.00 hrs.
240.00/hr
Internal Communications: Communicate with M. Marmolejo regarding
REDACTED
; review action items
and respond regarding meeting
D WHITE
0.50 hrs.
360.00/hr
Internal Communications: Communicate with M. Marmolejo and R. Roper
REDACTED
regarding
; review letter from underwriters and prepare
REDACTED
memorandum on
; confer with R.
REDACTED
Roper, M. Marmolejo, R. Becerra regarding
;
REDACTED
follow up communication with B. Fortin regarding
192.00
480.00
480.00
180.00
311
Case 3:09-cv-00298-N
Document 671-2
LLP
04/14/2009
04/14/2009
04/14/2009
Filed 08/04/2009
Page 276 of 327
Page 4
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
D WHITE
3.30 hrs.
360.00/hr
Receivership Administration and Enforcement: Assist A. Lozano in formal
delivery of floor 7 (Mexico City offices) to landlord
M ESCALANTE
1.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Verify with expert the
appraisal of the furniture at Stanford 6th Floor Mexico City office
M ESCALANTE
3.00 hrs.
240.00/hr
Internal Communications: Communicate with G. Uribe regarding
1,188.00
240.00
720.00
REDACTED
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
M ESCALANTE
0.30 hrs.
240.00/hr
External Communications: Meet with M. Martinez to coordinate and update
REDACTED
pending matters regarding
M ESCALANTE
1.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Assemble and segregate IT
assets in Vero Beach, Florida office; coordinate removal of leased items in
office; pack documents for shipment to Houston, Texas; speak with CB
Richard Ellis and Suddath representatives regarding REDACTED
; meet
with landlord regarding lease termination agreement
T HUDSON
8.70 hrs.
308.00/hr
Receivership Administration and Enforcement: Correspond with T. Leslie
REDACTED
regarding
; correspond with M. Winter
REDACTED
regarding
; review J. Ecklund correspondence
REDACTED
with M. Eagan regarding
; continue preparing case
management statement
J MAGEE
0.80 hrs.
340.00/hr
Fee Application: Prepare and revise record of Thompson & Knight activities
on behalf of the Receiver; prepare summary of work performed by
Thompson & Knight to include activities from March 14 through April 12
P ROMBERG
6.90 hrs.
340.00/hr
External Communications: Confer with K. Evans of CB Richard Ellis
REDACTED
regarding
K MCCREA
0.10 hrs.
308.00/hr
External Communications: Speak with B. Patino regarding
REDACTED
K MCCREA
0.10 hrs.
308.00/hr
Receivership Administration and Enforcement: Review and analyze revised
office closing protocol
K MCCREA
0.50 hrs.
308.00/hr
Asset Analysis and Recovery: Visit Stanford Fondos Mexico office to
prepare inventory in preparation for the delivery of the 7th floor
A GAY
6.30 hrs.
240.00/hr
Legal Research: Confer with J. Magee regarding pro hac vice applications;
research in preparation for filing same
J SNOW
0.40 hrs.
240.00/hr
Internal Communications: Confer with R. Roper, D. White, and R. Becerra
REDACTED
regarding
M MARMOLEJO
1.00 hrs.
360.00/hr
REDACTED
Receivership Administration and Enforcement: Analyze
; discuss with R. Becerra
M MARMOLEJO
1.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Assist with permanent
closing of Stanford Dallas office
T MURRELL
12.10 hrs.
168.00/hr
Internal Communications: Confer with R. Becerra, D. White, and M.
72.00
240.00
2,679.60
272.00
2,346.00
30.80
30.80
154.00
1,512.00
96.00
360.00
540.00
2,032.80
312
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 277 of 327
Page 5
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
04/14/2009
REDACTED
Marmolejo regarding
R ROPER
1.00 hrs.
432.00/hr
External Communications: Confer with Stanford IT personnel regarding
216.00
04/14/2009
R ROPER
0.50 hrs.
432.00/hr
REDACTED
Internal Communications: Confer with G. Uribe regarding
R ROPER
0.70 hrs.
432.00/hr
Receivership Administration and Enforcement: Attend Stanford Fondos
Shareholders Meeting; execute minutes and meet with M. Martinez and R.
Ortiz in connection with same
ALEJANDRO LANDA
2.50 hrs.
292.00/hr
Receivership Administration and Enforcement: Continue review of
inventory for delivery of 6th floor office to landlord; review incident of
broken glass on 7th floor with R. Ortiz and M. Martinez regarding REDACTED
302.40
432.00
REDACTED
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
ALEJANDRO LANDA
2.50 hrs.
292.00/hr
Receivership Administration and Enforcement: Review executed proxies for
Stanford Fondos shareholders meeting and coordinate notarization; attend
execution of public deed
GUILLERMO URIBE
1.50 hrs.
432.00/hr
External Communications: Confer with M. Valdiviezo regarding delivery of
6th floor to landlord
GUILLERMO URIBE
0.30 hrs.
432.00/hr
Receivership Administration and Enforcement: Visit Stanford offices to
review pending assets to be included in the 6th floor inventory in order to
REDACTED
finalize appraisal; confer with M. Martinez about
GUILLERMO URIBE
1.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Meet with R. Ortiz regarding
730.00
730.00
648.00
129.60
518.40
REDACTED
04/14/2009
04/14/2009
04/14/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Internal Communications: Confer with R. Roper regarding
REDACTED
; discuss next day's conference call
with agents
GUILLERMO URIBE
0.60 hrs.
432.00/hr
Receivership Administration and Enforcement: Attend to Shareholders
meeting of Stanford Fondos and recording of minutes
GUILLERMO URIBE
0.70 hrs.
432.00/hr
External Communications: Confer with M. Martinez regarding
216.00
259.20
302.40
REDACTED
04/14/2009
04/14/2009
04/14/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
1.80 hrs.
340.00/hr
Receivership Administration and Enforcement: Coordinate permanent
closing of Dallas, Texas office, including supervising employee access to
client documents and reviewing client letters of authorization, coordinate
with vendors regarding removal of leased items from office premises;
supervise removal of laptop and desktop computers, and supervise removal
of employee personal documents
M SMITH
11.20 hrs.
340.00/hr
External Communications: Communicate with G. Connell (CB Richard
REDACTED
; review incident
Ellis) concerning
86.40
612.00
3,808.00
313
Case 3:09-cv-00298-N
Document 671-2
LLP
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/14/2009
04/15/2009
04/15/2009
04/15/2009
04/15/2009
Filed 08/04/2009
Page 278 of 327
Page 6
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
report generated by Broward County Sheriff's Department, and prepare
memorandum to C. Adams regarding REDACTED
D SCHULTE
0.60 hrs.
340.00/hr
Receivership Administration and Enforcement: Prepare reports on
REDACTED
for T. Leslie; review revised operations plan and
new procedures; correspond with Thompson & Knight attorneys responsible
REDACTED
for office closures regarding
; prepare materials obtained
during Little Rock and Jackson trips for custodians; correspond with D.
REDACTED
Woolsey of CB Richard Ellis regarding
J ECKLUND
2.50 hrs.
308.00/hr
External Communications: Review revised operations plan; communicate
with former employees regarding unpaid expenses; communicate with
vendors regarding overdue invoices
G FARINA
1.00 hrs.
308.00/hr
Travel: Travel to Ecuador to meet with regulators, appoint representatives
and explore sale possibilities of Stanford assets
J DE LA GARZA
12.00 hrs.
432.00/hr
Asset Analysis and Recovery: Secure and move assets of Stanford
Monterrey office to Thompson & Knight Monterrey office
J VILLAREAL
2.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
3.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
4.00 hrs.
100.00/hr
External Communications: Confer with Stanford officials regarding Panama
issues and trip
R ROPER
1.00 hrs.
432.00/hr
Internal Communications: Confer with G. Uribe regarding
REDACTED
; review
calculations
L PALMA
0.30 hrs.
240.00/hr
Internal Communications: Meet with G. Uribe regarding
204.00
770.00
308.00
5,184.00
200.00
300.00
400.00
432.00
72.00
REDACTED
04/15/2009
04/15/2009
04/15/2009
04/15/2009
04/15/2009
04/15/2009
L PALMA
1.20 hrs.
240.00/hr
Asset Analysis and Recovery Attend all-day meetings in Ecuador, meet
regulators, appoint representatives, meet potential buyers, meet business
management, announce official presence and address emergency issues there
J DE LA GARZA
14.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Assist with permanent
closing of Stanford Dallas office
T MURRELL
5.60 hrs.
168.00/hr
Receivership Administration and Enforcement: Calculate payments to
Mexico agents
L PALMA
2.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Calculate withholding taxes
from payments to Mexico agents
L PALMA
2.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Coordinate permanent
closing of Dallas, Texas office, including coordinating with vendors for
retrieval of leased office equipment
M SMITH
5.10 hrs.
340.00/hr
External Communications: Confer with R. Becerra and V. Cabrera regarding
288.00
6,048.00
940.80
480.00
480.00
1,734.00
314
Case 3:09-cv-00298-N
Document 671-2
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Page 279 of 327
Page 7
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
REDACTED
04/15/2009
04/15/2009
04/15/2009
M MARMOLEJO
0.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Confer with L. Palma
REDACTED
regarding
review REDACTED
GUILLERMO URIBE
0.30 hrs.
432.00/hr
External Communications: Confer with Stanford agent regarding REDACTED
respond to questions in connection with REDACTED
GUILLERMO URIBE
1.10 hrs.
432.00/hr
External Communications: Meet with CNBV and R. Ortiz regarding
180.00
129.60
,
475.20
REDACTED
04/15/2009
; assist R. Ortiz in the notification of revocation process
GUILLERMO URIBE
2.10 hrs.
432.00/hr
External Communications: Confer with D. Nanes regarding
907.20
REDACTED
04/15/2009
; discuss results of conference call with agents
GUILLERMO URIBE
0.20 hrs.
432.00/hr
External Communications: Confer with M. Martinez regarding
86.40
REDACTED
04/15/2009
04/15/2009
04/15/2009
04/15/2009
04/15/2009
GUILLERMO URIBE
0.10 hrs.
432.00/hr
External Communications: Confer with A. Bahena (CNBV Legal General
Director) to explain
REDACTED
43.20
GUILLERMO URIBE
0.10 hrs.
432.00/hr
Receivership Administration and Enforcement: Review memorandum of
standard procedures for final office closing in Denver; confer with M. Smith
REDACTED
regarding
; prepare notebook for office closing
in Denver
G MUCKLEROY
2.30 hrs.
340.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.80 hrs.
340.00/hr
Receivership Administration and Enforcement: Confer with R. DeCicco
REDACTED
about
; confer with J. Graves about same and REDACTED
43.20
M STOCKHAM
0.30 hrs.
340.00/hr
External Communications: Confer with J.M. Fernandez of CNBV in
connection with an official notification regarding
782.00
272.00
102.00
REDACTED
04/15/2009
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
External Communications: Confer with C. Zaldivar in connection with
146.00
REDACTED
04/15/2009
04/15/2009
; participate in
conference call with officers of the Public Registry of Commerce in
connection with same
ALEJANDRO LANDA
0.60 hrs.
292.00/hr
External Communications: Confer with K. Schlanger and D. Woolsey
REDACTED
regarding
; correspond
REDACTED
with CB Richard Ellis regarding
J ECKLUND
0.70 hrs.
308.00/hr
Receivership Administration and Enforcement: Compile documents gathered
from Little Rock office; analyze materials provided to Arkansas Securities
175.20
215.60
315
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/15/2009
Page 280 of 327
Page 8
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
REDACTED
Commission; correspond with M. Arthur regarding
J ECKLUND
1.20 hrs.
308.00/hr
External Communications: Correspond with G. Connell regarding
369.60
REDACTED
04/15/2009
04/15/2009
K MCCREA
0.40 hrs.
308.00/hr
Written Motions and Pleadings: Correspond with M. Winter regarding
REDACTED
; confer with J. Snow
REDACTED
regarding
; prepare insert regarding
receivership and stay issues for Joint Case Management Statement due April
17
J MAGEE
1.20 hrs.
340.00/hr
Internal Communications: Confer with J. Magee and B. Banowsky about
123.20
408.00
REDACTED
04/15/2009
04/15/2009
04/15/2009
04/15/2009
04/15/2009
T MCCORMICK
0.40 hrs.
528.00/hr
External Communications: Meet with officers at the Public Registry Bureau
to obtain the mercantile folio of the Company
C ZALDIVAR
4.00 hrs.
130.00/hr
Receivership Administration and Enforcement: Coordinate final details of
Vero Beach office closure; correspond regarding same with T. Leslie;
finalize security and lease issues with landlord; ship pertinent materials and
documents to Houston, Texas
T HUDSON
6.80 hrs.
308.00/hr
Travel: Travel from Vero Beach, Florida to Orlando, Florida
T HUDSON
2.80 hrs.
308.00/hr
External Communications: Confer with opposing counsel regarding
transcript for review of settlement of order in New York landlord matter
I RIBEIRO
0.20 hrs.
340.00/hr
Internal Communications: Meet with L. Palma regarding
211.20
520.00
2,094.40
862.40
68.00
REDACTED
04/15/2009
04/15/2009
GUILLERMO URIBE
1.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Verify appraisal of furniture
at Stanford 6th Floor Mexico City office
M ESCALANTE
2.00 hrs.
240.00/hr
External Communications: Meet with M. Martinez regarding
518.40
480.00
REDACTED
04/15/2009
04/15/2009
M ESCALANTE
1.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Prepare final version of
termination agreement for 6th Floor Mexico City office
M ESCALANTE
1.00 hrs.
240.00/hr
External Communications: Communicate with J. Villareal regarding
240.00
240.00
REDACTED
04/15/2009
04/16/2009
04/16/2009
04/16/2009
M ESCALANTE
0.30 hrs.
Internal Communications: Update G. Uribe regarding
240.00/hr
72.00
REDACTED
M ESCALANTE
0.50 hrs.
240.00/hr
Asset Analysis and Recovery: Analyze lists provided by F. Exposito
REDACTED
regarding
M MARMOLEJO
1.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Prepare for Denver Office
closing; coordinate with team members regarding same
G MUCKLEROY
2.00 hrs.
340.00/hr
Receivership Administration and Enforcement: Assemble and segregate IT
120.00
540.00
680.00
316
Case 3:09-cv-00298-N
Document 671-2
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Page 281 of 327
Page 9
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
assets in Orlando, Florida office; coordinate removal of leased items in
office; pack documents for shipment to Houston, Texas; confer with CB
REDACTED
Richard Ellis and Suddath representatives regarding
; confer
REDACTED
with T. Leslie regarding
; correspond with K. Schlanger and R. Davis regarding the same;
correspond with J. Ecklund regarding the same; meet with L. Wingfield
REDACTED
regarding
; supervise employees retrieval
REDACTED
of personal items; correspond with T. Leslie regarding
; correspond with T. Leslie regarding
REDACTED
04/16/2009
04/16/2009
04/16/2009
04/16/2009
T HUDSON
9.20 hrs.
308.00/hr
External Communications: Confer with B. Fortin regarding
REDACTED
; review correspondence with brokers;
correspond with R. Roper regarding same
D WHITE
0.40 hrs.
360.00/hr
Analysis and Advice: Review terms of the CNBV notification regarding
REDACTED
REDACTED
; plan strategy to
REDACTED
; analyze
GUILLERMO URIBE
3.10 hrs.
432.00/hr
Receivership Administration and Enforcement: Correspond with C. Stancil
REDACTED
regarding
; draft transmittal letter
forwarding keys to Danville and Greensboro offices to C. Stancil of CB
Richard Ellis; confer with J. Graves regarding same; correspond with T.
Leslie, M. Myers and others with Baker Botts regarding REDACTED
REDACTED
; confer with J. Graves regarding
; prepare for travel to Baton Rouge, including telephone
conference with C. Stancil and M. Myers
J PENN
2.00 hrs.
292.00/hr
Receivership Administration and Enforcement: Review and edit proposed
Joint Motion to Postpone Deadlines prepared by counsel for Stanford
University and confer with J. Balderson regarding
REDACTED
and confer with R.
Roper, B. Banowsky and K. Sadler regarding REDACTED ; correspond and
confer with R. Lewis of Baker Botts and prepare summary of
2,833.60
144.00
1,339.20
584.00
REDACTED
04/16/2009
04/16/2009
04/16/2009
04/16/2009
J MAGEE
1.70 hrs.
340.00/hr
Receivership Administration and Enforcement: Review official notification
of the National Banking and Securities Commission regarding the
irregularities performed by Stanford Fondos, regarding revocation of
authorization of Stanford Fondos and further steps to be performed for the
liquidation and collection of assets
ALEJANDRO LANDA
1.30 hrs.
292.00/hr
Receivership Administration and Enforcement: Review certifications of
Indeval in connection with outstanding Series B shares of Stanford Agresiva;
modify draft of shareholders meetings minutes of Stanford Agresiva in
connection with same
ALEJANDRO LANDA
0.80 hrs.
292.00/hr
Receivership Administration and Enforcement: Review certifications of
Indeval in connection with outstanding Series B shares of Stanford Dolar;
modify draft of shareholders meetings minutes of Stanford Dolar in
connection with same
ALEJANDRO LANDA
0.80 hrs.
292.00/hr
Receivership Administration and Enforcement: Review certifications of
Indeval in connection with outstanding Series B shares of Stanford
Crecimiento; modify draft of shareholders meetings minutes of Stanford
Crecimiento in connection with same
578.00
379.60
233.60
233.60
317
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/16/2009
04/16/2009
04/16/2009
04/16/2009
Page 282 of 327
Page 10
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
ALEJANDRO LANDA
0.80 hrs.
292.00/hr
Receivership Administration and Enforcement: Review certifications of
Indeval in connection with outstanding Series B shares of Stanford
Crecimiento Balanceado; modify draft of shareholders meetings minutes of
Stanford Crecimiento Balanceado in connection with same
ALEJANDRO LANDA
0.80 hrs.
292.00/hr
External Communications: Follow up on the execution of new shares
certificates; participate in conference calls with members of the Board of
Stanford Fondos to obtain signatures regarding valid resolutions of the
shareholders of Stanford Fondos
ALEJANDRO LANDA
1.20 hrs.
292.00/hr
External Communications: Correspond with G. Connell regarding
REDACTED
and prepare REDACTED
233.60
K MCCREA
0.50 hrs.
308.00/hr
External Communications: Participate in telephone conferences regarding
154.00
233.60
350.40
REDACTED
04/16/2009
04/16/2009
K MCCREA
0.50 hrs.
308.00/hr
External Communications: Correspond and confer with C. McDougal
REDACTED
regarding
K MCCREA
0.20 hrs.
308.00/hr
External Communications: Correspond with G. Connell regarding
154.00
61.60
REDACTED
04/16/2009
04/16/2009
04/16/2009
04/16/2009
K MCCREA
0.10 hrs.
308.00/hr
External Communications: Correspond and confer with G. Connell and K.
REDACTED
Quillen-Bilotti regarding
K MCCREA
0.20 hrs.
308.00/hr
External Communications: Confer with J.M. Fernandez of CNBV in
REDACTED
connection with
ALEJANDRO LANDA
0.40 hrs.
292.00/hr
Written Motions and Pleadings: Research and prepare pro hac vice
applications for T. McCormick, B. Banowsky, J. Magee, and J. Ecklund
J SNOW
1.40 hrs.
240.00/hr
Internal Communications: Confer with T. Evans and J. Magee regarding
30.80
61.60
116.80
336.00
REDACTED
04/16/2009
J SNOW
0.20 hrs.
240.00/hr
Legal Research: Research and prepare memorandum regarding
48.00
REDACTED
04/16/2009
04/16/2009
04/16/2009
A GAY
7.20 hrs.
240.00/hr
External Communications: Confer with L. Schlanger and D. Woolsey
REDACTED
regarding
; correspond with M.
REDACTED
Eagan, M. Winters regarding
; respond to
litigation status report for judge
J ECKLUND
2.00 hrs.
308.00/hr
Internal Communications: Confer and correspond with J. Penn, T. Hudson,
REDACTED
T. Evans, G. Muckleroy and M. Stockham regarding
; handle and address issues from same
J ECKLUND
1.80 hrs.
308.00/hr
Receivership Administration and Enforcement: Analyze and comment on
REDACTED
; evaluate issues related to
1,728.00
616.00
554.40
REDACTED
318
Case 3:09-cv-00298-N
Document 671-2
LLP
04/16/2009
04/16/2009
04/16/2009
Filed 08/04/2009
Page 283 of 327
Page 11
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
M STOCKHAM
1.30 hrs.
340.00/hr
Receivership Administration and Enforcement: Index materials retrieved
from Stanford office in Little Rock, Arkansas; confer with J. Ecklund
REDACTED
regarding
; compile materials for transmitting to
FTI Consulting
J GRAVES
2.40 hrs.
168.00/hr
External Communications: Confer with J. Benton, properly manager of
Stanford Dallas office regarding REDACTED
; confer with D. Woolsey
regarding same; confer with J. Hollis regarding REDACTED
and confer with
D. Woolsey regarding same; confer with A. Kurtz (Oppenheimer) regarding
same
M SMITH
3.00 hrs.
340.00/hr
External Communications: Confer and correspond with J. McLaughlin of
REDACTED
CB Richard Ellis and R. Poppell regarding
; communicate with T. Leslie and M. Bader regarding
442.00
403.20
1,020.00
REDACTED
04/16/2009
04/16/2009
04/16/2009
04/16/2009
04/17/2009
04/17/2009
04/17/2009
04/17/2009
04/17/2009
04/17/2009
04/17/2009
04/17/2009
G FARINA
1.00 hrs.
308.00/hr
Travel: Travel to Panama to finalize sale of business assets
J DE LA GARZA
3.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Meet with Panama local
counsel to finalize sale process; meet with regulators and personnel on
implementation of sale; meet with potential buyers and bidders
J DE LA GARZA
13.00 hrs.
432.00/hr
Travel: Travel to Panama City, Panama for meeting with Panamanian
officials and Stanford representative
R ROPER
3.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
3.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
4.50 hrs.
100.00/hr
External Communications: Meet with Board of Directors of the Panamanian
Banking Commission
R ROPER
1.50 hrs.
432.00/hr
External Communications: Meet with managers of the Stanford brokerage
business in Panama regarding various issues involving brokerage meeting,
including meeting with employees of brokerage business
R ROPER
2.00 hrs.
432.00/hr
External Communications: Meet with representatives of the Panamanian
Securities Commission
R ROPER
0.70 hrs.
432.00/hr
External Communications: Meet with President of the Panamanian Banking
Regulatory authority, Mr. Ballier, and representatives regarding proposed
sale of Panamanian assets of Stanford
R ROPER
1.50 hrs.
432.00/hr
External Communications: Meet with Stanford Bank officials in Panama
regarding bank condition and reception of offers
R ROPER
3.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Confer with T. Murrell
REDACTED
regarding
M SMITH
0.20 hrs.
340.00/hr
Internal Communications: Confer with J. de Presno and G. Uribe to address
REDACTED
and evaluate
308.00
1,296.00
5,616.00
1,296.00
300.00
450.00
648.00
864.00
302.40
648.00
1,296.00
68.00
319
Case 3:09-cv-00298-N
Document 671-2
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Page 284 of 327
Page 12
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
REDACTED
04/17/2009
04/17/2009
04/17/2009
04/17/2009
L PALMA
0.50 hrs.
Internal Communications: Confer with G. Uribe to
240.00/hr
120.00
REDACTED
L PALMA
0.50 hrs.
240.00/hr
External Communications: Meet with local counsel in Panama to prepare
sale process; meet with regulators and personnel on implementation of sale;
meet with potential buyers and bidders
J DE LA GARZA
10.00 hrs.
432.00/hr
External Communications: Confer and correspond with S. Beausoleil of CB
REDACTED
Richard Ellis regarding
; communicate with S. Strong
regarding
; review floor plan for
REDACTED
Boston office
G FARINA
0.70 hrs.
308.00/hr
Asset Analysis and Recovery: Attend to issues related to selling bank and
brokerage assets in Panama, including
120.00
4,320.00
215.60
REDACTED
M STOCKHAM
1.70 hrs.
340.00/hr
External Communications: Confer with attorneys from Venezuela, J.
REDACTED
Hernandez and V. Cabrera, regarding
; discuss all pending matters pertaining to
REDACTED
; discuss strategy
M MARMOLEJO
1.50 hrs.
360.00/hr
Asset Analysis and Recovery: Analyze inventory lists of furniture,
equipment, vehicles, and all assets owned by Stanford entities in Venezuela;
review correspondence sent by V. Cabrera regarding REDACTED
578.00
M MARMOLEJO
2.00 hrs.
360.00/hr
External Communications: Confer with R. Becerra regarding
720.00
04/17/2009
04/17/2009
M MARMOLEJO
0.50 hrs.
Legal Research: Prepare memorandum regarding
04/17/2009
04/17/2009
540.00
REDACTED
360.00/hr
180.00
A GAY
2.70 hrs.
240.00/hr
External Communications: Confer with Iron Mountain regarding
648.00
REDACTED
04/17/2009
REDACTED
04/17/2009
04/17/2009
T MURRELL
0.20 hrs.
168.00/hr
Receivership Administration and Enforcement: Correspond with P. Shafer
REDACTED
regarding
; confer with B. Fortin;
REDACTED
confer with Willis brokers regarding
;
REDACTED
correspond with R. Roper regarding
; review
REDACTED
articles and background information regarding
; confer with J. Greer regarding
REDACTED
; communicate with M.
Marmolejo regarding
REDACTED
D WHITE
3.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Coordinate final move-out
details of Orlando office closure; correspond regarding same with T. Leslie;
meet with CB Richard Ellis and Suddath personnel; pack and ship pertinent
materials and documents to Houston, Texas; meet with B. Patino regarding
REDACTED
; correspond with T.
REDACTED
Leslie regarding the same; confer with S. Strong regarding
33.60
1,260.00
320
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/17/2009
04/17/2009
04/17/2009
Page 285 of 327
Page 13
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
T HUDSON
7.20 hrs.
308.00/hr
Travel: Travel from Orlando, Florida to Dallas, Texas (flight was delayed
due to inclement weather in the Dallas area)
T HUDSON
8.70 hrs.
308.00/hr
Internal Communications: Participate in telephone conference with team
members in preparation of Denver Office closing
G MUCKLEROY
0.30 hrs.
340.00/hr
Internal Communications: Confer with J. de Presno and L. Palma
2,217.60
2,679.60
102.00
REDACTED
04/17/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
External Communications: Confer with several agents regarding
216.00
REDACTED
04/17/2009
GUILLERMO URIBE
0.70 hrs.
Internal Communications: Confer with L. Palma to
432.00/hr
302.40
REDACTED
04/17/2009
04/17/2009
04/18/2009
04/18/2009
04/18/2009
04/18/2009
04/19/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Analysis and Advice: Prepare opinion letter for Panama transaction
M TITENS
2.80 hrs.
488.00/hr
External Communications: Speak with agents regarding REDACTED
L PALMA
1.50 hrs.
240.00/hr
Internal Communications: Correspond with M. Stockham, K. McCrea, C.
REDACTED
Chauvin, J. Penn and M. Smith regarding
216.00
1,366.40
360.00
J ECKLUND
0.60 hrs.
308.00/hr
Receivership Administration and Enforcement: Coordinate with J. Ecklund
regarding
REDACTED
184.80
M STOCKHAM
0.30 hrs.
340.00/hr
Travel: Travel to Monterrey, Mexico from Panama
J DE LA GARZA
9.00 hrs.
432.00/hr
Travel: Travel from Panama to Dallas, Texas; review material provided by
regulators and offer made
R ROPER
4.00 hrs.
432.00/hr
External Communications: Confer with S. Strong regarding
102.00
3,888.00
1,728.00
REDACTED
04/19/2009
04/19/2009
J PENN
1.10 hrs.
292.00/hr
Travel: Travel to Longboat Key, Florida
K MCCREA
7.30 hrs.
308.00/hr
Internal Communications: Correspond with team attorneys regarding
321.20
2,248.40
REDACTED
04/19/2009
J MAGEE
0.30 hrs.
340.00/hr
External Communications: Correspond with M. Winter regarding
102.00
REDACTED
04/19/2009
J MAGEE
0.20 hrs.
340.00/hr
Internal Communications: Review correspondence from R. Roper regarding
68.00
REDACTED
04/19/2009
04/20/2009
and confer with Venezuelan attorneys and R. Becerra
M MARMOLEJO
1.00 hrs.
360.00/hr
Travel: Travel from Dallas, Texas to Atlanta, Georgia
C CHAUVIN
4.50 hrs.
308.00/hr
Receivership Administration and Enforcement: Analyze and comment on
360.00
1,386.00
321
Case 3:09-cv-00298-N
Document 671-2
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LLP
04/20/2009
04/20/2009
04/20/2009
04/20/2009
Page 286 of 327
Page 14
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Interim Report to Court and Narrative Introduction to Report; attend to
issues related to Tupelo office, conferring with S. Strong about same; attend
to issues related to closure of Zachary, Louisiana office; attend to issues
related to Latin American summary of work for Interim Report to the Court
M STOCKHAM
1.30 hrs.
340.00/hr
Internal Communications: Coordinate with Latin American team to develop
REDACTED
report on
; synthesize reports and prepare narrative for Receiver's
Interim Report to judge per request from S. Massad; correspond with J. de la
Garza, M. Marmolejo, G. Uribe, A. Landa, S. Massad, and M. Stockham
regarding same; correspond with S. Frizzell regarding
REDACTED
; and correspond with T. Leslie
J ECKLUND
3.80 hrs.
308.00/hr
Receivership Administration and Enforcement: Prepare summary report of
Stanford issues in Mexico to include in report to the Court
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
External Communications: Follow up with M. Martínez in connection with
the update and signing of the Shareholders Registry Book and Variable
Capital Registry Book, as required for shareholders meetings
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
REDACTED
Internal Communications: Confer with L. Palma
04/20/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Prepare for and supervise
employee move-out at Longboat Key office
K MCCREA
10.00 hrs.
308.00/hr
REDACTED
External Communications: Meet with M. Martinez regarding
04/20/2009
M ESCALANTE
1.00 hrs.
240.00/hr
Internal Communications: Speak with M. Morales regarding
04/20/2009
442.00
1,170.40
146.00
146.00
216.00
3,080.00
240.00
REDACTED
04/20/2009
04/20/2009
04/20/2009
M ESCALANTE
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Obtain estimate of fees for
the removal of Stanford's signage from exterior of building
M ESCALANTE
1.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Meet with CB Richard Ellis
property management of Stanford Atlanta office regarding REDACTED
;
REDACTED
communicate with vendors regarding
and CB Richard Ellis regarding REDACTED ; prepare office for employee
access and check-out
C CHAUVIN
8.00 hrs.
308.00/hr
External Communications: Communicate with Iron Mountain regarding
120.00
360.00
2,464.00
REDACTED
04/20/2009
04/20/2009
04/20/2009
T MURRELL
0.50 hrs.
168.00/hr
Asset Analysis and Recovery: Review revised office closure protocol; speak
REDACTED
with T. Leslie regarding
; speak with S. Strong
regarding same; communicate with CB Richard Ellis regarding REDACTED
; confer with building manager for Boston office; communicate with
R. Poppell regarding REDACTED
G FARINA
2.50 hrs.
308.00/hr
Analysis and Advice: Review March 31 transcript in order to determine
whether to object to proposed order in New York landlord matter
I RIBEIRO
0.90 hrs.
340.00/hr
Receivership Administration and Enforcement: Coordinate permanent
84.00
770.00
306.00
322
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/20/2009
04/20/2009
Page 287 of 327
Page 15
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
closing of North Boulevard office in Baton Rouge, including supervising
employee access, monitoring documents to be taken from the premises,
coordinating timing of movers, reviewing contents of and closing safety
deposit boxes, and shipping contents of safety deposit boxes
J PENN
15.70 hrs.
292.00/hr
Analysis and Advice: Analyze draft status report; analyze status of South
America issues
T MCCORMICK
1.80 hrs.
528.00/hr
External Communications: Confer with landlord of Vero Beach, Florida
REDACTED
office; confer with L. Wingfield regarding
; confer and communicate with J. Penn regarding
REDACTED
; confer with T. Leslie regarding
; confer with J. Connell (Suddath)
REDACTED
REDACTED
regarding
4,584.40
950.40
800.80
04/20/2009
T HUDSON
2.60 hrs.
308.00/hr
Analysis and Advice: Continue to analyze news accounts regarding
Venezuelan action; confer with R. Fox regarding
REDACTED
; review release regarding Antiguan
receiver; review suit against financial advisers
D WHITE
2.60 hrs.
360.00/hr
Receivership Administration and Enforcement: Review and finalize new
drafts of corporate resolutions to be filed with the CNBV
GUILLERMO URIBE
0.20 hrs.
432.00/hr
External Communications: Confer with Venezuelan attorneys, V. Cabrera
and R. Becerra; update on all pending matters
M MARMOLEJO
1.00 hrs.
360.00/hr
Internal Communications: Review all pending matters in Venezuela and
provide update to J. Ecklund at the Receiver's request
M MARMOLEJO
1.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Analyze narrative and
interim report of Receiver prepared by Baker Botts and confer with M.
Stockham and J. Ecklund regarding same
J MAGEE
0.40 hrs.
340.00/hr
External Communications: Confer with V. Hernandez regarding REDACTED
388.80
04/20/2009
R ROPER
0.90 hrs.
432.00/hr
Internal Communications: Confer with T. Murrell regarding
04/20/2009
04/20/2009
04/20/2009
04/20/2009
04/20/2009
936.00
86.40
360.00
540.00
136.00
REDACTED
04/21/2009
04/21/2009
04/21/2009
04/21/2009
M SMITH
0.20 hrs.
340.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
M MORALES
1.00 hrs.
240.00/hr
Asset Analysis and Recovery: Confer with D. Woolsey regarding REDACTED
; prepare final shipment to Houston
M SMITH
0.60 hrs.
340.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
1.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Follow up with Panama
broker dealer and re-organizer on next steps; discuss need for reorganization
plan; follow up in Ecuador with progress of release of garnishment orders
J DE LA GARZA
2.00 hrs.
432.00/hr
68.00
240.00
204.00
100.00
864.00
323
Case 3:09-cv-00298-N
Document 671-2
LLP
04/21/2009
04/21/2009
04/21/2009
04/21/2009
04/21/2009
04/21/2009
Filed 08/04/2009
Page 288 of 327
Page 16
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Speak with J. Greer
REDACTED
regarding
; confer with R. Fox regarding
REDACTED
REDACTED ; communicate with M. Stockham regarding
; prepare comment
D WHITE
1.30 hrs.
360.00/hr
Analysis and Advice: Prepare additional portions of Interim Report to court;
gather specific information requested regarding Latin American efforts;
respond to inquiries regarding same
J ECKLUND
3.30 hrs.
308.00/hr
Receivership Administration and Enforcement: Meet with team attorneys;
REDACTED
analyze
J MAGEE
1.30 hrs.
340.00/hr
Receivership Administration and Enforcement: Supervise packing of the
North Boulevard Baton Rouge office; coordinate closing of the East
Petroleum Drive Baton Rouge location, including supervising employee
access and removal of personal effects, packing of East Petroleum Drive
location, and supervising removal of IKON copy machine from East
Petroleum Drive location
J PENN
12.30 hrs.
292.00/hr
External Communications: Speak with E. González to coordinate visit to his
ranch and verify physical conditions of Acapulco (horse)
M ESCALANTE
0.30 hrs.
240.00/hr
External Communications: Communicate with M. Martinez regarding
468.00
1,016.40
442.00
3,591.60
72.00
REDACTED
04/21/2009
04/21/2009
04/21/2009
04/21/2009
04/21/2009
M ESCALANTE
0.30 hrs.
240.00/hr
Receivership Administration and Enforcement: Meet with CB Richard Ellis
property management of Stanford Atlanta office regarding REDACTED
;
coordinate and supervise employee check out; confer and correspond with
REDACTED
vendors regarding
and CB
Richard Ellis regarding move out; segregate documents from other materials
to be shipped by CB Richard Ellis
C CHAUVIN
10.20 hrs.
308.00/hr
Receivership Administration and Enforcement: Supervise moving company
at Longboat Key office
K MCCREA
8.00 hrs.
308.00/hr
Receivership Administration and Enforcement: Obtain estimate of fees for
the removal of Stanford's signage from exterior of building
M ESCALANTE
1.20 hrs.
240.00/hr
Receivership Administration and Enforcement: Meet with M. Escalante
regarding update of lease agreement termination and formal delivery of 6th
floor (Mexico City) to landlord; coordinate sale of Acapulco (horse) and
storage of assets
GUILLERMO URIBE
0.50 hrs.
432.00/hr
External Communications: Confer with M. Martinez regarding
72.00
3,141.60
2,464.00
288.00
216.00
REDACTED
04/21/2009
04/21/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
External Communications: Compile materials for transmittal to FTI
Consulting; correspond with FTI Consulting
J GRAVES
0.60 hrs.
168.00/hr
Receivership Administration and Enforcement: Analyze and comment on
Interim Report and Narrative Introduction to Report to Court; evaluate
Notice of Chapter 15 bankruptcy proceeding filed by Antiguan receiver;
REDACTED
evaluate
216.00
100.80
324
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/21/2009
04/21/2009
04/21/2009
Page 289 of 327
Page 17
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
M STOCKHAM
3.20 hrs.
340.00/hr
External Communications: Communicate with B. Malfa regarding
REDACTED
; communicate with R. Poppell regarding same; communicate
REDACTED
with T. Leslie regarding
; communicate with M.
Bader regarding same
G FARINA
1.00 hrs.
308.00/hr
Receivership Administration and Enforcement: Confer with R. Roper, J.
REDACTED
Magee and M. Stockham regarding
, office closures
and recent filings
W BANOWSKY
1.00 hrs.
488.00/hr
Internal Communications: Update G. Uribe regarding
1,088.00
308.00
488.00
REDACTED
04/21/2009
04/21/2009
; coordinate sale of Acapulco (horse) and storage of assets
M ESCALANTE
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Prepare duplicate set of
media containing photos of Stanford offices in New York, for shipping to
FTI Consulting
L PAVEL
0.50 hrs.
80.00/hr
Internal Communications: Confer with R. Roper, B. Banowsky, J. Magee,
and M. Stockham; correspond with attorneys handling Latin American
efforts for asset identification and liquidation; review and analyze
192.00
40.00
REDACTED
04/21/2009
J ECKLUND
3.00 hrs.
308.00/hr
External Communications: Correspond with S. Massad regarding REDACTED
; correspond with K. Schlanger and D. Woolsey regarding
REDACTED
; respond to additional requests for
information on Latin American efforts; correspond with T. Leslie regarding
924.00
REDACTED
04/22/2009
04/22/2009
J ECKLUND
1.20 hrs.
308.00/hr
Receivership Administration and Enforcement: Prepare duplicate set of
media containing photos of Stanford offices in Baton Rouge and Lafayette,
Louisiana, for shipping to FTI Consulting
L PAVEL
1.00 hrs.
80.00/hr
Internal Communications: Confer with R. Roper regarding
369.60
80.00
REDACTED
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Internal Communications: Confer with G. Uribe regarding REDACTED
86.40
R ROPER
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Obtain estimate of fees for
the removal of Stanford's signage from exterior of building
M ESCALANTE
2.50 hrs.
240.00/hr
External Communications: Compile materials for transmittal to R. DeCicco;
correspond with R. DeCicco of FTI Consulting
J GRAVES
0.50 hrs.
168.00/hr
Receivership Administration and Enforcement: Visit Stanford Fondos to
follow up on pending issues and CNBV's official notification; meet with G.
REDACTED
Uribe to determine
ALEJANDRO LANDA
2.50 hrs.
292.00/hr
External Communications: Meet with M. Martinez at Stanford offices to
plan payments to vendors and services; discuss pending matters, including
86.40
600.00
84.00
730.00
REDACTED
GUILLERMO URIBE
1.30 hrs.
432.00/hr
561.60
325
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/22/2009
Page 290 of 327
Page 18
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
External Communications: Meet with R. Ortiz to discuss
REDACTED
04/22/2009
GUILLERMO URIBE
1.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Review and modify English
translation of official notification of CNBV; confer with A. Gay regarding
; and review original version of CNBV official notification in
connection with same
ALEJANDRO LANDA
1.20 hrs.
292.00/hr
Internal Communications: Meet with J. de Presno and L. Palma regarding
648.00
REDACTED
04/22/2009
350.40
REDACTED
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
GUILLERMO URIBE
1.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Review cash flow available
for the payment of Mexico office vendors
GUILLERMO URIBE
0.20 hrs.
432.00/hr
External Communication: Confer with Baker Botts regarding REDACTED
R ROPER
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Confer with B. Stutts
REDACTED
regarding
R ROPER
0.50 hrs.
432.00/hr
External Communications: Confer with agents of Mexico entities regarding
severance payment
L PALMA
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Revise information regarding
432.00
86.40
86.40
216.00
120.00
REDACTED
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
L PALMA
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Confer with A. Smith, H.
Strauss, G. Forge, and team members to coordinate Denver office closing;
confirm travel plans for Denver office closing; correspond with A. Smith to
REDACTED
coordinate Denver office closing regarding
120.00
G MUCKLEROY
3.60 hrs.
340.00/hr
Receivership Administration and Enforcement: Communicate with J.
REDACTED
McLaughlin regarding
; communicate with T. Leslie
REDACTED
regarding
; communicate with R. Carroll
REDACTED
regarding
; confer with R. Poppell and M. Johnson
REDACTED
regarding
G FARINA
1.50 hrs.
308.00/hr
Receivership Administration and Enforcement: Translate into English the
Official Notice issued by the Securities and Exchange Commission in
connection with the revocation of the authorization granted to Stanford
Fondos, SA de CV
A GAY
6.60 hrs.
240.00/hr
Receivership Administration and Enforcement: Review pending issues
regarding liquidation of Stanford Fondos and Stanford Group Mexico,
including severance of financial advisors, issues with the National Banking
and Securities Commission, Monterrey office and other critical matters;
update checklist in connection with same
ALEJANDRO LANDA
4.20 hrs.
292.00/hr
Travel: Return to Dallas, Texas from Longboat Key, Florida
K MCCREA
7.00 hrs.
308.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.40 hrs.
340.00/hr
1,224.00
462.00
1,584.00
1,226.40
2,156.00
136.00
326
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/22/2009
04/22/2009
Page 291 of 327
Page 19
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Meet with CB Richard Ellis
property management of Stanford Atlanta office regarding REDACTED
;
confer and correspond with vendors regarding equipment retrieval at
Stanford Atlanta office and CB Richard Ellis regarding move out; coordinate
vendor retrieval of equipment; supervise packing and shipping of Atlanta
office by CB Richard Ellis and Peach Movers
C CHAUVIN
10.50 hrs.
308.00/hr
Internal Communications: Meet with J. de Presno and G. Uribe regarding
3,234.00
REDACTED
04/22/2009
L PALMA
1.00 hrs.
240.00/hr
Internal Communications: Meet with G. Uribe and L. Palma regarding
240.00
REDACTED
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
J DE PRESNO
1.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Supervise packing of North
Boulevard Baton Rouge location; supervise packing of numerous documents
located in warehouse in Baton Rouge; coordinate and supervise employee
access to retrieve personal belongings from Zachary location
J PENN
11.80 hrs.
292.00/hr
Fee Application: Confer with R. Roper and M. Stockham regarding
REDACTED
; revise summary bill and remittance copy of invoice to reflect
SEC requested billing protocol
P ROMBERG
2.50 hrs.
340.00/hr
REDACTED
Legal Research: Research
; find
backup documents and exhibits
T MCCORMICK
1.50 hrs.
528.00/hr
Receivership Administration and Enforcement: Edit interim report to court;
develop comprehensive list of Latin American entities and respond to
requests from S. Massad
J ECKLUND
2.80 hrs.
308.00/hr
Receivership Administration and Enforcement: Correspond with S. Massad,
REDACTED
K. Schlanger, J. Penn, and C. Chauvin relating to
J ECKLUND
0.40 hrs.
308.00/hr
Asset Analysis and Recovery: Secure and move assets of Stanford
Monterrey office to Thompson & Knight Monterrey office
J VILLAREAL
3.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Attend to issues regarding
employment of agents in Mexico offices
J FALCON
1.00 hrs.
240.00/hr
Internal Communications: Meet with J. de Presno and G. Uribe regarding
432.00
3,445.60
850.00
792.00
862.40
123.20
300.00
240.00
REDACTED
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/23/2009
L PALMA
1.00 hrs.
240.00/hr
External Communications: Meet with landlord of Stanford Monterrey office
regarding return of office space
J VILLAREAL
0.50 hrs.
100.00/hr
External Communications: Meet with administrator of ING Torre Comercial
America
J VILLAREAL
0.50 hrs.
100.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
3.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
M MORALES
2.50 hrs.
240.00/hr
REDACTED
Analysis and Advice: Confer with J. Greer regarding
240.00
50.00
50.00
300.00
600.00
327
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 292 of 327
Page 20
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
; correspond with R. Roper regarding
REDACTED
REDACTED
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/23/2009
D WHITE
1.80 hrs.
360.00/hr
Asset Analysis and Recovery: Prepare for trip to Mexia, Texas for final
closure of Mexia office, confer with T. Leslie regarding REDACTED
M SMITH
8.10 hrs.
340.00/hr
External Communications: Correspond with S. Massad, K. Schlanger and D.
REDACTED
Woolsey regarding
J ECKLUND
0.50 hrs.
308.00/hr
Receivership Administration and Enforcement: Edit interim report to court;
confirm Latin American efforts for same; develop projected budget; review
REDACTED
and analyze
J ECKLUND
4.40 hrs.
308.00/hr
Receivership Administration and Enforcement: Visit Stanford with M.
Escalante to deliver 6th floor of Stanford Fondos to landlord
ALEJANDRO LANDA
2.50 hrs.
292.00/hr
External Communications: Meet with M. Martinez and participate in
conference call with Ayala Abogados to update corporate information and
execution of corporate books, review and explain the registries in association
with the closure of Mexican entities
ALEJANDRO LANDA
1.20 hrs.
292.00/hr
Analysis and Advice: Review terms of the lawsuit filed against Stanford
Fondos, Stanford Grupo and Holding Companies pending notification; meet
REDACTED
with L. Palma to
GUILLERMO URIBE
1.70 hrs.
432.00/hr
Receivership Administration and Enforcement: Prepare notebook for trip to
close Denver office
G MUCKLEROY
0.40 hrs.
340.00/hr
Asset Analyst and Recovery: Review legal documents and correspondence
prepared by Venezuelan attorneys regarding
648.00
2,754.00
154.00
1,355.20
730.00
350.40
734.40
136.00
REDACTED
04/23/2009
04/23/2009
M MARMOLEJO
3.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Travel to and assist with
closing the Mexia office
T MURRELL
5.50 hrs.
168.00/hr
Analysis and Advice: Evaluate
1,080.00
924.00
REDACTED
04/23/2009
04/23/2009
04/23/2009
04/23/2009
GUILLERMO URIBE
1.20 hrs.
432.00/hr
Asset Analysis and Recovery: Review IT inventory to determine
recommendation to R. Roper in order to proceed with the sale of such assets;
REDACTED
confer with M. Martinez
GUILLERMO URIBE
1.10 hrs.
432.00/hr
Receivership Administration and Enforcement: Speak with M. Morales
REDACTED
regarding
; review inventory and
prepare appraisal for sale of same
M ESCALANTE
1.00 hrs.
240.00/hr
Fee Application: Further analyze and follow up regarding revision of
summary bill and remittance copy of invoice to reflect SEC requested billing
protocol
P ROMBERG
0.90 hrs.
340.00/hr
Receivership Administration and Enforcement: Supervise packing of
Zachary office; travel to Lafayette; coordinate and supervise closing of
Lafayette office; speak with Kastle Security regarding access to the server
room in Lafayette office; confer with landlord of Lafayette office to
518.40
475.20
240.00
306.00
328
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/23/2009
04/23/2009
Page 293 of 327
Page 21
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
coordinate handing over the keys; travel to Baton Rouge
J PENN
10.40 hrs.
292.00/hr
Receivership Administration and Enforcement: Coordinate removal of
Stanford's signage and communicate regarding same
M ESCALANTE
0.50 hrs.
240.00/hr
Asset Analysis and Recovery: Communicate with M. Martinez regarding
3,036.80
120.00
REDACTED
04/23/2009
04/23/2009
04/23/2009
04/23/2009
M ESCALANTE
0.30 hrs.
240.00/hr
External Communications: Coordinate meeting with M. Martinez and
landlord for the formal delivery of Mexico's Floor 6 offices
M ESCALANTE
0.30 hrs.
240.00/hr
Asset Analysis and Recovery: Coordinate payment to E. Gonzalez regarding
custody of Acapulco (horse)
M ESCALANTE
0.30 hrs.
240.00/hr
External Communications: Speak with landlord to coordinate formal
delivery of Mexico City Floor 6 offices
M ESCALANTE
0.30 hrs.
240.00/hr
External Communications: Update M. Martinez with respect to
72.00
72.00
72.00
72.00
REDACTED
04/23/2009
M ESCALANTE
0.40 hrs.
240.00/hr
Receivership Administration and Enforcement: Meet with A. Landa
regarding delivery of 6th floor offices of Stanford Fondos; meet with
landlord regarding same
M ESCALANTE
2.50 hrs.
240.00/hr
Travel: Travel from Atlanta, Georgia to Dallas, Texas
C CHAUVIN
3.50 hrs.
308.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
2.90 hrs.
340.00/hr
External Communications: Confer with D. Nanes regarding REDACTED
04/23/2009
GUILLERMO URIBE
0.20 hrs.
External Communications: Confer with R. Ortiz regarding
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/24/2009
04/24/2009
04/24/2009
432.00/hr
96.00
600.00
1,078.00
986.00
86.40
REDACTED
GUILLERMO URIBE
0.10 hrs.
432.00/hr
External Communications: Confer with different agents regarding severance
issues in Mexico offices
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Receiver Administration and Enforcement: Confer and correspond with M.
Hogan and property manager of Boca Raton office regarding office plan
going forward and vendor access; confer and correspond with CB Richard
Ellis and property manager of Nashville office regarding vendor access;
confer with vendor representative from Pitney Bowes regarding retrieval of
equipment from Stanford Boca Raton and Atlanta offices; prepare materials
from Boca Raton and Atlanta office closings for transmittal to G. Foster
C CHAUVIN
1.50 hrs.
308.00/hr
REDACTED
Analysis and Advice: Prepare memorandum regarding
J DE PRESNO
1.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Supervise removal of Pitney
Bowes office equipment from Baton Rouge North Boulevard office; travel to
REDACTED
Dallas; confer with K. Cox regarding surrender of
REDACTED
; confer with S. Strong regarding
43.20
216.00
462.00
432.00
329
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
Page 294 of 327
Page 22
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
J PENN
6.20 hrs.
292.00/hr
Receivership Administration and Enforcement: Complete English translation
of the Official Notice issued by the Securities and Exchange Commission
regarding the termination of authorization granted to Stanford Fondos, SA de
CV as a Distribution Entity
A GAY
1.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Speak with J. Cox to discuss
REDACTED
; analyze April 23 report
of Receiver
J MAGEE
1.10 hrs.
340.00/hr
Asset Analysis and Recovery: Visit E. Gonzalez Ranch in order to verify
physical condition of Acapulco (horse)
M ESCALANTE
3.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Review check list provided
by A. Landa regarding Stanford remaining issues
M ESCALANTE
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Update pending issues
checklist regarding agents issues and CONDUSEF issue of Stanford Fondos
ALEJANDRO LANDA
0.30 hrs.
292.00/hr
REDACTED
Analysis and Advice: Prepare strategy for
; prepare for meeting with CNBV
GUILLERMO URIBE
1.60 hrs.
432.00/hr
Receivership Administration and Enforcement: Review Spanish/English
translation of letters prepared by Venezuelan attorneys for the Receiver's
REDACTED
review and signature;
M MARMOLEJO
2.50 hrs.
360.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.40 hrs.
340.00/hr
External Communications: Speak with R. Shindler; speak with J. Cox;
REDACTED
confer regarding
;
correspond with T. Leslie regarding
REDACTED
J ECKLUND
1.80 hrs.
308.00/hr
External Communications: Participate in conference call with Panama
Regulator authorities and with J. de Gamboa, official Re-Organizer
regarding next steps in reorganization process
J DE LA GARZA
1.00 hrs.
432.00/hr
External Communications: Confer with A. Arrevalo at SEC regarding
Stanford Bank of Panama
R ROPER
0.40 hrs.
432.00/hr
REDACTED
External Communications: Confer with R. Ortiz
1,810.40
360.00
374.00
840.00
120.00
87.60
691.20
900.00
136.00
554.40
432.00
172.80
04/24/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Internal Communications: Meet with A. Landa regarding
REDACTED
; review control chart and
provide comments
GUILLERMO URIBE
1.20 hrs.
432.00/hr
REDACTED
Internal Communications: Confer with R. Roper
GUILLERMO URIBE
0.10 hrs.
432.00/hr
External Communications: Confer with J. Cialoni regarding REDACTED
43.20
04/24/2009
R ROPER
86.40
04/24/2009
0.20 hrs.
432.00/hr
86.40
518.40
330
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/24/2009
04/25/2009
04/25/2009
04/26/2009
Page 295 of 327
Page 23
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Communicate with team
REDACTED
regarding
G FARINA
1.00 hrs.
308.00/hr
External Communications: Attend conference with agents regarding final
resolution of severance issue
GUILLERMO URIBE
1.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Visit the new location of
Acapulco (horse) to review its condition; review insurance policy in
connection with same
ALEJANDRO LANDA
3.60 hrs.
292.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
M MORALES
1.00 hrs.
240.00/hr
Asset Analysis and Recovery: Meet with landlord administrator of
Monterrey Stanford office to discuss possible selling of assets and to
promote the selling with new possible lessees
M MORALES
2.00 hrs.
240.00/hr
Analysis and Advice: Continue investigation of Venezuela insurance claim
D WHITE
2.40 hrs.
360.00/hr
Asset Analysis and Recovery: Visit E. Gonzalez Ranch and attend
Acapulco's training with its jockey
M ESCALANTE
2.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Coordinate and supervise
removal of Stanford's signage from Mexico City Office
M ESCALANTE
2.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Travel to Boston regarding
office closure; correspond with team regarding
; review revised
operations plan; confer with R. Carroll of CB Richard Ellis regarding REDACTED
G FARINA
6.00 hrs.
308.00/hr
Receivership Administration and Enforcement: Translate memorandum
REDACTED
regarding
G AGUILAR
2.00 hrs.
100.00/hr
Internal Communications: Participate in telephone conference with R.
Janvey, Receiver, and Baker Botts
R ROPER
0.50 hrs.
432.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same, including
budgeting issues going forward
M STOCKHAM
0.30 hrs.
340.00/hr
Receivership Administration and Enforcement: Attend to closure of Boston
office; respond to correspondence regarding same
G FARINA
13.00 hrs.
308.00/hr
Internal Communications: Participate in telephone conference with G. Uribe
REDACTED
and J. de Presno regarding
R ROPER
0.50 hrs.
432.00/hr
Internal Communications: Meet with G. Uribe, A. Gay, M. Escalante and L.
REDACTED
Palma regarding
ALEJANDRO LANDA
1.00 hrs.
292.00/hr
Internal Communications: Participate in conference call with R. Roper and
J. de Presno
308.00
518.40
1,051.20
240.00
480.00
864.00
480.00
480.00
REDACTED
04/26/2009
04/26/2009
04/26/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
1,848.00
200.00
216.00
102.00
4,004.00
216.00
292.00
REDACTED
04/27/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Internal Communications: Confer with R. Rudberg and G. Uribe; meet with
216.00
331
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
THOMPSON & KNIGHT
LLP
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
04/27/2009
Page 296 of 327
Page 24
June 30, 2009
Invoice 41295125
L. Palma regarding REDACTED
J DE PRESNO
1.00 hrs.
432.00/hr
Internal Communications: Attend meeting regarding pending matters and
going forward plan
A GAY
1.30 hrs.
240.00/hr
Internal Communications: Meet with TK Stanford Team to REDACTED
GUILLERMO URIBE
1.30 hrs.
432.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
M MORALES
2.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Review office closing
procedures; prepare notebook for office closing; correspond with team
regarding REDACTED
G MUCKLEROY
3.60 hrs.
340.00/hr
External Communications: Correspond with counsel for Stanford University
about settlement proposal
J MAGEE
0.20 hrs.
340.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
2.00 hrs.
100.00/hr
External Communications: Confer with V. Cabrera and R. Becerra
REDACTED
regarding
432.00
312.00
561.60
480.00
1,224.00
68.00
200.00
M MARMOLEJO
1.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Review estimated attorney's
costs in Venezuela for the months of March, April, and May and provide
summary of projected costs
M MARMOLEJO
1.50 hrs.
360.00/hr
Analysis and Advice: Review and revise translations of letters sent to bank
interveners for insurance policy purposes
M MARMOLEJO
2.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Review correspondence from
REDACTED
M. Marmolejo regarding
; review decrees; prepare
questions regarding documents concerning government action; communicate
REDACTED
with M. Marmolejo regarding
;
review correspondence with interveners' counsel; continue preparing letter to
underwriters regarding Venezuela claim
D WHITE
2.70 hrs.
360.00/hr
Internal Communications: Attend planning meeting regarding REDACTED
360.00
L PALMA
1.30 hrs.
240.00/hr
External Communications: Confer with agents regarding severance payment
L PALMA
1.00 hrs.
240.00/hr
External Communications: Confer with G. Connell of CB Richard Ellis
REDACTED
regarding
;
communicate with K. Quillen-Billot regarding REDACTED ; confer with T.
REDACTED
Leslie
; confer with K. Quillen-Billot regarding REDACTED
312.00
T HUDSON
0.90 hrs.
308.00/hr
Receivership Administration and Enforcement: Analyze termination
agreement executed by D. Nanes with respect to Floor 6 of Mexico City
offices; confer with M. Martinez; correspond with G. Uribe
M ESCALANTE
1.00 hrs.
240.00/hr
277.20
540.00
720.00
972.00
240.00
240.00
332
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/27/2009
04/27/2009
04/27/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
Page 297 of 327
Page 25
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Internal Communications: Communicate with M. Morales; review
documentation regarding closure of Mexico offices
M ESCALANTE
1.00 hrs.
240.00/hr
REDACTED
Analysis and Advice: Analyze
J SNOW
3.20 hrs.
240.00/hr
Receivership Administration and Enforcement: Coordinate final payment to
services provider for the removal of Stanford's signage; communicate with
M. Martinez regarding REDACTED
M ESCALANTE
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Respond to communications
regarding logistics of office closings; confer with Katie (from Mayflower)
and Dennis (the landlord for the Lafayette branch office) regarding removal
of leased items from the Lafayette branch office; organize letters of
authorization and chain of custody copies for insertion into the general index
for the receivership; communicate with M. Myers regarding
REDACTED
; return
access keys to J. Graves to be included in the general index for the
receivership
J PENN
3.00 hrs.
292.00/hr
Receivership Administration and Enforcement: Confer with S. Gibson
REDACTED
regarding
; continue preparing letter to underwriters;
REDACTED
correspond with M. Marmolejo regarding
D WHITE
2.70 hrs.
360.00/hr
Asset Analysis and Recovery: Prepare proposal regarding vehicle owned by
Stanford for interested buyer
M ESCALANTE
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Coordinate obtaining invoice
for removal of Stanford's signage from Mexico City office
M ESCALANTE
0.50 hrs.
240.00/hr
External Communications: Meet with M. Martinez regarding REDACTED
; meet with F. Velasco and M. Martinez regarding REDACTED
M ESCALANTE
2.00 hrs.
240.00/hr
External Communications: Communicate with agents of Mexico entities to
cancel meeting
L PALMA
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Review resolutions and
decrees by Venezuelan government; translate said documents from Spanish
to English
M MARMOLEJO
1.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Review correspondence from
REDACTED
C. Stone regarding
and confer with J.
Ecklund and outside counsel regarding same; correspond with M. Winters
REDACTED
regarding
; confer with J. Cox regarding REDACTED
REDACTED
; confer with J. Sallah regarding
J MAGEE
1.00 hrs.
340.00/hr
Receivership Administration and Enforcement: Travel from Fort Worth,
Texas to Denver, Colorado for office closing
G MUCKLEROY
6.50 hrs.
340.00/hr
External Communications: Meet with J. Gonzalez, CNBV Vice Chairman,
to
REDACTED
GUILLERMO URIBE
1.80 hrs.
External Communications: Meet with R. Ortiz to discuss
432.00/hr
240.00
768.00
192.00
876.00
972.00
192.00
120.00
480.00
192.00
540.00
340.00
2,210.00
777.60
REDACTED
333
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 298 of 327
Page 26
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
REDACTED
; meet with M. Martinez to
REDACTED
04/28/2009
; and meet with accounting staff and
operations staff of Stanford Fondos to determine pending action to be taken
and timeframe for same
GUILLERMO URIBE
3.70 hrs.
432.00/hr
External Communications: Confer with D. Nanes regarding
1,598.40
REDACTED
04/28/2009
04/28/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Internal Communications: Confer with R. Roper regarding REDACTED
GUILLERMO URIBE
0.10 hrs.
432.00/hr
Receivership Administration and Enforcement: Prepare response to the
National Banking and Securities Commission regarding revocation of
authorization of Stanford Fondos to operate, review CNBV official notice in
REDACTED
connection with same; confer with J. Fernandez of CNBV
; confer with G. Uribe regarding
216.00
43.20
REDACTED
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
04/28/2009
ALEJANDRO LANDA
4.40 hrs.
292.00/hr
External communications: Analyze proposal of C. Stone regarding
REDACTED
; correspond with M.
REDACTED
Coveler regarding
; address correspondence
from Little Rock vendor regarding payment issues; correspond with K.
REDACTED
Schlanger and D. Woolsey regarding
J ECKLUND
0.80 hrs.
308.00/hr
Analysis and Advice: Analyze the Official Notice issued by the Securities
and Exchange Commission revoking the authorization granted to Stanford
Fondos, SA de CV to operate as a distribution entity, and review the
proposed response to be filed before the Commission
A GAY
3.20 hrs.
240.00/hr
Receivership Administration and Enforcement: Revise termination lease
agreement for Stanford Monterrey office
M MORALES
2.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Confer with J. Benton,
assistant property manager of Stanford Dallas office, regarding water leak;
REDACTED
confer with D. Woolsey regarding
;
communicate with T. Murrell regarding REDACTED
M SMITH
0.60 hrs.
340.00/hr
Travel: Travel from Dallas, Texas to Houston, Texas for meeting with R.
Janvey, Receiver, and SEC
R ROPER
1.50 hrs.
432.00/hr
Travel: Return from Houston, Texas to Dallas, Texas from meeting with R.
Janvey, Receiver and SEC
R ROPER
1.50 hrs.
432.00/hr
External Communications: Meet with B. Stutts and M. Lovett regarding
1,284.80
246.40
768.00
480.00
204.00
648.00
648.00
REDACTED
04/28/2009
R ROPER
0.70 hrs.
432.00/hr
External Communications: Meet with SEC and R. Janvey, Receiver
REDACTED
regarding
R ROPER
4.00 hrs.
432.00/hr
302.40
1,728.00
334
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/28/2009
04/29/2009
04/29/2009
Page 299 of 327
Page 27
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Attend to closure of Boston
office; respond to correspondence regarding same
G FARINA
13.00 hrs.
308.00/hr
Asset Analysis and Recovery: Secure and move assets of Stanford
Monterrey office to Thompson and Knight Monterrey office
M MORALES
3.50 hrs.
240.00/hr
External Communications: Confer with R. Janvey, Receiver regarding
4,004.00
840.00
REDACTED
04/29/2009
R ROPER
0.20 hrs.
Receivership Administration and Enforcement: Analyze
432.00/hr
86.40
REDACTED
04/29/2009
04/29/2009
04/29/2009
J DE LA GARZA
1.50 hrs.
432.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.80 hrs.
340.00/hr
Receivership Administration and Enforcement: Review draft of answer to
notification of CNBV for the revocation of Stanford Fondos license to
conduct business as distributor of funds; provide comments regarding same
GUILLERMO URIBE
1.60 hrs.
432.00/hr
External Communications: Confer with J. Gonzales (Vice Chairman of
CNBV)
648.00
272.00
691.20
REDACTED
04/29/2009
04/29/2009
04/29/2009
04/29/2009
GUILLERMO URIBE
0.20 hrs.
External Communications: Confer regarding
432.00/hr
86.40
REDACTED
J ECKLUND
0.30 hrs.
308.00/hr
Receivership Administration and Enforcement: Meet office closing team and
begin procedures to close Denver office; supervise computer shut down and
employee access to remove personal items; supervise logistics phase of
office closing; coordinate with building management for access to freight
elevators
G MUCKLEROY
13.50 hrs.
340.00/hr
Internal Communications: Confer with J. Magee regarding REDACTED
W BANOWSKY
1.70 hrs.
488.00/hr
Receivership Administration and Enforcement: Attend case status and
strategy conference with B. Banowsky regarding
REDACTED
; prepare status report to R. Roper
REDACTED
for
; analyze Motion to Intervene filed by Stanford
Condominium Owners Association and correspond with S. Cooper regarding
92.40
4,590.00
829.60
REDACTED
04/29/2009
04/29/2009
04/29/2009
J MAGEE
1.70 hrs.
340.00/hr
Internal Communications: Confer with R. Roper regarding REDACTED
578.00
J MAGEE
0.50 hrs.
340.00/hr
Asset Analysis and Recovery: Review communications regarding meetings
with investigators; review and respond to communications regarding REDACTED
170.00
W BANOWSKY
1.00 hrs.
488.00/hr
Fee Application: Prepare and revise record of Thompson & Knight activities
on behalf of Receiver for time period 3/13/09 - 4/27/09; prepare summary of
Thompson & Knight activities at request of Baker & Botts for inclusion in
Interim Fee Application
488.00
335
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
04/29/2009
04/29/2009
Page 300 of 327
Page 28
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
P ROMBERG
8.70 hrs.
340.00/hr
Receivership Administration and Enforcement: Attend to closure of Boston
office
G FARINA
13.00 hrs.
308.00/hr
External communications: Confer with attorneys from Venezuela regarding
2,958.00
4,004.00
REDACTED
04/29/2009
M MARMOLEJO
0.50 hrs.
360.00/hr
External Communications: Confer with B. Wright at Baker Botts regarding
180.00
REDACTED
04/29/2009
04/29/2009
04/29/2009
S COLEMAN
0.30 hrs.
495.00/hr
Receivership Administration and Enforcement: Coordinate execution of new
termination agreement regarding Monterrey offices; communicate with M.
Morales and M. Martinez regarding REDACTED
M ESCALANTE
0.80 hrs.
240.00/hr
External Communications: Confer and communicate with G. Connell
regarding
REDACTED
; contact T. Leslie and K. Schlanger
regarding REDACTED
T HUDSON
0.80 hrs.
308.00/hr
External Communications: Communicate with M. Martinez regarding
148.50
192.00
246.40
REDACTED
04/29/2009
04/29/2009
04/30/2009
04/30/2009
04/30/2009
04/30/2009
04/30/2009
M ESCALANTE
0.30 hrs.
240.00/hr
Receivership Administration and Enforcement: Review documentation
REDACTED
provided by M. Morales with respect to
M ESCALANTE
1.20 hrs.
240.00/hr
Receivership Administration and Enforcement: Continue to respond to
communications regarding office closings in Baton Rouge, Zachary and
Lafayette, Louisiana; confer with landlord for Lafayette office regarding
removal of IKON printer; continue to organize documents from Louisiana
office closings
J PENN
1.30 hrs.
292.00/hr
Receivership Administration and Enforcement: Obtain final executed
termination agreement regarding Stanford's Monterrey offices, provide copy
to M. Morales, coordinate delivery of originals to T&K Monterrey Office,
and communicate with M. Martinez regarding REDACTED
M ESCALANTE
1.00 hrs.
240.00/hr
Asset Analysis and Recovery: Review video inventory provided by M.
Morales to identify furniture available for sale at Stanford's Monterrey
offices
M ESCALANTE
3.00 hrs.
240.00/hr
Asset Analysis and Recovery: Prepare final inventory of furniture available
for sale at Stanford's Monterrey offices; identify goods and assign
commercial values
M ESCALANTE
2.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Revise Stanford University's
proposed stipulation extending discovery deadlines and confer with M.
REDACTED
Winter regarding
;
correspond with J. Baum regarding
REDACTED
J MAGEE
0.70 hrs.
340.00/hr
External Communications: Confer and communicate with G. Connell
REDACTED
regarding
; confer with T.
Leslie regarding
REDACTED
72.00
288.00
379.60
240.00
720.00
480.00
238.00
336
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 301 of 327
Page 29
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
REDACTED
04/30/2009
T HUDSON
0.60 hrs.
308.00/hr
External Communications: Confer with Venezuelan attorneys regarding
184.80
REDACTED
04/30/2009
04/30/2009
04/30/2009
04/30/2009
04/30/2009
04/30/2009
04/30/2009
M MARMOLEJO
1.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Attend to closure of
Wyomissing office; respond to calls and correspondence regarding same;
travel regarding same
G FARINA
10.20 hrs.
308.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
1.70 hrs.
340.00/hr
Analysis and Advice: Review resignation of several appointed persons,
including D. Nanes, to Mexican entities positions; analyze REDACTED
GUILLERMO URIBE
1.50 hrs.
432.00/hr
Fee Application: Finalize summary of activities of Thompson & Knight on
behalf of Receiver for inclusion in Interim Fee Application
P ROMBERG
0.30 hrs.
340.00/hr
Receivership Administration and Enforcement: Continue supervising office
closing procedures; coordinate with building management for access to
freight elevators; work with CB Richard Ellis representative to coordinate
furniture liquidation and office moving
G MUCKLEROY
12.10 hrs.
340.00/hr
Analysis and Advice: Review material from Latin American investors
R ROPER
0.30 hrs.
432.00/hr
External Communications: Confer with V. Hernandez regarding
360.00
3,141.60
578.00
648.00
102.00
4,114.00
129.60
REDACTED
04/30/2009
04/30/2009
05/01/2009
05/01/2009
05/01/2009
05/01/2009
J DE LA GARZA
1.00 hrs.
432.00/hr
External Communications: Confer with V. Espindola from Stanford Group
Mexico regarding the revocation of its power of attorney for lawsuits and
REDACTED
collections, follow up with M. Martinez
; confer
REDACTED
with M. Martínez regarding
; communicate regarding the identification of the Secretary of the
Board of Directors
ALEJANDRO LANDA
1.00 hrs.
292.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
M MORALES
0.50 hrs.
240.00/hr
Travel: Return to Fort Worth, Texas from Denver, Colorado
G MUCKLEROY
5.00 hrs.
340.00/hr
Receivership Administration and Enforcement: Attend to issues related to
McLean, Virginia office
M STOCKHAM
0.20 hrs.
340.00/hr
External Communications: Communicate with R. Poppell regarding
REDACTED
; communicate with T. Leslie regarding REDACTED
G FARINA
0.90 hrs.
308.00/hr
External Communications: Correspond with J. Baum regarding
432.00
292.00
120.00
1,700.00
68.00
277.20
REDACTED
05/01/2009
J MAGEE
0.40 hrs.
340.00/hr
Analysis and Advice: Prepare lists of items to be performed regarding sale
of real estate, furniture and other equipment; review balance sheets and
136.00
337
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 302 of 327
Page 30
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
05/01/2009
inventory of holdings in Venezuela
M MARMOLEJO
2.00 hrs.
External Communications: Confer with J. Giles regarding
05/01/2009
S COLEMAN
0.20 hrs.
495.00/hr
External Communications: Correspond with T. Leslie regarding
360.00/hr
720.00
REDACTED
99.00
REDACTED
05/01/2009
K MCCREA
0.60 hrs.
308.00/hr
External Communications: Confer with D. Woolsey regarding
184.80
REDACTED
05/03/2009
05/04/2009
05/04/2009
05/04/2009
05/04/2009
05/04/2009
05/04/2009
05/04/2009
M SMITH
0.50 hrs.
340.00/hr
REDACTED
Fee Application: Analyze
M STOCKHAM
0.30 hrs.
340.00/hr
Fee Application: Analyze REDACTED
M STOCKHAM
0.20 hrs.
340.00/hr
External Communications: Confer with R. Janvey, Receiver
R ROPER
0.30 hrs.
432.00/hr
External Communications: Correspond with G. Foster regarding REDACTED
K MCCREA
0.20 hrs.
308.00/hr
Analysis and Advice: Analyze Motion and Order regarding Rejection of
Lease; correspond with J. Giles, attorney for Lessor at Riverfront Plaza,
Richmond, Virginia, regarding same
S COLEMAN
0.60 hrs.
495.00/hr
Fee Application: Analyze fee motion prepared by Baker Botts and
REDACTED
correspond with S. Ayers regarding
P ROMBERG
1.10 hrs.
340.00/hr
External Communications: Confer with V. Cabrera, J. Escudero and R.
REDACTED
Becerra regarding
M MARMOLEJO
1.20 hrs.
360.00/hr
Analysis and Advice: Review Audit of Stanford Bank prepared by Deloitte;
170.00
102.00
68.00
129.60
61.60
297.00
374.00
432.00
REDACTED
05/04/2009
M MARMOLEJO
3.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Review correspondence from
G. Rigby regarding
REDACTED
; correspond with D. Peden regarding
REDACTED
; confer with D. Peden regarding
1,260.00
REDACTED
05/04/2009
05/04/2009
05/04/2009
05/04/2009
J MAGEE
0.70 hrs.
340.00/hr
External Communications: Correspond with G. Rigby about REDACTED
J ECKLUND
0.20 hrs.
308.00/hr
Analysis and Advice: Analyze issues related to
REDACTED
REDACTED
; evaluate
T MCCORMICK
2.50 hrs.
528.00/hr
Receivership Administration and Enforcement: Review and respond to
issues related to pending litigation
W BANOWSKY
0.30 hrs.
488.00/hr
Analysis and Advice: Review Venezuela articles regarding Stanford banks;
REDACTED
communicate with M. Marmolejo regarding
; review
238.00
61.60
1,320.00
146.40
REDACTED
D WHITE
1.40 hrs.
360.00/hr
504.00
338
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/05/2009
Page 303 of 327
Page 31
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Continue preparing response
REDACTED
to Lloyds regarding
; communicate with M. Marmolejo
REDACTED
regarding
;
communicate with M. Marmolejo regarding
REDACTED
828.00
05/05/2009
D WHITE
2.30 hrs.
360.00/hr
External Communications: Confer with R. Becerra and V. Cabrera
REDACTED
regarding
M MARMOLEJO
1.50 hrs.
360.00/hr
Analysis and Advice: Continue review of Deloitte Audit report; REDACTED
360.00
05/05/2009
M MARMOLEJO
1.00 hrs.
Internal Communications: Correspond regarding
05/05/2009
360.00/hr
540.00
REDACTED
05/06/2009
K MCCREA
0.30 hrs.
308.00/hr
Analysis and Advice: Prepare memorandum and confer with R. Janvey,
Receiver regarding
REDACTED
R ROPER
0.40 hrs.
432.00/hr
Analysis and Advice: Prepare memoranda regarding REDACTED
216.00
05/06/2009
R ROPER
0.50 hrs.
432.00/hr
Internal Communications: Confer with M. Marmolejo regarding REDACTED
R ROPER
0.40 hrs.
Analysis and Advice: Prepare memorandum regarding
172.80
05/06/2009
05/06/2009
R ROPER
0.30 hrs.
External Communications: Confer with R. Ortiz regarding
05/06/2009
05/06/2009
05/06/2009
05/06/2009
05/06/2009
432.00/hr
92.40
172.80
REDACTED
432.00/hr
129.60
REDACTED
GUILLERMO URIBE
0.30 hrs.
432.00/hr
Receivership Administration and Enforcement: Meet with M. Escalante
regarding REDACTED
129.60
GUILLERMO URIBE
1.00 hrs.
Internal Communications: Meet with L. Palma regarding
432.00
432.00/hr
REDACTED
GUILLERMO URIBE
1.00 hrs.
432.00/hr
External Communications: Follow up with D. Nanes regarding
REDACTED
; plan meeting with vendors to begin negotiations
GUILLERMO URIBE
0.10 hrs.
432.00/hr
External Communications: Reschedule meeting with CNBV to discuss
432.00
43.20
REDACTED
05/06/2009
GUILLERMO URIBE
0.10 hrs.
432.00/hr
External Communications: Participate in strategy discussion with Venezuela
attorneys V. Cabrera and J. Escudero regarding REDACTED
M MARMOLEJO
0.50 hrs.
360.00/hr
External Communications: Various correspondence with T. Leslie, G.
Muckleroy, and CB Richard Ellis personnel regarding REDACTED
180.00
05/06/2009
J ECKLUND
0.30 hrs.
308.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.30 hrs.
340.00/hr
92.40
05/06/2009
43.20
102.00
339
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/06/2009
05/06/2009
Page 304 of 327
Page 32
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Internal Communications: Confer with R. Roper regarding REDACTED
T MCCORMICK
0.50 hrs.
528.00/hr
Internal Communications: Communicate with M. Morales regarding
264.00
REDACTED
05/06/2009
05/06/2009
05/06/2009
05/06/2009
05/06/2009
05/06/2009
05/06/2009
05/07/2009
05/07/2009
05/07/2009
05/07/2009
05/07/2009
05/07/2009
05/07/2009
05/07/2009
M ESCALANTE
0.30 hrs.
240.00/hr
Asset Analysis and Recovery: Attend to repair of vehicle owned by Stanford
M ESCALANTE
1.50 hrs.
240.00/hr
Internal Communications: Attend meeting at Stanford office regarding
pending matters, including Monterrey office appraisal, vehicle repair,
Acapulco (horse), Lerma warehouse and stored furniture
M ESCALANTE
2.00 hrs.
240.00/hr
Internal Communications: Meet with G. Uribe regarding pending matters,
including Monterrey office appraisal, vehicle repair, Acapulco (horse),
Lerma warehouse and stored furniture
M ESCALANTE
1.00 hrs.
240.00/hr
Analysis and Advice: Analyze documentation provided by A. Ceron
regarding REDACTED
M ESCALANTE
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Confer with M. Marmolejo
REDACTED
regarding
; review letters;
revise letter to underwriters regarding recent events; confer with M.
Stockham regarding REDACTED
D WHITE
0.80 hrs.
360.00/hr
External Communications: Communicate with J. Ruelas regarding REDACTED
L PALMA
0.20 hrs.
240.00/hr
Receivership Administration and Enforcement: Calculate settlement and
prepare releases for J. Ruelas and E. Gonzalez
L PALMA
1.00 hrs.
240.00/hr
External Communications: Communicate with J. Ruelas and E. Gonzalez
regarding REDACTED
L PALMA
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Review communications
REDACTED
from M. Marmolejo regarding
;
review attachments; review letter to interveners
D WHITE
0.60 hrs.
360.00/hr
Receivership Administration and Enforcement: Confer with M. Escalante
REDACTED
regarding
; review terms and
conditions of engagements
GUILLERMO URIBE
0.50 hrs.
432.00/hr
External Communications: Confer with A. Pieza (Stanford Fondos vendor)
regarding outstanding account
GUILLERMO URIBE
0.60 hrs.
432.00/hr
Analysis and Advice: Analyze
REDACTED
;
REDACTED
evaluate
GUILLERMO URIBE
0.80 hrs.
432.00/hr
Asset Analysis and Recovery: Obtain bid from appraisers for IT equipment
and Monterrey office furniture
M ESCALANTE
2.50 hrs.
240.00/hr
Asset Analysis and Recovery: Review document from M. Martinez
regarding REDACTED
M ESCALANTE
1.00 hrs.
240.00/hr
Asset Analysis and Recovery: Meet with G. Martinez, F. Velasco and J.
Villareal at Stanford office to REDACTED
72.00
360.00
480.00
240.00
192.00
288.00
48.00
240.00
120.00
216.00
216.00
259.20
345.60
600.00
240.00
340
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
THOMPSON & KNIGHT
LLP
05/07/2009
05/07/2009
05/07/2009
Page 305 of 327
Page 33
June 30, 2009
Invoice 41295125
M ESCALANTE
2.00 hrs.
240.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.70 hrs.
340.00/hr
Asset Analysis and Review: Review various accounts of Stanford Bank of
Panama
R ROPER
0.50 hrs.
432.00/hr
External Communications: Communicate with S. Cooper regarding
480.00
238.00
216.00
REDACTED
102.00
05/07/2009
J MAGEE
0.30 hrs.
340.00/hr
External Communications: Correspond with G. Rigby, M. Winter, and M.
Coveler regarding REDACTED
J ECKLUND
0.20 hrs.
308.00/hr
External Communications: Confer with V. Cabrera regarding REDACTED
M MARMOLEJO
0.30 hrs.
360.00/hr
Internal Communications: Confer with R. Roper and D. White regarding
108.00
05/07/2009
05/07/2009
61.60
REDACTED
05/07/2009
05/07/2009
05/08/2009
M MARMOLEJO
0.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Review newspaper articles
pertaining to sale of Stanford Bank Venezuela
M MARMOLEJO
1.50 hrs.
360.00/hr
External Communications: Speak with P. Pelletier, Department of Justice
Fraud Section, regarding Stanford Bank of Panama assets
R ROPER
0.50 hrs.
432.00/hr
External Communications: Correspond with T. Leslie regarding
180.00
540.00
216.00
REDACTED
05/08/2009
K MCCREA
0.20 hrs.
308.00/hr
Analysis and Advice: Review newspaper articles regarding sale of
Venezuelan bank; forward copies and provide update D. White, B.
Banowsky, and R. Roper
M MARMOLEJO
2.50 hrs.
360.00/hr
Internal Communications: Meet with G. Uribe regarding REDACTED
05/08/2009
ALEJANDRO LANDA
4.50 hrs.
292.00/hr
External Communication: Correspond with K. Schlanger regarding
05/08/2009
61.60
900.00
1,314.00
REDACTED
05/08/2009
J GRAVES
0.20 hrs.
168.00/hr
Receivership Administration and Enforcement: Assert damage control,
follow up and act regarding funds wired from a Panama bank account in the
UK to the Receiver; coordinate the return of funds and communications with
Panama Regulator to avoid conflict
J DE LA GARZA
2.50 hrs.
432.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.90 hrs.
340.00/hr
External Communications: Confer with B. Stutts regarding REDACTED
05/08/2009
R ROPER
0.20 hrs.
432.00/hr
Internal Communications: Confer with J. de la Garza regarding REDACTED
05/08/2009
05/08/2009
05/08/2009
R ROPER
0.30 hrs.
432.00/hr
External Communications: Confer with R. Janvey, Receiver and counsel for
the Receiver, Baker Botts, regarding REDACTED
33.60
1,080.00
306.00
86.40
129.60
341
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
THOMPSON & KNIGHT
LLP
Page 306 of 327
Page 34
June 30, 2009
Invoice 41295125
REDACTED
05/08/2009
05/08/2009
05/08/2009
R ROPER
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Attend inspection of Lerma;
prepare inventory
M ESCALANTE
4.50 hrs.
240.00/hr
Internal Communications: Review appraisal of Monterrey office furniture;
communicate with M. Morales regarding REDACTED
M ESCALANTE
1.50 hrs.
240.00/hr
REDACTED
Internal Communications: Meet with A. Landa to
; prepare plans of action for Stanford Fondos, Stanford Grupo and
Sociedades de Inversión REDACTED
86.40
1,080.00
360.00
GUILLERMO URIBE
4.50 hrs.
432.00/hr
Asset Analysis and Recovery: Review and respond to correspondence
regarding bank assets
W BANOWSKY
0.20 hrs.
488.00/hr
Receivership Administration and Enforcement: Communicate with M.
Marmolejo regarding REDACTED
; review January audit of Venezuela bank;
communicate with R. Roper, B. Banowsky, and M. Stockham regarding
REDACTED
; review response; revise letter to Lloyds
D WHITE
1.30 hrs.
360.00/hr
REDACTED
External Communications: Meet with appraiser regarding
1,944.00
720.00
05/11/2009
M MORALES
3.00 hrs.
240.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.20 hrs.
340.00/hr
Receivership Administration and Enforcement: Respond to communications
from Panama Regulator; follow up on transfer of funds back to Panama
J DE LA GARZA
1.00 hrs.
432.00/hr
External Communications: Meet with M. Escalante regarding REDACTED
GUILLERMO URIBE
1.00 hrs.
432.00/hr
External Communications: Confer with C. Adams regarding REDACTED
432.00
05/11/2009
R ROPER
0.30 hrs.
432.00/hr
External Communications: Meeting with Messrs. Janvey, Cialoni, Sadler
and Examiner, Mr. Little, regarding REDACTED
R ROPER
1.20 hrs.
432.00/hr
Analysis and Advice: Review response to motion to intervene and prepare
129.60
05/08/2009
05/08/2009
05/09/2009
05/10/2009
05/10/2009
05/11/2009
05/11/2009
97.60
468.00
68.00
432.00
518.40
REDACTED
05/11/2009
05/11/2009
05/11/2009
05/11/2009
R ROPER
0.40 hrs.
432.00/hr
External Communications: Participate in conference call with R. Roper and
C. Adams; prepare correspondence responding to FBI request; correspond
with G. Rigby regarding REDACTED
J ECKLUND
0.70 hrs.
308.00/hr
Fee Application: Attend to issues related to Thompson & Knight fee
application and prepare materials and report related to same
M STOCKHAM
0.70 hrs.
340.00/hr
Receivership Administration and Enforcement: Attend to issues related to A.
Stanford promissory notes
M STOCKHAM
0.90 hrs.
340.00/hr
External Communications: Confer with J. Gonzales regarding REDACTED
172.80
215.60
238.00
306.00
342
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/11/2009
05/11/2009
Page 307 of 327
Page 35
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
GUILLERMO URIBE
1.40 hrs.
432.00/hr
Analysis and Advice: Review response filed with CNBV by R. Ortiz in
connection with the revocation of the authorization of Stanford Fondos
ALEJANDRO LANDA
1.50 hrs.
292.00/hr
Receivership Administration and Enforcement: Prepare for meeting with R.
Ortiz regarding
604.80
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
External Communications: Follow up with M. Martinez regarding
146.00
438.00
REDACTED
05/11/2009
REDACTED
05/11/2009
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
External Communications: Correspond with G. Connell regarding
146.00
REDACTED
05/11/2009
K MCCREA
Analysis and Advice: Review
0.20 hrs.
308.00/hr
05/11/2009
M MARMOLEJO
1.50 hrs.
360.00/hr
External Communications: Confer with Venezuelan attorneys regarding
61.60
REDACTED
540.00
REDACTED
05/11/2009
M MARMOLEJO
0.50 hrs.
360.00/hr
External Communications: Confer with R. Becerra regarding
180.00
REDACTED
05/11/2009
05/11/2009
05/11/2009
05/11/2009
05/11/2009
05/11/2009
05/11/2009
05/11/2009
M MARMOLEJO
1.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Review B. Banowsky
REDACTED
correspondence regarding
and correspond with S. Cooper
REDACTED
regarding same; confer with B. Banowsky regarding
J MAGEE
0.80 hrs.
340.00/hr
Receivership Administration and Enforcement: Review correspondence form
REDACTED
G. Rigby and confer with J. Ecklund regarding
J MAGEE
0.30 hrs.
340.00/hr
Receivership Administration and Enforcement: Attend to Ecuador situation
REDACTED
regarding
J DE LA GARZA
1.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Correspond with M.
REDACTED
Marmolejo regarding
; correspond with B.
REDACTED
Banowsky regarding
; review WSJ article on sale of bank; revise
letter to underwriters with additional attachments regarding recent events;
confer with R. Roper regarding REDACTED
D WHITE
2.80 hrs.
360.00/hr
Internal Communications: Meet with G. Uribe regarding
REDACTED
(Monterrey),
Acapulco (horse), and Stanford owned vehicle
M ESCALANTE
1.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Review documentation
REDACTED
provided by M. Morales; communicate regarding
M ESCALANTE
3.00 hrs.
240.00/hr
External Communications: Meet with G. Martinez, J. Villareal and F.
REDACTED
Velasco regarding
M ESCALANTE
2.00 hrs.
240.00/hr
Asset Analysis and Recovery: Confer with M. Stockham regarding
360.00
272.00
102.00
648.00
1,008.00
360.00
720.00
480.00
REDACTED
W BANOWSKY
0.30 hrs.
488.00/hr
146.40
343
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/11/2009
Page 308 of 327
Page 36
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Confer with M. Myers
REDACTED
regarding
; review correspondence regarding
REDACTED
05/11/2009
05/12/2009
05/12/2009
05/12/2009
05/12/2009
05/12/2009
J PENN
0.20 hrs.
Legal Research: Analyze cases regarding REDACTED
292.00/hr
J SNOW
0.80 hrs.
240.00/hr
Analysis and Advice: Review corporate documents for Venezuela and
correspond with M. Marmolejo regarding REDACTED
M TITENS
0.20 hrs.
488.00/hr
Analysis and Advice: Review REDACTED
as requested by I. Rivera
GUILLERMO URIBE
0.50 hrs.
432.00/hr
External Communications: Confer with A. Guindi and A. Lozano (Floor 6
and 7 lessors); meet with G. Martinez regarding REDACTED
M ESCALANTE
1.50 hrs.
240.00/hr
External Communications: Meet with possible buyer of Stanford-owned
vehicle
M ESCALANTE
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Attend to Panamanian
process; coordinate with Gamboa and R. Hernández; coordinate with V.
REDACTED
Hernandez
; follow up with R. Roper
58.40
192.00
97.60
216.00
360.00
120.00
REDACTED
05/12/2009
05/12/2009
J DE LA GARZA
2.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Confer with R. Roper and J.
REDACTED
Ecklund regarding
, obtain case
files and information from G. Rigby and strategize regarding REDACTED
864.00
J MAGEE
0.60 hrs.
340.00/hr
Receivership Administration and Enforcement: Review and revise Meeting
of Members and Sole Management Resolution documents
204.00
REDACTED
05/12/2009
M MARMOLEJO
3.00 hrs.
360.00/hr
External Communications: Confer with V. Cabrera regarding
1,080.00
REDACTED
05/12/2009
M MARMOLEJO
1.00 hrs.
360.00/hr
External Communications: Correspond with G. Rigby and M. Coveler
REDACTED
regarding
; confer regarding
360.00
REDACTED
05/12/2009
J ECKLUND
0.70 hrs.
308.00/hr
External Communications: Respond to correspondence regarding REDACTED
308.00/hr
92.40
GUILLERMO URIBE
2.70 hrs.
432.00/hr
External Communications: Confer with D. Nanes regarding REDACTED
1,166.40
05/12/2009
05/12/2009
GUILLERMO URIBE
0.30 hrs.
External Communications: Confer with R. Ortiz regarding
05/12/2009
K MCCREA
0.30 hrs.
Analysis and Advice:: Coordinate with CNBV REDACTED
; review and finalize
215.60
REDACTED
432.00/hr
129.60
REDACTED
344
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 309 of 327
Page 37
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
REDACTED
05/12/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
External Communications: Confer with J. Gonzalez, Vice Chairman of
CNBV regarding
216.00
GUILLERMO URIBE
0.30 hrs.
Internal Communications: Confer with G. Uribe regarding
129.60
REDACTED
05/12/2009
05/12/2009
05/12/2009
05/12/2009
432.00/hr
REDACTED
R ROPER
0.30 hrs.
432.00/hr
External Communications: Meet with I. Rivera, Commissioner of Stanford
Fondos regarding pending Annual Shareholders Meeting
GUILLERMO URIBE
1.00 hrs.
432.00/hr
Written Motions and Pleadings: Prepare new response to request of CNBV
regarding revocation of authorization of Stanford Fondos
ALEJANDRO LANDA
4.20 hrs.
292.00/hr
External Communications: Confer with C. Adams and M. Lovett regarding
129.60
432.00
1,226.40
REDACTED
05/12/2009
R ROPER
0.20 hrs.
432.00/hr
External Communications: Confer with A. Gonzalez, CNBV, regarding
86.40
REDACTED
172.80
05/13/2009
R ROPER
0.40 hrs.
432.00/hr
External Communications: Confer with Mexican investor, at the request of
the CNBV
R ROPER
0.30 hrs.
432.00/hr
External Communications: Confer with Mexican investor, at the request of
the CNBV
R ROPER
0.20 hrs.
432.00/hr
External Communications: Confer with Mexican investor, at the request of
the CNBV
R ROPER
0.20 hrs.
432.00/hr
External Communications: Confer with Mexican investor, at the request of
the CNBV
R ROPER
0.20 hrs.
432.00/hr
External Communications: Confer with Mexican investor, at the request of
the CNBV
R ROPER
0.30 hrs.
432.00/hr
External Communications: Confer with Mexican investor, at the request of
the CNBV
R ROPER
0.30 hrs.
432.00/hr
External Communications: Prepare and send correspondence to Mexican
investors at the request of the CNBV
R ROPER
0.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Attend to issues related to
budget requests
M STOCKHAM
0.40 hrs.
340.00/hr
Internal Communications: Meet with G. Uribe REDACTED
L PALMA
1.00 hrs.
Internal Communications: Meet with L. Palma to discuss
240.00
05/13/2009
05/12/2009
05/12/2009
05/12/2009
05/12/2009
05/12/2009
05/12/2009
05/12/2009
05/13/2009
05/13/2009
05/13/2009
240.00/hr
129.60
86.40
86.40
86.40
129.60
129.60
216.00
136.00
REDACTED
GUILLERMO URIBE
1.20 hrs.
432.00/hr
External Communications: Correspond with C. Collier of Little Rock office
J ECKLUND
0.20 hrs.
308.00/hr
External Communications: Confer with M. Martinez regarding REDACTED
518.40
61.60
345
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 310 of 327
Page 38
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
REDACTED
05/13/2009
05/13/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Meet with M. Martinez
REDACTED
regarding
; meet M.
Martinez, A. Gay, G. Uribe, and M. Escalante in connection with
REDACTED
;
review files of Stanford Fondos and Stanford Group Mexico in connection
with the above
ALEJANDRO LANDA
4.60 hrs.
292.00/hr
Receivership Administration and Enforcement: Prepare
86.40
1,343.20
REDACTED
05/13/2009
ALEJANDRO LANDA
1.60 hrs.
External Communications: Communicate with E. Ayala
292.00/hr
467.20
REDACTED
05/13/2009
05/13/2009
05/13/2009
ALEJANDRO LANDA
0.60 hrs.
292.00/hr
Receivership Administration and Enforcement: Meet with M. Martinez at
Stanford Fondos regarding execution of corporate books of Stanford Fondos;
meet with M. Martinez, A. Gay, G. Uribe, and A. Landa regarding
REDACTED
;
review files of Stanford Fondos and Stanford Group Mexico in connection
with same
M ESCALANTE
4.60 hrs.
240.00/hr
Asset Analysis and Recovery: Inspect Stanford-owned vehicle and confirm
storage arrangements for same
M ESCALANTE
1.60 hrs.
240.00/hr
External Communications: Meet with M. Martinez regarding
175.20
1,104.00
384.00
REDACTED
05/13/2009
GUILLERMO URIBE
1.50 hrs.
External Communications: Meet with R. Ortiz regarding
432.00/hr
648.00
GUILLERMO URIBE
1.30 hrs.
432.00/hr
External Communications: Meet with M. Martinez in connection with
561.60
REDACTED
05/13/2009
REDACTED
05/13/2009
GUILLERMO URIBE
2.30 hrs.
432.00/hr
Asset Analysis and Recovery: Review communications from Venezuelan
attorneys detailing
993.60
M MARMOLEJO
Internal Communications: Review
540.00
REDACTED
05/13/2009
05/13/2009
05/13/2009
1.50 hrs.
360.00/hr
REDACTED
M MARMOLEJO
0.50 hrs.
360.00/hr
External Communications: Meet with M. Martinez regarding
REDACTED
; meet with M. Martinez, A. Landa,
G. Uribe, and M. Escalante in connection with
REDACTED
; review files of Stanford
Fondos and Stanford Group Mexico in connection with the same
A GAY
4.50 hrs.
240.00/hr
Asset Analysis and Recovery: Meet with M. Escalante and inspect the
Stanford-owned vehicle and storage area in T&K offices pending future sale
of the vehicle
A GAY
1.40 hrs.
240.00/hr
180.00
1,080.00
336.00
346
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/13/2009
Page 311 of 327
Page 39
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Attend to Panamanian
process; coordinate with Gamboa and R. Hernández; coordinate with V.
REDACTED
Hernandez on
; follow up with R. Roper on
REDACTED
05/13/2009
J DE LA GARZA
2.00 hrs.
432.00/hr
External Communications: Speak with M. Morales regarding
864.00
REDACTED
05/13/2009
05/14/2009
05/14/2009
05/14/2009
M ESCALANTE
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Prepare releases regarding
five agents
L PALMA
1.50 hrs.
240.00/hr
Internal Communications: Meet with G. Uribe regarding
REDACTED
: Acapulco (horse) and Stanford-owned vehicle
M ESCALANTE
1.30 hrs.
240.00/hr
External Communications: Provide information, photos and videos to
possible buyers of Acapulco (horse) and Stanford-owned vehicle
M ESCALANTE
1.00 hrs.
240.00/hr
External Communications: Confer with counsel for the Receiver regarding
120.00
360.00
312.00
240.00
REDACTED
05/14/2009
R ROPER
0.20 hrs.
432.00/hr
Analysis and Advice: Review and comment on documents relating to
86.40
REDACTED
05/14/2009
M TITENS
0.40 hrs.
488.00/hr
Receivership Administration and Enforcement: Attend to Panamanian
process; coordinate with Gamboa and R. Hernández; coordinate with V.
REDACTED
Hernandez
; follow up with R. Roper on
195.20
REDACTED
05/14/2009
05/14/2009
05/14/2009
05/14/2009
05/14/2009
05/14/2009
J DE LA GARZA
2.00 hrs.
432.00/hr
Fee Application: Analyze and prepare information regarding Thompson &
Knight activities on behalf of Receiver from 4/12/- 5/12 for inclusion in
motion for fees
P ROMBERG
0.90 hrs.
340.00/hr
External Communications: Participate in conference call with officers of the
Public Registry of Commerce of Mexico City for the review of the missing
commercial record of Stanford Group Mexico and possible actions to be
taken regarding requirement for liquidation and corporate update
ALEJANDRO LANDA
1.20 hrs.
292.00/hr
External Communications: Participate in conference call with several
Members of the Board of Stanford Fondos in order to obtain their signature
on the share certificates of Stanford Fondos
ALEJANDRO LANDA
1.50 hrs.
292.00/hr
External Communications: Meet with L. Rubio, possible buyer of IT assets
and vehicle owned by Stanford
ALEJANDRO LANDA
1.00 hrs.
292.00/hr
External Communications: Correspond with E. Rollins of Jackson office
J ECKLUND
0.20 hrs.
308.00/hr
Asset Analysis and Recovery: Confer with E. Gonzalez regarding
864.00
306.00
350.40
438.00
292.00
61.60
REDACTED
05/14/2009
05/15/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Prepare settlement letter and
resignation letter for 5 agents in Mexican offices
L PALMA
1.50 hrs.
240.00/hr
External Communications: Communicate with officers of the Public
86.40
360.00
347
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/15/2009
05/15/2009
05/15/2009
Page 312 of 327
Page 40
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Property and Commerce Registry regarding the requirements for folio
replacement and drafting of petition
C ZALDIVAR
0.80 hrs.
130.00/hr
Receivership Administration and Enforcement: Evaluate issues related to
REDACTED
; review order from
Judge Godbey allowing Chapter 15
M STOCKHAM
0.70 hrs.
340.00/hr
Receivership Administration and Enforcement: Obtain apostilles for
documents to be sent to Venezuela
D DUNCAN
0.80 hrs.
328.50/hr
External Communications: Visit the Public Registry of Commerce regarding
104.00
238.00
262.80
REDACTED
05/15/2009
05/15/2009
05/15/2009
05/15/2009
05/15/2009
05/15/2009
05/15/2009
05/15/2009
ALEJANDRO LANDA
1.50 hrs.
292.00/hr
External Communications: Meet with officers of the Public Registry of
Commerce regarding steps to be taken in order to update the Commercial
Record of Stanford Group Mexico
ALEJANDRO LANDA
1.50 hrs.
292.00/hr
Analysis and Advice: Review records of Stanford Group Mexico inside the
Public Registry of Commerce regarding missing records; review procedure
for replacement of records
ALEJANDRO LANDA
2.50 hrs.
292.00/hr
Receivership Administration and Enforcement: Prepare correspondence to
counsel for Stanford University regarding submission of proposed settlement
agreement and notify of intent to file stay documents if agreement is not
submitted; review current docketed deadlines and confer with J. Ecklund
regarding REDACTED
J MAGEE
0.60 hrs.
340.00/hr
Asset Analysis and Recovery: Review and revise correspondence to
Ministry of Finances and Board of Interveners regarding sale of Stanford
Bank Venezuela, and provide update to R. Roper and D. White
M MARMOLEJO
2.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Review status reports on
pending litigation; review and respond to questions regarding same
W BANOWSKY
0.30 hrs.
488.00/hr
External Communications: Correspond with C. Collier, formerly of Stanford
Little Rock
J ECKLUND
0.20 hrs.
308.00/hr
Internal Communications: Confer with Ralph Janvey regarding REDACTED
R ROPER
0.20 hrs.
432.00/hr
Asset Analysis and Recovery: Review relevant correspondence and material
from Stanford Bank of Panama and prepare letter for Receiver regarding
438.00
438.00
730.00
204.00
720.00
146.40
61.60
86.40
REDACTED
259.20
05/15/2009
R ROPER
0.60 hrs.
432.00/hr
External Communications: Confer with D. Nanes regarding REDACTED
GUILLERMO URIBE
1.10 hrs.
External Communications: Confer with R. Ortiz regarding
475.20
05/15/2009
05/15/2009
GUILLERMO URIBE
0.70 hrs.
External Communications: Speak with E. Ayala to
432.00/hr
REDACTED
432.00/hr
302.40
REDACTED
348
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 313 of 327
Page 41
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
05/16/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
External Communications: Meet with 5 agents of Mexican offices to pay
settlement
L PALMA
1.50 hrs.
240.00/hr
Asset Analysis and Recovery: Prepare documentation and videos to be
provided to the Public Property and Commerce Registry for the execution of
an appraisal
M ESCALANTE
1.80 hrs.
240.00/hr
Internal Communications: Correspond with M. Marmolejo regarding
REDACTED
; review press information on sale of
bank; review letter to interveners
D WHITE
0.60 hrs.
360.00/hr
Receivership Administration and Enforcement: Prepare asset inventory of
Stanford Monterrey office
J VILLAREAL
1.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Evaluate issues related to
05/16/2009
M STOCKHAM
0.20 hrs.
340.00/hr
External Communications: Confer with B. Stutts regarding
05/15/2009
05/15/2009
05/15/2009
05/15/2009
216.00
360.00
432.00
216.00
100.00
REDACTED
68.00
REDACTED
05/18/2009
05/18/2009
05/18/2009
05/18/2009
05/18/2009
05/18/2009
R ROPER
0.20 hrs.
432.00/hr
External Communications: Confer with V. Cabrera and R. Becerra
REDACTED
regarding
; review correspondence
M MARMOLEJO
1.00 hrs.
360.00/hr
External Communications: Meet with A. Guindi and M. Escalante to deliver
documents regarding closing of 6th Floor office
GUILLERMO URIBE
1.00 hrs.
432.00/hr
External Communications: Meet with M. Cababie regarding
REDACTED
, and request agreement executed
by D. Nanes
GUILLERMO URIBE
0.70 hrs.
432.00/hr
Analysis and Advice: Analyze corporate books of Stanford Fondos and
issue share certificate of Stanford Fondos in order to provide instructions to
notary public for the notarization of the shareholders agreement
GUILLERMO URIBE
1.50 hrs.
432.00/hr
External Communications: Confer with Notary Public to provide
instructions for notarization of shareholders meeting of Stanford Fondos
granting powers of attorney
GUILLERMO URIBE
0.20 hrs.
432.00/hr
External Communications: Confer with J. Gonzalez regarding
86.40
360.00
432.00
302.40
648.00
86.40
REDACTED
05/18/2009
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Internal Communications: Meet with A. Landa and A. Gay regarding
216.00
REDACTED
05/18/2009
05/18/2009
GUILLERMO URIBE
1.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Follow up on notarization
and execution of public deeds for the revocation of powers of attorney of
Stanford Fondos
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
Receivership Administration and Enforcement: Meet with G. Uribe and A.
Gay in connection with REDACTED
648.00
146.00
349
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/18/2009
05/18/2009
Page 314 of 327
Page 42
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
ALEJANDRO LANDA
1.50 hrs.
292.00/hr
Receivership Administration and Enforcement: Modify response writ for the
CNBV for execution by an T&K attorney-in-fact regarding denial by R.
Ortiz to sign an acceptable response to the authority
ALEJANDRO LANDA
1.60 hrs.
292.00/hr
Receivership Administration and Enforcement: Meet with G. Uribe and A.
Landa
438.00
A GAY
1.50 hrs.
240.00/hr
REDACTED
Legal Research: Research
, review
pleadings regarding motions to amend receivership order, and prepare
REDACTED
memorandum
M REED
9.50 hrs.
292.00/hr
Fee Application: Prepare record of activities of Thompson & Knight on
behalf of the Receiver from 2/13 through 4/17
P ROMBERG
0.30 hrs.
340.00/hr
Receivership Administration and Enforcement: Multiple emails with M.
Winter, counsel for Stanford University; confer with J. Ecklund regarding
REDACTED
; correspond with M. Winter
regarding
and review University's proposed settlement agreement and
comment on same
J MAGEE
2.20 hrs.
340.00/hr
External Communications: Meet with A. Guindi and M. Cababie, owners of
Mexico City offices at floors 6 and 7, regarding lease issues
M ESCALANTE
1.00 hrs.
240.00/hr
External Communications: Meet with M. Martinez regarding
360.00
467.20
REDACTED
05/18/2009
05/18/2009
05/18/2009
2,774.00
102.00
REDACTED
05/18/2009
05/18/2009
748.00
240.00
REDACTED
05/19/2009
M ESCALANTE
1.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Confer with R. Roper
REDACTED
regarding
; confer with M.
Stockham regarding
; review and respond to communications regarding
issues
W BANOWSKY
0.80 hrs.
488.00/hr
Internal Communications: Correspond with team attorneys regarding
240.00
REDACTED
05/19/2009
390.40
REDACTED
; correspond with M. Winter regarding
;
REDACTED
confer with R. Roper and J. Ecklund regarding
05/19/2009
05/19/2009
05/19/2009
REDACTED
J MAGEE
0.70 hrs.
340.00/hr
Legal Research: Participate in status teleconference; review and analyze
REDACTED
; continue preparing
memorandum regarding REDACTED
M REED
6.10 hrs.
292.00/hr
Receivership Administration and Enforcement: Review proposed settlement
agreement with Stanford University, correspond with J. Magee and M.
Winter regarding REDACTED
J ECKLUND
0.50 hrs.
308.00/hr
Internal Communications: Confer with R. Campbell regarding
238.00
1,781.20
154.00
REDACTED
05/19/2009
05/19/2009
R ROPER
0.40 hrs.
432.00/hr
Internal Communications: Confer with M. Reed regarding REDACTED
R ROPER
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Review amendment to
172.80
86.40
350
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/19/2009
Page 315 of 327
Page 43
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
response writ for the CNBV for execution by a T&K attorney-in-fact
regarding refusal of R. Ortiz to sign an acceptable response to the authority
A GAY
1.10 hrs.
240.00/hr
Receivership Administration and Enforcement: Communicate with Notary
Public A. Zermeño regarding the notarization of General Ordinary
Shareholders' Meeting of Stanford Fondos; meet with G. Uribe and A. Landa
in connection with
264.00
REDACTED
05/19/2009
05/19/2009
05/19/2009
A GAY
3.20 hrs.
240.00/hr
Asset Analysis and Recovery: Visit Stanford Group Mexico storage
facilities located in Toluca regarding inventory of assets
ALEJANDRO LANDA
1.20 hrs.
292.00/hr
Asset Analysis and Recovery: Prepare inventory of assets located in
Stanford Group Mexico storage facilities located in Toluca
ALEJANDRO LANDA
5.10 hrs.
292.00/hr
Receivership Administration and Enforcement: Review availability of
REDACTED
monies to determine
; follow up with D. Nanes regarding
768.00
350.40
1,489.20
REDACTED
05/19/2009
05/19/2009
GUILLERMO URIBE
1.70 hrs.
432.00/hr
External Communications: Confer with I. Rivera (SF commissary)
regarding the publication necessary to call an Annual Shareholders Meeting
of Stanford Fondos and Sociedades de Inversión
GUILLERMO URIBE
0.30 hrs.
432.00/hr
Receivership Administration and Enforcement: Evaluate issues related to
REDACTED
; confer with Baker Botts's personnel
734.40
129.60
REDACTED
05/19/2009
05/19/2009
05/19/2009
05/19/2009
05/20/2009
M STOCKHAM
1.40 hrs.
340.00/hr
Asset Analysis and Recovery: Review and revise demand letter to board of
interveners and BNC regarding payments of accounts and return of
equipment owned by Stanford Corporate Services
M MARMOLEJO
1.50 hrs.
360.00/hr
External Communications: Correspond with G. Rigby, M. Coveler, and C.
Collier regarding REDACTED
J ECKLUND
0.40 hrs.
308.00/hr
REDACTED
Analysis and Advice: Confer with R. Roper regarding
; confer with M. Reed regarding same; review memorandum of law
regarding REDACTED
R CAMPBELL
0.80 hrs.
528.00/hr
Asset Analysis and Recovery: Prepare inventory for appraisal of assets
located in storage of Stanford Group Mexico
M ESCALANTE
6.00 hrs.
240.00/hr
Asset Analysis and Recovery: Communicate with M. Morales regarding
476.00
540.00
123.20
422.40
1,440.00
REDACTED
05/20/2009
05/20/2009
M ESCALANTE
0.30 hrs.
240.00/hr
Receivership Administration and Enforcement: Review preliminary
appraisals delivered by Public Corridor regarding IT equipment
M ESCALANTE
2.40 hrs.
240.00/hr
Internal Communications: Communicate with M. Marmolejo regarding
72.00
576.00
REDACTED
05/20/2009
; review materials
D WHITE
0.70 hrs.
360.00/hr
Receivership Administration and Enforcement: Review joint stipulations in
252.00
351
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/20/2009
Page 316 of 327
Page 44
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Stanford University case and correspond with M. Winter regarding REDACTED
J ECKLUND
0.40 hrs.
308.00/hr
Internal Communications: Meet with G. Uribe
123.20
REDACTED
05/20/2009
05/20/2009
05/20/2009
05/20/2009
M ESCALANTE
1.70 hrs.
Asset Analysis and Recovery: Confer with C. Morton
240.00/hr
408.00
REDACTED
GUILLERMO URIBE
0.40 hrs.
432.00/hr
External Communications: Confer with government official regarding
communicating with Ecuadorian government officials
R ROPER
0.20 hrs.
432.00/hr
External Communications: Confer with SEC officials and B. Stutts
regarding strategy for obtaining monies from Latin America and Europe, and
respond to inquiries from Latin American countries
R ROPER
0.80 hrs.
432.00/hr
Internal Communications: Meet with M. Escalante
172.80
86.40
345.60
REDACTED
05/20/2009
05/20/2009
05/20/2009
GUILLERMO URIBE
1.70 hrs.
432.00/hr
External Communications: Confer with D. Nanes regarding
REDACTED
; follow up with board
members
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Review public deed sent by
A. Zermeño, Notary Public 5 of Mexico City, regarding authentication of the
General Ordinary Shareholders' Meeting of Stanford Fondos
A GAY
1.60 hrs.
240.00/hr
Internal Communications: Confer with V. Hernandez regarding
734.40
216.00
384.00
REDACTED
172.80
05/20/2009
R ROPER
0.40 hrs.
432.00/hr
Asset Analysis and Recovery: Review offers for purchase of furniture and
liquidation and payment of employee trusts; review previous judgments and
releases executed by former employees
M MARMOLEJO
1.50 hrs.
360.00/hr
Legal Research: Research REDACTED
M REED
1.00 hrs.
292.00/hr
Legal Research: Continue preparing memorandum regarding REDACTED
292.00
05/21/2009
05/20/2009
05/21/2009
05/21/2009
05/21/2009
05/21/2009
M REED
6.00 hrs.
292.00/hr
External Communications: Confer with A. Quiroz (Galerías Lopez Morton)
regarding REDACTED
GUILLERMO URIBE
0.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Obtain apostille of
documents to send to Venezuela
D DUNCAN
0.50 hrs.
328.50/hr
Receivership Administration and Enforcement: Review corporate status of
Stanford Group Mexico and Stanford Fondos Funds in order to determine
date for termination; meet with G. Uribe REDACTED
A GAY
6.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Follow up with D. Nanes
regarding REDACTED
GUILLERMO URIBE
0.20 hrs.
432.00/hr
540.00
1,752.00
216.00
164.25
1,440.00
86.40
352
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/21/2009
05/21/2009
05/21/2009
05/21/2009
05/22/2009
05/22/2009
Page 317 of 327
Page 45
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Analysis and Advice: Analyze public filings
T MCCORMICK
1.20 hrs.
528.00/hr
Asset Analysis and Recovery: Review lists of real estate offers and terms
and provide feed back to attorneys in Venezuela
M MARMOLEJO
2.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Attend to issues related to
W-2 inquiries from former employees
M STOCKHAM
0.20 hrs.
340.00/hr
Receivership Administration and Enforcement: Classify documents from
Mexico offices
J VILLAREAL
2.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Review additional
information on Santander takeover in Venezuela
D WHITE
0.20 hrs.
360.00/hr
Receivership Administration and Enforcement: Communicate regarding
633.60
720.00
68.00
200.00
72.00
REDACTED
05/22/2009
05/22/2009
05/22/2009
05/22/2009
05/22/2009
G FARINA
0.20 hrs.
308.00/hr
Receivership Administration and Enforcement: Follow up with E. Ayala,
Stanford Fondos board member, regarding pending share certificates to be
delivered
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Analyze liquidity of Stanford
Fondos and process to pay vendors, considering the available cash and the
total obligations
GUILLERMO URIBE
1.30 hrs.
432.00/hr
Receivership Administration and Enforcement: Review tolling agreement for
Boyko claim provided by G. Rigby; prepare correspondence regarding effect
of Receivership on Boyko claim and prepare to send with orders
J ECKLUND
1.00 hrs.
308.00/hr
Asset Analysis and Recovery: Review pending offers presented to
Venezuelan attorneys regarding the negotiation of monies to be returned to
Stanford Corporate Services
M MARMOLEJO
1.50 hrs.
360.00/hr
External Communications: Conferences with R. Becerra regarding
61.60
86.40
561.60
308.00
540.00
REDACTED
05/22/2009
M MARMOLEJO
0.50 hrs.
360.00/hr
External Communications: Confer with attorneys from Venezuela regarding
180.00
REDACTED
05/22/2009
M MARMOLEJO
0.50 hrs.
360.00/hr
Receivership Administration and Enforcement: Evaluate interim report by J.
Little, Examiner and issues related to same
M STOCKHAM
0.80 hrs.
340.00/hr
Receivership Administration and Enforcement: Attend to travel plans for
REDACTED
Perú, Ecuador and Panama; confer with Gamboa
; review
agreement for sale of Panama assets; confer with Regulators
J DE LA GARZA
3.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Review communications
dealing with issues in Ecuador and Peru; respond to same
R ROPER
0.50 hrs.
432.00/hr
Legal Research: Continue preparing memorandum regarding REDACTED
05/22/2009
M REED
5.70 hrs.
292.00/hr
Travel: Travel to Queretaro to attend Acapulco's (horse) race
05/22/2009
05/22/2009
05/22/2009
180.00
272.00
1,296.00
216.00
1,664.40
353
Case 3:09-cv-00298-N
Document 671-2
LLP
05/23/2009
05/24/2009
05/25/2009
05/25/2009
05/25/2009
05/25/2009
05/25/2009
05/25/2009
05/25/2009
Filed 08/04/2009
Page 318 of 327
Page 46
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
M ESCALANTE
6.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Attend Acapulco's race at
Queretaro
M ESCALANTE
6.00 hrs.
240.00/hr
Travel: Return from Queretaro (attending Acapulco's race)
M ESCALANTE
6.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Organize documents in
Stanford's Monterrey office
M MORALES
5.00 hrs.
240.00/hr
External Communications: Meet with Public Corridor and F. Velasco
(Stanford) regarding preliminary appraisal values of IT equipment
M ESCALANTE
4.00 hrs.
240.00/hr
Internal Communications: Attend meeting regarding results of horse race at
Queretaro and procedure for auction of Stanford's assets
M ESCALANTE
0.80 hrs.
240.00/hr
Asset Analysis and Recovery: Prepare videos of Stanford assets for
presentation to possible interested buyer
M ESCALANTE
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Review request regarding
BOA to file tax notice; follow up with D. Nanes; communicate with R.
Roper regarding REDACTED
GUILLERMO URIBE
0.10 hrs.
432.00/hr
Receivership Administration and Enforcement: Review draft of notice to
CNBV regarding technical insolvency of Stanford Fondos; follow up with R.
Ortiz to request monthly statements
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Asset Analysis and Recovery: Meet with M. Escalante regarding
1,440.00
1,440.00
1,440.00
1,200.00
960.00
192.00
192.00
43.20
86.40
REDACTED
05/25/2009
05/25/2009
05/26/2009
05/26/2009
05/26/2009
05/26/2009
05/26/2009
05/26/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Attend to Ecuador security
issues, bidders retracting and Panama bidding process coming to an end
J DE LA GARZA
1.50 hrs.
432.00/hr
Receivership Administration and Enforcement: Classify documents from
Mexico offices
J VILLAREAL
4.00 hrs.
100.00/hr
Receivership Administration and Enforcement: Classify documents from
Mexico offices
J VILLAREAL
9.00 hrs.
100.00/hr
Analysis and Advice: Review memorandum of law regarding
REDACTED
; attend to issue of REDACTED
R CAMPBELL
0.50 hrs.
528.00/hr
Receivership Administration and Enforcement: Continue with review of
corporate resolutions of Stanford Group Mexico and the four funds of
Stanford Fondos for update regarding termination of such entities
A GAY
6.50 hrs.
240.00/hr
Fee Application: Prepare and revise record of Thompson & Knight activities
on behalf of the Receiver for the period from 3/13 through 5/19
P ROMBERG
6.80 hrs.
340.00/hr
Receivership Administration and Enforcement: Follow up with M. Martinez
regarding REDACTED
GUILLERMO URIBE
0.20 hrs.
432.00/hr
External Communications: Confer with M. Martinez regarding REDACTED
86.40
648.00
400.00
900.00
264.00
1,560.00
2,312.00
86.40
354
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 319 of 327
Page 47
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
REDACTED
05/26/2009
05/26/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Asset Analysis and Recovery: Analyze IT inventory to identify equipment
already bought but not paid for, and the possibility of returning same
GUILLERMO URIBE
0.30 hrs.
432.00/hr
External Communications: Confer with M. Martinez regarding
86.40
129.60
REDACTED
05/26/2009
GUILLERMO URIBE
0.10 hrs.
432.00/hr
External Communications: Correspond with C. Adams and E. Rollins
regarding REDACTED
J ECKLUND
0.40 hrs.
308.00/hr
Receivership Administration and Enforcement: Revise proposed settlement
agreement for Stanford University case; confer with J. Magee REDACTED
J ECKLUND
1.20 hrs.
308.00/hr
Receivership Administration and Enforcement: Attend to issues related to
employees' W-2 forms
M STOCKHAM
0.20 hrs.
340.00/hr
Asset Analysis and Recovery: Review invoice received by Stanford from
Chorus Call
J GRAVES
0.20 hrs.
168.00/hr
External Communications: Confer with V. Hernandez regarding
05/26/2009
R ROPER
0.30 hrs.
432.00/hr
External Communications: Confer with J. de la Garza regarding
05/26/2009
05/26/2009
05/26/2009
05/26/2009
43.20
123.20
369.60
68.00
33.60
REDACTED
129.60
REDACTED
05/26/2009
05/26/2009
R ROPER
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Coordinate final stages in
Panama; plan South America trip to finalize matters in all jurisdictions;
confer with V. Hernández and R. Roper
J DE LA GARZA
2.00 hrs.
432.00/hr
Receivership Administration and Enforcement: Review status of pending
payments to vendors; confer with M. Martinez
86.40
864.00
REDACTED
05/26/2009
05/26/2009
05/26/2009
05/26/2009
05/26/2009
05/26/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
External Communications: Communicate with possible interested buyer
regarding value of Stanford's assets
M ESCALANTE
0.80 hrs.
240.00/hr
External Communications: Communicate with M. Martinez regarding new
executed version of termination agreement from D. Nanes
M ESCALANTE
0.20 hrs.
240.00/hr
Receivership Administration and Enforcement: Review financial statements
provided by GUL for Stanford Group
M ESCALANTE
0.50 hrs.
240.00/hr
Asset Analysis and Recovery: Coordinate preparation of Stanford-owned
vehicle for inspection by interested buyer
M ESCALANTE
0.50 hrs.
240.00/hr
Receivership Administration and Enforcement: Organize documents in
Stanford's Monterrey office
M MORALES
10.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Review and comment on
proposed settlement with Stanford University
W BANOWSKY
0.50 hrs.
488.00/hr
86.40
192.00
48.00
120.00
120.00
2,400.00
244.00
355
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/27/2009
05/27/2009
05/27/2009
05/27/2009
05/27/2009
05/27/2009
Page 320 of 327
Page 48
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
Receivership Administration and Enforcement: Organize documents in
Stanford's Monterrey office
M MORALES
6.00 hrs.
240.00/hr
Receivership Administration and Enforcement: Review Panama proposals;
coordinate South America trip; confer with The Weston Group; confer with
R. Roper
J DE LA GARZA
2.00 hrs.
432.00/hr
Receivership Administration and Enforcement: evaluate recent filings
M STOCKHAM
0.30 hrs.
340.00/hr
External Communications: Communicate with L. Rubio, potential buyer of
Stanford-owned vehicle
ALEJANDRO LANDA
2.30 hrs.
292.00/hr
External Communications: Confer with A. Cerbón, member of the board of
Stanford Fondos regarding execution of Stanford Fondos share certificates
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
External Communications: Confer with J. Fernandez from the CNBV
regarding
1,440.00
864.00
102.00
671.60
146.00
REDACTED
05/27/2009
ALEJANDRO LANDA
0.70 hrs.
292.00/hr
Receivership Administration and Enforcement: Modify Spanish drafts of by
laws of Stanford Agresiva, Stanford Dolar, Stanford Crecimiento
Balanceado and Stanford Crecimiento at request of the CNBV
204.40
REDACTED
05/27/2009
05/27/2009
05/27/2009
ALEJANDRO LANDA
2.10 hrs.
292.00/hr
Asset Analysis and Recovery: Meet with buyer interested in purchasing
Stanford-owned vehicle and prepare documentation for the sale
M ESCALANTE
1.00 hrs.
240.00/hr
External Communications: Confer with SEC officials about obtaining
release of SBP funds from Europe
R ROPER
0.60 hrs.
432.00/hr
External Communications: Follow up with D. Nanes regarding
613.20
240.00
259.20
REDACTED
05/27/2009
05/27/2009
05/27/2009
GUILLERMO URIBE
0.20 hrs.
432.00/hr
External Communications: Review correspondence from R. Shindler
regarding three pending cases; correspond with E. Rollins; review
correspondence of J. Buric and address issues therein
J ECKLUND
0.70 hrs.
308.00/hr
Analysis and Advice: Analyze responses to bankruptcy issues and confer
with R. Roper; review court filings
T MCCORMICK
2.30 hrs.
528.00/hr
Analysis and Advice: Revise memorandum of law regarding
86.40
215.60
1,214.40
REDACTED
05/27/2009
05/27/2009
05/27/2009
R CAMPBELL
1.20 hrs.
528.00/hr
External Communications: Confer with Venezuelan attorneys and R.
Becerra regarding REDACTED
M MARMOLEJO
1.00 hrs.
360.00/hr
Written Motions and Pleadings: Prepare powers of attorney
M MARMOLEJO
2.00 hrs.
360.00/hr
Receivership Administration and Enforcement: Complete preparation of
redline of settlement agreement with Stanford University and prepare
REDACTED
633.60
360.00
720.00
;
prepare conformed copy of edited settlement agreement and confer with R.
356
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 321 of 327
Page 49
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
Roper regarding all of same; review prior settlement negotiation
correspondence with counsel for Stanford University; review status of
Stanford entity websites and receivership website for
REDACTED
; research REDACTED
05/27/2009
J MAGEE
4.00 hrs.
340.00/hr
External Communications: Correspond with J. Buric regarding
1,360.00
REDACTED
05/27/2009
J MAGEE
0.20 hrs.
340.00/hr
External Communications: Confer with ITS consultant regarding
68.00
REDACTED
05/27/2009
R ROPER
0.70 hrs.
432.00/hr
External Communications: Confer with V. Hernandez regarding
302.40
REDACTED
05/27/2009
R ROPER
0.50 hrs.
432.00/hr
Legal Research: Research law and business journal articles regarding
216.00
REDACTED
05/28/2009
C PINCUMBE
1.50 hrs.
130.00/hr
Legal Research: Research law and business journal articles regarding
195.00
REDACTED
05/28/2009
C PINCUMBE
2.50 hrs.
130.00/hr
External Communications: Confer with counsel for the Receiver regarding
325.00
REDACTED
05/28/2009
R ROPER
0.40 hrs.
432.00/hr
External Communications: Confer with ITS consultant regarding
172.80
REDACTED
05/28/2009
05/28/2009
05/28/2009
R ROPER
0.40 hrs.
432.00/hr
Internal Communications: Confer with J. Ecklund regarding
REDACTED
and review
correspondence regarding same
J MAGEE
0.40 hrs.
340.00/hr
REDACTED
Internal Communications: Review materials regarding
;
REDACTED
correspond with M. Marmolejo regarding
D WHITE
0.40 hrs.
360.00/hr
Legal Research: Research, review and analyze
172.80
136.00
144.00
REDACTED
05/28/2009
certain case law and materials related to
REDACTED
; continue preparing memorandum of law
related to REDACTED
M REED
13.00 hrs.
292.00/hr
External Communications: Follow up with D. Nanes regarding
3,796.00
REDACTED
05/28/2009
05/28/2009
05/28/2009
GUILLERMO URIBE
0.10 hrs.
432.00/hr
Asset Analysis and Recovery: Negotiate with possible buyer of Stanford
owned vehicle
GUILLERMO URIBE
1.10 hrs.
432.00/hr
Receivership Administration and Enforcement: Review and analyze amounts
pending to be paid by Stanford Fondos and Stanford Grupo
GUILLERMO URIBE
0.20 hrs.
432.00/hr
Receivership Administration and Enforcement: Review missing items of IT
equipment to be included in appraisal; correspond with F. Velasco and
Public Corridor regarding REDACTED
43.20
475.20
86.40
357
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/28/2009
05/28/2009
Page 322 of 327
Page 50
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
M ESCALANTE
0.80 hrs.
240.00/hr
Receivership Administration and Enforcement: Prepare new version of
termination agreement to be executed by D. Nanes regarding leasing of Floor
7
M ESCALANTE
0.80 hrs.
240.00/hr
External Communications: Communicate with M. Martinez and A. Guindi
regarding
192.00
M ESCALANTE
0.40 hrs.
240.00/hr
Receivership Administration and Enforcement: Review and respond to
REDACTED
communications regarding
; discuss with R. Roper
W BANOWSKY
0.30 hrs.
488.00/hr
Receivership Administration and Enforcement: Review Panama matters and
outstanding issues
J DE LA GARZA
2.00 hrs.
432.00/hr
External Communications: Correspond with E. Rollins; correspond with P.
Boyko, G. Rigby, and S. Cooper regarding
96.00
192.00
REDACTED
05/28/2009
05/28/2009
05/28/2009
146.40
864.00
REDACTED
05/28/2009
J ECKLUND
1.20 hrs.
Internal Communications: Communicate with respect to
308.00/hr
369.60
REDACTED
05/29/2009
05/29/2009
J ECKLUND
0.30 hrs.
308.00/hr
Receivership Administration and Enforcement: Evaluate status report filed
by Receiver, Antiguan Liquidators, SEC and IRS; evaluate REDACTED
92.40
M STOCKHAM
0.30 hrs.
340.00/hr
Asset Analysis and Recovery: Review J. Baker correspondence concerning
102.00
REDACTED
05/29/2009
D SCHULTE
0.10 hrs.
340.00/hr
External Communications: Communicate with Public Corridor and F.
REDACTED
Velasco regarding
; review
specifications and invoices for new equipment
M ESCALANTE
2.30 hrs.
240.00/hr
External Communications: Confer with SEC officials in Washington, DC
and Fort Worth regarding Stanford Latin American issues
R ROPER
0.70 hrs.
432.00/hr
External Communications: Confer with R. Martinez and other Stanford
Bank of Panama officials regarding developments in Panama
R ROPER
0.80 hrs.
432.00/hr
External Communications: Confer with DOJ official regarding Stanford
Latin America
R ROPER
0.20 hrs.
432.00/hr
Asset Analysis and Review: Analyze materials received from Mexican
CNBV and request for information, and prepare memorandum relating to
request for information
R ROPER
1.50 hrs.
432.00/hr
External Communications: Confer with D. Nanes regarding REDACTED
05/29/2009
GUILLERMO URIBE
0.30 hrs.
432.00/hr
External Communications: Confer with R. Carvallo (CNBV) regarding
05/29/2009
05/29/2009
05/29/2009
05/29/2009
05/29/2009
34.00
552.00
302.40
345.60
86.40
648.00
129.60
REDACTED
05/29/2009
GUILLERMO URIBE
0.30 hrs.
432.00/hr
Analysis and Advice: Review status of corporate records of Stanford Grupo
129.60
358
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
LLP
05/29/2009
Page 323 of 327
Page 51
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
and Public Registry entries; analyze options to call a shareholders meeting
without share certificates and evaluate risks thereto
GUILLERMO URIBE
1.40 hrs.
432.00/hr
External Communications: Confer with V. Hernandez regarding
604.80
REDACTED
05/29/2009
GUILLERMO URIBE
0.30 hrs.
432.00/hr
Legal Research: Continue preparing memorandum of law related to
129.60
REDACTED
05/29/2009
05/29/2009
M REED
5.90 hrs.
292.00/hr
External Communications: Correspond with S. Cooper and P. Boyko
REDACTED
regarding
J ECKLUND
0.40 hrs.
308.00/hr
Analysis and Advice: Continue analyzing shareholders meetings of Stanford
Group Mexico not included in the corporate books in order to determine the
1,722.80
123.20
REDACTED
05/29/2009
05/29/2009
ALEJANDRO LANDA
3.20 hrs.
292.00/hr
Internal Communications: Follow up with V. Hernadez and G. Uribe in
connection
REDACTED
934.40
ALEJANDRO LANDA
0.50 hrs.
292.00/hr
Internal Communications: Confer with Receiver regarding
146.00
REDACTED
05/30/2009
05/30/2009
05/30/2009
R ROPER
0.30 hrs.
432.00/hr
Receivership Administration and Enforcement: Prepare memorandum
REDACTED
concerning
, and compile supporting
materials
D SCHULTE
5.30 hrs.
340.00/hr
Receivership Administration and Enforcement: Review official notifications
sent by the CNBV to the SEC and Receiver requesting certain information
for the investigation of Stanford Fondos
ALEJANDRO LANDA
0.80 hrs.
292.00/hr
REDACTED
Legal Research: Review and analyze
; continue preparing and revising memorandum related to
129.60
1,802.00
233.60
REDACTED
05/30/2009
M REED
5.50 hrs.
292.00/hr
Analysis and Advice: Review CNBV requirements; communicate with R.
REDACTED
Roper regarding
GUILLERMO URIBE
0.10 hrs.
432.00/hr
Fees for Professional Services .................................................................................. $
1,606.00
43.20
412,489.55
359
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 324 of 327
Page 52
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
Summary of Fees
Name
McCormick, T
Campbell, R
Coleman, S
Banowsky, W
Titens, M
De La Garza, J
De Presno, J
Roper, R
Uribe, Guillermo
White, D
Marmolejo, M
Stockham, M
Lively, D
Schulte, D
Magee, J
Smith, M
Muckleroy, G
Ribeiro, I
Duncan, D
McCrea, K
Chauvin, C
Hudson, T
Ecklund, J
Farina, G
Reed, M
Penn, J
Landa, Alejandro
Morales, M
Snow, J
Escalante, M
Palma, L
Falcon, J
Gay, A
Romberg, P
Murrell, T
Graves, J
Zaldivar, C
Aguilar, G
Villareal, J
Pavel, L
Pincumbe, C
Total
Title
Partner
Partner
Partner
Partner
Partner
Partner
Partner
Partner
Partner
Senior Counsel
Of Counsel
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Associate
Paralegal
Paralegal
Law Clerk
Law Clerk
Law Clerk
Legal Support
Information Specialist
Hours
11.40
2.50
1.10
6.70
3.40
88.00
3.00
49.80
84.40
32.30
62.50
26.10
1.90
6.60
23.60
38.60
49.30
1.10
1.30
37.70
38.20
59.10
42.60
65.00
52.70
67.20
88.40
38.50
6.00
131.20
21.80
1.00
54.60
28.40
30.50
3.90
4.80
2.00
46.00
1.50
4.00
1,318.70
$
Rate/Hr
528.00
528.00
495.00
488.00
488.00
432.00
432.00
432.00
432.00
360.00
360.00
340.00
340.00
340.00
340.00
340.00
340.00
340.00
328.50
308.00
308.00
308.00
308.00
308.00
292.00
292.00
292.00
240.00
240.00
240.00
240.00
240.00
240.00
340.00
168.00
168.00
130.00
100.00
100.00
80.00
130.00
$
$
Amount
6,019.20
1,320.00
544.50
3,269.60
1,659.20
38,016.00
1,296.00
21,513.60
36,460.80
11,628.00
22,500.00
8,874.00
646.00
2,244.00
8,024.00
13,124.00
16,762.00
374.00
427.05
11,611.60
11,765.60
18,202.80
13,120.80
20,020.00
15,388.40
19,622.40
25,812.80
9,240.00
1,440.00
31,488.00
5,232.00
240.00
13,104.00
9,656.00
5,124.00
655.20
624.00
200.00
4,600.00
120.00
520.00
412,489.55
360
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 325 of 327
Page 53
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
Reimbursable Costs
04/13/2009
04/13/2009
04/13/2009
04/13/2009
04/14/2009
04/14/2009
04/14/2009
04/17/2009
04/19/2009
04/19/2009
04/20/2009
04/20/2009
04/20/2009
04/20/2009
04/20/2009
04/20/2009
04/20/2009
04/22/2009
04/22/2009
04/22/2009
04/22/2009
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/23/2009
04/27/2009
04/27/2009
04/28/2009
04/28/2009
04/28/2009
05/05/2009
05/07/2009
05/07/2009
05/07/2009
Meals - VENDOR: Timothy Hudson Travel to Orlando and Vero Beach,
Florida for Receivership administration and enforcement
Travel - VENDOR: Timothy Hudson Travel to Orlando and Vero Beach,
Florida for Receivership administration and enforcement
Airfare-VENDOR: Jill Penn 04/20-04/24/2009-Travel to Baton Rouge, LA
Travel - VENDOR: Cash For parking at Stanford Office.
Delivery Charges - VENDOR: Success Express Inc Delivery from T&K
New York office to Finklestein Newman on 3/25/09
Meals - VENDOR: Timothy Hudson Travel to Orlando and Vero Beach,
Florida for Receivership administration and enforcement
Travel - VENDOR: Cash For parking at Stanford office.
Travel - VENDOR: Timothy Hudson Travel to Orlando and Vero Beach,
Florida for Receivership administration and enforcement
Airfare - VENDOR: Kim McCrea travel to Longboat Key office
Airfare - VENDOR: Christopher Chauvin Travel to Atlanta, GA
Delivery Charges - VENDOR: Jill Penn 04/20-24/2009-Travel to Baton
Rouge, LA
Meals - VENDOR: Jill Penn 04/20-04/24/2009-Travel to Baton Rouge, LA
Meals - VENDOR: G.Farina Lunch at Stanford Financial offices on 4/1/09
Meals - VENDOR: G.Farina Lunch at Stanford Financial offices on 4/3/09
Other Charges - VENDOR: Brian Dunning Locksmith service for Stanford
New York offices on 3/09/09
Travel - VENDOR: G.Farina Cab fare to Stanford Financial Center offices
on 3/31/09
Travel - VENDOR: G.Farina Cab fare from Stanford Financial Offices to
T&K New York office on 4/8/09
Meals - VENDOR: Kim McCrea travel to Longboat Key office
Travel -VENDOR: Jill Penn 04/20-04/24/2009-Travel to Baton Rouge, LA
Travel - VENDOR: Kim McCrea travel to Longboat Key office
Travel - VENDOR: Kim McCrea travel to Longboat Key office
Meals - VENDOR: Christopher Chauvin Travel to Atlanta GA
Meals - VENDOR: Monica Smith Lunch with T Murrell
Other Charges - VENDOR: Tracy Murrell Camera
Travel - VENDOR: Tracy Murrell Travel to Mexia TX
Travel - VENDOR: American Express Hotel stay for Richard Roper at
Four Seasons Hotel - Mexico
Travel - VENDOR: cab fare for Nancy Favorito from T&K New York
office to E 23 St on 4/2/09
Travel - VENDOR: Cash For parking at courthouse.
Meals - VENDOR: George Muckleroy Travel to Denver CO
Travel - VENDOR: George Muckleroy Travel to Denver CO
Travel - VENDOR: Richard Roper Travel to Stanford offices
Travel - VENDOR: Richard Roper Taxi fare from Hobby and downtown
Houston
Other Charges - VENDOR: Thompson & Knight Abogados, S.C. For
meals , taxi, parking G. Urihe filing boxes, M. Escalante.
Other Charges - VENDOR: Thompson & Knight Abogados, S.C. For
meals for A. Landa & A. Gay; Meals taxi for G. Uribe.
Other Charges - VENDOR: Thompson & Knight Abogados, S.C. For taxi
meals, supplies, hotel, airfare, copies-Y. Espindola; termination of
employees payment to FL Board-L. Palma.
$
126.47
$
40.00
$
$
$
265.24
9.00
17.70
$
19.26
$
$
10.00
1,219.46
$
$
$
615.20
766.30
351.79
$
$
$
$
304.96
7.36
8.44
48.00
$
11.00
$
6.00
$
$
$
$
$
$
$
$
$
285.13
1,124.53
167.00
971.10
118.35
23.35
7.45
103.50
285.84
$
153.00
$
$
$
$
$
9.00
92.12
767.54
144.00
62.00
$
439.53
$
621.76
$
1,354.50
361
Case 3:09-cv-00298-N
THOMPSON & KNIGHT
LLP
05/07/2009
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Document 671-2
Filed 08/04/2009
Page 326 of 327
Page 54
June 30, 2009
Invoice 41295125
Travel - VENDOR: Thompson & Knight S De R L De C V For travel
expenses for Jorge de la Garza storage boxes, USB purchase, cell phone
charge.
Travel - VENDOR: Cash For parking at courthouse.
Local Courier Charges - VENDOR: Courier Depot -Tkt# 346662
Meals - VENDOR: G.Farina Lunch on 4/30/09
Meals - VENDOR: G.Farina Room service at hotel
Meals - VENDOR: G.Farina Breakfast on 4/27/09
Meals - VENDOR: G.Farina Lunch on 4/27/09
Meals - VENDOR: G.Farina Dinner on 4/27/09
Meals - VENDOR: G.Farina Lunch on 4/28/09 for R. Poppell, N. Sena and
M. Johnson
Meals - VENDOR: G.Farina Dinner on 4/28/09
Travel - VENDOR: G.Farina Cab fare from Omni Parker House Hotel to
Logan Airport on 4/29/09
Travel - VENDOR: G.Farina Cab fare from LGA to home on 4/29/09
Travel-VENDOR: G.Farina Cab fare from home to Penn Station 4/30/09
Travel - VENDOR: G.Farina Amtrak from Penn Station to Philadelphia on
4/30/09 for closing Stanford Financial Group Wyomissing PA office
Travel - VENDOR: G.Farina Car rental plus toll on 4/30/09
Travel - VENDOR: G.Farina NJ Transit home from Wyomissing PA on
5/2/09
Travel - VENDOR: American Express Hotel stay for R Roper in Houston
on 4/3/09
Travel - VENDOR: G.Farina Cab fare from home to LGA on 4/26/09
Travel - VENDOR: G.Farina Cab fare from Logan airport to Omni Parker
House Hotel on 4/26/09
Travel - VENDOR: G.Farina Omni Parker House Hotel 4/26/09 - 4/29/09
for closing of Stanford Financial Group office in Boston MA
Local Courier Charges - VENDOR: Courier Depot -Tkt# 347481
Other Charges - VENDOR: TX Sec. of State Apostilles on (6) documents
Travel - VENDOR: Robert Brodegaard Cab fare from T&K New York
office to Stanford Financial Group New York office on 3/31/09
Travel - VENDOR: Robert Brodegaard Cab fare from Stanford Financial
Group New York office to T&K New York on 3/31/09
Copy Charges
Fax Charges
Delivery Charges
Local Courier Charges
Electronic Research
Overtime
Phone Charges
Printing Costs
Travel
$
863.85
$
$
$
$
$
$
$
$
9.00
12.00
20.00
20.00
2.05
8.87
50.00
87.01
$
$
28.41
36.00
$
$
$
30.00
16.00
68.00
$
$
80.12
12.00
$
204.75
$
$
40.00
36.00
$
637.59
$
$
$
18.70
90.00
7.00
$
8.00
16.30
4.05
158.08
68.52
376.16
175.00
10.26
1.68
3,550.94
Total Reimbursable Costs .......................................................................................... $
17,302.22
TOTAL CURRENT FEES AND COSTS FOR THIS MATTER ..................................................... $
429,791.77
NET CURRENT BILLINGS FOR THIS MATTER........................................................................... $2,341,356.76
362
Case 3:09-cv-00298-N
Document 671-2
Filed 08/04/2009
Page 327 of 327
Page 55
June 30, 2009
Invoice 41295125
THOMPSON & KNIGHT
LLP
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Attorneys and support staff at Thompson & Knight may receive knowledge of significant non-public personal financial information
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Access to your personal information is restricted to only those attorneys and support staff who need to know that information about
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If you ever have any questions regarding the confidentiality of information that you share with us, please do not hesitate to ask us.
Thank you for retaining Thompson & Knight for professional services.
363