Return of Private Foundation Form 990 -PF OMB No 1545-0052 X014 or Section 4947(a)(1) Trust Treated as Private Foundation Department of the Treasury Internal Revenue Service ^ Do not enter social security numbers on this form as it may be made public. ^ Information about Form 990-PF and its separate instructions is at wwwirs .gov/form990pf. For calendar year 2014 or tax year beginning rra • , 2014 , and ending Name of foundation , 20 A BROADCOM FOUNDATION Employer Identification number 26-4754581 Number and street ( or P 0 box number if mail is not delivered to street address) Room / suite 5300 CALIFORNIA STREET City or town, state or province , country, and ZIP or foreign postal code 53068 B Telephone number ( see instructions) (949) C IRVINE, CA 92617 G Check all that apply Initial return Initial return of a former public charity Final return Amended return Address change Name change H Check type of organization X Section 501 ( c)(3) exempt private foundation D Other taxable p rivate foundation Fair market value of all assets at i Accountin g method X Cash L_J- Accrual A end of year (from Part 11, col (c), line Other ( specify) _ _ _ _ _ _ _ - _ _ 104,646,090. (Part), column (d) must be on cash basis) 16) ^ $ lj^ Analysis of Revenue and Expenses (The (a ) Revenue and expenses per books ---- (b) Net investment income 1 Contributions , gifts, grants , etc, received ( attach schedule) 2 Check III- ^X 3 Interest on savings and temporary cash investments . 402. 402. Dividends and interest from securities . . . . 3 , 268, 739. 3, 268, 739. 4 1 ^ ❑ • • • Foreign organizations , check here. . ^ El ^ ❑ If private foundat i on status was terminated ❑ under section 507(b)(1)(A) , check here . I total of amounts in columns (b), (c), and (d) may not necessanly equal the amounts in column (a) (see instructions) If exemption application is pending, check here • • 2 Foreign organizations meeting the 85% test , check here and attach computation E Section 4947 ( a )( 1 ) nonexem pt charitable trust 926-9434 F If the foundation is in a 60-month termination under section 507(b)(1)(B), check here , ^ El (d) Disbursements (c) Adjusted net income for charitable purposes (cash basis only) if the foundation is not required to attach Sch B 5a Gross rents . . . . . . . . . . . . . . . . b 6a d y Net rental income or (loss) 369,363. Net gain or (loss ) from sale of assets not on line 10 b Gross sales pnce for all 28,560,984. assets on line 6a 7 Capital gain net income ( from Part IV, line 2) . 369,363. Net short - term capital gain . . . . . . . . . . 8 Income modifications . . . . . . . . . . . . 9 10a b Gross sales less returns and allowances Less Cost of goods sold . c Gross profit or ( loss) (attach schedule) . , , , tilt aa 11 Other income (attach schedule) ATCH. 1 12 Total . Add lines 1 through 11 13 Compensation of officers , directors , trustees, etc fA y 14 5,400. 5,400. 3, 643, 904. 3,643,904. 263, 000. 263, 000 Other employee salaries and wages . . . . . 5 15 Z Pension plans, employee benefits .- ^ ^- N r I W 16a Legal fees ( attach ;laedut g\ LU > z b Accountin g fees ( attach sc N5l`eAT,CH ^ , z . t s (attach schedule). c Other professional fee 17 17,438. ^e 17,438 54,621 fps r 1 479,574. 424,953. 65,578. 16, 678. 99, 635. 649. 98,986 925, 225. 4 , 04 2 , 216. 4 , 967, 441. 442, 280. 434,045 4, 04 2 , 216 4, 476,261 Interest . . . . . .0.`v h 18 Taxes ( attach schedt^e see Instructions )[ 4]. , 19 Depreciation ( attach schedule •adpletton.l 1 F 20 Occupancy . a 21 Travel , conferences , an M 22 Printing and publications . . . . . . . . . . C 23 Other expenses ( attach schedule)ATCH .5. meetings . . ` . . . 24 Total operating and administrative expenses. Q 0 25 Add lines 13 through 23.......... Contributions , gifts, grants paid . ... . . . 26 Total exensesandd i sbursements Add lines 24 and 25 27 1 442, 280. Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements . . b Net investment income ( If negative , enter -0-) -1 ,323,537. 3,201,624. c Adjusted net income ( if negative , enter -0-). . JsA For Paperwork Reduction Act Notice , see instructions. 4E1410 1 000 Form 990-PF (2014) Form 990-PF (2014) BROADCOM FOUNDATION B a l ance Sh eets 26-4754581 Attached schedules and amounts in the d escrip t ion co l umn s h ou ld b e f or en d -o f-year amounts only ( See instructions ) Beginning of year ( a) Book Value (b) Book Value 1 Cash - non-interest- bearing , , , , , , , , , , , , , , , , , 2 3 7, 025, 198. Savings and temporary cash investments , , , , , , , , , , 13,454. Accounts receivable ^ ----------------------Less allowance for doubtful accounts ^ - 4,303. 4 Pledges receivable Less allowance for doubtful accounts Grants receivable 5 Paoe 2 End of year (c) Fair Market Value 3, 067, 194. 3,067,194 13, 454. 13, 454 ___ , , , , , , , , , , , , , , , , , , , Receivables due from officers, directors, trustees, and other 6 disqualified persons ( attach schedule ) ( see instructions) 7 Other notes and loans receivable ( attach schedule) _ _ _ _ Less allowance for doubtful accounts y 8 Inventories for sale or use 9 Prepaid expenses and deferred charges , , , , , , , , , , , , 1a Investments - U S and state government obligations ( attach schedule )[ 6 l 7 b Investments- corporate stock (attach schedule) 8 )TH c Investments - corporate bonds (attach schedule 11 Investments - land, buildings, ^ and equipment basis __________________ Less accumulated depreciation ^ (attach schedule) ------------------- 12 Investments - mortgage loans 13 Investments - other ( attach schedule) , , 14 Land, buildings, and ^ -----------------equipment basis Less accumulated depreciation ^ (attach schedule) ___________________ 15 Other assets ( describe ^ . . . . . . . . . . . 2 8 , 14 2 . 14 , 14 8 , 7 5 3 . 14 , 0 0 5, 7 8 4 44, 662. 12, 030. 43, 122, 420. 31, 932, 493. 55, 376, 695 31, 632, 633. . . . ATCH 9 556, 484. 16 ) -------------------Total assets ( to be completed by all filers - see the instructions Also, seepage 1, item 1) , 17 Accounts payable and accrued expenses , , , , , , , , , , , 18 Grants payable 19 Deferred revenue 20 Loans from officers, directors , trustees, and other disqualified persons 94, 164, 335. 92, 840, 798. 550, 330 104, 646, 090. , , , , , , , , , , , , , , , , , , , , , , , , 21 Mortgages and other notes payable ( attach schedule) , , , , , 22 Other liabilities ( describe ^ ___________________ ) 23 Total liabilities ( add lines 17 through 22) . 0 Foundations that follow SFAS 117, check here. ^ X and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted . 25 Temporarily restricted , , , , , , , , , , , , , , , , , , , , 26 Permanently restricted . . . • . • . . . . . . • . . . . . . 4,164,335. 2,840,798. 94, 164, 335. 92,840,798. 94, 164, 335. 92,840,798. Foundations that do not follow SFAS 117, . . . ^ ❑ check here and complete lines 27 through 31. LL t 0 y 27 28 Capital stock , trust principal , or current funds , , , , , , , , , Paid-in or capital surplus , or land, bldg , and equipment fund , , , Q 29 Retained earnings, accumulated income, endowment , or other funds Z 30 Z 31 Total net assets or fund balances ( see Instructions), Total liabilities and net assets / fund balances , (see instructions ) .. . . . . . .. . . . . . . . . . . . . . . . . Anal y sis of Chan g es in Net Assets or Fund Balances 1 2 3 4 5 6 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of- year figure reported on prior year' s return ) ........... ..... ...... .... Enter amount from Part I, line 27a ..................................... . Other increases not included in line 2 ( itemize) ^ -----------------------------------Add lines 1 , 2, and 3 Decreases not included in line 2 ( itemize) ^ ------------------------------Total net assets or fund balances at end of ear Ilne 4 minus line 5 - Part II, column ( b ) , Ilne 30 . 1 2 3 4 5 6 94, 164, 335 -1,323,537 92, 840, 798 92, 840, 798 Form 990-PF (2014) JSA 4E1420 1 000 BROADCOM 26-4754581 FOUNDATION Form 990-PF (2014) Page 3 Capital Gains and Losses for Tax on Investment Income abgHoZ (a) List and describe the kind(s) of property sold (e g real estate, 2-story brick warehouse, or common stock , 200 shs MLC Co) y ) 1a b P D - Donation (c) Date acquired ( mo day , yr) (d ) Date sold ( mo, day, yr) SEE PART IV SCHEDULE c d e (e) Gross sales price ( f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale ( h) Gain or (loss) ( e) plus ( f) minus (g) a b c d e Complete only for assets showing gain in column ( h) and owned by the foundation on 12 / 31/69 (1) F M V as of 12 / 31/69 0) Adjusted basis as of 12/31 /69 (I) Gains (Col (h) gain minus col (k), but not less than -0-) or Losses (from col (h)) ( k) Excess of col (1) over col ()), if any a b c d e 2 3 If gain , also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7 } Net short-term capital gain or ( loss) as defined in sections 1222 ( 5) and (6) If gain , also enter in Part I, line 8 , column (c) (see instructions ) If (loss), enter -0- in l Part I, line 8 .......................................... J Capital gain net income or ( net capital loss) 2 369,363. 3 0 Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) applies , leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period ? If "Yes," the foundation does not qualify under section 4940 ( e) Do not complete this part r LI Yes X1 No Liner the appiopnate amount in each column for each y ear, see the instructions oerore maKin g an y entries (a ) Base period years Calendar year ( or tax year beginning in ) 2013 2012 2011 2010 2009 Ad j usted q ualifyin bdistributions g 3,920,178. 3,827,091. 2,693,323. 1,249,833. 38,610. Distribution ratio (col ( b) divided by col (c)) Net value of noncharitable - use assets 83,222,901. 74,150,292. 63,533,681. 48,389,589. 10,941,748. 0.047105 0.051613 0.042392 0.025829 0.003529 2 Total of line 1, column (d) 2 0.170468 3 Average distribution ratio for the 5 - year base period - divide the total on line 2 by 5 , or by the number of years the foundation has been in existence if less than 5 years ........... 3 0.034094 4 Enter the net value of noncharltable - use assets for 2014 from Part X, line 5 .. ........ 4 103, 243, 892 . 5 Multiply line 4 by line 3 ........... .. .............. .. . ...... .. 5 3, 519, 997. 6 Enter 1 % of net investment income ( 1% of Part I , line 27b ) ........... ...... .. 6 32, 016. 7 Add lines 5 and 6 ....... ... ...... .... .. ............. ...... 7 3, 552, 013. 8 4,476,261. Enter qualifying distributions from Part XII , line 4 . . . . . . . .. . . .. . . . . .. . . . . . 8 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b , and complete that part using a 1% tax rate See the Part VI Instructions 4E1430 1000 Form 990-PF (2014) Form 990-PF (2014 ) BROADCOM FOUNDATION 26-4754581 Page4 Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here ^ L-j and enter "N/A" on line 1 . . . Date of ruling or determination letter ------------ --- (attach copy of letter If necessary - see Instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 32,016. 32,016. here ^ and enter 1 % of Part I, line 27b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 3 Add lines 1 and 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 3 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) , 4 5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0 . . . . . . . . . . . . . Credits/Payments 5 32,016. . . . . . . . . . . . . . . . . . . . . 7 -71,500. ❑ if Form 2220 is attached . . . . . . . 8 6 a 2014 estimated tax payments and 2013 overpayment credited to 2014. . . . 6a b Exempt foreign organizations - tax withheld at source . . . . . . . . . . . . 6b c Tax paid with application for extension of time to file (Form 8868). . , , , , , 6c d 6d Backup withholding erroneously withheld . . . . . . . . . . . . . . . . . . . . 71,500. 7 Total credits and payments Add lines 6a through 6d . . . . . 8 Enter any penalty for underpayment of estimated tax Check here 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed . . . . . . . . . . . . . . . 10 11 0 ^ Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . . . . . ^ Enter the amount of line 10 to be Credited to 2015 estimated tax NO. 32, 100. Refunded ^ 9 10 39,484. 11 7,384. Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Did it spend more than $100 during the year ( either directly or indirectly) for political purposes 1a Yes No X lb X 1C X 2 X 3 X 4a X (see Instructions for the definition ) ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If the answer is 'Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities c Did the foundation file Form 1120 - POL for this year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . d Enter the amount ( if any ) of tax on political expenditures ( section 4955) imposed during the year (1) On the foundation e ^ $ ( 2) On foundation managers ^ $ Enter the reimbursement ( if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers ^ $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? . . . . . . . . . . . . . . . . If "Yes, " attach a detailed description of the activities 3 Has the foundation made any changes , not previously reported to the IRS , in its governing instrument, articles of incorporation , or bylaws, or other similar instruments? If 'Yes," attach a conformed copy of the changes . . . . . . . . . . . . 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? . . . . . . . . . . . . . . . . b If "Yes," has it filed a tax return on Form 990 - T for this year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Was there a liquidation, termination , dissolution , or substantial contraction during the year? . . . . . . . . . . . . . . . . . . If "Yes,"attach the statement required by General Instruction T 6 Are the requirements of section 508 ( e) (relating to sections 4941 through 4945 ) satisfied either 4b X 5 • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Did the foundation have at least $5,000 in assets at any time during the year? If 'Yes, " complete Part Il, col (c), and Part XV 7 6 X 7 X 8b X 8a Enter the states to which the foundation reports or with which it is registered ( see instructions) ^ CA, ----------------------------------------------------------------------------b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate ) of each state as required by General Instruction G? If "No, "attach explanation . . . . . . . . . . . . . . . . 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942())(3) or 4942 0)( 5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV) ? If 'Yes," complete Part XIV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Did any persons become substantial contributors during the tax year? If 'Yes," attach a schedule listing their names and addresses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 X 10 X Form 990-PF (2014) JSA 4E1440 1 000 Form 990-PF (2014) I *T.IMVI I 1 11 At any BROADCOM FOUNDATION time during the year , did the foundation, directly or indirectly , own a controlled entity within the meaning of section 512 ( b)(13)7 If "Yes," attach schedule (see instructions) . . . . . . . . . . . . . . . . . . . . . . . . . 12 13 Did Page5 26-4754581 Statements Regarding Activities (continued) the foundation make a distribution to a donor advised fund over which the foundation 11 X or a disqualified person had advisory privileges? If "Yes," attach statement (see instructions ) . . . . . . . . . . . . . . . . . . . . . . . . 12 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X X WWW • BROADCOMFOUNDATION.ORG ^----------------------------------------------------------------------------- Website address 15 949_926_6642 ______ The books are in care of ^ LAURI -FISCHER -------------------------- Telephoneno CALIFORNIA STREET, SUITE IRVINE, 14042 CA ZIP+4 92617 ^ Locatedat ------------------------------------------------------------------Section 4947( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here . . . . . . . 16 At any time during calendar year 2014 , did the foundation have an interest in or a signature or other authority 14 and enter the amount of tax- exempt interest received or accrued during the year . . . . . . . . . . . . . . . . . . ^ 15 over a bank , securities, or other financial account in a foreign country? . . . . . . . . . . . . . . . . . . . . . . . . . . . See the instructions for exceptions and filing requirements for FinCEN Form 114 , ( formerly TD Yes 16 F 90-22 1) No X If "Yes," enter the name of the foreign countr y lo. TIONFRET Statements Re g ardin g Activities for Which Form 4720 Ma y Be Re q uired File Form 4720 if any item is checked in the " Yes" column, unless an exception applies. Yes No la During the year did the foundation ( either directly or indirectly) ❑ Yes (1) Engage in the sale or exchange, or leasing of property with a disqualified person? . . . . . . . . . ❑ No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes No X (3) Furnish goods, services, or facilities to (or accept them from ) a disqualified person?. . . . . . . . X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? X Yes No ❑ Yes ❑ No ❑ Yes O No . . . . . . . . (5) Transfer any income or assets to a disqualified person ( or make any of either available for the benefit or use of a disqualified person ) ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . (6) Agree to pay money or property to a government official? ( Exception foundation agreed to make a grant to or to employ the official Check "No" if the for period a after termination of government service, if terminating within 90 days ) . . . . . . . . . . . . . . . . . b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941 ( d)-3 or in a current notice regarding disaster assistance ( see instructions ) ? . . . . . . . . . . . Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . . ^ c Did the foundation engage in a prior year in any of the acts described in la, other than excepted Taxes on failure distribute income to ( section 4942 ) ( does not apply for years the foundation was X 1c X acts, that were not corrected before the first day of the tax year beginning in 20147 . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1b ❑ a private operating foundation defined in section 49420 )( 3) or 49420)(5)) a At the end of tax year 2014, did the foundation have any undistributed income ( lines 6d and ❑ Yes 6e, Part XIII) for tax year ( s) beginning before 20147 . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ No If"Yes,"list the years b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets ) to the year's undistributed income? (If applying section 4942 ( a)(2) to all years listed , answer "No " and attach statement - see instructions ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2b c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b If "Yes," did disqualified it have excess business holdings persons after May 26 , 1969 , in 2014 as a result of ( 1) ❑ Yes No any purchase by the foundation or ( 2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943 ( c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2014 ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3b 4a Did the foundation invest during the year any amount in a manner that would j eopardize its charitable purposes? b Did the foundation make any investment in a prior year ( but after December 31, 4a X 4b X 1969) that could j eopardize its charitable purpose that had not been removed from ieopardv before the first day of the tax year beainnina in 20147 Form 990-PF (2014) JSA 4E11450 1 000 BROADCOM Form 990-PF ( 201 4 ) 26-4754581 FOUNDATION Page 6 Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to ❑ Yes ❑ No ❑ Yes X No Yes X No section 4945 (d)(4)(A)? ( see instructions ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . (5) Provide for any purpose other than religious , charitable , scientific, literary, or educational ❑ Y es ❑ No purposes , or for the prevention of cruelty to children or animals? . . . . . . . . . . . . . . . . ❑ Yes ❑ No (1) Carry on propaganda , or otherwise attempt to influence legislation ( section 4945 ( e)) ? . . . . . . (2) Influence the outcome of any specific public election ( see section 4955 ), or to carry on, directly or indirectly , any voter registration drive? . . . . . . . . . . . . . . . . . . . . . . . (3) Provide a grant to an individual for travel , study, or other similar purposes? . . . . . . . . . . (4) Provide a grant to an organization other than a charitable , etc , organization described in b If any answer is "Yes" to 5a ( 1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance ( see instructions ) ? . . . . . . . . . . 5b X 6b X Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . . . . . ^ ❑ c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax X Yes because it maintained expenditure responsibility for the grant? . . ATCH, 10 . . . . . . . . . . . ❑ ❑ No If "Yes, " attach the statement required by Regulations section 53 4945-5(d) 6a Did the foundation , during the year , receive any funds, directly or indirectly , to pay premiums on a personal benefit contract? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b ❑ Yes No Did the foundation , during the year, pay premiums , directly or indirectly, on a personal benefit contract? . . . . . . . . . . If "Yes" to 6b, file Form 8870 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? . ❑ Yes b If "Yes," did the foundation receive an y p roceeds or have an y net income attributable to the transaction? . Information About Officers , Directors , Trustees , Foundation Managers , Highly MM I[MT I List all officers - directors - trustees No 7b Paid Employees, foundation mananers and their rmmnensatinn (sea instructioncl (a) Name and address (b) Title, and average hours per week devoted to p osition ------------------------------------ATCH 11 (c) Compensation (If not paid , enter -0 - ( d) Contributions to employee benefit plans and deferred compensation (e) Expense account, other allowances 263,000. 0 ------------------------------------------------------------------------- ------------------------------------2 Compensation of five highest - paid employees (other than those included on line 1 - see instructi ons ). If none. enter "NONE." (a) Name and address of each employee paid more than $ 50,000 (b) Title, and average hours per week devoted to position (c) Compensation ( d) Contributions to employee benef plans and deferred compensation ( e) Expense account, other allowances ------------------------------------NONE ------------------------------------------------------------------------- ------------------------------------------------------------------------- Total number of other em p lo y ees p aid over $ 50 , 000 . . . ^ Form 990-PF (2014) JSA 4E1460 1 000 BROADCOM FOUNDATION 26-4754581 Form 990-PF(2014) Page 7 Information About Officers , Directors , Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) Five highest- paid independent contractors for professional services (see instructions). If none , enter "NONE." 3 (a) Name and address of each person paid more than $50,000 (b ) Type of service (c) Compensation --------------------------------------------------------ATCH 12 519,703 --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- Total number of others receivin g over $50,000 for p rofessional services .. . ^ Summary of Direct Charitable Activities List the foundation 's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses 1 BROADCOM FOUNDATION SPONSORS AN ANNUAL UNIVERSITY RESEARCH ------------------------------------------------------------------- - -- ----COMPETITION TO REWARD INNOVATIVE GRADUATE STUDENTS DOING ---------------------------------------------------------------------- ----RESEARCH AT TOP ENGINEERING UNIVERSITIES AROUND THE WORLD. 25,500 2 BROADCOM MASTERS@ (MATH, APPLIED SCIENCE, TECHNOLOGY AND -------------------------------------------------------------------- ------ENGINEERING AS RISING STARS), IS THE PREMIER INTERNATIONAL ----------------------------------------------------------------------- ---MIDDLE SCHOOL SCIENCE AND ENGINEERING FAIR COMPETITION. 47,412 3 ----------------------------------------------------------------------------------------------------------------------------------------------------- 4 --------------------------------------------------------------------------- Summary of Program -Related Investments (see instructions) Amount Describe the two largest program - related investments made by the foundation during the tax year on lines 1 and 2 NONE ----------------------------------------------------------------------------------------------------------------------------------------------------- 1 2 ----------------------------------------------------------------------------------------------------------------------------------------------------- All other program- related investments See instructions 3 NONE ----------------------------------------------------------------------------------------------------------------------------------------------------- Total . Add lines 1 through 3 . ^ Form 990-PF (2014) JSA 4E1465 1 000 BROADCOM FOUNDATION 26-4754581 Form 990-PF (2014) Page 8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 a b c d e 2 3 4 5 6 I 2a b c 3 4 5 6 7 Fair market value of assets not used ( or held for use) directly in carrying out charitable, etc, purposes 1a 101, 398, 514 . Average monthly fair market value of securities . . . . . . . . . . . . . . . . . . . .. . . . . . . . . 1b 3, 417, 620. Average of monthly cash balances . . . . .. . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . Fair market value of all other assets ( see instructions) . . . . . . . . . . . . . . . . . .. . . . . . . . . . __________________________ 104, 816, 134 . Total ( add lines 1a , b, and c) .. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . .. . . . Reduction claimed for blockage or other factors reported on lines 1 a and le 1c (attach detailed explanation ) Acquisition indebtedness applicable to line 1 assets 104, 816, 134 . Subtract line 2 from line ld Cash deemed held for charitable activities Enter 1 1/2% of line 3 ( for greater amount, see instructions ) 1, 572, 242. 103, 243, 892. Net value of noncharitable - use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 Minimum investment return. Enter 5% of line 5 5, 162, 195. Distributable Amount ( see instructions ) ( Section 49420 )(3) and 0)(5) private operating foundations and certain foreign organizations check here ^ and do not complete this part ) Minimum investment return from Part X, line 6 ... ...... . .. . . ......... . ... 2a 32, 016. Tax on investment income for 2014 from Part VI, line 5 ... .. 2b Income tax for 2014 ( This does not include the tax from Part VI ). . Add lines 2a and 2b . .. . . . . . . . . . . . . . . .. . . . . . . . . . . . . . ... . . . . . . . . Distributable amount before adjustments Subtract line 2c from line 1 . . . . . . . . . . . . . . . Recoveries of amounts treated as qualifying distributions . ... .................. . Add lines 3 and 4 . .. . ..... . . .. . . Deduction from distributable amount (see instructions) . ........ .... . ...... ... .. Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1 1 5, 162, 195. 2c 3 4 5 6 32,016. 5,130,1-79. 7 5, 130, 179. 1 1b 4,476,261. 5, 130, 179. Qualifying Distributions ( see instructions) 1 Amounts paid ( including administrative expenses) to accomplish charitable, etc, purposes a Expenses, contributions , gifts, etc - total from Part I, column (d), line 26 . .. . .. . . . . . . . . b Program - related investments - total from Part IX-B . .. . Amounts paid to acquire assets used ( or held for use) directly in carrying out charitable, etc , 2 purposes .................................................. 3 Amounts set aside for specific charitable projects that satisfy the a Suitability test ( prior IRS approval required) b Cash distribution test (attach the required schedule ) . . . . . . . . . . . . . . . . . . . . . . . 2 3a 3b 4 Qualifying distributions 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1 % of Part I , line 27b ( see instructions ) , , , 5 32,016. Adjusted qualifying distributions. Subtract line 5 from line 4 . . . . . 6 4, 444, 245. Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calcula ting whether the foundation qualifies for the section 4940(e) reduction of tax in those years 6 Add lines la through 3b Enter here and on Part V, line 8, and Part XIII , line 4 4 4,476,261. Form 990-PF (2014) JSA 4E1470 1 000 BROADCOM 26-4754581 FOUNDATION Form 990-PF (2014) Page 9 Undistributed Income (see instructions) 1 Distributable amount for 2014 from Part XI, line? (a) Corpus (b) Years prior to 2013 (c) 2013 (d) 2014 5, 130, 179. , , , Undistributed income, if any, as of the end of 2014 2 a Enter amount for 2013 only 3 2, 180, 659. . . . . . . . . . b Total for prior years 20 12 20 11 20 10 Emess distributions carryover, if any, to 2014 a From 2009 b From 2010 c From 2011 d From 2012 e From 2013 f Total of lines 3a through e , , , , , , , , , , , 4 , Qualifying distributions for 2014 from Part XII, line4 4,476,261. ^ $ 2, 180, 659. a Applied to 2013, but not more than line 2a b Applied to undistributed income of prior years (Election required - see instructions) . . . . . . . c Treated as distributions out of corpus (Election required - see instructions) . . . . . . . . . . . d Applied to 2014 distributable amount e 5 6 2,295,602. . . . . Remaining amount distributed out of corpus , , Excess distributions carryover applied to 2014 (If an amount appears in column (d), the same amount must be shown in column (a) ) Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 b Prior years' undistributed income Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed . . . . . . . d Subtract line 6c from line 6b Taxable amount - see instructions e Undistributed income for 2013 Subtract line 4a from line 2a Taxable amount - see instructions . .. . . . . . . . . . . . . . . f 7 Undistributed income for 2014 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2015 . . . . . . . . . . . . . 2,834,577. Amounts treated as distributions out of corpus to satisfy 170(b)(1)(F) requirements imposed or 4942(g)(3) by section (Election may be required - see instructions) , , , , , , , , , , , 8 Excess distributions carryover from 2009 not applied on line 5 or line 7 (see instructions) , , , 9 Excess distributions carryover to 2015. 10 Analysis of line 9 Subtract lines 7 and 8 from line 6a a 0 Excess from 2010 . . . b Excess from 2011 . . c Excess from 2012 . , , d Excess from 2013 . . . Excess from 2014 . e Form 990-PF(2014) JSA 414801 000 BROADCOM Form 990-PF (2014) FOUNDATION 26-4754581 Page 10 NOT APPLICABLE Private O p eratin g Foundations ( see instructions and Part VII-A, q uestion 9 ) 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation , and the ruling is effective for 2014 , enter the date of the ruling ^ b Check box to indicate whether the foundation is a private operating foundation described in section 2 a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed - - - - - - b 85% of line 2a C , " . " Tax year (a ) 2014 4942 (j)( 3) or Prior 3 years (b ) 2013 (c) 2012 4942())(5) (e) Total (d) 2011 " Qualifying distributions from Part XII, line 4 for each year listed , d Amounts included in line 2c not used directly for active conduct of exempt activities . . . . . e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c Complete 3a , b, or c for the alternative test relied upon 3 a "Assets" alternative test - enter (1) Value of all assets (2) Value of assets qualifying under section 4942(I)(3)(13)(1) . b "Endowment " enter 2 / 3 . " . alternative , . , . test- of minimum invest- ment return shown in Part x, line 6 for each year listed " C " " "Support" alternative test - enter (1) Total support other than gross investment income (interest, dividends , rents, payments on securities loans ( section 512 (a)(5)), or royalties ), , " , , " (2) Support from general public and 5 or more exempt organizations as provided in section 4942 0)(3)(e)(iu) . . . . . " (3) Largest amount of supfrom port an exempt organization" . , " . " (4) Gross investment income , FOYMN I Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see instructions.) Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) ) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest NONE Information Regarding Contribution, Grant , Gift, Loan, Scholarship, etc., Programs: 2 Check here ' ❑ if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under oth e r conditions, complete items 2a, b, c, and d a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed ATCH 13 b The form in which applications should be submitted and information and materials they should include SEE LINE 2A c Any submission deadlines SEE LINE 2A d Any restrictions or limitations on awards , such as by geographical areas , charitable fields , kinds of institutions, or other factors SEE LINE 2A 79 4E14901 000 Form 990-PF (2014) BROADCOM FOUNDATION 26-4754581 Form 990-PF (2014) 3 Page 11 Supplementary information (continued) Grants and Contributions Paid During the Year or Approved for Future Payment Recipient Name and address (home or business) a Paid during the year ATCH if is an individual, show any relationship to any foundation manager or substant i al contributor Foundation status of recipient Purpose of grant or Amount contribution 14 Total ................................................. ^ 3a b Approved for future payment Total JSA 4E1491 1 000 4, 042, 216. ^ 3b Form 990-PF (2014) BROADCOM FOUNDATION 26-4754581 Page 12 Form 990-PF ( 2014) Analysis of Income - Producing Activities Enter gross amounts unless otherwise indicated 1 Program service revenue Unrela ted business income (a) (b) Business code Amount Excluded by section 512, 513, or 514 (d) (^) Erdusion code Amount (e) Related or exempt function income ( See instructions a b c d e If g Fees and contracts from government agencies 2 Membership dues and assessments , , , , , 3 Interest on savings and temporary cash investments 14 402. 4 Dividends and interest from securities 14 3,268,739. 18 369,363. 14 5,400. 5 Net rental income or (loss ) from real estate a Debt-financed property , , , , , , , , , b Not debt-financed property . . . . . . , 6 Net rental income or (loss ) from personal property 7 Other investment income 8 Gain or (loss ) from sales of assets other than inventory 9 Net income or (loss ) from special events , , 10 Gross profit or (loss) from sales of inventory. 11 Other revenue a K-1 INC/LOSS b c d e 12 Subtotal Add columns ( b), (d), and (e) , 3,643,904. 13 Total . Add line 12, columns (b), (d), and ( e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 (See worksheet in line 13 instructions to verify calc ulations ) JSA 4E1492 1 000 3 ,643,904. Form 990-PF (2014) BROADCOM Form 990 -PF (2014) 26-4754581 FOUNDATION Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 a b c d Yes No Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? Transfers from the reporting foundation to a nonchantable exempt organization of 1a1 X (1) Cash ........................................................ 1a ( 2 ) X (2) Other assets . .... . . ...... .... . . ............ ...... ........ . . . . .. .. Other transactions 1b 1 X (1) Sales of assets to a noncharitable exempt organization, , , , , , , , , ,,,, , ,,,, , , , , , , , , , , , lb(2) X (2) Purchases of assets from a noncharltable exempt organization ........ . .. .. . . . ..... .. .. . X 1b 3 (3) Rental of facilities, equipment, or other assets . . ... .... .... ............. . .. . ... . 1b 4 X (4) Reimbursement arrangements ............ . ...... .. .... . ....... .. . ... .. .. 1b s X (5) Loans or loan guarantees ... .. ..... . .. .... .. ...... ........ ...... .. ..... 1b s X (6) Performance of services or membership or fundraising solicitations . .... . . . ....... .... .. .. 7c X Sharing of facilities, equipment, mailing lists, other assets, or paid employees ... . ....... .... .... should always show the fair market following schedule Column (b) "Yes," complete the answer any of the above is If the to value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received (a) Line no (c) Name of nonchantable exempt orga niza tion (b) Amount involved (d) Description of transfers, transactions, and sharing arrangements N/A N/A 2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations ❑ Yes ❑ No described in section 501(c) of the Code (other than section 501(c)(3)) or in section 5272 h If "Vine " rnm niata thin fnllnwinn crhprittla (b) Type of organization (a) Name of organization (c) Description of relationship Under penalties of perjury , I declare that I have examined this return , including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct and complete Declaration of preparer ( other than taxpayer) is based on all information of which preparer has any knowledge Sign Here a I ature of office r trustee Pnnt/Type preparer's name Paid r reparer Use Only JSA 4E1493 1 000 May I JEFFREY D HASKELL Date Preparers signature JEFFREY D the IRS discuss this return 26-4754581 BROADCOM FOUNDATION ATTACHMENT FORM 990PF, PART I 1 - OTHER INCOME DESCRIPTION K-1 INC/LOSS LAZARD LTD TOTALS REVENUE AND EXPENSES PER BOOKS 5,400. NET INVESTMENT INCOME 5,400. 5,400. 5,400. ATTACHMENT 1 26-4754581 BROADCOM FOUNDATION ATTACHMENT 2 FORM 990PF, PART I - ACCOUNTING FEES REVENUE AND EXPENSES PER BOOKS DESCRIPTION AUDIT SERVICES TOTALS NET INVESTMENT INCOME ADJUSTED NET INCOME CHARITABLE PURPOSES 17,438. 17,438. 17,438. 17,438. ATTACHMENT 2 BROADCOM 26-4754581 FOUNDATION ATTACHMENT FORM 990PF, PART I - OTHER PROFESSIONAL FEES REVENUE AND EXPENSES PER BOOKS DESCRIPTION 3 NET INVESTMENT INCOME INVESTMENT MANAGEMENT SERVICES ANNUAL REPORT DESIGN COSTS VIDEO PRODUCTION FOR MASTERS MASTERS PROGRAM APP DESIGN 424,953. 11,445. 40,376. 2,800. 424,953. TOTALS 479,574. 424,953. CHARITABLE PURPOSES 11,445. 40,376. 2,800. 54, 621. ATTACHMENT 3 BROADCOM FOUNDATION 26-4754581 ATTACHMENT FORM 990PF, PART I 4 - TAXES REVENUE AND EXPENSES PER BOOKS DESCRIPTION 990-PF ESTIMATED TAX FOR 2014 FOREIGN TAX PAID TOTALS NET INVESTMENT INCOME 48, 900. 16, 678. 16, 678. 65,578. 16,678. ATTACHMENT 4 26-4754581 BROADCOM FOUNDATION ATTACHMENT FORM 990PF, PART I 5 - OTHER EXPENSES DESCRIPTION ADMINISTRATIVE FEES BANK CHARGES K-1 EXP LAZARD LTD PLAQUES - MASTERS COMPETITION TOTALS REVENUE AND EXPENSES PER BOOKS 94,750. 619. 30. 4,236. 99,635. NET INVESTMENT INCOME CHARITABLE PURPOSES 94,750. 619. 30. 4,236. 649. ATTACHMENT 5 BROADCOM FORM 26-4754581 FOUNDATION 990PF , PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT ENDING BOOK VALUE DESCRIPTION FFCB CONS BD - 1.8900 - 08/20/ FFCB CONS BD - 2.20% - 08/27/2 FHLB 2.430% 10/11/2022 FHLB - 1.200% - 03/30/2022 FHLB - 2.10% - 09/27/2021 US T NTS - 2.000% - 11/15/2021 US TIPS - 0.125% - 01/15/2023 US OBLIGATIONS TOTAL ALAMEDA FING-B - 4.482% - 7/1/ CALIFORNIA ST GO - 05.750% - 0 CUYAHOGA ECON TXB G - 5.000% LOS ANGELES CALIF 05.08100% 07 NEW YORK N Y SER. 2010 D-1 - 4 NEW YORK ST DORM AUTH REV TXBL PIERCE SWR-TXB-B-BABS - 2.625% UNIVERSITY NC CHAPEL HILL REVWASHINGTON ST UNIV 3.93% 10/01 6 ENDING FMV 544,046. 750,000. 900,000. 750,000. 1, 412, 524. 1,737,334. 806,243. 532,454. 736,995. 876,978. 751,223. 1, 380, 106. 1,756,422. 794,939. 6, 900, 147. 6, 829, 117. 400, 000. 1, 623, 664. 586, 500. 1, 058, 680. 451, 340. 800, 000. 708,442. 1,000,000. 619, 980. 425, 968. 1,537, 634. 652, 926. 1,000,860. 440, 376. 798, 640. 712,439. 993, 490. 614,334. STATE OBLIGATIONS TOTAL 7, 248, 606. 7,176,661-. US AND STATE OBLIGATIONS TOTAL 14,148,753. 14,005,784. ATTACHMENT 6 BROADCOM FOUNDATION 26-4754581 ATTACHMENT FORM 990PF , PART II - CORPORATE STOCK ENDING BOOK VALUE DESCRIPTION 7 ENDING FMV 3M CO 326,681. 657,280. ABBOTT LABS 370,258. 540,240. ABBVIE INC. ACCENTURE PLC ACE LTD AIR PRODS & CHEM INC. 337,562. 290,852. 330,973. 326,530. 654,400. 446,550. 635,861. 576,920. 337,396. 418,136. 619,460. 533,000. AMGEN INC ANALOG DEVICES INC. 439,196. 376,105. 597,338. 515,947. AUTOMATIC DATA PROCESSING INC. BECTON DICKINSON & CO BERKSHIRE HATHAWAY INC. CLASS 196,552. 271,912. 523,186. 333,480. 487,060. 675,675. BLACKROCK INC BOEING CO CHARLES SCHWAB CORP 311,350. 360,551. 473,732. CHEVRON CORP CHINA MOBILE HGK LTD CHUBB CORP 521,511. 419,054. 303,871. 625,730. 649,900. 528,325. 616,990. CLOROX CO 282,836. 416,840. COLGATE-PALMOLIVE COMPANY 302,657. 518,925. CONOCOPHILLIPS 432,391. 569,745. COSTCO WHOLESALE CORPORATION 459,530. 567,000. AMERICAN EXPRESS CO AMERICAN WATER WORKS COMPANY I CUMMINS INC CVS CAREMARK CORP. DEVON ENERGY CORPORATION DOMINION RESOURCES INC DOUBLELINE EMERGING MARKETS FI DOUBLELINE TOTAL RETURN BOND 470,560. 535,664. 495,619. 576,680. 470,116. 378,599. 339,104. 1,500,001. 278,294. 770,480. 382,563. 538,300. 1,433,272. 269,150. ATTACHMENT 7 26-4754581 BROADCOM FOUNDATION ATTACHMENT FORM 990PF , PART II ENDING BOOK VALUE DU PONT DE NEMOURS EAST WEST BANCORP, INC. EMERSON ELECTRIC CO. EXXON MOBIL CORP FIRST REP BK SAN FRANCISCO CAL FLAHERTY&CRUMRINE CLAYMORE P FORD MOTOR COMPANY GANNETT CO INC GENERAL ELECTRIC CO GROUP GOLDMAN SACHS GOOGLE INC CL A GOOGLE INC CL C HALLIBURTON COMPANY HELMERICH PAYNE HOLLYFRONTIER CORP HOME DEPOT INC. INTUIT ISHARES IBOXX $ HIGH YIELD COR JOHNSON & JOHNSON JOHNSON CONTROLS INC. JP MORGAN CHASE & CO KRAFT FOODS GROUP, INC. LOWES COMPANIES INC. MCDONALD'S CORP MERCK & CO INC. MICROSOFT CORPORATION MONDELEZ INTERNATIONAL INC NESTLE S.A. INC (CONT'D) - CORPORATE STOCK DESCRIPTION NEXTERA ENERGY, 7 355, 060. 413, 368. 456, 189. 485,511. 249, 500. 1,024,802. 617, 143. 456, 603. 433,240. 260,000. 111, 487. 111,131. 427,311. 536,754. 496,201. 544,428. 363, 540. 243, 904. 390,840. 354, 949. 417,427. 339, 095. 233,387. 434, 133. 366,748. 410, 939. 284, 416. 494, 982. 256,706. ENDING FMV 517,580. 464,520. 555, 570. 600, 925. 236, 100. 1, 143, 000. 620, 000. 510, 880. 568,575. 244,000. 238,797. 236,880. 314, 640. 337,100. 393,540. 734,790. 551, 112. 246, 400. 627,420. 531,740. 598, 140. 501,280. 688, 000. 468,500. 567, 900. 643,054. 435, 960. 510, 650. 531,450. ATTACHMENT 7 26-4754581 BROADCOM FOUNDATION ATTACHMENT FORM 990PF, PART II - CORPORATE (CONT'D) STOCK ENDING BOOK VALUE DESCRIPTION 7 ENDING FMV 769,200. 555,960. NIKE INC-CL B 390,610. NOVARTIS AG ADR NOVO NORDISK A S ORACLE CORP 505,105. 467,745. 342,939. PAYCHEX INC COM PEPSICO INC 412,676. 359,467. 461,700. 520,080. 581,900. 542,743. 2,000,001. 1,976,146. PIMCO INCOME FUND 1,552,864. 1,515,321. POWERSHARES CEF INCOME COMPOSI POWERSHARES II PFD PROCTER GAMBLE CO REGAL ENTERTAINMENT ROCHE HOLDING LTD ADR ROYAL DUTCH SHELL PLC SCHLUMBERGER LTD STRYKER CORPORATION TAIWAN SEMICONDUCTOR MFG CO LT 520,746. 1,125,215. 394,452. 380,010. 382,653. 618,014. 491,677. 261,309. 398,335. 495,600. 1,176,000. 546,540. PIMCO FUNDS FOREIGN BOND FUND 395,160. 560,835. 636,025. 491,108. TARGET CORPORATION 532,552. 471,650. 511,965. 702,168. TCP CAPITAL CORPORATION TIME WARNER INC. UNILEVER PLC AMER UNION PACIFIC UNITED PARCEL SERVICE 440,771. 533,344. 478,533. 330,138. 420,537. 419,500. 640,650. 485,760. 714,780. 611,435. 409,400. 309,136. 1,868,662. 1,090,107. 363,985. 351,935. 575,000. 786,450. 2,089,599. 1,048,200. 467,800. 515,280. UNITED TECHNOLOGIES CORP V F CORP VANGUARD INFORMATION TECHNOLOG VANGUARD MSCI EUROPEAN ETF VERIZON COMMUNICATIONS WAL-MART STORES INC. ATTACHMENT 7 26-4754581 BROADCOM FOUNDATION ATTACHMENT FORM 990PF, PART II - CORPORATE WALT DISNEY HOLDINGS CO. WELLS FARGO & CO. WELLS FARGO PF CL A WILLIAMS COS WISDOMTREE EM MKTS TOTALS (CONT'D) STOCK ENDING BOOK VALUE DESCRIPTION 7 ENDING FMV 364,176. 415,903. 248,250. 318,914. 597, 910. 772,358. 641,394. 235,300. 561,750. 539, 500. 43,122,420. 55,376,695. ATTACHMENT 7 BROADCOM 26-4754581 FOUNDATION ATTACHMENT FORM 990PF, PART II 8 - CORPORATE BONDS ENDING BOOK VALUE DESCRIPTION ENDING FMV 1,512,645. 824,672. 698,747. 1,504,410. 831,200. 709,184. 0 501,425. 502,095. CITIGROUP INC - 4.450% - 01/10 CITIGROUP INC - 5.950% - 12/31 CITIGROUP INC - 6.010% - 01/15 329,278. 253,750. 1,598,661. 322,409. 246,250. 1,502,130. ABBVIE INC - 1.200% - 11/06/20 AMGEN INC - 03.450% - 10/01/20 AMGEN INC BOND - 2.125% - 05/1 BANK OF MONTREAL - 0.8794% - - 897,391. 890,847. EMC CORP - 1.875% - 06/01/2018 FORD MOTOR CREDIT - 1.50% - 01 FORD MOTOR CREDIT CO - 3.000% GE CAP CORP SER A - 5.625% - 9 GECC - 7.125% - 12/15/2049 1,798,558. 501,325. 1,821,380. 828,435. 287,188. 1,793,879. 497,310. 1,795,517. 832,538. 290,938. EBAY INC SR GLBL NT - 2.200% 1.1382 793,080. 807,192. GOLDMAN SACHS GROUP - 02.625% INTL PAPER CO-5.250%-04/01/201 1,521,720. 274,050. 1,509,165. 262,673. GENERAL ELEC CAP CORP - 1,974,058. 1,978,455. JPMORGAN CHASE & CO - 5.150% - 252,500. 235,500. JPMORGAN CHASE & CO SR NT - 6. KINDER MORGAN ENER PARTNERS - 166,395. 1,426,867. 167,826. 1,377,293. MICROSOFT CORP - 1.625% - 12/0 MORGAN STANLEY - 5.45% - 01/09 MORGAN STANLEY - 6.000% - 01/2 OCCIDENTAL PETE CORP-1.50%-02/ 496,047. 1,558,938. 593,559. 849,303. 500,545. 1,610,565. 605,250. 840,931. JPMORGAN CHASE & CO - 1.80% - - 1,806,394. 1,769,216. RFMSI 2004-S6 3A2 - 4.500% - 0 RIO TINTO FIN USA LTD NOTE - 3 122,737. 1,000,063. 122,043. 985,692. SCHWAB CHARLES CORP - 0.000% - 265,000. 708,660. 288,908. 673,926. PROGRESS ENERGY INC - 4.875% STARBUCKS CORP - 6.25% - 08/15 ATTACHMENT 8 BROADCOM 26-4754581 FOUNDATION ATTACHMENT FORM 990PF , PART II 8 (CONT'D) - CORPORATE BONDS ENDING BOOK VALUE DESCRIPTION STARWOOD HOTELS & RESORTS - 6. TEXAS INSTRS INC NT - 2.375% TIME WARNER INC - 5.875% - 11/ UPS - 5.125% - 04/01/2019 WELLS FARGO - 2.100% - 05/08/2 WELLS FARGO CO - 3.500% - 03/0 WESTPAC BANKING CORP - 3.000% TOTALS ENDING FMV 877,200. 499,465. 1,823,323. 518,189. 498,630. 1,022,570. 1,030,290. 853,695. 511,480. 1,734,320. 505,576. 508,475. 1,043,930. 1,021,270. 31, 932, 493. 31, 632, 633. ATTACHMENT 8 26-4754581 BROADCOM FOUNDATION ATTACHMENT FORM 990PF, PART II 9 - OTHER INVESTMENTS ENDING BOOK VALUE DESCRIPTION LAZARD LTD TOTALS ENDING FMV 556,484. 550, 330. 556,484. 550, 330. ATTACHMENT 9 BROADCOM FOUNDATION 2 6-4754581 ATTACHMENT 10 FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT GRANTEE'S NAME: UNIVERSITA DEGLI STUDI DI PAVIA GRANTEE'S ADDRESS: CORSO STRADA NUOVA 65 CITY, STATE & ZIP: PAVIA FOREIGN COUNTRY: ITALY GRANT DATE: 11/20/2012 GRANT AMOUNT: 25,000. GRANT PURPOSE: TO SUPPORT SCIENTIFIC RESEARCH AMOUNT EXPENDED: 25,000. ANY DIVERSION? NO DATES OF REPORTS: 1/10/14, 9/12/14, 5/15/15 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: UNIVERSITA DEGLI STUDI DI PAVIA GRANTEE'S ADDRESS: CORSO STRADA NUOVA 65 CITY, STATE & ZIP: PAVIA FOREIGN COUNTRY: ITALY GRANT DATE: 12/19/2011 GRANT AMOUNT: 25,000. GRANT PURPOSE: TO SUPPORT SCIENTIFIC RESEARCH AMOUNT EXPENDED: 25,000. ANY DIVERSION? NO DATES OF REPORTS: 7/3/12 AND 1/14/14 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: GRANTEE'S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: GRANT AMOUNT: GRANT PURPOSE: HEART AND STROKE FOUNDATION OF ONTARIO 2300 YONGE ST SUITE 1300 M4P IE4 TORONTO CANADA 09/09/2011 2,500. TO SUPPORT THE BECEL HEART AND STROKE RIDE PROJECT 2,500. NO 4/4/14 FOR HEART AMOUNT EXPENDED: ANY DIVERSION? DATES OF REPORTS: VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: GRANTEE'S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: GRANT AMOUNT: GRANT PURPOSE: TECHNION RESEARCH AND DEVELOPMENT FDN TECHNION CITY 32000 HAIFA ISRAEL 01/06/2012 50,000. TO SUPPORT THE WII KINECT ENHANCED CONT'D ON NEXT PAGE BROADCOM 26-4754581 FOUNDATION ATTACHMENT FORM 990PF, PART VII-B, 10 (CONT'D) LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT ACTIVE VISION PROJECT AMOUNT EXPENDED: 50,000. ANY DIVERSION? NO DATES OF REPORTS: 4/22/13 AND 7/28/14 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: GRANTEE'S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: GRANT AMOUNT: GRANT PURPOSE: TECHNION RESEARCH AND DEVELOPMENT FDN TECHNION CITY 32000 HAIFA ISRAEL 12/23/2013 25,000. TO SUPPORT THE WII KINECT ENHANCED ACTIVE VISION PROJECT AMOUNT EXPENDED: ANY DIVERSION? NO REPORT EXPECTED IN 2015 DATES OF REPORTS: VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: INST OF COMMUNIC & COMP SYS OF NTUA GRANTEE'S ADDRESS: IROON POLITECHNIOU 9 157 73 CITY, STATE & ZIP: ATHENS GREECE FOREIGN COUNTRY: 09/05/2013 GRANT DATE: GRANT AMOUNT: 25,000. TO SUPPORT THE TERAHERTZ SPECTRUM PROJECT GRANT PURPOSE: 25,000. AMOUNT EXPENDED: ANY DIVERSION? NO 11/7/14 DATES OF REPORTS: VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: GRANTEE'S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: GRANT AMOUNT: GRANT PURPOSE: INST OF COMMUNIC & COMP SYS OF NTUA IROON POLITECHNIOU 9 157 73 ATHENS GREECE 12/11/2013 25,000. TO SUPPORT THE DEVELOPMENT OF HIGH DR AND SFDR DAC-LESS DIRECT DIGITAL FREQUENCY SYNTHESIZERS (DDS) AMOUNT EXPENDED: ANY DIVERSION? NO DATES OF REPORTS: 11/7/14 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY CONT'D ON NEXT PAGE BROADCOM 26-4754581 FOUNDATION ATTACHMENT FORM 990PF, PART VII-B, GRANTEE ' S NAME: GRANTEE ' S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: GRANT AMOUNT: GRANT PURPOSE : LINE 5C-EXPENDITURE RESPONSIBILITY 10 (CONT'D) STATEMENT CURE CANCER AUSTRALIA FOUNDATION 15-17 YOUNG STREET LEVEL 6 NSW 2000 SYDNEY AUSTRALIA 05/10/2013 500. TO HIRE INDIVIDUALS WORKING ON A SCIENTIFIC RESEARCH PROJECT 500. NO 7/17/14 AMOUNT EXPENDED: ANY DIVERSION? DATES OF REPORTS : VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE ' S NAME: GRANTEE ' S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: GRANT AMOUNT: GRANT PURPOSE: UK ELECTRONICS SKILLS FOUNDATION STE 47, GEDDES HOUSE, KIRKTON N. EH546GU LIVINGSTON W LOTHIAN UNITED KINGDOM 04/23/2013 7,500. TO SUPPORT UK ELECTRONICS SKILLS FOUNDATION SCHOOL PROJECT 7,500. NO 7/6/14 SUMMER AMOUNT EXPENDED: ANY DIVERSION? DATES OF REPORTS: VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: GRANTEE'S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: GRANT AMOUNT: GRANT PURPOSE: UK ELECTRONICS SKILLS FOUNDATION STE 47, GEDDES HOUSE, KIRKTON N. EH546GU LIVINGSTON W LOTHIAN UNITED KINGDOM 01/22/2014 7,500. TO SUPPORT UK ELECTRONICS SKILLS FOUNDATION SCHOOL PROJECT 6,092. NO 2/23/15 SUMMER AMOUNT EXPENDED: ANY DIVERSION? DATES OF REPORTS: VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: GRANTEE'S ADDRESS: CITY, STATE & ZIP: FOREIGN COUNTRY: GRANT DATE: CAMBRIDGE UNIVERSITY-COMPUTER LABORATORY W GATES BLDG 15 JJ THOMSON AVE CB3 OFD CAMBRIDGE UNITED KINGDOM 12/12/2013 CONT'D ON NEXT PAGE BROADCOM FOUNDATION 26-4754581 ATTACHMENT FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY GRANT AMOUNT: 25,000. GRANT PURPOSE: TO SUPPORT THE RASPBERRY AMOUNT EXPENDED: 25,000. ANY DIVERSION? NO DATES OF REPORTS: 10/15/14 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY 10 (CONT'D) STATEMENT PI COMPUTER PROJECT GRANTEE'S NAME: CAMBRIDGE UNIVERSITY-COMPUTER LABORATORY GRANTEE'S ADDRESS: W GATES BLDG 15 JJ THOMSON AVE CB3 OFD CITY, STATE & ZIP: CAMBRIDGE FOREIGN COUNTRY: UNITED KINGDOM GRANT DATE: 11/10/2014 GRANT AMOUNT: 25,000. GRANT PURPOSE: TO SUPPORT THE RASPBERRY PI COMPUTER PROJECT AMOUNT EXPENDED: ANY DIVERSION? NO DATES OF REPORTS: EXPECTED IN 2015 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY GRANTEE'S NAME: WESTED GRANTEE'S ADDRESS: 730 HARRISON STREET CITY, STATE & ZIP: SAN FRANCISCO, CA 94107 GRANT DATE: 05/13/2013 GRANT AMOUNT: 14,000. GRANT PURPOSE: TO SUPPORT THE ENGINEERING IN ELEMENTARY AMOUNT EXPENDED: 14,000. ANY DIVERSION? NO DATES OF REPORTS: 4/30/14 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY PROJECT GRANTEE'S NAME: WESTED GRANTEE'S ADDRESS: 730 HARRISON STREET CITY, STATE & ZIP: SAN FRANCISCO, GRANT DATE: 01/22/2014 GRANT AMOUNT: 14,000. GRANT PURPOSE: TO SUPPORT THE ENGINEERING IN ELEMENTARY PROJECT. AMOUNT EXPENDED: 14,000. ANY DIVERSION? NO DATES OF REPORTS: 3/25/15 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY CONT'D ON NEXT PAGE BROADCOM FOUNDATION 26-4754581 ATTACHMENT FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY GRANTEE ' S NAME : NATIONAL INST OF TECH - TIRUCHIRAPPALLI GRANTEE ' S ADDRESS : TANJORE MAIN RD, NATIONAL HWY 67 CITY, STATE & ZIP : TIRUCHIRAPPALLI FOREIGN PROVINCE : TAMIL NADU FOREIGN COUNTRY: INDIA GRANT DATE : 10/21/2014 GRANT AMOUNT : 5,000. GRANT PURPOSE : TO SUPPORT SCIENTIFIC RESEARCH AMOUNT EXPENDED: ANY DIVERSION? NO DATES OF REPORTS : EXPECTED IN 2015 VERIFICATION DATE: RESULTS OF VERIFICATION: NONE NECESSARY 10 STATEMENT (CONT'D) BROADCOM 26-4754581 FOUNDATION FORM 990PF , PART VIII - LIST OF OFFICERS, DIRECTORS, TITLE AND AVERAGE NAME AND ADDRESS WEEK ATTACHMENT 11 AND TRUSTEES DEVOT ED TO HOURS POSITION ERIC K BRANDT 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 DIRECTOR 1.00 ARTHUR CHONG 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 DIRECTOR 1.00 PAULA GOLDEN 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 PRES / EXECUTIVE DIR 40.00 LAURI FISCHER 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 SECRETARY 1.00 KAREN H KAHN 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 DIRECTOR 1.00 PER COMPENSATION 263,000. ATTACHMENT 11 26-4754581 BROADCOM FOUNDATION FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, TITLE AND AVERAGE NAME AND ADDRESS WEEK DEVOTED TO HOURS *PRES / DIRECTOR / CHAIRMAN 1.00 GREGG S MORRISON 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 CHIEF FINANCIAL OFFICER 1.00 NANCY DIRECTOR PHILLIPS 1.00 HENRY SAMUELI 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 DIRECTOR 1.00 TERRI L TIMBERMAN 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 *RESIGNED FROM POSITION 9/11/2014 DIRECTOR* 1.00 (CONT'D) PER POSITION SCOTT A MCGREGOR 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 *REMOVED FROM POSITION 9/11/2014 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 ATTACHMENT 11 AND TRUSTEES COMPENSATION ATTACHMENT 11 26-4754581 BROADCOM FOUNDATION FORM 990PF , PART VIII - LIST OF OFFICERS, NAME AND ADDRESS MARIA WRONSKI 5300 CALIFORNIA STREET 53068 IRVINE, CA 92617 DIRECTORS, ATTACHMENT 11 AND TRUSTEES TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION (CONT'D) COMPENSATION TREASURER 1.00 GRAND TOTALS 263,000. ATTACHMENT 11 BROADCOM FOUNDATION 990PF, PART VIII- COMPENSATION OF THE 26-47 5 4 581 FIVE HIGHEST PAID PROFESSIONALS ATTACHMENT NAME AND ADDRESS TYPE OF SERVICE COVINGTON CAPITAL MANAGEMENT 601 S. FIGEROA ST., STE 2000 LOS ANGELES, CA 90017 INVESTMENT MGMT FOUNDATION SOURCE 55 WALLS DRIVE, SUITE 302 FAIRFIELD, CT 06824 ADMINISTRATIVE TOTAL COMPENSATION 12 COMPENSATION 424, 953. 94,750. 519,703. BROADCOM FOUNDATION 26-4754581 ATTACHMENT FORM 990PF, PART XV - NAME, WWW.FSREQUESTS.COM/BROADCOM ADDRESS AND PHONE FOR APPLICATIONS 13 PO R M 26-4754581 FOUNDATION BROADCOM H8RPF PART !'RANT- Y AND r0MTRTRI,TTQWq PA TII MIRING TH RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT RECIPIENT NAME AND ADDRESS ACHIEVEMENT PO BOX FOR COLLEGE REWARDS SCIENTISTS FOUNDAT 10942 BEACH, NEWPORT 1616 H AGOON 4008 DC 39 NY 10,000 JUNIOR VARSITY PROGRAM 10,000 OF MASTERS GENERAL & 500 UNRESTRICTED YEAR-ROUND MATH ACCELERATION PROGRAM 2,500. (MAP) PC 330 FOR THE WEIZMANN INSTITUTE OF S IGOR LUBOMIRSKY'S N/A PROF PC INSTITUTE OF SCIENCE RESEARCH AT THE WEIZMAN 25,000 10017 FRIENDS OF THE TEL AVIV UNIVERSITY NY SCHOLAR PC FL 20 BROADWAY RM NEW YORK, ORANGE COUNTY - CA 95051 AMERICAN COMMITTEE 3RD AVE INC CA 95054 STEVENS CREEK BLVD STE AMERICAN DEVELOPMENT N/A SANTA CLARA, 633 N/A N/A FOUNDATION FITZPATRICK WAY NEW YORK, AWARD PROGRAM 20006 ALEARN 3777 ARCS PC PC ST NW SANTA CLARA, FOUNDATION, N/A CA 92658 AFTERSCHOOL ALLIANCE WASHINGTON, AMOUNT PURPOSE OF GRANT OR CONTRIBUTION 1510 INC N/A PROF PC UNIVERSITY ERAN SOCHER'S RESEARCH AT TEL AVIV 25,000 10006 ATTACHMENT 14 BROADCOM 26-4754581 FOUNDATION PART VV !'RAMTC ANf1 (YINTRTRIlTTQNS PATO TV1RTNf TRR VFAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS FRIENDS OF THE TEL AVIV UNIVERSITY AMERICAN 39 BROADWAY RM NEW YORK, NY IRVINE, INC - ORANGE COUNTY N/A BROADCOM PC UNIVERSITY INSTITUTE WASHINGTON , DIV N/A CHARITABLE FOR CANCER RESEARCH N/A 150,000. 10,000 EVENT 116 W MAIN ST PC SALISBURY , SOFTWARE FOREST HILL , FOUNDATION DR UNRESTRICTED 500 PROF MICHIEL STEYAERT'S RESEARCH AT K U LEUVEN 25,000 N/A GENERAL & UNRESTRICTED 500 PC MD 21050 ARIZONA SCIENCE CENTER E WASHINGTON ST AZ & MD 21801 MUNSEY PHOENIX, GENERAL DC 20009 N/A 600 PROGRAM AT TEL AVIV PC AMICI LOVANIENSIS INC 1901 FOUNDATION SCHOLARS PC DR R ST NW APACHE AMOUNT PURPOSE OF GRANT OR CONTRIBUTION CA 92617 AMERICAN 1759 OF RECIPIENT 10006 AMERICAN HEART ASSOCIATION 4600 CAMPUS INC 1510 STATUS N/A ARIZONA SCIENCE & ENGINEERING 2,500 FAIR PC 85004 ATTACHMENT 14 FnRM 26-4754581 FOUNDATION BROADCOM PART QQAPF YV - rRAMTC ANT) (TB TRTRIITTDNC PAIn nMPTATf: THI VPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS N/A ARIZONA STATE UNIVERSITY OFC FOR RESEARCH AND SPONSORED TEMPE, BAY FOUNDATION K9 TX SAR 1 SAYFE KIAEI'S RESEARCH FUND 25,000 PC N/A N/A INC CHARITABLE 3,000 EVENT GENERAL & UNRESTRICTED 500 GENERAL & UNRESTRICTED 20,000 GENERAL & UNRESTRICTED 25,000 PC MD 20601 N/A BEIJING TSINGHUA UNIVERSITY NO PROF AMOUNT 78704 14280 MEADOW CREEK LN WALDORF, PURPOSE OF GRANT OR CONTRIBUTION PC W GIBSON ST AUSTIN, OF RECIPIENT 85287 AZ AUSTIN SCIENCE EDUCATION 704 PROJECTS ADMINIS STATUS TSINGHUA YUAN, HAIDIAN DISTRICT PC BEIJING, CHINA POSTS AND TELECOMMUNICATIONS BEIJING UNIVERSITY OF NO 10 XI HAIDIAN TU CHENG DISTRICT, BE N/A PC RD 10087 CHINA BIG BROTHERS 14131 BIG SISTERS OF ORANGE COUNTY YORBA ST STE 200 TUSTIN, N/A BBBSOC 2,500 STEM MENTORING PC CA 92780 ATTACHMENT 14 26-4754581 BROADCOM FOUNDATION C/'RM PART QQOPP n QAB YV AMTGTRI1TTrN C PAT n rIIIPTJ PH' VPAP RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS N/A BOY SCOUTS OF AMERICA DAVIS 1001 SAN STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT GENERAL & UNRESTRICTED 500 GENERAL 6 UNRESTRICTED 500 GENERAL & UNRESTRICTED 500 PC ST CA 94577 LEANDRO, BOY SCOUTS OF AMERICA 970 W JULIAN SILICON VALLEY MONTEREY - BA N/A PC ST SAN JOSE, CA 95126 BUCKS 1 BOUNTY COUNCIL, BOY SCOUTS OF AMERICA DOYLESTOWN, CAL STATE 2600 CALIFORNIA M/C PA 18901 FULLERTON NUTWOOD AVE STE FULLERTON, 5-32, PASADENA, PHILANTHROPIC FOUNDATION N/A 2,500 PROJECT MISS PC 850 CA 92831 INSTITUTE OF TECHNOLOGY 1200 CA E CALIFORNIA BLVD N/A PROF AZITA EMAMI'S RESEARCH 25,000 FUND PC 91125 CAMBRIDGE UNIVERSITY WILLIAM GATES CAMBRIDGE, N/A PC SCOUT WAY BLDG, - COMPUTER LABORATORY 15 JJ THOMSON AVE N/A EXPENDITURE RESPONSIBILITY 25,000 GRANT NC CB3 0 UNITED KINGDOM ATTACHMENT 14 26-4754581 BROADCOM FOUNDATION FC M RRl1PP PART YV I'RAI.TC AAf1 -hl TRTRITTTI71I PATE n11RTNf THP YPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS CHOC DBA CHOC CHILDREN'S FOUNDATION PO BOX 11870 MONARCH ST GARDEN GROVE, ATLANTA, PC BANK N/A BROADCOM PRESENTS 5,000 FOOD 100, 000. DESIGN_CODE_BUILD RASPBERRY PI GENERAL UNRESTRICTED 7,500 WORKSHOP CA 94043 N/A & 500. PC STE A220 GA 30308 DELAWARE VALLEY SCIENCE 236 NATIONAL FAMILY VOLUNTEER DAY ORANGE COUNTY PC INC N AVE NE 5,000 N/A N/A HISTORY MUSEUM MOUNTAIN VIEW, 621 PROGRAM CA 94043 N SHORELINE BLVD COOL GIRLS FOUNDATION PC SHORELINE BLVD MOUNTAIN VIEW, 1401 CHOC CA 92841 COMPUTER HISTORY MUSEUM COMPUTER AMOUNT PURPOSE OF GRANT OR CONTRIBUTION CA 92658 COMMUNITY ACTION PARTNERSHIP OF ORANGE COUNTY N OF RECIPIENT PC 10061 NEWPORT BEACH, 1401 N/A STATUS RANDELL HALL 3141 PHILADELPHIA, PA FAIRS CHESTNUT INC N/A 2014 2,500 FUNDING PC 19104 ATTACHMENT 14 BROADCOM FQRM 26-4754581 FOUNDATION Y11 PART B8f1PF, - ( PAATC ANO Cfl RTPIUTT(MC PATO UURTMD TNR VRAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS DISCOVERY SCIENCE CENTER OF ORANGE COUNTY SANTA ANA, N/A N/A ONE WALNUT ST PC ENVISION IN STEM EDUCATION EXCELLENCE N/A OH N/A 15279 ALTON PC 1889 PKWY PROGRAM - SANTA CLARA, 500 TECH ATLANTA, 25,000. THE 2,500 DIGITS STEM FUNDERS 10,000 NETWORK 2014 STE 300 GENERAL & 1,000 UNRESTRICTED CA 92618 LAWRENCE GEORGIA III 44118 FREE WHEELCHAIR MISSION GAINS CHIP PC CLEVELAND HEIGHTS, IRVINE, FSEA - AMOUNT MA 02108 LAMBERTON RD 2108 PURPOSE OF GRANT OR CONTRIBUTION CA 92705 ENGINEERING CENTER EDUCATION TRUST BOSTON, RECIPIENT PC N MAIN ST 2500 STATUS OF SANTA CLARA UNIFIED SCHOOL DISTRIC RD N/A 2014 2,500 FUNDING PC CA 95052 INSTITUTE OF TECHNOLOGY PKWY N/A PROF GREGORY DURGIN'S RESEARCH 25,000 FUND PC GA 30332 ATTACHMENT 14 BROADCOM FORM 26-4754581 FOUNDATION PART ^RBPF YV - ORANTS AND rQNTRTRT ITT O N5 PATO 1111RTN O TBP VRAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND FOUNDATION ADDRESS N/A INCORPORATED OF ORANGE COUNTY GIRLS N/A GIVE2ASIA DIEGO SCIENCE AND ENGINEERING GREATER SAN PUBLIC SCHOOLS E CLINTON ST AZ HELP THEM GROW 1030 INC N/A BROADCOM MASTERS' 2,500 FOUNDATION FUND INC N/A 2014 FUNDING 2,500 PC CA FUND N/A GENERAL & 500. UNRESTRICTED PC 85254 INC E EL CAMINO REAL SUNNYVALE, 35,000 30024 HEART AND STROKE RESEARCH SCOTTSDALE, FUND CA 92175 OLD PEACHTREE RD NW GA KEIO UNIVERSITY PC GWINNETT COUNTY 6509 FAIR 15547 SUWANEE, 5,000 ROBOTICS CA 94104 SAN FRANCISCO, 437 EUREKA' PC STE 501 340 PINE ST, DIEGO, AMOUNT PURPOSE OF GRANT OR CONTRIBUTION CA 92627 COSTA MESA, SAN OF RECIPIENT PC 1815 ANAHEIM AVE PO BOX STATUS N/A 10,000. SIKSHANA PROGRAM PC 94087 ATTACHMENT 14 Pr,RM 26-4754581 FOUNDATION BROADCOM PRI PF PART YU (' RANTC ANh FANTPTR1ITT/1M PATII nTTPTN( THP VPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT RECIPIENT NAME AND ADDRESS FOUNDATION OF SILICON VALLEY HISPANIC N/A THE ALAMEDA STE 217 1922 SAN JOSE, 500 STEPPING UP TO ALGEBRA PLUS AMOUNT (SUTA+) 10,000 PC CA 95126 N/A HOAG HOSPITAL FOUNDATION SUPERIOR AVE, NEWPORT PURPOSE OF GRANT OR CONTRIBUTION BEACH, STE NURSING SCHOLARSHIP 7,500 FUND PC 350 CA 92663 IMPERIAL COLLEGE FOUNDATION N/A INC 831 STATE ST PROF PETER CHEUNG'S PROF NEELESH MEHTA'S RESEARCH AT IMPERIAL COLLEGE 25,000 PC ATLANTA, GA 30332 INDIAN C V N/A INSTITUTE OF SCIENCE RAMAN RD, BANGALORE, INDIAN INSTITUTE OF SCIENCE RESEARCH FUND 5,000 PC 56001 INDIA INDIAN IIT INSTITUTE OF TECHNOLOGY BOMBAY (IIT BOMBAY) N/A GENERAL & UNRESTRICTED 5,000 GENERAL & UNRESTRICTED 5,000 PC POWAI 40007 MUMBAI, INDIA INDIAN INSTITUTE OF TECHNOLOGY MADRAS N/A SARDAR PATEL RD PC ADYAR, CH 60003 INDIA ATTACHMENT 14 BROADCOM 26-4754581 FOUNDATION PART Al ifl I, RANTC FU f` MTRTR!ITTr c PATE Il11RTN(' THP VRAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS FOUNDATION IOWA STATE UNIVERSITY AMES, FOUNDATION N 1ST SO CA ONE EMBARCADERO CENTER, 1400 SO INC N/A FRANCISCO, LEUKEMIA 10,000 KKT WORKSHOP 6 & UNRESTRICTED 500. GENERAL & UNRESTRICTED 25,000. STE GENERAL & UNRESTRICTED LYMPHOMA SOCIETY PLAINS, MASSACHUSETTS 600 MEMORIAL I CA 94111 MAMARONECK AVE STE CAMBRIDGE, GENERAL 90262 N/A WHITE 25,000. FUND PC LATINO COMMUNITY FOUNDATION 1311 RESEARCH I N/A INC NORTON AVE LYNWOOD, KAIST UNIVERSITY N/A INC ST KKOTTONGNAE SAN RANDALL GEIGER'S CA 95134 SAN JOSE, 3542 PROF N/A AMOUNT PURPOSE OF GRANT OR CONTRIBUTION IA 50010 KAIST U S 3003 OF RECIPIENT PC UNIVERSITY BLVD 2505 STATUS NY 310 10605 INSTITUTE OF TECHNOLOGY DR, 500 PC BLDG W98-300 N/A PROF MICHAEL WATTS' RESEARCH 25,000 FUND PC MA 02139 ATTACHMENT 14 BROADCOM FQRu 26-4754581 FOUNDATION PART QQf1PF YV - ('RAMTR AM r()NT RTRTTTTDNC PATf1 nf1RTAif: TIJP VFAP RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS MASSACHUSETTS CAMBRIDGE, - AUDUBON CALIFORNIA N/A GRIFFIN AVE VIVIENNE SZE'S RESEARCH FUND 25,000. CA AUDOBON STARR RANCH SANCTUARY DIVISION 500 PC N/A FOR AUTISM RESEARCH CHARITABLE EVENT 2,500 EXPENDITURE 5,000. PC 9815 CARROLL CANYON RD STE 203 NATIONAL PROF CA 90031 NATIONAL FOUNDATION DIEGO, AMOUNT PURPOSE OF GRANT OR CONTRIBUTION MA 02139 LOS ANGELES, SAN OF RECIPIENT PC BLDG W98-300 NATIONAL AUDUBON SOCIETY 4700 N N/A INSTITUTE OF TECHNOLOGY 600 MEMORIAL DR, STATUS 92131 INSTITUTE OF TECHNOLOGY - TANJORE MAIN RD, NATIONAL HWY TIRUCHIRAPPALLI, TA TIRUCHIRAPPALLI 67 N/A RESPONSIBILITY GRANT NC INDIA NATIONAL TAIWAN UNIVERSITY ACADEMIC 38 WILLOWBROOK, IL FO RIDGEFIELD LN WILLOWBROOK, N/A PROF PC TAIWAN UNIVERSITY TZI-DAR CHIUEH'S RESEARCH AT NATIONAL 25,000. 60527 NATIONAL TAIWAN UNIVERSITY ACADEMIC 38 DEVELOPMENT RIDGEFIELD LN DEVELOPMENT FO N/A PROF PC TAIWAN UNIVERSITY TZONG-LIN WU'S RESEARCH AT NATIONAL 25,000 IL 60527 ATTACHMENT 14 26-4754581 BROADCOM FOUNDATION F/1RM PART 000PR YV /'RLMTC ANh CANTRTRf7TT(M PAM fT1PTNf THF. YEAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS NEAERA ROBOTICS 5819 N/A INC N/A 400 COLLEGE AVE PC PA FOR MENTAL HEALTH CA PO BOX FUNDING 2,500 GENERAL & UNRESTRICTED 500. FAIR INC N/A 5,000 2014 FUNDING FAIR INC N/A CHARITABLE EVENT 10,000 PC HUNTINGTN BCH, CA 92647 STATE UNIVERSITY CORVALLIS, 2014 CA 92647 1361 SW 35TH 500. PC 1361 ORANGE COUNTY SCIENCE AND ENGINEERING OREGON UNRESTRICTED PC HUNTINGTN BCH, PO BOX & 92868 ORANGE COUNTY SCIENCE AND ENGINEERING 850 N/A W TOWN AND COUNTRY RD ORANGE, GENERAL AMOUNT 17603 ORANGE COUNTY ASSOCIATION 822 PURPOSE OF GRANT OR CONTRIBUTION CO 80528 NORTH MUSEUM CORPORATION LANCASTER, OF RECIPIENT PC HIGHLAND HILLS CIR FORT COLLINS, STATUS ST FOUNDATION N/A PROF GABOR TEMES'S RESEARCH FUND 25,000. PC OR 97333 ATTACHMENT 14 FARM 26-4754581 FOUNDATION BROADCOM PART RRGPR YV - !'RANTC AMA !'AMTRTRTTTTAMC PATf1 ATIRTKr THE YPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS N/A OREGON STATE UNIVERSITY FOUNDATION 850 SW 35TH N/A 39TH ST WASHINGTON, FOR PUBLIC SERVICE N/A INC STE N/A FOUNDATION USA UNRESTRICTED 500 STEM EDUCATION WHITE HOUSE PROF WEN GAO'S FELLOWSHIP 50,000 RESEARCH FUND 25,000 PC 300 N/A 15707 ROCKFIELD BLVD STE 250 PC YOUTHTEACH2LEARN 2,000 CA 92618 REGENTS OF THE UNIVERSITY OF CALIFORNIA 1 & CA 94030 PROJECT TOMORROW SHIELDS AVE DAVIS, GENERAL DC 20005 BROADWAY IRVINE, 25,000 FUND PC 200E PEKING UNIVERSITY EDUCATION 510 RESEARCH 11218 NEW YORK AVE NW STE MILLBRAE, UN-KU MOON'S PC NY PARTNERSHIP 1100 PROF PC ST PAAMONIM 1520 AMOUNT PURPOSE OF GRANT OR CONTRIBUTION OR 97333 CORVALLIS, BROOKLYN, STATUS OF RECIPIENT UC DAVIS N/A RESEARCH PC PHD OF NEVILLE C LUHMANN, JR PHD AND QUNGU CA 95616 ATTACHMENT 14 50,000 BROADCOM MRM 26-4754581 FOUNDATION QQOAC PART YV - (IS,BTC AArn MAjTA TR7 }TTRVC DA Tn nl?PTAY: TBF VFAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS REGENTS OF THE UNIVERSITY OF CALIFORNIA 1 UC DAVIS SHIELDS AVE DAVIS, N/A AMOUNT BROADCOM MASTERS AFTER SCHOOL PROGRAM 15,000 PROF. ALI FUND 25,000 PROF. BORIVOJE NIKOLIC'S PROF ELAD ALON PROF ALEX VARDY'S PROF. CHUNG-KUAN CHENG'S CA 95616 REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE N/A PC BERKELEY, 120 MC 1104 HEARST AVE RM BERKELEY, 120 MC 1104 N/A N/A PC 120 MC 1104 25,000 FUND 25,000 FUND CA 94720 REGENTS OF THE UNIVERSITY OF CALIFORNIA AT SAN DIE 9500 GILMAN DR N/A RESEARCH 25,000 FUND PC CA 92093 REGENTS OF THE UNIVERSITY OF CALIFORNIA AT GILMAN LA JOLLA, RESEARCH CA 94720 2195 HEARST AVE RM LA JOLLA, RESEARCH PC REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE BERKELEY, NIKNEJAD'S CA 94720 REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE 9500 PURPOSE OF GRANT OR CONTRIBUTION PC 2195 HEARST AVE RM 2195 STATUS OF RECIPIENT DR SAN DIE N/A RESEARCH 25,000 FUND PC CA 92093 ATTACHMENT 14 BROADCOM P/lPM 26-4754581 FOUNDATION QQfPP PART YV - !'RA ITC A MI) (`nNTRTRI7TT/1NC PATII Il11RTN(' TIP VPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NAME AND ADDRESS REGENTS OF THE UNIVERSITY OF CALIFORNIA AT SAN DIE DIE N/A REGENTS OF THE UNIVERSITY OF MICHIGAN N/A PC REGENTS OF THE UNIVERSITY OF MICHIGAN N/A PC 10920 FUND 25,000. PROF S KEN YOCUM AND ALEX SNOEREN'S RESEARCH FUND 25,000 PROF MICHAEL FLYNN'S RESEARCH FUND 25,000. PROF ZHENGYA ZHANG'S RESEARCH FUND 25,000 MI 48109 G395 WOLVERINE TOWER LOW RISE REGENTS RESEARCH CA 92093 G395 WOLVERINE TOWER LOW RISE ANN ARBOR, IAN GALTON'S PC 9500 GILMAN DR ANN ARBOR, PROF AMOUNT CA 92093 REGENTS OF THE UNIVERSITY OF CALIFORNIA AT SAN LA JOLLA, PURPOSE OF GRANT OR CONTRIBUTION PC 9500 GILMAN DR LA JOLLA, N/A RECIPIENT MI 48109 UNIVERSITY OF CALIFORNIA LOS ANGELES WILSHIRE LOS ANGELES, BLVD STE 620 N/A PH D 'S RESEARCH FUND 25,000. CA 90024 REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES N/A 10920 WILSHIRE BLVD STE PC LOS ANGELES, CHRISTINA FRAGOULI , PC 620 PROF ALAN WILLSON 'S RESEARCH FUND 25,000. CA 90024 ATTACHMENT 14 26-4754581 BROADCOM FOUNDATION C(RM gqnPF PART YU rRAJTC AND CONTRIBUTIONS PAID n11RTNr THE VPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT RECIPIENT NAME AND ADDRESS REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 BLVD STE WILSHIRE LOS ANGELES , CA 10920 WILSHIRE BLVD STE BLVD STE PO BOX N/A RICHARD WESEL'S RESEARCH 25,000 FUND N/A RESEARCH 25,000 FUND SCHOOL OF ENGINEERING & APPLIE N/A FOUNDATION THIRD/FOURTH BROADCOM YEAR FELLOWSHIP 160,000 PC CA 90095 FLEET SCIENCE CENTER N/A GENERAL & 5,000 UNRESTRICTED PC CA 92163 ROCHESTER INSTITUTE OF TECHNOLOGY N/A 7 LOMB MEMORIAL DR PC ROCHESTER , PROF 25,000 PC 620 33303 SAN DIEGO , FRANK CHANG'S FUND CA 90024 UCLA HENRY SAMUELI REUBEN H PROF RESEARCH PC 620 UNIVERSITY OF CALIFORNIA LOS ANGELES LOS ANGELES , DANESHRAD'S CA 90024 10920 WILSHIRE REGENTS BABAK 90024 REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES LOS ANGELES , PROF PC 620 REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES LOS ANGELES, N/A AMOUNT PURPOSE OF GRANT OR CONTRIBUTION NY SONIA LOPEZ ALARCON, PHD, RESEARCH 25,000 FUND 14623 ATTACHMENT 14 BROADCOM gM 26-4754581 FOUNDATION 4BOPR PART (RAMTC YV A MD rQNTPTRI,TTrNC PATH f !IRTN THE VFAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS RONALD MCDONALD HOUSE OF DURHAM N/A INC NC STATE KOZLOSKI FREEHOLD, RD, UNIVERSITY OF NJ PO BOX 5033 FAIR ASN BUDDIES PARKMOOR AVE, SAN JOSE, SOCIETY 1719 N - MONMOUTH COUN N/A MONMOUTH 500 CURIOSITY ROBOTIC CLUB PC N/A SCIENCE 5,000 FAIR SPONSORSHIP HANDS-ON SCIENCE N/A MAKING PC PROGRAM N/A STEM EDUCATION POSSIBLE BROADCOM CITIES 25,000 CA 93921 SILICON VALLEY EDUCATION 1400 500. CA 94023 PO BOX 5038 CARMEL, UNRESTRICTED PC 307 LOS ALTOS, SCIENCE & NJ 07728 SANTA CLARA VALLEY SCIENCE PO BOX GENERAL 27705 RUTGERS THE 4000 AMOUNT PURPOSE OF GRANT OR CONTRIBUTION PC 506 ALEXANDER AVE DURHAM, STATUS OF RECIPIENT CA 10,000 PC 95126 FOR SCIENCE & THE PUBLIC N/A BROADCOM MASTERS 1,000,000. PROGRAM PC ST NW WASHINGTON, FOUNDATION STE 200 DC 20036 ATTACHMENT 14 FDRM 26-4754581 FOUNDATION BROADCOM PART QQf7PF YV tRANTC ANn rnMTRTRI7TTAM PAT71 GITPTAMD TRR YFAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT RECIPIENT NAME AND ADDRESS SOCIETY 1719 FOR SCIENCE & THE N/A PUBLIC N/A 1719 N ST NW PC WASHINGTON, STANFORD UNIVERSITY 20466 EPISCOPAL CHURCH - ST JOHN CHRY N/A 5,000 PROGRAM GENERAL & UNRESTRICTED 500. GENERAL & UNRESTRICTED 25,000. PC CA 92688 N/A PC CA 94309 STANFORD UNIVERSITY N/A PO BOX PC 20466 STANFORD, GETSET CA 94088 VIA CON DIOS STANFORD, 281,216 PROGRAM PC RANCHO SANTA MARGARITA, PO BOX N/A ENGINEERS 61333 ST JOHN CHRYSOSTOM 30382 INTERNATIONAL MASTERS DC 20036 SOCIETY OF WOMEN SUNNYVALE, 75,000 IN SILICON VALLEY DC 20036 SOCIETY FOR SCIENCE & THE PUBLIC PO BOX BROADCOM MASTERS PC N ST NW WASHINGTON, AMOUNT PURPOSE OF GRANT OR CONTRIBUTION PROF. BORIS MURMANN'S RESEARCH 25,000 FUND CA 94309 ATTACHMENT 14 BROADCOM 26-4754581 FOUNDATION ^ BART FnRM YV ORAETC AMfl c MTRTRf1TTrNS PATf1 OOf7RTATf THP YPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS STOP HUNGER NOW 615 INC RALEIGH, NC N/A ST STE 200 HILLSBOROUGH INC 615 HILLSBOROUGH ST STE 200 GENERAL & NC N/A 2014 PC OTHER SITES FUNDING FUNDING N/A 2015 PC OTHER SITES N/A AFTER SCHOOL H 2101 NC E 4TH SANTA ANA , DELFT, ST BLDG B 2ND FL DELFT 5 FOR IRVINE/SAN DIEGO/ATLANTA AND 10,000. SCIENCE 30,000 FAIR PC N/A GENERAL & 25,000 UNRESTRICTED PC 2600 TEXAS ARM FOUNDATION 401 37,500 DIEGO/ATLANTA AND CA 92705 TECHNISCHE UNIVERSITEIT PO BOX IRVINE/SAN 27603 N K TOGETHER I FOR 27603 615 HILLSBOROUGH ST STE 200 T 10,000. UNRESTRICTED PC STOP HUNGER NOW INC RALEIGH, AMOUNT PURPOSE OF GRANT OR CONTRIBUTION 27603 STOP HUNGER NOW RALEIGH, STATUS OF RECIPIENT GEORGE BUSH COLLEGE STATION , DR N/A PROF EDGAR SANCHEZ-SINENCIO'S RESEARCH 25,000 FUND PC TX 77840 ATTACHMENT 14 F(RM 26-4754581 FOUNDATION BROADCOM RRGPF, PART Yl/ /`RAATC ANh /IN TPTRflTTANS PATf1 11118 T Nf THE 'PAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT RECIPIENT NAME AND ADDRESS TEXAS A&M 401 COLLEGE THE N/A FOUNDATION GEORGE BUSH TX N/A SILVA-MARTINE2'S GIRLS SCIENCE RESEARCH FUND 25,000 INSTITUTE 5,000 PC PIERS 15/17 HONG JOSE 77840 EXPLORATORIUM SAN FRANCISCO, THE PROF AMOUNT PC DR STATION, PURPOSE OF GRANT OR CONTRIBUTION KONG CA 94111 UNIVERSITY OF SCIENCE AND TECHNOLOGY N/A GENERAL & UNRESTRICTED GENERAL & UNRESTRICTED 25,000. PC CLEAR WATER BAY KOWLOON, FOUNDATION THOUSAND SMILES 5261 BONITA, FOUNDATION INC TWLC ROBOTICS PROGRAM AND FIRST LEGO LEAGUE TEAM 5,000. CA 92801 UK ELECTRONICS 47, N/A PC ONE TIGER WOODS WAY STE 500 CA 91902 TIGER WOODS ANAHEIM, N/A PC CENTRAL AVE SKILLS GEDDES HOUSE, LIVINGSTON W LOTHIAN, FOUNDATION N/A KIRKTON N NC EXPENDITURE 7,500 RESPONSIBILITY GRANT EH54 UNITED KINGDOM ATTACHMENT 14 BROADCOM 26-4754581 FOUNDATION PART X / - !'RAMTC AMn ro MTRTR17TTANC PA Tf1 OIIRTM,I THP VRAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS UNIVERSITAT JORDI N/A POLITECNICA DE CATALUNYA OF RECIPIENT AMOUNT PURPOSE OF GRANT OR CONTRIBUTION GENERAL 6 25,000. UNRESTRICTED PC GIRONA 31 BARCELONA, STATUS 08034 SPAIN UNIVERSITY OF BRISTOL 1000 N W ST STE WILMINGTON, FOUNDATION THEORY, IRVINE, FOUNDATION 100 THEORY, PROF G PROF HAMID JAFARKHANI'S PROF MICHAEL GREEN'S N/A P LI'S RESEARCH 25,000 FUND RESEARCH 25,000. FUND PC STE 250 IRVINE N/A FOUNDATION RESEARCH 25,000 FUND PC STE 250 CA 92617 UNIVERSITY OF CALIFORNIA ENGINEERING IRVINE, N/A 25,000 UNIVERSITY OF CA 92617 UNIVERSITY OF CALIFORNIA 5200 BRISTOL CA 92617 100 THEORY, IRVINE, RESEARCH OF DEAN ANDY NIX AT PC PC STE 250 UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION IRVINE, N/A DE 19801 UNIVERSITY OF CALIFORNIA IRVINE 100 INC 1200 HALL IRVINE FOUNDATION - THE H BROADCOM N/A 2015 PC ENGINEERING FOUNDATION UCI FELLOWSHIP 200,000. ELECTRICAL FUND CA 92697 ATTACHMENT 14 BROADCOM 26-4754581 FOUNDATION PART XV ('RANTS AND r(1NTRTRTITTDNS PAID DDDDRTNC, THE VPAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS UNIVERSITY OF CALIFORNIA 5200 IRVINE, IRVINE FOUNDATION HALL ENGINEERING IRVINE, FOUNDATION - THE H FELLOWSHIP - THE H N/A UCI ELECTRICAL ENGINEERING 200,000 FUND 5,000 FAB CAMP PC CA 92697 N/A PC MC-386 PROF PAVAN HANUMOLU'S PROF CHRIS KIM'S PROF KESHAB RESEARCH 25,000 FUND IL 61801 UNIVERSITY OF MINNESOTA FOUNDATION N/A 200 OAK ST SE STE 500 PC MINNEAPOLIS, MN OAK ST SE MINNEAPOLIS, STE MN 500 N/A 25,000 FUND PARHI'S RESEARCH 25,000 FUND PC 55455 UNIVERSITY OF SAN DIEGO N/A 5998 ALCALA PARK PC DIEGO, RESEARCH 55455 UNIVERSITY OF MINNESOTA FOUNDATION SAN FOUNDATION UCI BROADCOM PC 1305 W GREEN ST, 200 AMOUNT PURPOSE OF GRANT OR CONTRIBUTION N/A UNIVERSITY OF ILLINOIS FOUNDATION URBANA, OF RECIPIENT CA 92697 UNIVERSITY OF CALIFORNIA 5200 IRVINE HALL ENGINEERING STATUS FRESHMAN ENGINEERING LECTURE SERIES 2,500 CA 92110 ATTACHMENT 14 26-4754561 BROADCOM FOUNDATION PORM PART QQ02F f'RA 1TC XV AND c ANTRTRNTT(NR PAID IIIIRTNf THE VFAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS UNIVERSITY OF TEXAS N/A FOUNDATION TX N/A ON M5S VOCATIONAL NY INSTRUCTION 6TH PROJECT COMMUNITY SERVICES 1901 E 4TH ST BOX LOUIS, TONY CARUSONE 'S FUND 25,000. RESEARCH 25,000 FUND N/A GENERAL & UNRESTRICTED 5,000. GENERAL & UNRESTRICTED 10,000. 10457 ST STE CA 92705 1228 MO ONE BROOKINGS DBA ON N/A PC 100 N/A WASHINGTON UNIVERSITY CAMPUS PROF. RESEARCH PC FL VOLUNTEER CENTER OF GREATER ORANGE COUNTY - SANTA ANA, JEFFREY ANDREW'S 3 1910 ARTHUR AVE, BRONX, PROF AMOUNT PC KING'S COLLEGE CIR TORONTO, PURPOSE OF GRANT OR CONTRIBUTION 78767 UNIVERSITY OF TORONTO 21 OF RECIPIENT PC PO BOX 250 AUSTIN, STATUS DR PROF RAJ JAIN'S RESEARCH 25,000 FUND PC 61310 N/A WESTED HARRISON SAN FRANCISCO, 14,000 RESPONSIBILITY GRANT NC ST 730 EXPENDITURE CA 94107 ATTACHMENT 14 BROADCOM FARM 26-4754581 FOUNDATION PART BBflPP WV - (:RAMTC AMf -MTRTRUT-M PATI) IIIIRTNr: THE VEAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS WESTWOOD ELEMENTARY 17749 MATINAL SAN DIEGO , FOUNDATION N/A 613 WATERVIEW DR PC TX N/A 613 WATERVIEW PC 1800 DR N /A HELPING WOMEN E MCFADDEN AVE PULLMAN COSTA MESA , STE 1A FOR A NEW START ST STE A CA 500. SVECCHA FOUNDATION 500. SVECCHA FOUNDATION 3,000 EMPLOYMENT SUCCESS PROGRAM 2,500. PC GENERAL & UNRESTRICTED 1,500 GENERAL & UNRESTRICTED 500 PC N/A PC BOX 9716 FEDERAL WAY , N/A 92626 WORLD VISION P.O UNRESTRICTED CA 92705 WORKING WARDROBES 3030 & 75019 TX SANTA ANA, GENERAL AMOUNT 75019 WINGS OF FREEDOM WOMEN PURPOSE OF GRANT OR CONTRIBUTION CA 92127 N/A COPPELL, OF RECIPIENT PC RD WINGS OF FREEDOM COPPELL, STATUS WA 98063 ATTACHMENT 14 BROADCOM PQRM 26-4754581 FOUNDATION QQl1PF PART it - f'RANTC ANII rnmT0TRi7TTnwc PATfI 111iRTNl: TNR VFAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT RECIPIENT NAME AND ADDRESS XIDIAN UNIVERSITY N/A 266 XINGLONG SECTION OF XIFENG RD PC XI'AN, SAN DIEGO & UNRESTRICTED 25,000 DIEGO , N/A INTERACTIVE STEM EDUCATION PROGRAMS FOR SCHOOLS 2,500 PLACE AWARD 10,000 PC 120551 CA 92112 NONE J SPAULDING 862 GENERAL AMOUNT SH ZOOLOGICAL SOCIETY OF SAN PO BOX PURPOSE OF GRANT OR CONTRIBUTION MOUNTAIN VIEW, UNIVERSITY RESEARCH COMPETITION 1ST UNIVERSITY RESEARCH COMPETITION 2ND PLACE AWARD 5,000. UNIVERSITY 3RD PLACE AWARD 2,500 I JACKSON ALLEY CA 94043 S L FEIBISH NONE 7C YEAROT STREET 34787 I HAIFA ISRAEL NONE H MEYVAERT KOPERSLAGERIJ 3 RESEARCH COMPETITION I 3100 KESSEL-LO BELGIUM NONE M B AKBAR 2550 AKERS MILL RD ATLANTA, SE , APT A19 1,000 UNIVERSITY RESEARCH COMPETITION FINALIST AWARD I GA 30339 ATTACHMENT 14 BROADCOM 26-4754581 FOUNDATION RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT RECIPIENT NAME AND ADDRESS S M ALAVI AMOUNT PURPOSE OF GRANT OR CONTRIBUTION NONE UNIVERSITY RESEARCH COMPETITION FINALIST AWARD 1,000 NONE UNIVERSITY RESEARCH COMPETITION FINALIST AWARD 1,000 NONE UNIVERSITY RESEARCH COMPETITION FINALIST AWARD 1,000. NONE UNIVERSITY RESEARCH COMPETITION FINALIST AWARD 1,000 NONE UNIVERSITY RESEARCH COMPETITION FINALIST AWARD 1,000 NONE UNIVERSITY RESEARCH COMPETITION 1,000 KRISTALWEG 16 2614 TS DELFT NETHERLANDS Y T CHEN 11140 ROSE AVE LOS ANGELES, J , APT 410 CA 90034 DONG TSINGHUA UNIVERSITY, ROOM C423 10008-4 HAIDIAN DIST BEIJING CHINA K GALANOPOULUS SANKT-JOSEF-STABE 11/4/4 9500 CARINTHIA VILLACH AUSTRIA S PAUL 1552 AMBERGROVE SAN JOSE, CA DRIVE 95131 S SINGH FINALIST AWARD 2501 LAKE AUSTIN BLVD , APT A207 AUSTIN, TX 78703 ATTACHMENT 14 26-4754581 BROADCOM FOUNDATION RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION RECIPIENT NAME AND ADDRESS NONE H SUN 1821 VERANO PLACE IRVINE, STATUS OF RECIPIENT AMOUNT PURPOSE OF GRANT OR CONTRIBUTION UNIVERSITY RESEARCH COMPETITION FINALIST AWARD 1,000. I CA 92617 TOTAL CONTRIBUTIONS e nag 71B PAID ATTACHMENT 14