chemistry and materials research at the interface between science

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C

HEMISTRY AND

M

ATERIALS

R

ESEARCH AT THE

I

NTERFACE

B

ETWEEN

S

CIENCE AND

A

RT

 

 

 

 

Report of a Workshop Cosponsored by the

National Science Foundation and the Andrew W. Mellon Foundation

July 6–7, 2009

Arlington, Virginia

 

 

 

Co-Chairs

Marco Leona

Department of Scientific Research

The Metropolitan Museum of Art

Richard Van Duyne

Department of Chemistry

Northwestern University

Barbara Berrie

Scientific Research

Department

National Gallery of Art

Steering Committee

Francesca Casadio

Conservation Department

Art Institute of Chicago

Richard R. Ernst

Laboratorium für

Physikalische Chemie

ETH Zürich

Katherine T. Faber

Department of Materials

Science and Engineering

Northwestern University

Antonio Sgamellotti

Department of Chemistry

Universita’ degli Studi di Perugia

Karen Trentelman

The Getty Conservation Institute

The J. Paul Getty Trust

Paul Whitmore

Department of Chemistry and the Art

Conservation Research Center

Carnegie Mellon University

1  

 

T

ABLE  OF  

C

ONTENTS

 

 

 

E

XECUTIVE  

S

UMMARY

 

3  

 

I NTRODUCTION  

4  

 

G

RAND  

C

HALLENGE  

1:

 

M

ATERIALS  AND  

S

TRUCTURAL  

C

HARACTERIZATION  OF  

 

C

ULTURAL  

H

ERITAGE  

O

BJECTS

 

8  

 

G

RAND  

C

HALLENGE  

2:

 

U

NDERSTANDING  

M

ATERIAL  

D

EGRADATION  AND  

A

GING

 

12  

 

G RAND   C HALLENGE   3:   M ATERIALS   S TABILIZATION ,   S TRENGTHENING ,    

M

ONITORING

,

 AND  

R

EPAIR

 

16  

 

E

DUCATION  AND  

B

ROADER  

I

MPACT

 

20  

 

C

ULTURAL  

H

ERITAGE  

R

ESEARCH  

F

UNDING  IN  

E

UROPE

 

23  

 

R ESOURCES   N EEDED  FOR   A DVANCING   C HEMISTRY  AND    

M

ATERIALS  

R

ESEARCH  IN  

C

ULTURAL  

H

ERITAGE

 

25  

 

C

ONCLUSIONS

 

26  

 

A

PPENDICES  

 

A:  Additional  Recommendations  From  Breakout  Sessions  

B.  Workshop  Participants  

 C.  Workshop  Schedule  

27  

 

 

 

 

 

Cover  Image:  Elemental  analysis  by  X-­‐ray  fluorescence  spectroscopy  showed  that  this  Roman  sculpture  at  The  Metropolitan  Museum  of  Art  was   once  painted  with  a  blue,  copper-­‐containing  pigment  such  as  azurite  or  Egyptian  Blue.  (Photo:  The  Metropolitan  Museum  of  Art)

C HEMISTRY AND M ATERIALS R ESEARCH AT THE I NTERFACE B ETWEEN S CIENCE AND A RT

 

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E

XECUTIVE  

S

UMMARY

 

T   he  objects  that  make  up  a  portion  of  our  cul-­‐ tural  heritage—from  ancient  artifacts  to   modern  art  pieces—have  physical  lives.  

They  change  over  time,  respond  to  their  environ-­‐ ments,  and  eventually  break  down.  The  study  of   the  materials  that  make  up  these  objects,  and  the   changes  they  undergo,  is  the  province  of  cultural   heritage  scientists.  The  field  of  cultural  heritage   science,  or  conservation  science,  is  vast  and  com-­‐ plex,  encompassing  analytical  and  physical  chem-­‐ istry,  biology,  engineering,  and  materials  science.    

To  advance  the  field  of  cultural  heritage  sci-­‐ ence,  chemists  and  materials  scientists  from  mu-­‐ seums,  universities,  national  laboratories,   industry,  and  other  institutions  came  together  for  

Chemistry  and  Materials  Research  at  the  Interface  

Between  Science  and  Art ,   a  workshop  cosponsored   by  the  Andrew  W.  Mellon  Foundation  and  the  Na-­‐ tional  Science  Foundation.  The  participants  dis-­‐ cussed  three  scientific  challenges  in  the  study  and   preservation  of  cultural  heritage:  materials  and   structures;  degradation  and  aging;  and  stabiliza-­‐ tion,  strengthening,  and  repair.  This  report  out-­‐ lines  the  discussions  of  this  diverse  group  of   specialists,  which  covered  the  scientific  drivers  of   this  work,  the  research  needed  to  continue  ad-­‐ vancing  the  field,  and  initiatives  in  education     and  funding.    

The  workshop  participants  highlighted  the  im-­‐ portance  of  a  fundamental  understanding—at  mo-­‐ lecular  and  microstructural  levels—of  cultural   heritage  materials.  This  knowledge  will  provide   information  about  past  cultures,  civilizations,  and   technologies,  and  enhance  our  ability  to  preserve   the  world’s  material  culture.  More  specifically,  the   scientific  ideas  driving  cultural  heritage  science   research  are:  the  fundamental  description  of  com-­‐ plex  materials  and  structures,  the  understanding   of  material  changes  in  cultural  objects,  and  the  ef-­‐ ficient  design  of  effective  and  safe  conservation   treatments.  Examples  of  recommendations  to  meet   the  three  challenges  include:    

Development  of  analytical  probes  with   high  sensitivity  and  spatial  resolution  

(ranging  from  small  to  large  scale),  for  re-­‐ stricted  volume,  as  well  as  standoff  detec-­‐ tion  of  component  materials,  degradation   products,  and  deterioration  markers  

Study  of  ultraslow  changes  in  materials,   occasionally  in  severely  degraded  states  or   in  small  populations  in  which  each  object   has  a  unique  history  

Compatibility-­‐driven  design  for  multifunc-­‐ tional  treatment  materials  

Theoretical  modeling  of  materials  and   structures  that  acknowledges  the  complex-­‐ ity  of  authentic  objects  and  their  various   aging  processes  

 

The  workshop  attendees  confirmed  that  the   field  will  continue  to  prosper  through  the  building   of  broad-­‐based  partnerships  between  scientists  at   universities,  national  laboratories,  and  cultural   heritage  institutions  such  as  museums.  Only  such   collaboration  will  bring  necessary  advances  in   sensing  technologies,  nanoscience,  materials  de-­‐ sign,  and  theoretical  modeling  into  cultural  heri-­‐ tage  research.  Further  network-­‐building   opportunities  may  come  through  international  col-­‐ laborations,  particularly  with  academic  institu-­‐ tions  in  Europe.  The  workshop  discussions  also   highlighted  the  need  for  a  sustained  funding  effort   on  the  part  of  the  National  Science  Foundation,   through  a  variety  of  tools  such  as  development   grants;  initiatives  for  workforce  development;   small  grants  for  exploratory  research;  multiyear   research  grants;  support  for  workshops,  confer-­‐ ences,  and  web-­‐based  networking  initiatives;  and   the  creation  of  research  centers.      

The  information  that  can  be  gained  through   the  scientific  investigation  of  cultural  heritage  ma-­‐ terials  has  clear  impact  and  relevance  in  basic  sci-­‐ ence,  the  humanities,  and  education.  The   incorporation  of  cultural  heritage  research  into   curricula  is  a  highly  effective  means  to  attract  and   inspire  the  next  generation  of  scientists,  and  the   field  can  reach  new  audiences  for  science  through   museum-­‐  and  cultural  heritage  institution-­‐based   programming,  such  as  exhibitions,  public  lectures,   and  electronic  and  mass  media.  Only  a  concerted   effort  to  grow  and  interlink  the  cultural  heritage   science  community  in  the  United  States  will  realize   these  benefits.  

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I

NTRODUCTION

 

  I   t  is  all  too  easy,  as  one  walks  through  a  mu-­‐ seum,  to  forget  that  the  works  of  art  that  in-­‐ spire  and  enlighten  us  are  tangible,  physical   objects  that  age  and  break  down  in  ways  that  we  

A  group  of  forty-­‐two  chemists  and  materials   scientists  from  cultural  heritage  institutions,  uni-­‐ versities,  national  laboratories,  and  private  indus-­‐ try  met  in  Arlington,  Virginia,  from  July  6–7,  2009,   may  or  may  not  see.  Almost  all  of  them  have  al-­‐ ready  outlived  their  creators  and  in  many  cases   even  their  creators’  imaginations;  they  exist  hun-­‐ dreds  or  even  thousands  of  years  beyond  what   their  makers  intended.  Cultural  heritage  objects— from  archaeological  artifacts  of  the  deep  human   past,  to  contemporary  pieces  made  of  synthetic   materials,  to  buildings  and  monuments—live   physical  lives,   subject  to  the   environments  in   which  they  are   exhibited  or   stored  and  all   the  little  insults,   inadvertent  and   deliberate,  that   come  with  it.  

Preserving  these   items  is  the   realm  of  art  and   archaeological   conservators,   but  studying   their  material   makeup,  the  way   to  take  part  in  a  workshop  titled   Chemistry  and  

Materials  Research  at  the  Interface  Between  Science   and  Art .  The  National  Science  Foundation  (NSF)-­‐   and  Andrew  W.  Mellon  Foundation-­‐sponsored   workshop  explored  the  basic  scientific  questions   relating  to  the  understanding  and  preservation  of   cultural  heritage  materials,  defined  short-­‐  and   long-­‐term  priorities  for  research,  and  initiated  in-­‐ teraction  be-­‐ tween  scientists   in  cultural  heri-­‐ tage  institutions   and  their  peers   in  universities   and  national   laboratories.    

Cultural   heritage—the   subject  of  the   workshop— includes  all  the   material  evi-­‐ dence  of  hu-­‐ mankind’s   accomplish-­‐ ments:  archaeo-­‐ that  they  age  and   deteriorate,  and   new  methods  to  

Fig.  1  –  Raman  microspectroscopy,  a  technique  that  provides  molecular  in-­ formation  about  an  object  without  requiring  a  sample,  is  used  to  identify  the   pigments  in  a  painted  glass  plate  attributed  to  German  artist  Hans  Wertinger   and  dated  to  1498.  (Photo:  The  Metropolitan  Museum  of  Art)   preserve  and   restore  them  is  the  province  of  scientists.  The  field   of  cultural  heritage  science,  or  conservation  sci-­‐ logical  objects   and  sites,  cul-­‐ tural  properties,   fine  arts  collec-­‐ tions,  archives,  historical  buildings,  monuments,   and  other  sites.  In  materials  science,  the  deteriora-­‐ ence,  is  vast  and  complex,  encompassing  analytical   and  physical  chemistry,  biology,  engineering,  and   materials  science.

1    

                                                                                                               

1  Additional  background  material  on  the  field  of  cultural  heritage   science  can  be  found  at:  Nazaroff,  W.  W.,  and  B.  Amadei,  “New  Tech-­‐ nologies  and  Cultural  Heritage:  A  U.  S.–Italian  Bilateral  Workshop,”   held  in  Venice,  Italy,  April  23-­‐24,  2001,  NSF  award  no.  0119379  

(2001);  “Scientific  examination  of  art:  modern  techniques  in  conser-­‐ vation  and  analysis,”  Sackler  colloquium  chaired  by  T.  Wiesel  and  R.  

Hoffmann,  organized  by  B.  Berrie,  E.  R.  de  la  Rie,  J.  Tomlinson,  and  J.  

Winter,  held  at  the  National  Academy  of  Sciences,  Washington  DC,  

March  19–21,  2003;  and  Paul  M.  Whitmore,  coordinating  author.  

Conservation  Science  Research:  Activities,  Needs  and  Funding  Opportu-­ tion  of  a  material  is  assessed  on  the  basis  of  its  

“performance.”  Naturally,  the  performance  charac-­‐ teristics  of  an  art  object  can  be  difficult  to  deter-­‐ mine,  but  can  include  anything  from  its  structural   integrity,  to  the  intensity  of  its  colors,  to  our  ability   to  extract  useful  information  from  it.  And  these   objects  are  often  highly  complex  mixtures  of  mate-­‐ rials,  many  of  which  haven’t  been  produced  for  

                                                                                                                                                                                        nities.  A  Report  to  the  National  Science  Foundation.

 (2005)   mac.mellon.org/NSF-­‐MellonWorkshop/  

Whitmore%20White%20paper.pdf.    

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centuries,  that  interact  and  react  with  one  another   in  unexpected  ways.    

As  a  result  of  these  complexities,  scientific  re-­‐ search  on  the  components,  structure,  and  degrada-­‐ tion  processes  of  cultural  heritage  objects  has   grown  over  the  last  three  decades  into  a  large,  so-­‐ phisticated,  multidisciplinary,  and  technically  ad-­‐ vanced  field.  Today,  cultural  heritage  scientists  use   single-­‐molecule  spectroscopies  and  noninvasive   methods  to  identify  materials,  sensing  techniques   to  monitor  environments,  and  computer-­‐aided  im-­‐ aging  and  modeling  to  explore  objects  and  their   breakdown  processes.  The  ultimate  goal  of  the   field  is  to  improve  our  ability  to  preserve  the   world’s  artistic  and  cultural  patrimony,  and  it  is  a   rich  repository  of  basic  scientific  questions.    

Cultural  heritage  scientists  come  from  the   fields  of  chemistry,  physics,  materials  science,  and   biology,  and  are  based  in  art  museums,  libraries,   government  laboratories,  and,  to  a  lesser  degree,   universities.  Currently,  the  majority  of  applied  sci-­‐ entific  research  into  cultural  heritage  materials  is   carried  out  in  museum-­‐based  laboratories,  while   university  laboratories  focus  more  on  fundamental   research  and  technological  advances.  A  major  leap   in  the  understanding  of  cultural  heritage  objects   and  their  material  issues  and  conservation  is  pos-­‐ sible  by  bringing  these  approaches  together— fostering  partnerships  between  scientists  in  mu-­‐ seums  who  apply  new  technologies  and  those  in   universities  and  national  laboratories  who     develop  them.    

Cultural  heritage  science  simultaneously  pur-­‐ sues  several  goals:  understanding  the  deteriora-­‐ tion  of  art  objects,  developing  new  treatments  for   conservation  and  restoration,  and  providing  in-­‐ formation  about  the  past  or  the  artists’  intentions.  

Unfortunately,  issues  with  cultural  heritage  often   are  presented  to  scientists  when  there  are  prob-­‐ lems  that  cannot  be  addressed  by  more  traditional  

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conservation  techniques.  Furthermore,  the  degree   to  which  cultural  heritage  materials  are  subject  to   deteriorating  processes  is  increasing.  We  can  no   longer  afford  a  triage  approach,  so  we  must  de-­‐ velop  a  coordinated,  multifaceted,  and  sustainable   research  program  to  study  pieces  of  cultural  heri-­‐ tage  before  they  reach  a  critical  stage.    

This  is  particularly  challenging  for  practitio-­‐ ners  of  cultural  heritage  science  because  they  are   subject  to  constraints  that  rarely  affect  other   chemists  and  materials  scientists.  Cultural  heritage   objects  are  irreplaceable,  so  any  analytical  investi-­‐ gations  must  be  noninvasive  and  nondestructive,   or  at  the  very  least  require  minimal  sampling.  Any   conservation  treatments  that  result  from  these   studies  must  be  compatible  with  the  original  ob-­‐ jects  and  completely  reversible.  In  addition,  cul-­‐ tural  heritage  objects  have  existed  and  will  exist   over  long  time  spans,  and  the  manner  in  which   they  have  been  treated  and  stored  is  often  un-­‐ known.  Therefore,  accurately  predicting  how  a   particular  object—often  made  of  a  mixture  of  ma-­‐ terials  that  may  interact—will  age  is  multifactorial   and  mind-­‐bendingly  complex,  with  different  com-­‐ ponents  aging  at  different  rates  under  different   conditions  over  the  lifetime  of  an  object.  Moreover,   natural,  ultraslow  aging  processes  may  not  match   up  with  laboratory-­‐accelerated  aging  tests,  and  the   degradation  products  of  one  material  might  accel-­‐ erate  or  retard  the  deterioration  of  another.  But   these  constraints  and  challenges  do  provide  bene-­‐ fits  to  scientific  inquiry—they  are  strong  catalysts   for  the  development  of  new  technologies  with   broad  application.  The  field  has  high  scientific   merit  in  both  basic  and  applied  research.    

Advances  in  analytical  chemistry  and  materials   science,  in  addition  to  nanotechnology  and  bio-­‐ medical  research,  will  increase  our  knowledge  of   components  and  structures  of  cultural  heritage   artifacts.  The  complexity  of  cultural  heritage  pro-­‐ vides  a  demanding  proving  ground  for  new  ana-­‐ lytical  techniques  and  instrumentation,  which   allows  conservation  science  to  contribute  to  basic   research  in  these  complementary  fields.  For  ex-­‐ ample,  recent  advances  in  plasmonics  supports  for   surface-­‐enhanced  Raman  scattering  have  been   successfully  applied  to  the  identification  of  dyes  of   archaeological  interest,  and  in  turn  the  instrumen-­‐ tation  and  techniques  developed  by  cultural  heri-­‐ tage  scientists  have  been  successfully   implemented  in  industrial  applications  and  re-­‐ search  in  other  areas.  The  same  holds  true  for   computational  design  of  materials  that  can  be  used   in  repair  and  restoration.  Basic  research  in  this   area  can  be  applied  to  cultural  heritage  science,   where  the  materials  created  must  meet  challeng-­‐ ing  requirements  of  chemical  compatibility,  resis-­‐ tance  to  corrosion  and  color  change,  thermal   stability,  and  thermal  expansion  to  match  with  the   original  materials  of  a  cultural  object.  Advances   under  such  rigorous  conditions  can  in  turn  be  ap-­‐ plied  to  problems  in  other  fields.    

Beyond  scientific  merit,  cultural  heritage  sci-­‐ ence  provides  a  number  of  other  social  benefits.  

The  primary  and  most  obvious  of  these  is  the  long-­‐ lasting  preservation  of  the  world’s  shared  cultural   objects,  so  that  they  can  be  admired,  treasured,   and  learned  from  for  centuries.  It  is  impossible  to   assess  how  much  has  already  been  lost  to  conflict   and  thoughtlessness;  Nobel-­‐Laureate  chemist  

Richard  Ernst,  who  gave  the  workshop’s  keynote   address,  described  the  conservation  and  restora-­‐ tion  of  cultural  heritage  as  a  primary  responsibility   of  our  time.  This  is  a  lasting  benefit,  extending  be-­‐ yond  the  lifetime  of  the  scientists  and  conserva-­‐ tors.  In  addition,  the  field  provides  bridges   between  basic  research,  applied  science,  and  the   humanities,  adding  immediate  social  relevance  to   the  practice  of  science.  As  an  example  of  use-­‐ inspired  research,  the  field  attracts  generations  of   students  to  basic  science,  and  has  demonstrated   great  potential  in  improving  gender  representa-­‐ tion  and  educational  opportunities  for  underprivi-­‐ leged  youths  through  museums  in  large  cities  and   heritage  centers  in  rural  areas.  And  more  recently,   cultural  heritage  science  has  become  an  attractive   option  for  undergraduate  students  from  urban,   rural,  or  tribal  backgrounds.  

The  current  state  of  cultural  heritage  science  is   strong,  but  there  is  an  urgent  need  to  break  down   boundaries  further  to  link  disparate  efforts  in  fun-­‐ damental  research  into  a  robust,  integrated  vision   for  the  future  of  the  field.  This  workshop  was  con-­‐ vened  to  determine  the  path  forward.  The  distin-­‐ guished  experts  were  invited  to  identify  the  most   pressing  questions  for  the  future  of  the  field,  es-­‐ tablish  long-­‐term  interaction  between  scientists  at   universities  and  national  laboratories  with  those   at  cultural  heritage  institutions,  and  outline  near-­‐   and  long-­‐term  priorities.  Following  presentations   by  the  workshop  planners,  participants  were  di-­‐ vided  into  fluid  breakout  groups  to  discuss  three  

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Grand  Challenges  in  the  field:  the  development  of   analytical  techniques,  the  investigation  of  deterio-­‐ ration  processes,  and  the  development  of  new  con-­‐ servation  methods  and  materials.  The  discussions   were  wide-­‐ranging.  This  report  consists  of  sections   focusing  on  each  of  the  three  Grand  Challenges  and   the  enabling  research  areas  that  will  help  meet   those  challenges,  the  resources  needed  for  the  con-­‐ tinued  growth  of  cultural  heritage  science,  and   ways  to  nurture  the  broader  impact  of  the  field.    

In  many  ways,  Europe  has  an  enviable  model   for  the  development  of  cultural  heritage  science.  In   the  United  States,  this  work  traditionally  has  been   carried  out  in  museums,  libraries,  and  other  cul-­‐ tural  heritage  institutions,  with  researchers  based   in  academia  and  national  laboratories  only  occa-­‐

  sionally  and  inconsistently  involved.  Across  the  

Atlantic,  however,  financial  support  from  the  

European  Union  has  been  considerable,  resulting   in  multinational  and  multi-­‐institution  partner-­‐ ships.  The  NSF  can  play  a  key  role  in  promoting   and  supporting  just  this  sort  of  collaboration,   which  is  not  only  desirable  but  necessary.  The  

NSF’s  emphasis  on  inter-­‐  and  multidisciplinary   work  is  well  suited  to  a  sustained  effort  in  basic   research  that  breaks  boundaries  between  various   types  of  institutions.  Establishing  a  unifying  direc-­‐ tive  for  the  field  and  supporting  collaboration  will   significantly  accelerate  the  rate  of  discovery,  facili-­‐ tate  the  transfer  of  information  to  cultural  heritage   applications,  and  enhance  the  development  of   educational  activities.  This  workshop  is  a  critical   first  step  in  stimulating  discovery,  innovation,  and   education.  

Fig.  2  –  Gas  chromatography-­mass  spectrometry,  used  here  by  Julie  Arslanoglu  and  Adriana  Rizzo  of  The  Metropolitan  

Museum  of  Art,  is  the  standard  technique  for  identifying  organic  materials  in  paints  and  varnishes.  Using  a  microscopic   sample,  it  can  determine  the  paint  or  varnish  used  by  the  ratios  of  different  chemical  constituents.  (Photo:  The  Metropoli-­ tan  Museum  of  Art)  

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G

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  O   ne  of  the  first  steps  in  studying  an  irre-­‐ placeable  or  precious  object  with  cultural   heritage  value  is  characterizing  the  materi-­‐ als  from  which  it  is  made  and  their  structure.  To   nondestructive,  and  are  often  conducted  on  highly   complex  materials.  However,  these  constraints   provide  great  opportunities  for  the  development   of  new,  advanced  measurement  science  and  imag-­‐ do  this,  cultural  heritage  scientists  use  analytical   tests—such  as  atomic  force  microscopy,  mass   spectrometry,  Raman  spectroscopy,  and  others.  

The  first  of  the  three  Grand  Challenges  dealt  with   analytical  technologies.  Workshop  Steering  Com-­‐ mittee  member  Francesca  Casadio,  Andrew  W.  

Mellon  Senior  Conservation  Scientist  at  the  Art  

Institute  of  Chicago,  spoke  to  the  attendees  about   the  topic  before  they  were  separated  into  discus-­‐ sion  groups.    

A  clear  understanding  of  the  materials  that   compose  objects  of  artistic,  historic,  anthropologi-­‐ cal,  and  archaeological  significance  is  fundamen-­‐ tally  important  for  making  discoveries  about  their   composition,  layer  structure,  surfaces,  and  degra-­‐ dation.  It  also  provides  information  to  address  art   historical  and  conservation  questions,  such  as   those  related  to  the  technology  of  fabrication,   trade  routes  in  antiquity,  attribution,  dating,  and,   most  important  of  all,  long-­‐term  preservation.  But   because  cultural  heritage  objects  are  often  hetero-­‐ geneous  and  complex,  the  field  demands  new  and   improved  approaches  to  this  science  of  measure-­‐ ment.  In  this  way,  cultural  science  is  similar  to  cell   biology,  as  both  fields  involve  complex  systems   that  will  require  massive  leaps  in  our  ability  to   make  multiple  measurements  on  varying  time   scales,  across  disparate  length  scales,  and  involv-­‐ ing  a  wide  range  of  chemical  species,  including  or-­‐ ganic  and  inorganic  molecules  with  both  high  and   low  molecular  weights.    

But  cultural  heritage  science  is  subject  to  sub-­‐ stantial  technical  constraints  that  do  not  affect   other  fields,  such  as  cell  biology.  Cultural  heritage   objects  are  irreplaceable,  so  analytical  investiga-­‐ tions  must  be  noninvasive,  or  at  least  require  only   minimal  sampling,  and  they  must  be  rapid  and   highly  sensitive.  Tests  to  understand  an  object’s   properties  and  monitor  its  performance  need  to  be   ing  technologies,  which  can  have  broad  applica-­‐ tion.  The  constraints  and  complications  of  cultural   heritage  science  provide  a  demanding  proving   ground  for  new  analytical  techniques  and  instru-­‐ mentation.  Other  fields,  such  as  the  industrial,   biomedical,  and  environmental  realms,  can  clearly   benefit  from  advances  in  the  analytical  techniques   of  cultural  heritage  science.  In-­‐line  industrial  qual-­‐ ity-­‐control  processes;  in  situ  analysis  of  aerospace   components;  pharmaceutical  analysis;  and  in-­‐field   trace  detection  of  narcotics,  biowarfare  agents,   and  biologically  and  environmentally  active  mole-­‐

  cules  are  just  a  few  examples.    

R ESEARCH   T HEMES  

Improving  analytical  technologies  for  use  in  cul-­‐ tural  heritage  science  involves  expanding  the  abili-­‐ ties  of  these  tests  to  provide  a  suite  of  complex,   detailed,  and  integrated  information.  The  ultimate   goal  is  to  develop  analyses  that  provide  three-­‐ dimensional  data,  can  be  specific  at  the  molecular   level,  are  highly  sensitive,  and  operate  at  multiple   spatial  scales—macro,  micro,  and  nano.  And  ide-­‐ ally,  the  tests  must  work  in  situ  and  without  the   removal  of  precious  samples  from  the  artifacts  or   artworks.  There  are  several  complementary  scien-­‐ tific  drivers  for  working  toward  these  goals.    

Material  and  Structural  Complexity  –  Up-­‐ dated  analytical  technologies  must  be  able   to  investigate  heterogeneous  materials   that  are  structured  in  complex  ways.    

Spatial  Resolution  –  Ideal  analytical  tests   should  provide  information  on  the  scale  of   a  whole  artwork  or  structure,  and  at  mi-­‐ croscopic  level  and  molecular  resolution.    

Volume  Restrictions  –  Sampling  from  cul-­‐ tural  heritage  objects  often  is  severely  re-­‐ stricted.  However,  some  information  

(isotope  ratios,  precise  identification  of  or-­‐

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ganic  species,  etc.)  can  only  be  obtained   with  destructive  techniques.  Borrowing   from  the  biomedical  field,  in  which  tech-­‐ niques  are  applied  to  extremely  small  vol-­‐ umes,  can  benefit  cultural  heritage   research.  

Remote  Sensing  –  To  use  the  least  destruc-­‐ tive  or  invasive  tests  possible,  remote  tests,   which  can  be  conducted  without  making   any  contact  with  the  object,  are  ideal.    

Minimal  Invasiveness  –  Those  tests  that   require  contact  with  an  object  or  sample   must  be  improved  to  decrease  their  impact  

  as  much  as  possible.    

A DVANCES   N EEDED  

The  key  advances  that  are  urgently  needed  to  im-­‐ prove  the  characterization  of  the  materials  of  cul-­‐ tural  heritage  objects  are  the  development  of   advanced  analytical  techniques  that  combine  a  va-­‐ riety  of  tests  on  multiple  scales,  and  a  robust  theo-­‐ retical  framework  for  interpreting  the  data  they   produce.  Progress  has  been  made  in  the  creation   and  use  of  devices  that  chemists  and  materials  sci-­‐ entists  can  use  to  analyze  microscopic  samples  or,   in  some  cases,  whole  museum  objects  in  situ  

(without  taking  samples  at  all).  Yet  there  remain   limitations  to  these  procedures  in  terms  of  their   sensitivity  and  noninvasiveness,  and  in  the  ability   of  cultural  heritage  scientists  to  integrate  these   data  to  understand  an  entire  object.  Researchers   need  flexibility,  and  must  be  able  to  achieve   comprehensiveness  and  minute  detail  at  the     same  time.    

For  example,  advanced  analytical  techniques   are  needed  to  be  able  to  create  large-­‐scale,  three-­‐ dimensional  maps  of  an  entire  object  with  mole-­‐ cule-­‐level  detail.  An  ideal  system  could  then  com-­‐ bine  this  topographical  information  with  details  of   the  molecular  or  elemental  composition  of  any   part  of  the  piece.  And  these  data  could  in  turn  be   integrated  with  deep-­‐penetrating  imaging  tech-­‐ niques,  such  as  optical  coherence  tomography,  ul-­‐ trasound  imaging,  terahertz  imaging,  or  single-­‐ sided  nuclear  magnetic  resonance  imaging.  The   same  applies  to  samples  from  objects,  such  as  the   cross-­‐sections  sometimes  taken  from  multilayered   objects  such  as  paintings.  Researchers  need  to  be   able  to  perform  depth  profiling,  imaging,  molecu-­‐ lar  mapping,  organic/inorganic  analysis,  and   chemical  speciation  on  a  single  sample  in  an  effi-­‐ cient  and  manageable  way.  The  idea  is  to  integrate   analytical  tests  on  multiple  scales  and  looking  at   multiple  attributes.  Specific  questions  will  drive   how  such  suites  of  devices  might  be  used.  For  ex-­‐ ample,  if  a  scientist  wants  to  measure  inorganic  or   polymer  systems  in  an  artist’s  materials,  then  mi-­‐ cron-­‐scale  tests  will  be  sufficient.  But  if  one  is  try-­‐ ing  to  determine  the  geographical  origin  of  a   sample  of  lapis  lazuli,  then  nanoscale  resolution   with  high  sensitivity  for  trace  elements  is  crucial.  

Also,  as  will  be  discussed  in  more  detail  in  the   other  two  Grand  Challenge  sections,  real-­‐time  and   time-­‐dependent  testing  and  chemical  sensors  also   will  be  important  to  track  deterioration,  ultraslow  

Fig.  3  –  To  identify  the  pigments  used  on  this  mummy’s   shroud,  City  College  of  New  York  chemistry  student  Tat-­ yana  Teslova  subjected  a  minute  sample  to  surface-­ enhanced  Raman  scattering  and  found  the  pink  dye  was   madder  lake.  (Photos:  The  Metropolitan  Museum  of  Art)  

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processes,  and  transport  within  an  artwork,  such   as  solvent  migration  in  a  painting.    

In  addition  to  this  broad  need  for  advanced   analytical  techniques  that  will  be  specifically  use-­‐ ful  to  the  study  of  cultural  heritage  objects,  other,   more  targeted  developments  would  also  benefit   this  area  of  study.  Analytical  tests  that  require  fur-­‐ ther  refinement  include  surface-­‐sensitive  tech-­‐ niques,  the  ability  to  measure  organic  materials,  in   situ  surface-­‐enhanced  Raman  spectroscopy  

(SERS),  and  the  use  of  synchrotrons  and  other   large-­‐scale  facilities.    

Improved  surface-­‐sensitive  techniques  are   necessary  because  the  deterioration  of  objects  of   cultural  heritage  may  involve  changes  in  very  thin   layers  of  oxidation.  Such  tests  could  also  be  used  to   detect,  at  a  molecular  level,  the  interaction  of  the   original  object  with  environmental  pollutants,  ma-­‐ terials  used  in  their  treatment  or  conservation,  or   electromagnetic  radiation.  This  would  allow  the   monitoring  of  the  kinetics  and  molecular  dynamics   of  reactions  occurring  directly  on  the  surface  of   the  object  or  at  interfaces  between  different  mate-­‐ rials  in  it.    

Another  challenging  area  of  research  is  the   measurement  of  organic  materials.  The  scientific   study  of  cultural  heritage  objects  would  benefit   greatly  from  the  ability  to  conduct  molecular  fin-­‐ gerprinting,  and  mapping  and  depth-­‐profiling,  of   organic  components  either  in  situ  or  with  minimal   sampling.  Improved  signal  amplification,  hyphen-­‐ ated  techniques  (that  is,  methods  that  combine   several  analytical  approaches),  and  methods  of   derivatization  can  help  achieve  this.  One  of  the   methods  for  organic  analysis,  SERS,  has  enabled   detection  of  microscopic  amounts  of  biomolecules,   such  as  natural  colorants,  in  extremely  aged  mate-­‐ rials,  such  as  dyed  textiles  or  faded  watercolors.  

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However,  there  is  a  real  need  to  perform  such   highly  sensitive  analysis  in  situ,  by  bringing  the   probe  to  the  artifact  or  sample  without  leaving   residues,  perhaps  with  tip-­‐enhanced  SERS  (TERS)   or  SERS-­‐active  optical  fibers.    

In  addition,  over  the  past  decade,  large-­‐scale   facilities,  such  as  synchrotron  sources  and  centers   for  particle  physics,  have  greatly  advanced  the   ability  to  probe  whole  museum  objects,  though   research  is  needed  to  accelerate  acquisition  times.  

Also,  recent  advances  in  X-­‐ray  optics  allow  for  ma-­‐ terials  analysis  at  finer  and  finer  length  scales.  For   example,  in  computed  X-­‐ray  tomography,  imaging   with  10 X  lenses  provides  submicron  spatial  infor-­‐ mation,  which  can  then  be  used  to  reconstruct   three-­‐dimensional  images.  Combinations  of  tech-­‐ niques  provide  another  route  for  their  develop-­‐ ment  and  further  refinement.  Coupling  imaging   with  phase  analysis  provides  a  powerful,  noninva-­‐ sive  method  for  studying  microstructure  and   chemistry.  Developments  in  zone-­‐plate  focusing   optics,  in  conjunction  with  synchrotron  X-­‐ray   sources,  have  enabled  structural  studies  of  nano-­‐ size  objects—an  advance  that  has  consequences  in   the  study  of  the  early  stages  of  corrosion,  the   structure  of  nanoparticles  that  give  rise  to  lusters,   and  the  aggregation  of  nanoparticles  in  photo-­‐

  graphs.  Ultimately,  new  or  improved  noninvasive   and  mobile  instrumental  methods  need  to  be  de-­‐ veloped  to  avoid  the  need  to  transport  irreplace-­‐

    able  pieces  of  cultural  heritage  to  these  types  of   external  facilities.  

Achieving  all  of  these  ambitious  advances— from  new,  integrated  analytical  tests  to  using  par-­‐ ticle  physics  labs—will  require  the  development  of   theoretical  and  computational  methods  to  create   accurate  predictive  models  for  the  behavior  of  cul-­‐ tural  heritage  objects.  We  must  have  a  robust   baseline  framework  from  which  to  design  analyti-­‐ cal  tests,  interpret  findings,  and  attempt  to  predict   the  effects  of  age  and  treatment  on  these  objects.    

One  critical  example  of  this  is  the  need  to   model  the  interaction  of  electromagnetic  radiation   with  complex  materials  so  we  can  understand   their  dielectric  properties  and  predict  how  they   will  absorb  energy  on  a  molecular  level.  This  will   require  a  combination  of  experiment  and  theory.  

We  must  prepare  standard  test  materials  with   known  properties,  measure  them,  and  encourage   communication  between  labs  to  establish  these   standards.  The  same  process  applies  to  a  number   of  other  material  characteristics  that  cultural  heri-­‐ tage  scientists  need  to  assess.  Another  example  is   better  molecular  computation  to  study  excited   states  for  interpreting  spectral  data,  which  can   help  predict  how  environmental  factors  and  laser   treatments  might  affect  cultural  heritage  objects.  

Please  see  Appendix  A  for  additional  recommenda-­‐ tions  from  the  workshop  breakout  sessions.

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G RAND   C HALLENGE   2  

U

NDERSTANDING  

M

ATERIAL  

D

EGRADATION  AND  

A

GING

 

C   ultural  heritage  objects,  for  all  their  intangi-­‐ ble  attributes,  are  still  physical  objects  sub-­‐ ject  to  a  variety  of  internal  and  external   processes  that  can  break  them  down  or  alter  their  

Whitmore,  Research  Professor  in  the  Department   of  Chemistry  and  Director  of  the  Art  Conservation  

Research  Center  at  Carnegie  Mellon  University,   spoke  to  the  attendees  before  they  broke  out  into  

“performance”—changing  their  aesthetic  appear-­‐ ance  (such  as  fading  of  colors)  or  information  con-­‐ tent  (such  as  loss  of  magnetization  in  tape   recordings).  The  processes  of  deterioration  are   key  to  understanding  how  objects  have  aged  and   will  age,  and  are  critical  to  their  survival  as  cul-­‐ tural  artifacts.  Effective  conservation  strategies   must  be  aimed  at  diagnosing  the  underlying  causes   of  deterioration,  identifying  early  stages  of  change,   arresting  the  progress  of  those  processes,  and  us-­‐ ing  safe  and  effective  repairs  that  are  not  them-­‐ selves  prone  to  deterioration.  The  second  of  the   workshop’s  Grand  Challenges  dealt  with  under-­‐ standing  the  dominant  material  degradation  proc-­‐ esses  and  the  risk  factors  governing  their  rates.  

Workshop  Steering  Committee  member  Paul   discussion  groups.  

As  with  the  development  of  analytical  tech-­‐ niques  for  the  study  of  cultural  heritage  objects,   understanding  their  deterioration  is  complex  and   multifactorial.  Such  artifacts  are  composed  of  an   enormous  variety  of  materials  and  structures,  and   are  subject  to  a  wide  range  of  storage  and  display   environments.  Consequently  the  problems  these   objects  face  and  their  root  causes  are  legion.  Typi-­‐ cally,  the  artifacts  themselves  dictate  what  will  be   studied.  Changes  in  specific  objects,  or  the  results   of  those  changes,  attract  research  attention.  In   other  cases,  an  object’s  cultural  importance,  rather   than  specific  observed  changes,  drive  research.  For   example,  objects  such  as  the  U.S.  Charters  of  Free-­‐ dom  are  so  highly  prized  that  extraordinary  meas-­‐ ures  are  sought  to   reduce  all  deterio-­‐ ration  to  an  abso-­‐ lute  minimum.  The   study  of  many  deg-­‐ radation  phenom-­‐ ena  often  requires   specific  foci,  so  the   results  often  are   not  transferable  to   other  object  types.    

Understanding   material  degrada-­‐

Fig.  4  –  Scientists  at  the  Art  Institute  of  Chicago  conducted  artificial  aging  tests  of  paint  samples  

(upper  left)  to  determine  how  the  zinc  yellow  used  by  French  postimpressionist  Georges  Seurat   in  his   A  Sunday  on  La  Grande  Jatte  –  1884  (1884–86)  might  have  deteriorated  over  time  under  a   variety  of  environmental  conditions.  (Photos:  Art  Institute  of  Chicago)   tion  usually  re-­‐ quires  intensive   study  down  to  the   microstructural  and   molecular  levels.  

This  work  focuses   on  understanding   chemical  reactions   or  physical  changes,   and  measuring  the   rates  of  those  proc-­‐ esses  and  the  fac-­‐ tors,  both  within  

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the  object  and  outside  of  it,  that  affect  them.  Again,   cultural  heritage  science  faces  the  constraint  of   having  irreplaceable  objects  as  its  subject.  As  a  re-­‐ sult,  the  study  of  deterioration  can  rarely  be  done   on  the  cultural  objects  themselves.  Instead,  these   studies  must  usually  be  translated  to  the  labora-­‐ tory,  where  idealized  surrogate  objects  (close  ap-­‐ proximations  of  the  authentic  materials  and   structures)  can  be  studied  under  controlled  condi-­‐ tions  and  to  a  greater  level  of  detail.  This  process   illustrates  the  degree  to  which  all  aspects  of  cul-­‐ tural  heritage  science  are  linked—the  information   necessary  to  create  such  surrogates  depends  heav-­‐ ily  on  the  advanced  analytical  techniques  dis-­‐ cussed  in  Grand  Challenge  1.    

Laboratory  study  of  cultural  material  degrada-­‐ tion  has  both  advantages  and  disadvantages.  The   main  advantage  is  that  in  the  lab,  better,  more  in-­‐ sightful,  and  highly  controlled  experiments  can  be   done  than  with  the  cultural  objects  themselves.  

Studies  can  be  repeated  to  achieve  statistical  sig-­‐ nificance,  and  the  full  range  of  analytical  tools  can   be  used,  including  destructive  or  less  sensitive   analytical  techniques  that  require  the  consump-­‐ tion  of  large  amounts  of  sample  material.  However,   these  lab  tests  will  be,  in  some  sense,  divorced   from  the  original  artifacts:  the  samples  and  the   aging  processes  to  which  they  are  subject  are  only   approximations.  Authentic  materials  and  struc-­‐ tures  in  degraded  states  are  difficult  to  re-­‐create,   and  often  samples  are  created  to  be  “typical,”   rather  than  specific  to  a  unique  artifact  with  a  sin-­‐ gular  aging  history.  Similarly,  very  slow  processes   cannot  be  studied  with  precision—stress-­‐testing   or  accelerated  aging  must  stand  in  for  centuries  of   wear  and  tear.  As  a  result,  the  relevance  of  the   laboratory  simulations  is  unclear.    

To  examine  this  relevance,  cultural  heritage   scientists  must  return  to  the  cultural  artifacts   themselves.  This  “reality  check”  or  “ground-­‐ truthing”  can  be  used  to  verify  that  the  outcome  of   the  laboratory  tests  resembles  natural  aging  proc-­‐ esses.  By  surveying  groups  of  authentic  objects,   one  can  create  benchmarks  for  lab  studies,  confirm   predictions,  and  improve  the  surrogate  objects   and  processes.  This  cycle  of  lab  testing,  compari-­‐ son  to  actual  object  behavior,  and  refinement  of   lab  tests  is  at  the  center  of  the  study  of  degrada-­‐ tion  of  artifacts.  

These  surveys  of  actual  objects  that  share  ma-­‐ terials  and  aging  histories  can  also  be  used  outside   the  lab  setting.  Surveys  can,  for  example,  help  cul-­‐ tural  heritage  scientists  explore  the  natural  varia-­‐ tion  of  materials,  differences  in  manufacturing   conditions,  or  the  results  of  different  storage  and   display  histories.  In  some  circumstances—an  

Egyptian  mummy,  for  instance—it  is  not  feasible   to  re-­‐create  an  authentic  object,  so  insights  into   the  properties,  stability,  and  care  must  come  from   the  object  itself.  The  materials  of  many  ancient  ar-­‐ tifacts  can  be  so  transformed  by  the  millennia  that   one  cannot  estimate  or  infer  their  unique  chemical   or  physical  properties.  It  may  be  necessary  to  sac-­‐ rifice  a  small  portion  of  the  materials  or  even  a   companion  or  duplicate  object  to  gain  the  desired   understanding.  New  developments,  such  as  in-­‐ creasingly  sensitive  analytical  tools,  are  slowly  ex-­‐ panding  the  range  of  possible  studies,  so  that  now   it  is  becoming  more  possible  to  study  slow  degra-­‐ dation  processes  on  artifacts  themselves  without  

  this  sacrifice.  

R ESEARCH   T HEMES  

Research  in  the  area  of  material  degradation  is   motivated  primarily  by  the  need  to  diagnose  fun-­‐ damental  deterioration  problems  affecting  physi-­‐ cal  properties,  appearance,  and  information   content  of  cultural  objects.  There  are  several  com-­‐ plementary  scientific  drivers  for  working  toward   this  goal.  

Complex  Materials  –  Many  cultural  heri-­‐ tage  objects  are  composed  of  complex  ma-­‐ terials  and  structures.  Paintings,  for   example,  are  composite  materials,  while   stone  has  a  porous  structure.  Deterioration   processes  of  complex  structures  must  be   further  investigated.    

Multiple  Environmental  Stressors  –  No  en-­‐ vironmental  stressor,  such  as  heat,  humid-­‐ ity,  light,  or  pollutants,  operates  on  an   object  in  isolation.  How  do  multiple  stres-­‐ sors  affect  an  object’s  degradation?  

Ultraslow  Processes  –  In  “non-­‐severe”  en-­‐ vironments  (under  room  temperature,   moderate  humidity,  and  ultraviolet-­‐free   lighting),  slow  aging  processes  continue  to   take  place.  These  difficult-­‐to-­‐simulate  ef-­‐ fects,  and  ways  to  limit  their  rates,  must  be   understood  in  greater  detail.    

Relationship  Between  Processes  and  Per-­‐ formance  –  Research  effort  must  be  in-­‐ vested  in  understanding  how  chemical  and  

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physical  processes  in  cultural  heritage  ob-­‐ jects  correlate  with  the  loss  of  performance   properties  (physical  properties,  appear-­‐ ance,  information  content,  and  others).    

 

A DVANCES   N EEDED  

Advances  in  several  key  areas  will  help  cultural   heritage  scientists  address  the  scientific  drivers.  

Specifically,  analytical  tools  customized  for  assess-­‐ ing  processes  (including  ultraslow  ones  and  envi-­‐ ronmental  monitoring)  and  greater  understanding   of  molecular  ordering,  among  other  advances,  will   be  necessary.    

Progress  in  understanding  material  degrada-­‐ tion  processes  is  driven  largely  by  advances  in   analytical  technologies  that  are  noninvasive  and   have  high  sensitivity  and  spatial  resolution.  In  ad-­‐ dition  to  the  benefits  of  these  tests  described  in  the   previous  Grand  Challenge  summary,  they  can  also   be  used  to  characterize  the  results  of  degradation   processes  and  the  basic  materials  of  an  artifact,  so   that  accurate  lab  surrogates  can  be  developed.  

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However,  these  tools  have  limits  when  applied  to   an  object’s  deterioration—they  cannot,  for  exam-­‐ ple,  noninvasively  probe  a  performance  property   such  as  physical  strength.  Such  tests  would  be  of   great  benefit  in  understanding  how  artifacts  age   and  whether  they  are  at  risk.  These  analytical  tests   will  still  require  high  sensitivity,  noninvasiveness,   and  spatial  resolution  across  multiple  scales.  In   addition,  it  is  important  that  they  be  tailored,  or   new  tests  developed,  to  study  important  deteriora-­‐ tion  changes  in  artifacts.  In  some  cases,  tools  de-­‐ veloped  for  other  uses  might  be  insufficient  in  this   context.  For  example,  sometimes  small  chemical   reactions  can  compromise  performance.  Polymers   can  completely  lose  strength  when  just  0.1  percent   of  the  chemical  bonds  in  the  molecules  change.  

New  techniques,  such  as  mass  spectroscopies  that   can  probe  very  slight  changes  in  high-­‐molecular-­‐ weight  substances,  or  sensitive  and  spatially  re-­‐ solved  optical  spectroscopies,  will  enable  better   examination  of  the  fundamental  nature  of  deterio-­‐ ration  processes  in  the  lab.    

In  addition  to  very  slight  degradation,  these   tests  also  must  be  refined  and  re-­‐engineered  to   study  ultraslow  processes,  which  are  taking  place   in  every  cultural  heritage  object  all  the  time.  These   technologies  can  be  used  to  monitor  the  environ-­‐ ment  surrounding  objects,  as  well  as  the  condition   and  stability  of  them,  and  will  help  correlate  lab   test  results  with  authentic  objects  in  real-­‐world   conditions.  Some  tools  for  this  are  available—for   the  spectroscopic  characterization  of  color,  for  ex-­‐ ample—yet  the  protocols  for  their  use  over  many   years  (including  correlating  results  from  early   generations  of  devices  to  later  ones)  must  be  de-­‐ veloped.    

At  the  level  of  basic  science,  a  more  complete   description  of  deterioration  requires  study  of  the   supramolecular  order  in  the  materials  composing   cultural  artifacts.  This  high-­‐level  ordering  of  mole-­‐ cules  can  control  the  rate  of  degradation  and  how   it  affects  an  object’s  performance.  For  example,  

Maya  blue  is  a  pigment  containing  the  moderately   stable  indigo  molecule,  but  as  a  whole  is  extremely   stable  because  the  indigo  molecules  are  interca-­‐ lated  in  the  structure  of  the  clay.  Paper  enjoys   flexibility  and  cohesive  strength  from  the  ar-­‐ rangement  of  cellulose  molecules  in  microfibrils   and  fibers.  Deterioration  of  paper  is  known  to  de-­‐

  rive  from  the  breakdown  of  the  cellulose  chains,   but  how  that  reaction  affects  physical  properties  is   poorly  understood.  Experimental  studies,  such  as  

X-­‐ray  scattering,  that  can  elucidate  molecular  or-­‐ dering  will  be  essential.    

Other  deterioration  processes  that  require  fur-­‐ ther  study  come  from  the  complexity  of  specific   artifact  materials.  Common  damage,  such  as  the   rupture  of  stone  from  crystallization  of  incorpo-­‐ rated  salts,  involves  a  simple  molecular-­‐scale   change  that  occurs  in  a  constrained  environment   in  the  pores  of  the  mineral.  That  added  complexity   introduces  new  forces—the  pushing  of  the  grow-­‐ ing  salt  crystals  against  the  mineral  surfaces   causes  the  stone  to  fracture  and  crumble.  Under-­‐ standing  these  degradation  processes  requires   both  experimental  study  and  theoretical  modeling   of  the  complex  systems.  And  finally,  research  effort   must  be  directed  toward  understanding  what  hap-­‐ pens  when  multiple  degradation  processes  take   place  at  the  same  time—as  they  do  in  every  object   in  the  real  world.  Lab  simulations  of  these  multiple   stressors  will  be  needed  to  simulate  more  accu-­‐ rately  the  interaction  of  various  processes  occur-­‐ ring  simultaneously,  but  at  different  rates  and  with   different  effects  on  performance.    

Molecular  modeling  and  multiscale  simulation   also  are  important  for  understanding  an  object’s   chemical  stability  and  material  properties— indicators  of  the  state  of  preservation  at  the  mo-­‐ lecular  level.  With  a  basic  simulation  of  an  object,   scientists  can  test,  with  no  risk  to  a  real  piece  of   cultural  heritage,  the  effects  of  conservation  and   restoration  interventions  by  modeling  the  chemi-­‐ cal  changes  caused  by  treatment  materials  and  ex-­‐ trapolating  the  physical  results.  Computational   models  can  also  be  used  to  compare  natural  aging   with  accelerated  aging,  or  to  observe  how  changes   in  temperature  and  humidity  affect  an  object’s   physical  properties.  For  example,  one  can  model   the  effects  of  deacidification  or  cold  storage  on  cel-­‐ lulose-­‐based  objects,  such  as  watercolor  paintings,   photographs,  or  important  documents.  Or  one  can   create  a  model  to  understand  how  areas  of  crystal-­‐ linity  might  develop  in  natural  and  synthetic  po-­‐ lymeric  materials,  and  whether  they  confer   strength  or  weakness.  Please  see  Appendix  A  for   additional  recommendations  from  the  workshop   breakout  sessions.

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G RAND   C HALLENGE   3  

M

ATERIALS  

S

TABILIZATION

,

 

S

TRENGTHENING

,

 

 

M

ONITORING

,

 AND  

R

EPAIR

 

  I   n  addition  to  learning  more  about  the  artifact   or  artwork  itself,  cultural  heritage  science  is   largely  dedicated  to  improving  the  conserva-­‐ tion  and  restoration  of  irreplaceable  objects.  Con-­‐

Sometimes  treatment  materials  fail  to  perform  as   predicted  or  cleaning  strategies  result  in  damage   that  is  only  obvious  after  months  or  years.  De-­‐ tailed,  fundamental  scientific  investigations  are   servators  need  ever  more  sophisticated  informa-­‐ tion  and  tools  to  continue  to  ensure  that  cultural   heritage  will  be  available  to  future  generations.  

The  findings  of  analytical  tests  and  degradation   studies  can  be  applied  to  treatment,  stabilization,   and  the  study  of  the  environment  in  which  works   are  displayed  or  stored.  As  a  result,  this  is  a  broad   topic  of  discussion,  encompassing  everything  dis-­‐ cussed  in  the  previous  Grand  Challenges  and  then   applying  those  scientific  advances  in  the  conserva-­‐ tion  laboratory.  Workshop  Steering  Committee   member  Barbara  Berrie,  Senior  Conservation  Sci-­‐ entist  at  the  National  Gallery  of  Art  in  Washington,  

D.C.,  spoke  to  the  workshop  attendees  about  the   specific  challenges  of  applying  cultural  heritage   science  to  conservation.    

There  are  two  broad  approaches  in  this  area:   assessing  existing  and  potential  treatments  for  cul-­‐ tural  objects,  such  as  solvents  and  adhesives,  and   determining  how  environment—a  suite  of  external   factors  that  includes  light,  heat,  pollution,  and  hu-­‐ midity—affect  the  stability  and  longevity  of     those  objects.    

Like  cultural  heritage  scientists,  conservators   face  severe  restrictions  on  the  work  they  do  to   stabilize  or  repair  cultural  objects.  Their  methods   must  be  reversible—that  is,  any  repairs  must  be   readily  identified  and  removed  or  undone.  Sam-­‐ pling  of  objects  must  be  minimal  or  nonexistent,   and  conservators  must  not  alter  the  appearance  of   a  work  in  unanticipated  ways  when  they  apply   coatings,  solvents,  or  consolidants.  As  a  result,  the   methods  for  cleaning  and  preserving  works  of  art   have  changed  little  in  the  last  century.  For  exam-­‐ ple,  the  use  of  organic  solvents  to  remove  varnish   layers  has  been  the  most  widely  employed  method   since  it  was  introduced  in  the  nineteenth  century.  

But  in  some  cases,  the  most  well-­‐intended  treat-­‐ ments  can  be  ineffective  or  potentially  damaging.   needed  to  assess  these  treatments,  determine  why   they  did  not  work,  and  devise  altogether  new   strategies.    

In  the  case  of  varnish  removal,  for  example,   new  techniques  have  begun  to  emerge,  guided  and   refined  in  some  cases  by  cultural  heritage  scien-­‐

Fig.  5  –Marco  Leona  of  The  Metropolitan  Museum  of  Art   uses  a  handheld  monitor  to  measure  ultraviolet  light  lev-­ els  affecting  Oceanic  art.  (Photo:  The  Metropolitan  Mu-­ seum  of  Art)   tists.  Gels,  resin  soaps,  and  lasers  have  been   brought  to  the  problem.  Further  refinements  and   new  techniques  often  come  from  advances  in  sci-­‐ entific  research—either  through  increased  under-­‐ standing  of  the  objects  themselves  or  research   dedicated  to  devising  new  treatments  for  them.    

However,  conservators,  restorers,  and  curators   usually  turn  to  scientists  for  help  on  specific  pro-­‐ jects—the  ones  they  are  working  on  at  the  mo-­‐ ment.  Because  of  this,  most  scientifically   developed  solutions  are  driven  empirically,  by  the   needs  of  the  moment,  rather  than  theoretically.  

The  triage  approach  to  problem  solving  will  not   advance  the  field  of  cultural  heritage  science  and   may  impair  the  ability  of  cultural  heritage  scien-­‐ tists  to  help  conservators.    

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Cultural  heritage  objects  are  unique,  heteroge-­‐ neous,  and  complex,  so  a  treatment  strategy  spe-­‐ cifically  designed  for  one  may  create  serious   problems  when  applied  to  another.  Addressing   this  issue  requires  a  rethinking  of  the  manner  in   which  new  treatments  are  developed.  Working   from  sound  scientific  principles  and  new  research,   scientists  can  help  develop  innovative  ways  to   clean  and  stabilize  objects  and,  using  modeling,   even  anticipate  the  consequences  of  specific  con-­‐ servation  treatments  or  storage  or  display  condi-­‐ tions.  This  would  allow  modifications  and   refinements  to  be  made  theoretically,  shifting  cur-­‐ rent  strategies  for  the  treatment  and  care  of  cul-­‐ tural  heritage  away  from  the  pure  empiricism.  

There  is  a  powerful  need  for  cooperation  and   education  regarding  the  scientific  challenges  of   assessing  old  treatments  and  devising  new  ones— between  conservators,  curators,  cultural  heritage   scientists,  and  scientists  in  other  disciplines.    

 

R ESEARCH   T HEMES  

There  are  several  areas  in  which  increased  under-­‐ standing  of  physical  and  chemical  processes  will   have  a  major  impact  on  the  treatment  of  our  mate-­‐ rial  cultural  heritage.  Cultural  heritage  scientists   and  conservators  can  then  use  this  basic  informa-­‐ tion  to  develop  general  strategies  that  are  flexible   enough  to  apply  to  unique  objects  with  distinctive   problems.    

Dynamic  Imaging  and  Sensors  –  Real-­‐time   chemical  and  spectroscopic  imaging,  and  

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ultrasensitive  chemical  sensors,  can  be   used  to  monitor  stability  of  an  object,  the   effects  of  treatment,  environmental  condi-­‐ tions,  and  molecules  on  the  surface  that   signal  unseen  or  subthreshold  deteriora-­‐ tion,  perhaps  related  to  a  conservation   treatment.    

Solvents  –  A  traditional  technique  for   cleaning  or  restoring  paintings,  solvents   can  be  improved,  perhaps  by  incorporating   them  in  new  delivery  mechanisms,  such  as   ionic  liquids,  gels,  or  sols.  Further  study   will  include  the  effects  of  solvents  on  the   metal-­‐organic  frameworks  that  are  present   in  paint  films  and  crusts  on  stones.    

Reversible  Adhesion  –  Conservators  use  a   variety  of  adhesives  to  repair  broken  ob-­‐ jects  such  as  those  made  of  glass,  ceramic   shards,  fossils,  and  other  materials,  and   improved  adhesives  will  be  both  stable  and   completely  reversible.    

Transport  Phenomena  –  Clarifying  how   components  move  in  bulk  through  an  ob-­‐ ject  will  help  cultural  heritage  scientists   understand  how  they  influence  surface  re-­‐ actions  that  might  affect  performance  or   appearance.    

Material  Degradation  Processes  –  A  major   goal  of  conservation  is  returning  material   strength  to  objects.  Creating  new  and  bet-­‐ ter  ways  of  doing  this  relies  on  the  founda-­‐ tional  science  of  the  processes  of   degradation—specifically  those  that  cause   fissure  and  crack  formation,  loss  of  tensile   strength,  embrittlement,  and  friability.    

 

A DVANCES   N EEDED  

The  advances  necessary  to  improve  the  way  that   cultural  heritage  scientists  and  conservators  work   together  to  improve  existing  conservation  treat-­‐ ments  and  derive  new  ones  center  around  a  key   shift  in  scientific  approach—using  theory  and  a   fundamental  understanding  of  materials  and  proc-­‐ esses  to  drive  innovation,  rather  than  the  empiri-­‐ cal,  triage  approach  that  may  create  techniques   with  limited  or  unpredictable  applicability.  Rather   than  having  conservators  bring  specific  objects   and  problems  to  cultural  heritage  scientists,  con-­‐ servators  and  scientists  can  work  together  to  bring   scientific  rigor  and  advances  to  the  traditions  of   the  practice  of  conservation.    

An  example  of  this  approach  comes  from  the   study  of  material  degradation  processes  and  how   they  influence  and  initiate  various  breakdowns  in   an  object’s  stability.  The  new  field  of  materiom-­‐ ics—the  study  of  the  material  properties  of  bio-­‐ logical  tissues  or  proteins  and  their  effect  on   macroscopic  function—provides  a  good  model  for   how  to  relate  properties,  across  a  large  scale   range,  to  the  function  of  complex  composite  mate-­‐ rials,  such  as  cultural  heritage  objects.  It  presents  a   means  by  which  to  apply,  theoretically  and  scien-­‐ tifically,  the  findings  of  materials  science  to  the   behavior  of  works  of  art  and  their  treatment.    

Another  interesting  angle  on  this  idea  is  Mate-­‐ rials  by  Design ® ,  a  method,  pioneered  by  G.B.  Ol-­‐ son  of  Northwestern  University,  of  designing   materials  to  meet  multiple  performance  require-­‐ ments.  In  cultural  heritage  science,  this  might   mean  creating  a  material  with  specific  optical   characteristics,  mechanical  robustness,  and  the   ability  to  adhere  reversibly  to  a  cultural  heritage   object.  The  technique  may  replace  the  time-­‐ consuming,  trial-­‐and-­‐error,  experimental  method   of  developing  new  materials  by  integrating  physi-­‐ cal  materials  science,  processing  science,  applied   mechanics,  quantum  physics,  mechanical  engi-­‐ neering,  and  solid-­‐state  chemistry.  It  requires  a   strong  foundation  in  computational  materials  sci-­‐ ence.  The  Materials  by  Design ®  process  begins   with  the  identification  of  the  performance  re-­‐ quirements,  and  then  incorporates  both  structural   properties  and  processing-­‐structure  relationships   to  meet  them.  Often  the  different  properties  re-­‐ quired  of  the  material,  known  as  subsystems,  in-­‐ teract  and  conflict—for  example,  an  adhesive  with   the  right  material  strength  may  not  look  the  way  it   needs  to—so  priorities  have  to  be  established  to   reach  appropriate  compromises.  Currently,  there   are  computational  design  tools  for  all  the  length   scales  needed  for  robust  materials  design  and  as-­‐ sessment  of  thermodynamic  stability.  However,   the  process  lacks  a  complete  database  of  the  pa-­‐ rameters  necessary  for  work  on  cultural  heritage   materials.  

Understanding  the  environmental  conditions   that  cause  or  exacerbate  degradation,  as  well  as   the  stability  and  effects  of  treatment,  is  another   critical  area  in  which  cultural  heritage  scientists   can  provide  direct  support  to  conservators  and   curators.  It  is  in  this  area  that  advancements  in   real-­‐time,  ongoing  spectroscopic  imaging  can  help  

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predict  deterioration  caused  by  pollutants  by  as-­‐ sessing  precisely  how  objects  change  under  vary-­‐ ing  environmental  conditions.  Supplemented  with   mathematical  modeling,  this  can  be  a  powerful  tool   for  understanding  the  basics  of  the  breakdown  of   cultural  objects  and  how  conservation  can  arrest   those  processes—even  when  the  effects  of  degra-­‐ dation  cannot  be  observed  in  other  ways,  also   known  as  subthreshold  changes.    

Furthermore,  better  chemical  imaging  and   monitoring,  like  the  techniques  discussed  in  the   first  Grand  Chal-­‐ lenge,  which  operate   at  micro-­‐  and  macro-­‐ scales,  with  high   resolution  and  a   large  field  of  view,   are  essential  for  the   ongoing  monitoring   of  treatments  once   they  have  been  com-­‐ pleted.    

In  addition  to   closely  watching   frameworks.  Understanding  this  degradation   process,  the  reactions  that  follow  it,  how  solvents   affect  it,  and  how  molecules  move  through  an  ob-­‐ ject  are  critical  to  understanding  why  a  painting  or   other  object  breaks  down  and  how  it  can  be   cleaned  safely.    

For  adhesion,  key  scientific  advances  must  be   made  in  the  science  of  making  adhesives  that  are   both  stable  and  reversible—that  is,  like  all  conser-­‐ vation  treatments,  they  must  be  able  to  be  re-­‐ moved  completely  from  a  piece,  preventing  the   original  from  being   permanently  al-­‐ tered.  Innovations   in  this  field  could   change  the  way   conservators  reas-­‐ semble  ceramic   shards,  fossils,  and   glass  works,  or  how   they  reattach  flakes   of  paint.  And  if   enough  options  are   made  available,  re-­‐ treated  and  un-­‐ treated  objects,  the   science  of  the  mate-­‐ rials  of  cultural  heri-­‐ tage  also  can  be   used,  with   cooperation  between   disciplines,  and   between  museums  

Fig.  6  –  Columbia  University  conservation  scientist  George  Wheeler   conducted  extensive  tests  on  sample  blocks  of  marble  to  assess  adhe-­ sives  and  a  pinning  system  to  repair  a  damaged,  life-­size  sculpture.  A   scale  model  of  the  sculpture  is  visible  at  the  lower  right.  (Photo:  The  

Metropolitan  Museum  of  Art)   and  academic  institutions,  to  improve  the  treat-­‐ ments  themselves.  Two  of  the  primary  conserva-­‐ tion  interventions  on  works  of  art  are  cleaning,   often  using  the  same  solvents  and  solutions  that   have  been  used  for  decades,  and  adhesion,  used  to   reassemble  broken  objects  or  strengthen  weak   search  into  reversi-­‐ ble  adhesion  also   might  lead  to  meth-­‐ ods  for  temporarily   stabilizing  works   for  transport  or  ex-­‐ hibition.    

There  are   several  other   advances  needed  in  the  field  of  applying  cultural   heritage  science  directly  to  conservation  treat-­‐ ment.  For  example,  materials  scientists  are  study-­‐ ing  the  chemical  and  physical  factors  that  initiate   and  halt  the  aggregation  of  nanoparticles,  which   sometimes  occurs  when  photographs,  stained   ones.    

New  delivery  mechanisms  for  solvents,  includ-­‐ ing  ionic  liquids,  gels,  or  sols,  are  one  avenue  of   research.  Another  is  understanding  how  solvents   themselves  affect  the  metal-­‐organic  frameworks  in   layers  of  paint—such  as  inorganic,  metallic  pig-­‐ glass,  or  ceramic  glazes  are  treated  by  conserva-­‐ tors.  Another  topic  that  requires  additional  work  is   the  understanding  of  the  effects  of  the  thin  film  of   water—from  the  humidity  in  the  air—that  forms   on  the  surface  and  in  fissures  of  objects.  Analysis   of  the  reactions  this  water-­‐film  causes,  and  how   ments  with  an  organic  binding  agent—or  as  crusts   on  stone  or  ceramics  that  form  as  a  result  of  bio-­‐ logical  activity.  Degradation  of  these  materials  cre-­‐ ates  small  molecules  such  as  oxalic  acid  that   migrate  through  objects—the  same  molecules  that   bond  with  metal  ions  to  form  metal-­‐organic   they  are  affected  by  conservation  treatment,  are   ongoing.  Ultrafine  electrodes  are  one  possible  so-­‐ lution  that  would  be  very  useful  in  monitoring  cor-­‐ rosion.  Please  see  Appendix  A  for  additional   recommendations  from  the  workshop  breakout   sessions.  

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E

DUCATION  AND  

B

ROADER  

I

MPACT

 

 

C   ultural  heritage  science,  by  its  very  nature,   builds  bridges.  As  a  field  of  scientific  inquiry,   it  brings  together  chemistry,  materials  sci-­‐ ence,  and  other  specialized  disciplines.  But  its   ing  and  dissemination  strategies,  and  overall   benefits  to  society.  As  a  single  group,  the  work-­‐ shop  participants  discussed  these  topics  with  re-­‐ spect  to  cultural  heritage  science.     practice  reaches  far  beyond  the  scientific  commu-­‐ nity,  across  the  aisle  to  archaeology,  art  conserva-­‐ tion,  art  history,  and  the  humanities.  Cultural   heritage  science  is  not  just  at  the  interface  be-­‐ tween  science  and  art—it  is  at  their  nexus.    

Because  of  the  connection  of  cultural  heritage   science  with  beloved  works  of  art  and  intriguing   bits  of  our  shared  past,  the  field  broadens  the  ap-­‐ peal  of  science   as  a  whole,   bringing  science  

 

E NHANCEMENT  OF   E DUCATION  

Cultural  heritage  science  advances  discovery,  in-­‐ spires  learning,  and  can  reach  populations  that   might  not  otherwise  be  exposed  to  science.  Cul-­‐ tural  heritage  research,  when  incorporated  in  high   school  and  undergraduate  chemistry  curricula,   engages  students  by  showing  tangible  examples  of   how  scientific   inquiry  can  im-­‐ pact  our  under-­‐ to  many  people   who  might   never  come  into   contact  with  it,   or  may  even  ac-­‐ tively  distrust  it.  

Art  and  art  con-­‐ servation  is  a   means  by  which   to  introduce   students  of   every  level  to   science  and  get   them  excited.  In   addition,  cul-­‐ standing  of   history,  archae-­‐ ology,  and  soci-­‐ ety.  In  addition,   the  multidisci-­‐ plinary  nature  of   cultural  heritage   research  en-­‐ courages  com-­‐ plex  problem   solving  and  un-­‐ derstanding  of   how  theoretical   models  apply  or   do  not  apply  to   tural  objects  can   bring  science  to   the  general  

Fig.  7  –  Northwestern  University  undergraduate  Ariel  Knowles  and  professor  

Katherine  Faber  plan  experiments  using  a  plaster  replica  of  a  Shang  Dynasty  

(ca.  1600–ca.  1050  

B

.

C

.)  stone  figurine.  (Photo:  Northwestern  University)   public  in  novel   ways.  Within  the  sciences,  cultural  heritage  re-­‐ search  provides  a  means  by  which  to  encourage  

“real-­‐world”   cases.  At  the   graduate  level,   cultural  heritage   science  courses  are  listed  under  both  chemis-­‐ try/materials  science  and  art  conservation,  teach-­‐ inter-­‐  and  multidisciplinary  collaboration,  and  can   drive  innovation,  in  no  small  part  because  of  the   demands  and  constraints  with  which  cultural  heri-­‐ tage  scientists  must  contend.  Finally,  the  inherent   value  of  cultural  heritage  lends  a  criticality  to  this   realm  of  scientific  endeavor  dedicated  to  its  pres-­‐ ervation  and  the  knowledge  about  the  past  it  can   provide.    

The  NSF  assesses  the  potential  of  proposed  re-­‐ search  to  provide  broader  impacts  in  four  general   areas:  education,  research  and  education  infra-­‐ structure,  scientific  and  technological  understand-­‐ ing  scholars  at  early  stages  in  their  careers  the   value  of  interaction  across  disciplines.  Finally,  at   the  postdoctoral  level,  the  interdisciplinary  nature   of  this  research  is  ideal  for  cultivating  research   partnerships  between  academic  and  cultural  insti-­‐ tutions,  and  provides  greater  training  opportuni-­‐ ties  for  transferable  skills.  

The  broad  appeal  of  cultural  heritage  science   also  engages  students  who  might  not  otherwise   pursue  careers  in  science.  The  enormous  diversity   of  cultural  heritage  materials,  for  example,  may   appeal  to  students  from  a  wide  variety  of  ethnic,  

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geographic,  and  cultural  backgrounds.  Anecdotal   evidence  from  conservation  training,  high  school   outreach,  and  intern  programs  indicates  that  stu-­‐ dents  who  have  been  exposed  to  science  through   cultural  heritage  are  likely  to  continue  in  science.  

This  effect,  while  intuitive,  needs  to  be  confirmed  

 

 

 

  and  quantified.  

E NHANCEMENT  OF   R ESEARCH  AND   E DUCATION    

I NFRASTRUCTURE  

Because  of  its  interdisciplinary  nature,  cultural   heritage  science  has  tremendous  potential  to  en-­‐ hance  facilities,  instrumentation,  and  partnerships   between  researchers  at  different  institutions.  In   particular,  it  brings  together  seemingly  unrelated   disciplines,  such  as  the  physical  sciences,  history,   and  art.  The  development  of  dedicated  research   centers  would  allow  such  partnerships  to  expand   beyond  the  academic  world  to  include  researchers  

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from  museums,  national  laboratories,  and  indus-­‐ try.  The  instrumentation  for  the  analysis  of  works   of  art  preferably  is  noninvasive,  nondestructive,   portable,  quick,  and  easy  to  use,  meaning  that  it   can  have  wide  application.  The  development  of   regional  mobile  laboratories  equipped  with  port-­‐ able  instrumentation  would  further  enable  diverse   partnerships,  making  scientific  resources  available   to  smaller  cultural  heritage  institutions  through   cooperative  agreements.  

 

E NHANCEMENT  OF   S CIENTIFIC  AND   T ECHNOLOGICAL  

U NDERSTANDING  

Compared  to  other  scientific  disciplines,  cultural   heritage  research  offers  the  opportunity  to  com-­‐ municate  its  results  through  a  wider  range  of  me-­‐ dia  and  approaches—to  members  of  the  scientific   community,  researchers  in  associated  disciplines,   and  the  general  public.  Publication  of  important   findings  in  peer-­‐reviewed  scientific  journals  is  of   course  important.  It  brings  results  directly  to  the   scientific  community  and  creates  a  research  record   for  future  inquiry.  Web-­‐based  searches  of  the  sci-­‐ entific  literature  have  greatly  increased  access  to   this  information,  but  because  cultural  heritage  re-­‐ search  also  impacts  the  work  of  art  historians,   conservators,  and  curators,  it  is  imperative  also  to   present  it  at  interdisciplinary  conferences  and   symposia.  Finally,  through  museums,  galleries,  and   other  cultural  institutions,  cultural  heritage  sci-­‐

  ence  has  access  to  a  unique  route  to  a  broader   audience.  Scientists  in  this  field  can  engage  di-­‐ rectly  with  the  general  public  through  gallery  dis-­‐ plays,  exhibition  publications,  or  public  lectures.  

These  activities  have  the  potential  to  introduce   science  to  a  large  audience  that  is  probably  pri-­‐ marily  engaged  with  art,  and  thereby  increase   public  awareness  of  the  ways  science  can  contrib-­‐ ute  to  our  understanding  of  the  world  and  the  past.    

 

B ENEFITS  TO   S OCIETY  

Cultural  heritage  research  benefits  society  in  many   ways.  At  a  basic  level,  by  increasing  knowledge  of   and  helping  to  preserve  our  shared  cultural  heri-­‐ tage,  the  field  contributes  to  a  critical  need  that   impacts  everyone—in  ways  both  edifying  and   emotional.  The  study  of  the  mechanisms  of  long-­‐ term  material  degradation  may  provide  new  and   more  sustainable  strategies  for  the  exhibition,   storage,  and  long-­‐term  care  of  cultural  heritage   materials.  And  the  development  of  new  techniques   and  materials  can  provide  conservators  with  bet-­‐ ter  tools  to  preserve  precious  works  of  art  for  fu-­‐ ture  generations.  At  a  scientific  level,  the   development  of  new  instrumentation  that  can  per-­‐ form  analyses  noninvasively,  at  high  resolution   and  across  multiple  scales,  can  stimulate  technol-­‐ ogy  transfer  to  related  disciplines  to  benefit  soci-­‐ ety  through  improved  industrial  processes  and   other  mechanisms.  The  investigation  of  historic   materials  also  has  the  potential  to  increase  our   understanding  of  past  cultures  and  societies,  and   perhaps  reveal  lost  technologies  that  can  provide   insight  into  modern  problems.    

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  T  

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  here  are  considerable  differences  between   the  United  States  and  Europe  in  the  way   that  scientific  research  on  cultural  heritage   is  carried  out.  Here,  most  researchers  in  the  field   specialized  centers.  Much  of  the  funding  has  come   through  the  Environment  Directorate  of  the  Direc-­‐ torate-­‐General  for  Research,  in  addition  to  several   programs  under  the  European  Cooperation  in  the   are  based  in  museums,  libraries,  or  other  institu-­‐ tions  dedicated  to  the  conservation  of  cultural   heritage.  By  contrast,  in  Europe,  most  researchers   are  based  in  academia.  As  a  result,  few  museums  in  

Europe  have  their  own  scientific  research  labora-­‐ tories.  At  the  same  time,  substantial  funding  from   the  European  Union  has  made  this  an  attractive   and  sustainable  field  of  inquiry  for  universities.  

Since  1986,  under  the  Framework  Programme  

1,  the  European  Union  has,  through  a  variety  of   programs  and  mechanisms,  provided  considerable   support  to  cultural  heritage  science,  including  re-­‐ search  infrastructure  backing,  research  grants,   human  resources  development,  and  the  creation  of  

Field  of  Scientific  and  Technical  Research  Pro-­‐ gramme  (COST) .   Founded  in  1971,  COST  is  an  in-­‐ tergovernmental  framework  that  coordinates   nationally  funded  research  on  a  Europe-­‐wide  level.  

In  addition  to  the  European  Union  programs,  there   are  also  limited  funding  opportunities  at  the  na-­‐ tional  level  in  many  countries,  especially  for   equipment,  PhD  fellowships,  and  sometimes  small   national  or  bilateral  projects.  The  European  Com-­‐ mission  has  set  up  an  organization  to  coordinate   the  funding  of  these  more  distributed  cultural   heritage  projects—the  NET-­‐HERITAGE  European   network  on  Research  Programme  applied  to  the  

Protection  of  Tangible  Cultural  Heritage.  

Fig.  8  –  The  CHARISMA  mobile  laboratory  in  Europe  has  made  advanced  analytical  tools  available  to  a  wide  range  of  cul-­ tural  institutions  that  would  otherwise  not  be  able  to  conduct  cultural  heritage  science.  (Photo:  Luca  Sgamellotti)  

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Two  cases  provide  strong  examples  of  the   strategies  followed  by  the  European  Union:  the   series  of  cultural  heritage  research  projects  funded   through  the  Environmental  Technologies  and  Pol-­‐ lution  Prevention  Unit  of  the  Environment  Direc-­‐ torate  (a  division  of  the  Directorate-­‐General  for  

Research),  and  the  various  projects  funded  across  

Europe  after  the  first  call  for  proposals  of  the  

Framework  Programme  7  (2007–13).  In  the  latter   case,  particular  attention  will  be  paid  to  the  

CHARISMA  project,  which  resulted  in  the  creation   of  a  mobile  analytical  laboratory  and  a  network  to   facilitate  and  coordinate  access  to  large  analytical   resources  across  the  continent.  

From  1986  to  2006,  under  the  Framework  

Programmes  1  through  6,  the  European  Union  Di-­‐ rectorate-­‐General  for  Research  sponsored,   through  its  Environment  Directorate,  more  than  

120  separate  projects  involving  500  partners.  

Most  of  the  efforts  under  the  first  four  Framework  

Programmes,  starting  from  the  very  first  project,  

Effects  of  Air  Pollution  on  Historic  Buildings   (1986–

90),  dealt  with  the  impact  of  pollution  on  built   heritage,  though  some  subprojects  addressed  or-­‐ ganic  materials  and  development  of  new  tech-­‐ niques.  Framework  Programmes  5  and  6  expanded   the  scope  of  this  supported  research  to  include  the   impacts  of  environmental  pollution,  particulates,   and  global  climate  change  on  cultural  heritage;  the   deterioration  of  indoor  and  outdoor  cultural  heri-­‐ tage  materials;  the  development  of  innovative,   nondestructive  analytical  methods;  the  transfer  of   innovative  technologies;  and  new  conservation   materials  and  methodologies.    

The  total  expenditure  for  this  expansion  alone  

(1998–2006)  topped  €50  million  (over  $70  mil-­‐ lion).  One  project  carried  out  during  this  period,  

LightCheck ® ,  resulted  in  the  successful  develop-­‐ ment  and  marketing  of  new  disposable  light  indi-­‐

  cators  for  monitoring  conditions  in  museums.  The   three-­‐year  project  involved  seven  partners  from   five  European  Union  countries  and  cost  a  total  of  

€1.5  million,  (around  $2  million).  

The  first  call  for  proposals  under  Framework  

Programme  7  saw  11  projects  funded,  involving  

138  partners  across  the  continent,  for  a  total  of  

€30.2  million  (over  $40  million).  These  programs   are  structured  around  four  thematic  areas:  Coop-­‐ eration,  Ideas,  People,  and  Capacities.  These  areas   support,  respectively,  transnational  cooperation,   investigator-­‐driven  “frontier  research,”  mobility  of   young  researchers  within  Europe,  and  building   and  enhancing  research  capacity  throughout  

Europe.  Cultural  heritage  projects  were  submitted   and  funded  in  all  four  thematic  areas.  A  particu-­‐ larly  interesting  one  is  Cultural  Heritage  Advanced  

Research  Infrastructures:  Synergy  for  a  Multidisci-­‐ plinary  Approach  to  conservation  (CHARISMA),  a   project  with  21  partners  and  €7.6  million  (over  

$10  million)  in  funding.  CHARISMA  represents  the   evolution  of  two  other  projects  (totaling  €4.2  mil-­‐ lion,  or  over  $6  million),  LabSTECH  and  Eu-­‐

ARTECH,  funded  in  Framework  Programmes  5  and  

6,  respectively.  The  goal  of  CHARISMA  is  to  make   advanced  analytical  equipment  widely  available  to   researchers  at  universities  and  cultural  heritage   laboratories.  The  result  amounts  to  a  transnational   research  center,  spread  across  an  infrastructure   network  for  research  on  cultural  heritage     across  Europe.    

There  are  a  number  of  ways  in  which  the  

European  model  of  funding  and  cooperation  might   help  guide  the  development  of  this  discipline  in  the  

United  States,  resulting  in  more  funding,  more  ac-­‐ cess  to  advanced  equipment,  and  more  interaction   between  cultural  heritage  institutions  and  univer-­‐ sities.  The  NSF  can  play  a  central  role  in  this     process.    

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A   lthough  the  workshop  focused  primarily  on   the  Grand  Challenges  and  identifying  major   enabling  research  areas  and  specific  re-­‐ search  needs  in  cultural  heritage  science,  the  final   search  is  also  needed  to  explore  completely  novel   ideas  and  to  nurture  partnerships  around  common   themes  that  require  specialized  expertise.  

    unified  session  of  the  workshop  addressed  the   more  general  resources  that  will  be  necessary  to   encourage  a  quantum  leap  in  the  ability  to  study,   understand,  preserve,  and  protect  cultural  heri-­‐ tage  assets.  The  discussion  was  lively,  and  also   spurred  a  spirited  follow-­‐up  exchange  on  email   among  workshop  participants,  who  identified  the   following  themes  as  critical  to  this  goal.    

 

F LEXIBLE   G RANT   M ECHANISMS  

Because  of  the  interdisciplinary  nature  of  the  field,   scientific  research  in  cultural  heritage  hardly  fits   into  a  single  box,  such  as  chemistry,  materials  sci-­‐ ence,  archaeology,  or  art  history.  Therefore,  it  of-­‐ ten  has  been  difficult  to  find  appropriate  targets   for  research  proposals  in  this  area.  Grant  review-­‐ ers  and  program  officers  must  be  aware  of  this   complexity  and  offer  flexible  research  grants  that   acknowledge  the  interdisciplinary  nature  of  the   field.  This  workshop  and  report  are  crucial  early   steps  in  this  direction.  

   

N EW   C OLLABORATIVE   A PPROACHES  TO   R ESEARCH    

Grants  should  support  three  to  five  years  of  re-­‐ search  involving  partners  from  academia,  cultural   institutions,  national  laboratories,  and  industry.  

This  type  of  sustained  collaboration  is  the  only   way  to  advance  the  boundaries  of  scientific  dis-­‐ covery  in  this  area,  and  will  lead  to  the  successful   implementation  of  solutions  for  complex  prob-­‐ lems.  In  addition,  seed  funding  for  exploratory  re-­‐

D EVELOPMENT  OF   R ESEARCH   I NFRASTRUCTURES  

Instrument  development  grants  will  be  necessary   to  advance  all  of  the  research  areas  highlighted  in   this  report,  from  innovative  methods  of  materials   and  structural  characterization,  to  measurement  of   materials  deterioration,  to  monitoring  of  strength-­‐ ening  and  repair  treatments.  Instrument  acquisi-­‐ tion  grants,  which  have  historically  been  granted   to  museums  and  cultural  institutions,  will  continue   to  be  extremely  important.  

   

H UMAN   R ESOURCES   D EVELOPMENT  

Human  resources  development  and  a  creative  ex-­‐ change  of  ideas  will  be  necessary,  and  can  be   achieved  through  the  support  of  joint  postdoctoral  

  fellowships,  as  well  as  international  collaborations   and  exchanges  of  researchers.  

C REATION  OF   C ENTERS  OF   E XCELLENCE  

The  workshop  participants  made  a  very  strong  call   for  the  creation  of  specialized  centers  of  excellence   for  cultural  heritage  science,  ideally  equipped  with   mobile  laboratories.  Such  centers  would  be  able  to   work  at  the  leading  edge  of  scientific  discovery   and  foster  cooperation  and  continuing  exchange   and  engagement  between  academia,  industry,  na-­‐ tional  labs,  and  cultural  heritage  institutions.  This   could  be  achieved  through  workshops,  web-­‐based   initiatives,  focused  symposia,  and  hosting  of  visit-­‐ ing  scholars  and  fellows.  

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ONCLUSIONS

 

  C   ultural  heritage  objects  contain  valuable  in-­‐ formation  about  both  the  art  and  science  of   the  cultures  that  created  them—knowledge   that  we  can  access  and  that  tells  us  something  

We  believe  this  is  the  most  critical  result  of  the   workshop:  the  creation  of  the  core  of  a  new  re-­‐ search  community.  The  dialogues  begun  here  must   continue  and  the  collaborations  initiated  at  the   about  ourselves.  Curiosity  about  our  history  spurs   the  scientific  imagination  and  drives  cultural  heri-­‐ tage  science,  including  the  development  of  new   analysis  methodologies  and  a  deeper  understand-­‐ ing  of  materials  properties.  In  this  pursuit  we   chase  more  than  scientific  achievement;  we  chase   a  renewed  appreciation  of  who  we  are  and  the   debt  we  owe  to  artists  and  scientists  of  the  past.  

Scientific  research  inspired  by  the  desire  to  learn   more  about  our  physical  cultural  heritage  requires   robust  scientific  thought  and  the  development  of   state-­‐of-­‐the-­‐art  instrumental  and  analytical  meth-­‐ ods.  Revealing  the  secrets  of  these  precious  arti-­‐ facts  and  artworks  while  also  learning  how  to   preserve  them  demands  innovative  thinking.  

The  participants  in  this  workshop—forty-­‐two   scientists  from  all  areas  of  chemistry  and  materials   science,  representing  colleges,  universities,  na-­‐ tional  laboratories,  art  museums,  and  cultural   heritage  institutions—agreed  on  the  importance   and  urgency  of  scientific  research  on  cultural  heri-­‐ tage.  The  challenges  they  explored  offer  consider-­‐ able  opportunities  for  fundamental  research,   promise  to  stimulate  the  development  of  new  ma-­‐ terials  and  advanced  technologies,  and  can   broaden  and  enliven  the  way  science  is  taught.  The   participants  engaged  in  a  series  of  lively  discus-­‐ sions,  exchanging  ideas  and  insights  and  sowing   the  seeds  of  future  collaborations.  It  is  significant   that  every  research  idea  discussed  at  the  work-­‐ shop  was  accompanied  by  the  desire  to  establish  a   forum  where  scientists  active  in  cultural  heritage  

 

research  could  meet  their  peers  in  academic  insti-­‐ tutions  and  involve  them  in  their  work.  

  workshop  must  be  supported.  To  understand  the   lessons  and  messages  of  the  scientific  study  of  cul-­‐ tural  heritage,  we  need  scientists  who  can  place   the  findings  in  the  appropriate  context  of  the   broad  sweep  of  other  fields.  This  is  no  easy  task.  

Disparate  findings  and  results  must  be  collated  if   we  are  to  answer  profound  and  important  ques-­‐ tions.  Museum-­‐based  scientists  often  have  strong   empirical  knowledge  about  the  chemistry  of  com-­‐ plicated  chemical  systems  and  are  adept  at  obser-­‐ vations  related  to  surface  chemistry,  chemistry  of   composites,  and  changes  in  materials  properties   over  time  scales  that  are  not  familiar  to  bench   chemists.  Museum-­‐based  scientists  also  enjoy  bet-­‐ ter  access  to  the  history  of  science  and  art,  which   provides  context  to  their  findings.  Scientists  at   universities,  on  the  other  hand,  have  access  to   more  diverse  suites  of  analytical  equipment,  apply   theoretical  underpinnings  in  their  work,  and  are  in   a  position  to  collaborate  with  scientists  in  other   fields  more  easily.    

Now  is  the  time  to  merge  these  approaches   and  transform  the  traditional  empirical  approach   of  cultural  heritage  research  into  a  deeper,   branched,  and  layered  field  of  inquiry,  in  which   scientists  in  academia  are  encouraged  to  collabo-­‐ rate  with  their  peers  in  cultural  heritage  institu-­‐ tions.  Only  in  this  manner  can  we  successfully   advance  our  understanding  of  cultural  heritage   and  increase  our  ability  to  preserve  it  through  ba-­‐ sic  and  applied  work  in  chemistry  and  materials   science.

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G RAND   C HALLENGE   1  

A PPENDIX   A

 

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In  addition  to  the  specific  areas  of  optoelectronics  and  sensors,  and  x-­‐ray  optics/synchrotron  techniques  described  in   detail  in  Grand  Challenge  1,  there  is  a  need  to  enhance  our  fundamental  understanding  of  complex  systems  at  the  mo-­‐ lecular  level,  both  in  static  and  dynamic  conditions.  Measurements  of  surface,  subsurface,  and  bulk  components  and   processes  must  be  made  over  multiple  time  and  length  scales  and  concentrations.  Specific  research  needs  discussed   by  the  workshop  participants  include:  

• Development  of  probes  based  on  below-­‐breakdown  threshold  surface  desorption  to  help  detect  loosely   bound  species  in  complex  systems.  Employing  a  focused  laser  beam  (with  energy  below  plasma  threshold)   and  a  mass  “sniffer”  will  enable  the  detection  of  compounds  evolved  from  the  surface  of  an  object.  The  advan-­‐ tage  of  this  approach,  which  involves  photochemical  bond-­‐breaking  with  thermal  energy  ejection,  is  that  it   will  allow  deterioration  monitoring  and  reactivity  studies  and  offer  characterization  of  the  original  compo-­‐ nents,  deterioration  products,  and  species  absorbed  from  environment  without  damage  to  an  object.    

Hyperspectral  imaging  in  the  visible,  reflected  near-­‐  and  mid-­‐infrared  (IR),  and  thermal  IR  to  provide  mate-­‐ rial  and  structure  information  through  molecular  mapping  at  the  large  scale.  By  using  standard  spectra  that   can  be  processed  to  reduce  the  dataset  and  are  compatible  with  existing  databases,  researchers  will  be  able  to   achieve  a  comprehensive  examination  of  an  entire  surface,  highlighting  common  materials  prior  to  point   analysis.    

Advances  in  large-­‐scale  atomic  force  microscopy  (AFM)  with  enhanced  Z  range,  by  enlarging  existing  instru-­‐ mentation  and  holding  the  scanning  head  over  large  areas.  This  would  allow  large  objects  with  high  topogra-­‐ phy  to  be  mapped,  while  simultaneously  providing  nanoscale  information  about  structure  and  about   deterioration  processes  that  are  either  fully  developed  or  only  in  incipient  stages.  

• Hyphenated  techniques,  such  as  Raman,  terahertz,  and  nuclear  magnetic  resonance  (NMR)  spectroscopies.  

Such  strategies  will  provide  chemical  imaging  and  increased  depth  profiling  over  an  entire  object.  Develop-­‐ ment  of  other  types  of  concurrent  probes,  such  as  modular  microprobes  employing  spectroscopy  and  imaging   with  scanning  arrays  would  extract  chemical,  structural,  and  elemental  information  from  the  same  volume  by   enabling  in  situ  multi-­‐time-­‐scale  analysis  with  geospatial  referencing  capabilities.  The  portability  and  speed   of  noncontact  analysis  for  this  approach  are  highly  desirable.  

One-­‐dimensional  NMR,  which  would  be  able  to  map  moisture  movement  in  masonry  by  noninvasive  profiling   of  very  deep  layers  in  situ  

 

G RAND   C HALLENGE   2  

Research  needs  in  the  area  of  material  degradation  and  aging  were  discussed  at  the  workshop  and  include  but  are  not   limited  to:    

Deconvolution  of  simultaneously  active  mechanisms  in  deterioration  processes  by  combining  experimental   and  theoretical  approaches.  By  using  analytical  chemistry  to  identify  predominant  mechanisms,  in  combina-­‐ tion  with  cyclic  and  combinatorial  approaches  to  experimental  predictions,  accompanied  by  theoretical  mod-­‐ eling,  it  will  be  possible  to  identify  the  predominant  mechanisms  and  thus  control  accelerants.  

• Contributions  to  the  fundamental  development  of  deterioration  science  

Development  of  a  chip  for  rapid,  real  time,  on-­‐demand  quantification  of  pollutants  and  environmental  factors   in  macro-­‐  and  microenvironments  (exhibition  and  storage  spaces),  both  adventitious  and  coming  from  the   work  and  their  cases,  to  achieve  better  care  of  artwork  

Development  of  a  real-­‐time  laser-­‐scanning  spectroscopic  techniques  to  detect  distribution  of  pollutants  in  the   environment  around  an  art  object,  or  off-­‐gassed  from  exhibition,  display,  storage,  packing  materials,  or  the   object  itself,  to  obtain  better  awareness  of  the  dynamics  of  the  art-­‐containing  environment  

• Improvement  in  the  fundamental  understanding  of  failure  mechanisms,  including  both  mechanical  properties   and  chemical  degradation  of  artworks,  with  special  attention  to  the  synergistic  chemistries,  such  as  exploring   the  evolution  of  components  in  an  object  over  time.  Through  theoretical  multiscale  modeling,  computational   simulation,  and  experiments  (including  case  studies  and  standards),  the  relationship  between  bulk,  surface,  

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and  synergistic  effects  and  the  environment  during  long-­‐term  degradation  needs  to  be  further  explored,  lead-­‐ ing  to  the  development  of  testable  models  and  robust  predictive  capabilities.  

Better  understanding  of  the  rate-­‐determining  processes  in  the  surface  interaction  between  objects  (outdoor   works  and  monuments)  and  the  environment,  so  as  to  learn  to  mitigate  them.  Development  of  model  sys-­‐ tems/surrogates,  derived  from  theoretical  modeling  to  delay  sampling,  to  relate  to  samples  obtained  from   cultural  heritage  

• Development  of  a  broad  understanding  of  how  study  probes  and  treatments  affect  objects  of  cultural  heritage   through  a  combination  of  theory  and  experiment,  to  arrive  at  true  nondestructive  techniques  and  new  stan-­‐ dards  for  conservation  of  cultural  heritage  assets  

• Characterization,  with  high  sensitivity,  of  surface  oxidation  reactions  for  inorganic/organic  composites  

Development  of  an  advanced,  molecular-­‐level  understanding  of  transport  phenomena  of  deterioration  prod-­‐ ucts,  in  conjunction  with  the  detailed  characterization  of  amorphous  reactants  and  products.  This  may  be   achieved  by  using  surface  based-­‐techniques  (photoelectron  spectroscopy,  auger,  photoluminescence,  and   others)  on  aged  artworks  and  through  the  synthesis  of  model  systems  with  the  addition  of  organics.  This  ap-­‐ proach  would  lead  to  the  identification  of  vulnerable  systems,  and  more  focused  and  effective  recommenda-­‐ tions  for  display  and  preventive  conservation,  with  wide  applicability  to  systems  within  the  field  of  cultural   heritage  science,  but  also  high  performance  organic/inorganic  composites  and  quantum  dots,  which  are  often   dispersed  in  an  organic  matrix.  

• Advancement  of  our  fundamental  understanding  of  the  interfacial  interaction  between  growing  crystals  and   confining  surfaces  as  observed,  for  example,  with  salt  or  ice  in  stone.  An  approach  to  addressing  this  need   may  involve  atomic  force  measurements  (AFM,  macroscopic  methods)  and  a  combination  of  modeling  (mo-­‐ lecular  dynamics)  and  modification  of  the  stone‘s  porosity  with  surface  treatments.  This  will  in  turn  allow  a   greater  understanding  of  the  nature  of  disjoining  forces;  the  behavior  of  liquids  in  thin  films;  and  the  stresses   in  pores  of  stone,  brick,  and  mortars,  as  well  as  the  development  of  methods  for  protecting  stone  from  salt   and  ice.  Such  important  advances  will  lead  to  improved  preventive  treatments  and  permit  the  evaluation  of   risk  of  damage  to  original  or  repair  materials.  

 

G RAND   C HALLENGE   3  

Breakout  session  recommendations  concerning  materials  stabilization,  strengthening,  monitoring,  and  repair  include:  

Improved  quantitative  monitoring  of  objects  during  cleaning,  treatment,  and  storage.  By  measuring  phenom-­‐ ena  such  as  polymer  swelling  during  solvent  cleaning,  dimensional  changes  associated  with  temperature  and  

RH  fluctuations  during  storage,  and  general  chemical  challenges,  the  evolution  of  objects  can  be  followed  ac-­‐ curately,  and  true  measures  of  conservation  approaches  obtained.  

Targeted  delivery  of  solvents  and  reagents.  The  use  of  encapsulated  reagents,  nanoemulsions,  and  procedures   such  as  surface-­‐energy-­‐driven  solvent  intake  (a  process  in  which  localized  pressure  can  increase  the  solvent   uptake  at  a  determined  location)  would  enable  nano-­‐  and  microscale  control  of  reactions.  The  approach   would  lead  to  improved  treatment  of  complex  objects  though  a  better  understanding  of  chemical  and  physical   variables  in  cleaning  and  consolidation  processes.  

Developing  new  conservation  materials  as  more  stable  replacements  for  traditional  materials.  One  of  the  ma-­‐ jor  challenges  in  introducing  new  materials  in  the  conservator’s  toolbox  is  the  reluctance  to  abandon  materi-­‐ als  whose  handling  properties  are  well  known  and  highly  appreciated.  Much  has  been  done  to  identify   suitable  substitutions  for  picture  varnishes.  However,  the  development  of  new  synthetic  materials  to  substi-­‐ tute  for  traditional  consolidants  and  adhesives  must  include  detailed  studies  of  their  viscoelastic  properties.  

The  design  phase  should  describe  and  quantify  what  constitutes  desirable  handling  and  characteristics,  and   investigate  the  relations  between  handling  characteristics  and  other  properties  such  as  cohesive  strength  and   thermal  and  light  stability.    

In  parallel  with  the  development  of  new  varnishing,  retouching,  and  consolidation  materials,  the  use  of  new   cleaning  agents  such  as  ionic  liquids,  gels,  sols,  and  supercritical  CO

2

 should  be  investigated.  Their  use  not   only  could  lead  to  tunable  and  scalable  cleaning  approaches,  but  also  would  advance  the  development  of   green  conservation  methods.  

Investigation  and  quantification  of  the  concept  of  reversibility.  A  two-­‐pronged  approach  featuring  computa-­‐ tional  modeling  of  cleaning  and  consolidation  procedures  and  the  comparison—through  extensive  analytical   investigations—of  successful  and  less  satisfactory  treatments  would  allow  clear  definition  of  the  operational   parameters  in  conservation.  An  additional  check  would  be  provided  by  the  rare  cases  in  which  objects  come   down  with  little  or  no  intervention.  The  approach  would  provide  a  true  scientific  approach  for  cleaning   methods.  

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Monitoring  of  subthreshold  events.  The  use  of  surface  characterization  techniques,  such  as  light  scattering,  in-­‐ terferometry,  ellipsometry,  and  imaging  ellipsometry  would  allow  the  detection  of  microscopic  changes  in  an   object,  delivering  a  digital  health  care  record  for  an  object.  A  particular  case  is  that  of  cracks  and  craquelure.  

Currently,  these  are  only  investigated  when  at  an  advanced  stage.  A  “measurement  and  monitoring”  approach   would  enable  conservators  to  evaluate  the  state  and  progress  of  object  under  strain.  Modeling  the  strain  field   should  allow  the  determination  of  the  environmental  conditions  leading  to  slower  cracks  and  craquelure  de-­‐ velopment.  Investigating  rheology  and  tackiness  can  help  determine  the  right  amount  of  interaction  in  a  sys-­‐ tem.  Studying  direction  and  growth  of  crack  systems  would  allow  the  diagnosis  of  the  evolution  of  the  system   and  help  limit  its  progress  toward  failure.  Another  way  to  monitor  subthreshold  events  is  to  understand  the   effects  of  incipient  chemical  reactions.  These  can  be  investigated  in  minute  fissures  on  all  substrates  using  ul-­‐ tramicroelectrochemistry.  Certain  reactions  may  be  discovered  to  be  bellwethers  for  initiation  of  bulk  chemi-­‐ cal  processes  and  material  degradation.    

Development  of  conservation  materials  with  designed  functionality,  such  as  appearance,  adhesion,  perme-­‐ ability,  thermal  match,  wear  resistance,  and  sustainability.  By  computational  materials  design  and  modifica-­‐ tion  of  existing  molecules,  new  conservation  materials  with  the  desired  characteristics  can  be  obtained.  The   approach  would  allow  the  development  of  a  toolbox  of  materials  for  conservation  uses.  

• Development  of  protective  coatings  for  monuments  and  outdoor  sculpture.  The  coatings  should  be  acid,  frost,   salt,  and  soil  resistant,  and  photochemically  stable.  A  possible  approach  to  the  development  of  coatings  for   stone,  clay,  adobe,  or  concrete  monuments  and  sculpture  is  the  study  of  water-­‐permeable  synthetic  analogues   of  mineral  phases.  The  ideal  coating  should  be  compatible  with  the  stone  characteristics,  invisible,  and  offer   adequate  protection  from  environmental  damage.  

• Differentiation  and  evaluation  of  different  factors  in  the  performance  of  adhesives.  A  particular  case  is  differ-­‐ entiating  mechanical  and  chemical  interaction  in  adhesives  for  mineral  structures.  This  is  a  fundamental  step   in  evaluating  materials  for  stone  consolidation  in  art  and  architectural  settings.  The  challenge  would  require   modeling  adhesion  for  high-­‐surface-­‐area,  porous  materials.  The  use  of  surface  techniques  such  as  secondary   ion  mass  spectrometry  can  measure  the  energy  necessary  to  remove  molecules  from  mineral  surfaces  and   characterize  performance  at  the  microscale.    

Development  of  improved  strategies  for  the  treatment  of  delicate  substrates.  A  particular  case  is  that  of  laser   cleaning:  the  use  of  femtosecond  lasers  coupled  to  surface-­‐sensitive  real-­‐time  analytical  instrumentation  can   deliver  significant  improvements  over  current  (mechanical  and  chemical)  approaches,  as  ultrafast  lasers   eliminate  thermal  damage.    

C HEMISTRY AND M ATERIALS R ESEARCH AT THE I NTERFACE B ETWEEN S CIENCE AND A RT

 

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C O -­C HAIRS

Marco  Leona  

The  Metropolitan  Museum  of  Art  

Department  of  Scientific  Research  

1000  Fifth  Avenue  

New  York,  NY  10028  

Phone:  212-­‐396-­‐5476  

Fax:  212-­‐396-­‐5466   marco.leona@metmuseum.org  

A PPENDIX   B

 

W

ORKSHOP  

P

ARTICIPANTS

 

Richard  Van  Duyne    

Northwestern  University    

Chemistry  Department  

2145  Sheridan  Rd.    

Evanston,  IL  60208-­‐3113  

Phone:  847-­‐491-­‐3516  

Fax:  847-­‐491-­‐7713   vanduyne@northwestern.edu

S TEERING   C OMMITTEE  

 

Barbara  Berrie  

National  Gallery  of  Art  

 

 

 

Scientific  Research  Department  

Sixth  and  Constitution  Avenue  NW  

Washington,  DC  20565  

Phone:  202-­‐842-­‐6448  

Fax:  202-­‐6886  

  b-­‐berrie@nga.gov  

Francesca  Casadio  

The  Art  Institute  of  Chicago  

Conservation  Department  

111  South  Michigan  Avenue  

Chicago,  IL  60603-­‐6110  

Phone:  312-­‐857-­‐7647  

Fax:  312-­‐541-­‐1959   fcasadio@artic.edu  

 

Richard  R.  Ernst  

ETH  Zürich  

Laboratorium  für  Physikalische  Chemie  

Wolfgang-­‐Pauli-­‐Str.  10  

8093  Zürich,  Switzerland  

Phone:  +41  44  632  43  64  

Fax:  +41  44  632  12  57  

 

 

 

 

 

 

 

 

Richard.Ernst@nmr.phys.chem.ethz.ch  

 

Katherine  T.  Faber  

Northwestern  University  

Department  of  Materials    

Science  and  Engineering    

2220  Campus  Drive  

Evanston,  IL  60208  

Phone:  847-­‐491-­‐2444   k-­‐faber@northwestern.edu  

 

Antonio  Sgamellotti  

Università  degli  Studi  di  Perugia  

Dipartimento  di  Chimica    

Via  Elce  di  Sotto,  8  

06123  Perugia,  Italy  

 

Phone:  +39  075  585  5504  

Fax:  +39  075  585  5624   sgam@thch.unipg.it  

Karen  Trentelman  

The  Getty  Conservation  Institute  

1200  Getty  Center  Drive,  Suite  700  

Los  Angeles,  CA  90049  

Phone:  310-­‐440-­‐6262  

 

KTrentelman@getty.edu  

Paul  Whitmore  

Carnegie  Mellon  University  

Art  Conservation  Research  Center  

700  Technology  Drive  

Pittsburgh,  PA  15219  

 

Phone:  412-­‐268-­‐6854  

Fax:  412-­‐268-­‐1782   pw1j@andrew.cmu.edu

 

C HEMISTRY AND M ATERIALS R ESEARCH AT THE I NTERFACE B ETWEEN S CIENCE AND A RT

 

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P ARTICIPANTS  

 

Ruth  Ann  Armitage  

Eastern  Michigan  University  

Department  of  Chemistry  

Ypsilanti,  MI  48197  

Phone:  734-­‐487-­‐0290   rarmitage@emich.edu    

 

Christa  Brosseau  

Chemistry  Department  

2145  Sheridan  Rd.    

Evanston,  IL  60208-­‐3113  

Phone:  847-­‐467-­‐6970  

 

Fax:  847-­‐491-­‐7713   c-­‐brosseau@northwestern.edu  

John  Delaney  

National  Gallery  of  Art  

Scientific  Research  Department  

Sixth  and  Constitution  Avenue  NW  

Washington,  DC  20565  

Phone:  202-­‐842-­‐6708  

Fax:  202-­‐6886  

  j-­‐delaney@nga.gov  

J.  Thomas  Dickinson  

Washington  State  University  

Department  of  Physics  and  Astronomy    

PO  Box  642814  

Pullman  WA  99164-­‐2814    

Phone:  509-­‐335-­‐4914  

Fax:  509-­‐335-­‐7816   jtd@wsu.edu  

 

David  Dillard    

Virginia  Tech  

Department  of  Engineering    

Science  and  Mechanics  

219  A  Norris  Hall,  MC:  0219  

Blacksburg.  VA  24061  

Phone:  540-­‐231-­‐4714  

Fax:  540-­‐231-­‐4574  

  dillard@vt.edu  

Carl  Dirk    

University  of  Texas  at  El  Paso  

Department  of  Chemistry    

Materials  Science  and  Engineering  Program    

500  W.  University  Ave.    

El  Paso,  TX  79968-­‐0513  

 

Phone:  915-­‐747-­‐7560  

Fax:  915-­‐747-­‐5748    

  cdirk@utep.edu    

C HEMISTRY AND M ATERIALS R ESEARCH AT THE I NTERFACE B ETWEEN S CIENCE AND A RT

 

 

Vicky  Grassian    

University  of  Iowa  

Department  of  Chemistry  

305  Chemistry  Bldg.  

Iowa  City  IA  52242-­‐1294  

Phone:  319-­‐335-­‐1392  

  vicki-­‐grassian@uiowa.edu  

Gene  S.  Hall    

Rutgers  University    

Chemistry  and  Chemical  Biology  Department  

10  Taylor  Road  

Piscataway,  NJ  08854    

Phone:  732-­‐445-­‐2590  

Fax:  732-­‐445-­‐5312  

  hall@rutchem.rutgers.edu     gene@genehall.com  

Eric  Hansen  

Library  of  Congress  

Preservation  Research  and  Testing  Division  

101  Independence  Ave.  SE  

Washington,  DC  20540-­‐4560  

Phone:  202-­‐707-­‐1028  

Fax:  202-­‐707-­‐1525  

  ehan@loc.gov  

Kenza  Kahrim  

Università  degli  Studi  di  Perugia  

Dipartimento  di  Chimica    

Via  Elce  di  Sotto,  8  

06123  Perugia,  Italy  

Phone:  +39  075  585  5504  

 

Fax:  +39  075  585  5624   kenzakahrim@hotmail.com  

Ioanna  Kakoulli    

University  of  California,  Los  Angeles  

Cotson  Institute  of  Archeology  

A410  Fowler  Building    

 

Los  Angeles,  CA  90095-­‐1510  

Phone:  310-­‐794-­‐4915    

Fax:  310-­‐206-­‐4723       kakoulli@ucla.edu      

Narayan  Khandekar  

Harvard  University  Art  Museum  

Straus  Center  for  Conservation  

 

 

485  Broadway  

Cambridge,  MA  02138  

Phone:  617-­‐495-­‐4591  

Narayan_khandekar@harvard.edu  

31

 

Tami  Lasseter  Clare  

Portland  State  University  

Assistant  Professor  of  Chemistry  

PO  Box  751  

Portland,  OR  97207  

Phone:  503-­‐725-­‐2887    

  claret@pdx.edu  

John  Lombardi  

City  University  of  New  York  –  City  College  

Department  of  Chemistry  

138th  Street  at  Convent  Avenue    

New  York,  NY  10031  

Phone:  212-­‐650-­‐6032    

Fax:  212-­‐650-­‐6848   lombardi@sci.ccny.cuny.edu    

 

Christopher  Maines    

National  Gallery  of  Art  

Scientific  Research  Department  

Sixth  and  Constitution  Avenue  NW  

Washington,  DC  20565  

Phone:  202-­‐842-­‐6055   fax:  202-­‐842-­‐6886   c-­‐maines@nga.gov  

 

Jennifer  Mass  

Winterthur  Museum  and  Country  Estate  

Scientific  Research  and  Analysis  Laboratory  

Route  52  

Winterthur,  DE  19735  

Phone:  302-­‐888-­‐4808  

 

Fax:  302-­‐888-­‐4838   jmass@winterthur.org  

Blythe  McCarthy  

Smithsonian  Institution  

Freer  Gallery  of  Art  and  the    

Arthur  M.  Sackler  Gallery  

PO  Box  37021,  MRC  707  

Washington,  DC  20013-­‐7012  

Phone:  202-­‐633-­‐0372  

Fax:  202-­‐633-­‐9474  

MccarBl@si.edu  

 

Chris  McGlinchey    

The  Museum  of  Modern  Art  

Conservation  Department  

11  West  53rd  Street  

New  York,  NY  10019  

Phone:  212-­‐708-­‐9821  

Fax:  212-­‐408-­‐6425  

 

 

 

Chris_mcglinchey@moma.org  

C HEMISTRY AND M ATERIALS R ESEARCH AT THE I NTERFACE B ETWEEN S CIENCE AND A RT

 

Apurva  Mehta  

Stanford  University  

Stanford  Linear  Accelerator  

2575  Sand  Hall  Road,  Mailstop  0069  

Menlo  Park,  CA  94025   mehta@SLAC.Stanford.edu  

 

Gary  Messing    

Pennsylvania  State  University  

Department  of  Materials    

Science  and  Engineering  

121  Steidle  Bldg.  

 

University  Park,  PA  16802  

Phone:  814-­‐865-­‐2262   messing@ems.psu.edu  

Royce  Murray  

University  of  North  Carolina  at  Chapel  Hill  

Department  of  Chemistry  

Campus  Box  3290  

Chapel  Hill,  NC  27599-­‐3290  

Phone:  919-­‐962-­‐6296  

Fax:  919-­‐962-­‐2388  

  rwm@email.unc.edu  

Dale  Newbury  

National  institute  of  Standards  and  Technology  

100  Bureau  Drive,  Stop  1070  

Gaithersburg,  MD  20899-­‐1070  

Phone:  301-­‐975-­‐3921  

  dale.newbury@nist.gov  

Samir  S.  Patel  

Senior  Editor  

Archaeology  Magazine  

 

36-­‐36  33 rd  Street,  Ste.  301  

Long  Island  City,  NY  11106  

Phone:  718-­‐472-­‐3050  x17   samir@archaeology.org  

Hannelore  Roemich  

New  York  University  Institute  of  Fine  Arts    

1  East  78th  Street  

New  York,  NY  10075  

Phone:  212-­‐992-­‐5890  

Fax:  212-­‐992-­‐5851  

Hr34@nyu.edu  

 

George  Schatz  

Northwestern  University  

Department  of  Chemistry  

2145  Sheridan  Road  

Evanston,  IL  60208-­‐3113  

Phone:  847-­‐491-­‐5657  

  schatz@chem.northwestern.edu  

32

 

 

George  Scherer  

Princeton  University  

Chemical  Engineering  Department  

Eng.  Quad.  E-­‐319  

Princeton,  NJ  08544  USA  

Phone:  609-­‐258-­‐5680  

  scherer@princeton.edu  

Maurizio  Seracini  

University  of  California,  San  Diego  

Center  for  Interdisciplinary  Science  for  Art,    

Architecture  and  Archaeology  

9500  Gilman  Drive  #0436  

La  Jolla,  CA  92093-­‐0436  

Phone:  858-­‐534-­‐7034   mseracini@ucsd.edu  

 

D.  Peter  Siddons  

Brookhaven  National  Laboratory  

National  Synchrotron  Light  Source  

75  Brookhaven  Avenue  

Bldg  535,  Room  A-­‐130  

Upton,  NY  11973-­‐5000  

Phone:  631-­‐344-­‐2738   siddons@bnl.gov  

 

Mary  Striegel  

National  Center  for  Preservation    

 

 

 

 

 

 

 

 

 

Training  and  Technology  

645  University  Parkway  

Natchitoches,  LA  71457  

Phone:  318-­‐356-­‐7444  x256  

 

Fax:  318-­‐356-­‐9119   striegelm@nsula.edu  

Tom  Tague  

Bruker  Optics  Inc.  

19  Fortune  Drive  

Manning  Park  

Billerica,  MA  01821–3991  

Phone:  978-­‐439-­‐9899  x5110  

  tjt@brukeroptics.com  

Pamela  Vandiver  

University  of  Arizona  

Department  of  Materials    

Science  and  Engineering  

1133  E.  James  E  Rogers  Way  

Tucson,  AZ  85721  

Phone:  520-­‐400-­‐2270     vandiver@mse.arizona.edu  

 

Richard  Weiss    

Georgetown  University  

Department  of  Chemistry    

37th  and  O  Streets  NW    

Washington,  DC  20057-­‐1227    

Phone:  202-­‐687-­‐6013    

Fax:  202-­‐687-­‐6209   weissr@georgetown.edu  

 

George  Wheeler    

Columbia  University    

Graduate  School  of  Architecture  Planning  &    

Preservation  

Historic  Preservation  Program  

1172  Amsterdam  Avenue  

New  York,  NY  10027    

Phone:  212  854  3973  

Gw2130@columbia.edu  

 

 Y.  Lawrence  Yao  

Columbia  University  

Mechanical  Engineering  Department  

248  S.  W.  Mudd,  Mail  Code:  4703  

New  York,  NY  10027    

Phone:  212-­‐854-­‐2887  

Fax:  212-­‐854-­‐3304   yly1@columbia.edu  

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A PPENDIX   C

 

W

ORKSHOP  

S

CHEDULE

 

 

 

M ONDAY ,   J ULY   6,   2009  

 

Freer  Gallery  of  Art  and  Arthur  M.  Sackler  Gallery,  Meyer  Auditorium,    

 

Smithsonian  Institution,  Washington,  D.C.  

6:15–6:30  pm     Welcome  and  Opening  Remarks    

Julian  Raby ,  Director,  Freer  Gallery  of  Art  and  Arthur  M.  Sackler  Gallery  Smith-­‐ sonian  Institution    

Arden  L.  Bement  Jr.

,  Director,  National  Science  Foundation  

Angelica  Zander  Rudenstine ,  Program  Officer,  Museums  and  Art  Conservation,  

Andrew  W.  Mellon  Foundation    

 

6:30–7:00  pm       Keynote  Address:   At  the  Interface  between  Science  and  Art    

Richard  Ernst ,  Professor  Emeritus  of  Physical  Chemistry,  Eidgenössische  Techni-­‐ sche  Hochschule  (ETH),  Zürich    

 

7:00–7:30  pm       Cultural  Heritage  Science    

Marco  Leona ,  David  H.  Koch  Scientist  in  Charge,  The  Metropolitan  Museum  of  Art    

 

 

7:30  pm      

 

 

T UESDAY ,   J ULY   7,   2009  

Reception,  Courtyard    

 

Gallery  1  Meeting  Room,  Hilton  Hotel,  Arlington,  Virginia  

8:00–8:30  am     Breakfast  

 

8:30–9:00  am   Introduction  to  the  workshop  and  presentation  of  Grand  Challenges  (

Faber ,  Northwestern  University)  

Katherine  T.  

 

9:00–10:00  am     Introduction  to  Grand  Challenge  1  ( Francesca  Casadio ,  Art  Institute  of  Chicago):  

Materials  and  Structural  Characterization  of  Cultural  Heritage  (followed  immedi-­‐ ately  by  breakout  sessions)  

 

10:00–10:30  am  

 

 

10:30–10:45  am    

10:45–11:45  am  

Presentation  of  Grand  Challenge  1  quadrant  slides  

Coffee  break  

Introduction  to  Grand  Challenge  2  ( Paul  Whitmore ,  Carnegie  Mellon  University):  

Understanding  Material  Degradation  and  Aging  (followed  immediately  by  breakout   sessions)  

 

11:45  am–12:15  pm     Presentation  of  Grand  Challenge  2  quadrant  slides  

C HEMISTRY AND M ATERIALS R ESEARCH AT THE I NTERFACE B ETWEEN S CIENCE AND A RT

 

34

 

 

12:15–1:45  pm    

 

1:45–2:45  pm  

 

2:45–3:15  pm      

 

 

3:15–3:30  pm    

3:30–4:30  pm    

 

 

 

 

 

4:30–5:30  pm      

Box  lunch  and  presentation:   The  European  Experience  ( Hannelore  Roemich ,  

New  York  University  Institute  of  Fine  Arts,  and   Antonio  Sgamellotti ,  Università  de-­‐ gli  Studi  di  Perugia)  

Introduction  to  Grand  Challenge  3  ( Barbara  Berrie ,  National  Gallery  of  Art):  Mate-­‐ rials  Stabilization,  Strengthening,  Monitoring,  and  Repair  (followed  immediately  by   breakout  sessions)  

Presentation  of  Grand  Challenge  3  quadrant  slides  

Coffee  break  

General  Discussion:  Scientific  research  in  cultural  heritage  and  its  impact  on  science,   education,  and  society  

General  Discussion:  The  Grand  Challenges  

C HEMISTRY AND M ATERIALS R ESEARCH AT THE I NTERFACE B ETWEEN S CIENCE AND A RT

 

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