Inventory Based Rating System Pilot Data Collection and Implementation Report December 8, 2015 Authors: Tim Colling, PhD., PE John Kiefer, PE Pete Torola, PE Department of Civil and Environmental Engineering Michigan Technological University 1400 Townsend Drive Houghton, MI 49931 Table of Contents Executive Summary ................................................................................................................... 4 1.0 Acknowledgement.......................................................................................................... 5 2.0 Introduction ................................................................................................................... 5 2.1 Limitations of Existing Unpaved Road Assessment Systems................................................ 6 2.2 3.0 Premise of Inventory-Based Rating System ......................................................................... 7 Objective and Scope ....................................................................................................... 8 4.0 Methods......................................................................................................................... 9 4.1 Selection of Data Collection Locations ................................................................................. 9 4.2 Pre-Field Work Training ...................................................................................................... 11 4.3 Data Collection Methodology ............................................................................................ 11 4.3.1 Inventory Based Rating Data Collection ..................................................................... 12 4.3.2 Gravel Thickness Data Collection ............................................................................... 14 4.3.3 Combined PASER and IBR Collection .......................................................................... 14 4.3.4 User Feedback ............................................................................................................ 15 5.0 Results ......................................................................................................................... 15 5.1 Feedback from Users .......................................................................................................... 15 5.2 Data Summaries from Collection ....................................................................................... 15 5.2.1 Antrim County ............................................................................................................ 18 5.2.2 Baraga County ............................................................................................................ 20 5.2.3 Huron County ............................................................................................................. 22 5.2.4 Kalamazoo County ...................................................................................................... 24 5.2.5 Van Buren County....................................................................................................... 25 5.3 Benchmarking Rating Productivity ........................................................................................... 27 5.3.1 Combined PASER/IBR Collection Benchmarking ........................................................ 27 5.3.2 System Wide IBR Collection Estimates ....................................................................... 28 5.4 Repeatability of Measurement .......................................................................................... 29 6.0 Conclusions .................................................................................................................. 32 6.1 Recommendation for Modification of the Original System ............................................... 32 6.1.1 Modifications to the Drainage Adequacy Measurement Rating Guidance ............... 32 6.1.2 Modifications to the Structural Adequacy Measurement Rating Guidance .............. 33 6.1.3 Concerns Over the Intent of Good-Fair-Poor Designations ....................................... 33 6.2 Repeatability/Reliability of the System .............................................................................. 34 Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 1 6.3 Recommendation for Implementation (Policy for Collection) ........................................... 34 References ...................................................................................................................................... 36 Appendix A: User Feedback and Comments .............................................................................. 37 Appendix B: Draft TAMC Policy for Collection of Roadway Condition Data on Federal-Aid Eligible Roads & Streets ....................................................................................................................... 42 Appendix C: Draft Policy for Collection of Roadway Condition Data on (Paved and Unpaved) NonFederal Aid Eligible Roads & Streets ......................................................................................... 46 Appendix C: Training Handout.................................................................................................. 48 Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 2 Table of Figures Figure 1: Qualitative classification of counties based on unpaved road network type. .................... 10 Figure 2: Roadsoft data set for Antrim County showing unpaved roads. .......................................... 12 Figure 3: Laptop Data Collector showing Huron County IBR collection data. .................................... 13 Figure 4: IBR Surface Width data as a percentage of roads rated during the pilot. .......................... 16 Figure 5: IBR Drainage Adequacy data as a percentage of roads rated during the pilot. .................. 16 Figure 6: IBR Structural Adequacy data as a percentage of roads rated during the pilot. ................ 17 Figure 7: Combined IBR number as a percentage of roads rated during the pilot. ........................... 17 Figure 8: Converted 10-point scale IBR numbers collected during the pilot. .................................... 18 Figure 9: Antrim County pilot data collection. ................................................................................... 19 Figure 10: Antrim County unpaved road showing poor Surface Width, poor Drainage Adequacy, and poor Structural Adequacy. ................................................................................................................. 20 Figure 11: Baraga County pilot data collection. ................................................................................. 21 Figure 12: Thickly vegetated roadsides in Baraga County.................................................................. 22 Figure 13: Huron County pilot data collection. .................................................................................. 23 Figure 14: Huron County unpaved road showing good Surface Width and good Drainage Adequacy. ............................................................................................................................................................ 23 Figure 15: Kalamazoo County pilot data collection............................................................................ 24 Figure 16: Kalamazoo County unpaved road showing fair Surface Width and poor Drainage Adequacy. ........................................................................................................................................... 25 Figure 17: Van Buren County pilot data collection. ........................................................................... 26 Figure 18: Van Buren County unpaved road with fair Surface Width and fair Drainage Adequacy. . 26 Figure 19: IBR element point difference (rater minus ground truth) ................................................ 30 Figure 20: IBR number difference for all pilot segments and PASER results for paved road segments as a basis of comparison for data collection repeatability................................................................. 31 Figure 21: Validation of the institutional knowledge on gravel thickness. ........................................ 32 Table of Tables Table 1: IBR data collection statistics by county. ............................................................................... 27 Table 2: IBR data and joint IBR and PASER data collection statistics. ................................................ 28 Table 3: System wide IBR data collection estimates. ......................................................................... 29 Table 4: U.S. Climatic Region III recommended aggregate base thickness. ....................................... 33 Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 3 Executive Summary To comply with State statutes on reporting conditions of the Michigan public road network, the Michigan Transportation Asset Management Council (TAMC) has adopted condition assessment systems for use by local road agencies. The Pavement Surface Evaluation and Rating (PASER) system for asphalt, concrete and sealcoat roads, and the National Bridge Inventory (NBI) rating system for public bridges have both proven to be cost-effective network-level metrics for reporting to the Michigan Legislature, and provides usable data on a local and regional level. The rating systems for unpaved roads, however, lacked in accuracy and effectiveness. Most of the rating systems currently in use for unpaved roads are derived from paved road assessment systems, which focus on surface condition as the primary factor in assessing road quality. Surface quality is a much less reliable rating factor for unpaved roads because it can change rapidly and is only one road inventory feature, which includes road width, drainage, and other features. To meet the need of a condition assessment system for unpaved roads, the Inventory-Based Rating (IBR) system was created and implemented as a pilot project in five Michigan counties, assessing roads based on Surface Width, Drainage Adequacy and Structural Adequacy. These inventory features were selected because of their impact on road users and the significant cost to create and maintain them. The system defines a baseline condition for each inventory feature, which indicates a good rating in this good-fair-poor rating system. The five counties were selected based on classification of their road networks; their selection depended upon overall function, management and maintenance of unpaved roads. The Center for Technology & Training (CTT) staff trained those who participated in the pilot data collection and participants collected data on Surface Width, Drainage Adequacy and Structural Adequacy over one to two days. The CTT performed a second series of data collection events, which included gravel thickness measurements at randomly selected locations. The CTT also collected user feedback and comments on the IBR system were collected from the participants during the study. The data collected showed the repeatability of the IBR system to be very high, and the data collectors were ultimately very successful in providing reliable results. The pilot also provided productivity benchmarking, which can be used to forecast the time commitment for collecting the IBR system data. The user feedback was very positive and helpful, and modifications to improve the Drainage Adequacy and Structural Adequacy rating guidance have been implemented. The CTT recommends an update to the Roadsoft Laptop Data Collector (LDC) for future IBR data collection, and a plan has been recommended to collect IBR data over one to two years followed by three- to four-year re-rating cycles and ratings as needed after projects that change the IBR features. It is recommended is that IBR data be collected and reimbursed on the same cycle as PASER data Training for the IBR data collection should be required which is consistent with PASER data collection. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 4 1.0 Acknowledgement The Michigan Transportation Asset Management Council (TAMC) and Michigan Technological University wish to acknowledge the contribution of the transportation professionals that assisted in the data collection necessary for this report and the refinements they suggested in an effort to develop a new unpaved road rating method that meets the needs of Michigan’s transportation agencies. Staff assisting in the field collection of data for this report were: Kevin Arndt – Huron County Road Commission Megan Arndt – Kalamazoo Area Transportation Study Ken Barnett – Van Buren County Road Commission Travis Bartholomew – Road Commission of Kalamazoo County Bill DeYoung – Road Commission of Kalamazoo County Craig Ericksen – Van Buren County Road Commission Bob Fitzgerald – Antrim County Road Commission Bruce Holdwick – Huron County Road Commission Joel Hoort – Van Buren County Road Commission Gautam Mani – Southwest Michigan Planning Commission Doug Mills, PE – Baraga County Road Commission Fred Nagler, PE – Kalamazoo Area Transportation Study Lynne Parker – East Michigan Council of Governments Mark Piotter, PE – Huron County Road Commission Linnea Rader – Van Buren County Road Commission Jeffrey Rautiola, PE – Michigan Department of Transportation Steve Rouser – Western Upper Peninsula Planning & Development Region Scott Swanson – Baraga County Road Commission Burt Thompson, PE – Antrim County Road Commission 2.0 Introduction The TAMC is charged by State statute with reporting the condition of the Michigan public road network to the Michigan Legislature [1]. To this end, the TAMC has successfully adopted existing condition assessment systems for paved roads and bridges in Michigan. The Pavement Surface Evaluation and Rating (PASER) [2,3,4] system for asphalt, concrete, and sealcoat roads has been used by road owning agencies in the State of Michigan since the 1990’s and suits the needs of the TAMC as a cost-effective network-level metric for reporting to the Legislature. PASER data on paved roads have been collected and reported to the Michigan Legislature by the TAMC since 2002 [1]. Similarly, the TAMC has adopted the use of the National Bridge Inventory (NBI) rating system to report the condition of public bridges in the State. The TAMC, however, has not identified a suitable condition assessment system for unpaved roads that meets their requirements of providing a cost-effective, stable, network-level measure in a beneficial way for local road managers. Condition assessment systems can serve two general purposes: providing project-level guidance that infers a type or class of treatment necessary for a given asset, and providing a network-level metric to evaluate the overall system performance. The best assessment systems serve both purposes. Pavement condition assessment systems that provide project-level guidance can be used Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 5 to determine when specific maintenance activity on a specific section of road should be conducted. The PASER system, for example, was developed so that road owners could infer specific classes of treatments that would be appropriate based on a road’s current rating [2,3,4]. Condition assessment systems that provide a network-level measure can be used as a metric to assess the overall health of the road network. Network-level measures are important for efficient road management because they provide an easy method for determining the level of investment necessary to maintain or work toward a condition target. For example, the TAMC uses the percentage of paved road miles that have a PASER number of 4 or below as its major network-level metric for the paved road system [1]. 2.1 Limitations of Existing Unpaved Road Assessment Systems Many condition assessment systems exist for unpaved roads with measurement methods ranging from basic to complicated [5]. However, none of these existing systems have been found to provide a reliable, stable, network-level assessment that is cost effective to collect on the scale necessary for the TAMC’s statewide purposes. Most of the unpaved road condition assessment systems that are widely used evolved from paved road assessment systems. As a result, they use the extent and severity of surface distresses as their primary factor in assessing road quality. Focusing on surface distress as a measure of quality works well for paved roads because surface distresses change slowly and require a significant effort to repair, making the distresses relatively static over the course of a year [2,3,4]. This slow rate of change allows a single rating event every one to two years to provide a sufficient level of data for management purposes on paved roads. However, unlike paved roads, unpaved roads can have significant changes in surface condition over a matter of days or weeks [6], thus limiting the effectiveness of surface distress-driven condition assessment systems both at a network- and project-selection level. Rapid changes in the surface condition of unpaved roads cause condition data to become quickly outdated and, therefore, require frequent data collection cycles in order to remain valid for project-level guidance, making these types of systems difficult to adapt cost-effectively. Similarly, rating systems based on surface conditions are difficult to apply as a network-level measure since the condition of any road in the system may be highly variable during the year as distresses appear and short-term maintenance activity such as grading are completed. Significant surface condition changes in the network may take place in the span of a single week. This results in a network-level metric that can vary greatly from week to week depending on when ratings were collected. Surface condition is a primary factor that impacts use of a paved road by motorists and is directly related to the life of the most expensive layer of the pavement, which is surfacing, that typically drives major improvement work in a paved road network. Unpaved roads, however, can have many other factors that influence their functionality that are not related to surface condition. Unpaved roads are highly variable in their design, construction, use, and upkeep when compared with paved roads. Many unpaved roads do not contain basic inventory elements common to most paved roads, which makes the exclusive focus on surface condition problematic. These inventory items include sufficient ditches and culverts, minimum lane widths, shoulders, and sufficient structural gravel to support loads. Differences in inventory elements can adversely influence the use of the road and may have more of an impact on users than poor surface conditions. For example, road users may consider potholes or ruts on an unpaved road a secondary inconvenience if the unpaved Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 6 road is only nine-feet wide and the limited surface width will not allow the operation of two-way vehicle traffic at any significant speed. In this case, surface condition may be irrelevant to users. Similarly, an unpaved road without proper drainage is likely to perform poorly for any traffic volume regardless of the current surface condition [6]. Poor unpaved road surface condition does not always relate to the life of the surfacing layer and more typically may be rectified by low-cost grading. As such, unpaved road surface condition is not automatically indicative of a loss in value of the road as is the case with paved roads. 2.2 Premise of Inventory-Based Rating System The report titled Inventory Based Assessment Systems for Unpaved Roads [7] outlines the Inventory-Based Rating (IBR) system. This report described the premise behind the selection of basic road inventory features that influence road users and have a significant cost to create or maintain. These features are the basic large-scale elements that a “good” quality road possesses. The IBR system functions by defining a baseline condition for each of the inventory features in the system. This baseline condition for inventory features used characteristics that are considered acceptable for the majority of road users with guidance from design standards. The baseline condition does not imply a mandate to correct roads that do not meet baseline conditions but, rather, creates a reference to compare with other roads. The baseline condition is, in effect, a zeropoint in the system. Roads are assessed based on how they compare to the baseline condition in each of the inventory feature categories. Not meeting any of the baseline condition features will result in a road being rated lower than those that meet all baseline conditions. Inventory features used in this system (Surface Width, Drainage Adequacy and Structural Adequacy) do not change rapidly, require a significant construction or maintenance effort to improve, and are apparent enough to be evaluated from a moving vehicle without the need for fine measurement. Once initial ratings are established, this system only requires updates when a construction or rehabilitation activity occurs, or when a lack of maintenance causes loss or degradation of a road feature. Monitoring inventory features over time at a network level provides a measure that can track the impact of investments on the unpaved road network. The three inventory features used by the IBR system are assessed using the following criteria: Surface Width Surface width is assessed by estimating the approximate width of the traveled portion of the road, which includes travel lanes and any shoulder that is suitable for travel. • Good – Surface width of 22 feet or greater • Fair – Surface width between 16 to 21 feet • Poor – Surface width of 15 feet or less Drainage Adequacy Drainage adequacy is assessed by determining the presence or absence of a secondary ditch (high shoulder) that has the capacity to retain surface water and by estimating the difference in elevation between the ditch flow line or level of standing water in the ditch and the top of the edge of the shoulder. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 7 • Good – Two feet or more of difference in elevation between the ditch flow line or any standing water (whichever is less) and the top edge of the shoulder; no secondary ditches are present • Fair – Between two and 0.5 feet of difference in elevation between the ditch flow line or any standing water (whichever is less) and the edge of the shoulder, with or without the presence of secondary ditches; or, two feet or more vertical separation between the ditch flow line or any standing water (whichever is less) and the top edge of the shoulder where secondary ditches are present • Poor – Less than 0.5 feet of difference in elevation between the ditch flow line or any standing water (whichever is less) and the edge of the shoulder; secondary ditches may or may not be present Structural Adequacy Structural adequacy is assessed by the presence or lack of structural distresses (rutting or large potholes) during the previous year that required emergency maintenance to maintain serviceability. If the data are unknown, the assessment can be conducted using an estimate of gravel thickness if known. It is not the intent of this inventory feature to require involved testing or exploration of existing conditions. Ratings are to be made based on local institutional knowledge. • Good – Structural rutting or major (three feet or larger) potholes did not develop throughout the year and emergency maintenance was not required leaving the road as serviceable throughout the year (when plowed). Alternately, the road can be assessed by estimating the thickness of good quality gravel (crushed and dense graded). An estimated thickness of eight inches or more of good gravel would qualify a road for this level. • Fair –Limited structural rutting and/or some major (three feet or larger) potholes during the spring or very wet periods. The road is passable throughout the year, but emergency maintenance grading was necessary to maintain it during the wet periods. Placement of four inches of good quality gravel would be recommended as a fix. Alternately, the road can be assessed by determining the gravel thickness is four to seven inches, thus some additional gravel material could be added. • Poor – Structural rutting and/or major (three feet or larger) potholes are apparent during much of the year. The road is passable throughout the year, but frequent emergency maintenance is required. Placement of five to eight inches of good quality gravel would be recommended as a fix. Alternately, the road can be assessed by determining the gravel thickness is less than four inches, thus significant additional gravel material should be added. See Appendix C: Training Handout for further detail on assessment criteria. 3.0 Objective and Scope The objective of this study was to collect data on various types of unpaved roads under real world conditions to assess the repeatability and accuracy of the IBR system given the variety of users and the variety of road networks across the state of Michigan. The study provided benchmarking information on data collection speeds, identified areas where more guidance on the system was Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 8 necessary, and where the rating system needed to be refined. The pilot project provided an opportunity to determine training and guidance needs and to get direct feedback from transportation professionals who will be responsible for collecting and using the data locally. The data collected for this project provided local agencies and the TAMC with a first-hand look at the type of information they need to implement full-scale collection and provide a means for assessing the value of these data. Data collected in this pilot can be used to estimate the scope, cost, and other planning factors necessary for potential statewide rollout of the IBR collection. 4.0 Methods 4.1 Selection of Data Collection Locations Unpaved roads in Michigan vary greatly from county to county in how they are used, constructed, and maintained. The project team defined three general classifications of road networks based on overall function, management, and maintenance of unpaved roads in each county. The classifications used were: Low Volume Terminal Branch Networks Unpaved roads in Low Volume Terminal Branch Networks were primarily used as the “ends” of the road system where traffic volumes were low and primarily consist of areas where the road accessed few properties. In many cases, year-round access or use of the road is often not necessary. Counties in the Upper Peninsula and northern Lower Michigan generally fall into this category. Agricultural Grid Networks Unpaved roads in Agricultural Grid Networks were primarily used to support agriculture that is a large part of the local economy by providing regular access to farm fields. These types of road networks seasonally support higher volumes of traffic and need to support larger truck loads to meet the needs of users. Generally speaking, access is maintained all year because these types of networks serve residents and agriculture. Agricultural Grid Networks typically provided users with a higher amount of mobility and access than Low Volume Terminal Branch Networks. Suburban Residential Networks Unpaved roads in Suburban Residential Networks were primarily used as local access to rural residential properties located near urban centers. These types of roads provide access all year to primarily passenger vehicle traffic. These types of road networks were near urban centers and were primarily located in the population belt between Grand Rapids and Detroit. Figure 1 illustrates the project team’s qualitative assessment of Michigan counties into these types of networks. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 9 Baraga Antrim Huron Van Buren Low Volume Terminal Branch Networks Agricultural Grid Networks Suburban Residential Networks Kalamazoo Figure 1: Qualitative classification of counties based on unpaved road network type. Volunteer pilot counties outlined in bold. The original goal of the project was to collect a total of 1,000 miles of unpaved road rating data using the IBR system in at least four counties made up of at least one from each of the three network classifications spread geographically throughout the state. This selected sample size could provide enough data to make accurate predictions for statewide data collection rates, check the validity of the system, and make improvements to the training materials that will be needed for statewide implementation. A selection of five counties distributed across each of the three network types were solicited for cooperation in collecting data for this study. Cooperation in the study was purely voluntary, and county road commission and regional planning staff participating in the study did so at their own expense. The following counties volunteered for data collection during this study: Antrim, Baraga, Kalamazoo, Huron, and Van Buren. Figure 1 illustrates the locations of the volunteer counties. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 10 4.2 Pre-Field Work Training Engineers from CTT trained agency employees from the five volunteer counties and planning agency representatives who participated in the pilot data collection prior to doing the actual ratings of the unpaved roads. The training consisted of a two-hour PowerPoint presentation with in-class rating exercises and a two-page quick reference handout. All of the training materials used during the pilot are included in Appendix C. Group rating exercises, which were conducted as part of the training program, helped to provide experience using the system prior to field rating. The agencies also received the Inventory Based Assessment Systems for Unpaved Roads report for their review prior to conducting the training. 4.3 Data Collection Methodology Three discrete data collection events comprised this pilot. The first set of data collection trips collected IBR data for each of the five volunteer counties. The IBR data consisting of Surface Width, Drainage Adequacy, and Structural Adequacy for each roadway segment were graded into one of three ranges (good, fair, or poor) according to the IBR system as well as rating productivity measures (see report section 2.2 Premise of Inventory-Based Rating System for more detail on the criteria used for these ratings). The IBR data collection was completed over the course of one to two days for each volunteer county. This series of collection events recorded the team consensus IBR data as well as “blind” IBR data on selected road segments. The second series of data collection events followed shortly after the completion of the IBR collection and included collecting gravel thickness measurements at randomly selected locations. CTT staff returned to each county for half a day to determine the depth of gravel on roads previously rated using the IBR system. Gravel depth measurements were used to determine the accuracy of local agency staff knowledge about road structure. The third data collection event was limited to Baraga County. This collection event gathered both IBR data for unpaved roads and PASER data for paved roads were collected in a joint effort. These data were used to determine the relative efficiency of data collection when combined with other rating events. The following people participated in the data collection: Kevin Arndt – Huron County Road Commission Megan Arndt – Kalamazoo Area Transportation Study Ken Barnett – Van Buren County Road Commission Travis Bartholomew – Road Commission of Kalamazoo County Tim Colling PhD., PE – Michigan Technological University Anne Dahlquist – Michigan Technological University Bill DeYoung – Road Commission of Kalamazoo County Craig Ericksen – Van Buren County Road Commission Bob Fitzgerald – Antrim County Road Commission Bruce Holdwick – Huron County Road Commission Joel Hoort – Van Buren County Road Commission John Kiefer, PE – Michigan Technological University Gautam Mani – Southwest Michigan Planning Commission Doug Mills, PE – Baraga County Road Commission Fred Nagler, PE – Kalamazoo Area Transportation Study Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 11 Lynne Parker – East Michigan Council of Governments Luke Peterson – Michigan Technological University Mark Piotter, PE – Huron County Road Commission Linnea Rader – Van Buren County Road Commission Jeffrey Rautiola, PE – Michigan Department of Transportation Steve Rouser – Western Upper Peninsula Planning & Development Region Scott Swanson – Baraga County Road Commission Burt Thompson, PE – Antrim County Road Commission Sean Thorpe – Michigan Technological University Pete Torola, PE – Michigan Technological University 4.3.1 Inventory Based Rating Data Collection The asset management program Roadsoft and the Roadsoft Laptop Data Collector (LDC) were the tools used for the pilot in order to collect IBR condition data quickly and accurately. Roadsoft is a GIS-based asset management program used by agencies in Michigan for storing, managing, and analyzing roadway assets and associated data. Roadsoft and the LDC use a unified base map for the State of Michigan (Framework base map), allowing data stored in Roadsoft to be related to other agencies including regional and state level planning and engineering groups. The pilot used Roadsoft and the LDC because they are likely the tools that would be used in full-scale collection. Figure 2: Roadsoft data set for Antrim County showing unpaved roads in yellow (gravel) and orange (earth). Each volunteer agency provided a copy of their Roadsoft database to the project team prior to the data collection event as displayed in Figure 2. The Roadsoft databases provided an initial inventory of the unpaved roads of the agencies’ road networks that was used for planning purposes to assess Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 12 routing and the size of collection areas. The project team worked with the individual volunteer agencies’ management, engineering staff, and foremen to plan each of the data collection events. The goal of data collection planning was to identify portions of the unpaved road networks that were representative of the rest of the county and to provide data in areas that would likely be useful for agency management of unpaved roads. Each volunteer agency had already defined the unpaved road network from historic data gathering events. For the most part, data collection areas were subdivided by township since they provided a meaningful reporting block and were indicative of individual township policy for constructing and maintaining unpaved roads. All data collected during the pilot were input directly into the LDC with GPS coordinates linking the rating location to the correct road segment to minimize the chance of transcription or location errors. The Roadsoft LDC is a software package used to collect data in the field for Roadsoft as shown in Figure 3. The LDC connects with a recreational-grade GPS unit to provide spatial locations of the collected data. Figure 3: Laptop Data Collector showing Huron County IBR collection data. Field collection of IBR data were completed with a minimum of three raters for safety, with individuals taking responsibility for driving, data entry into the LDC, and navigation. In many cases, two to four local agency and regional planning agency staff participated as the rating teams. CTT staff took the responsibility of entering data into the LDC and did not direct or guide the generation of ratings from the team to minimize their influence on raw data collection. Data collection occurred on a continuous basis from the moving collection vehicle. Where necessary, stops were made to investigate hard-to-see or hidden features. Group consensus determined the IBR number with each member participating in the rating. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 13 Initial hours of data collection at each county employed frequent physical checks of road width and ditch depth with a 25-foot hand tape measure to help calibrate the raters to field condition. Physical checks were also made in instances where raters could not come to consensus on the correct rating. As data collection progressed, these physical checks became fewer in frequency. Physical checks of measurements also verified consensus ratings after blind rating exercises (see section 4.3.2 Gravel Thickness Data Collection). At random intervals (every 20 to 60 minutes) during the IBR data collection, the teams would collect blind ratings for a specific segment of road. During blind ratings, each person individually rated and recorded the IBR data for Surface Width, Drainage Adequacy, and Structural Adequacy for the current road segment without discussion or measurement. Blind ratings were completed only with what team members could individually see from their position in the vehicle. Team members could not exchange information or talk during blind ratings. After all team members had recorded their blind ratings on individual recording sheets, the entire rating group discussed what they thought the rating should be until a consensus rating was reached and both Surface Width and Drainage Adequacy were measured with the tape measure to verify the accuracy of the consensus measurement. CTT staff recorded the consensus rating in the LDC. The local agency representative had the final say on the Structural Adequacy portion of the consensus rating since gravel thickness could not be directly measured in the field during data collection. Rating productivity data were collected manually by recording start, end, and break times during the day and logging vehicle miles traveled and miles of road rated at several points in the day during active collection. The LDC’s tools supplied the rated road mileage data. The productivity calculation included time to travel to and from data collection areas; however, lunch breaks and time spent driving to meet the rating team were not included. Rating productivity measures are representative of the overall average collection rate for the IBR data collection teams without collecting paved road condition or other data. 4.3.2 Gravel Thickness Data Collection Following the field collection of the IBR data, CTT staff returned to the pilot counties to collect gravel depth measurements at random locations that had been previously rated. Gravel depth measurements were collected by using a core drill or demolition hammer to expose the bottom of the gravel layer in a shallow pit or hole to verify the actual depth of gravel on the road. Gravel thickness was measured at the center of the travel lane on one randomly selected side of the road. Thickness measurements were collected in each county to determine how closely agency staff using only local knowledge could estimate gravel thickness for the Structural Adequacy category. CTT staff collected at least nine gravel depth samples in each county on roads with various Structural Adequacy ratings. CTT staff verified with local agency maintenance staff that no significant additions or removals of gravel thickness occurred between initial rating and collection of the gravel thickness measurements. 4.3.3 Combined PASER and IBR Collection The third and final data collection event occurred only in Baraga County. During the first of the two days of this collection event, the rating team collected IBR data on unpaved roads and PASER data on paved roads as the team drove the road network to simulate a joint collection effort. Only PASER data were collected on the final day of this collection effort to provide a comparison for PASER data productivity with and without the IBR data. These data will be used to determine the impact of adding IBR data collection efforts to PASER data collection. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 14 4.3.4 User Feedback CTT staff collected user feedback and comments on the IBR system from the participants during the study. They were collected at the training, during rating, and during a post-collection conference call meeting. This feedback helped to refine the rating system, correct training deficiencies, and identified areas that needed more thorough explanation during training. 5.0 Results 5.1 Feedback from Users There were 72 comments received from participants during training, data collection, and the postcollection conference call meeting. After repeat comments were removed, there remained 63 unique comments, which consisted of 13 comments on the software used, 37 comments on the IBR system, three comments on the training materials, and 10 miscellaneous comments. These comments are shown in Appendix A: User Feedback and Comments. 5.2 Data Summaries from Collection The project team collected IBR data from each of the five volunteer counties over the course of nine days of field collection. Each county had one to two data collection days with the exception of Baraga County, which had a third collection day where paved PASER data and unpaved IBR data were collected together. With the exception of the one day of combined collection in Baraga County, the team strictly collected unpaved road IBR data. Figures 4 through 7 summarize the IBR data collected during the pilot collection for each volunteer agency. The figures show the percentage of miles rated for individual IBR elements (Surface Width, Drainage Adequacy, and Structural Adequacy) as well as the aggregate IBR number. The IBR data profiles shown in these figures provide a characterization of how unpaved roads were used and maintained at each agency as part of the transportation system. Figure 8 illustrates the aggregate IBR number for the entire pilot on a 10-point scale similar to PASER data. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 15 Width Condition of Rated Network 100% 90% 24% 20% 21% 13% 80% 70% 60% 44% 23% 52% 50% Good 92% 77% 40% 30% Fair 83% 43% Poor 54% 20% 27% 10% 0% 7% Antrim Baraga Huron 1% 3% 4% Kalamazoo Van Buren 13% Pilot Total Figure 4: IBR Surface Width data as a percentage of roads rated during the pilot. Drainage Condition of Rated Network 100% 3% 3% 17% 90% 80% 5% 29% 38% 38% 70% 41% 60% 45% 93% Good 50% 27% 40% 30% Fair Poor 68% 57% 43% 20% 52% 35% 10% 0% 5% Antrim Baraga Huron 2% Kalamazoo Van Buren Pilot Total Figure 5: IBR Drainage Adequacy data as a percentage of roads rated during the pilot. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 16 100% 90% 1% 10% Structure Condition of Rated Network 0% 9% 8% 12% 25% 80% 70% 41% 60% 40% 39% 97% 50% 88% 90% 86% Good Fair Poor 30% 46% 20% 36% 10% 0% 6% Antrim Baraga 2% Huron Kalamazoo Van Buren 1% Pilot Total Figure 6: IBR Structural Adequacy data as a percentage of roads rated during the pilot. 100% 90% 0% Percent of Each Agencies Roads Rated 7% 14% 11% 7% 80% 43% 47% 70% 43% 60% 87% Good 50% 40% 85% 23% 87% Poor 30% 46% 20% 51% 34% 10% 0% Fair 10% Antrim Baraga Huron 3% 2% Kalamazoo Van Buren Pilot Total Figure 7: Combined IBR number as a percentage of roads rated during the pilot. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 17 IBR Ratings Collected During the Pilot All Agencies 40% 35% 30% 25% 20% 15% 10% 5% 0% 9 8 Good 7 6 5 Fair 4 3 2 1 Poor Figure 8: Converted 10-point scale IBR numbers collected during the pilot. Note that rating of 10 is reserved for new construction. 5.2.1 Antrim County The collection rate of IBR data in Antrim County was the slowest of all the pilot counties at an average of 6.3 miles rated per hour over the course of the two days of collection. Antrim County was classified as a Low Volume Terminal Branch Network because its population was less than 100,000 people [8] and more than 40 percent of the land area was covered by forests [9]. Data collection teams rated almost 72 miles of road segments as shown in red on Figure 9. A large portion of the network that was rated consisted of short-length, low-volume, seasonal, dead-end roads. Conditions on these unpaved roads necessitated low travel speeds as depicted Figure 10. The presence of many lakes and streams further divided the county and made efficient travel difficult. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 18 Figure 9: Antrim County pilot data collection. IBR data collected on roads highlighted in red. Unpaved roads in Antrim County generally had narrow road widths, no drainage, and no structure (gravel thickness) leading to overall low IBR scores. During the IBR data collection, several unpaved roads illustrated on the Framework base map terminated early or were non-existent. The data collection effort provided a means for verifying and correcting the far terminal ends of the Framework base map to better define the public road system in Michigan. It also provided county staff with a means for checking for encroachment and documenting road right-of-way “maintenance” activity to guard against forced abandonment legal actions. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 19 Figure 10: Antrim County unpaved road showing poor Surface Width, poor Drainage Adequacy, and poor Structural Adequacy. 5.2.2 Baraga County The IBR data collection in Baraga County proved to be slower than anticipated from a productivity standpoint. The rating teams collected 99 miles of unpaved road IBR data in two days of collection as depicted in red in Figure 11. Baraga County was classified as a Low Volume Terminal Branch Network for the IBR pilot because its population was less than 100,000 people [8] and more than 40 percent of the land area was covered by forests [9]. Unpaved roads in Baraga County provide mostly seasonal or very low volume access to recreational and forest properties. Most of these gravel roads were located at the far ends of the road network, typically dead-ending at a property boundary. These characteristics required more total miles of travel to rate a road segment due to backtracking and long transits between relatively short unpaved road segments. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 20 Figure 11: Baraga County pilot data collection. Ninety-nine miles of IBR data were collected on roads highlighted in red. The height of roadside vegetation in Baraga County greatly complicated data collection by obscuring the presence of ditches. Figure 12 illustrates the difficulty with rating during June and July when vegetation was at its fullest. In many cases, it was nearly impossible for the rating team to determine ditch depth without stopping, exiting the vehicle, and sending a member of the rating team down to probe the ditch. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 21 Figure 12: Thickly vegetated roadsides in Baraga County. Note that there was a significant (good) ditch on both sides of this road that was obscured by grass and other vegetation. In general, unpaved roads in Baraga County were narrow (usually only slightly wider than one lane) had minimal drainage, and had little or no structure (gravel thickness), this lead to overall low IBR scores. While all of these characteristics would be expected and are generally appropriate for short, very low-volume, low-speed, unpaved roads that primarily serve as access to a few rural properties, almost all of the non-seasonal unpaved roads rated in Baraga County would provide better service to users if they were properly ditched and had the addition of more gravel. 5.2.3 Huron County Huron County was classified as an Agricultural Grid Network for the IBR pilot because its population was less than 100,000 people [8], less than 40 percent of the land area was covered by forests [9] and the road network follows a strong one-mile-long section line grid pattern. The Huron County rating team collected 245 miles of IBR data in less than nine hours, which was the most productive collection county in the pilot. IBR data on Agricultural Grid Networks can be collected very efficiently since there is little need for backtracking due to high connectivity, and the road conditions allow for higher speed of travel. Overall, 85 percent of the travel in Huron County was on unpaved road segments being actively rated. The terrain of Huron County has very flat vertical elevation changes and few horizontal curves as depicted in Figure 14. The interconnected unpaved grid pattern created by the section lines, as shown in Figure 13, increased collection speeds because it allowed for long collection runs through entire townships. Huron County’s unpaved roads were generally wide, fully ditched, and contained significant structural gravel layers; this led to high IBR scores. These types of roads allow higher speed, volume, and travel loads. Unpaved roads in Huron County are relied upon to connect one location to another (farm to market roads) and, generally speaking, were not dead ends of the system. In Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 22 fact, all of the townships where data were collected for the pilot had significantly more unpaved miles of road than paved miles as observed in Figure 13. Figure 13: Huron County pilot data collection. IBR data collected on roads highlighted in red. Figure 14: Huron County unpaved road showing good Surface Width and good Drainage Adequacy. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 23 5.2.4 Kalamazoo County Kalamazoo County was classified as a Suburban Residential Network for the IBR pilot because its population was over 100,000 [8]. Data for the entire 103-mile network were collected in one day and are illustrated in Figure 15. The Kalamazoo County unpaved network was concentrated along the Kalamazoo County borders and away from the City of Kalamazoo. The land use of the unpaved road network was predominantly agriculture and rural residential as depicted in Figure 16. Figure 15: Kalamazoo County pilot data collection. IBR data collected on roads highlighted in red. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 24 Figure 16: Kalamazoo County unpaved road showing fair Surface Width and poor Drainage Adequacy. 5.2.5 Van Buren County In Van Buren County, the rating teams collected 141 miles of IBR data in two days with two local agency employees and one planning agency employee on the first day and three local agency employees on the second day. The collection rate was 11.4 miles per hour over the two days of collection. The land use for Van Buren County was mostly rural residential and agricultural. The population of Van Buren County was less than 100,000 people [8] and less than 40 percent of the land area was covered by forests [9] so it was classified as an Agricultural Grid Network for the IBR pilot. The unpaved network was interconnected with paved roads so segments usually only had to be driven once as shown in Figure 17. Van Buren County had more paved roads compared to Huron County, so there was more traveling between unpaved segments to collect data. As with Baraga County, many of the unpaved roads had high grass along the shoulders that made assessing Drainage Adequacy difficult. Figure 18 shows a typical unpaved road in the Van Buren County road network. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 25 Figure 17: Van Buren County pilot data collection. IBR data collected on roads highlighted in red. Figure 18: Van Buren County unpaved road with fair Surface Width and fair Drainage Adequacy. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 26 5.3 Benchmarking Rating Productivity Productivity benchmarking can be used to forecast the time commitment for collecting the IBR system data for gravel roads in the state of Michigan as part of a wider effort. The data collection speed of the IBR system was recorded and calculated for each pilot county individually to take into account their unique geographic and road network features. Many factors influenced the collection speed of the IBR system. The main factors were the type of network (Low Volume Terminal Branch Networks, Agricultural Grid Networks, or Suburban Residential Networks), which related to the connectivity of the unpaved roads, and the condition of the road being rated, which determined travel speed. The time of the year that the IBR condition is assessed is also a factor on collection speed. Data collection later in the growing season is likely to be more difficult and less reliable since Drainage Adequacy features can become hidden in roadside vegetative growth. A summary of the IBR data collected during the pilot is shown in Table 1. Collection time was calculated based on the time actively rating roads or transiting to and from rating areas. Breaks for lunch and switching of rating crews were deducted from actual productive rating time. County Collection Time (Hr) Gravel Miles Rated Rating Productivity (Miles/Hr) Total Miles Driven Travel Speed (Miles/Hr) Miles Rated/ Total Driven Antrim 11.50 71.976 6.3 234.5 20.4 31% Baraga 11.33 99.205 8.8 238.0 21.0 42% Huron 8.67 245.185 28.3 289.0 33.3 85% Kalamazoo 9.92 103.163 10.4 314.0 31.7 33% Van Buren 12.42 141.524 11.4 318.0 25.6 45% Total 53.83 661.053 12.3 1393.5 25.9 47% Table 1: IBR data collection statistics by county. Statistics are indicative of collecting only IBR data on unpaved roads. 5.3.1 Combined PASER/IBR Collection Benchmarking In Baraga County, there were four days of data collection. During the first two days, only IBR data were collected and resulted in just over 99 miles being collected at a rate of 8.8 miles collected per hour. The IBR and PASER data were collected together on the third day and resulted in 40.9 miles of gravel IBR data and 110.4 miles of paved PASER data being collected for a total of 151.3 miles of data collected at a rate of 20.9 miles collected per hour. Only PASER data were collected the fourth day and it resulted in 81.6 miles of paved PASER data being collected at a rate of 14.8 miles collected per hour. The rate when collecting IBR data and PASER data together was higher than when collecting PASER data only or when collecting IBR data only due to the minimization of roads traveled without rating. A summary of the data collection from Baraga County is shown in Table 2. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 27 Collection Event Collection Time (Hr) Road Miles Rated Rating Productivity (Miles/Hr) Total Miles Driven Travel Speed (Miles/Hr) Miles Rated/ Driven Baraga IBR Only 11.33 99.205 8.8 238 21.0 42% Baraga PASER Only 5.50 81.588 14.8 151 27.5 54% Baraga PASER & IBR 7.25 151.345 20.9 226 31.2 67% Table 2: IBR data and joint IBR and PASER data collection statistics. 5.3.2 System Wide IBR Collection Estimates The overall average data collection rate for the pilot collection was 12.3 miles collected per hour while using the IBR system to collect only unpaved roads. Using this average, it would take roughly 3,200 hours of data collection to capture the estimated 40,000 centerline miles of unpaved roads in Michigan. This would equate to an average of just under 40 hours of collection per county in Michigan if IBR data were collected on its own. Segregating counties by their road network classification (see Figure 1) results in 46 counties in the Low Volume Terminal Branch Network category, 17 counties in the Agricultural Grid Network category, and 20 counties in the Suburban Residential Network category. Assuming average collection rates from the pilot and assuming that unpaved roads are evenly distributed in each county provides the following estimates of time to collect the unpaved road network: Low Volume Terminal Branch Network (8.8 mph + 6.3 mph) / 2 = 7.55 mph average collection speed. 46 counties X 481 miles per county / 7.55 mph = 2,930 hours Agricultural Grid Network (28.3 mph + 11.4 mph) / 2 = 19.85 mph average collection speed. 17 counties X 481 miles per county / 19.85 mph = 411 hours Suburban Residential Network 20 counties X 481 miles per county / 10.4 mph = 925 hours Total Hours 2930 hours + 411 hours + 925 hours = 4,260 hours total The estimate of time necessary to collect unpaved road conditions based on segregating counties by network classification results in an estimate of approximately 4,300 hours of data collection, or roughly 52 hours of collection per county in Michigan if the IBR data were collected as a unique data collection event. The Baraga County combined PASER and IBR data made significant improvements on the productivity of IBR or PASER collection alone. Combined data collection was 41 percent more productive than PASER collection alone in Baraga County. While it is unlikely that this percentage of gain will be observed with other types of networks, the project team believes that combined collection rates of around 20 mph are likely long-term average collection rates. This would mean during a combined collection event the 40,000 center line miles of unpaved road would require Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 28 only 2,000 hours (approximately 24 hours per county) to collect as a combined effort with PASER data if 100 percent of the unpaved roads were collected. If only half the miles of unpaved roads were collected during a joint pavement collection event with PASER data, then the level of effort is reduced to only an additional 12 hours per county. System-wide estimates are included in Table 3. Estimation Method Rating Productivity (Miles/Hr) Time to Collect 40K Unpaved Miles (Hr) Average Time per County (Hr) 12.3 3,252 39 7.55 to 19.85 4,260 52 20 2,000 24 IBR only (average rate) IBR only (segregated by county type) Combined PASER and IBR Table 3: System-wide IBR data collection estimates. 5.4 Repeatability of Measurement The repeatability of the IBR system was evaluated by several different metrics that compared periodic blind individual ratings against the group consensus rating – ground truth – for specific segments. Repeatability was assessed for individual IBR elements (Surface Width, Drainage Adequacy and Structural Adequacy) as well as the overall combined IBR number. The pilot collected 281 blind rating sets from 58 road segments that were divided roughly equally between the five pilot counties. Evaluating each of the rating elements individually found that blind ratings matched ground truth 92.2 percent of the time for Surface Width, 85.1 percent of the time for Drainage Adequacy, and 90.7 percent of the time for Structural Adequacy. The pilot team felt that the thick vegetation negatively influenced the agreement on Drainage Adequacy ratings since raters were not asked to leave the vehicle to take a closer look or measure ditch depth during blind ratings. Further analysis of the repeatability of individual IBR elements was completed by subtracting the point value for each rating element (Surface Width, Drainage Adequacy and Structural Adequacy) of the blind rating from the same element on the ground truth rating (see the report, Inventory Based Assessment Systems for Unpaved Roads [1] for more details on how point values were calculated). Figure 19 illustrates the point spreads for each rating element when compared against ground truth. The high match percentages and low points spread for each rating element indicates that each rating team member was accurately and consistently perceiving road conditions during rating. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 29 Blind Rating vs. Ground Truth 100% 90% Percent of Ratings 80% 70% 60% 50% 40% 30% 20% 10% 0% -9 -8 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5 6 7 8 9 IBR Rating Point Difference (Blind Rater - Ground Truth) Width Drainage Structure Figure 19: IBR element point difference (rater minus ground truth) Comparing aggregate point values from blind ratings against the ground truth aggregate IBR data indicated that 72.2 percent of the aggregate blind IBR data exactly match ground truth, and 92.9 percent of blind IBR data were within a tolerance of +/- one rating point. The aggregate IBR point results are plotted in Figure 20. The TAMC collects quality control ratings on PASER data collected as part of its annual paved road data collection. Historical Rating Team - QC agreement for PASER data are plotted in Figure 20 as a basis of comparison for IBR agreement. Historic PASER QC agreement data are provided for the best match year (2008) and the worst match year (2004). Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 30 IBR Number Difference (Rater - Consensus) and High and Low PASER Rating Difference (Rating Team - QC) 100% 90% Percentage of Ratings 80% 70% 60% 50% 40% 30% 20% 10% 0% -9 -8 -7 -6 -5 -4 High PASER Diff. (2004) -3 -2 -1 0 1 2 3 4 Low PASER Diff. (2008) 5 6 7 8 9 IBR Pilot (2015) Figure 20: IBR number difference for all pilot segments and PASER results for paved road segments as a basis of comparison for data collection repeatability. Ground truth for the IBR elements Surface Width and Drainage Adequacy were both readily observable and verifiable by direct field measurement. Structural Adequacy, however, was not directly measurable during the rating data collection. Following the completion of rating data, CTT staff drilled test holes on at least nine randomly selected road segments per county that were rated during the pilot. The gravel thickness observed in the test holes was compared to the bin range for Structural Adequacy ratings (i.e. eight inches or more, seven to four inches, less than four inches) to assess the accuracy of the rating estimates made by using local institutional knowledge. Actual gravel thickness measurements that were within the bin range of the consensus rating were considered a match. When actual gravel thickness was outside of the bin range, the actual gravel thickness was subtracted from the upper or lower bounds of the bin range to determine the error amount. For example, the error of an actual measurement of two inches of gravel on a segment rated fair for Structural Adequacy would be calculated as: Actual thickness – Lower bin range = error amount OR 2 - 4 = -2 Figure 21 illustrates the error between actual measures and the outer bounds of the three bin ranges for gravel thickness used to evaluate Structural Adequacy. Actual gravel thickness data in Figure 21 illustrates that local agency staff were correct 79.6 percent of the time when selecting bin ranges of gravel thickness. In the 20.4 percent of thickness measurements that were not exact matches, it was more likely that raters would overestimate gravel thickness. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 31 Actual Thickness Minus Rater Category Boundary Thickness (Inches) 90% Percent of Core Samples 80% 70% 60% 50% 40% 30% 20% 10% 0% -4.0 -3.5 -3.0 -2.5 -2.0 -1.5 -1.0 -0.5 Negative Thickness is the Rater's Overestimation 0.0 -- 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 Positive Thickness is the Rater's Underestimation Figure 21: Validation of the institutional knowledge on gravel thickness. 6.0 Conclusions 6.1 Recommendation for Modification of the Original System Overall user feedback was very positive and helpful. Of the 63 unique comments that were received, 26 comments were not addressable and only documented in Appendix A: User Feedback and Comments. The remaining 37, also addressed in Appendix A, indicate the action to be taken to modify the IBR system, training materials, and/or software. 6.1.1 Modifications to the Drainage Adequacy Measurement Rating Guidance During the pilot study in Antrim County, it was suggested to rate only the worst side of the road when assessing Drainage Adequacy to simplify the number of cases. This change removed one of the special cases that was developed to define Drainage Adequacy when there was differing conditions on each side of the road. The original IBR system used during the pilot dictated a rating of fair for Drainage Adequacy when there was good Drainage Adequacy on one side of the road and poor on the other. The revised rating rule suggested by Antrim County Engineer Burt Thompson dictated that this Drainage Adequacy condition be rated as poor. This greatly simplified the rating guidance by matching the rest of the special Drainage Adequacy guidance that was created, which conformed to the idea of rating the worst side. The IBR system was updated after the completion of the pilot to acknowledge this recommendation. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 32 6.1.2 Modifications to the Structural Adequacy Measurement Rating Guidance During the pilot, the guidance for gravel thickness for the Structural Adequacy rating was noncontiguous between the good and fair category. The original IBR guidance used during the pilot suggested that roads with good Structural Adequacy have eight inches or more of gravel and roads with fair Structure Adequacy have seven inches to four inches. The revised good Structure Adequacy category eliminated the gap in the original guidance by changing the good range from eight inches or more to greater than seven inches. Several agencies made suggestions for modifying the range of thickness for the Structural Adequacy category based on practices in their individual agencies. In response to the suggestions, CTT staff revisited the guidance used to create the subdivisions for the IBR system. The AASHTO Design Catalogs [6, 10] provide a recommended aggregate base thickness for unpaved roads when not enough detailed information is available to use a more in-depth road design analysis. The thickness recommendations from AASHTO are categorized into United States Climatic Regions. Michigan is in Climatic Region III and the recommended aggregate thickness ranges from six inches to 17 inches depending on how much traffic is on the road and the quality of the subgrade as summarized in Table 4. The majority of the recommended aggregate thicknesses given are very close or exceed the greater than seven-inch measure for the IBR system good rating, which is consistent with AASHTO design guidance. Based on this review, the good Structural Adequacy ranges for the IBR system were not modified. Traffic Level Relative Quality of Roadbed Soil High Medium Low Very Good 15 11 6 Good 17 12 7 Fair 17 12 7 Poor * * 9 Very Poor * * 10 * Higher type pavement design recommended Table 4: U.S. Climatic Region III recommended aggregate base thickness from the AASHTO Design Catalogs given in the Gravel Roads Maintenance and Design Manual [3]. 6.1.3 Concerns Over the Intent of Good-Fair-Poor Designations Local agencies expressed concern over the stigma of using good, fair, and poor as designations on the rating scale. During training, agencies were instructed that the good-fair-poor designations were intended to relate how far away from the baseline condition the inventory feature was and that they were not an indictment or endorsement on the condition of the network. However even with this guidance, agency staff were still concerned about how such ratings would reflect on their road network. This similar issue was observed when Michigan began performing statewide PASER collection but, with experience and education, the stigma passed. The project team believes that Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 33 with proper education on what the IBR system is and is not, these concerns should be short-lived with a larger implementation. 6.2 Repeatability/Reliability of the System The repeatability of the IBR system was very high both on individual inventory features as well as the aggregate IBR number when consensus ratings (control) were compared to individual blind ratings. Individual raters using the IBR system were identical to the control rating (group consensus) 72.2 percent of the time for all three IBR factors, and 92.9 percent of blind IBR data were within a tolerance of +/- one rating point from the control. Comparatively, in 2008, which was the best year for PASER agreement between the rating team and quality control, only 48 percent of ratings were exact matches between rating teams and the quality control rater, and 86.6 percent were within a tolerance of +/- one rating point from the control. The Drainage Adequacy rating element had the lowest exact match percentage when rated blindly versus the control at 85.1 percent exactly matching. This often resulted from tall grass in the shoulder of the roadway blocking the view of ditches that were there. The repeatability of accessing the Drainage Adequacy feature would be expected to increase if data collection occurs when the grass is low (recommended below in the next section) or if raters are allowed to exit the vehicle to assess the roadway. Local agency staff correctly classified gravel thickness in one of three ranges using local knowledge and surface observations 79.6 percent of the time. Errors in thickness estimates were biased toward overestimating gravel thickness when estimates did not fall into the correct bin of ranges. The high level of success for estimating the existing gravel thickness of unpaved roads during this pilot illustrated that local agencies have a good understanding of the structure of their roads. Because of the ability to accurately estimate gravel thickness, it is recommended that the training and guidance materials for the IBR system be reworked to provide guidance for assessing structural distresses secondarily after assessing the actual gravel thickness when rating Structural Adequacy. 6.3 Recommendation for Implementation (Policy for Collection) The pilot data collection used a temporarily modified version of the Roadsoft Laptop Data Collector (LDC) to collect and store data. This modified version of the LDC repurposed existing data fields to collect IBR data. While this was an inexpensive solution for the pilot, larger data collection on a local or state level will require permanent changes to the LDC and the TAMC’s data collection process. The 2016 TAMC Activities Work Plan includes tasks to modify the LDC to account for the IBR data collection. Completion of this work will allow potential IBR data collection to start as early as April 2017. Nine recommendations for implementation can be made: First, it is recommended that IBR data be collected during periods when roadside vegetation is dormant in the spring or has been cut with a roadside mowing program. Findings showed that roadside vegetation significantly influenced the Drainage Adequacy assessment by obscuring the ground. Second, it is recommended that the TAMC require updates of IBR numbers on all gravel roads after the completion of any project that changes IBR features (ditching, widening, addition of gravel, paving project). The pilot agencies involved in this project indicated that IBR data for the entire Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 34 state should be initially collected over a one- to two-year period until at least one full census of all gravel roads is produced. Once the initial IBR collection is completed, the IBR number of the roadway does not change very quickly outside of where rehabilitation or reconstruction projects are completed. This method would tie investment reporting to updating the IBR condition, which would be easiest in Roadsoft as projects are completed. Third, it is recommended that after the initial collection of IBR data, the re-rating of the entire network be completed on a three- or four-year cycle to inspect for changing conditions outside of construction projects. This allows detection of changes in rating due to loss of gravel or ditch sedimentation. Fourth, it is recommended to rate seasonal roads using the same criteria and techniques as nonseasonal roads, including initially completing seasonal rating on the same cycle. Seasonal roads should be flagged as such using the appropriate fields in the LDC during data collection. The seasonal/non-seasonal distinction will allow future decisions on management and data collection to be made, as well as providing a means for segregating these two types of roads when data are presented. Fifth, it is recommended to collect IBR and PASER data at the same time to improve efficiency of collection. Sixth, it is recommended to reimburse IBR data collection using the same policy and procedures that are used for PASER data collection including the reimbursement of time to collect the data. Seventh, it is recommended that the TAMC require training for IBR data collection consistent with PASER training. IBR training could be incorporated into the existing training program by adding an additional one to two hours of training. Initially, IBR training should be required annually until the full census of data are collected at least once. Eighth, following the completion of the collection of the full system, it is recommended that updated IBR data be required on the same cycle as PASER training. Finally, it is recommended to update the training materials, reference handouts, and software to account for the comments that are called out as actions in Appendix A. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 35 References [1] Michigan Transportation Asset Management Council (TAMC), M. T. A. M. C. (2013). Michigan's Roads & Bridges 2013 Annual Report. Michigan Transportation Reporting Portal, Michigan Transportation Asset Management Council. Retrieved on July 17, 2014 from http://www.mcgi.state.mi.us/MITRP/Contact/Reports.aspx [2] Walker, D., Entine, L., & Kummer, S. (2002). Pavement Surface Evaluation and Rating (PASER) Asphalt Roads Manual. University of Wisconsin-Madison: Wisconsin Transportation Information Center. Retrieved on October 11, 2011 from http://epdfiles.engr.wisc.edu/pdf_web_files/tic/manuals/Asphalt-PASER_02.pdf [3] Walker, D., Entine, L., & Kummer, S. (2002). Pavement Surface Evaluation and Rating (PASER) Concrete Roads Manual. University of Wisconsin-Madison: Wisconsin Transportation Information Center. Retrieved on October 11, 2011 from http://epdfiles.engr.wisc.edu/pdf_web_files/tic/manuals/Asphalt-PASER_02.pdf [4] Walker, D., Entine, L., & Kummer, S. (2001). Pavement Surface Evaluation and Rating (PASER) Sealcoat Manual. University of Wisconsin-Madison: Wisconsin Transportation Information Center. Retrieved on October 11, 2011 from http://epdfiles.engr.wisc.edu/pdf_web_files/tic/manuals/Sealcoat-PASER_01_rep13.pdf [5] Brooks, C., Colling, T., Watkins, M. K., Roussi, C., & Endsley, A. (2014). Deliverable 2-A: State of the Practice of Unpaved Road Condition Assessment Characterization of Unpaved Road Condition through the Use of Remote Sensing: Michigan Technological University (MTU_ and the U.S. Department of Transportation Research and Innovative Technology Administration (USDOT-RITA). Retrieved from http://www.mtri.org/unpaved/ [6] Skorseth, K., & Selim, A. (2000). Gravel Roads Maintenance and Design Manual. Washington, D.C.: South Dakota Local Transportation Assistance Program (SD LTAP), Federal Highway Administration. Retrieved on September 2, 2011 from http://water.epa.gov/polwaste/nps/gravelroads_index.cfm [7] Colling, T., & Watkins, M. K. (2014). Inventory Based Assessment Systems for Unpaved Roads. Michigan Technological University (MTU). [8] U.S. Census Bureau. Michigan – 2010 Census Results total Population by County. Retrieved on October 1, 2015 from United States Census 2010: https://www.census.gov/2010census/news/releases/operations/cb11-cn106.html. [9] Michigan Geographic Alliance and the Science/Mathematics/Technology Center. Percentage of Land Area in Forests: Central Michigan University. Retrieved on October 1, 2015 from http://geo.msu.edu/extra/geogmich/forestry.html. [10] National Cooperative Highway Research Program (1993). Chapter 4. AASHTO Guide for Design of Pavement Structures (pp. 11-69): American Association of State Highway and Transportation Officials. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 36 Appendix A: User Feedback and Comments 13 Software Comments Need a way to uncheck rating box or clear rating Provide ability to switch easily between the IBR (gravel) collection and PASER (paved) collection in LDC for use when rating both at the same time In the LDC for collection do not create gravel/earth/undefined network to use for the IBR data collection. Instead, export entire system into LDC. We found several segments where the surface type was incorrect (i.e., defined as Asphalt but actually Gravel) but by filtering segments were not in the chosen network so we could not revise. Agency person must know system to identify candidates for the IBR collection, cannot use LDC tools to identify percent collection complete when the entire network is imported. In LDC, add a text box to note odd situations (i.e., Baraga Plains Drainage Adequacy) In LDC, reorder Width-Drainage-Structure categories to match reference handout In LDC, add a text box for ways to record maintenance items that are needed (i.e., cut ditch on West side) See the IBR number in the LDC after rating the segment See the physical width measurement in the LDC The GPS cross in the LCD should be a different color than the road colors (not black, red, or green) During collection, we documented a lot of missing signs and private gates as well as certification mileages that may not be maintained. May want to bring certification maps. Jones Road in Antrim in Milton Township - road on map but not present in LDC. Found many roads on map that were not present or ended prior to line work on map suggested. This would lead to significant improvements to the Framework base map. Need a process to collect these changes. Maps in Roadsoft need to be printer friendly. Their township people are visual and the Roadsoft reports are not used by them. Use pavement sub-type descriptions like “Graded Earth Seasonal” and “Graded Earth Non-Seasonal” to further identify unpaved roads. Update LDC Action Update LDC Update training material Update Roadsoft/LDC Update LDC Update Roadsoft/LDC Update LDC Do not Do unless local agency needs data. Collecting the actual width would slow down collection speed. It may also influence the rater when rating for the current year. Update LDC Update training material Include a way to flag non-existent roads in LDC, so agencies can request a change in Frame Work map. Noted Recommend that agencies create Gravel Surface Subtypes in Roadsoft to help manage and report seasonal roads Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 37 37 System Comments When a segment has two different kinds of ditches, use the worst ditch rating for Drainage Adequacy. This only changes the poor/good rating from fair as it stands now to poor under the new guidance. This greatly simplifies rating guidance. Need to rate each year for first years of rating, to develop a pattern and consistency. Do pilot with TAMC staff and members to collect data on unpaved roads too. Antrim will host tour. Enter data in office from historical knowledge then verify/revise in field data collection. Allow for consideration of soils in rating for Drainage Adequacy and/or Structural Adequacy. Example: minimal gravel over rock where there are no structural issues but is currently considered poor. Consideration in the rating system as to if the road is built to a standard, in particular for horizontal and vertical alignment. We are interested in this data for planning projects with the townships How do we rate Structural Adequacy on roads that have large rocks on the surface (mine rock with little fine aggregate)? Suggested de-rating by one category since a top dressing of gravel would make these types of roads good. How do we deal with roads that flood due to seasonal conditions, i.e., - near a river? For Drainage Adequacy: road can't be used as storage It would be nice to have another Surface Width category: poor and really poor (only passable with 1 car) Action Rate the worst side for Drainage Adequacy. Update training material. The results of the pilot study show that the existing training is adequate for the IBR system. It is recommended to update the training as indicated in this comment list. Do a demonstration. Do this for Structural Adequacy assessment only. (Update training material) Rate by how much existing gravel is there. The rock outcroppings were isolated and would not influence the rating of the whole segment. Do not do. The costs would be too variable. Noted Agree. (The cost of stone is on the road. The mine rock was hauled in to create a stronger structure) Rate the typical condition for the year. (Seasonal flooding may be typical every year, but it is not typical for the whole year.) Agree, if this is the typical condition for the whole year. Do not Do. This seemed only applicable to Seasonal Roads. Suggest creating a comment box in the LDC for local agencies to make additional comments like these. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 38 Rate all roads using the same system and let each agency set their own policy. For example, “it is acceptable for roads that are on sand soil to have less than 6 inch deep ditches." At a network level, the cost to upgrade the sand soil roads to a 2-foot ditch is still captured. Baraga Plains Rd has “good” drainage but Drainage Adequacy was not rated good because of the shallow ditches and the well-draining sand soil. How should this be rated? Baraga would use the IBR system as a management tool. Go to townships and show them what needs to be fixed and what it would take to fix them. (i.e., add gravel to go up a rating number) Noted Rate before the grass grows or after it has been cut (April/May or September/October) because tall grass makes it difficult to rate Drainage Adequacy. Update training material Rate the worst side. (Update What about situations where half the road was rebuilt? training material) It would make the most sense to rate Fed-Aid, Paved Local and Gravel all at the same time. Noted Baraga felt that collecting IBR and PASER together was slower See results in Section 5.3.1 than PASER alone. IBR collection alone seemed to be close to Combined PASER / IBR Collection the same as PASER alone. Benchmarking in report. Huron County was concerned that road ratings would be used to take away their funding because they have good roads. Noted Do not change. (See Grave Roads Maintenance and Design Manual and explanation in Section 6.1 Recommendation for Modification of the Original System in this 4 inches may be too much for upper limit of poor report) Do not change. (See Grave Roads Maintenance and Design Manual and explanation in Section 6.1 Recommendation for Modification Change Structural Adequacy categories to: 0-3 inches = poor, of the Original System in this 3-5 inches = fair, >5 inches = good report) Two foot ditches are present but the water can't get there Address this in training (this is a because of a six inch berm so rate it poor secondary ditch) Van Buren would use the data to aid townships in setting budgets Noted Van Buren is looking forward to using the system instead of Gravel PASER Manual. They like the IBR system. Noted Van Buren would like something like IBR for Paved Roads Noted The training that was received as part of the pilot is adequate for the IBR system. It is a simple system to use. Noted Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 39 The beauty of the system is the ratings are not going to be changing quickly over time. Periodic changes due to construction can be recorded in Roadsoft. When rating the Structural Adequacy thickness, use "Local Gravel" and "Primary Gravel" with different criteria. When using IBR, you get a more consistent overall rating than when using PASER Gravel Manual. We can use IBR to recommend projects to townships I fully support IBR at a statewide level Breaking the Structural Adequacy portion into "Local Gravel" and "Primary Gravel" would complicate the system Drainage Adequacy was the hardest to assess. 1 - Vegetation growth blocked the view of ditches. 2 - There might not be a defined ditch but water still drains away from the road. 3 Some roads do not need to have 2' deep ditches on both sides due to soil conditions. The IBR system is good as-is. A couple tweaks could be made, but assemble comments and move forward. Noted Do not do. This complicates the system by introducing policy decisions. One agency may view 4 inches to be considered good and another may consider 6 inches to be considered good. It is recommended to rate all roads using the same system, and let each agency set their own individual policy. For example, "it is acceptable for low volume seasonal roads to be rated poor and have less than four inches of gravel." At a network level, the cost to upgrade the low volume seasonal roads to an IBR of good is still captured by using the current system levels. Noted Noted Noted Agree 1 - Recommend only collecting Drainage Adequacy data when grass is low. 2 - Update handout and training materials to reflect that drainage is what is important and there does not necessarily have to be defined ditches if water is falling away from the road and there is measureable vertical separation. 3 - Rate all roads using the same system and let each agency set their own policy. For example, it is acceptable for roads that are on sand soil to have less than 6-inch deep ditches. At a network level, the cost to upgrade the sand soil roads to a 2-foot ditch is still captured. Noted Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 40 IBR can be used to come up with a cost estimate to upgrade our system. Collect the data in one year It may take two years to collect the data Noted Noted Noted Have a split screen with IBR/PASER to help in dual collection but do not shrink the size of the map size in the LDC. Agree. Update the LDC. 3 Materials Comment "Ditches" may be a misleading term in the cheat sheet since we are looking at Drainage Adequacy Make Potholes and Ruts secondary on the cheat sheet. Add info on drainage falling away from the road but no defined ditches. 10 Miscellaneous Comments It would be nice to have maintenance personnel available during rating to help in rating for thickness and high weeds to know what is there. Agriculture is large part of the economy in Van Buren County, so they need enough structure in their roads Kalamazoo has a lot of gravel on their roads in some of their townships. They only have to grade once or twice a year after Spring thaw Some of Van Buren townships add about 5000 tons of gravel every year. Huron County does not have seasonal roads. They have unimproved roads that do not have elements like gravel thickness, width or drainage. Huron County has drain tile down the center of most roads. Van Buren rates every road in the county every year Kalamazoo rates their Gravel Roads every 3 years using PASER Gravel Manual It is rare to have more than 7 inches of gravel on a road that Huron County Employees consider “good” in Huron County. Using the IBR system is a good way to document when a road has been traveled by our agency for maintenance records too. Action Update training material by replacing "ditches" with "Drainage" were appropriate. Update handout Update handout Action Updating training material Noted Noted Noted Noted Noted Noted Noted Noted Noted Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 41 Appendix B: Draft TAMC Policy for Collection of Roadway Condition Data on Federal-Aid Eligible Roads & Streets This document is based on the policy adopted by The Transportation Asset Management Council on February 6, 2013. To view the policy go to http://tamc.mcgi.state.mi.us/MITRP/Council/Policies.aspx Introduction: The Transportation Asset Management Council (TAMC) was established to expand the practice of asset management statewide to enhance the productivity of investing in Michigan’s roads and bridges. Part of the TAMC’s mission is to collect physical inventory and condition data on all roads and bridges in Michigan. This document describes the policy and procedures for collecting the physical inventory and condition data on the federal-aid eligible roads & streets of the State. Requirements: According to Act 51 (P.A. 499 2002, P.A. 199 2007); each Local Road Agency and the Department of Transportation shall annually report to the TAMC the mileage and condition of the road and bridge system under their jurisdiction. Rating Teams: • Shall be comprised of one (1) member from the Michigan Department of Transportation (MDOT), one (1) member from the Regional / Metropolitan Planning Organization (RPO/MPO) and one (1) member from the Act-51 jurisdiction being rated (County, City/Village). Training: • • • • Pavement Surface Evaluation and Rating (PASER): Anyone who participates in the annual PASER for paved roads condition data collection of the federal-aid system and influences the rating activity MUST attend on-site PASER training in the same year the data collection occurs. This does not discourage observers from riding in the data collection vehicles for information purposes. New raters (never attended PASER training before) and seasoned raters (who did not attend PASER training the year prior) MUST attend one (1) supplemental PASER webinar training session in addition to attending one (1) on-site session. Individuals that are PASER Certified Raters are exempted from on-site training as defined in PASER Certification Eligibility Requirements section of this policy. Inventory-Based Rating (IBR): Anyone who participates in the annual IBR for unpaved roads condition data collection of the federal-aid system and influences Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 42 • • the rating activity MUST attend on-site IBR training no more than three (3) calendar years from the data collection occurring. This does not discourage observers from riding in the data collection vehicles for information purposes. New raters (never attended IBR training before) and seasoned raters (who did not attend IBR training more than three (3) calendar years prior) MUST attend one (1) supplemental IBR webinar training session in addition to attending one (1) on-site session. RPO and MPO coordinators are required to attend PASER and IBR on-site training events every year regardless of their experience or certification status. RPO and MPO representatives are critical to the success of TAMC PASER/IBR data collection, so it is important for them to continue to promote and support the program by attending on-site events. PASER (paved roads) Certification Eligibility Requirements To be considered a candidate to take the PASER certification exam the individual must meet the following criteria: 1) All candidates: Six (6) or more years (not including the current calendar year) of attendance of TAMC PASER on-site training as verified through the Center for Technology & Training (CTT) records. 2) Candidates that are civil engineers: five (5) or more years (not including the current calendar year) of attendance of TAMC PASER on-site training as verified through CTT records. 3) Rated a portion of their road network during the TAMC collection for the same number of years trained (not including the current calendar year). This will be verified by a signed letter from the individual stating their rating experience. 4) Attend the current calendar year TAMC PASER on-site training portion of the workshop as well as the examination administration portion of the workshop. PASER Certification Exam 1) The written certification exam will be administered at the on-site sessions of TAMC PASER training to eligible candidates. 2) Candidates must pass the written certification exam during the on-site training sessions. The passing score is 70 percent correct or will be adjusted using the normal distribution (bell curve) of the scores depending on the difficulty of the exam questions at the discretion of CTT staff. 3) Candidates who do not pass the certification exam will be able to attend another on-site PASER session during the same year and retake the exam as space and administration allows. Individuals may repeat examination sessions as many times in one year as space and administration allows. 4) The TAMC will hold exam results and exam questions as documents that are not open to the public without a freedom of information act request to prohibit development of files of exam questions that can be used to memorize facts rather than learning concepts. Certification Benefits and Responsibilities for PASER 1) Certified raters are required to attend on-site TAMC PASER training every other year; i.e. a two (2) year cycle to recertify by taking the certification exam. For example: Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 43 a. Certification Year: Candidate is required to attend the TAMC PASER on-site training portion of the workshop as well as the exam administration portion. If the candidate passes the certification exam he/she is certified for that and the next rating season. b. One year after Certification Year: The certified individual is not required to attend the TAMC PASER on-site training portion of the workshop or the exam administration portion during the calendar year immediately preceding the year of certification. Certified individuals must attend an organizational webinar. c. Two years after Certification Year: Recertification - the certified individual is required to attend the TAMC PASER on-site training portion of the workshop as well as the exam administration portion to take the exam for recertification. As data are collected and Quality Assurance/Quality Control verifies that quality data are being produced, the TAMC may consider decreasing the required training certification frequency to once every three (3) years for certified individuals. 2) Certified individuals are required to attend an organizational webinar for updates to business rules and changes to the data collection process. This webinar is required to keep certified raters informed of new guidance in the program and provides raters with an opportunity to interact with TAMC members. Certification for IBR (unpaved roads) There is no certification yet available for TAMC IBR training for unpaved roads. The TAMC may consider implementing a certification for IBR that is similar to the TAMC PASER certification requirements but on a three (3) year cycle. Data Collection: • • • • • • The TAMC will annually budget for data collection on: o 50 percent of the paved federal-aid network. o 50 percent of the unpaved federal-aid network for the first two years of collection and then 33.3 percent of the unpaved federal-aid network after the first two years. Data collection must be consistent with the PASER collection business rules for paved roads and with the IBR collection business rules for unpaved roads. The use of the Roadsoft Laptop Data Collector (LDC) is required. The first day for field data collection shall be April 1st of every year for paved roads (PASER). The data collection for unpaved roads (IBR) shall start any time after January 1st of every year but shall not be conducted when there is snow on the ground or when the grass is too high to see the ditch depth. The last day for field data collection shall be the last Friday in November for paved and unpaved roads. Data Submission: • • The RPO/MPO Coordinator is responsible for submitting the completed PASER/IBR Data export to the Michigan Center for Shared Solutions (CSS). The deadline for the RPO/MPO to upload data to CSS is the first Friday in December. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 44 Data Standards: The export file from Roadsoft will be in a Shapefile format. It is the user's responsibility to ensure that the correct file type is submitted. Exports containing text files are not accepted. Instructions on how to prepare the federal-aid road network for the LDC and how to submit the collected data can be downloaded at the following web site: *See the current year’s PASER/IBR Training Manual under the PASER Training page at http://www.ctt.mtu.edu/sites/ctt/files/resources/2015paser/2015-paser-training-manual.pdf Quality Control: The Regional/Metropolitan Planning Coordinator MUST review the collected data before sending it to the Center for Shared Solutions (CSS) looking for missing entries (zeros), valid surface type, missing surface type, valid number of lanes, missing lane information and large jumps in PASER/IBR numbers (up/down) in areas where treatments were not done. Reimbursement: Each rating team must complete a Time Expense Log in order to be reimbursed by the TAMC. These are provided and submitted by the Regional / Metropolitan Planning Organization Coordinator to the TAMC Asset Management Coordinator. • • • The team member representing the Act-51 jurisdiction being rated (County, City/Village) will be reimbursed for relevant expenses related to the data collection effort (time, travel, meals) via annual RPO/MPO project authorization with the TAMC. The team member representing MDOT will be reimbursed by the TAMC via annual approved budget for PASER/IBR review. The team member representing the RPO/MPO will be reimbursed via annual project authorization with the TAMC. If you have any questions relating to reimbursement and/or this policy as a whole, please contact: Frank Kelley – TAMC Asset Management Coordinator Michigan Department of Transportation P.O. Box 30050 425 W. Ottawa St. Lansing, MI 48909 517.373.2111 kelleyf@michigan.gov Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 45 Appendix C: Draft Policy for Collection of Roadway Condition Data on (Paved and Unpaved) Non-Federal Aid Eligible Roads & Streets This document is based on the policy adopted by The Transportation Asset Management Council on February 6, 2013. To view the policy go to http://tamc.mcgi.state.mi.us/MITRP/Council/Policies.aspx Introduction: The Transportation Asset Management Council (TAMC) was established to expand the practice of asset management statewide to enhance the productivity of investing in Michigan’s roads and bridges. Part of the TAMC’s mission is to collect physical inventory and condition data on all roads and bridges in Michigan. This document describes the policy and procedures for collecting the physical inventory and condition data on the (paved and unpaved) non-federal aid eligible roads & streets of the State. The TAMC encourages all Local Road Agencies to annually collect and report the physical inventory and condition data on their (paved and unpaved) non-federal aid eligible roads as required by Act 51. The intent of this Policy is two-fold: 1. To provide agencies with guidance on complying with the requirements of Act 51; 2. To establish standards for data collection that allow agencies to be reimbursed by the TAMC. Requirements: According to Act 51 (P.A. 499 2002, P.A. 199 2007); each Local Road Agency and the Department of Transportation shall annually report to the TAMC the mileage and condition of the road and bridge system under their jurisdiction and the receipts and disbursements of road and street funds in the manner prescribed by the TAMC. To assist agencies with this responsibility, the TAMC will annually budget funds to reimburse agencies for data collection on up to one-third of the State’s (paved and unpaved) non- federal aid road system. At the beginning of each year the TAMC will identify and notify those agencies that are eligible to submit data for reimbursement. Agencies must certify in writing by the end of the first week of March that they intend to collect and submit data in the manner established by the TAMC. If following the certification deadline, funds budgeted for this purpose have not been fully committed; the TAMC may approve requests from other local agencies for data collection on the (paved and unpaved) non-federal aid road system. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 46 Written certification to collect data must be sent to: Frank Kelley – TAMC Asset Management Coordinator P.O. Box 30050 Lansing, MI 48909 517.373.2111 or; Email: kelleyf@michigan.gov Data Collection: • Data collection must be consistent with the Pavement Surface Evaluation and Rating (PASER) collection business rules used on the Federal-Aid System for paved roads and with the Inventory-Based Rating (IBR) collection business rules used on the Federal-Aid System for unpaved roads. • The use of the Roadsoft Laptop Data Collector (LDC) is required. • The first day for field data collection shall be April 1st of each year for paved roads. • The IBR data collection for unpaved roads shall not be when there is snow on the ground or when the grass is too high to see the ditch depth. • The last day for field data collection shall be the last Friday in November of each year for paved and unpaved roads. Data Submission: In order to be eligible for reimbursement, all agencies that participate in this effort will be required to provide an export shapfile from Roadsoft of the non-federal aid eligible roads and streets collected. Agencies will be responsible for submitting this Roadsoft export file to their Regional / Metropolitan Planning Organization (RPO/MPO). The RPO/MPO is responsible for initial quality control of the export file and to upload to the Michigan Center for Shared Solutions (CSS), through the Investment Reporting Tool (IRT). The deadline for the RPO/MPO to upload data to CSS is the first Friday in December. Data Standards: The export file from Roadsoft will be in a shapefile format. It is the user's responsibility to ensure that the correct file type is submitted. Exports containing text files are not accepted. Instructions on how to prepare the local road network for the LDC and how to submit the collected data can be downloaded at the following web site: *See the current year’s PASER/IBR Training Manual under the PASER/IBR Training page at: http://www.michiganltap.org/PASER&IBR_Manual Reimbursement: The TAMC will reimburse each participating Local Road Agency for this effort at a rate as determined by the TAMC. Agencies will be reimbursed by the TAMC after confirmation has been received from the CSS that the correct Roadsoft export file has been received. Update by Coordinator: Invoices must be sent by the agency that did the actual data collection to the Asset Management Coordinator for reimbursement stating the following: 1. The expense (based on mileage rate) for PASER/IBR collection on (paved/unpaved) non-federal aid eligible roads and streets (not to exceed the original certified amount); and 2. The total number of miles rated; and 3. The name(s) of each rater. Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 47 Appendix C: Training Handout Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 48 Inventory Based Rating System for Unpaved Roads, Pilot Data Collection Report Page 49 IBR Pilot Training Slides Inventory-Based Rating Training Pilot Agenda Overview Inventory-Based Rating (IBR) Pilot and Goals Pilot Rating Details Tim Colling, PhD., P.E. Feature Assessment John Kiefer, P.E. Rating Exercises Pete Torola, P.E. Why Should We Rate This Road? Why Use IBR on Gravel Roads? • Michigan does not currently rate gravel roads • Gravel roads are half of Michigan’s Non-Fed Aid network* (33% of entire Michigan Road Network) • Three items to measure that don’t change rapidly • Shows the system’s impact on gravel roads *Source: Transportation Asset Management Council; Michigan’s Roads & Bridges 2013 Annual Report Inventory-Based Rating (IBR) for Unpaved Roads - Report Professional Review Panel Travis Bartholomew – RC for Kalamazoo County John Daily PhD., P.E. – Genesee County RC Karl Hanson, P.E. – Wexford County RC Joanna Johnson – RC for Kalam. Co / TAMC Lance Malburg, P.E. – Dickinson County RC Bill McEntee – RC for Oakland Co. (retired) / TAMC Brian Sanada – MDOT Pat Schafer, P.E. – MDOT Burt Thompson, P.E. – Antrim County RC IBR Pilot Training Slides Why are You Doing the Pilot? Steps for Implementation Review/Revise Pilot Field Draft Report Collection • User feedback • Data for local agencies Revisions to Software Submit Report for Pilot Set Policy for Unpaved Collection 2013‐2014 2015 2016 Statewide Training and Collection Start? 2017 What are the Goals of Pilot Ratings? • Rate 200 - 250 miles per agency • 1 - 2 days of rating at each agency • Collect data for Pilot agencies • Varying characteristics • UP County • Northern LP County • Urban County • Agricultural County • Network level rating has never been done • No definitive assessment of gravel network Other Unpaved Road Rating Systems 1. Surface distresses are rapidly transient • Require frequent collection • Unstable long term network-level measurement • Realistic collection rate • Rater feedback on the system • Edit training material • Training and statewide collection (possibly in 2017) Other Unpaved Road Rating Systems Other Unpaved Road Rating Systems 2. Do not consider other road features which have a major impact on road users 3. Not directly related to the change in value or usability of the asset IBR Pilot Training Slides Goal of the IBR System Goal of the IBR System Network level performance metric similar to asphalt 60 Percent of Lane Miles 50 • Metric that does not change with routine maintenance Surface distresses can change quickly • Rapid collection, low maintenance costs Systems like PASER need annual collection 40 30 20 • Not necessarily a measure to guide treatment 10 2014_13 2013_12 2012_11 2008 2011_10 2007 2010_09 2006 2009_08 Fair 2014_13 2013_12 2012_11 2008 2011_10 2007 2010_09 2009_08 Good Chesbro: Transportation Asset Management Council 2006 2014_13 2013_12 2012_11 2011_10 2008 2007 2010_09 2006 2009_08 0 Poor 4 Feb 2015 2015 Pilot Schedule What Tools Are Used? Kickoff Meeting has occurred July to CTT performs onsite training and August rides along during data collection September Post Collection Focus Group Meeting October Final Report of Pilot Roadsoft 7.8 Roadsoft GPS Laptop Data Collector 7.8 With Framework Version 15 LDC export created from CRC network LDC Unpaved Pilot Mode Pilot Rating Details CRC - create network and rate CTT - Vehicle, computer/GPS, and ride along to observe MDOT and Planning Organizations can ride along to provide feedback IBR Pilot Training Slides Concrete Ratings Dealing With Joint Repairs Discussion Question: We told you our goals of the pilot. What are yours? What Features are Measured? How are Features Measured? Good • Surface Width • Drainage Adequacy • Structure Adequacy Feature – Width Assessment • Impacts speeds • Impacts safety • Impacts cost of asset 9’ 26’ Fair Poor Discussion Question: It is a dead end road leading to one house. 10 feet wide should be Good for them, right? IBR Pilot Training Slides Measurable Width Width is the portion of the road that includes travel lanes and any shoulder suitable for travel. Baseline for Width 22’ wide road At 20 mph a driver does not feel they need to slow down when approaching another vehicle in the opposite lane. 22’ 1’ Good Surface Width 6’ 8’ 6’ Vehicle Space Vehicle 1’ Fair Surface Width 22 feet wide or greater 16 to 21 feet wide Vehicles have sufficient room to pass by each other when approaching in the opposite direction Vehicles should reduce speed to pass by each other when traveling in the opposite direction Reduction of speed is unnecessary Remedy/Action: 1’ to 6’ of widening Remedy/Action: None Poor Surface Width 15’ or less One vehicle should slow down and pull over. The other should reduce speed to pass by when traveling in the opposite direction Remedy/Action: 7’ to 15’ of widening Feature – Drainage Assessment • Impacts condition of surface • Impacts required routine maintenance frequency IBR Pilot Training Slides Good Drainage Baseline for Drainage Edge of road has 2’ of separation from water level under normal conditions The difference in elevation from the ditch flow line (or any standing water, whichever is less) to the top edge of the shoulder is 2’ or more No secondary ditches are present 2 feet 2 feet Good Drainage Remedy/Action: None Good Drainage 2 feet or more Fair Drainage The difference in elevation from the ditch flow line (or any standing water, whichever is less) to the top edge of the shoulder is 2’ or more where secondary ditches are present. Or: The top edge of the shoulder is 2’ to 0.5’ if secondary ditches are present or not. Fair Drainage Remedy/Action: Ditches or swales are present but they need to be cleaned out and/or remove secondary ditches. IBR Pilot Training Slides Fair Drainage High Shoulder / Secondary Ditch Only possible rating is Fair or Poor with secondary ditches Additional Guidance Additional Guidance Ditch on one side is 2’ or more and between 0.5’ and 2’ on the other Rate Drainage Fair No ditch on one side and Ditch is 2’ or more on the other Rate Drainage Fair 2’ or more 0.5’ to 2’ 2’ or more Additional Guidance Additional Guidance Ditches on both sides are between 0.5’ and 2’ Rate Drainage Fair Ditches on both sides are 2’ or more and secondary ditch is causing roadway ponding Rate Drainage Fair 0.5’ to 2’ 2’ or more IBR Pilot Training Slides Poor Drainage Poor Drainage The difference in elevation from the ditch flow line (or any standing water, whichever is less) to the top edge of the shoulder is less than 0.5’ Remedy/Action: Ditches need to be created Poor Drainage Additional Guidance Less than 0.5’ Feature - Structural Assessment • Structure is a function of: • Traffic volume and loads • Material properties and thickness • Cross section for drainage off the surface • Construction • Lack of structure results in structural distresses • Major potholing that are 3 feet wide or larger • Ruts that are greater than 1 inch deep • These are the usual condition triggers for major work No ditch on one side and Less than a two foot ditch on the other: Rate Drainage Poor Less than 2’ Traffic Volume and Loads IBR Pilot Training Slides Traffic Volume and Loads Traffic and Excess Moisture Structural Adequacy Structural Distress - Rutting • Impacts condition of surface (speed) • Impacts required maintenance frequency • Impacts rehabilitation frequency Structural Distress - Potholes > 1” Baseline for Structure Greater than 3’ Road has 8 inches of good quality gravel over the length of the segment 8 inches IBR Pilot Training Slides Good Structural Adequacy Fair Structural Adequacy History Item Frequency or Measure 1” Ruts or 3’ Potholes Did not develop throughout History Item Frequency or Measure 1” Ruts or 3’ Potholes Apparent during the spring or Emergency Was not required maintenance to make road passable 8” or more Existing gravel thickness Emergency Necessary during wet periods maintenance to make road passable Existing gravel 4” to 7” thickness the year Remedy/Action - None Poor Structural Adequacy History Item Frequency or Measure 1” Ruts or 3’ Potholes Apparent during most of the year Emergency Required frequently maintenance to make throughout the year road passable Existing gravel Less than 4” thickness very wet periods Remedy/Action - Placement of 4 inches of good quality gravel would be recommended as a fix (assuming drainage is good). Adding Gravel Remedies • The Remedies given are assuming that cross slope drainage is good • Look into what is causing structural problems • The structure may be good but just saturated • More gravel is not a remedy for bad cross slope drainage Remedy/Action - Placement of 5 to 8 inches of good quality gravel would be recommended as a fix (assuming drainage is good). Discussion Question: There is 8” of existing gravel (Good) but the road still blows up in the Spring (Fair). How should this be rated? Discussion Question: How do you determine the gravel thickness on your roads? IBR Pilot Training Slides IBR Pilot Data Collection Rules Discussion Question: Should you be allowed to rate in the rain? Rating Rules Width Rating Rules • Unpaved roads can be highly variable. Rate the overall assessment of the segment • Beware of the perception of a larger width when there are earth shoulders • Break up the segment if you have a definitive change in assessment • Segments should not be smaller than 0.25 miles Trees and Slopes Can influence Perception of Width • Cast off gravel on an earth shoulder should not be measured in the surface width Discussion Question: How should a road with no crown and bad segregation be rated using IBR? IBR Pilot Training Slides Discussion Question: Drainage Remedy/Actions Tip: Gauge the segment by the level of drainage work that should be done How do I rate the drainage on the top of a hill where there are not usually ditches anyway? Good – None Fair – Ditches or swales are present and cross drainage is sufficient but they need to be cleaned out Poor – Ditches need to be created Discussion Question: How do I rate the Structural Adequacy of a seasonal road that doesn’t blow up because it doesn't get traffic? Discussion Question: I’m new to the agency and I don’t know the history, How do I rate Structural Adequacy? Rating Example Rutting only during the Fair Structure Spring Ditches are over 2’ Good Drainage deep Need to pull over to let Poor Width the neighbor by Overall Rating of 4 (Poor) 6’ Wheel Path IBR Pilot Training Slides What if you add 4 inches of gravel? Structure ‐ At least 8” Good Structure of gravel overall Rate this road…. Width Good Drainage Structure Good 9 IBR Drainage ‐ Good Drainage No Change Good > 2’ Ditch Width ‐ Poor Width No Change Overall Rating of 5 (Fair) Rate this road…. Width Poor Rate this road…. Drainage Poor Structure Poor Width Fair 1 IBR Drainage Fair > 2’ Ditch on one side <15’ 18’-20’ Rate this road…. Poor Rate this road…. Drainage IBR Poor Structure Fair 2 Width Fair Drainage IBR Poor Structure Fair 5 No Ditch < 16’ Good 7 IBR No Ditch Width Structure < 0.5’ Ditch 18’ IBR Pilot Training Slides Rate this road…. Width Fair Rate this road…. Drainage IBR Good Structure Fair Width Good 7 >2’ Ditch Drainage Fair Structure Poor 6 IBR > 22’ 18’ Final Comments 1’ Ditch Secondary Ditch Starting Laptop in the Back of the Van! We need your feedback to make this a successful pilot! Questions? This is a WORK ZONE Data Collection = Hazards • Warning light bar Rate this road…. Width Good Drainage IBR • Safety garments • Comply with your work rules for being in the Rightof-Way Fair 8 1’ Ditch > 22’ Structure Fair IBR Pilot Training Slides Rate this road…. Width Fair Presenters Drainage IBR Good Structure 6 Poor >2’ Ditch Potholes Tim Colling, PhD., P.E. Pete Torola, P.E. CTT Director Research Engineer 18’ Stop distractions! Creating the Unpaved Network • Target is 200 to 250 miles per agency • Vary the network (not just seasonal roads) • Send your networks to CTT a week before the pilot dates Shaughn Kern John Kiefer, P.E. Technical Writer Research Engineer TAMC Good Structural Adequacy Segment History Rutting over 1 inch or major potholes** did not develop throughout the year. Emergency maintenance was not required leaving the road passable throughout the year (when plowed). Alternately, an estimate of eight inches thick or more of good existing gravel would qualify a road for this category. Remedy/Action - No additional good quality gravel would be recommended as a fix. IBR Pilot Training Slides Fair Structural Adequacy Poor Structural Adequacy Segment History Rutting over 1 inch and/or some major potholes** are apparent during the spring or very wet periods. Segment History Rutting over 1 inch and/or major potholes** are apparent during much of the year. Emergency maintenance grading was necessary to maintain and make the road passable during the wet periods. Frequent emergency maintenance was required to make the road passable throughout the year. Alternately, an estimate of four to seven inches of good existing gravel. Remedy/Action - Placement of four inches of good quality gravel would be recommended as a fix. Alternately, an estimate of less than four inches, of good existing gravel. Remedy/Action - Placement of five to eight inches of good quality gravel would be recommended as a fix.