Trim Size = 246mm x 156mm February 9, 2010 Chapter 11 PROTECTING CONFIDENTIAL AND PRIVATE INFORMATION FROM UNAUTHORISED DISCLOSURE INFORMATIONAL PRIVACY 11.1 The protection of privacy is a serious issue in celebrity culture. This chapter is about the law relating to what is loosely termed informational privacy. This covers the sort of damaging and distressing information celebrities often want kept out of the papers. Underlying this developing area of law is the recognition of the fundamental human right to privacy and in particular the individual right to protection against unwarranted intrusion into personal space or interference with emotional well-being. It is these areas of protection, rather than protection of reputation1 or image as such, that are the concern of this chapter. 11.2 The unauthorised publication of private information is controlled by rules developed to reflect the right to privacy and the competing right to freedom of speech. The rules have been strongly influenced by Arts 8 and 10 of the European Convention for the Protection of Human Rights and Fundamental Freedoms (ECHR); by decisions of the European Court of Human Rights (ECtHR); and by the explanations and pronouncements of our own judges. Because the law is developing and changing it is necessary to focus on what judges have said in recent privacy cases particularly since the House of Lords decision in Campbell v MGN Limited.2 THE CELEBRITY PERSONA 11.3 Celebrities thrive on publicity and, for that reason, largely enjoy a different relationship with the media from that of the general public. Newspapers sell copy by publishing (sometimes exposing) intimate details of the lives of well-known celebrities. Statements made about Ms Naomi Campbell in the House of Lords revealed the current attitude to celebrity culture. Lord Hoffman in Campbell described her as:3 ‘… a famous fashion model who lives by publicity. What she has to sell is herself: her personal appearance and her personality. She employs public relations agents to present her personal life to the media in the best possible light just as she employs professionals to advise her on dress and make-up. That is no criticism of her. It is a trade like any other. But it does mean that her relationship with the media is different from that of people who expose less of their private life to the public.’ 1 2 3 Although some European cases suggest that Art 8 protects ‘reputation’ broadly understood: see Buxton LJ in McKennitt v Ash [2006[ EWCA Civ 1714, at [80]. [2004] UKHL 22. Campbell v MGN Limited [2004] UKHL 22, at [37]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 1 Trim Size = 246mm x 156mm February 9, 2010 160 Privacy and Personality Rights 11.4 The importance of a good reputation to the celebrity image was emphasised by Lord Hope in Campbell who said that the business of fashion modelling:4 ‘… in which … Naomi Campbell has built up such a powerful reputation internationally, is conducted under the constant gaze of the media. It is also highly competitive. It is a context where public reputation as a forceful and colourful personality adds value to the physical appearance of the individual. Much good can come of this, if the process is carefully and correctly handled …’ 11.5 Two reputations are likely to be put at stake when there is unauthorised publication of personal information – that of the celebrity wishing to restrain publication and uphold his privacy and image, on the one hand, and that of the publisher wishing to increase circulation, on the other. A sense of reality and perspective is necessary when endeavouring to evaluate and strike a balance between the two interests at stake. Lady Hale said in Campbell that it was:5 ‘… a prima donna celebrity against a celebrity-exploiting tabloid newspaper. Each in their time has profited from the other. Both are assumed to be grown-ups who know the score. On the one hand is the interest of a woman who wants to give up her dependence on illegal and harmful drugs and wants the peace and space in which to pursue the help which she finds useful. On the other hand is a newspaper which wants to keep its readers informed of the activities of celebrity figures, and to expose their weaknesses, lies, evasions and hypocrisies. This sort of story, especially if it has photographs attached, is just the sort of thing that fills, sells and enhances the reputation of the newspaper which gets it first.’ ARTICLES 8 AND 10 OF THE ECHR 11.6 Articles 8 and 10 of the ECHR, as set out in the Human Rights Act 1998 (HRA 1998), Sch 1, Pt 1, are the foundation of the law’s development of protection for private information. The interaction of those rights and the qualifications made to them were central to the decision in Campbell.6 The right of privacy and the right of freedom of speech are enshrined in Arts 8 and 10 respectively and these Articles are the starting point for any discussion on privacy law. 11.7 Article 8 provides: ‘1. Everyone has the right to respect for his private and family life, his home and his correspondence. 2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others.’ 11.8 4 5 6 Article 10 provides: At [80]. At [143]. Campbell v MGN Limited [2004] UKHL 22. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 2 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 161 ‘1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. 2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of rights of others, for the prevention of disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary.’ THE INCORPORATION OF ARTS 8 AND 10 OF THE ECHR INTO ENGLISH LAW 11.9 Private information has been identified in human rights law as worthy of protection; the equivalent of Art 8 has been enacted as part of English law and the values underlying Arts 8 and 10 are now applied equally to disputes between individuals as between individuals and the state.7 Even now that the equivalent of Art 8 has been enacted as part of English law, it is not directly concerned with the protection of privacy against private persons or corporations but is, by virtue of s 6 of HRA 1998, a guarantee of privacy only against public authorities. Since human rights law has identified private information as something worth protecting as an aspect of human autonomy and dignity, it was not logical for a person to have less protection against a private individual than against the state in respect of the unauthorised publication of personal information.8 11.10 The positive obligations imposed on the state by Art 8 to promote the interests of private life and the right of the individual to complain if that right is interfered with were considered by Buxton LJ in McKennitt v Ash,9 who said the individual is entitled to complain against the state if his private life is interfered with. Article 8 imposes not merely negative but also positive obligations on the state: to respect, and therefore to promote, the interests of private and family life. This means a citizen can complain against the state about breaches of his private and family life committed by other individuals. That, as Buxton LJ noted, has been Convention law at least since Marckx v Belgium.10 Buxton LJ referred to a particularly strong statement of the obligation to be found in X and Y v Netherlands.11 11.11 Although there has been difficulty explaining how that state obligation is articulated and enforced in actions between private individuals, Buxton LJ thought12 that judges of the highest authority have concluded that that follows from s 6(1) and (3) of HRA 1998 which placed on the courts the obligations appropriate to a public authority. Buxton LJ continued13 that in order to find the rules of the English law of breach of confidence the courts have to look in the jurisprudence of Arts 8 and 10 which are now not merely of persuasive or parallel effect but, as Lord Woolf said in A v 7 8 9 10 11 12 13 Lord Nicholls in Campbell v MGN Limited [2004] UKHL 22, at [17] and [18]. Lord Hoffman in Campbell, at [49] and [50]. See McKennitt v Ash [2006] EWCA Civ 1714, at [9]. (1979) 2 EHRR 330. (1985) 8 EHRR 235. See McKennitt v Ash, at [10]. At [11]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 3 Trim Size = 246mm x 156mm February 9, 2010 162 Privacy and Personality Rights B plc,14 are the very content of the domestic tort that the English court has to enforce. Buxton LJ referred to Lady Hale in Campbell;15 Lord Phillips of Worth Matravers in Douglas v Hello!;16 and in particular the following statement of Lord Woolf in A v B plc:17 ‘Under section 6 of the 1998 Act the court, as a public authority, is required not to act “in a way which is incompatible with a Convention right”. The court is able to achieve this by absorbing the rights which articles 8 and 10 protect into the long-established action for breach of confidence. This involves giving a new strength and breadth to the action so that it accommodates the requirements of those articles.’ CAMPBELL V MGN (HL) AND VON HANNOVER V GERMANY (ECTHR) 11.12 Shortly after Campbell v MGN18 the ECtHR delivered its decision in Von Hannover v Germany19 and issues arose about the relationship between these two important decisions. The Court of Appeal in Murray v Big Pictures (UK) Limited20 confirmed21 it was bound by Campbell, the House of Lords having made it clear in Kay v Lambeth LBC,22 that in the event of conflict between a decision of the House and a later decision of the ECtHR, lower courts, including the Court of Appeal, must follow the former.23 The primary focus of the Court of Appeal in Murray was, therefore, upon the speeches in Campbell. In a penetrating analysis of where the law had reached after Campbell Lord Steyn in the House of Lords in Re S (a child) said:24 ‘[17] The interplay between articles 8 and 10 has been illuminated by the opinions in the House of Lords in Campbell v MGN Ltd [2004] 2 WLR 1232. For present purposes the decision of the House on the facts of Campbell and the differences between the majority and the minority are not material. What does, however, emerge clearly from the opinions are four propositions. First, neither article has as such precedence over the other. Secondly, where the values under the two articles are in conflict, an intense focus on the comparative importance of the specific rights being claimed in the individual case is necessary. Thirdly, the justifications for interfering with or restricting each right must be taken into account. Finally, the proportionality test must be applied to each. For convenience I will call this the ultimate balancing test. This is how I will approach the present case.’ ‘OLD-FASHIONED BREACH OF CONFIDENCE’ 11.13 It has long been the case that, in certain circumstances, types of private information have received protection from disclosure by the courts. This protection was primarily based on the claim for breach of confidence (often now referred to as 14 15 16 17 18 19 20 21 22 23 24 [2002] EWCA Civ 337, [2003] QB 195, at [4], [2002] 2 All ER 545. At [132]. At [53]; Douglas v Hello! [2005] EWCA Civ 595. [2002] EWCA Civ 337, [2003] QB 195, at [4], [2002] 2 All ER 545. [2004] UKHL 22. Von Hannover v Germany (2004) 40 EHRR 1. [2008] EWCA Civ 446, at [3], per Buxton LJ. At [35]. [2006] UKHL 10, [2006] 2 AC 465. See per Lord Bingham at [43]–[44] in a passage quoted by the judge at [61]. [2005] 1 AC 593. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 4 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 163 ‘old-fashioned breach of confidence’ in order to distinguish it from the newer extended form of breach of confidence which embraces purely private information). Previously, private information was protected from disclosure only if it could be categorised as ‘confidential information’, that is to say, information which had been disclosed in circumstances importing an obligation of confidence. Under old-fashioned breach of confidence information was initially protected if it had been disclosed in violation of a confidential relationship rather than because it was, by its very nature, private. 11.14 Private information is now protected without having to show that it has been disclosed in violation of a pre-existing confidential relationship or of an obligation of confidence. Information which is by its nature private will be protected from disclosure; how it was obtained is of secondary importance. The protection afforded to private information is under the umbrella of the cause of action for breach of confidence. This cause of action (still referred to as ‘breach of confidence’) in consequence now has two distinct limbs: • the original limb encompassing old-fashioned breach of confidence; and • the new law limb affording protection to personal information because it is private. 11.15 It has been said that ‘shoehorning’ private information into breach of confidence has been difficult because the concept of confidential information and the concept of private information are quite different. Lord Hoffman in Campbell explained the transformation of the cause of action for breach of confidence in order to extend protection to purely private information:25 ‘… the equitable action for breach of confidence … has long been recognised as capable of being used to protect privacy. Thus in the seminal case of Prince Albert v Strange (1849) 2 De G & Sm 293, 1 Mac & G 25 the defendant was a publisher who had obtained copies of private etchings made by the Prince Consort of members of the royal family at home. The publisher had got them from an employee of a printer to whom the Prince had entrusted the plates. Vice-Chancellor Knight-Bruce, in granting an injunction restraining the publication of a catalogue containing descriptions of etchings, said (2 De G & SM 293, 313) that it was – “an intrusion – an unbecoming and unseemly intrusion … offensive to that inbred sense of propriety natural to every man – if, intrusion, indeed, fitly describes a sordid spying into the privacy of domestic life – into the home (a word hitherto sacred among us) …” … although the action for breach of confidence could be used to protect privacy in the sense of preserving the confidentiality of personal information, it was not founded on the notion that such information was in itself entitled to protection … equity traditionally fastens on the conscience of one party to enforce equitable duties which arise out of his relationship with the other. So the action did not depend upon the personal nature of the information … but upon whether a confidential relationship existed between the person who imparted the information and the person who received it. Equity imposed an obligation of confidentiality upon the latter and (by a familiar process of extension) upon anyone who received the information with actual or constructive knowledge of the duty of confidence.’ 25 [2004] UKHL 22, at [43] and [44]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 5 Trim Size = 246mm x 156mm February 9, 2010 164 Privacy and Personality Rights The three ‘limiting principles’ which apply to breach of confidence 11.16 Whether an ‘old-fashioned’ breach of confidence should have the effect of restraining publication will depend upon whether any of the three ‘limiting principles’ apply: • first, that breach of confidence only protects information which is truly confidential and has not entered the public domain; • secondly, that breach of confidence does not apply to trivial or useless information; and • thirdly, that the public interest in maintaining the confidence may be outweighed by an opposing public interest in publication. 11.17 The third, often referred to as the iniquity defence, is probably the most important limiting principle. The classic exposition of how the limiting principles come into play was given by Lord Goff in the Spycatcher litigation:26 ‘• • • The first limiting principle (which is rather an expression of the scope of the duty) … is that the principle of confidentiality only applies to information to the extent that it is confidential. In particular, once it has entered what is usually called the public domain (which means no more than that the information in question is so generally accessible that, in all the circumstances, it cannot be regarded as confidential) then, as a general rule, the principle of confidentiality can have no application to it. … The second limiting principle is that the duty of confidence applies neither to useless information, nor to trivia. The third limiting principle is of far greater importance. It is that, although the basis of the law’s protection of confidence is that there is a public interest that confidences should be preserved and protected by the law, nevertheless that public interest may be outweighed by some other countervailing public interest which favours disclosure. This limitation may apply … to all types of confidential information. It is this limiting principle which may require a court to carry out a balancing operation, weighing the public interest in maintaining confidence against a countervailing public interest favouring disclosure. Embraced within this limiting principle is, of course, the so called defence of iniquity. In origin, this principle was narrowly stated, on the basis that a man cannot be made “the confidant of a crime or a fraud”: see Gartside v Outram (1857) 26 LJ Charity 113, 114, per Sir William Page Wood V-C. But it is now clear that the principle extends to matters of which disclosure is required in the public interest: see Beloff v Pressdram Ltd [1973] 1 All ER 241, 260, per Ungoed-Thomas J, and Lion Laboratories Ltd v Evans [1985] QB 526, 550, per Griffiths LJ. It does not however follow that the public interest will in such cases require disclosure to the media, or to the public by the media. There are cases in which a more limited disclosure is all that is required: see Francome v Mirror Group Newspapers Ltd [1984] 1 WLR 892.’ 11.18 The general ECtHR view, which tended against the suppression of publication of information which is of genuine public interest, was referred to in HRH Prince of Wales v Associated Newspapers Limited,27 where the Court of Appeal said that where the information relates to a matter of major public concern, even medical confidentiality 26 27 A-G v Guardian Newspapers (No 2) [1990] 1 AC 109, at 282B–282F. [2006] EWCA Civ 1776, at [50]–[55]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 6 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 165 may not prevail: Editions Plon v France.28 However, it was pointed out that this did not assist in determining what weight should be given to the fact that the publication under consideration involves ‘the disclosure of information received in confidence’ and that no ECtHR decision had been cited where this question received express consideration, other than that given to medical confidentiality in Editions Plon v France. 11.19 Before HRA 1998 came into force, the publication of information could be justified on public interest grounds in English law even if it had been disclosed in breach of confidence in the following circumstances: • initially under the so-called ‘iniquity rule’ meaning that confidentiality could not be relied upon to conceal wrongdoing; and • later, in Lion Laboratories Ltd v Evans,29 when a more general test of public interest was upheld. 11.20 In the Lion case Griffiths LJ held30 that the defence of public interest was well established in actions for breach of confidence and referred to circumstances in which it might be ‘vital in the public interest’ to publish confidential information. Confidentiality thus will not be used to suppress disclosure of wrong doing or criminality (the so-called ‘iniquity rule’) nor, under the less stringent rule, if the circumstances show that publication is ‘vital in the public interest’. Before HRA 1998 came into force publication of information might be suppressed if it was received in confidence regardless of whether any right to privacy under Art 8 could be invoked. The public interest and contractual obligations of confidence 11.21 The underlying test when determining whether publication of information arising from such relationships should be suppressed is whether the restriction on freedom of expression is necessary in a democratic society. It is important to note that the test is not whether the information is of public interest but whether, in all the circumstances, it is in the public interest that the duty of confidence should be breached. It must be shown that there is a stronger public interest in publication than in upholding the obligation of confidence involved. It is in the public interest that obligations of confidence arising from contractual relationships should be rigorously upheld, particularly where someone has expressly agreed to maintain privacy in respect of specified information. Since the test is one of proportionality significant, often decisive, weight is given to the fact that confidential relationships are normally sacrosanct. An obligation of confidence based on a contractual relationship will be particularly strong and, if the information is private as well, even stronger. The outcome of the balancing exercise, as usual, will depend on the facts of the case. BREACH OF CONFIDENCE AND THE PROTECTION OF PRIVATE INFORMATION: TWO MAJOR DEVELOPMENTS 11.22 The two major developments which transformed the cause of action for breach of confidence so that it came to embrace private, in addition to confidential, 28 29 30 (2004) 42 EHRR 705. [1985] QB 526. At p 550. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 7 Trim Size = 246mm x 156mm February 9, 2010 166 Privacy and Personality Rights information were described by Lord Hoffman in Campbell31 as typical examples of the capacity of the common law to adapt itself to the needs of contemporary life: • one has been an acknowledgement of the artificiality of distinguishing between confidential information obtained through the violation of a confidential relationship and similar information obtained in some other way; and • the second has been the acceptance, under the influence of human rights instruments such as Art 8 of the ECHR, of the privacy of personal information as something worthy of protection in its own right. First: violation of a confidential relationship is no longer required 11.23 To establish a claim for breach of confidence it used to be necessary to show, first that the information in question was confidential and, secondly, that it had been disclosed in circumstances which imported an obligation of confidence – usually by showing that the information had been obtained in violation of a confidential relationship. The requirement to establish a violation of a confidential relationship was eventually dropped and information was protected if it could be shown that it was obviously confidential. The focus had thus shifted from the confidential relationship to the confidential nature of the information under consideration. This development was described by Lord Nicholls in Campbell v MGN Limited:32 ‘[13] … The breach of confidence label harks back to the time when the cause of action was based on improper use of information disclosed by one person to another in confidence. To attract protection the information had to be of a confidential nature. But the gist of the cause of action was that information of this character had been disclosed by one person to another in circumstances “importing an obligation of confidence” even though no contract of non-disclosure existed: see the classic exposition by Megarry J in Coco v A N Clark (Engineers) Ltd [1969] RPC 41, [1968] FSR 415, 47–48. The confidence referred to in the phrase “breach of confidence” was the confidence arising out of a confidential relationship.’ 11.24 Lord Goff of Chieveley in A-G v Guardian Newspapers Ltd (No 2)33 gave, as illustrations of cases in which it would be illogical to insist upon violation of a confidential relationship, the ‘obviously confidential document … wafted by an electric fan out of a window into a crowded street’ and the ‘private diary … dropped in a public place’ and formulated the principle as being that ‘a duty of confidence arises when confidential information comes to the knowledge of a person … in circumstances where he has notice, or is held to have agreed, that the information is confidential, with the effect that it would be just in all the circumstances that he should be precluded from disclosing the information to others’. 11.25 This statement of principle, which omits the requirement of a prior confidential relationship, was accepted as representing current English law by the ECtHR in Earl Spencer v United Kingdom34 and was applied by the Court of Appeal in A v B plc35 and is now firmly established. 31 32 33 34 35 [2004] UKHL 22, at [46]. At [13]. [1990] 1 AC 109, at 281, described by Lord Hoffman in Campbell v MGN [2004] UKHL 22, at [47]. (1998) 25 EHRR CD 105. [2003] QB 195, at 207. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 8 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 167 Secondly: personal private information protectable in its own right 11.26 Once breach of confidence came to protect information solely because it was confidential it became possible to include purely private information within the ambit of protection irrespective of whether it was confidential.36 The courts, under pressure from Europe not to act incompatibly with convention rights, developed the claim for breach of confidence so that it extended protection to purely private information. Lady Hale explained this development in Campbell as follows: ‘[132] … [t]he [Human Rights Act 1998] does not create any new cause of action between private persons. But if there is a relevant cause of action applicable, the court as a public authority must act compatibly with both parties’ Convention rights. In a case such as this, the relevant vehicle will usually be the action for breach of confidence, as Lord Woolf CJ held in A v B plc [2002] EWCA Civ 337, [2003] QB 195, 202, para 4: “[Articles 8 and 10] have provided new parameters within which the court will decide, in an action for breach of confidence, whether a person is entitled to have his privacy protected by the court or whether the restriction of freedom of expression which such protection involves cannot be justified. The court’s approach to the issues which the applications raise has been modified because, under section 6 of the 1998 Act, the court, as a public authority, is required not to ‘act in a way which is incompatible with a Convention right’. The court is able to achieve this by absorbing the rights which articles 8 and 10 protect into the long-established action for breach of confidence. This involves giving a new strength and breadth to the action so that it accommodates the requirements of these articles.” [133] The action for breach of confidence is not the only relevant cause of action: the inherent jurisdiction of the High Court to protect the children for whom it is responsible is another example: see In Re S (a child) (identification: restrictions on publication) [2003] EWCA Civ 963, [2003] 3 WLR 1425. But the courts will not invent a new cause of action to cover types of activity which were not previously covered: see Wainwright v Home Office [2003] 3 WLR 1137 … That case indicates that our law cannot, even if it wanted to, develop a general tort of invasion of privacy. But where existing remedies are available, the court not only can but must balance the competing Convention rights of the parties.’ 11.27 The absorption or ‘shoehorning’ of the right to privacy into the ambit of protection afforded by breach of confidence was not an easy fit. This was because breach of confidence was extended to cover situations where there was no pre-existing relationship of confidence and where the information in question was not confidential as traditionally understood. This uneasiness was described by Buxton LJ in McKennitt v Ash:37 ‘ii) … in developing a right to protect private information … the English courts have to proceed through the tort of breach of confidence, into which the jurisprudence of arts 8 and 10 has to be ‘shoehorned’: Douglas v Hello! (No 3) [2005] EWCA Civ 595, [2006] QB 125, 53, [2005] 4 All ER 128. iii) That feeling of discomfort arises from the action for breach of confidence being employed where there was no pre-existing relationship of confidence between the parties, but the “confidence” arose from the Defendant having acquired by unlawful or surreptitious 36 37 This is because it was no longer necessary to show violation of a pre-existing relationship of confidence. [2006] EWCA Civ 595, at [8]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 9 Trim Size = 246mm x 156mm February 9, 2010 168 Privacy and Personality Rights means information that he should have known he was not free to use: as was the case in Douglas, and also in Campbell v MGN [2004] UKHL 22, [2004] 2 AC 457, [2004] 2 All ER 995 …’ 11.28 Breach of confidence was expanded to cover situations where purely private information was ‘purloined’, for example, a telephoto lens shot of a celebrity at home by the pool. Despite the absence of a confidential relationship or an obligation of confidence, a claim in respect of the publication of such a photograph could now be made. 11.29 An important distinction, however, remains between the situation where there has been purloining of private information where no confidential relationship is involved on the one hand and the situation where there has been a violation of a pre-existent confidential relationship on the other. The latter case (as indicated above) is often referred to as ‘old-fashioned breach of confidence’. In McKennitt v Ash, Buxton LJ specifically pointed out that the nature of the claim in that case involved old-fashioned breach of confidence and distinguished it from the new form of complaint where no confidential relationship was involved:38 ‘v) … the complaint here is of what might be called old-fashioned breach of confidence by way of conduct inconsistent with a pre-existing relationship, rather than simply of the purloining of private information.’ 11.30 For the new form of complaint – purloining of private information – what matters is that the information disclosed is private and not public. Lord Hope made this clear in Campbell v MGN Ltd: ‘[92] The underlying question in all cases where it is alleged that there has been a breach of the duty of confidence is whether the information that was disclosed was private and not public. There must be some interest of a private nature that the claimant wishes to protect: A v B Ltd [2003] QB 195,206, para 11(vii).’ The relevance of establishing that information was disclosed in the course of a relationship of confidence 11.31 Sir Anthony Clarke MR stated in Lord Browne of Madingley v Associated Newspapers39 that the mere fact that information was imparted in the course of a relationship of confidence would not automatically mean that it satisfied Lord Nicholls’ test of ‘expectation of privacy’. The example given was of a husband telling his wife that Oxford or Cambridge won the boat race in a particular year. The important point remains, however, that a confidential relationship is likely to be of decisive importance in considering whether there was an expectation of privacy. Reference was made to Buxton LJ in McKennitt40 and the point he made – that to inquire into whether information was private without paying any regard to the nature of the pre-existing relationship between the parties is unlikely to produce anything but a distorted outcome – was expressly approved. In summary, the Court of Appeal in the Lord Browne of Madingley case41 was firmly of the view that the authorities supported the conclusion that the relationship between the relevant persons or parties is of considerable 38 39 40 41 At [8] and see [15] et seq. [2007] EWCA Civ 295, at [29]. At [15]. At [31]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 10 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 169 importance in determining whether there was a reasonable expectation of privacy. The court said that in answering that question there are a number of potentially relevant questions, depending upon the circumstances, which include whether the person concerned received information which he knew or ought reasonably to have known was fairly and reasonably to be regarded as confidential or private. IS ART 8 ENGAGED? 11.32 Every case must be decided on its own facts and the single question to ask in every case is whether there was a reasonable expectation of privacy in respect of the information under consideration.42 A private life 11.33 The ECtHR in Von Hannover v Germany defined a private life in the following terms making useful reference to a ‘private zone’ of interaction in one’s life and to the proper development of one’s personality:43 ‘… private life, in the court’s view, includes a person’s physical and psychological integrity; the guarantee afforded by article 8 of the Convention is primarily intended to ensure the development, without outside interference, of the personality of each individual in his relations with other human beings … There is therefore a zone of interaction of a person with others, even in a public context, which may fall within the scope of “private life”.’ The right to privacy 11.34 The right to maintain and protect privacy is a human right of fundamental importance to an individual’s enjoyment of life and personal development. Lord Nicholls explained in Campbell v MGN Ltd that:44 ‘A proper degree of privacy is essential for the well-being and development of an individual. And restraints imposed on government to pry into the lives of the citizen go to the essence of a democratic state: see La Forest J in R v Dymont [1988] 2 SCR 417, 426.’ 11.35 Lord Mustill referred to the damaging effects of any infringement of the right to privacy in R (on the application of BBC) v Broadcasting Standards Commission in the following terms:45 ‘An infringement of privacy is an affront to the personality, which is damaged both by the violation and by the demonstration that the personal space is not inviolate.’ Privacy as underlying value not a cause of action 11.36 Lord Hoffman in Campbell said that the right to privacy is an important underlying value in various causes of action including privacy although it is not of itself 42 43 44 45 See e g Sir Anthony Clarke in Lord Brown of Madingley, ibid, at [36]. (2005) 40 EHRR 1. At [12]. [2001] QB 885, at 900, [2000] 3 All ER 989. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 11 Trim Size = 246mm x 156mm February 9, 2010 170 Privacy and Personality Rights the tort or cause of action.46 It was, he said, decided in Wainwright v Home Office47 that there is no general tort of invasion of privacy. He emphasised that the right to privacy is in a general sense one of the values, and sometimes the most important value, which underlies a number of more specific causes of action, both at common law and under various statutes. Significantly Lord Hoffman said48 human rights law identified private information as something worth protecting as an aspect of human autonomy and dignity. As an underlying value (enshrined in Art 8), privacy has influenced the tort of breach of confidence in developing protection in respect of private information. The invasion of privacy 11.37 The law of privacy (or ‘privacy’) is concerned with the unauthorised disclosure and publication of private information not, directly, with the means which might have been used to obtain the information in the first place. For example, long lens photography or surveillance might result in violation or invasion of an individual’s privacy but it is not that but the subsequent publication of the private information contained in the photographs or tapes with which the law of privacy is concerned. 11.38 In Campbell Lord Nicholls said49 that, unlike the US, there is no overarching, all-embracing cause of action for ‘invasion of privacy’ here and referred to the decision of the House of Lords in Wainwright v Home Office.50 Although he referred to privacy as a tort, however labelled, he said it afforded, in the case of individuals, respect for one aspect of an individual’s privacy and that:51 ‘That is the value underlying this cause of action. An individual’s privacy can be invaded in ways not involving publication of information. Strip-searches are an example … Miss Campbell’s common law claim was throughout presented in court exclusively on the basis of breach of confidence, that is, the wrongful publication by the “Mirror” of private information.’ 11.39 Lord Nicholls noted52 that photographs taken covertly of Ms Campbell in the road outside the building where she attended Narcotics Anonymous could be deeply distressing, even damaging, to a person whose health was fragile. But he emphasised she did not complain that the taking of the photographs infringed her privacy. Her complaint was that the information in the photographs was private so the fact they were taken surreptitiously added nothing to her complaint. The touchstone of a private life: is Art 8 engaged? 11.40 In Australian Broadcasting Corpn v Lenah Game Meats Pty Ltd Gleason CJ observed that there was a large area in between what was necessarily public and what was necessarily private:53 46 47 48 49 50 51 52 53 It was established in Douglas v Hello! (No 3) [2006] QB 125 that misuse of private information is an equitable cause of action and is not a tort. [2003] UKHL 53, at [43], [2003] 4 All ER 969, [2003] 3 WLR 1137. At [50]. [2004] UKHL 22, at [11]. [2003] UKHL 53, [2003] 3 WLR 1137, [2003] 4 All ER 969. At [15]. At [30]. (2001) 185 ALR 1, at 13, para 41. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 12 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 171 ‘An activity is not private simply because it is not done in public. It does not suffice to make an act private that, because it occurs on private property, it has such measure of protection from the public gaze as the characteristics of the property, the nature of the activity, the locality, and the disposition of the property owner combine to afford. Certain kinds of information about a person, such as information relating to health, personal relationships, or finances, may be easy to identify as private, as may certain kinds of activity which a reasonable person, applying contemporary standards of morals and behaviour, would understand to be meant to be unobserved …’ 11.41 As stated above, Art 8 is engaged when an individual has a reasonable expectation of privacy in respect of specified information. This is an objective reasonable expectation test. The alternative test – whether the individual concerned would find publication of the information ‘highly offensive’ – has not found favour as a threshold test. The ‘highly offensive’ test (propounded by Gleeson CJ in the High Court of Australia in Australian Broadcasting Corpn v Lenah Game Meats Pty Ltd54 – that ‘disclosure or observation would be highly offensive to a reasonable person of ordinary sensibilities’) should more properly be considered at the later stage when considering proportionality for two reasons.55 First, the ‘highly offensive’ phrase suggests a stricter test of private information than a reasonable expectation of privacy and, secondly, the ‘highly offensive’ formulation tends to bring into account – when deciding whether information is private – considerations more properly the concern of proportionality and this can cause confusion.56 11.42 Lady Hale explained in Campbell57 that once information is identified as ‘private’ the court must balance the claimant’s interest in keeping the information private against the countervailing interest of the recipient in publishing it. In cases of breach of the duty of confidence the question is whether the information in issue is private and not public. In many cases the answer to this is obvious – although the law of privacy is not intended for the protection of the unduly sensitive.58 Obviously private information 11.43 Where it is obvious that information is private (which is often the case) the inquiry can stop there because the individual involved can expect privacy to be respected. Lord Hope said in Campbell59 if the information is obviously private the person to whom it relates can reasonably expect their privacy to be respected. 54 55 56 57 58 59 Ibid, at 13, para 42. The second Restatement of Torts in the United States (1977), art 652D, p 394, uses the formulation of disclosure of matter which ‘would be highly offensive to a reasonable person’. In Australian Broadcasting Corpn v Lenah Game Meats Pty Ltd (2001) 185 ALR 1, at 13, para 42, Gleeson CJ used words, widely quoted, having a similar meaning. Lord Nicholls in Campbell, at [21] and [22]; Lord Carswell at [166]. At [135] and [137]. Campbell, at [94]. In Murray v Big Pictures (UK) Limited [2008] EWCA Civ 446 the Court of Appeal said it was clear Lord Nicholls in Campbell regarded the ‘highly offensive test’ as stricter than his own formulation of ‘reasonable expectation of privacy’. The Court of Appeal also thought that, insofar as it was relevant to consider whether publication of information was ‘highly offensive’, it was relevant not to whether Art 8 was engaged but to issues of proportionality and the balance between Art 8 and Art 10. At [96]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 13 Trim Size = 246mm x 156mm February 9, 2010 172 Privacy and Personality Rights 11.44 Information about events in the home cannot lightly be intruded upon and even relatively minor details will usually be considered to be obviously private. This is because the disclosure of such details is plainly intrusive and likely to be distressing. Buxton LJ amplified on this in McKennitt v Ash:60 ‘[12] The judge listed a large number of parts of the book that were said by Ms McKennitt to consist of private information. He refused protection for many of them because he regarded their content as “anodyne”, imprecise or already known to the public. In … M v Secretary of State for Work and Pensions [2006] UKHL 11, [2006] 2 AC 91, 83, [2006] 4 All ER 929 Lord Walker of Gestingthorpe pointed out that interference with private life had to be of some seriousness before art 8 was engaged … the general nature of the information sought to be restrained was indicated by the Judge in his para 11: “Ms McKennitt’s personal and sexual relationships. Her personal feelings and, in particular, in relation to her deceased fiancé and the circumstances of his death. Matters relating to her health and diet. Matters relating to her emotional vulnerability. The detail of an unhappy dispute between Ms McKennitt, on the one hand, and Ms Ash and Mr Fowkes on the other, concerning monies advanced to them by Ms McKennitt to assist in the purchase of a property in 1997 and the subsequent litigation in the Chancery Division (which was settled on the basis of a Tomlin order without ever coming to a public hearing) …” [22] … art 8 cases have tended to be concerned with the security or stability of residence, rather than with privacy within the home. But the Judge … [pointed] out that it should have been and was obvious that events in a person’s home cannot be lightly intruded upon; and … “it is intrusive and distressing for Ms McKennitt’s household minutiae to be exposed to curious eyes”. And I would also respectfully agree with his comparison with long distance photography … publication of the fruits of [the defendant’s] inspection of the cottage and of what happened there was unacceptable.’ The public domain and the ‘zone’ of a private life 11.45 It remains a general principle that information in the public domain (i e already known by the public) cannot claim the protection of a private life. Buxton LJ in McKennitt v Ash referred to the fact that although the inquiry is now conducted under Art 10, the inquiry is still largely conducted in the traditional terms of the English law of confidence. It was argued in McKennitt that once a person had revealed or discussed some information falling within a particular ‘zone’ of their lives they had a greatly reduced expectation of privacy in relation to any other information that fell within that zone. This is still an open question which depends on the particular facts of each case. Eady J at first instance in McKennitt61 explained that the defendant had relied on the fact that the claimant had, in a number of articles in the past, revealed certain aspects of her personal life and beliefs to the general public and submitted that those aspects could no longer be protected by the law of privacy. Eady J dismissed this argument on the facts on the basis that details of conversations with, or behaviour in the presence of, 60 61 [2006] EWCA Civ 1714. [2005] EWHC 3003 per Eady J at [79]–[80]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 14 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 173 close personal friends is significantly different from the sort of material the claimant had revealed in the past. Eady J said that there is in this context a significant difference between choosing to reveal aspects of private life with which an individual feels ‘comfortable’ and allowing disclosure to the public every detail of personal life, feelings, thoughts and foibles of character. 11.46 The context in which the claimant in McKennitt v Ash had chosen to reveal information about herself was her attempts to promote water safety and to support the Cook-Rees Memorial Fund. Eady J thought that revelations in this context would not give the defendant the right to reveal the claimant’s ‘pitifully grief-stricken reaction to the death of [her fiancé], his brother and a friend’. The judge thought that an individual’s reactions and communications to a friend in the immediate aftermath of personal bereavement are a classic example of material in respect of which there would a reasonable expectation of privacy. 11.47 Buxton LJ agreed with Eady J’s approach.62 He said that if ‘information is my private property, it is for me to decide how much of it should be published’ and that the ‘zone’ argument completely undermines that reasonable expectation of privacy. Buxton LJ rejected the argument that it would be possible for public figures to censor or control what was published about them. This is a different argument and ultimately is resolved by competing public interest considerations. 11.48 Not all disclosures will put the material in the public domain. In the Lord Browne of Madingly v Associated Newspapers63 information about the fact of the relationship in that case was already in the public domain and the question arose whether it would be unrealistic to restrain publication and (closely related to that question) whether information had become ‘so generally accessible that, in all the circumstances, it cannot be regarded as confidential’. The Court of Appeal considered that there was potentially an important distinction between information made available to a person’s circle of friends or work colleagues and information which is widely published in a newspaper. If there has been limited disclosure it may well be possible to restrain further, wider disclosure. Article 8 and the PCC Code of Practice 11.49 The court is obliged by HRA 1998, s 12(4)(b) not only to have particular regard to the importance of the ECHR right to freedom of expression, but also to any relevant privacy code.64 The Press Complaints Commission (PCC) Editors’ Code of Practice (October 2009 revision) provides as follows: ‘3. i) ii) iii) 62 63 64 Privacy Everyone is entitled to respect for his or her private and family life, home, health and correspondence including digital communications. Editors will be expected to justify intrusions into any individual’s private life without consent. Account will be taken of the complainant’s own public disclosures of information. It is unacceptable to photograph individuals in private places without their consent. McKennitt v Ash [2005] EWHC 3003 , at [54] and [55]. [2007] EWCA Civ 295, at [61]. Lady Hale in Campbell, at [159]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 15 Trim Size = 246mm x 156mm February 9, 2010 174 Privacy and Personality Rights Note – Private places are public or private property where there is a reasonable expectation of privacy. The public interest There may be exceptions to the clauses marked * where they can be demonstrated to be in the public interest. 1. The public interest includes: i) ii) iii) Detecting or exposing crime or a serious impropriety. Protecting public health and safety. Preventing the public from being misled by an action or statement of an individual or organisation …’ THE ABSORPTION OF PRIVATE INFORMATION INTO BREACH OF CONFIDENCE 11.50 Lord Nicholls said65 that the values enshrined in Arts 8 and 10 are now part of the cause of action for breach of confidence and, echoing Lord Woolf CJ, said that the courts have achieved this by absorbing the rights protected by Arts 8 and 10 into this cause of action.66 11.51 The absorption of privacy into breach of confidence transformed the nature of the cause of action for breach of confidence. It continues to provide a remedy where a pre-existing confidential relationship is violated or if confidential information is misused but has been extended to provide a remedy where private information has been misused regardless of any prior confidential relationship or traditional element of confidentiality. The new cause of action – in its extended form – is sometimes more accurately called ‘misuse of private information’. Lord Nicholls said in Campbell that: ‘[14] This cause of action has now firmly shaken off the limiting constraint of the need for an initial confidential relationship. In doing so it has changed its nature … Now the law imposes a “duty of confidence” whenever a person receives information he knows or ought to know is fairly and reasonably to be regarded as confidential. Even this formulation is awkward … Information about an individual’s private life would not, in ordinary usage, be called “confidential”. The more natural description today is that such information is private. The essence of the tort is better encapsulated now as misuse of private information.’ Breach of confidence and misuse of private information: one cause of action 11.52 In its present form breach of confidence thus embraces two differing forms of protection: • 65 66 old-fashioned breach of confidence which upholds confidential relationships and the duty of good faith; and Campbell v MGN Limited [2004] UKHL 22, at [17]. See A v B plc [2002] EWCA Civ 337, [2003] QB 195, at [4]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 16 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 175 • misuse of private information (the new element to this cause of action) which upholds human autonomy and dignity in respect of private information regardless of whether a breach of a confidence is involved. 11.53 The right to object to the unauthorised publication of private information is a new form of protection previously unknown in our law. It derives from the right to privacy enshrined in the ECHR which is now enforced directly by our courts. Lord Hoffman said in Campbell v MGN Ltd that:67 ‘[49] … Until the Human Rights Act 1998 came into force, there was no equivalent in English domestic law of art 8 the European Convention or the equivalent articles in other international human rights instruments which guarantee rights of privacy. So the courts of the United Kingdom did not have to decide what such guarantees meant … [50] … The incremental changes to breach of confidence do not merely extend the duties arising traditionally from a relationship of trust and confidence but there is a new approach to the underlying value which the law protects. Instead of the cause of action being based upon the duty of good faith applicable to confidential personal information and trade secrets alike, it focuses upon the protection of human autonomy and dignity – the right to control the dissemination of information about one’s private life and the right to the esteem and respect of other people.’ 11.54 Frequently the information in question is both confidential and private and in such cases the two forms of protection are in play. Lord Hoffman observed that the cause of action in Campbell68 fitted:69 ‘… squarely within both the old and the new law. The judge found that the information about Ms Campbell’s attendance at NA had been communicated to the Mirror in breach of confidence and that the Mirror must have known that the information was confidential …’ 11.55 Sometimes the information in question is purely private, not having resulted from breach of a confidential relationship. This applies to so-called ‘purloined’ information, for example, a photograph taken with a long lens of a celebrity lounging by his garden pool. The photograph contains private information but, since no breach of a confidential relationship would have occurred, the focus is on protecting the information, which is private, rather than on enforcing a confidential relationship. 11.56 Where the information in question is derived from both a violation of a confidential relationship and a violation of the right to privacy the court first applies old-fashioned breach of confidence principles before considering Art 8. The issue is whether there is a sufficiently strong public interest to displace an obligation of confidence. Contractual obligations of confidence (express or implied) are particularly strong and will usually bind a celebrity’s agent and employees. The importance attached to the need to focus initially on enforcing obligations of confidence, in all cases, was highlighted by Buxton LJ in McKennitt v Ash:70 67 68 69 70 Lord Hoffman in Campbell referring to Sedley LJ in Douglas v Hello! Ltd [2001] QB 967, at 1001, [2001] 2 All ER 289. [2004] UKHL 22. See also Lord Carswell at [163]: ‘It was not in dispute that the information was imparted in confidence to the respondents …’ At [53]. [2006] EWCA Civ 1714. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 17 Trim Size = 246mm x 156mm February 9, 2010 176 Privacy and Personality Rights ‘[15] … Campbell, Douglas and … Von Hannover v Germany (2005) 40 EHRR 1, have wrestled with the problem of identifying the basis for claiming privacy or confidence in respect of unauthorised or purloined information … the primary focus has to be on the nature of the information, because it is the recipient’s perception of its confidential nature that imposes the obligation on him … But … in the vast majority of cases the duty of confidence will arise from a transaction or relationship between the parties [where the inquiry] reverts to a more elemental enquiry into breach of confidence in the traditional understanding of that expression. That does not of course exempt the court from considering whether the material obtained during such a relationship is indeed confidential; but to enquire into that latter question without paying any regard to the nature of the pre-existing relationship between the parties, as the argument for the Appellant in this court largely did, is unlikely to produce anything but a distorted outcome. [24] … If the contractual documents had fallen off the back of a lorry and been picked up by a third party there might be some question as to whether they were of such a nature that he was bound to hold them in confidence. The documents might not come within the category of self-evident privacy that was in the mind of Laws J in his famous example in Hellewell v Chief Constable of Derbyshire [1995] 4 All ER 473, [1995] 1 WLR 804 at 807. But there is no such issue in the case of a person who finds out details of contractual terms because she is in a relationship of confidence with the contracting party. As the Judge said in his para 144: “… Ms McKennitt is entitled to a reasonable expectation of privacy as to her contractual terms. They are certainly not for Ms Ash to reveal”.’ 11.57 Those who engage employees, or who enter into other relationships that carry with them a duty of confidence, ought to be able to be confident that they can disclose, without risk of wider publication, information that it is legitimate for them to wish to keep confidential. Contractual obligations of confidence should always be specified clearly in all celebrity contracts, and will usually be enforced even in favour of those who have courted publicity because of the strong public interest in upholding contracts. Previous authority suggesting otherwise, such Woodward v Hutchins,71 is likely to be confined to its own facts. Woodward concerned the dismissed publicity agent of a well-known group of singers (including Tom Jones) who wished to write a series of articles dealing with their private lives and conduct. The group failed to obtain an interlocutory injunction to prevent publication. Bridge LJ said:72 ‘It seems to me that those who seek and welcome publicity of every kind bearing upon their private lives so long as it shows them in a favourable light are in no position to complain of the invasion of their privacy by publicity that shows them in an unfavourable light.’ 11.58 Buxton LJ in McKennitt v Ash73 pointed out that Woodward had come in for a good deal of criticism particularly the fact the court was not reminded of the relevance of the contractual relationship between the agent and his former employers. He said that that largely deprived the decision of any direct authority in or relevance to the facts of McKennitt v Ash. 11.59 In McKennitt v Ash the written contract set out significant obligations of confidentiality but Ms Ash was found to be bound, in any event, by obligations of confidentiality. The provisions of the written contract were held not to add much to the obligations Ms Ash owed in equity by reason of the closeness of her personal 71 72 73 [1977] 1 WLR 760. At 765D. At [32] and [34]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 18 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 177 relationship with Ms McKennitt. Where personal relationships such as this are involved the contractual provisions and independent equitable obligations should primarily be relied on.74 11.60 In HRH Prince of Wales v Associated Newspapers Ltd,75 which concerned the unauthorised publication of the Prince Charles’s private diaries, the Court of Appeal said that the judge had commenced his analysis of the claim for breach of confidence with the statement: ‘The modern starting point in a claim of this kind is the decision of the House of Lords in Campbell v MGN Ltd [2004] 2 AC 457’ as though there were only two significant issues: • whether the subject matter of the journal ‘private’ so that the newspaper’s publication of it interfered with Prince Charles’s rights under Art 8(1) of the ECHR; and if so • whether the newspaper’s publication was none the less justifiable under Art 8(2) as being necessary for the protection of the Art 10 rights of the newspaper and of the public. 11.61 The Court of Appeal said it was an oversimplification to deal with the matter as if it was a simple conflict between the rights under Arts 8 and 10 of the ECHR. The case raised the question whether the principles permitting publication of information disclosed in breach of an obligation of confidence required to be revised in order to give full effect to Art 10 rights. The Court of Appeal76 said there was a distinction between whether a claimant can reasonably expect those in a confidential relationship to keep information confidential and whether a claimant can reasonably expect the media not to publish such information if the duty of confidence is breached. As to the latter it had been argued that if the circumstances are such that Art 8 rights of privacy in relation to particular information are likely to be trumped by Art 10 rights of freedom of expression, it cannot be reasonable to expect the information to remain confidential. But the Court of Appeal said that this approach blurred the question of whether Art 8 is engaged with the question of how the balance should be struck between Art 8 and Art 10 rights. The court said that the better approach is to consider the points made in relation to the subject matter in question in the context of the competition between Art 8 and Art 10 rights and that the fact that information has been disclosed in breach of the duties of good faith that arise in a relationship of trust and confidence is relevant when considering the balance between the requirements of Arts 8 and 10. 11.62 The Court of Appeal in HRH Prince of Wales emphasised that the action was not concerned solely with a claim for breach of privacy but that in the action were all the elements of a claim for old-fashioned breach of confidence. The information was disclosed in breach of the well-recognised relationship of confidence which exists between employer and employee and the disclosure was in breach of an express contractual duty of confidentiality. 11.63 Article 10(2) provides that the freedom to receive and impart information ‘may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law … for preventing the disclosure of information received in confidence’. The ECHR 74 75 76 Buxton LJ, at [43]. [2006] EWCA Civ 1776. At [45] and [48]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 19 Trim Size = 246mm x 156mm February 9, 2010 178 Privacy and Personality Rights recognises that it may be necessary, in a democratic society, to give effect to an old-fashioned duty of confidence at the expense of freedom of expression. This is quite independent of any privacy issues. 11.64 Express weight should always be given to the fact that information was received in confidence – particularly under a contractual duty of confidence – and that the publisher of the information was aware of the breach of confidence. 11.65 Old-fashioned breach of confidence will apply to all relationships where an obligation of confidence can reasonably be expected. Sexual relationships – from long-standing relationships to one-night stands – are particularly important. In Mosley v NGN77 the claimant, with a number of women, took part in what was described as an orgy as part of the ‘scene’. Eady J found that ‘old-fashioned breach of confidence’ was involved as well as a violation of the Art 8 rights of those involved. The issue was whether one of the women owed a duty of confidence to the other participants in the orgy, including the claimant. The judge said that those who participate in sexual or personal relationships may be expected not to reveal private conversations or activities. There was a recognised code of discretion on ‘the scene’ and the judge concluded that the defendant had committed an ‘old-fashioned breach of confidence’ as well as a violation of the Art 8 rights of all those involved. The argument that the claimant forfeited any expectation of privacy partly because of the numbers involved, coupled with the fact that he liked to record the gatherings on video, was firmly rejected in the light of the ECtHR decision in ADT v UK.78 11.66 The Court of Appeal summarised the position in HRH Prince of Wales v Associated Newspapers Limited79 by saying that whether the publication in question involved a breach of a relationship of confidence, an interference with privacy or both, it is necessary to consider whether these matters justify the interference with Art 10 rights that will be involved if publication is restrained. A balance has to be struck and the following rules were laid down: • where the disclosure relates to ‘information received in confidence’ this itself is a factor that Art 10(2) recognises is capable of justifying restrictions on freedom of expression; and • where no breach of a confidential relationship is involved, that balance will be between Art 8 and Art 10 rights and will usually involve weighing the nature and consequences of the breach of privacy against the public interest, if any, in the disclosure of private information. 11.67 Today the test is whether a fetter of the right of freedom of expression is, in the particular circumstances, ‘necessary in a democratic society’. This was said by the Court of Appeal to be a test of proportionality, albeit that a significant element to be weighed in the balance was the importance in a democratic society of upholding duties of confidence that are created between individuals. It is not enough to justify publication that the information in question is a matter of public interest. The test to be applied when restriction on freedom of expression was under consideration in order to prevent disclosure of information received in confidence is whether, in all the circumstances, it is 77 78 79 [2008] EWHC 1777 (QB), at [105]–[109]. (2000) 31 EHRR 33. At [65]–[68]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 20 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 179 in the public interest that the duty of confidence should be breached. The court will need to consider whether it is legitimate for the owner of the information to seek to keep it confidential or whether it is in the public interest that the information should be made public. 11.68 In applying the test of proportionality, the Court of Appeal in HRH Prince of Wales said80 that the nature of the relationship that gives rise to the duty of confidentiality may be important and approved the statement made by the Court of Appeal in Campbell v Frisbee that:81 ‘… it is arguable that a duty of confidentiality that has been expressly assumed under contract carries more weight, when balanced against the restriction of the right of freedom of expression, than a duty of confidentiality that is not buttressed by express agreement …’ 11.69 The extent to which a contract adds to the weight of duty of confidence arising out of a confidential relationship depends upon the facts of the individual case. The importance of the public interest in employees respecting the obligations of confidence that they have assumed was recognised. Both the nature of the information and of the relationship of confidence under which it was received might in particular cases weigh heavily in the scales favouring upholding the duty of confidence. 11.70 Eady J in Mosley82 said that the third limiting principle is about finding where the overall public interest really lies – in suppression or disclosure. It is an issue that depends upon the careful application of proportionality to the facts. He said83 that the ‘ultimate balancing test’ turns largely upon proportionality and referred, by way of example, to Sedley LJ in Douglas v Hello! Ltd.84 What has to be weighed in the balance is whether the intrusion, or the degree of the intrusion which actually took place into the claimant’s privacy, was proportionate to the public interest which is supposed to justify it. CELEBRITY EVENTS AND COMMERCIALLY VALUABLE PERSONAL INFORMATION 11.71 The developing protection given to private information is concerned with protecting an individual’s privacy; it is not concerned with protecting personal information because it happens to be commercially valuable to a celebrity. This important distinction must be borne in mind in relation to the protection given to personal information (such as that derived from clandestine photography) at restricted admission celebrity events. A celebrity may wish to restrict the publication of personal information either because publication would infringe the celebrity’s right to privacy or because the celebrity wishes to maintain the commercial value of the information. In the latter situation the primary protection is given by old-fashioned breach of confidence. 80 81 82 83 84 At [69]–[74] [2003] ICR 141, at [22]. At [13]. At [14]. [2001] QB 967, at [137]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 21 Trim Size = 246mm x 156mm February 9, 2010 180 Privacy and Personality Rights 11.72 The rules applicable to commercially valuable personal information (such as photographs of an exclusive celebrity wedding as in Douglas v Hello!85) were explained by Lord Hoffman in OGB v Allen86 in the context of OK! magazine’s claim over the disclosure of photographs of the Douglases’ wedding by the rival publication Hello!. OK!’s claim was brought to protect exclusive rights over all photographs taken of the wedding, authorised or not. The claim was for ‘old-fashioned’ breach of confidence and had nothing to do with protecting personal or private information as such. The fact that the rights to exclusivity in respect of all photographs of the wedding had been sold meant the rival’s unauthorised photographs of the wedding were nonetheless treated as confidential and, as Lord Hoffman explained, it was not in point that the information in them happened to be personal and private. Lord Hoffman said:87 ‘In recent years, English law has adapted the action for breach of confidence to provide a remedy for the unauthorised disclosure of personal information: see Campbell v MGN Ltd [2004] 2 AC 457. This development has been mediated by the analogy of the right to privacy conferred by article 8 of the European Convention on Human Rights and has required a balancing of that right against the right to freedom of expression conferred by article 10. But this appeal is not concerned with the protection of privacy. Whatever may have been the position of the Douglases, who, as I mentioned, recovered damages for an invasion of their privacy, “OK!’s” claim is to protect commercially confidential information and nothing more. So your Lordships need not be concerned with Convention rights. “OK!” has no claim to privacy under article 8 nor can it make a claim which is parasitic upon the Douglases’ right to privacy. The fact that the information happens to have been about the personal life of the Douglases is irrelevant. It could have been information about anything that a newspaper was willing to pay for. What matters is that the Douglases, by the way they arranged their wedding, were in a position to impose an obligation of confidence. They were in control of the information.’ 11.73 Personal information might (for the purposes of ascertaining the basis on which it might be protected) be categorised as confidential information or as purely private information. The distinction between confidential information and private information was drawn in general terms by the Court of Appeal in Douglas v Hello! Ltd (No 3)88 who said that information would be treated as confidential:89 ‘… if it is available to one person (or a group of people) and not generally available to others, provided that the person (or group) who possesses the information does not intend that it should become available to others.’ 11.74 The Court of Appeal in that case said, in relation to the nature of private information, that it:90 ‘… must include information that is personal to the person who possesses it and that he does not intend shall be imparted to the general public. The nature of the information, or the form in which it is kept, may suffice to make it plain that the information satisfies these criteria.’ 85 86 87 88 89 90 Douglas v Hello! [2005] EWCA Civ 595. [2007] 4 All ER 545, HL. At [118]. [2006] QB 125. At [55]. At [83]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 22 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 181 FREEDOM OF EXPRESSION 11.75 The right protected by Art 10 to express and publish a wide range of ideas and views is not restricted to those which might be favourably received. It extends to shocking, offensive and distasteful ideas and views. Freedom of expression is a democratic right and value which fosters individual development and in a democratic society it is curtailed only on grounds of necessity. It is not for the courts or media to stipulate what should be protected. The right is not absolute and must be balanced with other rights such as privacy.91 Weight is given to whether, in any particular case, the press is exercising an important ‘watchdog’ role in public affairs so certain types of speech receive greater protection in a democratic society than others. Political speech tops the list of types of speech receiving most protection but weight is accorded to information to do with the political and social life of the community or the intellectual, artistic or personal development of individuals. Tabloid tittle-tattle is lower down the scale but does sell copy. The extent to which it is in the public interest to encourage the press to enjoy healthy circulation figures so that a variety of newspapers can be enjoyed might be debateable.92 Lady Hale in Campbell said that:93 ‘One reason why press freedom is so important is that we need newspapers to sell in order to ensure that we still have newspapers at all. It may be said that newspapers should be allowed considerable latitude in their intrusions into private grief so that they can maintain circulation and the rest of us can then continue to enjoy the variety of newspapers and other mass media which are available in this country. It may also be said that newspaper editors often have to make their decisions at great speed and in difficult circumstances, so that to expect too minute an analysis of the position is in itself a restriction on their freedom of expression.’ 11.76 Lady Hale in Campbell94 described the attributes of different types of speech:95 • Political speech is most deserving of protection because the free exchange of information and ideas on matters relevant to the organisation of the economic, social and political life of the country is crucial to any democracy. This includes revealing information about public figures, especially those in elective office, which would otherwise be private but is relevant to their participation in public life. • Intellectual and educational speech and expression are also important in a democracy, not least because they enable the development of individuals’ potential to play a full part in society and in democratic life. • Artistic speech and expression is important for similar reasons, in fostering both individual originality and creativity and the free-thinking and dynamic society we so much value. 91 92 93 94 95 See e g the ECtHR judgment in Times Newspapers Ltd (Nos 1 and 2) v United Kingdom (App Nos 3002/03 and 23676/03), 10 March 2009. The fact that the public is interested in particular information does not mean that it is in the public interest that the information should be published. Campbell v MGN Limited [2004] UKHL 22, at [143]. At [148] and [149]. In R Clayton and H Tomlinson The Law of Human Rights (Oxford University Press, 2000), at para 15.162, it is pointed out that the court has distinguished three kinds of expression: (1) political expression (to which the court consistently attaches great importance than it does to artistic or commercial expression); (2) artistic expression; and (3) commercial expression. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 23 Trim Size = 246mm x 156mm February 9, 2010 182 Privacy and Personality Rights 11.77 It was thought difficult to make such claims on behalf of a tabloid because the publication of intimate details of celebrities’ private lives does little to assist the political and social life of the community or the intellectual, artistic or personal development of individuals. 11.78 In Jersild v Denmark96 the ECtHR declared that freedom of expression constituted one of the essential foundations of a democratic society and that the safeguards to be afforded to the press are of particular importance. The court added these comments:97 ‘Whilst the press must not overstep the bounds set, inter alia, in the interest of “the protection of the reputation and rights of others”, it is nevertheless incumbent on it to impart information and ideas of public interest. Not only does the press have the task of imparting such information and ideas: the public also has a right to receive them. Were it otherwise, the press would be unable to play its vital role of “public watchdog”.’ 11.79 The ECtHR also said in Jersild:98 ‘… the methods of objective and balanced reporting may vary considerably, depending among other things on the media in question. It is not for this court, nor for the national courts for that matter, to substitute their own views for those of the press as to what technique of reporting should be adopted by journalists. In this context the court recalls that article 10 protects not only the substance of the ideas and information expressed, but also the form in which they are conveyed.’ 11.80 In Fressoz v France99 the ECtHR said, in essence, that Art 10 leaves it for journalists to decide whether or not it is necessary to reproduce material to ensure credibility, adding:100 ‘It protects journalists’ rights to divulge information on issues of general interest provided that they are acting in good faith and on an accurate factual basis and provide “reliable and precise” information in accordance with the ethics of journalism.’ 11.81 The Court of Appeal in HRH Prince of Wales v Associated Newspapers Limited101 said that decisions of the Strasbourg court identify, as a common theme, the importance of the role of the press in a democratic society and cited a recent formulation of the relevant principles to be found in Fressoz v France:102 ‘(i) Freedom of expression constitutes one of the essential foundations of a democratic society. Subject to paragraph 2 of article 10, it is applicable not only to “information” or “ideas” that are favourably received or regarded as inoffensive or as a matter of indifference, 96 97 98 99 100 101 102 (1994) 19 EHRR 1, at para 31. At para 31. At p 26, para 31. (2001) 31 EHRR 28, at para 54 (also at (1999) 5 BHRC 654). Lord Hope also referred at [117] to R Clayton and H Tomlinson The Law of Human Rights (Oxford University Press, 2000), at para 15.162, which pointed out that the court has distinguished three kinds of expression: political expression, artistic expression and commercial expression, and that it consistently attaches great importance to political expression and applies rather less rigorous principles to expression which is artistic and commercial. He said that according to the court’s well-established case-law, freedom of expression constitutes one of the essential foundations of a democratic society and one of the basic conditions for its progress and the self-fulfilment of each individual: Tammer v Estonia (2001) 37 EHRR 857, at para 59. [2006] EWCA Civ 1776, at [49]. (2001) 31 EHRR 28, at para 45 (also at (1999) 5 BHRC 654). Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 24 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 183 but also to those that offend, shock or disturb. Such are the demands of pluralism, tolerance and broadmindedness without which there is no “democratic society”. (ii) The press plays an essential role in a democratic society. Although it must not overstep certain bounds, in particular in respect of the reputation and rights of others and the need to prevent the disclosure of confidential information, its duty is nevertheless to impart – in a manner consistent with its obligations and responsibilities – information and ideas on all matters of public interest. In addition, the court is mindful of the fact that journalistic freedom also covers possible recourse to a degree of exaggeration, or even provocation. (iii) As a matter of general principle, the “necessity” for any restriction on freedom of expression must be convincingly established. Admittedly, it is in the first place for the national authorities to assess whether there is a “pressing social need” for the restriction and, in making their assessment, they enjoy a certain margin of appreciation. In cases, such as the present one, concerning the press, the national margin of appreciation is circumscribed by the interest of democratic society in ensuring and maintaining a free press. Similarly, that interest will weigh heavily in the balance in determining, as must be done under paragraph 2 of article 10, whether the restriction was proportionate to the legitimate aim pursued.’ BALANCING THE RIGHT TO PRIVACY AGAINST FREEDOM OF EXPRESSION 11.82 Once a reasonable expectation of privacy has been established the following questions must be addressed:103 • whether the objective of the restriction on the right guaranteed by Art 10 is sufficiently important to justify limiting the fundamental right to freedom of expression which the press assert on behalf of the public; and • whether the means chosen to limit the Art 10 right are rational, fair and not arbitrary and impair the right as minimally as is reasonably possible. 11.83 The factors that need to be weighed when balancing freedom of expression against the right to privacy are:104 • First, the duty recognised in Jersild v Denmark105 to impart information and ideas of public interest which the public has a right to receive, and the need, recognised in Fressoz v France,106 for the court to leave it to journalists to decide what material needs to be reproduced to ensure credibility. • Secondly, against that, the degree of privacy to which the claimant was entitled under the law. Keene LJ said in Douglas v Hello! Ltd107 that any consideration of Art 8 rights must reflect the fact that there are different degrees of privacy. The potential for disclosure of the information to cause harm is an important factor to be taken into account in the assessment of the extent of the restriction that was needed to protect an individual’s right to privacy. The more intimate the aspects of 103 104 105 106 107 Lord Hope in Campbell, at [115]. Lord Hope, ibid, at [116]–[118]. (1994) 19 EHRR 1, at para 3. (2001) 31 EHRR 28, at para 54. [2001] QB 967, at [168]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 25 Trim Size = 246mm x 156mm February 9, 2010 184 Privacy and Personality Rights private life which are being interfered with, the more serious must be the reasons for doing so before the interference can be legitimate.108 11.84 The rights embodied in Arts 8 and 10 are not absolute. Article 8 expressly recognises that intrusions into private life will be justified in certain circumstances, such as where the intrusion is necessary for the protection of the freedoms and rights of others, and Art 10 expressly recognises that freedom of expression may, likewise, have to accommodate other rights. Difficult issues of proportionality arise because the Articles are accorded equal weight and neither is paramount. The central issue is whether there is sufficient public interest in publication to justify overriding the competing right to privacy. 11.85 Lord Nicholls said in Campbell109 that the importance of privacy has been stressed less often than that of freedom of expression but the right to privacy nonetheless lay at the heart of liberty in a modern state. Lord Hoffman110 said the question was the extent to which it was necessary to qualify one right in order to protect the underlying value protected by the other and that the extent of the qualification must be proportionate to the need.111 He said112 that where there is no contrary public interest recognised and protected by the law, the press is free to publish anything it likes and, subject to the law of defamation, it does not matter how trivial, spiteful or offensive the publication may be. But when press freedom comes into conflict with another interest protected by the law a balance has to be struck. 11.86 Privacy must be balanced against freedom to impart information which in turn must be balanced against respect for private life.113 This type of balancing exercise was well known in English law (see Lord Goff in A-G v Guardian Newspapers (No 2)114) but account is now taken of the guidance given by the ECtHR on the application of Arts 8 and 10. Sedley LJ pointed out in Douglas v Hello! Ltd:115 ‘The European Court of Human Rights has always recognised the high importance of free media of communication in a democracy, but its jurisprudence does not – and could not consistently with the Convention itself – give article 10(1) the presumptive priority which is given, for example, to the First Amendment in the jurisprudence of the United States’ courts. Everything will ultimately depend on the proper balance between privacy and publicity in the situation facing the court.’ 11.87 Article 10 confers a conditional right and is balanced against other rights as was explained in Bladet Tromsand Stensaas v Norway:116 ‘Article 10 of the Convention does not, however, guarantee wholly freedom of expression … Under the terms of paragraph 2 of the Article the exercise of this freedom carries with it “duties and responsibilities” which … are liable to assume significance when … there is question of attacking the reputation of private individuals and examining the “rights of others” … the safeguard afforded by article 10 to journalists in relation to reporting on issues 108 109 110 111 112 113 114 115 116 See the decision of the ECtHR in Dudgeon v United Kingdom (1981) 4 EHRR 149, at para 52. Campbell v MGN Limited [2004] UKHL 22, at [12] and [20]. At [55]. Sedley LJ in Douglas v Hello! Ltd [2001] QB 967, at 1001, [2001] 2 All ER 289. At [56]. Lord Hope, at [105] and [106]. [1990] 1 AC 109. [2001] 1 QB 967, at 1004, [135]. (2000) 29 EHRR 125, at para 65. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 26 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 185 of general interest is subject to the proviso that they are acting in good faith to provide accurate and reliable information in accordance with the ethics of journalism.’ 11.88 Clause 3(i) of the PCC Code of Practice recognises that the right to privacy is not absolute. For example, before it was recently revised the code stated that a person may have a reasonable expectation of privacy in a public place. The Revised Code (as at October 2009) at 3 iii) states that it ‘is unacceptable to photograph individuals in private places without their consent’ and notes that ‘Private places are public or private property where there is a reasonable expectation of privacy’. Sedley LJ explained the inevitability of the proportionality test in the contest between press freedom and privacy in Douglas v Hello! Ltd:117 ‘The case being one which affects the Convention right of freedom of expression, section 12 of the Human Rights Act 1998 requires the court to have regard to article 10 … This, however, cannot … give the article 10(1) right of free expression a presumptive priority over other rights. What it does is require the court … to bring into the frame the conflicting right to respect for privacy. This right, contained in article 8 and reflected in English law, is in turn qualified in both contexts by the right of others to free expression. The outcome, which self-evidently has to be the same under both articles, is determined principally by considerations of proportionality.’ 11.89 The weighing of relevant competing Convention rights118 requires an ‘intense focus’ on the individual facts of the case. The balancing exercise is undertaken against the background of Arts 8 and 10 of the ECHR. Articles 8(2) and 10(2) each separately recognise that the rights and freedoms of others are entitled to protection. Neither Art 8 nor Art 10 is pre-eminent over the other and they are neither absolute nor in any hierarchical order, since they are of equal value in a democratic society.119 Resolution 1165 (2008) of the Parliamentary Assembly of the Council of Europe, para 10 states that: ‘The Assembly reaffirms the importance of everyone’s right to privacy, and of the right to freedom of expression, as fundamental to a democratic society. These rights are neither absolute nor in any hierarchical order, since they are of equal value.’ 11.90 No one Convention right takes automatic precedence over another and our law no longer demands that virtually unqualified weight be given to the concept that it is in ‘public interest that the truth should out’.120 Rights of free expression protected by Art 10 do not simply ‘trump’ any privacy rights that may be established. 11.91 The Art 10 right ‘carries with it duties and responsibilities’. The rights in both Arts 8 and 10 are qualified.121 The following are important in the balancing exercise: • 117 118 119 120 121 whether the publication of the material in question pursues a legitimate aim set out in each Article; [2001] QB 967, at [137]. See eg Campbell v MGN [2004] UKHL 22 and Re S (A Child) [2005] 1 AC 593, cited by Eady J in Mosley v NGN [2008] EWHC 1777 (QB). Resolution 1165 of the Parliamentary Assembly of the Council of Europe (1998), para 11. See Lord Denning MR in Fraser v Evans [1969] 1 QB 349, at 360F–360G. Article 8(2) provides for ‘the protection of the rights and freedoms of others’. Article 10(2) provides for ‘the protection of the reputation or rights of others’ and for ‘preventing the disclosure of information received in confidence’. The rights referred to may either be rights protected under the national law or, as in this case, other Convention rights. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 27 Trim Size = 246mm x 156mm February 9, 2010 186 Privacy and Personality Rights • whether the benefits that will be achieved by publication are proportionate to the harm that may be done by the interference with the right to privacy; • whether the interference with or restriction on the right is ‘necessary in a democratic society’, meets a ‘pressing social need’ and is no greater than is proportionate to the legitimate aim pursued; • whether the restriction is ‘in accordance with the law’ and has a basis in national law which conforms to the ECHR standards of legality; and • whether the reasons given for any restriction are both ‘relevant’ and ‘sufficient’ for this purpose. 11.92 The ECtHR has developed jurisprudence which explains how these principles are to be understood and applied in the context of the facts of each case.122 The curtailment of media intrusion into the lives of celebrities 11.93 It is not enough to deprive an individual of their right to privacy because they are a celebrity and that their private life is newsworthy. Normally when an infringement of an individual’s right to privacy under Art 8 rights is identified it is only right that the individual is afforded a remedy and that the right is vindicated. There is only one permitted exception and that is where there is a countervailing public interest which in the particular circumstances is strong enough to outweigh the right to privacy. This is where it must be established that at least one of the established ‘limiting principles’ has come into play.123 11.94 The question which arises in such a case is whether it was necessary and proportionate for the infringement of privacy to have occurred. The sort of situation which might justify the infringement might be, for example, in order to expose illegal activity or to reveal the lies and hypocrisy of those in public life. Another instance where it might be necessary to infringe a right to privacy is where the information in question would make a contribution to ‘a debate of general interest’.124 This is a very high test. 11.95 It is not possible to state clearly how far these tests will be applied to situations where a right to privacy has been established in respect of photographs taken in public places. It would appear to be very difficult to justify such photographs by the application of any of the established limiting principles and, if this is right, celebrity photography and, indeed, the whole of celebrity culture along with it will have to be greatly curtailed and reviewed. There is little, if any, public interest in satisfying the public curiosity about details of the private lives of celebrities or those in the public eye. 11.96 These principles were affirmed in Strasbourg in the case of Leempoel v Belgium:125 122 123 124 125 Lord Hope in Campbell, at [112]. See generally Eady J in Mosley v NGN [2008] EWHC 1777 (QB). The words of the Strasbourg court in Von Hannover, at [60] and [76]. App No 64772/01, 9 November 2006. The above principles were set out by Eady J in Mosley v NGN, at [131]–[133], as was this reference. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 28 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 187 ‘In matters relating to striking a balance between protecting private life and the freedom of expression that the Court had had to rule upon, it has always emphasised … the requirement that the publication of information, documents or photographs in the press should serve the public interest and make a contribution to the debate of general interest … Whilst the right for the public to be informed, a fundamental right in a democratic society that under particular circumstances may even relate to aspects of the private life of public persons, particularly where political personalities are involved … publications whose sole aim is to satisfy the curiosity of a certain public as to the details of the private life of a person, whatever their fame, should not be regarded as contributing to any debate of general interest to society.’ Allowing the press a degree of latitude 11.97 A margin of appreciation will be given to the journalist and it will sometimes be the case that an individual’s right to privacy may be limited by the public’s interest in knowing about certain traits of their personality and certain aspects of their private life.126 11.98 How material that it is legitimate to convey to the public is presented without breaching a duty of confidence is a matter for the journalists. The choice of language and editorial decisions over whether or not to use photographs are matters the courts do not like to interfere with. The media is entitled to a reasonable margin of appreciation in taking decisions as to what details needed to be included in an article to give it credibility as part of the journalistic process.127 This is illustrated by two statements made in Campbell, as follows. 11.99 The Court of Appeal in Campbell said:128 ‘Provided that publication of particular confidential information is justifiable in the public interest, the journalist must be given reasonable latitude as to the manner in which that information is conveyed to the public or his article 10 right to freedom of expression will be unnecessarily inhibited.’ 11.100 Lord Hoffman in Campbell said: ‘[59] … judges are not newspaper editors … I agree with the observation of the Court of Appeal, at p 660, para 52, that it is harsh to criticise the editor for “painting a somewhat fuller picture in order to show [Ms Campbell] in a sympathetic light.”’ 11.101 If the substance of a story is justified questions, therefore, arise over how far newspapers are allowed some margin of choice in the way they present stories and whether they are to be strictly liable if matter is printed which does not satisfy the high test set out above. It has been said that the practical exigencies of journalism demand some latitude must be given; that editorial decisions have to be made quickly and with less information than is available to a court, which reviews the matter at leisure, and that it is unreasonable to expect that in matters of judgment, any more than in accuracy of reporting, newspapers will always get it absolutely right.129 126 127 128 129 Lord Hope in Campbell, at [120]. Lord Hope in Campbell, at [113]. [2003] QB 633 at [64] (referred to with approval by Lord Hoffman on appeal at [2004] UKHL 22, at [65]). Campbell [2004] UKHL 22, at [62]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 29 Trim Size = 246mm x 156mm February 9, 2010 188 Privacy and Personality Rights 11.102 A parallel was drawn by Lord Hoffman in Campbell130 with the decision of the House of Lords in Reynolds v Times Newspapers Ltd131 and he suggested that to require editors to get it absolutely right every time would tend to inhibit the publication of facts which should in the public interest be made known. He thought that the Reynolds principle was equally applicable to the publication of private personal information in the cases in which the essential part of that information can legitimately be published. Lord Carswell in Campbell was in agreement with Lord Nicholls and Lord Hoffmann in allowing a proper degree of journalistic margin to the press to deal with a legitimate story in its own way, without imposing unnecessary shackles on its freedom to publish detail and photographs which add colour and conviction. He did not minimise these factors and thought them part of the legitimate function of a free press which required to be given proper weight.132 11.103 Eady J in Mosley v NGN133 emphasised that it is for the court to decide whether a particular publication was in the public interest. He referred to the fact that some authorities placed emphasis on the need to make due allowance for editorial judgment and also for a wide discretion so far as taste and modes of expression are concerned. He also referred by way of example to Jameel (Mohammed) v Wall Street Journal Sprl134 in the context of privilege in the law of defamation, where Lord Bingham made these observations: ‘[31] The necessary precondition of reliance on qualified privilege is that the matter published should be one of public interest … what engages the interest of the public may not be material which engages the public interest. [32] … assuming the matter to be one of public interest … Lord Nicholls proposed [in Reynolds v Times Newspapers Ltd], at p 202, a test of responsible journalism, a test repeated in Bonnick v Morris [2003] 1 AC 300, 309 … that there is no duty to publish and the public have no interest to read material which the publisher has not taken reasonable steps to verify. As Lord Hobhouse observed … at p 238, “No public interest is served by publishing or communicating misinformation.”… the publisher is protected if he has taken such steps as a responsible journalist would take to try and ensure that what is published is accurate and fit for publication. [33] Lord Nicholls, at p 205, listed certain … pointers which might be more or less indicative, depending on the circumstances … not … a series of hurdles to be negotiated by a publisher before he could successfully rely on qualified privilege. Lord Nicholls recognised, at pp 202–203 … it had to be … the court, which decided whether a publication was protected by qualified privilege. But this does not mean that the editorial decisions and judgments … are irrelevant. Weight should ordinarily be given to the professional judgment of an editor or journalist in the absence of some indication that it was made in a casual, cavalier, slipshod or careless manner.’ 11.104 It was considered that a decision on public interest must be capable of being tested by objectively recognised criteria by Eady J in Mosley.135 He referred to the observation of Sir John Donaldson MR in Francome v Mirror Group Newspapers Ltd,136 that: ‘The media … are peculiarly vulnerable to the error of confusing the public interest 130 131 132 133 134 135 136 At [63]. [2001] 2 AC 127. At [169]. At [135]. [2007] 1 AC 359, at [31]–[33]. At [138] and [139]. [1984] 1 WLR 892, at 898. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 30 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 189 with their own interest.’ Eady J thought that there might be a case for saying, when ‘public interest’ has to be considered in the field of privacy, that a judge should inquire whether the relevant journalist’s decision prior to publication was reached as a result of carrying out inquiries and checks consistent with ‘responsible journalism’ and said he must not disregard the remarks of Lord Phillips MR in Campbell137 to the effect that the same test of public interest should not be applied in the ‘two very different torts’. Privacy and defamation 11.105 In McKennitt v Ash138 Buxton LJ said that if it could be shown that a claim in breach of confidence was brought where the nub of the case was a complaint of the falsity of the allegations in order to avoid the rules of the tort of defamation objections could be raised in terms of abuse of process. However, he said139 that provided the matter complained of is by its nature such as to attract the law of breach of confidence the defendant cannot deprive the claimant of his Art 8 protection simply by showing that the matter is untrue. He said that some support is given to that approach by the European cases that indicate that Art 8 protects ‘reputation’, broadly understood. This approach might raise issues on applications for interim injunctions because the threshold test for the grant of an interim injunction in a privacy case differs from a defamation case. Latham LJ140 identified the question in a case of misuse of private information as being whether the information is private not whether it is true or false. He said that the truth or falsity of the information is an irrelevant inquiry in deciding whether the information is entitled to be protected and judges should be chary of becoming side-tracked into that irrelevant inquiry. Privacy and photographs and films 11.106 Where a person who for private or domestic purposes commissions the taking of a photograph or the making of a film (e g for a private celebrity wedding) the copyright in the resulting photographs or films will usually belong to the photographer. However, the person who commissions the photographer (i e the celebrity in the example) has the moral right not to have copies of the photographs and film issued to the public or exhibited or communicated to the public. This right is given by s 85 of the Copyright, Designs and Patents Act 1988. The right is not infringed in various circumstances, the most important of which is where the images are incidentally included in an artistic work, film or broadcast. By s 103(1) an infringement of a moral right is actionable as a breach of statutory duty owed to the person entitled to the right. DAMAGES FOR INVASION OF PRIVACY The nature of compensatory damages in privacy cases 11.107 Privacy cases are not primarily concerned with reputation. Eady J in Mosley141 underlined that infringement of privacy cases are not, therefore, directly concerned with compensating for, or vindicating, injury to reputation. The purpose of damages in 137 138 139 140 141 [2003] QB 633, at [61]. [2006] EWCA Civ 1714, at [78] and [79]. At [80]. In McKennitt v Ash, at [86]. Mosley v NGN [2008] EWHC 1777 (QB): see at [214]–[231]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 31 Trim Size = 246mm x 156mm February 9, 2010 190 Privacy and Personality Rights privacy cases is to address the specific public policy factors in play when there has been ‘an old-fashioned breach of confidence’ and/or an unauthorised revelation of personal information: • the law is concerned to protect such matters as personal dignity, autonomy and integrity; • the inquiry should not be distracted by considerations which relate purely to taste or moral disapproval; • matters going to personal dignity should not be dismissed because a particular sexual activity or inclination itself may seem undignified; • damages may include distress, hurt feelings and loss of dignity; • damages might also include vindication to mark the infringement of a right,142 although this is different from vindication of reputation (which is a factor in libel damages); • ‘… there is no reason why an award of compensatory damages should not also fulfil a vindicatory purpose’;143 • damages must be proportionate, not open to the criticism of arbitrariness and accord with a readily identifiable scale; • in awarding such damages it is legitimate to have some regard to current personal injury awards to maintain a sense of proportion; • aggravating conduct may be taken into account in privacy cases where it increases the hurt to the claimant’s feelings or ‘rubs salt in the wound’; • persisting in unpleasant allegations at trial publicly and without success is a legitimate element to take into account and to reflect in any award; • the claimant’s conduct may be relevant to take into account; • contributory negligence is not a distinct issue in privacy claims but the extent to which the claimant’s conduct contributed to the nature and scale of the distress might be a relevant factor on causation; • injury to reputation is not a directly relevant factor. Whereas reputation can be vindicated by an award of damages, that is not possible where embarrassing personal information has been released for general publication because once privacy has been infringed, the damage is done; 142 143 See e g Ashley v Chief Constable of Sussex [2008] 2 WLR 975, at [21]–[22]; and Chester v Afshar [2005] 1 AC 134, at [87]. Lord Scott observed in Ashley, ibid. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 32 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 191 • an infringement of privacy cannot ever be effectively compensated by a monetary award so the only realistic course is to select a figure which marks the fact that an unlawful intrusion has taken place whilst affording some degree of solatium to the injured party; and • where the traditional object of restitution is not available the figure selected should not be such that it could be interpreted as minimising the scale of the wrong done or the damage it has caused. Exemplary damages and compensatory damages 11.108 An award of exemplary damages may only be made where an element of punishment is thought appropriate and the amount to be awarded by way of compensation (including aggravated damages) is not sufficient to serve a punitive as well as a compensatory function.144 Exemplary damages are appropriate in two categories of case: • those concerned with examples of arbitrary or unconstitutional conduct by public officials; and • where there has been a deliberate and knowing commission of a tort and a calculation that more is to be gained by the wrongful act than is likely to be suffered by paying compensatory damages on the basis that the underlying public policy is that ‘tort does not pay’. 11.109 Eady J considered145 that breach of privacy which involved balancing competing Convention rights evolved from the equitable doctrines that traditionally governed the protection of confidential information and that although there is some judicial support for its recognition as a tort in Wainwright v Home Office,146 their Lordships expressly refused to declare the existence of ‘a previously unknown tort of invasion of privacy’. Punitive damages were considered anomalous because: • they brought in the notion of punishment when damages are about compensation; • the defendant’s means can be taken into account; • the sum awarded represents a windfall; and • where a jury is still available, it is the jury rather than the judge which determines the amount. 11.110 It was considered that exemplary damages could not be awarded in an infringement of privacy claim because apart from the lack of existing authority such an award would fail the tests of necessity and proportionality. Damages for infringement of privacy are confined to a compensatory award which can include an element of aggravation, if appropriate. 144 145 146 See Eady J in Mosley v NGN, at [176]–[211]. Mosley, at [181]. [2004] 2 AC 406, at [31]–[35]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 33 Trim Size = 246mm x 156mm February 9, 2010 192 Privacy and Personality Rights The Data Protection Act 1998 11.111 The Data Protection Act 1998 (DPA 1998) is primarily concerned with protecting individual privacy. Large amounts of personal information about individuals is routinely processed and published and the Act is concerned with such activity. DPA 1998 defines the information subject to protection, the subjects of protection and the activities which give rise to liability. ‘Personal data’ are defined in the Act as data relating to a living individual identifiable from those data, or from those data and other information in the possession of, or likely to come into the control of, the data controller. The ‘data subject’ is the subject of personal data and includes any expression of opinion about an individual and any indication of the intentions of the data controller or any other person in respect of the individual. ‘Processing’ is widely defined and, in relation to information or data, means obtaining, recording or holding the information or data or carrying out a variety of operations on the information or data. ‘Using’ or ‘disclosing’, in relation to personal data, includes using or disclosing the information contained in the data. This would include publication of personal data in newspapers and magazines and similar.147 11.112 Relevant personal data might include written material, records and photographs. The publisher of such material will be a data controller and the obtaining, holding, preparation for publication and publication of such material is likely to amount to processing of the data for the purposes of DPA 1998. If this is done without the consent of the subject of the material, it is likely to constitute a breach of statutory duty if it was processed in breach of the data protection principles, for example, to process the data fairly and lawfully. It would not be lawful, for example, if it was done by misusing the subject’s personal information and in breach of confidence. The issue would then be whether or not the processing could be shown to be justified under the Act. If the processing is not justified the claimant must show that he has suffered damage or distress and is entitled to compensation under the Act. 11.113 ‘Personal data’ was considered by the Court of Appeal in Durant v Financial Services Authority,148 where it was made clear that it by no means included all information about someone held on file. Simply mentioning the data subject in a document held by a data controller did not create personal data within DPA 1998. Whether or not it did so would depend on how relevant or proximate the information was to the data subject and the degree of the data subject’s involvement in the situation or transaction with which the information was concerned. The biographical nature and focus on the data subject in relation to the information were of relevance. The main point was whether or not the information affected the data subject’s privacy in his personal or family life, or business or professional capacity. 11.114 Sensitive personal data includes information as to the racial or ethnic origin of the data subject; his political opinions; his religious beliefs or other beliefs of a similar nature; his physical or mental health or condition; his sexual life; the commission or alleged commission by him of any offence, or any proceedings for any offence committed or alleged to have been committed by him and the disposal of such proceedings or the sentence of any court in such proceedings. 147 148 A useful summary of the position appears in Campbell v MGN Ltd [2002] EWCA Civ 1373, at [72] et seq, esp at [102]–[106]. [2003] EWCA Civ 1746. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 34 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 193 11.115 Part 1 of Sch 1 to DPA 1998 sets out the eight ‘data protection principles’. These provide that: • personal data shall be processed fairly and lawfully and, in particular, shall not be processed unless: (1) at least one of the conditions set out in Sch 2 is met, and (2) in the case of personal sensitive data, at least one of the conditions in Sch 3 is met; • personal data shall be obtained only for one or more specified and lawful purposes, and shall not be further processed in any manner incompatible with that purpose or those purposes; • personal data shall be adequate, relevant and not excessive in relation to the purpose or purposes for which they are processed; • personal data shall be accurate and, where necessary, kept up to date; • personal data processed for any purpose or purposes shall not be kept for longer than is necessary for that purpose or those purposes; • personal data shall be processed in accordance with the rights of data subjects under DPA 1998; • appropriate technical and organisational measures shall be taken against unauthorised or unlawful processing of personal data and against accidental loss or destruction of, or damage to, personal data; and • personal data shall not be transferred to a country or territory outside the European Economic Area unless that country or territory ensures an adequate level of protection for the rights and freedoms of data subjects in relation to the processing of personal data. 11.116 Where there is no public interest justifying unauthorised publication of personal data comprising private information DPA 1998 may well provide a remedy. The protection the Act affords in respect of a photograph containing what was alleged to be private information was considered by Patten J in Murray v Express Newspapers and others149 and reviewed on appeal in the Court of Appeal.150 At first instance it was held that Art 8 was not engaged and the photograph of the claimant could not, therefore, be confidential information for the purposes of DPA 1998. There was an issue over whether the photograph contained personal sensitive information, for example, about race and ethnicity, but it was held that being public it fell within the exemption. The judge held that for the photograph to comprise sensitive personal data under DPA 1998, s 2(e) it would have to be of someone with some clearly identifiable physical condition which was exposed by the photograph. It was said that a photograph of an apparently healthy individual in fact tells nothing about his actual state of health. The judge said that when dealing with sensitive personal data conveyed by an image alone exposing the image by appearing in a public place satisfies condition 5. 11.117 With regard to compensation, DPA 1998, s 13 provides that an individual who suffers damage by reason of any contravention by a data controller of any of the 149 150 [2007] EWHC 1908 (Ch), [2008] 1 FLR 704, at [69]–[92]. Murray v Big Pictures (UK) Limited [2008] EWCA Civ 446, at [62]. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 35 Trim Size = 246mm x 156mm February 9, 2010 194 Privacy and Personality Rights requirements of DPA 1998 is entitled to compensation from the data controller for that damage. An individual who suffers distress by reason of any contravention of any of the requirements of DPA 1998 is entitled to compensation for that distress if (a) the individual also suffers damage by reason of the contravention or (b) the contravention relates to the processing of personal data for the special purposes. Provision is made that it is a defence to prove that such care had been taken as in all the circumstances was reasonably required to comply with the requirement concerned. 11.118 In Douglas v Hello!151 Brooke LJ made general comments about the application of DPA 1998 to photographs and the right to compensation arising from contravention of the requirements of the Act: ‘[55] … In the present case “Hello!” wished to publish in this country over half a million copies of its issue 639 which it had imported from its printers in Spain. In another case, however, a newspaper might wish to publish a photograph, taken on a private occasion, which it possessed in this country in digital form. In such a case it might run into serious difficulties. [56] These difficulties would arise out of the provisions of the Data Protection Act 1998. This statute was enacted, in part, to implement Council Directive 95/46/EC, which was self-avowedly concerned with the protection of an individual’s Convention rights to privacy: see paragraphs (2), (10), (11) and (17) of the preamble to the Directive and article 9 of the Directive itself. It follows that unless the newspaper asserted a section 32(1)(b) justification (viz that it reasonably believed that, having regard in particular to the special importance of the public interest in freedom of expression, publication would be in the public interest), a claimant who could show that the photograph had been taken of him on some private occasion without his consent would be able to satisfy a court that it was highly probable that an article 10(2) justification would succeed at trial: see the Data Protection Act 1998, section 4 and Schedule 1, Part I, paragraph 1(a) and Schedule 2. Section 13 of this Act, incidentally, grants an individual a statutory right to compensation for damage (including distress, in certain specified circumstances) against a “data controller” who contravenes any of the requirements of the Act. This entitlement is subject to any of the defences the Act may provide.’ 11.119 The right to compensation in respect of the publication of a photograph was considered by the judge at first instance in Murray. The taking of the photograph and its subsequent publication in the Murray case did not cause distress, nor did it cause damage which, under DPA 1998, s 13(1), meant ordinary pecuniary loss.152 The claimant sought compensation for general rather than special damage and it was held that the claim was not made out. The judge refused to award compensation referable to the market value of the data which had been misused. Sometimes such awards are made as a restitutionary remedy or where the proper remedy is a form of equitable compensation or accounting designed to require the defendant to disgorge profits derived from use of the claimant’s property. In either case it is compensation for loss of bargaining opportunity or the compulsory acquisition by the defendant of his rights. Since such principles of compensation depended on an analogy with property rights and the court’s power to enforce contracts the judge thought they were not applicable to compensation under DPA 1998. The Act did not give the data subject property in his personal data but merely regulated the way in which it could be processed. In summary, 151 152 [2001] QB 967. See Johnson v Medical Defence Union [2007] EWCA Civ 262, [2007] 3 CMLR 181, at [74], per Buxton LJ. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 36 Trim Size = 246mm x 156mm February 9, 2010 Protecting Confidential and Private Information from Unauthorised Disclosure 195 it was held that the Act did not give a cause of action based upon misuse of data where the subject did not suffer damage or distress even though the data controller profited from the material 11.120 The Court of Appeal in Murray said that had the judge at first instance held that Art 8 was engaged and that the balance between Arts 8 and 10 was in the claimant’s favour, the defendant’s admitted processing of the claimant’s personal data would have been unlawful and unfair in that none of the conditions of Sch 2 to DPA 1998 (including the only condition relied upon, namely that in para 6(1)) would have applied. The Court of Appeal said that the issues raised below under the Act would need revisiting after the facts had been determined. They included those relating to causation and damage which the Court of Appeal thought raised a number of important questions including the meaning of ‘damage’ in DPA 1998, s 13(1). It was also thought at least arguable that ‘damage’ had been construed too narrowly, having regard to the fact that the purpose of the Act was to enact the provisions of the relevant Directive.153 153 Council Directive 95/46/EC. Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 37 Trim Size = 246mm x 156mm February 9, 2010 Letterpart Ltd – Typeset in XML ❄ Division: PPR_11 ❄ Sequential 38