CERTIFICATE OF COMPLIANCE SEISMIC DESIGN OF NON-STRUCTURAL COMPONENTS AND SYSTEMS 1 Yaskawa America, Inc. has qualified the listed Variable Frequency Drives (VFD’ s) as CERTIFIED for seismic application. The basis of qualification is by shake table testing and analysis, in accordance with the following International Building Code (IBC) releases. 2 IBC 2000, IBC 2003, IBC 2006, IBC 2009, IBC 2012 The following model designations and options are included in this certification. A complete list of certified models, options, and installation methods are detailed in report number VMA –47676-01 as issued by The VMC Group. Table 1 - A1000 Series Standard VFDs (Industrial AC Drives) Model Number Designation Standard Drive Output Current Nominal Rated Input Installation NEMA Rating Options1 Model Series Rating HP Voltage Permitted CIMR-AU2A - 0360 - XXX 150 208V CIMR-AU2A - 0415 - XXX 175 208V CIMR-AU4A - 0250 - XXX 200 480V CIMR-AU4A - 0296 - XXX 250 CIMR-AU4A - 0362 - XXX 300 Hard-Mounted to Type 1 Wall or Panel CIMR-AU5A - 0192 - XXX 200 600V CIMR-AU5A - 0242 - XXX 250 CIMR-AU4A - 0414 - XXX 350 480V CIMR-AU4A - 0515 - XXX 400 & 450 480V CIMR-AU4A - 0675 - XXX 500 - 600 480V Notes: 1. XXX denotes Enclosure, Environmental, and Revision Options X-denotes the Enclosure Type (F = with NEMA 1 guards, A = without NEMA 1 Guards) -X- denotes Environmental Specs (A thru Z options possible) - No structure or components change --X denotes Product Revision Level (A thru Z options possible) Page 1 CERTIFICATE OF COMPLIANCE SEISMIC DESIGN OF NON-STRUCTURAL COMPONENTS AND SYSTEMS Table 2 - Z1000 Series Standard VFDs (Commercial HVAC Drives) Model Number Designation Standard Drive Output Current Nominal Rated Input Installation NEMA Rating Options1 Model Series Rating HP Voltage Permitted CIMR-ZU2A - 0011 - XXX 3 208V CIMR-ZU2A - 0017 - XXX 5 CIMR-ZU4A - 0005 - XXX 3 480V CIMR-ZU4A - 0008 - XXX 5 CIMR-ZU4A - 0011 - XXX 7.5 CIMR-ZU2A - 0024 - XXX 7.5 208V CIMR-ZU2A - 0031 - XXX 10 CIMR-ZU4A - 0014 - XXX 10 480V CIMR-ZU4A - 0021 - XXX 15 CIMR-ZU4A - 0027 - XXX 20 CIMR-ZU2A - 0046 - XXX 15 208V CIMR-ZU2A - 0059 - XXX 20 CIMR-ZU4A - 0034 - XXX 25 480V CIMR-ZU4A - 0040 - XXX 30 CIMR-ZU2A - 0075 - XXX 25 208V CIMR-ZU2A - 0088 - XXX 30 CIMR-ZU2A - 0114 - XXX 40 208V CIMR-ZU4A - 0052 - XXX 40 Hard-Mounted to Type 1 CIMR-ZU4A - 0065 - XXX 50 Wall or Panel 480V CIMR-ZU4A - 0077 - XXX 60 CIMR-ZU4A - 0096 - XXX 75 CIMR-ZU4A - 0124 - XXX 100 480V CIMR-ZU2A - 0143 - XXX 50 CIMR-ZU2A - 0169 - XXX 60 208V CIMR-ZU2A - 0211 - XXX 75 CIMR-ZU2A - 0273 - XXX 100 CIMR-ZU4A - 0156 - XXX 125 480V CIMR-ZU4A - 0180 - XXX 150 CIMR-ZU4A - 0240 - XXX 200 CIMR-ZU4A - 0302 - XXX 250 480V CIMR-ZU2A - 0343 - XXX 125 208V CIMR-ZU2A - 0396 - XXX 150 208V CIMR-ZU4A - 0361 - XXX 300 480V CIMR-ZU4A - 0414 - XXX 350 480V CIMR-ZU4A - 0480 - XXX 400 480V CIMR-ZU4A - 0515 - XXX 450 480V CIMR-ZU4A - 0590 - XXX 500 480V Notes: 1. XXX denotes Enclosure, Environmental, and Revision Options X-denotes the Enclosure Type (F = with NEMA 1 guards, A = without NEMA 1 Guards) -X- denotes Environmental Specs (A thru Z options possible) - No structure or components change --X denotes Product Revision Level (A thru Z options possible) Page 2 CERTIFICATE OF COMPLIANCE SEISMIC DESIGN OF NON-STRUCTURAL COMPONENTS AND SYSTEMS Table 3 - Z1000 Series Bypass VFDs (Commercial HVAC Drives) Model Number Designation 1 Power Control Bypass Drive Base Model Options2 Options3 Z1B1D002 PXX TXX Z1B1D003 PXX TXX Z1B1D004 PXX TXX Z1B1D007 PXX TXX Z1B1D010 PXX TXX Z1B1D016 PXX TXX Z1B1B001 PXX TXX Z1B1B002 PXX TXX Z1B1B003 PXX TXX Z1B1B004 PXX TXX Z1B1B007 PXX TXX Z1B1B011 PXX TXX Z1B1D024 PXX TXX Z1B1D030 PXX TXX Z1B1B014 PXX TXX Z1B1B021 PXX TXX Z1B1B027 PXX TXX Z1B1D046 PXX TXX Z1B1D059 PXX TXX Z1B1B034 PXX TXX Z1B1B040 PXX TXX Z1B1D074 PXX TXX Z1B1D088 PXX TXX Z1B1D114 PXX TXX Z1B1B052 PXX TXX Z1B1B065 PXX TXX Z1B1B077 PXX TXX Z1B1B096 PXX TXX Z1B1B124 PXX TXX Z1B1D143 PXX TXX Z1B1D169 PXX TXX Z1B1B156 PXX TXX Z1B1B180 PXX TXX Notes: Nominal HP 0.5 0.75 1 2 3 5 0.5/0.75 1 2 3 5 7.5 7.5 10 10 15 20 15 20 25 30 25 30 40 40 50 60 75 100 50 60 125 150 Rated Input NEMA Rating Voltage Installation Permitted 208V 480V 208V 480V Type 1 Hard-Mounted to Wall or Panel 208V 480V 208V 208V 480V 480V 208V 480V 1. 2. Model Number Designation can contain up to 14 characters. PXX denotes Power Options (Only PM, PB, PG, PMB, and PMG options are permitted) 3. TXX denotes Control Options (Only TW, TD, TL, TWD, and TWL options are permitted) Page 3 CERTIFICATE OF COMPLIANCE SEISMIC DESIGN OF NON-STRUCTURAL COMPONENTS AND SYSTEMS Table 4 - Z1000 Series Configured VFDs (Commercial HVAC Drives) Model Number Designation 1 Power Control Configured Drive Base Model Options2 Options3 Z1C1D002 PXXX TXX Z1C1D003 PXXX TXX Z1C1D004 PXXX TXX Z1C1D007 PXXX TXX Z1C1D010 PXXX TXX Z1C1D016 PXXX TXX Z1C1B001 PXXX TXX Z1C1B002 PXXX TXX Z1C1B003 PXXX TXX Z1C1B004 PXXX TXX Z1C1B007 PXXX TXX Z1C1B011 PXXX TXX Z1C1D024 PXXX TXX Z1C1D030 PXXX TXX Z1C1B014 PXXX TXX Z1C1B021 PXXX TXX Z1C1B027 PXXX TXX Z1C1D046 PXXX TXX Z1C1D059 PXXX TXX Z1C1B034 PXXX TXX Z1C1B040 PXXX TXX Z1C1D074 PXXX TXX Z1C1D088 PXXX TXX Z1C1D114 PXXX TXX Z1C1B052 PXXX TXX Z1C1B065 PXXX TXX Z1C1B077 PXXX TXX Z1C1B096 PXXX TXX Z1C1B124 PXXX TXX Z1C1D143 PXXX TXX Z1C1D169 PXXX TXX Z1C1D211 PXXX TXX Z1C1D273 PXXX TXX Z1C1B156 PXXX TXX Z1C1B180 PXXX TXX Z1C1B240 PXXX TXX Notes: Nominal HP 0.5 0.75 1 2 3 5 0.5/0.75 1 2 3 5 7.5 7.5 10 10 15 20 15 20 25 30 25 30 40 40 50 60 75 100 50 60 75 100 125 150 200 Rated Input NEMA Rating Voltage Installation Permitted 208V 480V 208V 480V 208V Type 1 Hard-Mounted to Wall or Panel 480V 208V 208V 480V 480V 208V 480V 1. Model Number Designation can contain up to 15 characters. 2. PXXX denotes Power Options (Only PC, PM, PF, PR, PCF, PCR, PMF, and PMR options are permitted) 3. TXX denotes Control Options (Only TW, TD, TL, TWD, and TWL options are permitted) 4. Power Options are limited to exclude the Input Reactor Option R (Only PC, PM, PF, PCF, and PMF options are permitted) Page 4 CERTIFICATE OF COMPLIANCE SEISMIC DESIGN OF NON-STRUCTURAL COMPONENTS AND SYSTEMS 3 The above referenced equipment is APPROVED for seismic application when properly installed, used as intended, and 4 contains a Seismic Certification Label referencing this Certificate of Compliance . Compare the project specific Design Spectral Response Acceleration at Short Periods, SDS, value to the interpolated SDS value in the table below as it pertains to the applicable building code and Importance Factor, IP. As limited by the tabulated values, below grade, grade, and roof-level installations, as well as installations in essential facilities and for life safety applications, both requiring post event functionality, were IP=1.5 are permitted and included in this certification. The basis of this certification is through successful tri-axis shake testing at the nationally recognized Clark Testing under the witness of the Certified Seismic Qualification Agency, The VMC Group. Seismic shake table testing was conducted in accordance with ICC-ES AC-156 to envelope the required response spectrum (RRS) to the horizontal maximum flexible region acceleration (AFLEX) of 3.2g and a zero period acceleration (ARIG) of 2.4g, based on the Design Spectral Response Acceleration at Short Periods, SDS = 2.0 and z/h = 1.0. 5 Installation calculations were based on the Seismic Design Acceleration, FP/W P, of 1.5g for Load Resistance Factored Design (LRFD) and the equipment being hard mounted. This included but was not limited to the skid anchoring requirements for ASD design. The Seismic Design Acceleration, FP/W P, used for calculations and analysis, is defined per the building code (or respective design standard) for the section titled Seismic Design Requirements for Non-structural (architectural, mechanical, and electrical) Components. The seismic design level is based on the LRFD calculation shown below. 5 For calculations and analysis, the Seismic Design Acceleration, FP/W P, was calculated as 1.50g for Load Resistance Factored Design (LRFD) methods, equivalent to 1.05g for Allowable Stress Design (ASD) methods. All calculations were conducted using ASD analysis methods. This included but was not limited to the mounting requirements, enclosure analysis, component stress analyses, and other component attachment calculations. The Seismic Design Acceleration, FP/W P, used for calculations and analysis, is defined per the building code (or respective design standard) for the section titled Seismic Design Requirements for Non-structural (architectural, mechanical, and electrical) Components. The seismic design level is based on the LRFD calculation shown below. Seismic Certification Level This certification covers all applications that fall below the limitations in the chart below. IBC 2012 / 2009 / 2006 / 2003 / 2000 SDS <= 2.00 IP <= 1.5 z/h <= 1.0 Soil Classes A, B, C, D, E, Seismic Use groups I, II, III, IV, and Seismic Design Categories A, B, C, D, E, and F are all covered under this certification, limited by the SDS value stated above. IBC 2012 / 2009 / 2006 FP/W P = 0.4 x 2/3(Ss=3.0) x (FA=1.0) x (IP=1.5) x (aP/RP=0.417) x (1+2(z/h=1.0)) = 1.50 g IBC 2003 / 2000 FP/W P = 0.4 x 2/3(Ss=3.0) x (FA=1.0) x (IP=1.5) x (aP/RP= 0.4 ) x (1+2(z/h=1.0)) = 1.44 g Seismic Design Acceleration Equation for Rigid Mounted Equipment (For use on installation and anchoring calculations) Page 5 CERTIFICATE OF COMPLIANCE SEISMIC DESIGN OF NON-STRUCTURAL COMPONENTS AND SYSTEMS Notes and Comments: 1. All equipment listed herein successfully passed the seismic acceptance criteria for shake testing non-structural components and systems as set forth in the ICC AC-156 (2010). The test response spectrum (TRS) enveloped the design response spectrum (DRS) for all units tested. The units cited in this certification were representative samples of a contingent of models and all remained captive and structurally sound after the seismic shake simulation. The units also remained functionally operational after the simulation testing as functional testing was completed by the equipment manufacturer before and after the seismic simulations. Although a seismic qualified unit inherently contains some wind resisting capacity, that capacity is undetermined and is excluded from this certification. Snow/Ice loads have been neglected and thus limit the unit to be installed both indoors (covered by an independent protective structure) and out of doors (exposed to accumulating snow/ice) for snow/ice loads no greater than 30 psf for all applications. 2. The following building codes are addressed under this certification: IBC 2000 IBC 2003 IBC 2006, 2009 IBC 2012 –referencing ASCE 7-98 and ICC AC-156 –referencing ASCE 7-02 and ICC AC-156 –referencing ASCE 7-05 and ICC AC-156 –referencing ASCE 7-10 and ICC AC-156 3. Refer to the manufacturer supplied installation drawings for anchor requirements and mounting considerations for seismic applications. Required anchor locations, size, style, and load capacities (tension and shear) are specified on the installation drawings. Mounting requirement details such as anchor brand, type, embedment depth, edge spacing, anchor-to-anchor spacing, concrete strength, special inspection, wall design, and attachment to non-building structures must be outlined and approved by the Engineer of Record for the project or building. Structural walls, structural floors, and housekeeping pads must also be seismically designed and approved by the project or building Structural Engineer of Record to withstand the seismic anchor loads as defined on the installation drawings. The installing contractor is responsible for observing the installation requirements detailed in the seismic installation drawings and the proper installation of all anchors and mounting hardware. 4. For this certificate and certification to remain valid, this certificate must correspond to the “Seismic Certification Label”found affixed to the unit by the factory. The label ensures the manufacturer built the unit in conformance to the IBC seismic design criteria set forth by the Certified Seismic Qualification Agency, The VMC Group, and meets the seismic design levels claimed by this certificate. 5. When the site soil properties or final equipment installation location are not known, the soil site coefficient, FA, defaults to the Soil Site Class D coefficient. Soil Classes A, B, C, D, E, Seismic Use groups I, II, III, IV, and Seismic Design Categories A, B, C, D, E, and F are all covered under this certification, limited by the SDS values on page 1, respective to the applicable building code, Importance factor, and z/h ratio. A seismic importance factor, IP=1.5, applies to this certification to include essential facility requirements and life safety applications for post event functionality. Certification Issued By: The VMC Group Document Control Number: VMA–47676-01C (Rev1) John P. Giuliano, PE President, The VMC Group Issue Date: Expiration Date: 06/06/2012 06/30/2015 John A. Cairo Product Engineering and Development Manager Yaskawa America Inc. Page 6