Nonequilibrium Singlet/Triplet Kondo Effect in Carbon Nanotubes Jens Paaske The Niels Bohr Institute & Nano-Science Center Copenhagen Collaborators: • P. Wölfle (Karlsruhe) • A. Rosch (Cologne) •N. Mason (Urbana) •C. Marcus (Harvard) •J. Nygård (Copenhagen) NDIS-Workshop, Dresden, April 2006 Outline • Experimental motivation • Basics of the zero-bias Kondo-effect • Singlet-Triplet nonequilibrium Kondo-effect in a carbon nanotube - Application of poor man’s scaling with frequency dependent couplings • More detail on decoherence-effects • Sketches of previous applications of scaling with coupling-functions • Application to electromechanical exchange-tunneling in molecular transistor Zero-bias S=1/2 Kondo-effect in quantum dots Enhanced transmission at low temperatures (T<TK): 2 G(V = 0, T = 0) = 2 eh Scaling with TK = 1 2 √ 4ΓL ΓR (ΓL +ΓR )2 ΓU eπε0 (ε0 +U )/(ΓU ) : G(V = 0, T ) = G(V = 0, T = 0)g(T/TK ) Basic mechanism of the Kondo-effect: Kondo-regime: max(−ε0 , U + ε0 ) Γ ≡ πνF |t|2 Lateral GaAs/AlGaAs quantum-dot ”... ” Carbon nanotube quantum-dot ...unpublished data by J. Nygård et al. (SWCNT with N=2): Bias-spectroscopy of Single-Wall Carbon Nanotube (Data by J. Nygård et al.) Shell-filling (J < δ) Energy scales: • Level spacing • Charging energy • Orbital splitting ∆ ∼3 meV EC ∼ ∆ δ ∼ 0.5 ∆ • Exchange energy J < 0.05 ∆ S=1/2 S=0 S=1/2 Lineshape Singlet-Triplet Kondo-effect at finite bias? Zeeman splitting of the triplet: Exchange-tunneling at finite bias (Kondo-regime) EC πνF α=L,R i=1,2 |tα,i |2 Relevant two-electron states and spin-operators (J < δ ) Singlet: Es=0 Triplet: ET=δ-J Singlet: Es’=δ Singlet: Es’’=2δ Effective low-energy Kondo model (via Schrieffer-Wolff transformation) H= k,σ i=1,2 α=L,R H int = νF−1 0 (εk − µα )c†αikσ cαikσ + Hdot + H int . { k,k ,σ,σ i,j=1,2 α,α =L,R gij α α + τij3 T + τij1 P ij · τσ σ δij S 1 + τij |s s | + τij− |s s| δσ σ +pij δ |s s| + ij αα 2 ij +qα α δij |m m| δσ σ }c†α ik σ cαjkσ m=−1,0,1,s Initial couplings: ∗ g ii α α = νF tiα tiα /EC √ 12 21 ∗ g α α = g α α = 2νF tiα t∗iα /EC 3 ii pii α α = τii gα α 21 ∗ 12 p12 = p = g αα αα α α q ij α α = 0 Poor man’s scaling with frequency dependent couplings* Perturbative corrections to exchange interaction at conduction electron bandwidth D and incoming energy ω: ( ”Spin-propagator” ) δ ω = + ω ( Conduction electron ) ω Demand invariance of physical observables under infinitesimal change in D: ii (ω) ∂gα α ∂ ln D = − α ii gαii α (α V /2)gα α (α V /2)θ(D − |ω − α V /2|) 1 ii ii + gα α (α V /2)gα α (α V /2 − J )θ(D − |ω + J − α V /2|) 2 1 ii ii + gα α (α V /2)gα α (α V /2 + J )θ(D − |ω − J − α V /2|) 2 1 iī īi 3 3 + gα α (α V /2)gα α(α V /2 + τii (J − δ))θ(D − |ω + τii (δ − J) − α V /2|) 2 *) Cf. A. Rosch, J. Paaske, J. Kroha and P. Wölfle, Phys. Rev. Lett. 90, 76804 (2003). Coupled RG-equations for J=B=0: ∂gαii α (ω) ∂ ln D = − 4gαii α (α V /2)gαii α (α V /2)θ(D − |ω − α V/2|) α +gαiī α (α V /2)gαīi α (α V /2 ∂gαiī α (ω) ∂ ln D − τii3 δ)θ(D − |ω + τii3 δ (1) − α V /2|) , iī 3 ii ii = − 3gα α (α V /2 + τii δ) + pα α (α V /2) − qα α (α V /2) (2) α ×gαiī α (α V/2 + τii3 δ)θ(D − |ω − τii3 δ − α V /2|) iī īī īī īī +gα α (α V /2) 3gα α (α V /2) + qα α (α V /2) − pα α (α V /2) × θ(D − |ω − α V /2|)} , ∂pii α α (ω) ∂ ln D = −4τii3 α gαiī α (α V /2)gαīi α (α V/2 − τii3 δ)θ(D − |ω + τii3 δ − α V /2|), (3) ∂pαiī α (ω) ∂ ln D = ∂gαiī α (ω) , ∂ ln D (4) ∂qαii α (ω) ∂ ln D 1 ∂pii α α (ω) = − . 4 ∂ ln D (5) Perturbative renormalization-group flow 1. Determine the flow of coupling-constants with bandwidth D. (Solve coupled Diff. Eqs.) 2. Solve for renormalized coupling-functions. (Integrate RG-equations) 3. Calculate broadening of excited states (spin-relaxation*). (2nd order PT with renormalized coupling-functions) 4. Recalculate coupling-functions using broadened step-functions: (Implemented as θ(D − ω 2 + Γ(V, δ, T )2 ) ) Approximations valid for ln(δ/TK) >> 1 *) Cf. J. Paaske, A. Rosch, J. Kroha and P. Wölfle, Phys. Rev. B 70, 155301 (2004). Stages of the RG-flow as D → 0 Early stage of RG (D>V): Late stage of RG (D<V): Reducing D L-R tunneling only possible with V ~ δ D=0 D=0.00105 D0 D=0.0011 D0 D=0.0012 D0 D=δ=0.0015 D0 D=0.002 D0 D=0.004 D0 T=0 V=0.001 D0 ω/δ Renormalized conductance 1. Solve stationary quantum Boltzmann equation for nonequilibrium occupations {nT, nS’, nS}: Wγγ nγ = γ W γ γ nγ with constraint γ 2π Wγ γ (V, δ, T ) = ∞ dω −∞ nγ = 1 γ=s,−1,0,1,s 2 |gαγ ;γ (ω)| f (ω−µα )(1−f (ω+εγ −εγ −µα )) ,σ ;α,σ σ,σ =↑,↓ α,α =L,R Spin-relaxation rate: 2. Calculate current from 2nd order PT: 2πe I= ∞ dω and Γss = Γs,s + v 1 ( Wγ ,s + Wγ ,s ) 2 γ =s γ ;γ |gR,σ ;L,σ (ω)|2 f (ω−µR )(1−f (ω+εγ −εγ −µL ))nγ −∞ σ,σ =↑,↓ γ,γ =s,−1,0,1,s γ =s − (L → R) Comparing to experiment δ 687 mK δ tL2 = 0.030 tR2 = 0.077 tL1 = 0.023 tR1 = 0.105 Peak-height a(1 + (21/0.22 − 1)(T /TK )2 )−0.22 , a = 0.11, TK = 1.0 K (S=1/2) π2 b( 2 )/ ln2 [ dI/dV(V = δ) (S=1) T 2 + (cΓ(V = δ))2 /TK ], b = 0.68, c = 1.18 0.16 −1 −1 −1 −1/(2(g11 +g22 )−0.79(g11 +g22 ) ) TK ≈ D0 e 0.15 0.14 Γ ≈ 340 mK 0.13 ≈ 4 mK 0.12 100 150 200 300 T/mK 500 700 Saturation at spin-relaxation-rate Γ >> TK *Steady-state nonequilibrium decoherence for ln(V /TK ) 1 Nonequilibrium PT for single S=1/2 dot: *) Cf. J. Paaske, A. Rosch, J. Kroha and P. Wölfle, Phys. Rev. B 70, 155301 (2004). (To order Im[ΣR ]/V ∼ g 2 for V T ) 1. Vertex corrections (Keldysh) 2. Check: dynamical susceptibility for finite B 3. T-matrix with self-energy- and vertex-corrections 1. Calculate renormalized Kelydysh-matrix-vertex in terms of: - ph-propagator - self-energy-broadening - noneq. spin-distribution-function > ab > 2iΠ (0) Π (0) 2iΠ (0) 1 1 4Γ s cd 1 1 3 3 Λ̃ab (Ω) = τcd δab + δcd τab + τaa −2nλ (0) + τ ab 2 2 Ω + iΓs Ω 2 + Γs 2 Ω + iΓs 2 Γs = 12 (Γ↑ + Γ↓ ) + 2Π> (0) = πgLR V 2. Calculate transverse dynamical spin-susceptibility with broadened spin-levels and renormalized emission-vertex: ⊥ R χ (t) = iθ(t) [S − (t), S + (0)] (max(|Ω + B|, Γ) V ) ( ”Spin-relaxation rate” ) M B + iΓs χ (Ω) ≈ B Ω + B + iΓs ⊥ R 2 2 2 (gLL + gRR + 2gLR )B M= 2 V 2gLR and 3. Calculate leading logarithm (Kondo) in simplest observable: T-matrix (local DOS) π Im TR (Ω) = − αα 16νF 2 D z gαα zgα α + gα α gα α ln (Ω − µα )2 + Γ1 2 α ,α ∈{L,R} z D2 ⊥ ⊥ ⊥ ⊥ z + gαα 2 gα α + gα α gα α + gα α gα α ln (Ω − µα )2 + Γ2 2 ⊥ ⊥ Log-singularities at Ω = µα are cut off by spin-relaxation rates: 2 Γ1 = π ⊥gLR V & Γ2 = π z 2 2 ( gLR 2 + ⊥gLR )V Previous applications of frequencydependent Poor Man’s Scaling • S=1/2 Kondo-effect: Conductance at V, B >0 (Comparing to experiment by Ralph & Buhrman; Motivation for the RG) • S=1/2 Kondo-effect: Spectral-function at B>V=0 (Equilibrium: comparing to Numerical RG calculation) • Vibrational sidebands and S=1/2 Kondo-effect: Spectral-function at V=B=0 (Relevant for flexible single-molecule transistors) • S=1/2 Kondo-effect: Conductance at V, B >0 * (Comparing to experiment by Ralph & Buhrman ’96) Better match for ln(B/TK ) 1 Notice that FDRG reproduces all details of 3. order nonequilibrium PT when expanding in initial-couplings. (no trivial requirement!) *) Cf. A. Rosch, J. Paaske, J. Kroha and P. Wölfle, Phys. Rev. Lett. 90, 76804 (2003). 3. order PT: •S=1/2 Kondo-effect: Spectral-function at B>V=0 (Equilibrium: comparing to Numerical RG calculation) g̃zσ (ω) = g̃⊥ (ω) = *) B 1/ ln[B/TK ] 1 1 Θ[|ω + σB| − B] + Θ[B − |ω + σB|] 2 ln[|ω + σB|/TK ] 2 ln[B/TK ] ω + σB 1 2 ln[B/TK ] B 1 B 1 1 B Θ[|ω + σ | − B] + Θ[B − |ω + σ |] − B B 2 2 2 ln[B/T ] 4 ln[B/T ] 4 ln[|ω + σ |/T ] ω + σ K K K 2 2 σ Cf. A. Rosch, T. Costi, J. Paaske and P. Wölfle, Phys. Rev. B 68, 14430 (2003). *Vibrational sidebands and Kondo-effect in single-molecule transistor Cotunneling with electromechanical coupling: • Cotunneling involves virtual oscillator displacements, and may leave the oscillator in an excited state. • Amplitude of depicted process: with Franck-Condon factors like *) Cf. J. Paaske and K. Flensberg, Phys. Rev. Lett. 94, 176801 (2005). Anderson-Holstein Kondo model (Lang & Firsov, 1963) (Schüttler & Fedro, 1988) With number-state matrix-elements of the exchange-operator : Differential conductance • Tunneling current: • Local DOS: With T-matrix: (Γ ΓL>> ΓR) Parity selection rule: All sidepeaks at odd multiples of must vanish at ph-sym. point. Perturbative RG-eqs. for ln(ω0 /TK ) 1 (Spin-operator) ………….. ………….. ω ω = ………….. + ………….. (Displacement-operator) • Tuning to the ph-symmetric point. • Assume weak coupling: Restrict to ω RG-solution: renormalized coupling-functions • Scaling-invariants from initial cut-off down to : , , • Intrinsic energy-scale: [ • Broadening with vibron-relaxation rate (Golden rule ] ): Renormalized conductance Summary • Evidence for nonequilibrium Kondo-correlations in SWCNT - Good agreement for dI/dV vs. V with frequency-dependent poor man’s scaling - Nonequilibrium effects alone do not suffice to explain the data - Observed low-T peak saturation consistent with calculated spin-relaxation rate • Established the spin-relaxation rates as cut-off ’s in leading log for T-matrix - Calculation of Keldysh-matrix vertex-corrections to order g2 - Identification of spin-relaxation rates in the nonequilibrium magnetic susceptibility - S=1/2 Kondo-effect remains at weak-coupling for V>>TK • Perturbative demonstration of vibrational sidebands to the S=1/2 Kondo-effect - Faint sidebands may coexist with zero-bias Kondo-peak - Zero-bias Kondo-peak is not attenuated, -TK is slightly enhanced - Parity selection rule prevents odd sidebands at ph-symmetric point FIN Number-state matrix-elements • Energies of intermediate empty, or doubly occupied states: • Franck-Condon factors: • for • • Enhanced Kondo-temperature: Asymptotic power-series as : Parity selection-rule • General property: • at the particle-hole symmetric point Invariance under joint ph-transformation and inversion of oscillator implies parity conservation in low-energy transitions.