Collaboration, Quality, Accountability Raising the bar for interim Head Start and Early Head Start programs ANNUAL REPORT 2008-2009 National Interim Management Contract Community Development Institute TABLE OF CONTENTS INTRODUCTION....................................................................................................................................... 2 OVERVIEW OF NATIONAL INTERIM MANAGEMENT CONTRACT ......................................... 3 NIC FAST FACTS ................................................................................................................................... 6 SUMMARY OF PROGRAM STATISTICS ............................................................................................ 7 PROGRAM STATUS: IN FISCAL CLOSE OUT PROCESS ................................................................. 9 TRANSITIONED PROGRAMS ............................................................................................................ 10 CDI MAP OF PROGRAMS SERVED ................................................................................................... 12 CDI HS INTERIM PROGRAM TIMELINE .......................................................................................... 13 ISSUES AND CHALLENGES ................................................................................................................ 14 INNOVATIONS AND IMPROVEMENTS ............................................................................................ 16 MONITORING AND QUALITY ASSURANCE SYSTEMS ............................................................... 16 Expanded Startups.............................................................................................................................. 16 Annual GPS Reviews (CDI Monitoring) for Year Two Programs and Successive Years .................. 19 FAA Year End Projections ................................................................................................................. 19 Content Area Specialists, Budget Analysis, Enrollment and Human Resources Compliance ........... 20 Tracking System for Quality Improvement Monitoring ..................................................................... 22 Program Management Team Development ........................................................................................ 24 SUPPORTING OUR INNOVATIONS AND IMPROVEMENTS ........................................................ 28 Information Services .......................................................................................................................... 28 Quarterly Update on Federal Interest and Legal Issues Pending ..................................................... 29 Workers’ Compensation ..................................................................................................................... 29 Innovative National Vendor Contracts............................................................................................... 29 LOOKING AHEAD—PLANS FOR 2009-2010 ..................................................................................... 32 Reporting ............................................................................................................................................ 32 Expanded Communication with the Regional Office and Other New Strategies ............................... 33 APPENDIX I ............................................................................................................................................. 36 PROGRAM ACCOMPLISHMENTS BY REGION .............................................................................. 36 APPENDIX II ............................................................................................................................................ 59 SPECIFIC CONTRITBUTIONS TO PROGRAMS BY REGION ......................................................... 59 REGION I: ................................................................................................................................................ 59 REGION II: ............................................................................................................................................... 61 REGION III: ............................................................................................................................................. 64 REGION IV: ............................................................................................................................................. 67 REGION V: .............................................................................................................................................. 70 REGION VI: ............................................................................................................................................. 72 REGION VII: ............................................................................................................................................ 76 REGION VIII:........................................................................................................................................... 77 REGION IX: ............................................................................................................................................. 78 REGION X: .............................................................................................................................................. 79 REGION XI: ............................................................................................................................................. 81 REGION XII: ............................................................................................................................................ 82 INTRODUCTION For the last eight years as the National Head Start Interim Contractor (NIC), Community Development Institute‘s annual reports have focused on the systems we have designed and implemented to manage our interim Head Start and Early Head Start programs as well as the many accomplishments of the local programs through the years. In this 2008-2009 report we take a different approach. It is presented as an in-depth and candid portrayal of the programs we are assigned and the issues and challenges we face as the interim management contractor. With the 121 programs we have managed over the years (including 38 during 2008-2009) fiscal mismanagement has most often been the presenting issue triggering the actions that lead to defunding or grant relinquishment. In reality, fiscal non-compliance is almost always just the tip of the iceberg in the majority of programs coming to interim status. What we regularly find is a myriad of severe out-of-compliance issues, low staff morale, and community upset. Our efforts this past year have continued to focus on raising the level of performance in turning around some of the poorest quality programmatic conditions in the nation. It has been an ambitious effort, but one for which we are determined and passionate. From March 16, 2008 to March 15, 2009 we have made substantial gains with in-depth monitoring and improving the quality of our interim CDI Head Start programs. That is the story this annual report will tell. In the spirit of President Obama‘s calling us all to a higher level of performance, we welcome the opportunity to rise to that challenge. | Collaboration, Quality, Accountability 2 OVERVIEW OF NATIONAL INTERIM MANAGEMENT CONTRACT . Through March 15, 2009, Community Development Institute (CDI), with its program operation arm, CDI Head Start (CDI HS), has successfully completed eight and one half years as the National Interim Contractor (NIC) for Early Head Start and Head Start programs, beginning September 29, 2000. The purpose of interim management is threefold: (1) to provide oversight and administration of the day-to-day Head Start services in communities where a Head Start grantee has relinquished, is under a suspension, or its grant has been terminated by the Office of Head Start (OHS); (2) to provide interim management services for up to 40 grantees simultaneously, and if necessary, provide this service within 48 hours of notification; (3) to work in partnership with the OHS, regional offices, prior grantees and replacement grantees to assure there is an orderly transition and minimal or no disruption in services. Originally funded for eight to ten programs per year, it quickly became apparent there was a much greater need for the interim services. The contract was subsequently expanded to serve up to 20 and then, in 2006, up to 40 programs simultaneously. Our specialty continues to be our ability, within a very short timeframe, to transfer all systems, property, licenses, and contracts and to begin to address the wide variety of local grantee needs from fiscal mismanagement to program service quality issues. The programs range in size from 20 to 2,733 children; operate all program design options; and are located in inner city and rural environments in accordance with 40 different child care licensing and labor management jurisdictions. As of March 15, 2009, we have operated 121 programs (38 total this past year) in 38 states, Puerto Rico, the District of Columbia, and in all federal regions, including: 5 tribal programs; 20 Early Head Start only programs; 25 programs providing both Early Head Start and Head Start only services. We have transitioned 10 full programs and two partial programs this past year. Program models included: part-day, full-day, part-year, full-year, center-based, homebased, prenatal, combination models, and partnerships with both family child care homes and private child care centers. For the last 12 months, we have successfully completed 11 program startups, some months managing as many as 43 programs simultaneously. Since the beginning of the NIC contract, our programs have served 99,861 children and their families and we have employed 14,813 program staff to provide these services. As of March 15, 2009, 85 of the 121 programs have been successfully transitioned to their replacement grantees, two of them with | Collaboration, Quality, Accountability 3 only part of their service area transitioned. The total number of children served is based on funded enrollment. Our focus on in-depth monitoring and quality improvement in 2008-2009 built on seven years of continuous systems improvement in NIC management. To put these most recent advances in perspective, the following table outlines each year‘s systems improvements. NIC Contract Year(s) Interim Management Focus 2000-2001, 2001-2002 Startup Systems. Handling the myriad of details such as: state licensing to do business in a new state; state child care licensing; Child and Adult Care Food Program (CACFP) applications; title transfers; insurance including child accident and workers‘ compensation, employee health, vehicles, and buildings; hiring staff; leasing facilities; contracting for food and utilities; designing organizational structures and salary scales; providing staff orientations; and developing community relations—with minimal or no break in services and less than a week‘s notice before assuming operational responsibility, and sometimes only 48 hours. Staff Development: Director and management team leadership development; strengthening and refining systems; program review systems; and partnerships with parents. Comprehensive Documentation of our Systems, Policies, and Procedures. Completion of our CACFP Manual; development of our Bid Procurement Manual, Transportation Manual, several operations manuals, and a Policy Council Quick Reference. Ninety percent of our core documents were translated into Spanish. Federal Interest. Streamlining legal processes for transferring property and maintaining—and establishing where necessary—legal documentation of federal interest (which had frequently become very contentious with previous grantees), and related legal complications requiring much attorney time. 2002-2003 2003-2004 2004-March 2006 Union Negotiations. Utilizing the Appreciative Inquiry approach, turning most union negotiation sessions, which were previously adversarial, into collaborative planning sessions. Extensive Budgetary and Organizational Restructuring. Handling an increasing number of programs coming to NIC in serious financial default, with staff sometimes not having been paid for six to eight weeks or more. Appreciative Inquiry in Programs. More seriously demoralized staff and negative attitudes from prior grantees called on NIC staff to incorporate more extensive use of strength based improvement for staff, parent, and community partners development work. | Collaboration, Quality, Accountability 4 NIC Contract Year(s) 2006-2007 2007-2008 Interim Management Focus Consistency Across Regions. In collaboration with the national federal project officer, contributed to further development of the NIC process and procedures so that there was more consistency across all regions in managing the interim project. Supporting OHS in Centralization of Communication and Funding for Interim Programs from regional offices to the national office. Increasing NIC Staffing and Training in order to simultaneously handle up to 40 programs. Transitioning Programs to Replacement Grantees. In cooperation with OHS, became more actively engaged with the replacement grantee to assist them in building their systems and in addressing the myriad issues with which we are familiar from startup, but for which they may not be prepared. Fiscal Monitoring Systems. Tightened all our fiscal monitoring systems by creation of monthly budget comparison and fiscal tracking reports of all program income sources, including OHS, CACFP, nonfederal share, and various state and private sources with monthly summaries by category; review of all documents on a monthly basis by our leadership team, including the board of directors, with the top dozen for which there may be a concern reviewed in detail on a monthly call between the lead site managers and the project director; and by program, having monthly calls between the Denver fiscal specialist, the program director, the local fiscal specialist, and the site manager for the program to completely review the program‘s budget, validate projections, and discuss and plan for any unforeseen costs. In this eighth NIC annual report we set forth the challenges we have faced in addressing the wide variety and depth of the quality issues facing the interim programs at the beginning of NIC operation, the innovations and improvements we have made over the last year in our monitoring systems to address these challenges, and our plans for moving forward into 20092010. Throughout the report we highlight success stories drawn from our programs. Descriptions of our interim program accomplishments since 2000 and during this past year appear as Appendices. A map depicting the location of our programs, Fast Facts, the statistics of current and past interim programs, and a project timeline appear on the pages that follow. | Collaboration, Quality, Accountability 5 NIC FAST FACTS Cumulative number of programs served – 1211 Current number of programs served – 381 Cumulative number of employees hired – 14,8131 Current number of employees employed by CDI HS – 3,1351 Cumulative funded child enrollment – 99,8612 Current funded child enrollment – 15,5542 * Total number of programs served includes only program startups and does not take into account partially transitioned programs. 1 End date – March 15, 2009, not including the four interim programs, Colorado Springs, Conejos/Costilla, Trinidad/Walsenburg, and St. Louis operated prior to the NIC contract. 2 This number does not include number of children prior to the award of the first NIC contract. In total, including interim management prior to the NIC, CDI has served 102,156 children and employed 15,209 staff. | Collaboration, Quality, Accountability 6 SUMMARY OF PROGRAM STATISTICS Since CDI began operating the National Interim Management Contract, we have served 121 programs. The following is a list of programs administered by CDI during this reporting period. Programs CDI Administered During Reporting Period: March 16, 2008-March 15, 2009 CDI HS PROGRAM FAA START DATE FUNDED SLOTS HS/EHS ANTICIPATED END DATE OF SERVICES (NOTE: FAA END IS USED IF NOT IN TRANSITION PROCESS ) 1. Plainfield, NJ HS 7/1/02 272/0 9/30/09 2. 3. Pointe Coupee Parish, LA HS Township of Union, NJ HS 3/1/04 8/1/04 163/0 48/0 7/31/09 7/31/09 4. 5. 6. North Philadelphia, PA HS Northwest, WV HS (5 counties)* Eastern Rivers, (Caroline County) VA HS* Dinwiddie County, VA HS Jeff Davis Parish, LA HS Northeast GA HS/EHS Middlesex County, NJ HS Big Horn Basin, WY EHS Wyoming Migrant and Seasonal HS Alamosa, CO HS North Metro Washington, DC HS Volusia County, FL EHS Little Rock, AR EHS Kendall County, TX HS Northeast Arkansas HS Philadelphia, PA HS Philadelphia, PA EHS Mercer County, NJ HS Campo Band of Mission Indians HS Riverside and San Diego Counties, CA EHS Newark, NJ EHS City and County of Camden, NJ HS Central Ward Newark, NJ HS Providence and Blackstone Valley, RI HS Fulton County, GA EHS M Monroe, Lee and Pontotoc Counties, MS EHS/HS Northeast Puerto Rico HS/EHS Middlesex County, CT EHS 5/20/05 6/13/05 7/1/05 86/0 152/0 95/0 1/31/10 1/31/10* 11/30/09* 8/15/05 9/12/05 2/1/06 3/7/06 9/1/06 9/7/06 10/1/06 1/6/07 4/1/07 5/1/07 6/1/07 6/1/07 7/15/07 7/15/07 8/1/07 8/17/07 8/20/07 72/0 182/0 0/76 650/0 0/48 54/0 161/0 158/0 0/48 0/48 93/0 1,275/0 449/0 0/100 248/0 20/0 0/50 9/29/09 11/30/09 1/31/10 4/30/09 1/31/10 9/15/09 9/29/09 9/29/09 3/31/09 4/30/09 8/31/09 5/31/09 7/1/09 7/1/09 7/31/09 8/16/09 8/19/09 10/1/07 10/1/07 10/24/07 10/24/07 0/90 1,183/0 123/0 1,001/0 8/31/09 9/29/09 11/23/09 10/23/09 3/18/08 4/12/08 0/112 686/52 3/17/10 4/11/09 5/1/08 6/01/08 858/475 0/32 4/30/09 4/10/09 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. | Collaboration, Quality, Accountability 7 CDI HS PROGRAM 32. 33. 34. 35. 36. 37. 38. The Texas Wintergarden HS/EHS Tri-County Area, SC HS/EHS South St. Louis, MO EHS Northeast Harris County, TX EHS Northern San Diego County, CA HS/EHS Olathe and Grand Junction Migrant Seasonal HS South LA County, CA HS/EHS Total FAA START DATE FUNDED SLOTS HS/EHS ANTICIPATED END DATE OF SERVICES (NOTE: FAA END IS USED IF NOT IN TRANSITION PROCESS ) 7/21/08 9/1/08 9/1/08 9/1/08 9/11/08 612/76 1,618/40 0/64 0/66 1,919/102 7/20/09 8/31/09 8/30/09 8/31/09 9/10/09 11/7/08 95/0 11/6/09 3/1/09 1,734/68 14,007/ 1,547 2/28/10 *Total number of programs served includes only program startups and does not take into account partially transitioned programs. | Collaboration, Quality, Accountability 8 PROGRAM STATUS: IN FISCAL CLOSE OUT PROCESS 1. 2. 3. 4. 5. 6. PROGRAM START DATE FUNDED SLOTS HS/EHS LAST DATE OF CDI HS SERVICES North Philadelphia HS (Delegate portion)* Portland, OR – East of Willamette EHS Northeast Alabama HS Northeast GA HS* Eastern Rivers, (Charles City County; King William County; King and Queen County; and New Kent County) VA HS* Harnett County, NC HS 5/20/05 124/0 1/31/07* 6/1/05 0/208 8/31/07 4/1/07 2/1/06 7/1/05 757/0 24/0 100/0 5/30/08 5/31/08* 6/9/08* 5/1/07 212/0 9/8/08 Total 1,217/ 208 These programs are no longer under our sponsorship. Financial close out procedures are in process. *Portion of the program remains in active status. | Collaboration, Quality, Accountability 9 TRANSITIONED PROGRAMS During Previous Operating Periods The following table includes the other programs that have been served by CDI and successfully transferred to a replacement grantee. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. 40. 41. 42. PROGRAM START DATE FUNDED SLOTS END DATE Dalton, GA EHS Charleston, WV Winnsboro, LA Lawrence County, PA Newburgh, NY Pittsburgh, PA Grand Island, NE Portland, OR EHS Philadelphia, PA SW Metro Atlanta, GA Pueblo, CO Houston, TX EHS Gallipolis, OH Lubbock, TX Minneapolis, MN EHS Everett, WA EHS Wake, Orange County and Chatham Counties, NC (Raleigh) HS Meriden, CT Central Oklahoma OK, HS Central Oklahoma OK, EHS Crow Tribe, MT HS Carbon County, PA HS Culpeper, VA HS Greensboro, NC EHS Fairbanks, AK White Plains, NY EHS/HS Danbury, CT HS Tom Green, TX EHS/HS San Jacinto County, TX HS Sussex County, DE HS South Bend, IN HS Oklahoma City, OK EHS Yolo County, CA EHS/HS Dorchester County, MD HS East Carroll, LA HS Sweetwater, TX EHS/HS Beaumont, CA EHS Berkley, Dorchester, & Charleston Co., SC EHS/HS Calcasieu Parish, LA HS Seminole Nation EHS/HS New York City, NY EHS Summers County, WV HS 6/1/01 5/29/01 7/1/01 7/16/01 5/1/01 8/1/01 10/1/01 8/13/01 8/20/01 2/15/02 6/11/01 1/01/02 12/1/01 2/1/02 9/1/01 11/1/01 3/1/01 65 795 372 333 227 600 153 74 460 495 484 84 344 197 75 37 663 4/01/02 5/28/02 5/31/02 7/15/02 7/31/02 7/31/02 7/31/02 8/12/02 8/19/02 8/19/02 8/31/02 9/1/02 9/30/02 9/30/02 10/31/02 11/30/02 12/31/02 7/1/02 3/9/02 3/9/02 9/17/01 9/1/02 7/29/02 11/1/02 10/1/02 10/1/02 8/1/02 9/1/02 9/1/02 5/1/03 11/1/03 4/1/03 9/1/03 11/5/03 8/1/02 5/1/03 11/1/03 11/11/04 7/1/03 12/1/01 5/21/04 2/1/03 179 1,276 204 304 148 128 100 136 234 307 848 94 179 944 120 403 150 154 209 48 1,658 691 159 88 79 2/28/03 5/31/03 5/31/03 6/30/03 6/30/03 7/31/03 7/31/03 1/2/04 1/2/04 6/30/04 7/31/04 7/31/04 7/31/04 8/31/04 8/31/04 8/31/04 9/15/04 9/30/04 10/31/04 10/31/04 11/18/04 12/31/04 1/31/05 4/30/05 6/30/05 | Collaboration, Quality, Accountability 10 PROGRAM START DATE FUNDED SLOTS END DATE 43. 44. 45. 46. 47. 48. 49. 50. 51. 52. 53. 54. 55. 56. 57. Dougherty County, GA EHS/HS Omaha, NE EHS/HS Lafayette, TN HS Camden, NJ EHS Saratoga County, NY EHS/HS Lake County, OR HS Monmouth County, NJ HS San Patricio and Aransas Counties, TX HS/EHS Saginaw County, MI HS Clay, Jackson and Platte Counties, MO EHS/HS Juniata County, PA HS Pawnee, Barton and Rice Counties, KS HS Comanche County, OK EHS/HS Hampshire County, MA HS San Fernando and Santa Clarita Valleys, CA EHS/HS 7/19/04 1/1/04 12/6/03 8/1/04 7/1/04 8/26/04 8/24/04 11/4/04 12/17/04 12/17/04 1/28/05 7/1/04 1/24/05 4/30/05 11/1/05 773 1,013 437 90 434 21 454 548 1,011 2,733 128 105 451 226 1,435 7/18/05 8/15/05 8/31/05 9/30/05 10/31/05 10/31/05 10/31/05 11/30/05 12/31/05 1/2/06 1/27/06 1/31/06 4/7/06 8/31/06 10/31/06 58. 59. Union County, NJ HS Butte County, CA EHS/HS 8/1/04 9/24/05 359 662 10/31/06 1/31/07 60. Northwest WV HS (5 Counties)* 6/13/05 427 1/31/07* 61. 62. 63. Yazoo County, MS HS Franklin County, OH EHS/HS Knox County, ME HS 8/15/05 5/30/05 10/1/05 469 2,264 141 2/28/07 5/26/07 5/31/07 64. 65. 66. 67. 68. 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. Crow Creek Sioux Tribe HS Metro Puerto Rico HS Cambridge, MA HS McDowell County, WV HS Fairfield County, CT HS Northeast GA, HS* Beauregard Parish, LA HS Grant Parish, LA HS Alachua County, FL EHS South Texas HS/EHS Spotsylvania County, VA HS Clark County, NV HS Sumter County, GA EHS Levy, Dixie and Gilchrist Counties, FL EHS/HS West Baton Rouge Parish, LA HS 3/14/05 8/1/05 12/1/05 1/7/06 11/24/05 2/1/06 6/5/06 1/1/07 8/15/06 3/1/07 6/1/07 2/18/06 7/1/05 5/8/06 8/31/05 155 816 166 280 406 830 74 167 75 807 121 1,723 75 374 136 6/30/07 6/30/07 6/30/07 8/17/07 9/30/07 10/31/07* 11/17/07 10/31/07 1/7/08 9/2/08 9/15/08 4/15/08 1/20/08 4/30/08 5/30/08 79. 80. 81. 82. Western Sussex County, DE HS Arlington County, VA HS Catawba Indian Nation HS Polk County, FL HS Total *Portion of the program remains in active status. 11/3/05 3/2/06 6/1/05 1/1/07 196 204 82 942 35,869 5/30/08 6/16/08 7/31/08 7/31/08 NOTE: Tensas Parish, LA – although an FAA was received for this program, interim services were not provided. The funds were not drawn down and the grant is closed. | Collaboration, Quality, Accountability 11 CDI MAP OF PROGRAMS SERVED | Collaboration, Quality, Accountability 12 CDI HS INTERIM PROGRAM TIMELINE | Collaboration, Quality, Accountability 13 ISSUES AND CHALLENGES Throughout our experience of being the National Interim Management Contractor (NIC) we have continually strived to raise the bar on ourselves and our ability to take interim programs as we find them, and to thoroughly assess their needs and effectively and sustainably improve the quality of their services, systems, and development of their staff to be as employable as possible by the replacement grantee. Several issues have become challenges to accomplishing this goal as effectively as we would have desired over the years. We discuss them here to set the context for our accomplishments this past year and the plans we have for addressing and overcoming these barriers in the upcoming year. The first few years of the interim management contract were guided by a view from the Associate Commissioner that the interim grantee contract was to change nothing, but rather to simply continue operations as best we could so that the replacement grantee could make any desired or required changes or improvements. That has not been the attitude of OHS since that time and CDI has worked diligently to improve every deficiency we have discovered. However, many interim programs coming to the NIC have been neglected for years with exceedingly low levels of staff performance, almost no structures for accountability, and little understanding of the Head Start Performance Standards, let alone the new requirements of the 2007 Head Start Reauthorization. When NIC sponsorship begins, our own assessments find far more deficiencies than the presenting problem(s) causing the program to come to interim status, such as financial mismanagement. Though a great deal of progress has been made and many accomplishments achieved for each interim program transitioned to a replacement grantee, ACF Regional Offices and Head Start-State Collaboration Offices have little or no knowledge of the actual conditions of programs at the point interim management responsibility begins by NIC nor of what progress is made throughout interim sponsorship. This is in part due to the requirement of the NIC to be in communication exclusively with the Office of Head Start. We understand the efficiencies of direct communication with OHS. However, without baseline information about program compliance at the time interim management begins and no ongoing information about the challenges and all the improvements achieved throughout the interim process, unrealistic expectations can evolve and ―no information‖ appears as secrets and causes suspicions and complaints. Adding to this has been CDI‘s approach of simply jumping in and doing the work, | Collaboration, Quality, Accountability 14 instead of thorough documentation and broadcasting improvements and accomplishments throughout the interim period. We have provided required documentation to comply with our contract but we have not been as effective in documenting the many challenges overcome and corrective actions taken throughout the interim period. Another challenge we face is that interim status, especially when there is a suspension leading to even more instability, has made it extremely difficult to attract, keep and/or develop good quality staff, due to the perceived temporary nature of employment with the interim. The above challenges are not meant to be excuses or permanent barriers for not having higher perceived quality at transition to replacement grantee. Rather, we address them to provide context for NIC‘s evolving quality management system from which we created our most recent monitoring and quality innovations described in the next report section. | Collaboration, Quality, Accountability 15 INNOVATIONS AND IMPROVEMENTS Here we present the major innovations to our NIC systems put in place, and refined, over this past year related to monitoring, tracking quality improvements, and systems development. These innovations were created with broad input from NIC field and administrative staff, with the goal of increasing each interim Head Start program‘s overall performance and services. MONITORING AND QUALITY ASSURANCE SYSTEMS In the relatively short time CDI operates the interim programs it is imperative that we have systems in place to monitor each program‘s compliance with the Head Start Performance Standards and CDI‘s own policies and procedures. Our quality assurance provides CDI with tools to monitor and measure the interim programs‘ progress in reaching the goal of providing quality services to the children and families served. These tools and systems bring a more broadbased team approach to monitoring and program development—than reliance on single site managers has in the past. Six components make up these monitoring and quality assurance systems initiated during this past year: (1) Expanded Startups; (2) annual GPS (CDI Systems Reviews) for programs we operate for one year or more; (3) FAA year end projections; (4) content area specialists; (5) tracking system for quality improvement monitoring; and (6) program management team development. Expanded Startups During our site manager meeting in early fall 2008 we created the concept of expanding our onsite startup teams from the previous two weeks at the inception of a new interim program to include an additional two weeks beginning at about six to eight weeks after operations begin with a new program—at a point when the initial shock and upheaval of separation from the prior grantee has settled down a bit. At the six to eight week mark, a full team of NIC staff and consultants works for an additional two weeks onsite to enhance more rapid compliance and to begin to address all content areas and systems issues in more depth than possible during the initial two week startup or waiting for the GPS previously scheduled at 90 days. The objectives of the Expanded Startup process follow. | Collaboration, Quality, Accountability 16 Complete any outstanding ―transfer of the business‖ issues from the prior grantee. Assess content areas earlier using the GPS (Global Positioning System which is CDI‘s own program monitoring process which includes the Head Start Performance Standards, Improving Head Start for School Readiness Act of 2007 requirements, and Information Memoranda ( IMs), and the 2009 Monitoring Tool items). This is conducted with local staff, the site manager, lead site manager, and content area consultants. Create an action plan for each content area and/or system needing improvement. Work with local staff and site manager to set up development plans and provide training and technical assistance. The outcomes we expect to achieve as a result of the Expanded Startups are: Site managers and program staff are more thoroughly knowledgeable of existing gaps in quality and compliance with tasks and action plans detailed and timetables to be met in order to increase program quality. The whole team of lead site manager, site manager, consultants and program staff address any out of compliance issues they can during these two weeks in a spirit of ―git‘er done‖ so that program staff are left with fewer items on their action plan after the team departs. Site managers, program management teams, and staff understand their individual and collective remaining responsibilities for completing the action plans after this visit is complete. Staff experience CDI as a positive, supportive partner in their ongoing development. Accomplishments are tracked on a monthly basis and plans revised as needed following the team departure. During the initial ―scouting visit‖ with a new interim program, typically occurring within a few weeks before the actual hiring of staff, the startup lead and site manager make a determination for the timing of the Expanded Startup. The timing is based on the developmental level of the management team, whether there is a program director and/or vacancies in key positions, any upcoming holiday and/or break periods, etc. Typically no later than six to eight weeks after NIC assumes full operating responsibility, the Expanded Startup team goes to the local program. The team is led by the lead site manager supervising the site manager assigned to that program. Together, the team members seek to thoroughly review the program status of content areas, work to identify which systems are viable (e.g., recordkeeping, etc.) and where the | Collaboration, Quality, Accountability 17 program is currently performing as it relates to the Head Start Performance Standards, Head Start Reauthorization IMs, and the 2009 Head Start Monitoring Tool. A clear picture is created of compliance strengths and areas for program improvement not already addressed. Together the Expanded Startup lead, site manager, and the local staff prioritize actions, goals, and timelines. The Expanded Startup STORIES FROM THE FIELD: Partnership Supports Environment, Staff Development When CDI assumed operations of the North Metro DC program, the Lillian Lynch center, which was located on the first floor of a high rise apartment building, was plagued with numerous facility issues: roach and rodent infestations, ceiling leaks, gaseous odors, floods and a temperamental air conditioning unit, none of which the landlord was willing to fix.There were times the program had to call parents to pick their children up early, relocate the children or close operations completely until things could be resolved. Staff was not able to focus on providing services to children and families. United Planning Organization (UPO), a nearby Head Start agency that subleased from the North Metro program when we operated the Lillian Lynch center, relocated to a new building—the Dance Institute of Washington (DIW). One day, after UPO relocated, the center was overcome with a gaseous odor that forced the evacuation of the children and staff. A subsequent environmental study determined that it was unsafe to occupants. process also allows CDI to determine if there are issues with enrollment and/or substantial gaps in knowledge and skills related to Head Start and/or Early Head Start so that a Hot Spot report can be sent to the OHS and joint decision making about resources for this program can be made, as needed. During our recent first few Expanded Startup visits we have experienced tremendous shifts in program staff moving out of hanging on to the past of the old grantee ways of doing things, no matter how poor the experience was for them at least it was familiar, to focusing on the present and future, accepting CDI as The day of the evacuation, the program director called Ms. Yates, the center supervisor at DIW. She welcomed CDI with open arms and said, ―Bring those babies down here and we will make room for you.‖ So began the partnership between two Head Start agencies. CDI HS is now subleasing two classrooms from UPO at DIW. The staff and children alike enjoy and appreciate the bright, clean, warm and inviting surroundings. It is a true case study in how environment can affect productivity—and was made possible through this collaboration. The two sets of staff share everything from training to the kitchen, celebrations to parent activities. ―It‘s like having a second pair of eyes and ears,‖ said Ms. Yates, when describing what it‘s like having another center director present in her facility. ―We each respect each others‘ roles and responsibilities.‖ Another partnership has emerged. CDI North Metro DC management has been faced with the challenge of how to meet the Head Start education mandate for their four teachers. UPO, struggling with the same issues for a much larger number, has partnered with CDI North Metro DC and together the teams are speaking with local universities to explore how they can accommodate all of the staff. Given the sheer volume of UPO‘s staff, it gives more clout when we can stand together on behalf of teachers attaining their degrees. The two agencies invite each other to trainings they are holding for their staff creating increased opportunities for staff development. | Collaboration, Quality, Accountability 18 their partner and beginning to engage in their own development and quality improvements much earlier than in other programs. In the most recent Expanded Startup in South Los Angeles County a team of 13 CDI staff and consultants were able to impact virtually every program employee in a positive way. The management team in particular made tremendous strides in pulling themselves together as a functioning jointly accountable unit. Four months after the initial startup date, and usually about two months after the Expanded Startup, the GPS (CDI‘s systems review process) is conducted. The process is similar to Expanded Startup in that the GPS team members partner with the local content area managers/specialists to review the program. Together they look at program systems and content areas and use the GPS outcomes checklist to determine current status. In addition, they look at the goals and actions created during Expanded Startup and assess quality improvements and progress towards meeting the identified timelines, making adjustments to action plans, as necessary. Policy council members are invited to join the process and a report of the GPS is presented to the full policy council. Annual GPS Reviews (CDI Monitoring) for Year Two Programs and Successive Years Annual GPS reviews are now being conducted using the process described above for each successive year the program continues in interim status. Our current data reveals that when the staff have remained stable they have been substantially strengthened by their partnership with CDI in their own development through both the Expanded Startup, the GPS and the annual GPS Review. They have greater in depth knowledge and understanding of the Head Start Performance Standards. Program staff are then able to participate more in their state Head Start associations and they are more self sufficient in terms of self-monitoring and initiating improvements. FAA Year End Projections This past year, we were required to ensure a ―zero balance‖ status as closely as possible by the end date of each FAA. For those programs that may have a balance of federal funds at the end of a grant year with another funding year anticipated, the year-end projections provide the documentation and preparation of the ―off-set‖ of federal funds. This has required a combination | Collaboration, Quality, Accountability 19 of training, design of budget data templates, intensive ongoing budget analysis, and communication with program staff, which has been supported by the newly created program budget specialist. For those programs ending their interim management status with the NIC, extremely close forecasting and budget management is required to ensure only the amount of funds needed are authorized on the FAA. Partial year funding is much more complex to manage than full year funding and we have developed the systems to support this endeavor. The process of tightly monitoring Head Start funds requires a high level of coordination between OGM/OHS/CDI and results in the excellent stewardship of federal funds, ensuring all Head Start grant funding under the auspices of the National Interim Contract remains with Head Start. Content Area Specialists, Budget Analysis, Enrollment and Human Resources Compliance After conducting a detailed review of CDI‘s ongoing monitoring systems and tools beyond the GPS and the Expanded Startups, we identified the need for more specific and intentional monitoring in the areas of budget analysis, human resources (HR) compliance, enrollment monitoring and community needs assessment, and increased program content area quality. As indicated above, the newly created position of budget analyst supports pre-transition budget analysis. Each of these other areas is detailed below. Content Area Specialists. In our ongoing monitoring of programs we have become aware that, of course, not all site managers or even lead site managers are expert in every Head Start content area. Our site managers and leads are expert in administration and management and/or early childhood education. To address all the various content areas we have identified each of the lead site managers as the content specialist for one or possibly two specific content areas. For the following three areas—health, family and community partnerships, and enrollment/community needs assessment—we have identified consultant experts to serve as content specialist. These consultant experts became full time CDI staff at the start of the new NIC contract year on March 16, 2009. The function of each content area specialist is to spend a large percentage of their time working directly with the assigned site manager and program staff to improve the quality of services in their particular area of expertise. They review OHS IMs to | Collaboration, Quality, Accountability 20 assess if our manuals, systems and/or procedures need to be revised; provide updated resources, training and staff development support; respond to the variety of questions about current requirements in their specific area of expertise; and establish a consistent knowledge base for all NIC interim programs. Here are the content areas assigned to either a lead site manager or a content area specialist to address all Head Start required areas and our most challenging issues as they relate to the management of interim programs, e.g., federal interest: 1. Health (includes medical, dental, mental health, nutrition, and child health and safety) 2. Early childhood (HS/EHS, center-based and home-based) 3. Family and community partnerships 4. Program governance (including board of directors and policy council) 5. Administration (includes management systems and procedures) 6. Human resources (includes career development and personnel record keeping) 7. Transportation 8. Facilities (includes inventory and emergency management) 9. Fiscal/Budgeting 10. Enrollment compliance (separate from FCP, as interim programs seem to have special challenges in this area) 11. CACFP 12. Disabilities (services to children with disabilities) 13. Legal/Federal Interest/Contracts Human Resources Compliance. Every program assigned to the National Interim Management Contract must comply with city, county, state, and federal regulations regarding human resources with a myriad of ever changing and complex laws and requirements. Through ongoing monitoring, CDI identified the need for each program to implement a system of tracking all levels of required HR regulations and to access the multiple resources for updated compliance information, comprehensive file maintenance, documentation of compliance, and coordination between the local program and Denver central office HR files. A newly created HR Compliance Specialist position facilitates and monitors this area. Enrollment Compliance. A common issue for the programs assigned to the interim status is under enrollment. Identifying eligible children in the designated service area requires immediate attention. To coordinate and to monitor the enrollment status of every program, CDI has added the Enrollment Compliance Specialist position. This position‘s primary focus is to support site | Collaboration, Quality, Accountability 21 managers in their efforts to achieve full enrollment at every program. Strengthening this content area will ensure fully enrolled programs in a timely manner. Tracking System for Quality Improvement Monitoring Building on the recent additions of Expanded Startups, GPS at one year, and the establishment of content area specialists, CDI has developed a tracking system to give a real time view of compliance in all areas for each program. CDI is using an internet based program called ―Google Docs‖ for the following documents/checklists: 1. 2. 3. 4. 5. Startup Checklist and Action Plan Expanded Startup Assessment GPS Checklist of demonstrated compliance items within each area Transition Checklist Action Plans An Excel spreadsheet is created on the Google Doc site (internet based) for each interim program. The administrator (the person who sets up the account – typically the CDI program support specialist) sets up the account to indicate who can edit the document and who can view the document. This includes a very, wide range of individuals including site manager, lead site manager, NIC project director, program director, etc. The document can be viewed and/or edited with any internet connection 24 hours per day/ seven days per week. In the past, CDI had one document that was centralized in Denver and as consultants and staff made updates, these items would be cut and pasted into the master document. This new process allows for immediate access to the most up-to-date version of any document. It also includes the ability to look at the history of revisions and see who has made updates and how often updates have occurred. Periodic verification of all entries made by the program staff are verified by the site manager. The document is set up to automatically calculate the percentage of completed items. Through this process CDI can determine baseline data about status of content areas via percentage of completed items as well as to measure/monitor progress and improvement over time. Lower percentage items and/or little or no progress toward 100% compliance, triggers going deeper into the source documents to determine specific out-of-compliance causes by NIC management. This can help determine best approaches for accelerating completion of | Collaboration, Quality, Accountability 22 STORIES FROM THE FIELD: Tupelo’s Technological Transformation Darren Owens, the IT Specialist for our Monroe, Lee, and Pontotoc program headquartered in Tupelo, MS says that his program was in virtual ―shambles, suffering from a struggling budget and lack of relevant equipment—evidence of the ways in which the previous grantee devalued technology.‖ ―Everything had to be built from scratch because the most basic functionality was unavailable‖ recalls CDI Information Specialist, Kurt Siegfried. CDI provided the technical assistance and training that facilitated the massive upgrade, revolutionizing the ineffective systems and procedures that crippled program efficiency: personal cell phones that doubled as main phone lines, limited and sluggish dialup internet service. Reports were often too lengthy to be efficiently faxed and there was no server to house the ChildPlus database. Instead, the courier—a designated Head Start employee—operated a ―sneaker network,‖ transporting information on floppy disks to program centers. outstanding items. The areas tracked for the GPS checklist include the following 13 content areas: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. Management Systems Program Governance Facilities Transportation Human Resources Financial Management CACFP Center-based ECE Home-based ECE Disabilities Health Family and Community Partnerships ERSEA Utilizing the immediately accessible data from Google Docs allows program directors and site managers to self assess and The information services makeover resulted in the best technology and equipment that fit within the program budget. Computer access for all staff, desktop computers, a new phone switch, and multifunction machines complement each other for more efficient functionality. A new server, endearingly called Elvis, connects PCs for file sharing capabilities and antivirus protection. The server also enabled an internet upgrade to ChildPlus, giving centers real time access to crucial information such as child health and dietary needs, enrollment tracking, and parent information. Salvaged computers find new purpose for parent job searches and résumé building sessions— luxuries most families do not have at home. Parents are also learning to create web and email accounts. IT Specialist Darren Owen says, ―in an 11 month period we‘ve gone from 19th century pony express services to 21st century quick as lightening services.‖ track progress. It also serves as a monitoring tool for CDI to determine how our programs are doing and track their program improvements. Many times when there are needs in one or more areas (trends) we can set up specific training and technical assistance or development tools to assist programs in making more rapid program improvements. A good example of this is when some programs did not have HSFIS or Child Plus, CDI decided not to purchase these since we don‘t know what program the replacement grantee will be using. We created a program called Child Tracks to gather PIR-type data at no cost to the program. Another example is that programs had not completed the criminal record checks prior to coming to interim management. From this trending information, CDI was | Collaboration, Quality, Accountability 23 then able to identify the need for a national company to do immediate criminal record checks so at startup we know that children are safe and our program hiring procedures are compliant in that area. In a recent startup this system brought to our attention 15 employees needing further investigation (note: it turned out all but 1 was hired). Another resource created from trending GPS resulted in the development of File Tracks to ensure that all of the items that need to be in a child file are present. This monitoring tool assists staff to make sure all files are complete at a glance. Our entire tracking system can now generate an up to the minute report on compliance status at any time. Reports for each program will be sent to our OHS Project Officer at least quarterly, but can be produced at any time requested. Program Management Team Development To strengthen the partnership between program management staff and CDI staff, site managers, leads and fiscal specialists, and to increase the sustainability of gains made during the interim period, we determined that we needed to strengthen local management teams more intensively. Our approach is to focus on expanding each program management team‘s successful experience of being held jointly accountable for producing results together according to mutually determined specific program goals, action plans, timetables, and CDI monitoring. This does not mean just following the ―CDI rules,‖ but rather sets up whole new practices of intentional communication, joint problem solving, and addressing issues and obstacles to achieve desired outcomes in a timely fashion. Successful achievement of management team joint accountability and shared competence contributes lasting benefits throughout the program to other staff and all the children and families served by the program. The structure for this approach is based on a series of 2.5 days foundational strengths based training and development of management teams from all of our programs. Thus far we have conducted two Management Team Training and Action Planning Sessions using the Appreciative Inquiry format, one in Cherry Hill, New Jersey in June of 2008 and the other in Denver, Colorado in January of 2009. We have trained and provided follow up to all eleven of our second year program management teams and an additional seven programs, which are somewhere in the middle or towards the end of their first year in interim status. Integral to this | Collaboration, Quality, Accountability 24 process has been regular (every two weeks) focused meetings with each program management team and their site manager focused specifically on the action plans developed during the session. During the in between weeks program directors, site managers, and lead site managers have conference calls to document and acknowledge results and provide ongoing idea generating discussions across programs. This process has allowed many more NIC staff to engage in monitoring and development of program management teams at one time and much more rapid progress to be made than any one-on-one process we have previously used. The results have been phenomenal. Some examples follow. The site manager and the interim program director for the South Texas program choosing to focus on community collaboration created a unification day with the transitioning staff from CDI HS, staff and board members from the Texas Migrant Council (TMC), and other community partners. The focus of the day was identifying each other‘s strengths, creating a unified vision for the newly integrated program, developing action plans to achieve their goals and personal commitments from everyone to support the unified program. The day was a tremendous success with staff from both programs learning more about each other, committing to shared dreams, and gaining energetic support from all, but especially enthusiastically from the TMC CEO, Mary Capello, to achieve their goals as a unified staff. Focusing on professional development, Mercer County, New Jersey management team created a staff development tracking system within the first two weeks of the January 2009 training. Next they communicated changes in federal requirements to all staff. They have also provided the training they received to the rest of their management team and to each service area group. The management team worked with each center director to identify the positive core of each center. They are now creating daily lesson plans from a whole new level of clarity around values and mission. Since the training the Camden, New Jersey management team has pulled together around their strengths, engaging each other around difficult issues, and being willing to make decisions without the director. In management team meetings they are less defensive, not dwelling on minutia, talking more about specific accomplishments related to action plan goals they have recently set for themselves, and looking for the great things | Collaboration, Quality, Accountability 25 STORIES FROM THE FIELD: Head Start Cook Turns Techie Liana McKinley is a soft-spoken woman in her mid 70‘s who is passionate about child nutrition and not afraid of a challenge. When CDI first assumed operations of the Alamosa, Colorado program she struggled a bit with the new Child and Adult Care Food Program (CACFP) procedures and recordkeeping. For this reason, the food and nutrition manager was hand-picked by CDI‘s CACFP coordinator, Brett Parmenter, to pilot software aimed at streamlining CACFP management. The results spoke volumes: there was increased accuracy in CACFP claims, the program has received more CACFP reimbursements and, Liana‘s comfort with computers has grown by leaps and bounds. ―The software provided a routine Liana could adapt to and have success in getting claims filed,‖ said Brett. Being a software tester for CACFP management— would be a daunting task for most people. This was not the case for Liana. ―She was excited to work with computers and not intimidated.‖ Brett said. She admitted fear, but welcomed the challenge. Her go-getter attitude meant she was a quick study on the computer and her testing has had a ripple effect. She has identified kinks in the system that will be help the software developers. And, her ability to quickly learn and be comfortable with the program has meant she is catching errors before they are claimed, avoiding huge financial losses for the program. Menu planning, a task that used to give Liana headaches, is now a relative breeze. ―Before this [pilot], putting in menus was a chore. I always had to call Brett, because it was not that simple, and this is working for me…That is very helpful.‖ All these benefits add up to nutritious meals and critical program CACFP reimbursement claims are well documented. As much as Liana has seen the benefits of computers in her food and nutrition work, she is realistic about the limitations of computers in the kitchen, ―Your computer doesn‘t run your oven. You still have to be a good cook.‖ Liana joked. among their staff to build and expand. In general they are taking on more responsibility themselves and are not as dependent on their director or the site manager. Working on professional development, the Northeast Arkansas management team created new professional development plans and held individual meetings with each staff. At a recent staff meeting they conducted a further inquiry into their ―Heart‘s Desire‖ for the program and prioritized and developed implementation plans in the areas of unity, cohesive teams, and communication. A follow up training in strength based management will be conducted for all management team members and center/area supervisors. The management for the Jefferson Davis, Louisiana program—a team experiencing collaborative challenges—took on the topic of communication and began modeling what‘s going right with the program by acknowledging staff and each other and asking in each staff meeting, ―What are the best things going on around here?‖ This approach is greatly expanding everyone‘s awareness of each other‘s contributions as well as providing energy and inspiration for completing their daily tasks at a higher level of performance. The program director is very excited by staff response. The management | Collaboration, Quality, Accountability 26 team now meets biweekly taking turns sharing and bringing forth a team building presentation/ quote of day to incorporate into the content area team meetings and then all staff meetings. Focusing on the topics of communication and collaboration, the Northwest West Virginia management team created a management and staffing structure based upon their strengths. In moving State PreK plan implementation beyond what is written on paper, the management team is thoughtfully expanding their face-to-face relationships and communication with their partner schools. The Newark, New Jersey, EHS management team focused on expanding their teamwork. After completing a GPS review they were asked to discuss what was going well. Most of the management team talked about the opening of two new classrooms and how they worked as a team to get classrooms open. They were further probed to look at what made the situation work. It was the first time the team had really taken a look at what was working to make it happen. They are taking that model of opening the classrooms and using it in other areas where teamwork is needed. The education manager now convenes weekly classroom team meetings to review lesson plans and classroom observations, so that there is a more team-focused approach to planning. Management team development is paying rich rewards as they have more experience, not only partnering with CDI, but also in holding themselves and each other jointly responsible for producing results and experience being the source for their own program‘s quality improvements. | Collaboration, Quality, Accountability 27 SUPPORTING OUR INNOVATIONS AND IMPROVEMENTS To facilitate our monitoring, quality assurance, and tracking advances in 2008-2009 we created new and enhanced supports in the areas if information technology; federal interest and pending legal issues; and national contracts (including workers‘ compensation). Descriptions of these efforts follow. Information Services Intranet. Substantially expanded this past year, the CDI Intranet provides instant online access to shared resources, including documents, forms, contacts, common links, news, announcements, events, technical support, consultants, NIC program information and more. Extranet. The newly launched CDI Extranet offers secure access to many of the resources available on the intranet for NIC program staff as well as consultants. NIC Programs Database. The heart of the CDI Intranet, the NIC Programs section, provides updated and detailed information about NIC programs including status, geographical information, FAA dates, enrollment and staffing, contacts, CACFP information, consultants, and IT notes. Consultants Database. The latest addition to the CDI Intranet is a comprehensive database of consultants. This includes contact information, history, detailed profiles, and all contracts. New contracts are initiated online now with consultants logging into the CDI Extranet to receive all necessary information and resources necessary for completing their assignments. Sample Accomplishments. The Information Services Team supports local IT staff in accomplishing a number of tasks, particularly in new programs. A few highlights include: Prior to becoming a CDI HS interim program Monroe, Lee and Pontotoc, Mississippi had only three of the 13 centers with access to the internet and only one administrative office had email. All locations now have email and internet access, resulting in greatly improved communication and a reduction in paperwork. The Northeast Arkansas, Arkansas program has moved all documents, forms, and procedures to Google Docs allowing for easier file access, collaboration, and a reduction in paperwork. | Collaboration, Quality, Accountability 28 In Providence and Blackstone Valley, Rhode Island the CDI IS team installed wireless routers in all sites; trained staff to increase productivity; and created and deployed a tool for tracking attendance with Excel. The IS team successfully coordinated and installed communication connectivity for the 16 sites in Northern San Diego County, California. Quarterly Update on Federal Interest and Legal Issues Pending During 2008-2009 our CDI HS human resources and legal manager created a quarterly report tracking progress on all pending federal interest transfers and other legal issues. These are submitted quarterly to the OHS NIC project officer and are used extensively by both the NIC project director and our federal project officer. Workers’ Compensation In the past we have been required to pay an estimated annual Workers‘ Compensation premium to our insurance carrier AIG for each program at the beginning of each year (or start of a new program), a requirement not uncommon in the insurance field. We based the estimate on full staffing, which frequently did not happen, creating an over-payment with refunds coming sometimes long after the programs had transitioned. On January 11, 2009 we negotiated an agreement with a new carrier which has allowed us to shift the focus to a zero balance budget. The zero balance approach requires monthly premium payments based on actual payroll dollars, which we submit to a third party administrator at the end of each month to calculate exact premium amounts. The new process eliminates any credits or debits at the time a program transitions or after. Innovative National Vendor Contracts A unique piece of the National Interim Contract is that a minimum of 48 hours may be given to CDI to respond to a termination, suspension or relinquishment of an existing Head Start grantee. Our work is very different than that of a grantee. We are responsible for setting up a new interim business in only a few days which prompted us to set up two national vendor contracts related to criminal records checks and safety testing. | Collaboration, Quality, Accountability 29 National Criminal Background Checks. In December of 2007, the Head Start Reauthorization included a new regulation required all employees to have a criminal background check completed and be void of criminal charges before hiring. As the contractor, we generally hire all the prior grantee staff. Many of the programs coming into interim status have CDI’s Designing Inclusive Systems in Community (DISCO) is a comprehensive, innovative community change process that uses Appreciative Inquiry to transform the culture of its grantees and their community partners into inclusive environments that bring the best services to all young children and their families by including children with disabilities. Working closely with Patti Smith, CDI site manager, Roman Cruz introduced the DISCO Project and Appreciative Inquiry to Rio Grande, TX where participants identified their positive core as an inclusive community. They forged a community-wide vision for the future, and developed a comprehensive action plan to create an inclusive community. They made a commitment to work together, and they established a system of mutual accountability among stakeholders for implementing what they know works. hundreds of employees to be screened before hiring, as most previous grantee files are incomplete, out of date or completely missing. Utilizing local law enforcement resources often took more than 30 days to collect the data and respond. In response to this unusual set of circumstances we crafted and negotiated a Diana Gomez is active in the Rio Grande DISCO Project. ―I‘m a grandmother of a child with a disability. I want her to be involved in the same world as other children. I want her to feel like this is her community, too.‖ nationwide contract with a company able to conduct large numbers of criminal background checks in a very short timeframe, ensuring all CDI HS employees are cleared prior to working with children. Safety Testing. As a result of our success in negotiating and designing procedures to meet our specifications, we created two more national contracts—one for drug and alcohol testing and the other for motor vehicle checks. The drug and alcohol contract allows anonymous processing of random drug and alcohol tests to ensure that our bus drivers, bus monitors, and designated staff are appropriate to be providing services to the STORIES FROM THE FIELD: Inclusive Community-building Starts with Support for Children with Special Needs Using Appreciative Inquiry as the basis for the DISCO process, participants identified their positive core as an inclusive community. They forged a community-wide vision for the future, and developed a comprehensive action plan to create an inclusive community. They made a commitment to work together, and they established a system of mutual accountability among stakeholders for implementing what they know works. For Cruz, getting involved in the DISCO Project got him back in touch with what he was passionate about. When asked how the project affected those who took part, he says, ―It brought us all back to our roots, to the reason why we do what we do – helping children be children, regardless of their disability.‖ children in the area of transportation services. This contract provides for drug testing for non-Department Of Transportation personnel as well, | Collaboration, Quality, Accountability 30 when deemed to be necessary by CDI and/or the policy council. Another national contract provides motor vehicles record searches that are quicker than locally available services to ensure that our drivers and designated staff are appropriate, which enables us to provide transportation services immediately upon assuming responsibility for a new interim program. | Collaboration, Quality, Accountability 31 LOOKING AHEAD—PLANS FOR 2009-2010 In our next contract year we plan to build on this year‘s successes and quality improvements by continuing to raise performance expectations and standards for ourselves and our programs. In this report section we set forth our action plans for 2009-2010 along with initiatives we will continue to explore with the Office of Head Start. Reporting Monthly enrollment reports with explanations. Since January 2009, we have sent a monthly report directly to the NIC Project Officer at OHS with complete information about the circumstances, and when necessary we include our proposed plans and/or requests of OHS for each under-enrolled program. This practice will continue moving forward. Of course, we will also send a Hot Spot report as soon as we know about any under-enrollment. The new report provides an ongoing continuously updated monitoring tool for CDI and OHS. We would also like to send this report to the appropriate regional office. Quarterly program summary report. In addition to the project wide quarterly report we now send, we will initiate program specific reports capturing updates for each program the NIC operates. Towards the end of the interim status these reports will be compiled into a PreTransition Program Summary Report for each program. We would also like to send these quarterly program specific reports to the appropriate regional office. Quarterly Google Doc monitoring report: As detailed in the Innovations and Improvements section of this annual report, the Google Doc monitoring report is an online Excel spreadsheet format for each program—encompassing checklist compliance with Head Start Performance Standards, 2007 Head Start Authorization, and the 2009 Monitoring Tool requirements with assessments conducted at startup (initial and expanded at six to eight weeks), then again during the GPS at a about four months and annually thereafter. The report is continually updated from startup to give a real time view of compliance in all areas for each program. We will send this report to the NIC Project Officer on a monthly basis and more frequently as requested. At this time we are not intending to send this document to regional offices, as it takes some orientation to make the data useful. | Collaboration, Quality, Accountability 32 Expanded Communication with the Regional Office and Other New Strategies For the last several years as OHS has centralized the interim management award and funding process, almost all contact about the interim management contract and the operation of the NIC programs has been channeled entirely through the NIC project director and the OHS project officer. While this has streamlined and standardized the process and brought real improvements to the efficiency of the system, it has left regional office program specialists and regional administrators almost completely in the dark about what is happening with interim programs in their regions. This has contributed to questions, suspicions, and complaints about CDI staff and our programs, which could easily be addressed if there were some more ongoing communication and exchange of information. We recommend the following communication and collaboration changes for the 2009-2010 NIC contract year: General communication Increase communication opportunities with regional offices and include them as recipients of the quarterly program report and the monthly enrollment report as described above. Startups Provide accurate information to the community with pre-approved press releases at startups. Shared communication during the startup process (first two weeks at least) by lead site manager to regional office, national project officer, and NIC project officer, to answer their questions directly and provide them information on conditions we discover during the earliest phase of a new interim grantee. Transitions Send the redesigned pre-transition program summary report to OHS/RO and schedule a conference call to review the information without the replacement grantee attending the initial call and allow time for resolution of potential issues before the call with the replacement grantee. | Collaboration, Quality, Accountability 33 Posting of RFA – Develop an appropriate training of the CDI HS interim program staff in dealing with information requests during this period—perhaps creating a script for them to use with the community. The current restriction from saying anything makes it appear that we are stonewalling and unduly secretive, leading to all kinds of speculation that CDI and our CDI HS program staff have something to hide. Develop consistency of pre-transition site visits and what information can or cannot be made available. Request the regional offices share replacement grantee proposed operation plans with the NIC project director, as NIC staff may have important relevant information to contribute. Establish a longer transition period – 60 days minimal. Require the physical presence of the regional office program specialist who is assigned to the program at the first face-to-face meeting. CDI staff (1) facilitate unification meetings between staffs of CDI HS and the replacement grantee as described for our South Texas program earlier in this report; (2) build the unification meetings into the expectations of the replacement grantee; and (3) include the regional office program specialist in the meetings as well. Lead site managers and site managers assigned to the transitioning program will make biweekly calls to the replacement grantee for 90 days after transition to answer questions, clarify any issues, and provide as much assistance as possible to ensure the successful startup of the replacement grantee. CDI provide an acknowledgement receipt for all items in the transition notebook, including payroll records, copies of leases and contracts, and any other documentation relevant to the successful operation of the program at the end of the 90 day post-transition period to be signed by replacement grantee. Throughout the last half of the 2008-2009 contract year we have developed substantial enhancements to the overall monitoring and development of our NIC interim management system. With more team monitoring and more sets of experienced and specialized eyes assisting | Collaboration, Quality, Accountability 34 in the improvement of our CDI Head Start programs we anticipate even greater program accomplishments than has been possible when we were relying more on single site managers. | Collaboration, Quality, Accountability 35 APPENDIX I PROGRAM ACCOMPLISHMENTS BY REGION (March 16, 2008 – March 15, 2009) As the National Interim Management Contractor, the Community Development Institute (CDI) has made significant contributions in each of the programs we have managed. The list below is not exhaustive, but is representative of the results and improvements we have produced for children, families, staff, and communities while programs have been under interim management. All dates reference the FAA dates. Region I: Middlesex, CT EHS 6/1/08 – 5/31/09 During startup, CDI learned the previous grantee‘s staff members would not consider employment with CDI HS. Coupled with dropping enrollment numbers, the regional office, in collaboration with the Office of Head Start (OHS), limited operations to focus on stabilizing services for currently enrolled families and children. The program has continued serving enrolled families and maintains a positive presence in the community, resulting in several community partnership agreements over the past months. The policy council is active with full participation from parents and one community member. CDI HS secured sufficient office and socialization space—helping increase parent meeting attendance and participation. Providence and Blackstone Valley, RI HS 10/24/2007 – 10/23/08 After the previous grantee relinquished the program, steady improvement in all areas of operation has occurred, including extensive training, improvement in health and nutrition reporting systems, implementation of DECA for identifying children at risk for mental | Collaboration, Quality, Accountability 36 health issues, introduction of Second Steps curriculum, increased parent involvement, and the implementation of a more effective application and enrollment process. CDI HS has restored and participated in several community collaborations to help staff achieve CDA, AA, and BA degrees. Organizations in these partnerships include Rhode Island College, the National Center for Research on Early Childhood Education, and the University of Virginia. Recent collaboration with Farm Fresh Rhode Island will provide families with weekly supplies of fresh, local produce. Another partnership with the local police department offers community safety training and Head Start involvement in local community safety groups. Collaboration with the Providence ―Trees 2020‖ project and CDI HS has enabled CDI HS to purchase and plant several trees at a reduced price which has enhanced outdoor play areas. Despite major cuts in state child care funding, careful budgeting has enabled several quality improvements such as reduced class size and the addition of a mental health coordinator. Region II: Central Ward Newark, NJ EHS 10/24/07 – 10/23/08 CDI HS has located a new site to accommodate 54 children. This new center provides an environment for children which is considerably brighter, cleaner, and safer. Technology was updated with new computers and printers for staff and classrooms. Appreciative Inquiry has been integrated into operating systems resulting in a changing, more supportive environment. City & County of Camden, NJ HS 10/1/07 – 9/29/09 The program successfully negotiated a collaborative agreement with the New Jersey Department of Education and the Camden Board of Education, delivering ABBOTT services to 425 children at four sites. | Collaboration, Quality, Accountability 37 Additional funding has allowed the program to enhance the quality of the classroom environments though the purchase of children‘s computers, new equipment, additional technical assistance, and mentoring from the Abbott Program in the implementation of the Creative Curriculum. A lease agreement with the Mt. Calvary Church enhances classroom environment space and provides an additional eight classrooms, giving CDI HS the opportunity to recruit and enroll children on waiting lists. Camden staff, in collaboration with CDI leaders, hosted the first regional Appreciative Inquiry training in Cherry Hill, New Jersey. Skills acquired at this training, have helped the management team be more integrated with the local center staff. Mercer County, NJ HS 8/1/07 – 7/31/09 The program established numerous partnerships for the benefit of the children and families, including, ―Child Care Connection,‖ which provides family strengthening activities; ―Healthy You/Healthy Planet‖ to provide environmentally safe household products and training; Border‘s Books to promote literacy in the home; eight classroom volunteers through the Foster Grandparent‘s program; and the identification of the program as an approved site for the College of New Jersey‘s nursing students to intern. A memorandum of understanding with Hamilton Township Schools designates the Mercer program the Universal Preschool Program site in the district. The program contracted with a high quality local child care to provide services to 14 children, relieving overcrowding and addressing under-enrollment issues. The program has increased its capacity for using technology in tracking outcomes. Staff participated in software classes and computers were updated, allowing for greater internal and external communication and tracking. Middlesex, NJ HS 3/1/06 – 4/30/08 The program has taken a ―green‖ approach in providing quality services for children. The project began with a tree planting project that brought children, parents, and staff together to plant trees and other plants in the playground. | Collaboration, Quality, Accountability 38 The success of the ―green‖ project encouraged recycling at all program sites. In fact, CDI HS is in communication with community partners that helped develop the recycling program. Next steps involve including families through information sharing and activities that will help develop skills and techniques on how to be ―green.‖ Program staff implemented an outreach process so that 100% of children received a flu vaccination within the time frame established by the state‘s health department. Newark, NJ EHS 10/24/07 – 8/31/09 Extensive health and safety issues were addressed including a renovated playground, new carpeting and flooring, new interior paint, new electrical wiring, and new lighting. The main center was expanded to include two new classrooms, restrooms, a family services office, and kitchen area. All classrooms were equipped with new developmentally appropriate educational materials and furniture. The management team has embraced Appreciative Inquiry principles and has positively changed the quality of interactions between staff, parents, and children. A new mental health and nutrition manager position was created. Previously, those functions were added to the responsibilities of other managers, affecting the quality of services and making it difficult to fully meet Head Start Performance Standards. Northeast Puerto Rico HS/EHS 05/01/2008 – 04/30/2009 The program successfully transitioned to CDI on May 1, 2009. A thorough facility assessment triggered a massive initiative to address health and safety compliance issues in the program. CDI HS successfully negotiated 30 facility contracts, ensuring facility space for 1,333 children. In a successful collaboration with the Puerto Rico Head Start Collaboration office, CDI HS developed a unique process with the territory‘s department of health, fire marshal and occupancy permit offices to expedite the inspection, certification, and permit process for the 27 facilities. One hundred and twenty-one child development staff successfully completed CDA training and are ready to be assessed by May 2009. | Collaboration, Quality, Accountability 39 The program successfully negotiated a union agreement with Service Employees International Union (SEIU), establishing a positive work relationship benefiting employees and management. Plainfield, NJ HS 7/1/02 – 9/29/09 In the Abbott Site, collaboration with the Plainfield School District has resulted in five additional classrooms. Of the 272 children enrolled in the program, 225 are enrolled in the Head Start/Abbott collaborative. This partnership also includes extended day services provided by DHS funding. The program participated in ―Read across America,‖ where 70 volunteers read to children in all of the Head Start classrooms. To show appreciation for program parents, apples are made available at the beginning of each week at each center location. Staff are co-chairing a committee for the Month of the Young Child Parade in Plainfield. The program introduced a book lending library with items in English and Spanish to give children the opportunity to take books home, and bring pictures back representing the stories that were read to them. Union Township, NJ HS 8/1/04 – 7/31/09 The program continues to operate as a delegate agency serving 48 children in Union, NJ. A playgrounds project for Connecticut Farms School to support appropriate play environments for Head Start children. The program completed a playgrounds project for Connecticut Farms School to support appropriate play environments for Head Start children. Staff have received training and development on nature-based play. The program has a long-range goal to develop appropriate playground spaces for the other five schools. Staff received Creative Curriculum training, resulting in marked improvement in quality of child development services. | Collaboration, Quality, Accountability 40 Region III: Dinwiddie, VA HS 8/15/05 – 9/30/08 The program focused on staff professional development this past year. Seven staff members—five assistant teachers and two teachers—enrolled in the Child Development Associates (CDA) program, as they needed certificates. Staff met weekly for support in completing the requirements for the CDA program. All seven staff received CDA certificates. All teaching staff now have CDA or higher degrees. The program will now concentrate on meeting the requirements for 2011 and 2013 as outlined in the Head Start Act. The program continues to enjoy community support through collaboration and cash donations for field trips and other activities. Eastern Rivers, VA HS 7/1/05 – 11/30/08 The program implemented the FISH philosophy as a tool to successfully transition part of the service area to the replacement grantee. Four counties were successfully transitioned and are now employed by the replacement grantee. Community collaborations with Caroline County were strengthened through the staff efforts to improve the relationship between the school and the Head Start program. This collaboration also resulted in the contribution of a recently constructed classroom facility at Lewis and Clark Elementary School. The school furnished all new furniture and supplies for twenty children. The program established a collaborative advisory board composed of parents, teachers, administrators, and community partners, that meets monthly to discuss topics related to preschoolers and to address program needs. This group influenced the signing of additional collaborative agreements, adding a dimension that enlarges and strengthens the program‘s capacity to become a community of excellence serving young children and their families. | Collaboration, Quality, Accountability 41 North Metro, DC HS 1/6/07 – 9/29/09 Professional development has been a major focus in the program this year. Seven of the program‘s teacher assistants attended CDA class two evenings a week for approximately 20 weeks. All have completed the coursework and are awaiting their final exam. Facilities improvement was another area of concentration. Under the previous grantee, one of the centers did not have a playground. Instead, children walked to a neighborhood playground. The program is in the final stages of preparing to construct play areas for the children at our two centers. This addition will enhance the children‘s ability to develop their gross motor functioning and social skills. North Philadelphia, PA HS 5/20/05-2/28/09 Following an Appreciative Inquiry training, the program director led staff in developing an organizational mission and vision which has unified employees around a common purpose. In conjunction with the CDI HS Philadelphia program, the management team attended Appreciative Inquiry Philly Synergy meetings and have conducted joint meetings sharing resources and procedures in preparation for the transition to a new grantee. All of the teacher assistants are currently enrolled in early childhood education classes leading to a CDA credential. Several operational changes improved service delivery. A partnership was initiated with a child care center to continue providing full day services for Head Start families. Due to a shortage of space at one center, a classroom was relocated to share space at a child care partnership site. In response to changing community needs, the family service advocates have increased outreach efforts to recruit and enroll additional children from homeless and Spanish speaking families. Northwest West Virginia HS 6/13/05 – 1/31/09 | Collaboration, Quality, Accountability 42 In September 2007, CDI HS entered into individual collaborative agreements with each county board of education to meet state policy to provide universal access to quality early childhood education by maximizing existing community resources as well as being inclusive of all children. CDI HS and each of the five county boards of education partnered to meet this mandate. All services, with the exception of those in Calhoun County, are blended within collaborative classrooms where board of education and CDI HS staff partner to serve enrolled children and families. CDI HS teachers serve in the classrooms as well as provide family services. The program utilizes the Creative Curriculum and, as a part of the collaborations, is evaluated in partnership with the board of education using the ECERS tool annually. As a result of these partnerships with the board of education, the program has maintained full enrollment as well as a waiting list in all five counties. Child attendance has increased as a result of the transportation partnerships which allow for greater transportation services. By collaborating with the board of education, training resources have been enhanced to provide quality program wide staff development opportunities. Philadelphia, PA EHS 7/15/07 – 7/1/08 Staff turnover is very low — 11 of 14 teachers have remained with the program since startup in July 2007. To maintain a community presence, colorful flags were installed around the outside perimeter of the building, announcing Early Head Start in the community. The program has maintained full enrollment throughout the year and has a waiting list equal to its current enrollment numbers. The building owner is very committed to the success of the program. He maintains his involvement in the program and financially assists with all building repairs. Enhancements were made to the environments including interior painting and the reconfiguration of the children‘s environments. | Collaboration, Quality, Accountability 43 Philadelphia, PA HS 7/15/07-7/01/09 Partnerships have been established with the Campaign for Working Families, Women‘s Opportunity Resource Center, PNC Bank, Temple University, and the ACF Regional Office to expand a math curriculum pilot project to include the following Add It Up for Families activities: VITA income tax preparation, Individual Development Accounts, financial education for parents, and an evaluation of the math curriculum implementation. Financial assistance from OHS allowed a comprehensive evaluation of the math project, additional one-time expenses for the Add It Up for Families activities, and a project coordinator position to facilitate the project activities. In conjunction with the North Philadelphia program, the management teams attended Appreciative Inquiry Philly Synergy meetings and have conducted joint meetings to share resources and procedures in preparation for the transition to a new grantee. Community partnerships have been maintained or developed with Play and Learn (child care after Head Start classes), Ronald McDonald Mobile (dental screening and treatment), LaSalle University (speech and hearing screening), and Drexel University (vision screening). Spotsylvania County, VA HS 6/01/07 – 5/30/09 An MOU between CDI Head Start and the Spotsylvania School District provided extensive services throughout the CDI Head Start interim period. The agreement helped provide supplemental funding for teaching staff and bus monitors, health and nutrition services, transportation, classroom space, and a fully renovated space for the CDI HS administrative staff. After a transition period of only 14 days, CDI HS transitioned successfully to the Spotsylvania School District on September 15, 2008. All current CDI program staff members were employed by the new grantee with no disruption in services. | Collaboration, Quality, Accountability 44 Western Sussex County, DE HS 11/3/05 – 10/31/08 Ongoing successes and continuous improvements up through the transition period were the result of the Appreciative Inquiry approach that fostered positive attitudes. A smooth and swift transition to the Telamon Cooperation in Delaware took place on June 1, 2008. Most staff members were offered employment by the new grantee. CDI HS was able to support staff by extending their CDI HS health benefits. This enabled staff to avoid breaks in their health benefits during the period from the transition to the date of hire with the new grantee. Due to the direct involvement and support from the regional office staff, there was no disruption of services to children and families during the transition period. Region IV: Fulton County, GA EHS 3/18/08 – 3/17/09 This program has been on suspension for the complete year. Effective partnerships with organizations such as KinderCare and Easter Seals, enables continuation of services despite the loss of a major facility. Eleven program caregivers completed Infant/Toddler CDA classes. Assessments are scheduled for the spring of 2009. Food service was a major problem and has been improved 100% with an upgraded ordering system and new vendors. CDI HS successfully located another facility after receiving notification that the second center, located in a Housing Project in South Fulton County, would close April 1, 2009. As of March 15, 2009—with only a two month notice—the contract was negotiated, signed, and the program moved. Harnett County, NC HS 5/1/07 – 4/30/08 CDI HS completed extensive improvements in the Lillington and Dunn facilities during the program‘s tenure under interim management. Facility improvements included | Collaboration, Quality, Accountability 45 plumbing updates, classroom painting, removal of hazardous playground equipment, and addition of protective ground cover. Structural improvements and vehicle repair, service, and inspections also took place. Classrooms received new furniture and supplies including cots and coverings for each child and developmentally appropriate toys other equipment. Computers were purchased for each management and family services office at both sites, updating 10 year-old, outdated computer desktop units. The program successfully transitioned to Johnston-Lee-Harnett Community Action, Inc. September 8, 2008. Northeast Alabama HS 4/1/07 – 3/31/09 Significant fire marshal code violations threatened closure of a facility utilized by Head Start and a local private child care provider. The Cherokee County Child Development Center, the Cherokee County Board of Education, and CDI Head Start successfully negotiated with architects and the state fire marshal office for permission to continue uninterrupted services to 60 children and families during the renovation period. The program successfully transitioned to the replacement grantee on June 1, 2008, transferring title of 29 modular units in 26 towns across the four county service area. Northeast Georgia HS/EHS 2/1/06 – 1/31/09 The remaining Head Start center that housed 24 students transitioned out of interim management in May 2008. The Early Head Start program is in the final phase of transition to a replacement sponsor, effective April 1, 2009. During interim management, staff received intensive training on individualizing for infants and toddlers using assessment instruments, parent input, and developmentally appropriate classroom practices. Facilities were upgraded to meet licensing standards and to eliminate any potential hazards. At the Greene site, a large infant/toddler porch was completely replaced with | Collaboration, Quality, Accountability 46 concrete and protective surfacing replacing the warped wooden structure. Three centers—Barrow, Greene, and Morgan— were professionally painted. Polk County, FL HS 1/1/07-12/31/08 CDI HS transitioned Polk County on July 31, 2008. The transition was relatively smooth with only minor issues in vehicles, administration, computers, and servers. Management from both programs worked collaboratively to ensure that staff and parents experienced minimal disruptions in services by conducting four face-to-face meetings and maintaining open communication via email and telephone. Tri County, SC HS/EHS 9/1/08 – 8/31/09 The program completed the first year of a three year staff development research project with the South Carolina Department of Education, Bridges to Learning, in one of four nationwide grants awarded by the U.S. Department of Education. Three sites in the Charleston area received the Literacy Curriculum, Opening the World to Learning (OWL), which included a weekly mentor-coaching and training. The goal is to measure the effectiveness of the literacy curriculum with training and coaching. The program developed a partnership with Springfield College to use their classroom space for meetings and staff development at no cost. The college, which is based out of Massachusetts, will provide some credit to students with early childhood education work experience. Staff will begin ECE undergraduate classes in fall 2009 at the Charleston campus. The South Carolina Department of Health and Environmental Control (DHEC) partnered with the program on a research project that monitors obesity in preschool children. A DHEC representative, who is also a community representative on the policy council and on the Head Start Health Services Advisory Committee, presents to parent committees on healthy eating. All of the Head Start classes received a ―Color Me Healthy‖ nutrition curriculum, a picture book about good nutrition, and other materials. The number of child care partnerships with community child care programs expanded from one to five. | Collaboration, Quality, Accountability 47 Monroe, Lee and Pontotoc Counties, MS HS/EHS 4/12/08 -4/11/09 CDI HS incorporated the Mississippi Pre Kindergarten Benchmark Curriculum—a curriculum focused on child development and education—to consistently meet the goals of Head Start and local public schools. Collaboration with the local foundation Gilmore Early Learning Initiative (GELI) has resulted in improved literacy skills in the children. The program formulated a partnership with Kohl‘s Department Store to address literacy. Kohl‘s donated two distributions of books and stuffed animals to all Head Start/Early Head Start children. In addition, Kohl‘s awarded a $500 grant to address literacy needs at the Northside Head Start Center. A partnership with Barnes & Noble Bookstore donated books to the program and allowed parents and staff to purchase books at a reduced price. A partnership with Rust College in Holly Spring, MS assists teaching staff with obtaining their Bachelor‘s Degree in Early Childhood Education. The program increased the percentage of teaching staff with AA Degrees to 70%. Family services assigned caseloads were reduced to a ratio of one worker to 45 families. Established partnerships with the Department of Human Services in several counties have placed volunteers at seven Head Start centers. Participants volunteer up to 25 hours per week; 152 parents volunteer on a regular basis. Partnerships that address the needs and concerns of children with special needs are in the works. Twelve school districts will participate in this effort. In coordination with the Families First Resource Center in Tupelo, the program is working to address the Healthy Marriage Initiative with Head Start families. The program has established 44 community partnerships. Volusia County, FL EHS 4/1/07 – 3/31/09 A memorandum of agreement between CDI HS and the Mid-Florida Head Start program allowed the leasing of three classrooms, the provision of food services, utility cost sharing, and the inclusion of CDI EHS in Mid-Florida‘s child care license. | Collaboration, Quality, Accountability 48 The program successfully completed an Early Learning Coalition requirement for quality assurance by achieving a score of 4.68 on the Environmental Rating Scale (ERS)—the passing score is 3.0. Participation in quality assurance testing is an eligibility requirement for being able to contract for child care reimbursements through the Early Learning Coalition which CDI has contracted with since the beginning of interim management. Extensive training and support for implementation of the Creative Curriculum for Infants and Toddlers has taken place. This is enhancing the overall quality of the program, as well as preparing the staff to more successfully obtain employment with the future grantee. At reporting time, CDI HS was engaged in transitioning to the new grantee, the Chiles Academy in Daytona Beach. Collaborations include developing transition plans for 24 enrolled home-based families to center-based services in April 2009. Twenty-four children served in the Pierson Center classrooms will continue to receive services with no disruption. The regional office staff has been instrumental in ensuring continuation of services for currently enrolled children. Region V: No programs were served in this region during this report period. Region VI: Northeast Harris County, TX EHS 9/1/08 – 8/31/09 The program successfully transitioned after an extensive closure due to Hurricane Ike. Structural damage was repaired by the landlord, Humble Independent School District. One-time funding for rental assistance assured uninterrupted services to the children and families through the remainder of the school year. Prior to interim management, the program utilized a locally designed curriculum, but had not implemented a research based curriculum. Staff now receive in depth training on curriculum implementation and extensive health services and fiscal/human resources. | Collaboration, Quality, Accountability 49 Jefferson Davis Parish, LA HS 9/12/05 – 11/30/08 The program and the Jefferson Davis School Board of Education have embarked on a collaboration project as result of Louisiana‘s state sponsored LA-4 Universal Preschool initiative. Both parties actively participated in the planning and development of a collaborative agreement. Head Start personnel are now included in the Louisiana Department of Education‘s quarterly Region V Early Childhood coordinators‘ meeting. Board members are invited to participate in the local Creative Curriculum training series events. The program is working out details of a proposal to fill 20 Head Start slots through dual enrollment within school board Pre K classrooms. The school board is pleased with the collaboration project and is enthusiastic about learning more about similarities between the Head Start Outcomes Framework material and Pre K grade level expectancy material. Kendall County, TX HS 6/1/07 – 8/31/09 The program worked to extend the center lease an additional year. Initially, the space was promised for only one year. Although the program will relocate to a nearby community, however, the move will present challenges and opportunities. The staff will have to work to maintain full enrollment and might have to make changes in the program options to meet the needs of the children and families in the new community. The staff has demonstrated flexibility and the willingness to perform any job function as the program needs have changed. This ―do what it takes‖ attitude will allow for a smooth transition to the new center site. Parents are supportive of the change, having expressed their continued support of the program in anticipation of the move. The program‘s only non-degree teacher completed the requirements and received a CDA this past year. The staff is now focused on meeting all the requirements related to staff requirements for 2011 and 2013 as outlined in the Head Start Act. | Collaboration, Quality, Accountability 50 Little Rock, AR EHS 5/01/07 – 4/30/09 The program established a series of classes for pregnant teens at Central High School in Little Rock. The classes provide support and guidance to more than 20 teens who were in need of such services. The program extended its operating hours to better meet the needs of the teen and working parents. The program was required to vacate the fully donated facility within 60 days and found a new facility within a two mile radius of the families. The transition to the new facility was articulated through frequent meetings and weekly updates sent to staff, parents, and community members. Transition socials were held to say ―good bye‖ to the old facility and ―hello‖ to the new. Each of these activities allowed for a more seamless and comfortable move for the infants and their families. The program has become a social work internship site for two local colleges. Northeast Arkansas HS 6/1/07 – 5/31/08 CDI configured and installed 30 laptop computers in classrooms. Three new buses were added to the fleet to help improve enrollment. Several major building repairs included new exterior paint and siding, new roofing and flooring, installation of ramps for wheelchair accessibility, new kitchen space, and new telephone systems. Point Coupee, LA HS 3/1/04 – 7/31/08 While the program has maintained an aggressive recruitment plan, enrollment remains low. Still, families are committed to the home base program and openly express the positive impact that it has made on their lives. Staff receive intensive training on curriculum and assessment implementation, home visitation, and developmentally appropriate practices. | Collaboration, Quality, Accountability 51 Parents have responded positively to the Nurturing Program for Parents of Preschool Children. Each family receives workbooks and detailed instruction from weekly home visitors. Parents also attended the HS national parent training institute. Participation in the state sponsored LINK program, a program that tracks health services, especially immunizations, of all participating providers throughout the state, has improved the monitoring of immunizations and health services to children. South Texas HS/EHS 3/1/07 – 2/28/09 The program transitioned in September 2008 to two grantees—the Texas Migrant Council, Inc. assumed responsibility for services in Zapata and Starr Counties and the Community Action Corporation of South Texas assumed responsibility for services in Jim Hogg and Duval Counties. Both grantees participated in unification sessions as part of their transition and welcome to staff. The successful unification sessions introduced staff to their new programs and provided opportunities for the new grantees to share their goals for the future. The Texas Wintergarden HS/EHS 7/21/08 – 7/20/09 Staff is well connected and respected in the community as they participate in a variety of partnership committees and work closely with school districts. The administrative office moved from the previous grantee‘s building to a new space where the management team now works from one office. The move has made a difference in developing teamwork and improving the quality of services to the centers. The management team held an open house to help community partners understand that children and families continue to be served while the program is in interim status. The program is working closely with a playground architect to incorporate trees as natural shade structures in the playgrounds and to provide nature-based training and guidance to staff. CDI has discovered that helping staff re-learn how to play is just as important as having natural play areas in our centers. | Collaboration, Quality, Accountability 52 West Baton Rouge, LA HS 8/31/05 - 11/30/08 CDI HS provided a closing ―professional day‖ to help staff with their future endeavors and held a staff lunch to celebrate their moving forward. The program completed a successful transition to West Baton Rouge Parish School on May 30, 2008. Region VII: South St. Louis, MO EHS 9/1/08 - 8/30/09 Prior to CDI‘s management as the interim grantee, staff development was completed during abbreviated nap times and during staff personal time. CDI HS has successfully included five professional development days in the administrative calendar, allowing for extended training on many critical topics. Since CDI assumed operations, involvement with the Nurses for Newborns program has enabled services for pregnant and post-partum women, such as support for post-partum depression. This resource has also helped families obtain necessary equipment for their newborns. Prior to CDI‘s management as the interim grantee, obtaining the necessary items from vendors was hindered by lack of payment and/or slow payment by the previous grantee— delaying delivery of items such as diapers and cleaning supplies. Denver fiscal staff have tirelessly worked to bring accounts current. Now, all teachers have necessary supplies when needed. Region VIII: Alamosa, CO HS 10/01/06 – 9/29/09 The program‘s management team has developed into a cohesive and effective leadership group, guiding the continued development of quality services. | Collaboration, Quality, Accountability 53 The policy council has become strong and effective. Through the leadership of the director, they have forged a partnership of shared governance that supports staff and families. The program assumed the direct operation of a center serving 58 children which was previously operated through a Child Services contract. With this change, the quality of services—both indoor and outdoor environments—have significantly improved. Big Horn Basin, WY EHS 9/1/06-1/31/09 Improved employee morale and pride have improved employee performance, resulting in increased outreach and recruitment for the program. The program is fully enrolled and maintains a long waiting list. Training for parents and staff has established a strong and active policy council. Parents responded to trainings and opportunities offered by the program, resulting in excellent parent participation. An additional home teacher position has reduced caseloads so children and families can be served more effectively. In addition, the new home teacher recruited and enrolled Spanish speaking families in a previously under served area. One center moved from a downtown store front to a home in a residential area. The new location has adequate parking, an outdoor play area, and provides a comfortable space for the group socializations, fatherhood activities, and other program activities for infants, toddlers, and their parents. Due to an increased number of children diagnosed with developmental delays, home teachers conducted joint home visits with the staff of the disabilities services partner to better serve the families with individual family service plans. Stronger community partnerships have been established. Olathe and Grand Junction Migrant Seasonal, CO HS 11/7/08 – 11/6/09 Safety issues have been addressed resulting in the installation of new fire alarm systems at both program sites. | Collaboration, Quality, Accountability 54 The program has established strong community partnerships which will increase teacher access to college classes and better meet the service needs of Migrant and Seasonal families. Region IX: Northern San Diego County, CA HS/EHS 9/11/08 – 9/10/09 Staff development is strong in this program. An education committee was created to develop and plan content area trainings to ensure that all CDI HS staff receive training that meet Head Start Performance Standards. On the third Friday of each month, program staff attend trainings provided by CDI HS staff and consultants. Parents play an active role in the program with high levels of involvement. Staff and parents attended a training on male and father involvement and are in the process of planning for male involvement program implementation at all sites. A comprehensive program newsletter for all centers has been developed and a volunteer committee was formed. All sites enjoy generous family and community partner volunteers. The health and safety committee utilized the CDI Emergency Management Handbook to implement enhancements to health and safety. Program service plans are completed for each area. A CACFP Joint Accountability Task Force has been formed to support the food program. Mental health consultants were contracted to provide mental health and disabilities services. The Shiley Eye Clinic, a division of Community Ophthalmology at the University of San Diego, provides vision and hearing screening and services. Riverside and San Diego Counties, CA EHS 8/20/07 – 8/19/09 The staff is innovative and dedicated to making the program positive and successful. | Collaboration, Quality, Accountability 55 The program moved to a new office that is more appealing and welcoming—complete with a resource center for parents to search for employment. Children even benefit from a nearby play area while parents work on the computers. All staff have participated in a variety of trainings that include leadership and supervisory training Zero to Three conference in Washington D.C. Various guest speakers are brought in for parents and staff to discuss depression, nutrition, and various early childhood education topics. South LA County, CA HS/EHS 3/1/09- 2/28/10 When CDI HS began management of this program, 18 sites faced closure due to deficiencies cited by state licensing, local fire departments, and city health department inspectors. California child care licensing officials granted two week provisional licenses for all 18 sites. With intense coordination with city and state entities and efforts by program staff and contractors, all necessary corrections are in process. Region X: Portland, OR —East of Willamette EHS 6/01/05 – 12/31/08 In 2008 CDI HS worked to transfer properties to the new grantee, Albina Head Start. During the year, CDI HS completed improvements and upgrades while working with the city to implement the repairs prior to finalizing our transfer of the property to the new grantee. CDI HS concluded its successful transition of the Portland East of the Willamette Early Head Start Program on February 26, 2009. Region XI: Campo Band of Mission Indians, CA HS 8/17/07 – 8/16/09 | Collaboration, Quality, Accountability 56 Staff development has helped foster an enjoyable work environment. With community support, facility improvements and health and safety enhancements were made to the children‘s environment. Parents have expressed their approval of the changes. Staff are highly committed to learning and development—all staff members are in the process of completing an online CDA program and two staff attended an Appreciative Inquiry Leadership training in Denver. Catawba Indian Nation, SC HS 6/1/05 – 5/31/08 CDI HS completed a community assessment and determined there was need for child care before and after Head Start operating hours. Wrap around funds were obtained and child care is now available to families, allowing respite from daily transitions from one center to another. A partnership was developed with the local infant toddler child care operated by the Tribe and the school aged summer program operated by the Catawba Cultural Center. This partnership enabled combined field trips and activities so that many of the children spent the day in the company of younger and older siblings and tribal peers. The Tribal Cultural Center partnership also afforded the children weekly experiences in tribal customs, dances, and language. Even the playground which was re-visioned and renovated is reflective of the natural elements and culture. Transition of the program to a tribal entity, as the permanent grantee, preserves the hope and vision of the community through its children. Region XII: Wyoming Migrant and Seasonal HS 9/07/06 – 9/15/09 Under the direction of the Office of Head Start and Region XII, a community assessment determined the needs of migrant and seasonal families in Wyoming. The assessment concluded it was necessary to terminate the seasonal program at all three sites in May | Collaboration, Quality, Accountability 57 2007. Migrant services continue to be provided during the summer at the Powell center from June through August. Cost assessments for removing federal Head Start property were gathered. Deeds to modular buildings were obtained while equipment and furnishings were moved to storage. The modular buildings have been listed for sale. | Collaboration, Quality, Accountability 58 APPENDIX II SPECIFIC CONTRITBUTIONS TO PROGRAMS BY REGION (September 29, 2000 – March 15, 2008) Region I: Cambridge, MA HS 12/1/05 – 6/30/07 Restored community partnerships allowed for continued program enhancements to occur. Observations, assessments, intensive individualized training, and technical assistance to teaching staff have resulted in significant improvements in implementing the High Scope curriculum. The Cambridge Community Partnerships for Children (CCPC) provided resources for management and supervision coursework and was instrumental in the program obtaining National Association for the Education of Young Children (NAEYC) accreditation. Other beneficial partnerships included Boston University and Harvard University for ongoing teacher training. Danbury, CT 8/1/02–6/30/04 This program had been sponsored by CDI HS and operated through a delegate, ABCD, Inc., since September 2002. ABCD, Inc. provided extensive support to the Danbury Head Start program in the areas of training, systems development and implementation and incorporating best practices into the full-range of services. Through the leadership of ABCD, Inc. staff and the Danbury Head Start Director, the services offered to children and families vastly improved in one year. The program was successfully transferred to a new grantee, Connecticut Resource Development Corporation (CRDC). Hampshire County, MA 4/30/05–08/31/06 CDI HS collaborated with the local Quaboagh Valley Community Development Center in Ware to create a new Head Start site including two Head Start classrooms, office space and a playground, and the provision of high quality early childhood environments. | Collaboration, Quality, Accountability 59 Significant salary increases meant the acquisition and retention of highly qualified staff, dramatically improving quality of the program services. Staff went from crisis management to a pro-active management style, resulting in a calmer, positive, and more productive work environment. A collaboration with WGGY public television brought staff, children, and parents a nutrition and wellness program, creating positive publicity with newspaper articles and a public television commercial produced as a result of this collaboration. At transition, staff received numerous invitations to serve on community boards and to be collaborators on grants and projects with other agencies. Fairfield County, CT HS 11/24/05 – 9/30/07 The program has earned numerous recognitions for program initiatives. The Mayor of Bridgeport honored the program for its support to the Diabetes Awareness Initiative and Prevention for Blindness. The program has become a host site for Maturity Works, a Bridgeport sponsored senior citizen classroom volunteer program. Fathers are Concerned Too (FACT), a fatherhood initiative, meets several times monthly to develop activities for children and the significant males in their lives. The State of Connecticut has continued to fund the program for State Head Start, state enhancement, and school readiness. Knox County, ME 10/1/05-5/31/07 A successful transition was coordinated to move the program from interim management to Penquis Community Action Program. The transition included planning; working with staff to continue employment; meeting with community partners and policy council members; assisting the grantee in understanding the program design; and providing essential program information such as contracts and leases. CDI implemented a recruitment plan with new procedures for follow-up with prospective families. The plan included increased child referrals, enrollment, and program visibility in the community, and ultimately strengthened relationships with community agencies impacting Head Start families. Penquis CAP complimented CDI many times on the generosity of spirit that set the stage for a successful transition. | Collaboration, Quality, Accountability 60 Meriden, CT 7/1/02–2/28/03 CDI HS initiated a building renovation project for the primary facility utilized by this program, which resulted in a state of the art child development facility. CDI HS continued services for children and families while working collaboratively with the replacement grantee to plan and implement transition of the program. To ensure minimal disruption of child and family services, the transition was conducted by transferring component services gradually as the new grantee was prepared to assume them. When all services were transferred CDI HS, ended its operations and closed its local offices. Region II: Camden, NJ 8/1/04–9/30/05 This program began with no staff and no facilities. CDI HS staff negotiated new facilities, two classrooms and entered into a strong child care partnership with Respond, Inc. As a result of the partnership, eight classrooms were added to serve sixty-four infants and toddlers. In total, more than 100 children were served through this partnership. Through the use of AI and the identification of many program strengths, the program became unified and held true to work commitments. This shift supported effective service delivery and teamwork. Five teachers re-enrolled in a CDA program and four teachers, along with the education coordinator, completed the four PITC training modules. Metro Puerto Rico HS 08/01/2005 – 06/30/2007 After extensive recruitment efforts by family services staff, CDI Head Start identified a sufficient base of eligible children to successfully meet the funded enrollment of 816 children. The program continued to meet the funded enrollment until the program was transitioned. Previous to interim management, the program had not been able to maintain full enrollment. CDI Head Start was able to forge a limited working partnership with the Puerto Rico Department of Education (PRDOE) for disabilities services. In the past, the program was unable to reach a | Collaboration, Quality, Accountability 61 cooperative agreement for children to be served. The result is that the PRDOE, at the time of transition, was working in a very collaborative effort to serve referred children. Newburgh, NY 5/1/01–7/31/02 We provided support and guidance to the Head Start program director allowing the program to move seamlessly into new space once the replacement grantee was in place. The space formerly used by the program was not handicap accessible and was cramped and worn. The new facility provided a beautiful environment for staff and children. Monmouth County, NJ 8/24/04–10/31/05 The program stabilized its relationship with the community with regards to its fiscal integrity and credibility. New relationships are supported by reasonable leases and reliable and timely responses to community creditors. After management restructuring, there was a visible shift from the original top-down style of management to every person being responsible for their own success and together for the overall success of the program. Additional staff was hired to improve the health and safety of facilities for staff and children. Appreciative Inquiry helped the team identify their core values and focus on team building and positive outcomes. The session supported the team‘s focus on a mission driven by mutually recognized core values. New York City, NY 5/21/04–4/30/05 When CDI HS began operations, staff was unaware they had to follow Head Start regulations. At program transition time, they understood Head Start regulations and could successfully provide services to a large number of children and families. Though the Early Head Start program ended, the homeless shelter CDI HS contracted with started a new program in their shelter using a home-based program model. The program ended with public acknowledgments of each individual‘s contributions to the program success. Individual relationships went from weak to strong—further supporting their ability to provide services to children and families. | Collaboration, Quality, Accountability 62 Saratoga County, NY 7/1/04–10/31/05 The program provided quality services to children and families in this rural and geographically challenging county. The program maintained strong community partnerships including one with the former grantee. All planned health and safety upgrades to playgrounds were completed. Labor management relationships improved and a union agreement was reached. Supervision, management and professional development systems were assessed and improved. Union County, NJ 5/14/05–10/31/06 Staff was re-trained in general child development and selective Creative Curriculum concepts, including a stronger mentoring approach to teacher development. The new curriculum‘s success is evident in the development of environments and lesson plans; and in the children‘s level of classroom involvement. Buses were purchased and acquired to help expand transportation to families in outlying areas. The regional office supported movement of two buses from Monmouth County to this program. Despite obstacles, the program transitioned successfully and cited CDI HS‘s transition checklist as being an essential tool. White Plains, NY 10/1/02–1/2/04 Assumed in October 2002, the program was brought under CDI HS sponsorship in a very short timeframe. The prior grantee management staff resigned within two days of our arrival, leaving CDI HS to make complex decisions and with a legacy of unmet obligations including large debts and bankruptcy. CDI HS hired and oriented the staff of the previous grantee; secured essential on-going program operations; and improved operating systems while insuring compliance with standards. Though suffering from a lack of support created by a failing grantee structure, CDI HS was able to provide the foundation and support to reestablish staff confidence and program operations. | Collaboration, Quality, Accountability 63 Region III: Arlington County, VA HS 3/2/06 – 4/30/08 The program was initially housed in an elementary school with rodent and insect infestations, mold, peeling lead paint, asbestos, poor emergency lighting, and emergency exit windows that were sealed with years of paint buildup. CDI staff moved the classrooms into public school classrooms and the new year began in new, clean classrooms. New furniture was purchased to replace furnishings damaged by insects and mold. Low staff turnover and high staff participation in training and continuing education contributed to overall program improvement. Staff reported that training prior to CD‘s arrival was infrequent and focused on upper management while staff were not supported in obtaining degrees beyond a CDA. A significant number of staff have participated in college level coursework. Participation in regional and national training opportunities allowed greater awareness and support for national initiatives, such as fatherhood and literacy. Carbon County, PA 9/1/02–6/30/03 CDI HS supported this program in continuing to provide the same quality services throughout its sponsorship and as it transitioned to the replacement grantee, Rural Opportunities, Inc. (ROI), on July 1, 2003. ROI retained all staff that desired to stay with the program and continues to operate virtually the same model that had been operated prior to CDI HS assuming responsibility for the program. Charleston, WV 5/29/01–5/28/02 CDI HS was able to distance the program from the prior grantee and the financial problems that had plagued the program. Working conditions vastly improved for office staff by relocating the office. We worked with the Kanawha Public School District as our delegate to develop a compliance action plan to address their review findings. This resulted in the school district being determined compliant and eligible to receive part of the program as one of the replacement grantees. | Collaboration, Quality, Accountability 64 Culpeper, VA 7/29/02–6/30/03 Social Services of Culpeper was named as the replacement grantee and the transition occurred on July 1, 2003. CDI HS supported the program to implement improved systems for service delivery and made a significant impact on early childhood education services through a program of staff development and technical assistance. The use of child profiles to integrate services for children and families was implemented and provided a vehicle for a more holistic approach to service delivery. In addition, the expanded use of the playground and other outdoor environments to create an extension of the classrooms greatly enhanced the teaching staff‘s options for creating developmentally appropriate and diverse learning opportunities for children. Dorchester County, MD 11/5/03–9/15/04 The focus for this program had been on professional development and employee morale. Competence and confidence were developed with a thorough understanding of the comprehensive services outlined in the Head Start Program Performance Standards. This resulted in trained staff engaging in much more appropriate practices and interactions. Staff learned to correctly determine income eligibility and health, mental health, and nutrition services were restored. Initially over-enrolled, numbers were realigned to meet the approved funded enrollment levels, thus creating a manageable operating budget. Renovation of an existing site offered children and families safe, healthy and developmentally appropriate indoor and outdoor environments. The fiscal integrity of the program was restored as community vendors again did business with Head Start. Juniata County, PA 1/28/05–1/27/06 Communication training around change and challenges provided a foundation for staff to prepare for transition to a replacement grantee. The teamwork among bus drivers and bus monitors extended classroom instruction from the time children entered the buses until they were returned home. The program successfully transitioned to the new grantee on January 27, 2006 with all of the existing staff employed. | Collaboration, Quality, Accountability 65 Lawrence County, PA 7/16/01–7/15/02 CDI HS made extensive renovations to the primary facility including upgraded electrical service, a new boiler, complete interior paint and installation of a new playground. In addition, new classroom equipment and computers were purchased for each classroom. We strengthened leadership and management capacity through staff changes and extensive training and technical assistance. McDowell County, WV HS 1/7/06 – 8/17/07 The transition of this program took place during the summer break. Staff returned to meet with the replacement grantee and the management team was able to provide licensing and fiscal support to finalize the transition. Feedback from the replacement grantee was positive regarding the improvements made to the playgrounds and facilities and the acquisition of new buses and classroom furnishings during CDI‘s tenure with the program. Philadelphia, PA 8/20/01–8/19/02 New playgrounds were installed at four of the centers, new classroom furniture and equipment was purchased and we provided extensive support to the YMCA through its process of assuming the role of replacement grantee. Pittsburgh, PA 8/1/01–7/31/02 CDI HS purchased new furniture for every classroom and restructured management functions to ensure increased support for direct service staff and provide greater program accountability. Leadership and management capacities were developed through extensive technical assistance. | Collaboration, Quality, Accountability 66 Summers County, WV 2/1/03–6/30/05 A comprehensive staff training program was implemented to ensure all teachers achieved their AA or BA in early childhood education. The program worked closely with other community partners to develop a plan to upgrade and/or replace the program‘s facilities. A collaborative classroom was established between the state pre-school initiative and Head Start in partnership with the State- Head Start Collaboration office. Sussex County, DE 5/1/03–7/31/04 Many adverse conditions existed in this program. The former grantee was unwilling to release the program and court action occurred against the regional office. We entered the program with staff divided in their loyalties. In addition, both the facilities and the transportation system were in poor condition with few dependable community resources. CDI HS worked on locating other sites since the facilities were owned by the former grantee which had listed two of the four buildings for sale. CDI succeeded in finding suitable sites even though property was expensive and scarce due to the growth in tourism and retired persons seeking to settle in the area. The program was successfully transitioned to a local grantee. Region IV: Alachua County, FL EHS 8/15/06 – 1/6/08 The program has provided substantial advocacy support to families of Head Start children resulting in enhanced services. CDI staff partnered with Alachua County education officials to start GED classes, accessible within walking distance to low income families and for EHS parents. Eighteen parents are enrolled in college and of those, four graduated in December. The local Gainesville Regional Transportation System stopped a route that impacted the majority of the parents and others in the community that utilized the SW 75th Street bus route. Through our program‘s active outreach, the bus route has been restored. | Collaboration, Quality, Accountability 67 Atlanta, GA 2/15/02–8/19/02 Through extensive training we were able to create an effective Policy Council. There was no disruption of service during the transition of the program to CDI HS or to the replacement grantee. We maintained services through child care partners, cleaned-up the facility and provided the replacement grantee with enrollment applications for eligible children for over half the funded slots. There were several old issues that had followed the program through a succession of prior grantees. We passed the program to the replacement grantee with no outstanding issues. Several effective and well-attended parent and volunteer events were held at the end of the school year. Staff received extensive training, including CDA classes during the summer. Berkley, Charleston, and Dorchester Counties, SC 11/11/04–11/18/04 CDI HS transitioned this program from and back to the previous grantee in seven days. Dalton, GA 6/1/01–4/1/02 CDI HS was able to vastly improve the facility, classroom equipment and provide a developmentally appropriate playground for the Early Head Start children served. We implemented extensive staff training in collaboration with the T/TA provider to improve the skills of staff and services. We maintained full enrollment in the program. Dougherty County, GA 7/19/04–7/18/05 The program smoothly transitioned to the new grantee with most of the staff re-employed by the replacement grantee. The transitioning staff embodied a positive ―can do‖ attitude— largely as a result of Appreciative Inquiry interventions. | Collaboration, Quality, Accountability 68 Greensboro, NC 11/1/02–7/31/03 The replacement grantee was committed to continuing to provide the same service model, a combination of family child care homes and a full-day center that had been operated by both CDI HS and the prior grantee. Since this program had struggled to implement the family child care model, it was extremely validating to the providers and the staff when this decision was made. CDI HS assisted the program in developing monitoring systems, creating written procedures and implementing a staff development program that met the needs of the unique model offered. Lafayette, TN 12/6/03–8/31/05 Staff development was strong in this program. Eight staff members completed their AA or BA degrees, ten staff members completed their CDAs, eight parents achieved their GED; eight parents received their CDA and four staff members achieved a state certificate in social services. A comprehensive health and wellness program was implemented including stress management training; fitness assessments and plans; and a focus on the FISH! philosophy for creating a dynamic and enjoyable work environment. Enhancements were made to the health and safety of the children‘s environments including playground upgrades, facility improvements and new security systems. Sumter County, GA EHS 7/1/05 – 6/30/08 The program collaborated with several local agencies in celebrating the Week of the Young Child– Child Care Resource and Referrals, Georgia Southwestern State University, Health Department, Babies Can‘t Wait and, PEACH. It was a successful event where more than 100 families came and enjoyed the fun and games. Information on health and other resources were distributed. A child care partner that provided services to 28 EHS children informed the program that it would no longer be operating its center. This meant the program would need to find another | Collaboration, Quality, Accountability 69 child care provider to serve the children or a suitable facility in which to relocate the children. Conversations with the new owner about the importance of the partnership to the children and families and reassurance that CDI would work closely with them to ensure that everything went smoothly, convinced the owners to continue serving CDI‘s children. As a result, the children received the same continuity of care they were used to and the families did not have to worry about where their children would be served. Wake, Chatham and Orange Counties (Raleigh), NC 3/1/01–12/31/02 We implemented a partnership with Orange County Schools, the State-funded ―More at Four‖ program, Orange County Transportation, Foster Grandparents and the Community Kitchen to serve the 4 year olds in the public school buildings and to continue onsite services for the 3 year olds. Region V: Franklin County, OH EHS/HS 5/30/05–5/26/07 The program‘s Early Head Start teachers and teacher assistants received training in the Program for Infants and Toddlers Curriculum (PITC). Infant and toddler caregiver development was cited as a significant need within the program and this training was the first specific training provided for the majority of the program‘s Early Head Start staff. Implementation of the PITC curriculum provided a basis for the Early Head Start professionals to carefully reflect on practices in place and compare to ―best practices‖ in early care and education. Despite obstacles, the program successfully transitioned to two replacement grantees within the allotted timeframe. The program‘s delegate agency, South Western City School District, expressed its appreciation of the manner in which Head Start business was managed through the interim period. | Collaboration, Quality, Accountability 70 Gallipolis, OH 12/1/01–9/30/02 We purchased replacement classroom furniture and improved the playgrounds at two of the centers. Minneapolis, MN 9/1/01–10/31/02 We worked extensively with this program to develop systems and procedures for working with families. In addition, we implemented policies requiring the program to adhere to income eligibility requirements and enroll families according to the service area as defined in the grant. The fact that the prior grantee became the replacement grantee was acknowledgement of the success of these efforts. Saginaw County, MI 12/17/04–12/31/05 The working relationship that CDI HS developed with the Region V Head Start TA Network providers, to improve education outcomes and training plans, was beneficial to the new grantee since the TA providers played an important role in the transition of the program. The training and technical assistance received by the education manager and education coordinators on lesson planning and age-appropriate curriculum inspired conversations around accountability, commitment and empowerment. As a result, teachers were trained to create their own lesson plans. Meetings with the Superintendent of the Saginaw Public Schools produced a cordial working relationship and a coordinated schedule of classroom in shared buildings. South Bend, IN 11/1/03–8/31/04 Staff and management issues had plagued this program for many years. In addition to supporting the program to deliver quality services, much of our effort was focused on giving employees clear directions, responsibilities, accountability expectations. A significant amount of time was spent addressing staff resistance, complaints and grievances. The program services | Collaboration, Quality, Accountability 71 were transferred to a new agency very quickly and many of the existing Head Start staff was not hired by the replacement grantee. Region VI: Beauregard Parish, LA HS 6/5/06 – 11/30/07 The program transitioned smoothly to the replacement grantee on December 1, 2007. On November 29-30, 2007, staff participated in a wellness event that focused on stress management, caring for self and concluded with an Appreciative Inquiry session that focused on the highlights of the staff‘s time with CDI HS, their vision of excellence in service delivery and professionalism as they move forward with the new sponsor. The two day event ended with staff renewed and motivated as they moved on to their permanent program home. Calcasieu Parish, LA 7/1/03–12/31/04 Numerous building and playground upgrades were made, many of which were necessary to meet state health department licensing requirements. A sidewalk at one site was widened to meet ADA and child care licensing requirements. All upgrades provided safer facilities for children and employees. Improved bus maintenance and other vehicle preventive maintenance checklists supported safer transport of children and staff. Central Oklahoma, OK 3/9/02–5/31/03 In August 2003 CDI HS made a smooth transition of the program to three new grantees, without seriously interrupting services to the children and families receiving full day care. We completed the construction of a new kitchen at the Norman Head Start/EHS facility. We established a positive partnership with the Stillwater Public Schools which allowed us to serve more children in safe facilities. | Collaboration, Quality, Accountability 72 Comanche County, OK 1/24/05–4/7/06 During the final month of the 2005-2006 CDI HS year, the program concluded with a smooth transition to the replacement grantee. CDI HS staff commitment to quality program services was demonstrated during transition activities. Staff from both programs worked well during the transition to ensure the continued collaboration with the local public school—a relationship that continues to grow. East Carroll Parrish, LA 8/1/02–9/30/04 CDI HS continued to address health and safety in the area of facilities and transportation. All classrooms were upgraded and new classroom supplies provided appropriate learning environments for the children. Four vans, which were not able to be equipped with proper equipment, were eliminated from use. Outdated, unsafe equipment was removed from the playground and the space was contained to provide supervision for children. The new and more pleasant environment along with management‘s new more appreciative approach created vastly improved employee morale. The staff had a renewed sense of pride in their program and continued to make improvements in all content areas. Through the use of Appreciative Inquiry and a strengthened leadership approach, community members and leaders took notice of the change and became more involved. CDI HS produced a short video documenting the success of this program. The program was successfully transitioned to a new grantee. Grant Parish, LA HS 1/1/07-10/31/07 CDI requested and received funds to repair damages to the main classroom campus and administrative office following a severe wind storm. Damages to the building amounted to $79,000 which was approximately ten percent of the first year annual budget. Major improvements including new roofing, electrical supply repair, drywall repair, new carpeting, new playground equipment, and painting served to improve morale of both staff and families. | Collaboration, Quality, Accountability 73 The Office of Head Start supported the movement of three busses from Region V to the Grant Parish program. The buses were sorely needed by the program and ensured continued accessibility to centers within an extremely rural community. Houston, TX 1/1/02–9/1/02 The most significant gains were made in the areas of policy council, parental involvement, and program planning. Staff development also improved the quality of services provided. A system for monitoring was implemented allowing staff to analyze data collected for purposes of program planning. Lubbock, TX 2/1/02–9/30/02 CDI HS worked with program staff to support them in performing their jobs with confidence and competence, becoming leaders in the program and their community. The quality of services dramatically improved simply by shifting the management style of the program. Oklahoma City, OK 4/1/03–8/31/04 The prior grantee had misconceptions about the standards for Early Head Start programs. CDI HS spent considerable energy on re-training and educating not only staff in the program but also the community. We provided services for 120 infants and toddlers through contract sites. Staff also relocated, as all office space was lost. The program offices were then housed in an older building in the renovated downtown area within a few blocks from the main program site. The playground and facility up-grades at the Oklahoma Public Schools Emerson site were completed. San Jacinto, TX 9/1/02–7/31/04 The program was able to attain full staffing and enrollment. Staff made great gains in compliance with teacher qualification requirements. A new mentor teacher position provided | Collaboration, Quality, Accountability 74 greater overall quality to classroom services. The program received social services training to enable quality implementation of family services for all enrolled families. Playground upgrades were made with additional funds provided by the regional office. HSFIS training allowed staff to monitor and record progress towards meeting Head Start Program Performance Standards. San Patricio and Aransas Counties, TX 11/4/04–11/30/05 Staff was included in program decisions and discovered renewed trust in themselves and their work. Staff remained positive and professional throughout early facility changes and equipment challenges. A pre-transition Appreciative Inquiry session supported staff in identifying their positive core, highlighting their shared values, and creating a colorful flyer illustrating all the elements of their positive core to display as a reminder of their values. The staff assisted in relief efforts following Hurricanes Katrina and Rita. The program also changed its service model to accommodate evacuees. The program transitioned in November 2005 and through cooperation with regional office, CDI HS received funding for the staff to continue with health insurance benefits during the transitional period of provisional employment with the replacement grantee. The majority of the staff was employed by the replacement grantee. Sweetwater, TX 5/8/03–10/31/04 A successful transition was made to the new grantee with little to no disruption in services to children and families. Many of the staff was hired by the new grantee and others found work in the community. CDI HS passed onto the new grantee upgraded quality, licensed facilities. An extensive Appreciative Inquiry session had a positive and lasting impact on what was initially a conflict-ridden program. | Collaboration, Quality, Accountability 75 Tom Green County, TX 9/1/02–7/31/04 CDI HS instituted major changes in this program, including a thorough analysis of the budget and spending pattern. Having more staff and services than the budget could support, ultimately resulted in a reduction in staff salaries and other expenses to balance the budget. Food purchasing was modified to better control inventory and reduce costs. Two large facilities were closed (one because of a large cost increase and one because of safety) and the classrooms were relocated to the building housing the administration offices. Major repairs were completed on many of the playgrounds. Budget and management process training was provided to the policy council. We supported teachers‘ efforts toward obtaining their degrees through a partnership with San Angelo College, enabling 31 teachers to participate in accelerated college courses. Winnsboro, LA 7/1/01–5/31/02 CDI HS completed facility repairs necessary to ensure the safety of children and staff. We also supported staff development that resulted in increased integration of services as outlined in the Head Start Program Performance Standards. We built a strong partnership between the program and community resources. Region VII: Barton, Rice and Pawnee Counties KS 7/1/04–1/31/06 The loss of two classrooms created opportunities to recreate community support and relocate to spacious facilities. The communities assisted with the moves, donations of paint, beautification projects and playground equipment and installation. Parents and staff participated in an Appreciative Inquiry approach to program governance training. As a result, parents volunteered to conduct training and orientation for new parents serving at the center and for policy council. The program director helped expand the Reading Education Assistance Dogs (READ) program to include our Head Start centers with five additional volunteers. | Collaboration, Quality, Accountability 76 Clay, Jackson, and Platte Counties, MO 12/17/04–1/2/06 Situational leadership training and a reorganization of management staff were key in helping staff see their potential in the program. The restructuring aligned staff responsibilities and Head Start content areas. Three new facilities were purchased from the prior grantee. At orientation, the program participated in Appreciative Inquiry training focused on success and responsibility for creating their world. The director participated in a formal Appreciative Inquiry training and supported its use in the program. Grand Island, NE 10/1/01–7/31/02 CDI HS provided the staff with health insurance coverage it had never had before. We also provided stable and consistent leadership and management training. Omaha, NE 1/1/04–8/15/05 The Early Head Start group completed West Ed training. Eleven classrooms were relocated to more favorable spaces. Staff development created positive shifts in attitude from the time the program was acquired to the time of transition. As a result, at least 85 percent of the staff was hired by the replacement grantee. A restructuring of the program freed funds for 11 new playgrounds. Region VIII: Pueblo, CO 6/11/01–8/31/02 CDI HS hired an experienced Head Start program director and several new managers in this program during our tenure. We developed both leadership and management capacities through extensive training and technical assistance. The replacement grantee retained the director. | Collaboration, Quality, Accountability 77 Region IX: Beaumont, CA 11/1/03–10/31/04 Program staff picked up where the previous agency left off with disabilities services to children, recruiting community members to jointly participate in Special Quest Training. An outcome of the Special Quest team effort was a visit to the Museum of Tolerance to initiate conversations regarding barriers to improving community connections. Butte County, CA 9/24/05–1/31/07 CDI HS added two Early Head Start sties and received funds to make facilities compliant with health and safety standards. Through consistent, positive leadership, staff morale improved. Perseverance led to the acquisition of program files through the data tracking system. The program began with minimal staff but was eventually able to fill all key positions, ensuring minimal disruptions. Contract changes and negotiations were handled diplomatically to preserve community relationships. A partnership continued with the county board of education and teen parent program of the Chico Public schools. Clark County, NV HS 2/18/06 – 2/13/09 Reorganization of staffing patterns, proper training, and clear program guidelines realigned the program with Head Start Program Performance Standards. As a result, many improvements were made in all service areas. CDI‗s training and redirection proved energizing for all staff, enabling staff to focus on program priorities. Where staff had been divided and competitive, they are now integrated and providing comprehensive services. An updated version of the ChildPlus data base was purchased and effective training and assistance was provided. All sites are now in compliance with the licensing standards. A full health inventory and action plan was completed to ensure services were obtained. The performance of a new health and nutrition services manager has successfully met this challenge. CDI HS received assignments of long term leases protecting underlying federal interests in anticipation of transfer to the new grantee. | Collaboration, Quality, Accountability 78 San Fernando and Santa Clarita Valleys, CA 11/1/05-10/31/06 Early Head Start was moved to the Head Start administrative building, a change that created better relationships. Improved faxes, computers and copy machines were added to the program. CDI HS worked with the union to close six sites located outside the service area, with minimal disruption of services and impact to staff. The regional office worked with CDI to make a decision not to add 200 children prior to transition – a decision made in the best interest of children. The program worked with the regional office in the transition of the program to two grantees. Yolo County, CA 9/1/03–8/31/04 Broad support was provided by CDI HS staff and consultants to address the issues of many staff vacancies, poor program management, limited classroom supervision and gaps in staff education. Comprehensive staff training was provided in all Head Start Program Performance Standard areas. CDI HS reorganized the management staff, hired for vacant positions and created needed positions to provide more support for the program. Neglected facilities received attention. Staff moved children from one site that had health and safety issues to a newer, more appropriate site. Repairs to the facilities and outdoor spaces continued throughout the program year. Staff trainings were provided along with support of educational development. A full-time consultant provided daily guidance and staff mentoring. Region X: Everett, WA 11/1/01–11/30/02 Program services were continued without disruption. The program was already wellmanaged and provided high quality services, which it continued to do. | Collaboration, Quality, Accountability 79 Fairbanks, AK 1/1/03–1/2/04 CDI HS‘s transition into the program was eased by the excellent collaboration between the regional office, prior grantee, existing staff and CDI HS. The program was found to be operating effectively. CDI HS implemented systems to strengthen, enhance and make improvements where needed. CDI HS acted to provide management stability while the federal office sought a new local grantee. A collaborative approach was planned whereby there was an ―overlapping model‖ to transfer the program to the replacement grantee. During the 90-day overlap CDI HS operated the program and the newly designated grantee developed its operating foundation and learned about Head Start. CDI HS provided program services to children and families; acted as a model for the new grantee to observe; trained the grantee in CDI HS systems; provided parallel work experiences for key staff of the new grantee; provided training and technical assistance; and collaborated in planning and problem solving. Lake County, OR 8/26/04–10/31/05 CDI HS maintained the provision of quality services to this small, isolated program through a partnership with a child care agency. Facility and playground renovations were completed. Playground improvements included new fencing and more space around the swings. Two storage sheds with outdoor play equipment created better access to play equipment and allowed the children to assist in cleaning. Portland, OR 8/13/01–8/12/02 Due to conflicts with prior grantee regarding the building it was necessary to change the program model to ensure no disruption of services. We also successfully transitioned the program to three replacement grantees that will provide a richer service delivery model than either the prior grantee or CDI HS was able to provide. | Collaboration, Quality, Accountability 80 Region XI: Crow Creek Sioux Tribe, SD HS 3/14/05 – 6/30/07 In a rural community with limited resources, positive community partnerships were formed which resulted in increased access to health and mental health services for children and families. Services for children with special needs also improved significantly through collaborative planning with the public schools. Throughout CDI‘s program administration, a very positive and productive relationship was maintained with the delegate agency, Rural America Initiatives, serving families in the Rapid City, SD area. The quality of early childhood education services improved as a result of ongoing curriculum training provided for teaching staff. Crow Tribe, MT 9/17/01–6/30/03 CDI HS continued to provide extensive improvement of all facilities and playgrounds; including new equipment and remodeling in the office and classrooms, along with a completely new facility. Extensive staff development substantially improved the quality of the management team and the classroom education provided, including a 5 day per week, 10 week required summer institute which CDI HS developed with Little Big Horn College for teacher training. We reorganized the management structure, hired new management staff, and created family worker positions. We worked with the ACE Project and tribal officials to build the capacity of the Crow Tribe to manage the program in the future. Seminole Nation, OK 12/1/01–1/31/05 CDI HS continued to maintain the program without disruption of services during the period that the Seminole Nation was unable to do so. CDI HS completed building a new facility that was begun under the tribe. The management team, teachers, family advocates and all support staff—of both Head Start and Early Head Start—benefited from participation in extensive staff development training. The program received training and technical assistance to the Seminole | Collaboration, Quality, Accountability 81 Nation on topics of child care and Head Start collaboration, planning, and developing their proposal to regain the program under the Seminole Nation's management structure. Region XII: No programs in this region to report during this period. | Collaboration, Quality, Accountability 82