“High CMRR in Reduced-Coupling Monolithic Baluns” by Robert C Frye, Phoo Hlaing* and Kai Liu** RF Design Consulting, LLC, Berkeley Heights, NJ, 08854, USA *STATS ChipPAC, Ltd Singapore 768442 **STATS ChipPAC, Inc, Tempe AZ, , 85284, USA re 569059 Copyright © 2010. Reprinted from 2010 International Microwave Symposium (IMS) Proceedings. The material is posted here by permission of the IEEE. Such permission of the IEEE does not in any way imply IEEE endorsement of any STATS ChipPAC Ltd’s products or services. Internal or personal use of this material is permitted, however, permission to reprint/republish this material for advertising or promotional purposes or for creating new collective works for resale or distribution must be obtained from the IEEE by writing to pubs-permission@ieee.org. By choosing to view this document, you agree to all provisions of the copyright laws protecting it. High CMRR in Reduced-Coupling Monolithic Baluns Robert C Frye, Phoo Hlaing* and Kai Liu** RF Design Consulting, LLC, Berkeley Heights, NJ, 08854, USA *STATS ChipPAC, Ltd Singapore 768442 **STATS ChipPAC, Inc, Tempe AZ, , 85284, USA Abstract — Monolithic technologies (e.g. semiconductor-based passive components) have small dimensions and tight fabrication tolerances. For coupled-resonator baluns this results in superior amplitude and phase balance characteristics, which are directly related to the common-mode rejection. Achieving good CMRR becomes more difficult at higher frequencies because of the effects of capacitive coupling between the primary and secondary coils in the circuit. In this paper a modified physical design is presented that reduces the capacitive coupling and offers superior CMRR. These designs also have reduced inductive coupling, so they have a more narrow-band response. Measured performance characteristics of a practical example of one of these baluns are presented. i1 iU v1 +- vU+i1 i2 v2 +i2 iU 3-port network Balun transformers are widely used in the front-end of wireless systems. Nearly all commonly used antenna configurations are single-ended, and most RF integrated circuits use differential circuit architectures, so balun transformers are required to interface the two. With growing emphasis on miniaturization in wireless consumer products, there is a strong trend to integrate balun transformers into a common package with the RFIC, either using on-chip passive components [1] or as separate integrated passive devices (IPDs). Silicon IPDs are especially attractive for integration with RFICs because of their common form factor and low cost [2], and they have some performance advantages over on-chip implementation. In either kind of implementation the design approach for the balun transformers is similar, and they share a common planar monolithic structure. The primary function of the balun is to provide mode conversion from a single-ended to differential port. Often, the balun also transforms impedance between these two ports to obtain a match. Figures of merit for the balun are the input and output return loss, insertion loss and balance (amplitude and phase) at the differential port. Common-mode rejection in baluns is closely related to the balance. In receiver circuits (LNAs) common-mode signals can result in power supply modulation and self-mixing. In transmitters, even-order harmonics are typically present in the common-mode of their output, and it is desirable to block these to maintain high linearity and electromagnetic compliance. For these reasons and others, CMRR is often a key design consideration in baluns. 1560 iD vD +- 3-port network iD iC i3 v3 +- vC +iC a: conventional S-parameter representation INTRODUCTION 978-1-4244-6057-1/10/$26.00 ©2010 IEEE reference plane i3 Index terms – Balun, circuit topology, passive circuits. I. reference plane b: mixed-mode S-parameter representation Fig. 1: Conventional and mixed-mode S-parameters. II. CMRR AND BALANCE A balun is a 3-port device. Its S-parameters are measured using the conventional arrangement shown in Fig. 1a. However, many of its key figures of merit are derived from the mixed-mode S-parameter representation shown in Fig. 1b. In the mixed-mode representation, the conventional S-parameters for the two ports that make up the differential terminals of the device are rearranged into differential and common-mode components. These two components are linearly related to the conventional signal components, and are an equally valid alternative representation [3, 4]. In Fig. 1, the conventional ports 1, 2 and 3 are transformed into unbalanced (U), differentialmode (D) and common-mode (C) ports. If port-1 is the unbalanced port, then the differential-mode and common-mode port signals are derived from linear combinations of the signals at ports 2 and 3. In a balun, the “insertion loss” (or, more correctly, the differential-mode gain) is the power scattered from the unbalanced port to the differential port. It is related to the conventional Sparameters by DMG = S DU = (S 21 − S 31 ) / 2 . (1) Similarly, the common-mode gain (inverse of the CMRR) is the power scattered from the unbalanced port into the com- IMS 2010 mon-mode port. It is related to the conventional S-parameters by CMG = S CU = (S 21 + S 31 ) / 2 . (2) The balance characteristics of a balun are expressed in terms of the conventional S-parameters. For signal input on the unbalanced port (port-1) the amplitude and phase differences are measured between ports 2 and 3. These can be expressed in terms of the common-mode and differential-mode gains, from Eqns. 1 and 2: S 21 = (CMG + DMG ) / 2 (3) and S 31 = (CMG − DMG ) / 2 . (4) From Eqns. 3 and 4 it can be seen that as the common-mode gain approaches zero (i.e. very high CMRR), S 21 ⇒ − S 31 (5) i.e. the amplitude balance is perfect and the phase difference between the two outputs is 180°. So, high CMRR is directly associated with good amplitude and phase balance characteristics. The balance characteristics of typical commercial discrete baluns for use at GHz frequencies are ±1dB of phase imbalance and ±10° of departure from the ideal 180° phase difference. These characteristics correspond roughly to 20dB minimum CMRR. to flow in the two halves of the center-tapped inductor. The net result is that no signal is transferred to the unbalanced side. In the ideal circuit, the CMRR is infinite and the balance is perfect. In practical coupled-resonator baluns, in addition to the mutual inductive coupling between the two coils, there is inescapably some parasitic capacitive coupling. A commonmode signal applied to the balanced terminals of the device will not couple appreciable signal to the unbalanced port magnetically, but it will couple electrically through this parasitic capacitance. So, even if great care is exercised to make the inductor coils symmetric, ensuring that the tap point is at the electrical center of the coil, the CMRR will not be perfect because of parasitic capacitive coupling. III. COUPLED RESONATOR BALUNS Fig. 2 shows a schematic diagram of a coupled-resonator balun. Its principles of operation are very similar to those of a simple two-pole band-pass filter [5], with the exception of the added center tap on the differential side of the coupled inductor. A key advantage of the coupled-resonator circuit is that the center-tap (shown grounded) can be used to feed DC bias into the terminals of the balanced port. This is especially useful in TX baluns, since it eliminates the need for bias tees in the output transistors of the PA. In the ideal circuit, the currents in the two resonators are coupled by mutual inductance. So, an input to the unbalanced side of the circuit induces current in the balanced side, and vice-versa. A common-mode signal applied to the balanced terminals of the device will cause equal and opposite currents Fig. 2: Balun coil designs. IV. COIL DESIGNS For practical designs, these problems of capacitive coupling become more severe at higher operating frequencies. In principle, the balun coil dimensions would shrink with increasing frequency to maintain constant levels of coupling. However, minimum design rules and resistive losses in narrow conductors place practical lower limits on the sizes of the coils. Consequently, the parasitic capacitance becomes a greater problem at higher frequencies. Fig. 3 shows two alternative balun designs for operation in the 802.11A band from 5.15 to 5.83GHz. For clarity, the primary and secondary windings of the coupled inductors are shown in different colors, although except for small crossovers, they are implemented in the same metal layer. In these examples the primary and secondary coils are edge-coupled. Alternative designs using multilayer conductors can use broadside coupling, which usually results in a higher magnetic coupling coefficient, but this also results in higher capacitive coupling. k ZU LU CU CB LB ZB Fig. 3: Coupled resonator balun circuit. 978-1-4244-6057-1/10/$26.00 ©2010 IEEE 1561 IMS 2010 For conventional coupled inductor baluns, coil designs are chosen to make the coupling coefficient, k, between the two coils as large as possible. Similar to coupled-resonator bandpass filters, in coupled-resonator baluns a larger coupling coefficient results in a larger bandwidth. This gives the balun greater robustness to manufacturing variations and results in a flatter passband response. To obtain high coupling coefficient, the windings of the primary and secondary coils are interleaved to maximize the mutual inductance between the two coils. Note, however, that this also results in higher capacitive interaction between the two. An alternative design is shown on the upper right. In this design, the primary and secondary coils are not interleaved. Instead, one lies predominantly inside the other with some small added space between. This results in greater average separation between the two coils, reducing both the inductive and capacitive coupling. The schematic for these two designs is shown in the lower part of the figure. Note that the capacitor on the balanced side, CB, is divided into two parts connected to the center-tap. By slightly unbalancing these two capacitors, some optimization of the balance can be obtained, but large adjustments result in degraded return loss Table 1 compares simulated characteristics for these two baluns. There is a certain amount of arbitrariness in this comparison, since it depends on the weight that is assigned to different balun figures of merit during the optimization. Nonetheless, the results shown in the table illustrate the general tradeoffs. Because of the reduced coupling coefficient, the bandwidth (defined by the 0.5dB roll-off frequencies) for the alternative design is significantly reduced, but still well in excess of the application’s requirements. The insertion loss is increased slightly. Most significantly, the CMRR is improved by more than 10dB. This improvement is reflected in the improved balance characteristics. The conventional approach to balun design seeks to maximize the coupling coefficient between the two coils. This approach places emphasis on the bandwidth, match and insertion loss performance of the balun. However, this approach deemphasizes the importance of balance and CMRR, and especially at higher frequencies may degrade these figures of merit. Table 1: COMPARISON OF SIMULATED CHARACTERISTICS Parameter Coupling coefficient Bandwidth (GHz) Insertion Loss (dB) CMRR (dB) Amplitude imbalance (dB) Phase imbalance (deg) Conventional 0.65 3.85 0.75 25.9 0.90 2.4 978-1-4244-6057-1/10/$26.00 ©2010 IEEE Reduced Coupling 0.44 1.90 0.94 36.8 0.12 1.8 1562 Fig. 4: Micrograph of a balun using reduced coupling. Fig. 5: measured and simulated common-mode gain. V. AN EXAMPLE Figure 4 shows a micrograph of an example balun of this more weakly coupled type used in a commercial application. The actual coil size in this example is 0.25mm2, implemented in IPD technology [6]. This balun is designed for operation in the cellular GSM band centered at 1810MHz. It is part of a multi-band system-in-package assembly containing several TX baluns. In this system, the center-tap connection, which is used to feed DC bias into the balanced port terminals, is shared with a number of other baluns. Since the common-mode bias connection is not perfectly isolated, RF coupling to the bias supply may introduce a common-mode component at the balanced terminals. At higher output powers, approaching the compression point of the amplifier, even-harmonic components in the output spectrum are also introduced into the common-mode. For both of these reasons good CMRR is important for this application to remove these common-mode signals from the balun output . Measured and simulated common-mode gain are shown in Fig.5. The complicated structure exhibited by the characteristics as a function of frequency mainly arises from the frequency-dependent impedance of the bias line external to the balun (i.e. the center-tap of the balun is not ideally connected to ac ground.) The key feature to note is the CMRR in the pass-band, from 1710 to 1910MHz. At the band center the IMS 2010 Acknowledgements The authors wish to acknowledge the help of Guruprasad Badakere, JaeHan Chung and Gwang Kim of STATS ChipPAC, Ltd. for help with device assembly and electrical measurements. REFERENCES Figure 6: Amplitude balance and phase difference in the passband. measured CMRR is 39.0dB, as compared with a simulated value of 34.5dB. This is an exceptionally good CMRR for a balun, and is a significant improvement over typical commercial discrete baluns. At the second harmonic the CMRR is more than 35dB. The measured and simulated amplitude and phase balance performance in the pass-band is shown in Fig. 6. Over the band, the worst-case amplitude imbalance is about 0.1dB, and the maximum phase imbalance is 4°. V. CONCLUSIONS The conventional approach to the design of coupledresonator baluns is to maximize the coupling coefficient between the primary and secondary coils. This maximizes the balun bandwidth and minimizes the loaded Q of the resonators, making them less sensitive to internal resistive losses. The result is a wide-band balun with low insertion loss, which is generally desirable. However, this design approach does not take into account the undesirable impact of increased coupling on the commonmode characteristics of the balun. For practical physical designs, higher magnetic coupling is invariably accompanied by increased capacitive coupling. This capacitive coupling reduces the CMRR and degrades the balance characteristics of the device. Typical coupled-resonator baluns have bandwidth that is well in excess of most application requirements. In many cases, the use of a more weakly coupled circuit results in only a very modest reduction in the insertion loss, accompanied by substantial improvements in CMRR. 978-1-4244-6057-1/10/$26.00 ©2010 IEEE 1563 1. J. R. Long, “Monolithic Transformers for Silicon RF IC Design,” IEEE J. Solid State Circuits, 35 1368-1381, 2000. 2. R. C. Frye, Y. Lin, G. Badakere, B. Dunlap and E. Gongora “The Impact of SiP Performance and Form-Factor Requirements on IPD Technology” Proc. 2006 Int’l. Symposium on Microelectronics, 590-595, Oct. 2006. 3. D. E. Bockelman and W. R. Eisenstadt, “Combined Differential and Common-Mode Scattering Parameters: Theory and Simulation,” IEEE Trans. On Microwave Theory and Techniques, MTT-43, Vol. 7, 1530-1539, July 1995. 4. D. E. Bockelman and W. R. Eisenstadt, “Combined Differential and Common-Mode Analysis of Power Splitters and Combiners,” IEEE Trans. On Microwave Theory and Techniques, MTT-43, Vol. 11, 2627-2632, Nov. 1995. 5. R. C. Frye, K. Liu, G. Badakere and Y. Lin “Design of Optimal Coupled-Resonator Baluns in Silicon IPD Technology”, Proc. 59th Electronic Components and technology Conf. , 1900-1907, May 2009. 6. K. Liu and R. C. Frye, “Small Form-Factor Integrated Passive Devices for SiP Applications”, Int’l. Microwave Symposium Digest, 2117-2120, June 2007. IMS 2010