by Philippe Prieur Executive summary Sound business practice dictates that manufacturers of electronic equipment inform customers of potential equipment reliability risks. In this case, a government directive, which restricts use of hazardous substances, has had the unintended side effect of increasing short circuit risk in some electronic components. This paper reviews initiatives for reducing this risk by addressing a metallic filament growth phenomenon known as “tin whiskers”. 998-2095-10-18-13AR0 Risk Assessment of Tin Whisker Impact on Electronic Components Introduction European Directive 2002/95/EC “Restriction of Hazardous Substances” (RoHS) forbids the use in Europe of lead, mercury, cadmium, hexavalent chromium and the polybrominated biphenyls (PBB) and polybrominated diphenyl ethers (PBDE) flame retardants in certain electrical and/or electronic equipment. Schneider Electric fully supports this directive and, in fact, has gone beyond the strict provisions of the directive to help eliminate the presence of such hazardous subs tances in its products. While the directive is laudable in its effort to embrace environmental policy and sustainable development, it does complicate and change the way manufacturers need to produce their electronic components. In the electronics / electrical industry lead (Pb), which is one of the metals restricted by the directive, has for many years been used in the manufacturing of electronic components. Lead was used as a substance that helped abate the development of a phenomenon called “tin whiskers” on the conductors. “Whiskers” are conductive metallic filaments that spontaneously grow from plated surfaces used in electrical and electronics products (for example, electronic component terminations and metallic shields). The main metals which are susceptible to this phenomenon include tin (Sn), cadmium (Cd), and zinc (Zn) with the most well known and widespread being tin. Beginning in the 1950’s the tin whisker issue had been addressed by adding lead (Pb) to the pure tin plating which prevented tin whisker growth on electronic component termination finishes. Whiskers are problematic because they can cause short circuits and arcing in electrical or electronic equipment by bridging closely spaced electrical conductors such as component terminations and connector pins (see Figure 1). Figure 1 Whiskers appear on an improperly processed tin finish. The bridging from one connector pin to another is sufficient to create a short circuit. Tin whisker bridges two connector pins This paper identifies best practices for preventing whisker growth through the development and deployment of lead-free finishes on electronic components. Schneider Electric White Paper Revision 1 Page 2 Risk Assessment of Tin Whisker Impact on Electronic Components Probable causes of whisker growth The science behind metal whisker growth is not well understood, but the growth seems to be triggered by a number of factors: Residual stresses caused by tin plating characterized by: o The plating bath chemistry o The electroplating process parameters (e.g. current density) Mechanically induced stresses: o Bending or stretching of the surface after plating (e.g., electronic components termination bending) o Scratches or nicks in the plating (e.g., connector scratching during insertion) o Compressive stresses (e.g., screw terminal) Stresses induced by diffusion of different metals, mainly linked to inter-metallic compound (IMC) growth; Thermally induced stresses, caused by coefficient of thermal expansion mismatches Figure 2 Whiskers are sprouting from the surface of these terminal block connectors Risk abatement tactics To avoid failure due to tin whiskers and to deliver reliable electronics to customers, Schneider rd Electric has incorporated best practices from 3 party organizations and standards bodies 1 2, 3 4 5 (such as iNEMI , JEDEC , IEC , or JIS ) and established internal rules and procedures for minimizing risk in a lead-free environment. Tactics for reducing the risks include the following: Integrate whiskers risk evaluation in the electronic component selection process Emphasize finishes that do not use tin (instead shift to gold or palladium) In cases where tin is used, only accept tin finishes with mitigation practices (e.g., post bake) and validate by performing whisker tests according to accepted standards Perform whisker testing experiments on electronic boards 1 “iNEMI Recommendations on Lead-Free Finishes for Components Used in High Reliability Products,” version 4 (12-1-06). 2 “ Environmental Acceptance Requirements For Tin Whisker Susceptibility Of Tin And Tin Alloy Surface Finishes”, JEDEC Standard JESD201A, Sept. 2008. 3 “Measuring whisker Growth on tin and Tin Alloy Surface Finishes” JEDEC standard JESD 22-A121A (Jul, 08) 4 “Whisker test methods for electronic and electric components” IEC 60068-2-82, (Ed.1, May 23, 07). 5 “Whisker test methods for electronic and electric components” JIS C 60068-2-82, ( Dec 21, 09). Schneider Electric White Paper Revision 1 Page 3 Risk Assessment of Tin Whisker Impact on Electronic Components Apply qualified mitigation coating on the electronic boards A procedure for testing of electronic boards consists of the following: 1. A damp heat test 2. Monitoring of whisker growth 3. A thermal cycling test 4. Monitoring of whisker growth Other initiatives to help mitigate risk of “tin whiskers” include: A guideline manual entitled “Use of Lead Free Components Having a Tin Surface Finish”, for suppliers Sponsorship of international meetings for electronic component suppliers to share technical policies; this helps to assure that components received from suppliers are compliant to standards Upgrades to electronic components data bases so that the finish and RoHS regulation status of each component part number can be identified Centralization of supplier whisker test results for international standard compliance analysis Publication of tin whisker risk and reliability best practices at international conferences Figure 3 demonstrates results from testing that was performed in Schneider Electric laboratories. Figure 3 Lab test results show 150μm whiskers on the active component pins (right) and <10μm whisker growth on ceramic capacitor using mitigation practice (left) Schneider Electric White Paper Revision 1 Page 4 Risk Assessment of Tin Whisker Impact on Electronic Components For many years, Schneider Electric has been delivering to the markets RoHS compliant electronic products, that is to say lead-free electronic components. Since lead was used in the past to combat the problem of tin whiskers on electronic components, Schneider Electric has developed a body of best practices for selecting components that avoid the use of lead while addressing tin whisker problem. Schneider Electric shares these best practices with both suppliers and the general public for education purposes and so that any potential future reliability problems related to tin whiskers can be avoided. About the author Philippe Prieur an Edison Group Technical Expert with 14 years of experience, currently works in Schneider Electric’s Technology Strategy department. His experience includes application of RoHS standards in the automotive & industrial domains, and performance of circuit board reliability and failure analysis in Schneider Electric’s Electronics & Materials Expertise central lab (Grenoble-France). Schneider Electric White Paper Revision 1 Page 5 © 2013 Schneider Electric. All rights reserved. Conclusion