Iris Cherry Panorel PULSED CORONA DISCHARGE AS AN ADVANCED OXIDATION PROCESS FOR THE DEGRADATION OF ORGANIC COMPOUNDS IN WATER Thesis for the Degree of Doctor of Science (Technology) to be presented with due permission for public examination and criticism in Auditorium 1381 at Lappeenranta University of Technology, Lappeenranta, Finland, on the 8th of November, 2013, at noon. Acta Universitatis Lappeenrantaensis 535 Supervisors Docent Sergei Preis, Associate Professor Department of Chemical Technology Lappeenranta University of Technology, Finland Professor Marjatta Louhi-Kultanen Department of Chemical Technology Lappeenranta University of Technology, Finland Professor Emeritus Juha Kallas Department of Chemical Technology, Lappeenranta University of Technology, Finland Tallinn University of Technology, Estonia Reviewers Prof. Dr. Santiago Esplugas Chemical Engineering Department University of Barcelona Marti i Franques, 1 08028 Barcelona, SPAIN phone (+34) 93 402 1290 Email: santi.esplugas@ub.edu Prof. Vasily Yakovlevich Ushakov Electrical Power Engineering Systems Department 634050 Tomsk, Lenin Ave. 30 Tomsk Polytechnic University Tomsk, Russia Phone +73822 564410 E-mail: vyush@tpu.ru Opponent Prof. Dr. Santiago Esplugas Chemical Engineering Department University of Barcelona Marti i Franques, 1 08028 Barcelona, SPAIN Custos Professor Marjatta Louhi-Kultanen Department of Chemical Technology Lappeenranta University of Technology Finland ISBN 978-952-265-477-9, ISBN 978-952-265-478-6 (PDF) ISSN-L 1456-4491, ISSN 1456-4491 Lappeenrannan teknillinen yliopisto Digipaino 2013 ABSTRACT Iris Cherry Panorel Pulsed corona discharge as an advanced oxidation process for degradation of organic compounds in water Lappeenranta 2013 48 p. Acta Universitatis Lappeenrantaensis 535 Diss. Lappeenranta University of Technology ISBN 978-952-265-477-9, ISBN 978-952-265-478-6 (PDF), ISSN-L 1456-4491, ISSN 1456-4491 Advanced oxidation processes (AOPs) have been studied and developed to suffice the effective removal of refractory and toxic compounds in polluted water. The quality and cost of wastewater treatment need improvements, and electric discharge technology has a potential to make a significant difference compared to other established AOPs based on energy efficiency. The generation of active oxidant species such as ozone and hydroxyl radicals by high voltage discharge is a relatively new technology for water treatment. Gas-phase pulsed corona discharge (PCD), where a treated aqueous solution is dispersed between corona-producing electrodes free of the dielectric barriers, was developed as an alternative approach to the problem. The short living radicals and ozone formed in the gas phase and at the gas-liquid interface react with dissolved impurities. PCD equipment has a relatively simple configuration, and with the reactor in an enclosed compartment, it is insensitive towards gas humidity and does not need the gas transport. In this thesis, PCD was used to study and evaluate the energy efficiency for degrading various organic compounds, as well as the chemistry of the oxidation products formed. The experiments investigate the aqueous oxidation of phenol, humic substances, pharmaceutical compounds (paracetamol, ibuprofen, indomethacin, salicylic acids, -estradiol), as well as lignin degradation and transformation to aldehydes. The study aims to establish the influence of initial concentration of the target pollutant, the pulsed discharge parameters, gas phase composition and the pH on the oxidation kinetics and the efficiency. Analytical methods to measure the concentrations of the target compounds and their by-products include HPLC, spectrophotometry, TOC and capillary electrophoresis. The results of the research included in this summary are presented in the attached publications and manuscripts accepted for publication. Pulsed corona discharge proved to be highly effective in oxidizing each of the target compounds, surpassing the closest competitor, conventional ozonation. The increase in oxidation efficiencies for some compounds in oxygen media and at lower pulse repetition frequencies shows a significant role of ozone. The role of the ·OH radicals was established in the surface reactions. The main oxidation products, formation of nitrates, and the lignin transformation were quantified. A compound specific approach is suggested for optimization of the PCD parameters that have the most significant impact on the oxidation energy efficiency because of the different characteristics and responses of the target compound to the oxidants, as well as different admixtures that are present in the wastewater. Further studies in the method’s safety (nitration and nitrosation of organic compounds, nitrite and nitrate formation enhancement) are needed for promoting the method. Keywords: Water, advanced oxidation processes, electric discharge, ·OH radicals, ozone, energy efficiency, phenol, paracetamol / acetaminophen, indomethacin, ibuprofen, -estradiol, salicylic acid, humics, lignin, carboxylic acids, aldehydes, nitrates UDC 628.16.087:537.52:66.094 PREFACE This study was carried out in the Laboratory of Separation Technology, Lappeenranta University of Technology, Finland. I would like to acknowledge the generosity of the research foundation of LUT Tukisäätiö, the Academy of Finland, the Fund of the Association of Finnish Steel and Metal Producers, KAUTE säätiö (Lauri ja Niilo Santasalo rahasto), Centre for Separation Technology, Graduate School in Chemical Engineering, and the Finnish Cultural Foundation for the financial supports that were granted to sustain my research. To my supervisor, Doctor Sergei Preis, your guidance, understanding and help to develop my research abilities and your support in improving the content of my dissertation has been invaluable and is highly appreciated. I am also indebted to my advisers, Professor Marjatta LouhiKultanen and Professor Emeritus Juha Kallas for being my mentors, giving me very useful insights and support throughout these past four years. My gratitude also goes to Dr. Iakov Kornev for his invaluable support through his expertise in high voltage pulse generators and Dr. Henry Hatakka for helping me with the experimental set-ups, to Jaana Ruokonen, Sanna Hellstén, and Laura Kaijanen for teaching me the necessary analytical techniques, to my lovely students Anna Kreschik, Marion LeRoux, Pierre LePrince and Florianne Lopez for helping me with the experiments and analyses. Your efforts made my tasks achievable. I would also like to thank many friends, especially Jesse, Will, Sai, Verr, Bing, Marcelo, Piia, Matti, Marju, Viki, Sini, Alex, Teemu, Tomomi, and Margie who were around physically and electronically to share my joys and frustrations and cheer me up during stressful times. I dedicate this thesis work to my parents, Alfonso & Pacita, and brother Eric for their love and prayers, and their unconditional support and encouragement to pursue my interests. All of you are His blessings in my life for which I am truly grateful for. Lappeenranta, November 2013 Iris Cherry Panorel Contents Abstract Preface CONTENTS LIST OF PUBLICATIONS ...................................................................................................................................... 9 Author’s contribution: ................................................................................................................................... 9 PART I: Overview of the Thesis ........................................................................................................................ 13 1. 2. INTRODUCTION ....................................................................................................................................... 15 1.1 Research motivation ........................................................................................................................ 15 1.2 Objectives ........................................................................................................................................ 17 ADVANCED OXIDATION PROCESSES ........................................................................................................ 19 2.1 Oxidants ........................................................................................................................................... 19 2.1.1 Ozone ....................................................................................................................................... 20 2.1.2 Hydroxyl radical ....................................................................................................................... 21 2.2 Generation of Radicals .................................................................................................................... 21 2.3 Electrical Discharges ........................................................................................................................ 23 2.3.1 Dielectric barrier discharge ..................................................................................................... 24 2.3.2 Pulsed corona discharge .......................................................................................................... 24 2.4 Target compounds ........................................................................................................................... 25 2.4.1 Phenol ...................................................................................................................................... 25 2.4.2 Pharmaceuticals ...................................................................................................................... 25 2.4.3 Lignin........................................................................................................................................ 27 2.4.4 Humic Substances .................................................................................................................... 27 3. EXPERIMENTAL PART............................................................................................................................... 29 4. RESULTS AND DISCUSSIONS .................................................................................................................... 32 5. 4.1 Effect of pH .................................................................................................................................. 33 4.2 Effect of initial concentration ...................................................................................................... 34 4.3 Effect of oxygen content ............................................................................................................. 35 4.4 Effect of pulse repetition frequency ............................................................................................ 36 4.5 Reaction kinetics .......................................................................................................................... 37 4.6 Surface radical reaction ............................................................................................................... 39 4.7 Energy efficiency of PCD .............................................................................................................. 39 4.8 Effect of organic pollutants on nitrates formation ...................................................................... 40 CONCLUSIONS ......................................................................................................................................... 41 References ....................................................................................................................................................... 42 APPENDIX I....................................................................................................................................................... 47 PART II: Publications ........................................................................................................................................ 48 9 LIST OF PUBLICATIONS This thesis is based on the following manuscripts which are referred to in the text as I-VI. These journal articles are reproduced with permission from the publishers. I. Panorel, I., Kornev, I., Hatakka, H., Preis, S., 2011. Pulsed corona discharge for degradation of aqueous humic substances. Water Science & Technology: Water Supply 11(2), 238–245. doi:10.2166/ws.2011.045 II. Panorel, I., Kornev, I., Hatakka, H., Preis, S., Louhi-Kultanen, M., 2013. Oxidation of aqueous pharmaceuticals by pulsed corona discharge. Environmental Technology 34(7), 923-930. doi:10.1080/09593330.2012.722691 III. Panorel, I., Kornev, I., Hatakka, H., Preis, S., Louhi-Kultanen, M., 2013. Oxidation of aqueous paracetamol by pulsed corona discharge. Ozone: Science & Engineering 35(2), 116-124. doi:10.1080/01919512.2013.760415 IV. Panorel, I., Kaijanen, L., Kornev, I., Preis, S., Louhi-Kultanen, M., Sirén, H., 2013. Pulsed corona discharge oxidation of aqueous lignin: decomposition and aldehydes formation. Environmental Technology. doi:10.1080/09593330.2013.821144 V. Preis, S., Panorel, I., Kornev, I., Hatakka, H., Kallas, J. 2013. Pulsed corona discharge: The role of ozone and hydroxyl radical in aqueous pollutants oxidation. Water Science and Technology. (accepted for publication on May 28, 2013) VI. Preis, S., Panorel, I., Llauger Coll, S., Kornev, I., 2013. Formation of nitrates in aqueous solutions treated with pulsed corona discharge: the impact of organic pollutants. Ozone: Science and Engineering. (accepted for publication on August 19, 2013) Author’s contribution: Publication I: the author planned and carried out the PCD experiments, conducted the quantitative analyses of the main compounds and the oxidation products in the samples, carried out the literature search, analysed the results and wrote the manuscript. The results were presented by the author during the international conference on sustainable water resource management & treatment technologies, Nagpur, India, on January 2011. Publications II and III: the author planned and carried out the experiments, conducted the quantitative analyses of the main compounds and the oxidation products in the samples 10 using HPLC, carried out the literature search, analysed the results and wrote the manuscript. The work also included the supervision of the BSc students, Floriane Lopez (Claude Bernard University, IUT Lyon I) in the task of estradiol and salicylic acid oxidation, and Anna Kreschik (Tomsk Polytechnic University) and Marion LeRoux for ibuprofen and indomethacin oxidation. The results of Publication II were presented by the author during the international conference on materials and technologies for green chemistry, Tallinn, Estonia, on September 2011. Publication III: the author planned and carried out the experiments, conducted the quantitative analyses of the main compounds and the oxidation products in the samples using HPLC and IC, carried out the literature search, analysed the results and wrote the manuscript. Publication IV: the author carried out the literature search, performed the initial experiments with the cooperation of a BSc student under supervision, analysed and compiled the results, and wrote the publication. The author presented the results of the paper during the COST action FP1105 workshop, Edinburgh Napier University, on May 2013. Publications V and VI: the author was responsible for the quantitative analyses of the experimental samples. 11 LIST OF SYMBOLS AND ABBREVIATIONS Symbols C concentration of reactant (mol m-3), defined in Eq. 13 E delivered energy dose (kWh m-3), defined in Eq. 14 energy efficiency (g kW-1h-1), defined in Eq. 15 hv light k2 second-order reaction rate constant (m3 J-1), defined in Eq. 13 P pulsed power delivered to reactor (W), defined in Eq. 13 pKa logarithmic acid dissociation constant R polyphenolic compound (represented in Eq. 2) t reaction time (h), defined in Eq. 13 V volume of the discharge zone (m3), defined in Eq. 13 Acronyms AOP Advanced Oxidation Process IC Ion Chromatography HPLC High Performance Liquid Chromatography HS Humic Substance NTP Non Thermal Plasma PCD Pulsed Corona Discharge PDBD Pulsed Dielectric Barrier Discharge STP Sewage Treatment Plant TBA tert Butyl Alcohol TOC Total Organic Carbon VOC Volatile Organic Compound 12 13 PART I: Overview of the Thesis 14 15 1. INTRODUCTION 1.1 Research motivation Fresh water sources are rapidly depleting or becoming unfit for human consumption or inadequate to meet requirements of certain industries. The extensive industrialization, as well as rapid increase in population, consequently increases the discharge of pollutants to the environment. This scenario is emphasized especially in developing countries where pollution control is not strongly enforced just yet (Wu, 2009). The range of pollutants from different industries or human activities and the yet unknown toxic contribution that these chemicals make to water sources is one of the bigger concerns. Depending on the nature of the pollutants and the desired level of water quality, certain combinations of well-established water treatment methods (i.e. mechanical, biological and chemical, including ozone application) have been proven to be effective and are widely in use in most domestic and industrial sources. However, the challenge lies in the removal of toxic and refractory compounds that are potent in low concentrations, as is the case of pharmaceuticals. The methods mentioned above would be either ineffective or unaffordable. The drawback in most biological treatment methods is the reduced effectiveness when pollutants are of toxic nature. Recent advances in technology focus on advanced oxidation technologies to address this issue. The most evident solution would be chemical reaction between organic pollutants and oxidants with a high ability to initiate chemical reactions, i.e. having high oxidation-reduction potential. The reagents with high oxidation potential are hydroxyl radicals (·OH), ozone (O3), and hydrogen peroxide (H2O2), which make these active species very important in reactions involving organic pollutants. In the present study, more focus was given to hydroxyl radicals (·OH) because not only is it the most reactive among the three, it is less selective in abstraction from the C-H bonds of organic matter present in the waste water (Buxton, et al., 1988). Oxidation involving ozone and hydrogen peroxide is generally considered to proceed through formation of hydroxyl radical. It is theoretically able to oxidize the majority of organic compounds until their mineralization. Advanced oxidation processes (AOPs) rely on the highly reactive hydroxyl radicals for oxidizing the pollutant molecules. These AOPs have been studied and developed to suffice the effective removal of refractory and toxic organic compounds in polluted water. As these processes are almost non-selective, higher chemical dosages or increased energy might be necessary to compensate for interfering reactions apart from that of the target compound. Ozonation in large scale water treatment, for instance, consumes substantial amounts of energy due to the synthesis of ozone and its application. In aqueous media, ozone 16 decomposes into hydroxyl radicals, although it requires three molecules of ozone to produce two molecules of ·OH radical. When ozone is delivered to the water, it reacts with impurities or mineral ions along the path, or part of the radicals recombine, contributing to the energy loss (Hoigné & Bader, 1976). For AOPs to be economically feasible, their energy consumption must be reduced. Implementation of high voltage discharge technology for water purification results in the formation of the radical in-situ with immediate utilization in reaction with pollutants. The effectiveness of high voltage electric discharges for degrading pollutants has been cited already in several studies (Sun, et al., 1999). Some other recent studies involving ultra-short, 50-300 ns, gas-phase PCD and pulsed dielectric barrier discharge (PDBD) (Shin, et al., 2000), (Oda, 2003), (Tochikubo, et al., 2004), effectively showed the generation of ·OH radicals in humid gas (Ono & Oda, 2000) and conclude that these processes are viable means for oxidation of air pollutants (Roland, et al., 2002). Single pulse discharge creates a concentration of ·OH radicals within the range between 1014 and 1015 cm-3 in 30-50 s after the pulse, which gives a substantial yield with the discharge frequency of a few hundred pulses per second (pps). This makes it possible to bring ·OH radicals and other short-living oxidants into contact with water. But with ·OH radicals’ lifetime in gas only being a few tens of microseconds (Ono & Oda, 2003), the discharge zone must coincide with the gas-liquid contact zone. The alignment of zones became possible due to the PDBD and PCD technique invented and applied by the scientists in Russia, Netherlands and Israel (Boev & Yavorovsky, 1999) (Yavorovsky, et al., 2000), (Hoeben, et al., 2000), (Ryazanova & Ryazanov, 2004), (Pokryvailo, et al., 2006). The PDBD techniques, although proven to be viable in purification of groundwater from ferrous and manganese ions (Boev & Yavorovsky, 1999), showed low efficiency in oxidation of phenol in experiments conducted by the author. To increase the energy efficiency, the PCD has to be applied: this discharge takes place in the gas space between non-insulated electrodes, which increases the inter-electrode distance from 2-3 mm in PDBD to 15-40 mm in PCD. The absence of insulation makes voltage applied to the electrodes work on formation of active oxidative species in the inter-electrode gap instead of charging the insulation. This makes the PCD method a very competitive technique among the AOPs for water treatment. Regardless promising energy efficiency known for the PCD applications (Hoeben, et al., 2000), (Pokryvailo, et al., 2006), little is still known concerning PCD economic competitiveness with other AOPs in respect of specific pollutants, its potential in mineralization of pollutants and the safety of the method. 17 1.2 Objectives The application of gas-phase PCD to water/waste water treatment remains largely unknown due to its novelty. The circumstance dictates the necessity to accumulate knowledge in treatment regularities, kinetics, energy efficiency and chemistry of oxidation of aqueous organic pollutants of eco-toxicity concern. While high voltage discharge techniques have already proven to be effective for degradation of organic pollutants (Lukes, et al., 2005), (Tomizawa & Tezuka, 2007), the efficiencies of these AOPs still need improvement if it is to be a technical and economical answer to environmental pollution. This approach will potentially increase the applications of the aforementioned technique in the area of water treatment, by establishing its ability to safely oxidize refractory organic compounds at a lower processing cost. The objective is to be achieved by further reduction in the energy consumption through established optimum treatment conditions. The study is based on model compounds of environmental concern, humic substances (Publication I), paracetamol (Publication III), lignin (Publication IV), phenol (Publication V), and other medical compounds including indomethacin, ibuprofen, -estradiol, and salicylic acid (Publication II). The main focus is the degradation efficiency and kinetics, degree of mineralization, and identification and quantification of oxidation products. The research objectives include: - Establishing of the oxidation process efficiency, dependent on the controlled process conditions – the gas phase composition, the initial pollutant concentration, pH, salt content (conductivity), the pulse parameters and its repetition frequency; The energy efficiency of oxidation presents the key parameter of the process economy and competitiveness. Technical conditions such as the content of oxygen in the gas phase present an additional factor affecting economy and technical feasibility (Publications I-IV). - The study of the nature of oxidation process, the character and the role of oxidants; The role of ozone and ·OH radicals has to be established to understand the chemistry of the process. The hypothesis of surface character of the ·OH radical attack needs special attention (Publication V). - The study of the impact of mass transfer to the treatment efficiency. Being a key issue in the majority of heterogeneous gas-liquid processes, the mass transfer needs thorough investigation for proper choice of treatment conditions. - The study of the process safety concerning nitrous oxides formation. 18 The use of air as the gas phase in PCD inevitably results in the formation of nitrous oxides, which may present a special issue in terms of treatment safety (Publication VI). The research objectives were studied using the target pollutants and the model compounds of fast and slow oxidation rate, disclosing the role of long- and short-living oxidants. The products and the intermediates formed in oxidation, establishing reaction pathways, dependent on the discharge parameters were identified to the extent available for the author. The practical significance of the expected research results should be the improvement of process efficiency. The disclosure of physical aspects of the surface phenomena in the PCD action is the major objective of the proposed research. 19 2. ADVANCED OXIDATION PROCESSES The term advanced oxidation processes (AOPs) was introduced by Glaze et al. (1987) and since then have garnered a lot of interest in the scientific community and promoted development for its application. AOPs are defined as processes where hydroxyl radicals are generated in sufficient amount to chemically oxidize organic and inorganic pollutants and purify water under ambient conditions (Glaze, et al., 1987). Appropriate application of AOPs is the degradation of refractory or toxic compounds found in segregated effluents or polluted waters wherein physical, biological or chemical methods would be inadequate. Two stages of oxidation are involved in this process. The first stage is the generation of hydroxyl radicals, wherein electrons are transferred from a reductant to an oxidant, thus creating radical species with extra electrons. These radicals are unstable, and as such, are highly reactive because of the unpaired electron. This tends to be followed by the consumption of the radicals in additional reaction with the target compounds. The oxidants produced from these AOPs oxidize organic and inorganic materials until oxidation products that are thermodynamically stable are formed. In the case of reactions with organic compounds, the BOD and COD levels in the waste water are reduced significantly, with the final product being carbon dioxide and water after complete oxidation or mineralization. Electric discharges (i.e. dielectric barrier discharge, pulsed corona discharge) result in conditions not often achieved by chemical methods, thus producing hydroxyl radicals (·OH), ozone (O3), hydrogen peroxide (H2O2), atomic oxygen (O), and hydroperoxyl radicals (HO2) (Eliasson, et al., 1987). 2.1 Oxidants There are several oxidants that are able to react with other compounds by removing one or more electrons, thereby changing the target compound’s chemical properties (i.e. reducing its toxicity or increasing its biodegradability). While there exists many of these oxidants, only a select few have been widely studied for applications in the field of environmental technology. A comparison of the oxidation potentials of some of these oxidants is shown in Table 1. In wastewater treatment systems, this value is a measurement of the ability or potential of wastewater to permit the occurrence of specific oxidation-reduction reactions. A higher value signifies stronger oxidizing capability. Table 1 Oxidizing potentials of reagents commonly used for wastewater treatment at 25 °C Oxidant Oxidizing potential (V) Fluoride F2 + 2e- = 2F2.87 Hydroxyl radical ·OH + H+ + e- = H2O 2.33 Ozone O3 + 2H+ + 2e- = O2 + H2O 2.07 Singlet oxygen O(1D) + 2H+ + 2e- = H2O 1.78 Hydrogen peroxide H2O2 + 2H+ + 2e- = 2H2O (acid) 1.76 20 The oxidants that are of interest in this study are those that can be generated by an electric discharge at atmospheric pressure, particularly ozone and hydroxyl radicals. 2.1.1 Ozone Ozone was discovered and named by Christian Freidrich Schönbein in 1839 for its strong smell (derived from the Greek word ózein: to smell) (von Sonntag & von Gunten, 2012). It is a strong oxidant and a highly reactive gas owing to its electronic configuration as a hybrid of four molecular resonance structures. As a molecule, it can react directly with the target compound. With organic matter, some of the pathways can be electrophilic reaction, nucleophilic reaction, and dipolar cyclo-addition (Criegee mechanism) when it reacts with an unsaturated bond. Indirectly, ozone forms radical species when it decomposes in water, which then reacts with the target compounds or the contaminants. It is also able to oxidize inorganic constituents such as arsenic, manganese and iron to form insoluble oxides. A radical-type chain reaction scheme describes the kinetics of aqueous ozone decomposition in the presence of organic and inorganic solutes (Staehelin & Hoigné, 1985). The decomposition of ozone is accelerated by initiators, i.e. hydroxyl ion OH-, leading to a radical chain reaction carried out by substances called promoters. The presence of some organic or inorganic compounds (scavengers) which reacts with ·OH radicals but not producing the superoxide radicals terminates the chain reaction and inhibits further ozone decay. This decomposition is usually a first-order process with the rate constant being dependent on the concentrations of initiators, promoters, and inhibitors (Staehelin & Hoigné, 1982). Equation (1) below is a combination of the chain reactions from initiation to termination, showing that three ozone molecules are necessary to produce two ·OH radicals. 3O3 + OH- + H+ → 2·OH + 4O2 (1) Some of the more common promoters maintaining the chain reaction include formic or glyoxylic acids and some primary alcohols. Inhibitors which do not react with ozone, but scavenge the ·OH radicals include tertiary alcohols such as tert-butanol, carbonates and bicarbonates. Above a critical value of pH 5 – 6, aqueous ozone decomposes faster and the ·OH radicals become the dominating oxidants. The decomposition of ozone to ·OH radicals can be accelerated further by combining it with UV light, H2O2, active carbon and metallic ions of variable valence catalysts. Ozone still remains to be the most practical oxidizing agent in potable and special water treatment applications despite of its high cost. In terms of economic aspects, the often slow direct chemical reaction of ozone that is desired with the dissolved solute causes a significant loss of the ozone dosed in the water. 21 2.1.2 Hydroxyl radical For oxidizing refractory organics, indirect ozonation involving free radicals such as ·OH radicals would be the more effective mechanism because of the higher oxidation-reduction potential of these species than ozone. Being one of the strongest oxidants, ·OH radicals react quickly with most organic compounds. It is more reactive approaching the diffusion control rates for solutes such as aromatic hydrocarbons, unsaturated compounds, aliphatic alcohols, and formic acid (Hoigné & Bader, 1976). With a short half-life in water in the order of microseconds, concentrations of free hydroxyl radicals can never reach levels above 10-12 M (Glaze & Kang, 1988), therefore it must be generated in situ. Whereas ozone is highly selective with its direct reaction to specific solutes, ·OH radicals react fast and show minimal selectivity with organic and inorganic solutes (von Gunten, 2003). Hydroxyl radical is the neutral form of hydroxide ion generated by dissociation of H2O2 or ozone, or via reaction of atomic oxygen with water. Depending on the intermediates, several ways have been studied for generating these radicals and are generally grouped as ozonebased, UV-based, photocatalysis, and Fenton reactions. Possible reaction pathways of ·OH radicals with polyphenolic organic compounds can be abstraction of H atom subsequently forming H2O, or the addition of ·OH radical to the organic compound (eq. 2, 3). The ·OH radical could also react with another ·OH radical forming a stable product H2O2 (Bishop, et al., 1968) (eq. 4). RH + ·OH → R· + H2O (2) R + ·OH → R(OH)· (3) ·OH + ·OH → H2O2 (4) But despite of the oxidizing capabilities of these reagents, their fate in the wastewater is as complex as the composition of the waste water itself, significantly affected primarily by the characteristics of the solution (i.e. temperature, pH, concentration, conductivity). 2.2 Generation of Radicals Having emphasized that ·OH radicals and ozone are the oxidants of interest in this study, some of the established technologies for generating these reagents are briefly presented, with more focus on the high voltage discharge technologies. Ozone / Hydrogen Peroxide (O3/H2O2) The complex mechanism of the spontaneous decomposition of ozone in water producing ·OH radicals was demonstrated by Hoigné & Bader (1983a) and Hoigné & Bader (1983b). Considering the short half-life of hydroxyl radicals, the addition of hydrogen peroxide 22 (peroxone), could accelerate the decomposition rate of ozone. Hydrogen peroxide in its undissociated form barely reacts with ozone. In water however, being a weak acid (pKa = 11.75), it partially dissociates into hydroperoxide ion (HO2-). This anion reacts readily with ozone to form the ·OH radicals, thus elevating the hydroxyl radicals concentration, and consequently increasing the oxidation rate. This technology has been well established already (Paillard, et al., 1988) (Duguet, et al., 1990), (Trancart, 1990). Ozone / UV Combination of ozone and UV (photolysis of aqueous ozone) can yield hydrogen peroxide, which as described earlier, with ozone promotes the formation of hydroxyl radicals. hv O3 + H2O → O2 + H2O2 (5) hv O3 + H2O → O2 + 2 ·OH (6) Gottschalk, et al. (2000) recommended for ultraviolet lamps to have a maximum radiation output at 254 nm for an efficient ozone photolysis. The study by Peyton & Glaze (1988) described the hydroxyl radical being the principal active species in photolytic oxidation. This was also supported by the degradation study of 4-chlorophenol by Esplugas, et al. (1994), which led to mineralization of the target compound. Hydrogen Peroxide and Ferrous/Ferric Oxidation with UV Hydrogen peroxide can react with ferrous ions (Fenton reaction) to also generate hydroxyl radicals. The formed Fe(III) ions further react with the hydroxide ions to regenerate the Fe(II) ions in a reversible reaction, which when exposed to UV at a wavelength of 350 nm, indirectly contributes to further generation of hydroxyl radicals. Fe2+ + H2O2 → ·OH + OH- + Fe3+ (7) Fe3+ + OH- ↔ Fe(OH)2+ (8) Fe(OH)2+ + hν → ·OH + Fe2+ (9) Complete mineralization was achieved during the oxidation of chlorophenoxy herbicides with Fe3+/H2O2, in acidic and aerated conditions (Pignatello, 1992). Similar results were achieved by Sedlak & Andren (1991) for the oxidation of chlorobenzene in acidic medium. Other techniques for producing ·OH radicals for the oxidation of other substances include gamma radiolysis of water (Goldstone, et al., 2002), ultrasonic irradiation (Milne, et al., 2013), or wet oxidation (with or without catalysts) at critical conditions for enabling dissolution of oxygen in water. 23 2.3 Electric Discharges Electric discharge describes the passage of an electric charge through a material which does not normally conduct electricity. The dielectric medium could either be gas, liquid, or solid. Electric discharge is often accompanied with the formation of plasma which is an electrically neutral ionized gas. Perhaps the most common occurrences of plasma in nature are lightning and auroras. Lightning is the most frequently observed form of a spark discharge occurring at near-atmospheric pressure accompanied by an acoustic phenomenon, thunder. This kind of discharge, together with arc discharge, is called thermal plasma because all the energy density is solely in the discharge channel, thus resulting in very high temperatures. Non-equilibrium or non-thermal plasma (NTP) on the other hand results from the application of a short-duration pulsed power to a gaseous gap at atmospheric pressure. The surrounding gas is kept at room temperature because the ionization degree is low and the electrons do not heat up the heavy particles (molecules and ions) efficiently. When an intense electric field is applied, a discharge is formed which causes the formation of self-propagating electron avalanches (known as streamers) within the gas volume. The plasma chemistry is driven by electrons causing ionization, molecule excitation, and production of radicals. It is for this reason that the application of NTP for chemical reactions in environmental applications has been continuously developed. From a practical point of view, plasmas that can be generated and maintained at atmospheric pressure rather than low pressure are more desirable. The effectiveness of electrical discharges generated by high voltage has been proven to degrade pollutants in wastewater (Sun, et al., 1999), and also for the disinfection of microbially contaminated liquids (Anpilov, et al., 2001). The use of electrical discharge in gas has also been widely used for pollution control such as NO and SOx removal from combustion gases or cleaning up of dust particles from particular industries (paper, steel) (Urashima, et al., 1997), (Rosocha, et al., 1993), (Dinelli, et al., 1990). In water, high voltage discharge induces a non-thermal plasma method for generating ozone and ·OH radicals from oxygen and water (Ono & Oda, 2003). The energy input is small such that the temperature in the reactor does not increase significantly. The following oxidation reactions produce the highly reactive oxidants: e- + H2O → e- + ·H + ·OH (10) e- + 3O2 → e- + 2O3 (11) O + H2O → 2OH (12) The dissolved ozone in water can in turn decompose to form ·OH radicals or react directly with the pollutants (von Sonntag & von Gunten, 2012). 24 Non-thermal plasma is a viable technology for large scale industrial application. By producing highly reactive species, the technique is able to degrade pollutants non-selectively, without needing high temperatures or low pressures. The most known wastewater treatment techniques allowing operation at NTP conditions are dielectric barrier discharge (DBD) and pulsed corona discharge (PCD). 2.3.1 Dielectric barrier discharge Dielectric barrier discharge (DBD) is typically generated between two electrodes with at least one covered in a dielectric layer. It consists of a number of single micro-discharges, uniformly distributed in the interelectrode gap due to the presence of dielectric barriers (Eliasson, et al., 1987), (Kornev, 2003). The dielectric layer stabilizes the discharge and prevents the formation of an arc between the electrodes and maintains an even distribution of microdischarges over the electrode surface by limiting the amount of charge (Kogelschatz, et al., 1997). Previous studies described dielectric barrier discharge as silent discharge since it does not blare as loud as the spark discharge in the air. Only alternating current (AC) or pulsed power supply can be applied to this system of electrodes. At gas pressures of one atmosphere, gap spacing (in millimetres) and the application of alternating high voltage (pulse repetition frequency range in tens of Hz to several kHz), a large number of microdischarges spread in space and time over the electrode area and are created in the gas. The humidity in air increases the strength of the microdischarge. Still widely used in ozone generators, the filamentary type of DBD was firstly applied in 1857 by Werner von Siemens for generating ozone to rid water of bacterial contaminants. It has however found a wide range of applications in the industry such as lamps or plasma TV displays. Environmental applications such as decomposition of dilute VOC’s in air (Oda, 2003) have also been reported. An example of the author’s experience in tests of other practical applications of DBD is supplied in Appendix 1. 2.3.2 Pulsed corona discharge Pulsed corona discharge is another technique to produce non thermal discharges utilizing high voltage pulses. Streamer properties in PCD are almost similar to those in DBD but the interelectrode distance is bigger in PCD. It uses an asymmetric electrode pair, where the discharge develops in the high field region near the sharp electrode and spreads out towards the cathode. The characteristics of the ions producing the plasma depend on the polarity of the discharge and the characteristics of the gas mixture, specifically on the electron attaching species (Chang, 1991). When the electrode with the strongest curvature is connected to the positive output of the power supply, the discharge that develops is a positive corona. In a wire-plate configuration, this may appear as a tight sheath around the electrode or as a streamer moving away from the electrode. A negative corona develops when this electrode is 25 connected to the negative terminal of the power supply. This may seem as a rapidly moving glow or as small active spots called “beads” (van Veldhuizen & Rutgers, n.d.), (Chang, 1991). Initially used for electrostatic precipitators, the applications for corona discharge have expanded to a wide range of disciplines from decontamination of high volume air streams, destruction of toxic compounds and pollution abatement, generation of ozone, or in semiconductor manufacturing. In cases such as application of the technology for military wastes (chemical and biological) or microbial inactivation, toxicological and eco-toxicological studies are still needed. The PCD configuration used in this study utilizes high voltage electrode wires and concluded by grounded electrode plates. The pulsed streamer discharge ends in the grounded plate so that high voltage terminates in time and no spark discharge is produced. 2.4 Target compounds The second stage of oxidation following the formation of hydroxyl radicals involved in AOPs is the reaction of these formed species with the target compounds in water. The choice of the target compounds was motivated by the efficient capability of this technology to degrade refractory compounds that are ubiquitous in the environment and may pose danger to aquatic life. 2.4.1 Phenol Phenol is considered to be a reference compound for evaluating the effectiveness of an AOP as it is among the most widespread toxic water-soluble persistent chemicals that has acute environmental impact. Effluents from many industries such as petroleum refineries, coke plants, chemical plants, explosive producers and phenolic resin manufacturers are generally known to contain high levels of phenolic compounds. These substances are prevalent, and the fact that they are known as hazardous and toxic to aquatic life means that they would have to be removed from concentrated wastewaters prior to release in the aquatic environment. Thus this chemical has been intensely studied for decades, accumulating a substantial amount of publicly available data for reference. Phenol is also in general a rapidly oxidizable substance allowing studies of fast reaction under various operating conditions of treatment, for example, pulse repetition frequency. 2.4.2 Pharmaceuticals The increasing number of analytical techniques developed for detecting minute levels of compounds in water samples have led to a whole new perspective of how we deal with the disposal and use of medical drugs. The presence of prescription and non-prescription drugs and their metabolites in surface water streams studied in North America and Europe are drawing attention not only for the unknown effects of these compounds to human and aquatic life when ingested, but also for the apparent inefficiency of the wastewater 26 treatment methods being used in the sewage treatment plants (STPs). Some of the pharmaceuticals in this study are among the highly consumed drugs in the households today. Genotoxic as well as immunotoxic effects to fishes have been reported after exposure to wastewater containing estrogenic and alkylphenolic chemicals (Liney, et al., 2006). -Estradiol An estrogen or a female hormone, estradiol is used for hormone replacement therapies to treat postmenopausal symptoms. Another derivative of estradiol, ethinyestradiol, is one of the main ingredients of hormonal contraceptives. The occurence of these compounds (Huang & Sedlak, 2001) in sewage treatment plant effluents are at levels that could cause feminization of wild fish such as perch or trout (Kavanagh, et al., 2004), (Bjerregaard, et al., 2006). Constant exposure to these hormonally active chemicals would affect the sexual behaviour and immune function of fish. The detectable presence of estradiol in receiving bodies of water near STPs is a concern that needs to be addressed by the applied wastewater treatment technique. The presence of highly potent hormones in surface waters could be one of the inevitably growing challenges in environmental science and technology. Paracetamol A widely used over-the-counter pain killer and fever reducer, paracetamol (acetaminophen in North America) is also one of the main active pharmaceutical ingredients in flu medications, making it a very common household drug. Consumed in high amounts, it is not surprising that the presence of this compound in surface waters is of highest concentration relative to other pharmaceutical compounds (Vulliet, et al., 2011). Indometacin Indometacin is another non-steroidal anti-inflammatory medication prescribed for fever, swelling and pain, although considered to be more potent than paracetamol. Another clinical use of indomethacin is to delay premature labour by reducing uterine contractions. Ibuprofen Another popular over-the-counter pain reliever, ibuprofen is among the most popular drugs in the world, and the second most consumed drug for the musco-skeletal subgroup in Finland as of 2012 (FIMEA, 2012) despite being intended for short-term use and temporary treatment. The presence of ibuprofen in rivers and surface waters has been detected (Ternes, 1998) along with other pharmaceuticals, suggesting its high mobility in aquatic environment (Buser, et al., 1999). Salicylic acid Salicylic acid is another anti-inflammatory drug known for relieving fever and easing aches. It is also typically a constituent of topical liniments for soothing muscle pains, and can be found in many skin-care products for treating acne or dermatitis, and in shampoos for 27 minimizing dandruff. Due to wide usage of products containing salicylic acid, it is most likely that this compound is highly present in the wastewater streams. 2.4.3 Lignin Lignin is an organic compound mostly derived from wood, and most plants such as straw. It is commonly found in pulp and paper manufacturing wastewater as a dissolved compound when it is separated during the pulping process. Lignin contains various phenolic and nonphenolic aromatic structural elements formed during its biosynthesis by dehydrogenative polymerization of coniferyl and synapyl alcohols. It comprises about 10-15% by weight of black liquor which is the major pulp and paper side stream. In waste water streams, its presence causes high concentration of dissolved organic matter, dark brown colour, and odour. Conventional treatment processes are not effective in destroying lignin: coagulation can only remove large molecules of lignosulfonates (Dilek & Gokçay, 1994); increased chlorination for the treatment of potable water containing lignin can lead to formation of hazardous chlorinated substances (Chang, et al., 2004). With increasingly stringent requirements for discharges, it is important to have cost effective methods capable of degrading lignin. Lignin also presents an interest as a bulk source of valuable organic raw material that is able to substitute fossil based raw materials for plastics, carbon fibres or for certain chemical products. For instance, a study by Gooselink, et al. (2011) on lignin valorisation shows a potential of lignin oil as a replacement for phenol in a PF-wood resins. 2.4.4 Humic Substances Humic substances (HS) comprise a major portion of dissolved natural organic matter such as microbially degraded plant tissues including lignin. They are evident in the brown coloration of surface waters and some water supply systems as they are inherently difficult for microbes to mineralize. Their inherent recalcitrance makes biodegradation under natural conditions insufficient for mineralization, and as such, HS remain in the surface waters or in water supply systems if not removed by physical methods (filtration, coagulation, adsorption). During treatment, disinfection by chlorination of water containing these substances can lead to the formation of trihalomethanes (THMs) which is a hazardous byproduct that increases adverse birth risks (Gallagher, et al., 1998). A summary of the target compounds used in this study and the analytical techniques used to measure the parent compound is demonstrated in table 2 below. The analyses of intermediate products are described in more detail in Publications I-IV. 28 Table 2. Analytical methods for measurement of parent compound. Compound CAS name Formula MW Phenol C6 H6 O 94.11 100 Salicylic Acid C7 H6 O3 100 (2-Hydroxybenzoic acid) 138.12 Paracetamol C8 H9NO2 151.17 100 C13 H18 O2 206.29 100 C19 H16 Cl NO4 357.79 100 C18 H24 O2 272.38 10 (N-(4hydroxyphenyl) acetamide) Ibuprofen 2-(4Isobutylphenyl) propanoic acid Indomethacin 1-(4chlorobenzoyl)-5methoxy-2-methyl1H-Indole-3-acetic acid β-estradiol (17β)- Estra1,3,5(10)-triene3,17-diol Humic Acids Lignin -- -- Structure C0, mg L-1 Method Spectrophotometer 4-nitroaniline method at 540 nm UV-VIS 297 nm HPLC (210 nm) 50/50 of water/ acetonitrile HPLC (220 nm) 40/60 of 0.1% acetic acid/ acetonitrile HPLC (320 nm) 40/60 of 0.2% H3PO4 /acetonitrile HPLC (210 nm) 55/45 of 20mM CH3COONH4/ MeOH -- -- 3, 7, 14, 23 Spectrophotometer 80 - 600 Spectrophotometer 455 nm (colour) tannin/lignin method at 630 nm 29 3. EXPERIMENTAL PART The PCD system has been described extensively in the published papers (Publications I-VI). The main advantage of this concept is the simplicity of the design and operation, ease of maintenance, and its highly optimizable conditions for oxidation process. The geometry of the system allows for a dispersion of the treated solution from the top of the reactor to form droplets and streams, passing through the electrodes where it then reacts with the active oxidants being generated in the plasma zone. Hydroxyl radicals and atomic oxygen are formed directly on the surface of water, allowing for the reaction with the impurities in water (Figure 1). Figure 1. PCD water treatment scheme The luminescence of the corona is most intense near the electrode wires with a non-uniform distribution over the cross-section of the channel (Figure 2). Figure 2. PCD glow as seen from the side of the reactor 30 The overall experimental system consisting mainly of the PCD reactor and the high voltage pulse generator is illustrated in Figure 3, with a brief description of the other components. Figure 3. PCD reactor layout 1 – Water reservoir with a volume of 100 L 2 – Water circulation pump that is controlled by a frequency regulator (3). A flow meter (not shown) confirms the actual water flow rate. 3 – Frequency regulator (not shown in the diagram) 4 – Perforated plate for dispersing the water, producing droplets and films 5 – High voltage electrodes of 0.5 mm stainless steel wire diameter, distanced 30 mm in between and positioned 17 mm from vertical grounded plate electrodes (not shown) 6 – PCD chamber, 0.034 m3 7 – Sampling port for taking out water samples after reaction 8 – Manual feed port for adding chemical solutions 9 – Oscilloscope (Agilent 54622D) for monitoring voltage and current 10 – Gas cylinders 11 – Drain port 12 – Pulse generator consisting of a thyristor power switch circuit, pulse step-up transformer, high-voltage magnetic compression stages, and a pulse compression block 31 The pulse voltage and current were measured with the Agilent 54622D oscilloscope, the peaks (Figure 4) of which when calculated as an integral product, give the amount of energy delivered to the reactor at 0.30 to 0.33 J per pulse (Publication V). Figure 4. Voltage and current oscillograms of the pulse The working water solutions were all prepared by dissolving the compound in 1 L of Millipore water and diluted with tap water at ambient temperature in the reactor tank to the desired volume and concentration. Depending on the solubility of the compound, it was sometimes necessary to pre-dissolve the compound by increasing pH using NaOH or heating the stock solution. Details are described in Publications I-VI. Unless otherwise stated, the reaction time applied for all experiments was 30 minutes with sampling time increment of 2 to 5 minutes; circulation time of 3 minutes was applied prior to each sampling. Phenol experiments were conducted for longer time because the volume used was 100 L (twice as much as with the other compounds). 32 4. RESULTS AND DISCUSSIONS The PCD oxidation of the target compounds has been described in (Publications I-VI). The oxidation of these compounds was studied in different matrices of experimental parameters (Table 3) to evaluate the optimum conditions for achieving high energy efficiency, consequently reducing costs. Table 3. Experimental plan Compound Pulse repetition rate, pps Phenol* Paracetamol Indometacin Ibuprofen Salicylic acid Humic acid Lignin -estradiol** 200, 400, 600, 840 400 Initial concentration, pH mg L-1 100 pH 4, pH 6, pH 10 100 pH 6, pH 10 100 (monitored) 100 (monitored) 50, 75, 100 pH 7, pH 10.5 3, 7, 14, 23 (monitored) 80, 90, 140, 300, 600 (monitored) 0.2, 2.7 (monitored) Oxygen content air, 90% oxygen air, 90% oxygen air, 90% oxygen air, 90% oxygen air air, 90% oxygen 5% O2, air, 90% O2 air *The presence of different concentrations (0, 0.1 mmol L-1, 1 mmol L-1) of the surfactant igepal C-630 for the oxidation of 1 mM of phenol at 600 pps in air was evaluated. **Urine, urea & sucrose were added to evaluate the effect of these admixtures on the degradation of -estradiol The environmental concern over the increasing presence of active pharmaceutical ingredients (API) in wastewaters and surface waters instigated this research on the degradation of analgesics which are among the most commonly used over-the-counter drugs. Resistant to conventional biological water treatment in STPs, these chemicals eventually end up in the environment. AOPs are prospective methods for the degradation of such substances especially in the effluents of pharmaceutical plants or hospitals (Esplugas, et al., 2007). While Klavarioti, et al. (2009) reported effective removal efficiencies, large-scale implementation would be very energy consuming. Of another particular concern is the recalcitrance of humic substances to biological degradation. Also, the ubiquitous presence of lignin surrounding pulp and paper mills waste water streams and cardboard landfill leachates is also a challenge because of its poor biodegradability and the toxic phenolic substances that result from its decomposition. An overall pH reduction was observed for all experiments conducted. This is most likely attributed to the low molecular weight carboxylic acids formed from the cleavage of the benzene ring. Depending on the degradation pathway and the contribution of ·OH radicals and ozone during oxidation, there are several oxidation products identified in the previous 33 studies. Most commonly reported are polyphenols (catechol, resorcinol, hydroquinone), unsaturated carboxylic acids (acrylic, maleic and fumaric acids), and saturated carboxylic acids (formic, oxalic and glyoxylic acids) (Beltrán, et al., 2005). The identified carboxylic acids in the degradation of pharmaceutical compounds in this study included acetic, formic and oxalic acid. Vanillin and syringaldehyde were measured for lignin, as well as the general aldehydes formed. Table 4. Common oxidation products of phenolic compounds Attack of ·OH radical on the benzene ring Cleavage of benzene ring catechol hydroquinone resorcinol acrylic acid maleic acid* fumaric acid* formic acid oxalic acid glyoxylic acid * Z = cis isomer of butenedioic acid, E = trans isomer of butenedioic acid 4.1 Effect of pH Phenol (Publication V) Sample solutions with initial pH of 6 rapidly stabilized to pH 3 to 4. The pH of the samples that started in alkaline condition of pH 10 decreased to pH 6 when the sufficient energy dose is delivered. In controlled pH experiments, the tendency to decrease still occurred slightly (from pH 10 to pH 8). However, it is of importance to mention that maintaining the pH at a constant alkaline level did not improve phenol degradation as compared to the pH variable within alkaline-neutral diapason, i.e. maintaining the pH just above neutral is important. In initial acidic condition of pH 4, the decrease to about pH 2.5 was fast but did not decrease any further. The phenol degradation for this condition was slow achieving about 50% less than that of the alkaline. This was an expected result for phenol for its susceptibility to oxidation in dissociated phenolate form. Salicylic acid (Publication II) Neutral solutions of salicylic acid started with pH of about 7 to 7.5, and after the maximum energy dose of 2.5 kWh m-3 was delivered, pH decreased to 4. The degradation achieved at 34 this point (maximum) was 65% while mineralization determined as TOC reduction was at 15%. In alkaline conditions starting at pH 10.5, the increment of decrease was about the same, levelling off to pH 6.5 at maximum energy dose. However, contrary to the beneficial effect of alkaline condition on phenol degradation, the degree of salicylic acid oxidized was only 60%, with a slightly improved mineralization of 20%. Paracetamol (Publication III) Dissolution of paracetamol yields an acidic solution with pH 6 at the onset of the experiment. During the course of oxidation, the solution further became acidic reaching pH 3 after a maximum energy dose of 3.125 kWh m-3. The paracetamol degradation achieved at this point was 67%, while mineralization was 11% at best. Alkaline conditions with initial pH of about 10 - 10.5 resulted in a drastic pH reduction to 4, with improved paracetamol degradation of 90% and improved mineralization of 18.5%. This is a similar trend to that of phenol as expected for paracetamol containing phenolic moiety. 4.2 Effect of initial concentration Humic acid (Publication I) Humic acid was effectively oxidized by PCD achieving almost complete degradation at the maximum tested energy dose of 1.25 kWh m-3. At higher initial concentration of 23 mg L-1, the rate of degradation proceeded slightly slower than that of an initial 7 mg L -1 in the beginning, but eventually equalized as more energy was delivered to the system. A higher initial concentration however increased the oxidation efficiencies due to the increased probability of radicals reacting with the pollutant. The degree of mineralization however was higher when the initial concentration was low achieving 75% mineralization, while only 40% mineralized for the solution that started at 23 mg L-1. The relatively high mineralization of humic acid showed that there was minimal formation of carboxylic acids because despite of the different parameters applied, the pH only decreased slightly from an initial value of about 8 - 8.5 to pH 7 - 7.5. Certain buffering of humics was expected due to the release of free ammonia from the amino groups present in the molecules. Lignin (Publication IV) Initial lignin concentration was varied from 80 mg L-1 to 600 mg L-1. At the lowest starting concentration, the achieved lignin degradation was over 80% at an energy dose of 2.5 kWh m-3 in air. With the same energy delivered, sample solutions with initial concentrations of 300 and 600 mg L-1 achieved lower degradation of 53% and 30% respectively. In diminished oxygen conditions (5-7% O2), an expected similar trend was observed, although lignin degradation was much smaller, from 45% to 10%. Mineralization data were not of interest, but instead, the degree of formation of aldehydes was measured 35 for purposes of lignin transformation valorisation. With increasing initial concentration, the yield of aldehydes formed relative to the oxidized lignin showed a decreasing trend in air, but the opposite increasing trend in diminished oxygen conditions (refer to effect of oxygen content). Salicylic acid (Publication II) Dilute solutions of salicylic acid resulted in a faster degradation. With an energy dose of 1.6 kWh m-3, complete degradation was achieved for solutions starting at 50 mg L -1, whereas this corresponded to about 50% degradation only for samples with an initial 100 mg L -1 concentration. For the lower initial concentration solution, mineralization was also higher at 34% when 2.5 kWh m-3 of energy was delivered, compared to 14% mineralization when 100 mg L-1 of solution was oxidized. 4.3 Effect of oxygen content Paracetamol In increased oxygen atmosphere, it is certain that higher ozone concentration is formed, although the formation rate of ·OH radicals could also be increased in proportions; however, such measurements are beyond the scope of this study. Increasing the oxygen content during paracetamol oxidation doubled the degree of removal compared to air. At an energy dose of 2 kWh m-3, paracetamol was completely degraded, with mineralization of 21%. After the maximum energy dose of 3.125 kWh m-3, mineralization was 27.6%. In air, only 50% of the original paracetamol content was removed at an energy dose of 2 kWh m-3 and 6.5% mineralized which further increased to 11% after the maximum energy dose. This indicates equally significant roles of both ozone and ·OH radicals in paracetamol degradation. In alkaline solutions, the difference between air and 89% oxygen conditions was less pronounced maybe due to the dissociation of paracetamol which already increased its reactivity even in air. However, increasing the oxygen level still improved the degradation in about the same rate as in neutral solution. Ibuprofen For the degradation of ibuprofen, the addition of oxygen did not have the same outcome as that of paracetamol. Despite the faster initial degradation for the first 10 minutes in oxygen, the overall degradation after delivering a maximum 3.125 kWh m-3 of energy was almost the same; 83% in air and 86% in oxygen. Mineralization of ibuprofen in air reached 25%, while in oxygen it achieved a slightly higher 32% mineralization. The relatively slow reacting nature of this compound suggests that ozone did not play a significant role in its oxidation. 36 Indomethacin The oxidation of indomethacin occurred rapidly with air showing complete degradation after only 1 kWh m-3 of energy was delivered. With the addition of oxygen in the reactor, an even faster reaction occurred, requiring only half of the energy dose in air for complete degradation of the compound. This indicates a strong influence of both ozone and ·OH radicals in the oxidation process. Mineralization for both conditions was rapid at the onset of the reaction reaching about 33% both in air and oxygen media with the energy dose required to complete the degradation. However, even with additional energy dose up to the maximum 3.125 kWh m-3, the mineralization only slightly improved to 35 – 40%. This indicates that after the consumption of the parent compound and its mineralization, the remaining by products are those which are very difficult to mineralize at the final stage of the process, most likely the short-chain carboxylic acids. Humic Acid For the oxidation of humic substances, the increased oxygen concentration slightly increased the degradation rate achieving a 90% oxidation after a minimal energy dose of 0.5 kWh m-3, whereas in air only 77% was oxidized with the same energy. This slight improvement in oxidation shows the moderate role of ozone. The mineralization, however, doubled in oxygen media achieving almost 50% compared to the 25% obtained in air. Lignin Comparing the results with initial concentration of about 300 mg L -1, the achieved degradation at 5-7% oxygen was only 20%, in air at 35%, and was 60% at increased 89% oxygen content. For the case of lignin however, rather than trying to enhance its degradation, the interest was more on obtaining potential valuable aldehyde by-products, and the most practical way to see this was to optimize conditions such that more aldehyde was formed for every lignin oxidized. In the case of experiments in air, the maximum ratio was obtained with most dilute solution (137 mg aldehydes/g lignin oxidized at initial concentration of 80 mg L-1). This would not be favourable for industrial applications because potential typical lignin concentrations would be higher. Decreasing the oxygen content to about 5 - 7% reduces the ·OH radicals and ozone forming a milder oxidation environment for lignin. In this condition, an opposite trend was observed: an increasing lignin concentration corresponded to an increasing aldehyde to lignin formation ratio. 4.4 Effect of pulse repetition frequency Pulse repetition frequency is a very significant parameter affecting the degradation of the target compounds. The differing frequencies show the interaction between the ·OH radicals and ozone with respect to the target compound. The pulse repetition frequency is able to 37 indirectly confirm the role of ozone and ·OH radical in oxidation. The substances refractory towards oxidation with ozone show minor dependence on the frequency since the majority of work is made by the radicals formed at the treated solution surface. The substances exhibiting instant reaction with ozone also should show little dependence on frequency since all the oxidants are consumed regardless the time between the pulses. The reactions having the rate at intermediate scale, i.e. substances oxidizible with both ·OH radical and ozone, however, should benefit from longer pauses between pulses giving more time for relatively stable ozone to participate in oxidation. In the present work the author observed reactions, where the pulse repetition frequency played a role, for example oxidation of phenol and humic substances, as well as reactions independent of the frequency. Other variable parameters such as water temperature, water flow rate and gas-liquid contact surface area showed minor effect on PCD oxidation and were thus disregarded. 4.5 Reaction kinetics The description of the reaction kinetics is complicated due to the unknown concentrations of the ·OH radicals and ozone, as well as their individual contribution to the reaction. At the initial stages of reaction, the degradation of parent compound followed a linear pattern. The minimal impact of water flow rate and contact surface observed in the previous study (Publication I) indicates the transitory presence of a constant amount of oxidants available in the discharge zone. The reaction rate constants were determined assuming that the combined effect of the oxidants result in a second-order reaction rate: first order relative to the target pollutant and first order relative towards the oxidant. For practical applications, the total concentration of the oxidants involved in the reaction could be characterized by the power delivered to the volume of the discharge zone, with the second-order reaction rate constant (Publications II, III & V): dC/dt = k2·C·PV-1 (13) where C is the concentration of the pollutant, mol m-3; k2 is the second-order reaction rate constant, m3J-1; P is the pulsed power delivered to the reactor, W; V is the volume of the discharge zone, 0.034 m3 in the experimental device. The second-order reaction rate coefficients calculated for the initial period of treatment are given in Table 5. Among the target compounds studied, fastest oxidation was obtained for indomethacin; however, the oxidation of its intermediate products was slow. Indomethacin, which has the highest number of unsaturated bonds among the studied pharmaceutical compounds, has the highest reaction rate coefficient. The strong electrophilic nature of ·OH radicals (Marusawa, et al., 2002) readily attracts it to the unsaturated bonds, thereby increasing the reaction rate. 38 Table 5. The 2nd order reaction rate coefficients for different oxidation media Media Compound Degree of Unsaturation Reaction rate coefficient, k2, m3J-1 Acidic, air Paracetamol 5 9.3 ± 1.0 · 10-8 Ibuprofen 5 9.6 ± 2.0 · 10-8 Salicylic acid 5 9.7 ± 2.0 · 10-8 Indometacin 12 7.8 ± 0.7 · 10-7 Phenol 4 1.5 ± 0.3 · 10-7 Paracetamol 5 2.2 ± 0.5 · 10-7 Ibuprofen 5 2.5 ± 0.1 · 10-7 Indometacin 12 2.1 ± 0.2 · 10-6 Paracetamol 5 1.6 ± 0.3 · 10-7 Salicylic acid 5 8.2 ± 1.0 · 10-8 Phenol 4 3.0 ± 0.3 · 10-7 Phenol 4 5.4 ± 0.4 · 10-7 Acidic, oxygen Alkaline, air Alkaline, oxygen It can be seen from Table 5 that the oxidation rate was higher in oxygen-enriched media due to a higher ozone equilibrium concentration. The improved degradation rate in alkaline conditions for paracetamol and phenol might be attributed to the dissociation of phenol, thereby increasing reactivity towards oxidation. The dependence of the reaction rate coefficient on oxygen concentration in the gas phase indicates the necessity to draw together the data to possibly develop the third-order equation taking into account three parameters together, substrate and oxygen concentrations and the applied pulsed power. Under current data set conditions such description is difficult to verify (needs full-factorial experimental plan for power or frequency, and substrate and oxygen concentrations). Moderate reactions were observed for humic acid and paracetamol in oxygen media. Slow reacting compounds in air and oxygen media are ibuprofen, lignin, salicylic acid and estradiol. Humics and paracetamol had slow reactions in air. The pulse repetition greatly affects the degradation rate as the increasing frequency corresponds to a faster oxidation. The kinetics for the combined effect of ·OH radicals and ozone on humic acids was described 39 in Publication I in terms of pseudo-first order reaction rate coefficients. The decreasing rate coefficient with increased frequencies indicates that the 30% contribution of ozone takes place between pulses. This interdependence between the pulse frequency and the initial concentrations emphasizes the influence of at least two different oxidants with different reaction rates and yields. 4.6 Surface radical reaction The addition of ·OH radical scavenger, the surfactant igepal C-630 in equimolar amount to that of phenol concentration in the solution hindered the surface reaction of the radicals with the target pollutant; whereas the addition of tert-butyl alcohol (TBA) did not show its scavenging properties even in concentrations exceeding the ones of phenol by a factor of ten. This supports the hypothesis of surface formation of oxidant species and surface reaction. Addition of compounds typically present in domestic sewage such as urea and sucrose in -estradiol oxidation considerably slowed down the reaction. Of even bigger interference in the oxidation process was the presence of urine in the sample known to contain fragments of amino-acids with surfactant properties. The ratio of admixtures, however, was remarkably bigger than in phenol oxidation with TBA. 4.7 Energy efficiency of PCD The energy efficiencies of the oxidation of the target compounds with varying parameters were described in Publications I-VI. Considering that the approximate energy of a single pulse is about 0.3 J as mentioned earlier, at the maximum pulse repetition frequency of 840 pps, the power dissipated in the discharge is 250 W. A pulse repetition frequency of 200 pps corresponds to 60 W of delivered power. The delivered energy dose E, kWh m-3 is calculated by: (14) where P is the pulse integral power delivered to the reactor, kW; t is the oxidation time, h; and V is the volume of the treated solution, m3. Knowing the delivered energy dose, the energy efficiency , g kW-1h-1 is calculated according to the equation: (15) 40 The common point in these reactions was the beneficial effect of increased oxygen concentrations towards higher energy efficiency for degrading the target compound. As seen in Table 6, the results, however, showed the differences in their interaction with the ozone generated as a result of introducing oxygen. Table 6. The energy consumption efficiency in target compounds oxidation in 100 ppm solutions Oxidation efficiency, g kW-1h-1 Substance / media Air, acidic Air, alkaline Oxygen, acidic Oxygen, alkaline 55 88 120 140 Paracetamol 20 - 28 31 - 52 50 – 70 - Ibuprofen 24 - 41 - 58 – 65 - Indomethacin 120 - 150 - 158 – 172 - Salicylic acid 20 - 35 17 - 20 - -estradiol (3 ppm) - 3.8 - -estradiol with urea, sucrose and urine - 1.5 -1.9 - Phenol The oxygen in the reactor is mainly consumed for the synthesis of ozone which when increased, contributes further to the degradation of the target compound. In the presence of nitrogen from air, PCD results in the formation of nitrogen oxides which upon contact with water, are transformed to nitrates (Kornev, et al., 2012). 4.8 Effect of organic pollutants on nitrates formation The presence of the studied target organic compounds (paracetamol, ibuprofen, and indomethacin) reduced the formation of nitrates in the PCD as seen in Publication VI. However, oxalate and formate, substantially improved the nitrates formation. The presence of these carboxylic ions may have improved the aqueous ozone decomposition and hydroxyl radical formation, thus enhancing the nitrate formation. Once the parent compound is completely oxidized, as evident in the case for indomethacin, oxidation products dramatically promote nitrate formation. Although there is a need of establishing the products responsible for the promotion, oxalate and formate concentrations observed in this experiment were low. 41 5. CONCLUSIONS This study confirms the effectiveness of pulsed corona discharge for the oxidation of phenolic and aromatic compounds of various types. The efficiency of the oxidation process increases with the reduced pulse repetition frequency when fast reacting compounds are treated allowing for a higher contribution of ozone in oxidation between pulses. For slow reacting refractory pollutants however, it is more beneficial to use higher pulse repetition frequencies to significantly increase the oxidation rate since the role of ozone in slow reactions occurred to be minor. Enriching the gas phase with oxygen shows a significant increase in oxidation efficiency of the target compound due to the abundant formation of oxidants, ozone and ·OH radicals. Subsequently, depleting oxygen in the gas phase lowers the oxidation rate as well as the oxidation efficiency. Higher initial concentration of the pollutant improves the oxidation efficiency accordingly. The improved oxidation efficiency observed in alkaline media indicates the increased ozone absorption and secondary ·OH radicals formation, both of which readily react with the dissociated phenolic moieties. The effectiveness in oxidizing the parent compound has been shown by the extent of mineralization achieved which is mainly due to the action of non-selective ·OH radicals formed at the water surface combined with the ozone formed at higher oxygen concentrations. With decreasing oxygen concentrations, the role of ·OH radicals during oxidation substantially increases. The rate is being controlled mostly by the discharge pulse parameters, with the mass transfer showing minimal influence on the oxidation efficiency. The oxidation of the target pollutants is brought about by the reaction of the hydroxyl radicals and atomic oxygen which are formed on the interface of the water. The energy efficiencies achieved in PCD oxidation surpass those of ozone, which is the closest competitor of the technology or that of other AOPs where reported data is available. This makes the process more advantageous especially with the simple configuration. 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One of the studies conducted by the author makes use of DBD treated water to decontaminate pig skin laden with E. Coli. The objective was to compare its effectiveness to that of commercial sanitizers. With the parameters used, the results showed that plasma water, when applied immediately to the surface of pig skin, eliminated as much bacteria as a hand sanitizer, reducing the E. Coli concentration from 1 x 106 to 1 x 105. Plasma water on pig skin with E. Coli 1E+08 E. Coli concentration, cfu mL-1 2.85E+07 1E+07 2500 Hz 1E+06 9.90E+05 3000 Hz Stock Control 1E+05 8.13E+04 Sanitizer 1E+04 15 30 60 Plasma water treatment time, sec Figure 5. Performance of plasma treated water in comparison with commercial hand sanitizer Further application of the DBD treated water to C. sporogenes was initiated, and as preliminary data showed potential, more verification was necessary. Another study involves the use of the plasma for inducing cell differentiation, but at a very early stage, no conclusions could still be drawn. One other interesting study was evaluating the effect of plasma treated water on the growth rate and sugar content of some plants. It is based on a premise that the change in the properties and composition of plasma treated water might affect plant growth and quality. The observed increased levels of reactive nitrogen species and oxidizing species and the change of pH are properties that could play a vital part in the growing plants. Preliminary data showed remarkable effect on the growth rate of plants stressing the need for further evaluation. PART II: Publications Publication 1 Pulsed corona discharge for degradation of aqueous humic substances. corona Technology: Water Supply 11(2), 238 245 doi:10.2166/ws.2011.045, with permission from the copyright holders, IWA Publishing. Reprinted by permission of IWA Publishing © IWA Publishing Publication 5 Pulsed Corona Discharge: The Role of Ozone and Hydroxyl Radical in Aqueous Pollutants Oxidation. Reproduced from the paper accepted for publication on May 28, 2013 by Preis, S., Panorel, I., Kornev, I., Hatakka, H., Kallas, J.,(2013) corona discharge: the role of ozone and Technology, with hydroxyl radicals in aqueous pollutants oxidation permission from the copyright holders, IWA Publishing. Reprinted by permission of IWA Publishing © IWA Publishing Pulsed Corona Discharge: The Role of Ozone and Hydroxyl Radical in Aqueous Pollutants Oxidation sergei.preis@lut.fi; iris.panorel@lut.fi; henry.hatakka@lut.fi; juha.kallas@lut.fi) j.kornev@mail.ru Abstract Keywords INTRODUCTION MATERIALS AND METHODS Water Perforated plate System of electrodes Electric discharge reactor Sample feed port Voltage pulse generator Input ports Voltage and current monitoring O2 N2 Storage tank Pump Voltage, kV 15 10 5 0 -5 0 .5 1.0 Time, µs 1 .5 0.5 1 .0 Time, µs 1 .5 Current, A 400 200 0 Figure 2 Gas cylinders RESULTS AND DISCUSSION Energy efficiency in oxidation Figure 3: Figure 4: Contact surface and efficiency correlation Surface reaction tert Figure 5: Figure 6: The role of ozone and OH-radical in oxidation Phenol oxidation Oxalate oxidation Phenol oxidation kinetics practical description et al P V k2 dC/dt = k2·C·PV-1 k2 P CONCLUSIONS Acknowledgements C V References J. Phys. D: Appl. Phys. 34 Russian J. Appl. Chem 75 Int. Journ. Environ. Waste Management 11 J. Physics D: Appl. Physics 41 Appl. Microbiol. Biotechnol 52 Ind. Eng. Chem 15 Plasma Chem. Plasma Proc 26 Wat. Res., 37 . J. Phys. D: Appl. Phys 32 Ozone: Science and Engineering, 1 Ozone: Sci. Eng 28 Ozone: Sci. Eng 35 Ozone: Sci. Eng Die Analyse der Organischen Verunreinigungen in Trink-, Brauch- und Abwässern/Analysis of Organic Pollutants in Potable, Process and Wastewaters Plasma Chem. Plasma Proc 32 Plasma Chemistry and Plasma Processing 33 Int. J. Plasma Environ. Sci. Technol 5 Water Research 46 Ind. Eng. Chem. Res 52 Journal of Applied Physics 93 Wat. Sci. Technol.: Wat. Supply, 11 IEEE Transactions on Plasma Science 34 Journ. Phys. D: Appl. Phys 46 Plasma Chem. Plasma Proc 30 Publication 6 Formation of nitrates in aqueous solutions treated with pulsed corona discharge: the impact of organic pollutants. This is a version of the paper that has been accepted for publication in Ozone: Science and Engineering on August 19, 2013. Reprinted by permission of the International Ozone Association © International Ozone Association sergei.preis@lut.fi Abstract Keywords: 1. Introduction 1 2. Materials and Methods Experimental device and materials 2 ( Water Perforated plate System of electrodes Voltage pulse generator Electric discharge reactor Sample feed port Input ports Voltage and current monitoring O2 N2 Storage tank Pump 3 Gas cylinders VS1 Capacitor charger C1 T1 Ls1 C2 Ls2 C3 Analytical methods 4 Ls3 C4 3. Results Effect of frequency 5 Effect of pH and conductivity 6 7 4. Discussion 8 Nitrate yield, g kW-1 h-1 16 14 12 10 8 6 Parent compound 4 Oxidation products 2 0 9 Conclusions 10 Acknowledgements References Russian Journal of Applied Chemistry Water Quality Research Journal of Canada Applied Microbiology & Biotechnology Standard Methods for the Examination of Water and Wastewater. Plasma Chemistry Plasma Chemistry and Plasma Processing J. Physics D: Applied Physics Plasma Chemistry and Plasma Processing 11 Ozone Science & Engineering Ozone: Science & Engineering Ozone: Science & Engineering Environmental Technology Water Science & Technology: Water Supply Organische Analyse IEEE Transactions on Plasma Science Physical Chemistry of the Barrier Discharge Environmental Science & Technology Standard Methods for the Examination of Water and Wastewater Plasma Sources Science and Technology Russian Federation Patent 12 ACTA UNIVERSITATIS LAPPEENRANTAENSIS 493. RIIPINEN, TOMI. Modeling and control of the power conversion unit in a solid oxide fuel cell environment. 2012. Diss. 494. RANTALAINEN, TUOMAS. Simulation of structural stress history based on dynamic analysis. 2012. Diss. 495. SALMIMIES, RIINA. Acidic dissolution of iron oxides and regeneration of a ceramic filter medium. 2012. Diss. 496. VAUTERIN, JOHANNA JULIA. 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