A CONTINUOUS MODEL FOR THE TAPPED-INDUCTOR BOOST CONVERTER R. D. Middlebrook C a l i f o r n i a I n s t i t u t e of Technology Pasadena, C a l i f o r n i a 91125 ABSTRACT A continuous, 1ow-frequency, s m a l l - s i g n a l averaged model for the tapped-inductor boost converter with input f i l t e r i s developed and experimentally v e r i f i e d , from which the dc transfer function and the s m a l l - s i g n a l l i n e input and duty r a t i o input describing functions can e a s i l y be derived. A new effect due to storage-time modulation in the t r a n s i s t o r switch i s shown to explain observed excess f i l t e r damp­ ing resistance without associated l o s s in conversion e f f i c i e n c y . The presence of an input f i l t e r can cause a severe disturbance, even a n u l l , in the control duty r a t i o describing function, with consequent potential performance d i f f i c u l t i e s in a converter regulator. 1. INTRODUCTION A method of modeling switching converter transfer functions has been described by Wester and Middlebrook [ 1 ] , and applied to the basic buck, boost, and buck-boost converters in the continuous conduction mode. The p r i n c i p l e i s to replace the several d i f f e r e n t , lumped, l i n e a r models that apply in successive phases of the switching cycle by a s i n g l e lumped, l i n e a r model whose element values are appropriate averages over a complete cycle of t h e i r successive values within the c y c l e . The r e s u l t i n g "averaged" model permits both the input-to-output ("line") and duty r a t i o - t o - o u t p u t ("control") transfer func­ tions to be e a s i l y obtained f o r both dc (steady state) and superimposed ac (describing function) inputs. The nature of the model derivation inherently r e s t r i c t s the v a l i d i t y to f r e ­ quencies below the switching frequency, and model l i n e a r i t y i s ensured by independent r e s t r i c t i o n of the superimposed ac signal to small amplitudes. The r e s u l t i s therefore a s m a l l - s i g n a l , low-frequency, averaged model. The models obtained in [1] show that the line and control describing functions contain the anticipated low-pass LC f i l t e r response characterized by a pair of l e f t half-plane poles and, i f there i s nonzero resistance in s e r i e s with the c a p a c i t o r , by a l e f t half-plane real zero. The p o l e - p a i r p o s i t i o n s are conveniently i d e n t i f i e d in terms of the f i l t e r corner f r e ­ quency and peaking f a c t o r , or Q-factor. Two r e s u l t s of p a r t i c u l a r s i g n i f i c a n c e for the boost and buck-boost converters are that the f i l t e r corner frequency and Q-factor both vary with steady-state duty r a t i o D and, even more impor­ tant, that the control describing function acquires a r i g h t half-plane real zero. Several extensions and developments of the r e s u l t s of [1] are presented in t h i s paper. 1. A s m a l l - s i g n a l , low-frequency, averaged model i s derived for the tappedinductor converter, of which the o r i g i n a l ("simple") boost converter i s a special case. At the same time, the c i r c u i t being modeled i s extended to include the l i n e input f i l t e r that i s almost i n v a r i a b l y present in a p r a c t i c a l system, and the modeling process i s refined to include a more accurate representation of the c i r c u i t losses that a f f e c t the Q-factor. The motivation for the modeling refinement was to explain measured Q-factors that were s i g n i f i ­ cantly lower than predicted by the o r i g i n a l model even when the most generous values for the physical l o s s - r e s i s t a n c e s were allowed. However, although the refined model did indeed predict lower Q - f a c t o r s , the quantitative effect was s t i l l i n s u f f i c i e n t to explain the observed d i s ­ crepancies. I t turned out that a quite different effect was responsible for the lower Q - f a c t o r , namely, modulation of the storage time of the t r a n s i s t o r switch. The physical cause-and-effect sequence i s as f o l l o w s : an applied s m a l l - s i g n a l ac modulation of the switch duty r a t i o causes a corresponding modulation of the current carried by the switch at the instant of t u r n - o f f , and a consequent modulation of the storage time. The r e s u l t i s that the actual switch output duty r a t i o modulation amplitude i s d i f f e r e n t from the switch drive modulation amplitude. It may seem s u r p r i s i n g at f i r s t s i g h t that t h i s effect would cause only a lowering of the Qf a c t o r , without a f f e c t i n g any of the other q u a l i t a t i v e or quantitative features of the model; PESC 75 RECORD—63 nevertheless, t h i s i s indeed confirmed by the other principal extension presented in t h i s paper: 2. A storage-time modulation effect in the switch i s shown to r e s u l t in an e f f e c t i v e series resistance in the s m a l l - s i g n a l , low-frequency, averaged model of the tapped-inductor boost converter, whose presence lowers the apparent Q-factor of the low-pass f i l t e r c h a r a c t e r i s t i c contained in both the l i n e and control describing functions. Experimental r e s u l t s are presented for various conditions chosen s p e c i f i c a l l y to expose the functional dependence of the model element values upon the several parameters, in order to maximize the degree of model v e r i f i c a t i o n there­ by obtained. In addition to such quantitative v e r i f i c a t i o n , the following general conclusions are of p a r t i c u l a r i n t e r e s t : Some waveforms in the c i r c u i t of F i g . 1 under steady state operation are shown in F i g . 2. The t r a n s i s t o r switch i s closed for a fraction Ν turns F i g , 1 . C i r c u i t of the tapped-inductor boost converter with input f i l t e r . 1. The e f f e c t i v e s e r i e s resistance RM in the model due to t r a n s i s t o r switch storage-time modulation lowers the f i l t e r Q - f a c t o r , but i t does not lower the conversion e f f i c i e n c y ; in other words i t i s only an apparent resistance and not an actual loss r e s i s t a n c e . 2. The presence of an LC input f i l t e r can cause a serious modification of the control describing function. A dip in the magnitude of the control describing function can occur in the neighborhood of the resonant frequency of the input LC f i l t e r . This dip i s characterized by a complex pair of zeros in the control d e s c r i b ­ ing f u n c t i o n . As the steady-state duty r a t i o i s increased, as happens in normal regulation adjust­ ment of a closed-loop converter system, the complex pair of zeros cannot only reach the imaginary axis of the complex frequency plane, causing the dip in the magnitude response to become a n u l l , but can move into the r i g h t half-plane causing a large amount of additional phase l a g . A possible null in the control describing function magnitude response of course could severely degrade the performance, and the excessive phase lag could s e r i o u s l y a f f e c t the s t a b i l i t y , of a closed-loop regulator system. The model presented here i s useful in both the q u a l i t a t i v e and quantitative design of such a system to guard a g a i n s t such disastrous e v e n t u a l i t i e s . 2. I _ amp-turns * ' DT Ν (l-D)T = D T , s S s DEVELOPMENT OF THE CONTINUOUS MODEL The elements of a tapped-inductor boost converter are shown in F i g . 1. An input f i l t e r , which would i n v a r i a b l y be used in a practical system, i s included between the supply voltage V and the input of the converter i t s e l f . As far as the operation of the converter i s concerned, only the f i l t e r elements L , R , and C need be e x p l i c i t l y represented; the box around~the L i s to imply that additional input f i l t e r elements may be present without affecting the nature of the converter operation. The resistances R and R in F i g . 1 are always present in a practical c i r c u i t even i f they represent only capacitance esr. q s S s $ § 64—PESC 75 RECORD C F i g . 2. Some waveforms in the c i r c u i t of F i g . 1: v , i , and ν are continuous; ν i s quasi-continuous; i i s discontinuous. s £ s T D of i t s period T = l / f , where f i s the switching frequency, and i s open for the remaining fraction T D ' = T ( l - D ) . While the switch i s c l o s e d , the current i in the fraction N / n of the total inductor turns Ν ramps up as energy i s stored in the inductor; part of i is supplied from the input by i g , and the balance comes from discharge of C causing a f a l l in the capacitance voltage v . At the same time, the diode i s open and the capacitance C d i s ­ charges into the load R causing a f a l l in the voltage v . While the switch i s open, the diode i s closed and the current i in the total inductor turns Ν ramps down as the stored inductor energy discharges into the load and recharges C, causing a r i s e in v . Since i^ drops below i , C i s recharged causing a r i s e in the voltage v . S s s S s s s x s s s c s c q s s Boundary conditions l i n k i n g the wave­ forms in the two i n t e r v a l s depend upon the requirements that capacitance voltages and inductor ampere-turns cannot change i n s t a n t a ­ neously at the switching i n s t a n t s . Consequently, the voltages v and v are continuous at the switching i n s t a n t s , whereas the output voltage ν has steps at the switching i n s t a n t s because of the drop in R . S i m i l a r l y , the inductor ampere-turns i s continuous at the switching i n s t a n t s , and i t i s convenient to i l l u s t r a t e this in terms of a quantity i defined as "ampere-turns per t u r n , " a l s o shown in F i g . 2. Thus, i i s continuous but the actual inductor current i has steps of r a t i o n at the switching i n s t a n t s . I d e n t i f i c a t i o n of i n i s an important step in the derivation of the continuous model. $ c c Ä £ s x Waveforms shown in F i g . 2 are for the "continuous conduction" mode of operation in which the instantaneous inductor current does not f a l l to zero at any point in the c y c l e , and the entire discussion and r e s u l t s of t h i s paper apply only to t h i s mode. Average, or d c , values of the waveforms are a l s o shown in F i g . 2. The dc output voltage V i s of course equal to the dc voltage V on capacitance C. c A s u i t a b l e equivalent of the c i r c u i t of F i g . 1 from which to begin derivation of the averaged model i s shown in Fi g. 3, and includes several p a r a s i t i c resistances of obvious physical o r i g i n which are important in determining the e f f e c t i v e Q of the i m p l i c i t f i l t e r response c h a r a c t e r i s t i c . There are two independent " d r i v i n g " s i g n a l s : the line voltage V g and the duty r a t i o d. Each i s taken to have a dc part and s m a l l - s i g n a l ac p a r t , so that Vg = V + v and d = D + d. Since the "complementary" duty r a t i o 1-d frequently occurs in the equations, i t i s given the symbol d' = 1-d, so that d' = 1-D-d = D ' - d . As a consequence of the dc and ac components of the two d r i v i n g s i g n a l s , a l l other voltages and currents in the c i r c u i t also have dc and ac components, in p a r t i c u l a r the output voltage ν = V + v. The a n a l y s i s objective i s to f i n d a continuous model (unlike the switched model of F i g . 3) from which the d c a n d ac components of the output voltage V and ν can be found from the dc and ac components of the two d r i v i n g s i g n a l s V , v and D, ά. g g g g The approach taken i s an extension of that in [ 1 ] , in which the s m a l l - s i g n a l ac components V g , a , e t c . are taken to be slow compared with the switching frequency f . This r e s t r i c t i o n permits the nonlinear model of F i g . 3, which c o n s i s t s of two switched l i n e a r models, to be approximated by a l i n e a r model whose element values are appropriate averages of t h e i r values in the two i n t e r v a l s T d and T - d ' . Furthermore, t h i s approach permits most of the a n a l y s i s to be performed through successive transformations and reductions of c i r c u i t models; physical i n s i g h t i s thus better retained, and under­ standing made e a s i e r , than i f a n a l y s i s i s performed e n t i r e l y by a l g e b r a i c manipulation. The r e s u l t of t h i s approach i s an "averaged" model from which the two transmission charac­ t e r i s t i c s can be obtained f o r dc and for ac at frequencies below the switching frequency. s s The objective i s to combine the two separate l i n e a r models of the piecewise-linear model of F i g . 3 into a s i n g l e l i n e a r model. The procedure c o n s i s t s of a number of steps in manipulation of the model, which w i l l be presented here for a s l i g h t l y s i m p l i f i e d version of F i g . 3 in which R , R , R , Rj,and R are set equal to zero. This i s done so that the method may be i l l u s t r a t e d without the burden of extra elements and terms which merely complicate the diagrams and equations. The effects due to these temporarily discarded elements w i l l , however, be restored into the final results. A l s o , a number of comments concerned with the s i g n i f i c a n c e and interpretation of certain steps w i l l be deferred u n t i l the end of the d e r i v a t i o n . $ v ç Step 1 . Draw separately the l i n e a r models of F i g . 3 that apply during each of the i n t e r v a l s T d , T d ' as shown in F i g s . 4(a) and 4(b) r e s p e c t i v e l y . I d e n t i f y the voltages and currents that are continuous across the switching i n s t a n t s , namely the capacitance voltages v , v , and the ampere-turns per turn of both the switched inductor, i , and the input f i l t e r inductor, i . s F i g . 3. Switched model equivalent to the c i r c u i t of F i g . 1 ; s t a r t i n g point for derivation of the continuous model of F i g . 10. w s $ c £ Q PESC 75 RECORD—65 R n i, u x same topology i f the r a t i o i s 0:1 in F i g . 5(a) and 1:1 in F i g . 5 ( b ) . L/ηχ Step 3. Replace the ideal transformers in F i g . 5 by ideal dependent generators whose c o n t r o l l i n g s i g n a l s are voltages or currents that are continuous across the switching i n s t a n t s . This i s done in F i g . 6. (Notation: squares are used to represent dependent generators, c i r c l e s represent independent generators.) φ Cs (α) interval Td s Φ n .,mmn v x x s Cs (b) interval T d ' = T ( l - d ) s F i g . 4. Step (parasitic omitted): during the 3 8 (a) interval T,d 1 in the model derivation resistances in model of F i g . 3 separate l i n e a r models that apply two i n t e r v a l s Τ d and Τ d ' . s s Step 2. Manipulate the models of F i g . 4 to have both the same topology and the same values of the continuous voltages and currents at corresponding p o i n t s , as shown in F i g . 5. In the present case, t h i s requires s c a l i n g of the current n i n in F i g . 4(a) to match the current i in F i g . 4 ( b ) , which i s done by introduction of an ideal transformer of r a t i o l : n in F i g . 5 ( a ) ; since the voltage v i s already the same in both models, the transformer i s introduced to the r i g h t of C . To produce the same topology, a 1:1 transformer i s introduced in the same place in F i g . 5 ( b ) . A l s o , since the current i flows into C during interval T d ' but does not during interval T d , introduction of another ideal transformer to the l e f t of C allows t h i s condition to be realized with the (b) interval T d' x Ä x s s F i g . 6. Step 3: replacement of ideal t r a n s ­ former by dependent generators controlled by continuous v a r i a b l e s . s Ä s s Step 4. Coalesce the two t o p o l o g i c a l l y identical models of F i g s . 6(a) and 6(b) into a s i n g l e model in which the various s i g n a l s have the average of their values throughout the entire period T , as shown in F i g . 7. For s (dn?+d')R u r: 1 % ^ Vc c 1 Ο: I F i g . 7. Step 4: coalesced models for the two i n t e r v a l s into a s i n g l e averaged model; implies imposition of the low-frequency restriction. example, the dependent current generator which has a value n i ^ for an interval T d and a value i£ for an interval T d ' has an average value ( d n + d ' ) i over the entire period T , and s i m i l a r l y for the other dependent generators. The p a i r on the r i g h t , of course, constitutes a special case in which the s i g n a l i s zero for one of the i n t e r v a l s . The coalescing process takes a s l i g h t l y different form for an element whose value i s not the same in the two i n t e r v a l s : the resistance ( d n + d ' ) R in F i g . 7 i s the value x s s x (b) interval T d ' s F i g . 5. Step 2 : introduction of ideal transformers to e s t a b l i s h the same topology and to expose the same continuous variables for the two i n t e r v a l s . 66—PESC 75 RECORD £ s 2 x u having a voltage drop across i t equal to the average of the voltage drops in the two intervals T d and T d ' . s R DD'(n -l) R x u •-- (η,-DR^d u F+H+ L $ u Vd (n -l)V d x Step 5. Substitute dc and ac components for the variables in F i g . 7. For example, the left-hand dependent current generator i s expressed as: (dn +d')i x £ Φ c s . {n -\)l d x x = [(D+u)n +(D'-d)](I^i ) x Ä |:D = (Dn +D')(I +i )+(n -l)I d+(n -l)i d x Ä Ä x £ x Fig. Ä D': I X 9. Step 6: Restoration of ideal t r a n s ­ formers in place of the dependent generators and adjustment of certain element p o s i t i o n s . % (Dn +D')i +(n -l)I d x £ x £ The approximation of the f i n a l line i s neglect of the ac product term, which i s v a l i d f o r small ac s i g n a l s superimposed on the dc. This generator, therefore, may be decomposed into a dependent generator proportional to i , and an independent generator proportional to the d r i v i n g signal d, as shown in F i g . 8. This figure shows As mentioned at the beginning of the d e r i v a t i o n , the resistances R , R , R , R , a n d R were omitted. I f these elements are included, the model of F i g . 9 becomes extended to that shown in F i g . 10, in which s w y d c £ ( 2-i)R i,d N |_ u V c (D ; (2) è .[(D-D-)(n -l) R -(n 2 3 x s 2 x -l)R - ("xVV - ' H D (R R ) ] I C Fig. u * (3) d (4) 8. Step 5: s u b s t i t u t i o n of dc and ac components; implies imposition of the s m a l l signal restriction. corresponding manipulations of the other three dependent generators of F i g . 7. The s u b s t i t u t i o n process f o r the averaged resistance i s as f o l l o w s . The voltage across ( d n + d ' ) R i s (5) RT = DD'(n -l)[(n -l)(R +R )]+n R -R ] (6) R E DD'(R +R ||R) (7) x x S u X W V 2 x < V '> uV d +d R u 2 [(D+dJnZ+iD'-cD^d^^) D C Dn R + D R Dn + D' Λ / x w v x where again the product term in i^d i s omitted. This voltage can be represented as that across a resistance plus an independent generator proportional to 3 , as shown in F i g . 8. For conciseness, the factor ΰη +ϋ' i s replaced by ϋ . χ χ Step 6. Replace the dependent generators by corresponding ideal transformers, and add a resistance R M to the l e f t of the D transformer, as shown in P i g . 9. To compensate f o r t h i s a d d i t i o n , the reflected value D R must be subtracted from the right-hand side o f the D transformer so that the net resistance in t h i s branch i s then [ ( D n + D ' ) - D ] R , which reduces to D D ' ( n - l ; R as shown in F i g . 9. One other change has been made in F i g . 9 , namely the independent generator I d has been reflected from the r i g h t to the l e f t side of the D' t r a n s ­ former. x 2 X U x 2 x D': I 10. Continuous, dc and low-frequency s m a l l - s i g n a l ac,averaged model for the tappedinductor boost converter of F i g . 3 ( p a r a s i t i c resistances r e s t o r e d ) ; D and d refer to duty r a t i o at the t r a n s i s t o r c o l ­ lector. 2 x x 2 x I:D Fig. u £ g The continuous converter, the dc and can e a s i l y c i r c u i t of F i g . 10 i s the complete model of the tapped-inductor boost including input f i l t e r , from which ac l i n e and control transfer functions be obtained. PESC 75 RECORD—67 The ideal transformers operate down to d c , and the dc output voltage V i s obtained as a function of V and D by s o l u t i o n with the ac generators set equal to zero. A c t u a l l y , to allow f o r an unspecified input f i l t e r , i t i s more convenient to solve for the dc output voltage V as a function of D and of the dc voltage at the input f i l t e r output, which i s the same as the input f i l t e r capacitance voltage V . The dc component I of the inductor ampere-turns per turn current i s DV χ χ (8) D R + R q $ £ , 2 T where R T Ξ D i s a low-frequency averaged model, v a l i d for ac signal frequencies much lower than the switching frequency. The steps leading up to step 4 have the purpose not only of molding the separate l i n e a r models f o r the two switching i n t e r v a l s into s i m i l a r topological forms, but also of s e t t i n g up the quantities that are to be averaged in such a way that the current or voltage factor in the product i s one that i s continuous across the switching i n s t a n t s . Thus, in F i g s . 6 and 7 , the q u a n t i t i e s to be averaged a l l contain i'o, ν , or v ( a c t u a l l y , the state variables of the system) as one of the f a c t o r s , and the inductor ampere-turns per turn i was s p e c i f i ­ c a l l y i d e n t i f i e d f o r t h i s purpose. In c o n t r a s t , the actual inductor current i and the output voltage v, for example, are not continuous across the switching i n s t a n t s , as seen in F i g . 2, and t h e i r use i s therefore suppressed in the manipulations leading up to step 4, although the d e t a i l s were not e x p l i c i t because of omission of the various p a r a s i t i c r e s i s t a n c e s . c £ x 2 [ R u + ( D n x w R + D , R v ) / D x ] + R l + R 2 + D ' 2 R d ( 9 ) i s the t o t a l e f f e c t i v e resistance referred to the middle loop in F i g . 10. The dc output voltage i s then 1 V = D'I R = - 4 D 1 + Rj/D (10) R $ In the f i n a l r e s u l t of F i g . 10, a l l the p a r a s i t i c resistances R , R , R , R , R , and a l s o R which was retained throughout the deriva­ t i o n , appear in the same physical p o s i t i o n s as in the o r i g i n a l c i r c u i t of F i g . 3. (Although since R and R each appears in the o r i g i n a l model for only one of the two switching i n t e r v a l s , they appear in F i g . 10 in an appropriately averaged form with an obvious physical i n t e r p r e t a t i o n . I t i s for t h i s reason that these averaged forms are purposely inserted in the shown p o s i t i o n in F i q . 10, j u s t as R(j in the adjacent p o s i t i o n was purposely added in step 6.) $ w v u c u This equation represents the b a s i c boost property of the converter; for a h i g h - e f f i c i e n c y system, the e f f e c t i v e dc l o s s resistance Rj i s small compared with the reflected load r e s i s ­ tance D R , so V ^ ( D / D ' ) V . For reduction to the simple boost converter, n = 1 so D = Dn +D' = 1 , and then V % ( 1 / D ' ) V . , 2 X S x x x S The l i n e describing function i s obtained from the model of F i g . 10 by s o l u t i o n for v / V g , and the control describing function i s obtained as ν/α through use of the generators ê ] , e 2 > e g , j i , and each of which i s proportional to d. Before consideration of such a p p l i c a t i o n s of the model, however, some comments w i l l be made concerning i t s form and derivation. The essence of the procedure of the model derivation i s contained in step 4, in which the two models of F i g . 6 for the i n t e r v a l s T d and T d ' are coalesced into a s i n g l e model. The exact average of the two current generators, n i from F i g . 6(a) and i from F i g . 6 ( b ) , i s <dn i + d'i ). An e s s e n t i a l approximation i s then made in the replacement of the average of the product of two v a r i a b l e s by the product of t h e i r averages, so that <dn i£ + d ' i n ) = <dn i,> + < d ' i > %<d>n <i > + < d ' ) < i \ > = (<d)n + < d ' ) ) < i > . I t i s t h i s f i n a l form that i s shown a g a i n s t the left-hand dependent current generator in F i g . 7 , except that for s i m p l i c i t y in notation the averaging s i g n s { ) have been omitted. As described in [ 1 ] , the above approximation i s v a l i d i f a t l e a s t one of the v a r i a b l e s i s continuous; in t h i s case, d i s not continuous ( i t changes from 1 to 0 ) , but i*£ i s continuous. As a l s o discussed in [ 1 ] , the averaging process imposes an upper f r e quency l i m i t on the v a l i d i t y of the r e s u l t , and i t i s for t h i s reason that the model of F i g . 10 $ s x £ £ x £ £ x x y x A x Ä 68—PESC 75 RECORD Ä w y In addition to the appearance of the p a r a s i t i c resistances in the expected p l a c e s , the model of F i g . 10 shows the presence of two additional resistances R] and R2 defined by E q s . (6) and (7), which are related to the p a r a s i t i c r e s i s t a n c e s . I t i s i n t e r e s t i n g to note that R-j and Rj are zero at both zero and unity dc duty r a t i o (D = 0 and D' = 0 ) , and have maximum values at D = D' = 0.5. The additional resistances R-j and R2 appear in the averaged model of F i g . 10 because of s t r i c t adherence in the derivation to the requirement that one of the two quantities in an averaged product must be continuous across the switching i n s t a n t . However, as seen in the waveforms of F i g . 2 , the output voltage v, for example, while not continuous may be considered quasi-continuous in that the steps are small compared to the total value. If q u a s i - c o n t i n u i t y i s accepted instead of s t r i c t continuity in step 4 of the d e r i v a t i o n , then the resistances R-j and R2 do not appear in the result. This s i m p l i f i e d procedure was followed in [1] in the derivation of an averaged model for the simple boost converter. To see the s i g n i f i c a n c e of the "extra" resistances R-j and Rp, consider the model of F i g . 10 reduced for determination of the l i n e describing function v / V g . For t h i s case of constant duty r a t i o , the ê ' s and j ' s are a i l zero, and for further s i m p l i c i t y l e t the input f i l t e r be omitted. Then, with the two t r a n s formers eliminated by appropriate r e f l e c t i o n of the elements in the outer loops into the center loop, the r e s u l t i n g reduced model i s as shown in F i g . 1 1 . The line describing function v / V g i s simply that of a l o s s y LC Rr D'v D£R U D ( D n R + D ' R ) R, x x w v R2 D' R d D R: c spite of the constant duty r a t i o base d r i v e . Since the t r a n s i s t o r c o l l e c t o r t u r n - o f f i s delayed a f t e r the base t u r n - o f f drive by the storage time, a possible explanation of the effect i s that the storage time i s being modulated by the l i n e ac s i g n a l . This could occur because the line ac signal modulates the current carried by the t r a n s i s t o r during the ontime, and the storage time i s dependent upon the c o l l e c t o r current to be turned o f f . In an attempt to e s t a b l i s h a quantitative model of t h i s e f f e c t , an obvious s t a r t i n g point i s an expression for storage time t as a func­ tion of the c o l l e c t o r current I ç to be turned o f f , and of the base drive c o n d i t i o n s . From well-known charge-control c o n s i d e r a t i o n s , such an expression i s [2] s φ OS _c_. rv 2 ' Fig. 1 1 . Reduced version of averaged model of F i g . 1 0 for determination of the line describing function v / v , without input f i l t e r ; R i s the total effective s e r i e s resistance. Β2 ^1 i J — n ^ j Σ T M1 S g T f i l t e r whose Q-factor i s determined (in part) by the total effective series resistance R j , defined in Eq. ( 9 ) and in F i g . 11 as the sum of the various p a r a s i t i c resistance elements shown. C l e a r l y , R-j and Ro increase the effective l o s s and lower the Q. The o r i g i n a l motivation for the model derivation including s t r i c t continuity of one of the variables in an averaged product, which leads to the appearance of R] and Ro, was to explain measured Q factors in both the line and control describing functions that were s i g n i f i c a n t l y smaller than those predicted in the absence of R] and Ro. However, although the improved model provided a q u a l i t a t i v e change in the r i g h t d i r e c t i o n , the quantitative lowering of the Q caused by the addition R-j and Ro was i n s u f f i c i e n t to explain the observed r e s u l t s . An entirely different e f f e c t , discussed in the next s e c t i o n , was found to be the cause of the observed low Q. + (Π) in which τ i s the base c a r r i e r l i f e t i m e in the saturated on" c o n d i t i o n , Iß] i s the forward base current j u s t before t u r n - o f f , Iߣ i s the turn-off (reverse) base d r i v e , and 3 i s the active current gain for the c o l l e c t o r current I q at the end of the storage time. For typical t u r n - o f f overdrive such that Iß2 >> I c / 3 the log may be expanded to give 9 t s ^ t so 31 (12) B2 where x *n(l + I / I ) (13) so Hence, for constant base turn-on and t u r n - o f f drive currents, the storage time decreases l i n e a r l y with increasing l to be turned o f f . s B 1 B 2 Q The next step i s to incorporate t h i s r e s u l t into the duty r a t i o r e l a t i o n s h i p . I f the base i s driven with duty r a t i o d so that the on-drive i s present for an interval T d of the switching period T , then the c o l l e c t o r w i l l remain "on" for an interval T d given by B s B s s 3. MODEL EXTENSION FOR STORAGE TIME MODULATION EFFECT When a measurement of the ac l i n e describing function i s made in the tappedinductor boosf converter shown in F i g . 1 , an ac v a r i a t i o n v i s superimposed on the line voltage V and the t r a n s i s t o r switch i s driven from a modulator in such a way that the base drive i s turned on and o f f with constant (dc) duty r a t i o , without any control signal ac modulation. As described above, such measurements showed a Q-factor s i g n i f i c a n t l y lower than could be accounted for by reasonable values of known p a r a s i t i c l o s s r e s i s t a n c e . V • Vb + so that B d T + (14) *s SO (15) where 3 l g M g B2 s T (16) i s a "modulation parameter" that describes how the c o l l e c t o r duty r a t i o d in Eq. ( 1 5 ) i s affected by the c o l l e c t o r current I q . In the context of the tapped-inductor boost converter of F i g . 1 , the c o l l e c t o r current to be turned o f f i s the inductor current in the interval T d , namely i = n „ i (Fig. 2). In general, the base drive duty r a t i o d has dc and s m a l l - s i g n a l ac components dg = Dg + âo that contribute to the corresponding components = I + i , so t h a t , s However, in the course of such measurements, i t was noted that the t r a n s i s t o r switch duty r a t i o at the c o l l e c t o r was in f a c t being modulated by the injected l i n e ac s i g n a l , in s £ B £ Ä PESC 75 RECORD—69 from Eq. d = (15), so D d M B " I (17) M The dc and s m a l l - s i g n a l ac terms in the above equation represent respectively the dc and s m a l l - s i g n a l ac c o l l e c t o r duty r a t i o s D and α that were employed in the development of the continuous model of F i g . 10. A l l that i s necessary, therefore, to account for the c o l l e c t o r storage time modulation e f f e c t i s to s u b s t i t u t e the above expressions wherever D and α occur in the model of F i g . 10 and the associated equations (1) through ( 7 ) . The dc s u b s t i t u t i o n represents merely a small o f f s e t in the dc duty r a t i o , and i s of no q u a l i t a t i v e concern. In the ac s u b s t i t u t i o n , the term of importance i s that in i £ , so that the f i v e ê and 3 generators of F i g . 10 and Eqs. (1) through (5) each gains an additional generator as shown e x p l i c i t l y in F i g . 12, in which (18) ^Ml R M2 ~ (19) Vc^M χ χ Μ χ 1 x £ Second, i t i s seen that each of the R^ dependent generators in F i g . 12 i s proportional to the ac current flowing through i t , and can therefore be d i r e c t l y replaced by the corres­ ponding r e s i s t a n c e . The r e s u l t i n g model i s shown in F i g . 13, in which^the K-j and K2 generators are dropped and the e generators and R^ resistances are condensed to e = θ ί + e + e 2 (23) 3 n [(D-D')(n -l) R -("x -l) u 2 ^M3 represents the difference between the c o l l e c t o r and base dc duty r a t i o s due to the influence of the c o l l e c t o r dc current η Ι ^ upon the storage time. For normal designs t h i s difference w i l l be s u f f i c i e n t l y small that η Ι ^ / Ι << 1 . I t then follows from Eqs. (21) and (22) that K-j << 1 and K2 << 1 , except perhaps for extreme conditions where η >> 1 (very low inductor tap r a t i o ) , or D << 1 (approaching unity duty r a t i o D ) . In F i g . 12, the ac current K-jî^ i s summed with the ac current D i at point A ] , and the current K2? £ i s summed with at point A 2 ; therefore, to the extent that Κ ] , K2 << 1 both the K-j and the K? generators in F i g . 12 have n e g l i g i b l e effect and can be omitted from the model. x x 2 R s R K W - d-(R || R ) 3 I / I „ c (20) A (21 ) M = R M1 + R M2 + R (24) M3 Some reduction and s i m p l i f i c a t i o n in these expressions can be achieved by comparison of the contributing terms. From Eq. (10), V = V = D ' I R and i t can then be seen fron^Eqs. ( 2 ) , (3) and (19), (20) that the r a t i o s e / e 2 and M3^ M2 are. on the order of the r a t i o between c Ä — I /I D' r M (2 |K,i 3 R êi i. ) e 3 ê 2 / R DrixRw+D'Rv RMI RM2+RM3 \Dn +D' + Λ v Iö x Φ. A Φ, Φΐ D = Drix+D' F i g . 12. Extension of model of F i g . 10 to include generators that represent the t r a n s i s t o r storage-time modulation effect. x I:D In F i g . 12, the e and j generators are s t i l l given by E q s . (1) through ( 5 ) , with άβ s u b s t i ­ tuted for ά. However, now that the c o l l e c t o r storage modulation e f f e c t has been e x p l i c i t l y accounted for in the model, i t i s more con­ venient merely to drop the sub Β and to redefine D and α to refer to the base drive duty r a t i o rather than to the c o l l e c t o r duty r a t i o , so that the small difference between D and D i s i m p l i c i t l y ignored and Eqs. (1) through (5) remain applicable as they stand. ß Some further manipulation of F i g . 12 leads to a simpler and more useful model. F i r s t , i t i s noted from Eq. (17) that η Ι / Ι χ 70—PESC 75 RECORD £ I,+î, F i g . 13. Complete continuous, dc and lowfrequency s m a l l - s i g n a l a c , averaged model for the tapped-inductor boost converter of F i g . 3, including the "modulation resistance" RM which i s present only in the ac model; D and 3 refer to duty r a t i o at the t r a n s i s t o r base. some combination of the p a r a s i t i c resistances and the load resistance R; consequently, the contributions êo and R can be dropped in Eqs. (23) and (24). Then, from Eq. (10) with a s i m i l a r degree of approximation, V = ( D / D ' ) V and the remaining terms in Eqs. (23) and (24) can be combined to give M 3 X Μ D':l x S 3 l :D * R B2 s T The f i n a l model i s a continuous, averaged model for the tapped-inductor boost converter with input f i l t e r , including the t r a n s i s t o r switch storage-time modulation e f f e c t accounted for by the resistance R m . I t i s v a l i d for both dc and s m a l l - s i g n a l ac with the proviso that the resistance R ^ i s to be included only in the ac model and not in the dc model. This i s necessary because of the step by which the model of F i g . 13 was obtained from that of F i g . 12: the total current through the R generators of F i g . 12 i s l £ \ » but generators^are functions only of the ac component î . In the f i n a l model of F i g . 13, the resistance R ^ i s enclosed in an oval as a reminder that i t i s to be included only in the ac model. M + 1 t h e R| = DD'(n -l)[(n -l)(R +R ) + n R - R , x D V =D V x g X S The storage-time modulation e f f e c t i s manifested through two parameters: f i r s t , the parameter Ijvj defined in Eq. (16) i s determined by t r a n s i s t o r internal properties T and e , and by the switch input c i r c u i t drive conditions described by the period T and the t u r n - o f f base current Iß2> second, the parameter RM which, by Eqs. (18) through (20) and (23), i s inversely proportional to I^j and i s a function also of the switch output c i r c u i t , namely the boost converter element values and operating conditions. 4. MODEL REDUCTION AND EXPERIMENTAL VERIFICATION Although the q u a l i t a t i v e nature of the dc c h a r a c t e r i s t i c V as a function of Vg and D and of the ac line describing function v / V g are obvious from the model of F i g . 13, the^nature of the ac control describing function ν / α i s not so obvious because the d r i v i n g signal^enters through the three separate generators ê , and J Understanding and interpretation of t h i s c h a r a c t e r i s t i c i s therefore f a c i l i t a t e d by some further manipulation and reduction of the c i r c u i t of F i g . 13 for some special cases. 2 I f the input f i l t e r i s omitted, the generator becomes mmaterial, and one step in reduction of the model of F i g . 13 for c a l c u l a tion of the control describing function may be accomplished as in F i g . 14, in which the u x D' R< 2 w DV=D V C n / _y_ D I D M TV /3I T ~c D' s = x x B2 2 S F i g . 14. P a r t i a l l y reduced version of averaged model of F i g . 13 for determination of the control describing function v / d , without input f i l t e r . D and D' ideal transformers have been eliminated by r e f l e c t i o n of the elements of the l e f t and r i g h t loops into the center loop. The c i r c u i t of Fig.14 contains both the dc and ac models, and certain resistance combinations of i n t e r e s t are i d e n t i f i e d in the f i g u r e : R^ i s the ac resistance to the l e f t of J2» T ' total e f f e c t i v e dc s e r i e s l o s s r e s i s t a n c e , and Rj. i s the total e f f e c t i v e ac series damping r e s i s t a n c e . The d i s t i n c t i o n between Rt and Rj occurs because the s t o r a g e time modulation resistance R|v| contributes to ac damping, but does not contribute to l o s s because i t i s absent in the dc model. x 1 S t i e A f i n a l reduction of the model i s made in F i g . 15, in which the two remaining independent D'(V+v) I*H Rj Φv >D"R D ) E E - ( R , + sL)j 2 =^(1+^) * s s s d RM = R I t i s seen from F i g . 13 that i n c l u s i o n of the storage-time modulation e f f e c t leads to a modification in the model that i s at l e a s t p o t e n t i a l l y capable of explaining the observed properties: the appearance of the ac resistance Rjvj lowers the Q of the i m p l i c i t f i l t e r c h a r a c t e r i s t i c , and the f a c t that the effect i s represented only by a resistance confirms that no other property of the model i s affected. x R = DD (R + R I!R) 2 C _ n C Vd D R / 2 x D'V = D'V C D V =D V x g x s D s D n + D' x x F i g . 15. Fully reduced version of model of F i g . 14, showing appearance of r i g h t h a l f plane zero ω ; Rj i s the total e f f e c t i v e dc series loss r e s i s t a n c e , and R^ i s the total e f f e c t i v e ac s e r i e s damping r e s i s t a n c e . ά generators are combined into a s i n g l e generator given by v (R dl A + sL)J (27) 2 With s u b s t i t u t i o n for e and j from Eqs. (25) and ( 5 ) , together with the dc r e l a t i o n V = D ' I R from Eq. (10), Eq. (27) becomes 2 £ v dl — - (R + sL) Vd (28) D R , 2 Again with neglect of the r a t i o of p a r a s i t i c resistances to the reflected load r e s i s t a n c e , the term in R may be dropped so that £ (29) Vd D PESC 75 RECORD—71 which i s a l s o shown in F i g . 15, where D R , 2 (30) ing action and which a l s o changes with D. The pole-zero pattern in the s-plane i s therefore as shown in F i g . 16, in which the pole p a i r and the zero ω are in the l e f t half-plane and the zero ω i s in the r i g h t h a l f - p l a n e . The arrows indicate motion with increasing D. It i s i n t e r e s t i n g to note that i s in the r i g h t h a l f plane because of the subtraction of tfve contribution of the generator J2 from that of the generator e in the s i n g l e generator Vçn in F i g . 15. ζ The response of the ac output voltage ν to the e f f e c t i v e d r i v i n g voltage v i in F i g . 15 i s simply that of the l o s s y low-pass filter. In terms of s u i t a b l y normalized q u a n t i t i e s , the r e s u l t for the overall control describing function v / d i s d n ν x 0 s/u )0+sA> ) + a z (31) Vd where ζ _ Q (32) c (33) ω a ο / ά Experimental v e r i f i c a t i o n of various aspects of the continuous model of F i g . 13 have been made. The f i r s t objective was to confirm aspects of the model related to the s t o r a g e time modulation resistance R^. The c i r c u i t of F i g . 17 was constructed, which corresponds to that of F i g . 1 with the input f i l t e r omitted. D'\(34) ^ R = 0.32i} L=6.0mh b -Oh remote, sense M ? 1_ Q' (35) D' power supply and in which J_ "o = π L (36) = ~h Q /Ce t 2 t R (37) t (39) (38) are normalized parameters related to the o r i g i n a l elements in F i g . 3. In the above r e s u l t s , terms in the r a t i o R^/D'^R have been neglected com­ pared to unity. Equation (31), referring to the model of F i g . 15, shows t h a t , for the tapped-inductor boost converter of F i g . 1 without input f i l t e r , the control transmission frequency response i s q u a l i t a t i v e l y the same as previously obtained for the simple boost converter in [ 1 ] , That i s , the response i s characterized by a low-pass f i l t e r whose corner frequency ω ' and peaking f a c t o r Q' both change with dc duty r a t i o D, a zero ω due to R which i s constant, and a negative zero ω which r e s u l t s from the s w i t c h 0 ζ 1 c 9 s - plane 1 R =374^ B VBI=TVB2F5.7V F i g . 17. Experimental tapped-inductor boost converter without input f i l t e r . Base drive duty r a t i o ac modulation i s imposed by v - I , and the r e s u l t i n g c o l l e c t o r duty r a t i o ac modulation i s monitored at V2In the c i r c u i t of F i g . 17, the inductor consisted of 100 turns of #20 wire of resistance R = 0.14Ω to the n = 2 t a p , plus 100 turns of #24 wire of resistance R^ = 0 . 3 2 Ω wound on an Arnold A930157-2 MPP μ = 125 t o r o i d . Independent measurements showed that the inductance at typical dc current levels was L = 6.0mh. The capacitor C was a combination of s o l i d tantalums which independent measure­ ments showed to have a capacitance C = 45yf and esr = 0.28Ω. The 2N2880 power t r a n s i s t o r was switched through a base resistance Rß = 3 7 4 Ω between voltages +Vßi = +5.7v and - V £ = -5.7v by a modulator that provided f i x e d frequency, t r a i l i n g - e d g e modulation controlled by dc and s m a l l - s i g n a l ac input voltages V-j and v-j. a x B χ / increasing D \ A preliminary experiment was done to measure the modulation parameter I^j determined by the switch t r a n s i s t o r and i t s input c i r c u i t . Combination of E q s . (12) and (16) shows that the "normalized" storage time i s a l i n e a r function of I : r so (40) M F i g . 16. Pole-zero pattern in the s-plane for the control describing function v / d obtained from the model of F i g . 15. 72—PESC 75 RECORD From the waveforms of F i g . 2, i t i s e a s i l y seen that I Q , which i s the current in the t r a n s i s t o r j u s t before t u r n - o f f , i s given by V-V D'T c (41) From F i g . 15, V % ( D / D « ) V and I % ( D / D ' R ) V > s o the above equation reduces to X S Ä 2 X S _ "xVs/ , 1 D' "X \R 2 D D ' 2 T S\ (42) 2D L / Measurements of storage time t , taken d i r e c t l y from an o s c i l l o s c o p e , were made f o r various combinations of V , R and D in the c i r c u i t of F i g . 17 (without the speedup capacitor Cß) with switching frequency f = 1/T = 10kHz and n = 1 (simple boost converter c o n f i g u r a t i o n ) Resulting data points of t / T v s . I Q from Eq. (42) are shown in F i g . 18, from which the measured slope gives Iyi = 40 amps. s s s S x s - ^ 1 s = 0.0215 s 0.020 -without C speedup capacitor Cß = 0.0012yf. As expected, t h i s reduces the storage time but does not a l t e r i t s rate of change with Ι ς , so that the modulation parameter I|vj remains the same. B 0.015 I 4 0 M x x As w i l l be seen, the l a r g e r part of the e f f e c t i v e damping resistance R. i s the modula­ t i o n resistance R^; the e f f e c t i v e l o s s resistance Rj i s therefore inaccurately deter­ mined from R t , and i s a l s o inaccurately determined by c a l c u l a t i o n from the various p a r a s i t i c resistances since they themselves are not accurately known. amps I t happens that the e f f e c t i v e l o s s resistance can be determined d i r e c t l y by a d i f ­ ferent measurement in the c i r c u i t of F i g . 17. As i n d i c a t e d , the t r a n s i s t o r c o l l e c t o r wave­ form, in the presence of v-j, i s modulated both in amplitude and duty r a t i o . I f t h i s wave­ form i s put through a l i m i t e r , the output has constant amplitude and the same duty r a t i o modulation. I f the l i m i t e r output i s applied to the analyzer i n p u t , t h e ^ n a l y z e r narrow-band voltmeter gives a reading V2 proportional to the duty r a t i o modulation. Hence, V2 i s proportional to the actual c o l l e c t o r duty r a t i o modulation, which i s d i f f e r e n t from the base drive duty r a t i o modulation becuase o f the s t o r a g e - t i m e ^ o d u l a t i o n e f f e c t , and so a mea­ surement of v / V 2 in the c i r c u i t o f F i g . 17 gives the control describing function that would e x i s t i f there were no storage-time modulation. The frequency response of t h i s c h a r a c t e r i s t i c would therefore be predicted by the model of Fig. 15 with R|vj absent, so that a d i r e c t measurement of Rj can be obtained. 0.010 0.005 Fig. 18. Determination o f the "modulation parameter" 1^ by o s c i l l o s c o p e observation of the c o l l e c t o r storage time t in the c i r c u i t of F i g . 17 ( n = 1 ) . s x As a matter of i n t e r e s t , the t r a n s i s t o r parameters T and 3 may also be deduced from these r e s u l t s . From F i g . 18, the v e r t i c a l axis intercept i s t / T c = 0.0215, so t = 2.15ysec. From Eq. ( 1 3 ) , x = t / i n ( ] + l ^ / l A group of measurements was then made for the purpose of exposing the e f f e c t of the storage-time modulation resistance R^ upon the e f f e c t i v e damping of the f i l t e r character­ i s t i c in the control describing f u n c t i o n . The c i r c u i t of F i g . 17 was used, reduced t o the simple boost converter configuration with n = 1 , so that D = D n „ + D' = 1 f o r a l l D. A Hewlett-Packard 302A Wave Analyzer in the BFO mode was used as an o s c i l l a t o r and automatically tracking narrow-band voltmeter. The o s c i l l a t o r output provides the ac control s i g n a l v-j, and the voltmeter reads the ac output voltage v. There i s no s i g n a l frequency dependence in the modulator, so that the ac duty r a t i o α at the modulator output i s proportional to v-j, independent of frequency. The measurements o f the control describing function v/v-j should therefore have a frequency response predicted by v / d from the model of F i g . 15. s S 0 0 l s o r S 0 s in which I i = (V i B B - VDC)/R B S 2 ) =T3ma and" Iß2 ( B2 + B F ) / ^ B ' ' > where VßE % 0.7v i s the forward base-emitter threshold voltage of the t r a n s i s t o r , which leads to T = 3.8ysec. = V = V m a s Then, from Eq. (16), 3 = T IM/IB? S T S = 9 0 - Also as a matter of i n t e r e s t , data are a l s o shown in F i g . 18 f o r base drive including the A measurement of the c h a r a c t e r i s t i c | v / v o J made in t h i s way on the c i r c u i t of F i g . 17 with η = 1 i s shown as curve (a) in F i g . 19. The measurement conditions were f = 20kHz, χ s D = 0.25, V = 50v, and R = 2 4 0 Ω . From Eq. (36), the normalizing frequency i s f = ωρ/2π = 310Hz, and from Eq. (32) the e f f e c t i v e f i l t e r corner 0.75 χ 310 = 230Hz. frequency i s f = D'fo As seen from curve (a) in F i g . 19, the measured 0 r PESC 75 RECORD—73 ι 1 JF Q ' = I 3 d b to the switching period T , I = 20 amps under the condition f = 20kHz for curve (b) in F i g . 19, and then R = V / I = 50/20 = 2.5Ω. With use of the value Rj = 1.2ω already found, the total e f f e c t i v e s e r i e s damping resistance in the model of F i g . 15 i s R = R^j + R T = 2.5 + 1.2 = 3.7Ω, which from Eq. (3/) gives Q = i o L / R = 11.4/3.7 = 3.08. Then, from Eq. (35) with Q = 2 1 , Q = 4 1 , and D = 0.25, the t o t a l e f f e c t i v e peaking factor i s Q' = 1.94 -> 6 db. The d i r e c t measurement of curve (b) shows a Q' of about 5db, so that the presence of the modulation resistance R|vj = 2.5Ω in the model of F i g . 15 accounts both q u a l i t a t i v e l y and q u a n t i t a t i v e l y for the considerable lowering of the peaking factor by about 8db. s M s M M t db t 0 t L c Another r e s u l t due to R^ i s a change in e f f e c t i v e f i l t e r peaking factor Q with change of voltage operating level or of switching frequency, which would not occur in the absence of the storage-time modulation e f f e c t . In the simple boost converter with η = 1 , Rjvj = V/ÏM s V / ^ B 2 s and i s therefore proportional to both V and t = 1/T . Curve (c) in F i g . 19 shows the control transmission c h a r a c t e r i s t i c under the same conditions as for curve (b) except that V i s halved, which s i m i l a r l y scales a l l the dc v a l u e s , including the output voltage V. Hence, for I M = 20 amps, Rjvj i s halved to 1.25Ω and Rj stays the same at 1.2Ω, so that Rt = 2.45Ω. With a l l other q u a n t i t i e s the same, Q' = 2.90 + 9db which agrees well with the measured value of 8db in curve ( c ) . A l t e r n a t i v e l y , i f V i s restored to 50v but the switching frequency i s halved to f = 10kHz, I doubles to 40 amps and Rjvj = 1.25Ω a g a i n , so that Q remains at 9db, which i s the value measured in curve (d) in F i g . 19. 1 χ = T T s I ι 10Hz 20 Fig. ι ι ι I ι ι 4 0 6 0 80100 ι ι I I kHz s 19. Exposure of e f f e c t of modulation resistance RM on the control describing function peaking f a c t o r Q' in the c i r c u i t of F i g . 17 with n = 1 and D = 0.25; (a) determination of R t = 1.2Ω from observed Q' = 13db; ( b ) , ( c ) , (d) predicted lower Q' when various calculated values of RM are i n c l u d e d , and observed data points. x corner frequency i s e s s e n t i a l l y equal to t h i s predicted value. Curve (a) a l s o i n d i c a t e s that the peaking f a c t o r i s Q' = 13db -> 4.47. From Eq. (35), the total e f f e c t i v e damping i s due to Qt, Qi » and Q ; for the present case, from Eqs. (38) and (39), Q = u ) L / R = 11.4/0.28 = 41 in which R = 0.28Ω i s the capacitance e s r , and Q = R/cu L = 240/11.4 = 2 1 . Then, with use of the measured Q' = 4.47, Eq. (35) may be solved to give Q = 9.39. F i n a l l y , from Eq. (37) with R replaced by R t because Rjvj i s absent under the conditions of t h i s measurement, Rj = g L / Q = 1.2Ω. This i s a reasonable v a l u e , since for n = 1 R i s the total inductor resistance R = R k 0.46Ω, which leaves 1.2 - 0.46 % 0.7Ω for the remaining p a r a s i t i c resistances. c c 0 c c L 0 t t W t x u + R = a With R thus d i r e c t l y determined from the response v/v2> attention can be returned to the actual control describing function v/v-i in which the modulation resistance R^ i s present in the model of F i g . 15. Curve (b) in F i g . 19 shows I v/v-j I for the c i r c u i t of F i g . 17 under the same conditions as for curve ( a ) , namely f = 20kHz, D = 0.25, R = 240Ω. For n = 1 , the expression given by Eq. (26) i s R^ = V/1|vj = t V/3IB?T . A s previously determined by independent measurement, Ijvj = 40 amps for f = 10kHz; therefore, since 1^ i s proportional T s S x S s 74—PESC 75 RECORD S s M 1 Attention i s now turned to measurements under conditions that expose the r i g h t h a l f plane zero O K in the model of F i g . 15. Still for the simple boost converter configuration η = 1 , measurements of the control describing function ν/ν·| were taken on the c i r c u i t of Fig. 17 under the condition f = 20kHz, D = 0 . 6 , V = 25v, and R = 162Ω. ^ a t a points of both magnitude and phase of v/v-j are shown in F i g . 20. The phase measurements were a l s o taken with the Hewlett-Packard 302A Wave Analyzer, by techniques that have been described e l s e ­ where [ 3 ] . The control describing function predicted by the model of F i g . 15 i s obtained as f o l l o w s . χ s The normalizing frequency i s f = 310Hz, and from E q . (32) the e f f e c t i v e f i l t e r corner frequency i s f ' = D ' f = 0.4 χ 310 = 130Hz. From Eqs. (38) and ( 3 9 ) , Q = 41 and Q, = 14. At f = 20kHz, Ijyj = 20 amps and the correspond­ ing Modulation resistance i s Ry| = V / I ^ = 25/20 =1,25ω. With the p a r a s i t i c l o s s resistance s t i l l Rj = 1.2ω, the total e f f e c t i v e s e r i e s damping resistance i s R = R M + Rj = 2.45Ω, so from Eq. (37) Q = 4 . 6 1 . men, from Eq. (35), the e f f e c t i v e peaking factor i s Q' = 1.37 -> 3db. Next, from Eq. ç 0 0 c t t ι 1 I ' .•eQ'=3db 1 l l | 1 ' ι ' I ι i i | ι _ magnitude^ „ ΝΛ'=Ι30Ηζ\ k o — predicted 0 " Ι ν 1. -- --90° \ NR. \° --180° lOdb # \ \· Ο ° phase'- --270° ~° y / ο ο u ο " "0*73 ΰ" υ Ο - — predicted ° measured fA ( b ) . / Q f = 20 kHz -720 Hz = s / 1 1— *» s \ · . 0'=2dbSj • \ \ · \ · V = 25v: R =4.on \ · M - I f = 20 kHz V = 25v M - V.· • t ( R absent) —ι • • ( a ) 1^1 • measured τ " l l | ^ Q'=9db • \ lOdb \ · (c) N X " •«&yQ =-2db\» / —· ^ . simple boost : n = 1 x \f f = 13 kHz , z 1 - V=50v: r = s.on , Λ î \ m V v, ( R present) \ f' =230Hz\* \ 0 M ι I 100 Hz ι , Ι 1 Ι ι 1 10 kHz Ι I kHz F i g . 20. Exposure of effect of r i g h t h a l f plane zero ω on the control describing function in the c i r c u i t of F i g . 17 with n = 1 and D = 0.6: the maximum phase lag exceeds 180°. \· \ tapped boost: n = 2 x V \ ά f =-5.8 kHz" a V 1 I , x (33), f = Q f = 41 χ 310 = 13kHz, and from Eq. (347 (with n = 1 and D = 1) f = - D Q , f = - 0 . 4 χ 14 χ 310 = -720Hz. Thus, a l l the parameters in the control frequency response of Eq. (31) are known, and the corresponding predicted magnitude and phase asymptotes are shown in F i g . 20 for comparison with the measured data p o i n t s . I t i s seen that agreement i s quite good; in p a r t i c u l a r , i t may be noted that the phase exceeds 180° lag as i s expected from the r i g h t half-plane zero f ; the phase f a i l s to reach 270° l a g because of the l e f t half-plane zero ω due to the capacitance e s r . c x , 2 x a 2 0 4 ζ Further s e r i e s of measurements were made on the c i r c u i t of F i g . 17 in the tapped-inductor condition with n = 2. A f i r s t set of data points for the control describing function v/v2 was taken under the conditions f = 20kHz, D = 0.25, V = 25v, and R = 240Ω, and the r e s u l t s are shown in curve (a) in F i g . 2 1 . A S in the previous example with n = 1 , the v/V2 c h a r a c t e r i s t i c does not include the effect of RM, so that a direct measurement of the p a r a s i ­ t i c loss resistance may be obtained. From curve (a) in F i g . 2 1 , the measured effective peaking factor i s Q' = 9db -> 2.82, and Q = 41 and Q = 21 as in the example with n = 1 . Therefore, from Eq. (35), Q. = 4.9 and hence R x = 2.3Ω. Since the normalizing frequency i s f = 310Hz, the effective f i l t e r corner frequency i s f ' = D ' f = 230Hz. x Λ s λ x c L x 0 0 0 Λ The actual control describing function v / V ] was then measured under the same c o n d i t i o n s , so that the effect of RM was included, and the r e s u l t s are shown in curve (b) in F i g . 2 1 . The predicted value of R i s obtained from Eq. ( 2 6 ) , RM = n 2 v / D I : for f = 20kHz, I = 20 amps as before; for n = 2 and D = 0.25, D = D n + D' = (0.25 ,x 2) + 0.75 = 1.25, so for V = 25v, R = (22 25)/(1.25x20) = 4.0Ω. The predicted value of the total effective s e r i e s damping Λ M x x M x M X . ι s M x x , , 1 - lι 1 1 100 Hz 0 i Ul l , L_J I kHz 10 F i g . 2 1 . Exposure of effect of and the r i g h t half-plane zero ω on the control describing function in the c i r c u i t of F i g . 17 with n = 2 and D = 0.25: (a) determination of Rj = 2.3Ω from observed Q' = 9db; ( b ) , (c) predicted lower Q' when various calculated values of R|v| are included, and observed data p o i n t s . x resistance i s then R = R + R = 4.0 + 2.3 = 6.3Ω, which leads to Q = 1.81 and a t o t a l effective peaking factor Q' = 1.22 ^ 2db, in good agreement with the observed value in curve (b) of F i g . 2 1 . From Eq. (34), the r i g h t half-plane zero i s f = - ( n D ' 2 Q , / D ) f = -(2 χ 0.752 χ 21/1.25)310 = -5.8kHz, a l s o in good agreement with curve (b) of F i g . 2 1 . t M T t a x x As a further check on the model, the previous set of measurements was repeated with a l l dc levels doubled, so that V = 50v. The r e s u l t s are shown in curve (c) in F i g . 2 1 ; the only predicted change i s that Rjvj i s doubled because V i s doubled, so Rjv| = 8.0Ω. Then, Rt = 8.0 + 2.3 = 10.3Ω so Qt = 1.1 which leads to Q' = 0.77 -> -2db, in good agreement with curve (c) of F i g . 2 1 . F i n a l l y , some sets of measurements of the control describing function were made for the generalized tapped-inductor boost converter with an input f i l t e r . The experimental c i r c u i t with inductor tap at η = 2 i s shown in F i g . 22, and the t r a n s i s t o r drive conditions and the converter inductor and capacitor were the same as in F i g . 17. Independent measurements led to the input f i l t e r element values L = 3.2mh, C = 12yf, R = 3.5Ω including the capacitor e s r . The switching frequency was 20kHz. χ s s 5 Prediction of r e s u l t s from the c i r c u i t of F i g . 22 can be made from the general con- PESC 75 RECORD—75 I_s= 3.2mh v (R dl sL)J + A (43) 2 (44) i l •+ — Vd x \ "a. jt D and an additional generator v ^ r e s u l t i n g from the presence of Z given by $ \i2 F i g . 22. Experimental tapped-inductor boost converter with input f i l t e r . = D x 2 Z s ( f c 3] (45) h) + From Eqs. (4) and ( 5 ) , t h i s generator can be expressed as tinuous model of F i g . 13. The dc and l i n e transmission c h a r a c t e r i s t i c s are straightforward and w i l l not be discussed further. The nature of the control describing function i s not quite so obvious, and understanding of i t s s a l i e n t q u a l i t a t i v e form i s f a c i l i t a t e d by some further steps in reduction of the model in order to f i n d a simple equivalent d r i v i n g generator propor­ t i o n a l to the ac duty r a t i o d. 2 η V νd2 .ο = D / Z — — 5 - d χ s ,2 Λ (46) c D D R in which the dc relation I n = V/D'R has been used. Hence, the total effective driving generator in F i g . 24 i s \2 Ί 7 Figures 23 and 24 show reduced forms of the general ac model of F i g . 13 that are analogous to those of F i g s . 14 and 15, but with retention of the input f i l t e r whose effect i s represented by i t s source impedance Z looking back into U ω \ d ' / ά Vd (47) With s u b s t i t u t i o n for the frequency dependence of the source impedance Z , Eq. (47) becomes s s ν, η d _ χ Rt Rj Vd 2 1 + — - ( ^ D κ ^Νβ)] ' * i(k) * s(k) ' -J D' (48) where (49) F i g . 23. P a r t i a l l y reduced version of averaged model of F i g . 13 for determination of the control describing function ν / α , with input f i l t e r . The s a l i e n t features of the control describing function in the presence of the input f i l t e r can now be seen by inspection of the reduced model of F i g . 24, and Eq. (48). The source impedance Z goes through a maximum value of about Q ^ / t approximately i t s resonant frequency ω , so that Vd goes through a corresponding minimum value. In f a c t , the minimum could a c t u a l l y be a null i f conditions are such that s -AV^ RT dl Λ d 2 = D / Z ( - j, + j s n Γ x s . /D \ Ζ Ί c 2 x 5 2 R s a s 5 V ,2 >D R Rt (±) v = e - ( R , + sL)7 (î)v ·· D (V + v) Vd D R> 2 D V = D'V C -±r D V = D X X 0 D = Dn+D' x F i g . 24. Fully reduced version of model of F i g . 23, showing appearance of a minimum or p o s s i b l y a null in the e f f e c t i v e d r i v i n g s i g n a l v , in the neighborhood of the input f i l t e r resonant frequency ω where Z reaches a maximum. d δ s the power supply as indicated in F i g . 22. As seen from F i g . 24, the total e f f e c t i v e d r i v i n g generator Vç| c o n s i s t s of the generator v ^ , previously i d e n t i f i e d in F i g . 15 as 76—PESC 75 RECORD This condition i s a function of dc duty r a t i o D. For the numerical values in the experimental c i r c u i t of F i g . 22, Q = 4.66 and Eq. (51) predicts that a null should occur at D ^ 0.28. Computer s o l u t i o n of the model of F i g . 24 with Vd given by Eq. (48) showed that a null in the control describing function v / d a c t u a l l y occurred at D = 0.29. Further i n s i g h t into the r e s u l t s was obtained by computer s o l u t i o n for the pole-zero locations of the control describing function for t h i s value of D and for another on either side of t h i s value, namely D = 0.20, 0.29, and 0.5. Numerical values used were V = 14v f o r D = 0.20, 0.29 and V = 9.9v for D = 0 . 5 ; R = V / I with s s s M M IM = 20 amps; and the value Rj = 2.3Ω p r e ­ viously determined for the n = 2 converter was used for a l l three values of D, even though i t s value a c t u a l l y varies s l i g h t l y with D. The r e s u l t s for the pole-zero p o s i t i o n s are shown in F i g . 25. The l e f t half-plane zero, lower-frequency complex pole p a i r , and the r i g h t half-plane zero represent the basic response of the converter e f f e c t i v e low-pass f i l t e r , with the expected position-dependence upon D. The higher-frequency complex pole p a i r and complex zero pair represent the response due to the input f i l t e r , whose p o s i t i o n s also depend upon D. In p a r t i c u l a r , i t i s noted that the complex x s-plane f = 20kHz i 300 8? a,b,c -13 kHz -Ar- s 200 100 kHz b 0 -300-200-100 A I X f- N a -o- 0 ΙΟΟΗζ I kHz 2 100 Hz 10 d b a: D = 0 . 2 0 , V b: D = 0 . 2 8 , V c: D = 0 . 5 0 , V s s s =Ι4ν = I4v =9.9v 100 Hz I kHz 10 k H z F i g . 27. Computer-calculated magnitude and phase of the control describing function for pole-zero pattern (b) in F i g . 25, and data points obtained from the experimental c i r ­ c u i t of F i g . 22, showing the null in the magnitude response. X X F i g . 25. Computer-calculated pole-zero pattern in the s-plane for the control describing function ν/α obtained from the model of F i g . 24 for the c i r c u i t of F i g . 22. A null occurs at D = 0.29 when the complex zero p a i r crosses the imaginary a x i s . magnitude: —predicted • -lOdb measured •0' -90° f =20kHz^. s -180' f -270° = 2 0 kHz. phase: - 3 6 0 ° / D = 0 . 2 0 , V , = 14 ν s — predicted ° measured D = 0.50, V = 9.9v s 10 db 100 Hz 1 0 0 Hz I kHz 10 k H z F i g . 26. Computer-calculated magnitude and phase of the control describing function for pole-zero pattern (a) in F i g . 25, showing the minimum in the magnitude response. I kHz 10 k H z F i g . 28. Computer-calculated magnitude and phase of the control describing function for pole-zero pattern (c) in F i g . 25, and data points obtained from the experimental c i r c u i t of F i g . 22, showing the large phase lag at high frequencies. PESC 75 RECORD—77 zero p a i r crosses from the l e f t half-plane to the r i g h t half-plane as D i n c r e a s e s , with the expected null at D = 0.29. The magnitude and phase p l o t s correspond­ ing to the three sets of computed pole-zero p o s i ­ tions are shown in F i g s . 26 through 28. Data points d i r e c t l y measured in the c i r c u i t of F i g . 22 are also shown for two of the sets of condi­ tions. I t i s seen that good agreement i s obtained between the measured r e s u l t s and the prediction of the model of F i g . 24. From a practical point of view, the chief s i g n i f i c a n c e i s that a minimum in the control describing function can e x i s t as a consequence of the presence of an input f i l t e r , and for a certain dc duty r a t i o the minimum could become a n u l l . I t i s note­ worthy that a null can occur in spite of f i n i t e Q (nonzero R ) in the input f i l t e r . Thus, i f such a converter were part of a r e g u l a t o r , normal internal adjustment of the dc duty ratio could cause a null in the loop g a i n . Even more s e r i o u s , values of dc duty r a t i o D greater than that for which the null occurs lead to a very large phase lag at high frequencies, much larger than for smaller values of D. This i s a consequence of the movement of the complex zero p a i r from the l e f t half-plane to the r i g h t h a l f - p l a n e . Therefore, very severe regulator s t a b i l i t y problems could be experienced unless great care i s exercised in the design. s ? measured values of the effective f i l t e r Q-factor that were s u b s t a n t i a l l y lower than those predicted by the o r i g i n a l model. However, i t was found that t h i s refinement provided i n s u f ­ f i c i e n t quantitative c o r r e c t i o n , and that instead an e n t i r e l y different effect was responsible for these lower Q - f a c t o r s . This new effect i s shown to be due to storage-time modulation in the t r a n s i s t o r power switch, in which the effective duty r a t i o modulation at the c o l l e c t o r i s different from the d r i v i n g duty r a t i o modulation at the base. The model of F i g . 13 incorporates t h i s effect in a modulation resistance R|v|, which i s shown enclosed in an oval as a reminder that i t i s to be included in the ac model only. The s i g n i f i c a n c e of t h i s r e s u l t i s that the modulation resistance Rjv| contributes to the effective f i l t e r ac damping resistance but does not contribute to the effective dc l o s s r e s i s ­ tance; consequently, the f i l t e r Q-factor i s lowered, but the converter e f f i c i e n c y i s un­ a f f e c t e d , by the presence of the modulation resistance R ^ . This r e s u l t maybe considered a rare exception to Murphy's law, since the storage-time modulation effect produces a desirable damping effect without an associated undesirable l o s s of e f f i c i e n c y . Experimental measurements of both magnitude and phase of the control describing function are presented to verify the averaged model both q u a l i t a t i v e l y and q u a n t i t a t i v e l y . Experimental conditions were chosen s p e c i f i c a l l y to expose certain features of the model for individual verification: for the simple boost converter of F i g . 17 with n = 1 , F i g . 19 shows the damping effect due to the modulation resistance RJVJ and F i g . 20 exposes the r i g h t half-plane zero and associated excess phase l a g ; F i g . 21 shows the effect of Rjv| in the tapped-inductor converter with η = 2. x 5. CONCLUSIONS A s m a l l - s i g n a l , low-frequency, averaged model for the tapped-inductor boost converter with input f i l t e r has been developed and experimentally v e r i f i e d . The general model i s shown in F i g . 13, and from i t the dc transfer function and the ac line and control describing functions can be obtained. χ Experimental r e s u l t s are also presented for the control describing function of the system of F i g . 22, a tapped-inductor boost converter with η = 2 and with an input f i l t e r . The corresponding averaged model i s shown in F i g . 24, and the important feature i s that the control describing function acquires a complex p a i r of zeros that can move from the l e f t h a l f plane to the r i g h t half-plane as the dc duty r a t i o D i s increased, as would happen during normal adjustment in a practical closed-loop regulator. The s i g n i f i c a n c e of t h i s i s i l l u s t r a t e d in the magnitude and phase r e s u l t s of F i g s . 26 through 28, in which the magnitude plot has a minimum, in the neighborhood of the input f i l t e r resonant frequency, which a c t u a l l y becomes a null when the complex pair of zeros l i e s on the imaginary a x i s . Furthermore, as the pair of zeros moves into the r i g h t h a l f plane, the magnitude null retreats to a minimum but the phase lag becomes exceedingly l a r g e . Unless recognized and properly accounted f o r , t h i s e f f e c t could have disastrous effects upon the s t a b i l i t y of a closed-loop regulator. χ The model of F i g . 13 i s obtained p r i n c i p a l l y by manipulations of the c i r c u i t diagrams rather than by a l g e b r a i c a n a l y s i s , so that physical i n s i g h t into the s i g n i f i c a n c e of the steps i s retained throughout the d e r i v a t i o n . In the absence of an input f i l t e r , the ac l i n e and control describing functions are characterized by an effective low-pass f i l t e r described by a p a i r of l e f t h a l f - p l a n e poles and a l e f t half-plane zero; the control describing function has in addition a r i g h t half-plane zero. The p o s i t i o n s o f the poles and of the r i g h t half-plane zero change with dc duty r a t i o D. The method of derivation of the averaged model i s a refinement of that described for the simple boost converter in [ 1 ] ; the refinement leads to a more accurate representation of the p a r a s i t i c l o s s resistances in the model, and was an attempt to explain experimentally 78—PESC 75 RECORD The physical i n s i g h t into the nature of the properties of a tapped-inductor boost converter makes the averaged model a useful and e a s i l y applied design t o o l . The method of model derivation can be applied in a s i m i l a r manner to numerous other c i r c u i t c o n f i g u r a t i o n s . Thanks are due to Howard Ho and Alan C a s s e l , graduate students of the C a l i f o r n i a I n s t i t u t e of Technology, for t h e i r assistance in constructing the experimental converters and for the computer plots shown in F i g s . 26 through 28. REFERENCES [1] G. W. Wester and R. D. Middlebrook, "Low-Frequency Characterization of Switched dc-dc Converters," IEEE Power Processing and Electronics S p e c i a l i s t s Conference, 1972 Record pp. 9-20; a l s o , IEEE Trans. Aerospace and Electronic Systems, v o l . A E S - 9 , no. 3, pp. 376-385, May 1973. [2] C. L. Searle et a l , Elementary C i r c u i t Properties of T r a n s i s t o r s , SEEC v o l . 3, p. 284; John Wiley & Sons, 1964. [3] R. D. Middlebrook, "Measurement of Loop Gain in Feedback Systems," International Journal of E l e c t r o n i c s , v o l . 38, no. 4, pp. 485-512, April 1975. PESC 75 RECORD—79