SOLDERLESS SMT ASSEMBLY NOW A HIGH VOLUME COMMERCIAL REALITY Ken@ET-Trends.com By Ken Gilleo, PhD, Sheldahl, inc., Northfield, Minnesota Introduction What is a circuit? It's really just an array of electrical conductors supported on an insulator base. We can wonder why the traditional manufacturing path to such a simple product takes a drawn-out, inefficient and pollution-laden detour! Let's look at the conventional subtractive process from the beginning. A foil manufacturer electroplates copper onto a rotating metal roller in a continuous process to form copper foil. The copper foil is then glued to a dielectric board such as G- 10, FR-4 or flexible film. The circuit manufacturer then goes through a dozen or so steps with the goal of removing much of the copper to create the conductor array. A double-sided circuit requires several additional steps to form plated through holes or copper "barrels". If all of the steps are counted, perhaps 20 are used to make a conventional double-sided circuit board. Regardless of the complexity and questionable economics, the subtractive process is firmly established. A Short Circuit History Metal strips and wires were the first electrical pathways for emerging vacuum rube electronics. Early electronic products were so power hungry that bucketfuls of electrons were needed to feed the early components. Even the early computers were watt-wasting monsters. The Eniac of the 1940's, with a performance considerably less than a laptop computer, used 174,000 watts'. No wonder hefty metal conductors caught on. Wires were to rule for some time as the piping for the early electron plumbers. Visionaries, of course, have always "seen" what could be and what should be. Thomas Alva Edison, at the turn of the century when the electricity revolution was being sparked, suggested that wires could be replaced by cond uc tors produced insitu. When queried on wiring simplification by Frank Sprague, founder of the namesake electronics company, Edison invented additive circuitry. Edison's simple idea was to apply adhesive (gum) and sprinkle it with conductive powder (graphite) 2 . This is basically a Polymer Thick Film (PTF) concept. Many others after Edison, envisioned additive processing. During the 1930's and 1940's, patents were granted for all kinds of additive circuit processes'. Thick film inks, which could be painted or printed to achieve desired electrical characteristics, were well known even then. Polymer thick film materials, where the binder or primary ink vehicle is based on organic polymers, actually preceded the ceramic type now used for hybrid circuitry. But, decades of material science advancement would be needed before PTF was ready for a bigger challenge. PTF Materials There are four distinct divisions of PTF materials: • Conductors • Dielectrics • Resistors • Bonding Agents These are the basic building blocks from which almost any electronic circuit and assembly can be built. They are applied to a wide variety of base materials ranging from rigid ceramics to thin, heat sensitive plastic films. Perhaps the most significant characteristic of most PTF materials is their mild processing conditions. All types of PTF materials can he processed at 100°C and even lower. Chemical processing steps, widely used in traditional circuit making, are not used for PTF. This is very significant in terms of capital cost and pollution abatement. Gentle processing conditions permit PTF to be used on virtually any dielectric material. Low cost polyester and even paper can be used. Total avoidance of chemical steps in the process means that PTF is a safer, more environmentally kind technology. Best of ail, assembly, unlike traditional soldering, avoids high temperatures, flux, chlorofluorocarbons (CFC's) and toxic lead. PTF has already solved the CFC problem. PTF has already solved the toxic lead (soldering) problem which will become the circuit assembly crisis of the 1990's. Conductors Electrical conductors are typically made by filling polymeric binder with specially milled silver flake. Silver remains the preferred conductor because it retains high conductivity under all commonly encountered environments. In fact, printed silver conductors generally improve under all environmental aging conditions, especially where heat is involved. Copper and nickel inks have not yet achieved the required performance and reliability to gain commercial acceptance. Metals, other than silver, may come into use as metallurgy and chemistry solve the EXPO SMT International '89 Technical Proceedings . specification'. Chri" Cr,T.,t;nn Page 325 a method of applying a polymer bonding agent to the surface of the circuit, Surface Mount Technology is the ideal format for Polymer Thick Film, PTF bonding agents can be printed, stenciled or deposited onto circuit bonding pads. The SMD's are placed onto the bonding paste with standard pick and place equipment. Heating activates the liquid adhesive, causing it to polymerize, or "set", locking the component in place.. Unlike solder, there is now reflow and solidification. The liquid polymer "solder" is converted to a permanent solid. There are important differences between solder bonding and PTF solderless bonding. Solder, with its strong surface tension wetting, wicks up the side of a component termination and forms a fillet. The surface tension is so strong that components are moved by the molten solder, A reasonably well placed component is often oriented and centered as the surface tensional forces attempt to equalize in all directions. Conversely, a poorly placed or a difficult to wet component is made worse by these same surface tensional forces. A chip component, wet on only one end, tips up (tombstones) as the surface tension is equalized. PTF bonding assembly can be summarized by "What you see is what you get" Tombstoning never occurs. Solder balls or their equivalent can't happen. Reflow bridging is unknown. Conversely, misaligned parts stay that way. True filleting does not occur. Is PTF bonding easier? Yes! One extremely important difference for P7F is the complete elimination of flux from the process. No flux, no defluxing. PIT offers an important solution to the CFC (chlorofluorocarbon) problem right now while other processes still seek answers. No flux means that problems, like corrosion, associated with residual flux are eliminated. No cleaning means that the process line is simpler and capital investment is less. What about assembly? Is set up and placement easier? SMT-PTF Assembly Methods Liquid isotropic Conductive Adhesive Materials It's somewhat of a standoff. New advantages are cancelled Screen printing can be used to deposit most conductive adhesives, A relatively course mesh, usually made with stainless steel, is commonly used. The stainless steel screen mesh will provide better printing accuracy than polyester. Screen emulsion should be 100 microns or even thicker to provide the desired 4-6 mils printed adhesive height. Specially made screens can be used where the mesh is actually etched away to provide thicker deposits. Stencils, typically made of etched brass, are also popular for conductive adhesive, just as they are for solder pas tc. Stencils from 4 to 8 mils can be used. Adhes'. es that screen print well may have the wrong rheology for stenciling. Material vendors often supply adhesive in viscosities to accommodate printing and stenciling. Higher viscosity materials usually stencil best. Stencil printing provides the by new problems. No tombstoning, or other parts moving phenomena, but no self alignment. Components need to be placed with a little more care. Downward placement pressure and speed are critical parameters. Too i -pid placement can trap air under a component termination and "splash" the bonding agent. Too great a pressure can displace most of the adhesive resulting in a weaker bond. However, these parameters are easily controlled with today's equipment. We have not experienced any control problems, only learning curve penalties. We have found yrF assembly to he more difficult with mechanical register placement equipment. Vision systems work well and equalize differences between PTF and solder assembly. Page 328 Most isotropic conductive adhesives are blends of silver powderand flake in an epoxy resin medium. Wetting agents, surfactants and rheologica] modifiers may also be present. Single component, or one-part adhesives also contain catalyst or curing agents. The single component adhesive is the preferred product for SMT assembly since no catalyst mixing is required. Two-part adhesives not only require. mixing in of a catalyst, but their useful working time, or pot life, is often short. This can mean scrapping out of expensive silver-containing product if all the material cannot be used quickly. Two-part adhesives will often show an upward visco. -..ity dri f t as the product is being used. Any viscosity change will affect printing resulting in an unstable process. Table l provides guidelines. TABLE 1 Basic PTF Bonding Guidelines • Design SMT mounting pads so that conductive adhesive contacts the dielectric to enhance mechanical bond strength. • Apply only 4-6 mils (height) of PTF. • Control downward stroke to avoid "splashing" the bonding agent. • Oxidized terminations must be cleaned or renewed. Fresh components don't require any pre-conditioning. Adhesive Application EXPO SMT International '89 Technical Proceedings against the circuit pads while heat is applied, The adhesive melts or softens allowing an adhesive bond to form and the conductive particles to make contact with the component pads. Bonding cycles range from many minutes down to a few seconds. Table 2 gives guidelines. TABLE 2 Basic Anisotropic Adhesive Bonding Rules • Components should be reasonably light. • Leads that are not precisely planar should be compliant. • High lead count IC's should he packaged with TAB. Success with anisotropic adhesive bonding has met with large, but narrow commercial success. Work done by Sheldahl and Hewlett Packard in the early 1980's, suggested that only small, light weight components could be reliably bonded. Components with multileads also posed a problem. SOIC's for example, typically have one or more leads slightly or even significantly out of plane. This can lead to connection loss as tensional force on the misaligned lead causes an open between it and conductive particles. Chip components, SOT packages and small SOIC's connect reasonably well. Their light weight reduces failure during vibration and shock testing. Intermittent opens are another problem. As ZAC bonded components are temperature cycled, the differential thermal expansion between the metal conductive particles and the organic adhesive cause opens at higher temperature and healing as the temperature is lowered. The solution is to use a low expansion adhesive and the newest materials have lower Temperature Coefficients of Expansion (TCE). The problems of low mechanical bond strength and intermittent opens can be solved with a mechanical assist like the shrink film described previously. Potting material, especially UV curable types, have been used on gull wing and quad flat pack SMD's. Case designs with a spring type action, can also be used. TAB is the ideal Surface Mount package for anisotropic adhesive. TAB, consisting of a bare die on a thin, compliant carrier, meets the necessary criteria of low mass and compliant leads. TAB is actually a small flexible circuit used as an SMD package. Extensive testing by Sheldahl and others indicates that TAB components can be reliably interconnected to copper and PTF circuits with Page 330 ZAC technology, TAB is presently the optimum IC SMD package to use with ZAC. The first disclosed use. of anisotropic-bonded TAB was on an experimental HP calculator several yams ago. A large polyimide TAB package was used. This product wilt be described in detail later, Today, lower cost polyester TAB is bonded to PTF calculators with thermoplastic ZAC film. No bonded enhancement is required. Generally, screen printed ZAC film provides the best performance. The liquid ink is printed onto the circuit bonding area and dried. Adhesion of the printed bonding agent is better than for transferred dry film as could be expected. Thickness of about 25 microns appears ideal. TAB bonding is accomplished by aligning the outer leads to the circuit and applying heat and pressure. Thin TAB material (25 microns) allows rapid heat transfer. SMT-PTF Products Unrealized Potential This section attempts to illustrate the value and versatility of PTF technology with examples of products built over the past several years. Sheldahl's earliest work used leaded devices configurc•l for surface mount since many electronic packages were not available in SMD form. Standard leaded Light Emitting Diodes (LED's) were formed into a gull wing shape and bonded to the surface of PTF circuits. Most of the following examples only reached prototype stage, although the performance capability was adequate, There has been a general reluctance in the U.S. to embrace PTF assemblies as is often the case with unproven technology. However, the most recent examples using 300% SMD's are commercial, suggesting that the long awaited SMT-PTF revolution is finally underway. Yet, the revolution is a quiet one since most of the implementation is by captive manufacturers. PTF has had its greatest application with membrane switches. The switch has also been the test bed for PTF assembly. The earliest attempts at PTF component assembly involved simple devices like LED's, resistors and diodes. Early on, switch designers began incorporating "indicator lights" into switches. The ideal indicator for the PTF membrane switch is the low circuit LED. Most designs include a small key array, several LED indicators, a graphic display overlay or housing and a flexible "tail" serving as the interconnect cable. Figure 6 shows a fiveposition printer switch. Silver ink was used as the conductor and carbon ink resi slurs served to drop the voltage to the LED's. The leaded LED's were bonded with silver filled epoxy, Demonstration samples have survived 6 years of "show & tell" abuse. EXPO SMT International '89 Technical Proceedings Fig. 6 PTF Lisplay Swath, More complex examples of switch-displays were de- j velopekl with the pseudo-SMD LED's. Figure 7 reveals a multi-Mdicator circuit. Density requirements lead to a double-sided circuit using printed through hole technology. Fig. 8 : PTF D"PlaY Fig. 9; VIE Display Circuit. Fig. 7: PTF LED Display. The most complex display-switch prototype built was , a 19 LED double-sided p-rr- assembly designed for a word processor. Figure 8 shows the internal construction and finished product. Finally, surface mount LED's became readily available in the mid 1980's. The 1206 package was ideal from a bonding perspective but led to problems of orientation, LED's must be correctly polarized since DC current is tYPically used. The early packages required visual referencing — looking for small color dots on one end. Later, the. mechanically polarizable SOT-23 would solve this problem. Figure 9 shows a simple display circuit made with silver ink conductors. Carbon resistor ink is used to drop voltage and protect the silver conductors. A screen printed one-part conductive adhesive was used to bond the LED's. The telephone industry has begun to produce telephone circuits using the SMT-PTF concept. Virtually all telephones can use this technology. The low voltage requirements and benign environment suggest that SMT-PTF assemblies will dominate. Figure 10 shows a low cost polyester circuit MU& with silver ink. Three types of SMD's arc bonded with isotropic conductive adhesives: LED's, resistors and diodes_ As with tit::: calculator, the keypad switch will eventually be incorporated into the circuit. Memory IC's will be added next. By the early 1990's, most telephones will use SMT-PTF barring unforeseen conservatism. The calculator field has been the most adaptive and most successful area for SMT-PTF development. We can view the calculator as an extension of the switch since virtually every calculator incorporates switch elements into the circuit. The term "swircuit" has been suggested for this hybrid integration. Today, nearly every major brand of calculator uses a PTF circuit. Typical designs are fully integrated switchcircuit-interconnect. Several strategies have been used to connect SMD's. Simplicity is the hallmark for bonding. During the 1980's, materials and processes were developed for "dry bonding." Heat activated PTF bonding agents were designed and evaluated. Processes reached commercial status. In 1984, Hewlett Packard and Sheldahl, developed full PTF calm, ,ator circuit and assembl y technology using new concepts, including SMT an isotropic adhesive assembly. A moderately high density double-sided circuit, with inte- EXPO SMT International '89 Technical Proceedings Page 331 Fig. 11. PTF Calculator Circuit. Fig. 10: Commercial Telephone Circuit. . grated resistors, was used as the test vehicle. See Figure 11. Fig. 12: Assembled Calculat Or. Anisotropic adhesive was used as the only bonding material for all components. LCD's, S MD 's, TAB (Tape Auto- tric. The thin copper and dielectric are compliant, allowing mated Bonding) and a buzze., were all eiectimmechani- planarity to be achieved during bonding. This total complically connected to the circuit_ The Z-AxisTm adhesive was ancy allows the TAB outer lead bonding (OLB) area to be printed onto the bonding zones and dried. Components pressed tightly against the circuit for intimate conductor were attached using heat and pressure. Figure 12 shows the contact, Adhesive can be squeezed out from between the fully assembled test calculator. Though an excellent con- TAB, conductors during bonding, creating enough tension cept, the Z-Axisrm process of 1984 had to wait for im- to prevent intermittent discontinuity during thermal cyproved materials. Thermal mismatch between metal con- cling. More recently, a maiorlapanese calculator producer ductive particles and the adhesive phase caused intermit- has implemented Z-Axis bonding of a TAB package to an tent opens during temperature cycling. Non-planarity of all PTF circuit. Figure 13 shows a close-up of the TAB SOIC leads were also a problem since even a slightly bent area. lead eventually caused an open. The examples presented may suggest that SMT-I'1 One answer to the intermittent open problem was to can only play a role in simple, low cost commercial apply mechanical force to the components. Various manu- applications. How about something more challenging? A facturers use different approaches. The simplest approach major computer manufacturer asked that question. Just is to design a "spring action" into the plastic housing. The how far could SMT-PTF technology be pushed? Could a need to put different assemblies into the same housing and PC computer be produced with only PTF technology? In the converse made this concept impractical. Customer I mid 1980, an all-SMT computer was introduced in laptop goals for the project removed the option of mechanical form. Even before the introduction, a working prototype enhancement. was built using a 4 layer PTF circuit with all components Others have successfully applied auxiliary mechanical attached using conductive adhesive. Figure 14 shows this enhancement strategies. A "shrink wrap" concept has been complex product. However, test data suggested that a used by Japanese manufacturers. The heat bonded compoproduct of this complexity needed material technology nents are covered with a high shrink plastic film which is advances in both conductive ink and adhesives. bonded to the circuit forming a tent over the components. Heat then shrinks the film so that it exerts force against the SMT-PTF Performance Limitations tops of the components. This constant compressional force And Remedies provides good reliability. An alternative process is the application of UV curable Conductors Silver-based ink remains the dominant PTF material adhesive. This approach has been primarily used to enfor circuit traces. Ink conductivity ranges from as high as hance the bonding of quad packs. -4 The work done by HP and Sheldahl, suggested that 1.9 x 10 ohm-cm down to 2.5 x 10's ohm-cm for the best TAB is the ideal SMT package for anisotropic adhesive inks. This is nearly two orders of magnitude higher than bonding. TAB is really a specially designed flex circuit, etched copper. This level of conductivity is very adequate consisting of thin copper (35 micron) or. a flexible, dielec- for many commercial electronics applications. The fact re- Page 332 EXPO SMT international '89 Technical Proceedings Positive and negative conductors can be routed to keep them from close proximiFy. Moisture may be excluded by packaging design or use of sealing. The silver source can he removed by covering with dielectric or carbon ink. Isotropic Conductive Adhesives Fig. 13: PTF Calculator with TAB. mains that silver conductive ink has too high a resistance for many applications and traditional circuit artwork must be modified for PTF. Electrometal migration, the formation of metallic dendritic growths under certain power conditions, is the most noted problem associated with silver ink and adhesive. Silver is a very active metal and easily ionizes, especially in the presence of moisture. Silver ions quickly migrate from a positive source to a negative pole where unacceptable silver dendrites form. Three conditions are required for the silver migration phenomenon to occur: 1, Silver ions must be produced which means water or moisture comes in contact with the silver. 2. DC current with positive pole on silver source. 3. Close proximity of positive silver-hearing source and negative pole. Figure 14: A 11 PTF computer hoard Most conductive adhesives are also based on silver and, therefore, have the same problem with electromigration. The same causative conditions apply for adhesive as for ink. Adhesive joints car, be covered with conformal coating or the enclosure can he sealed. Since most IC's are designed with power and ground at opposite ends of the package, it is easier to keep DC polarized lines apart. Copper adhesive has some merit. While thin PTF copper ink tends to oxidize over time, we have found copper adhesives to have long term reliability. PTF inks are typically only 12-25 microns (0.5-1 mil) thick. Oxygen permeation eventually converts the copper flake to nonconductive oxide. Copper adhesive is applied in tich thicker than ink and only the copper near the surface will oxidize if antioxidant is incorporated into the binder. Copper conductive adhesive is not subject to clectromigration and should he preferred over silver. However, copper PTF materials are not as widely available as silver-based products. Carbon PTF inks can serve a dual role as circuit conductor and bonding agent as suggested earlier. Application of heat softens the thermoplastic ink binder allowing it to serve as a hot melt adhesive. A surface mount component can be forced against the. softened ink to form an electrical connection. The mechanical bond strength, although relatively low, can be enhanced with one of the methods described earlier. Both the "shrink wrap" and potting approach are in use today. The inertness of carbon results in a durable product. The high resistance of the bonding agent has limited this technology to low end calculators. Generally, bond strengths for conductive adhesives are lower than for solder, and PTF bonds are much more prone to cracking if the circuit is flexed. Packages with a large bond area to total area are ideal. Various rectangular packages used lot capacitors and resistors can be reliably bonded with conductive adhesive. Bond strengths of over 1000 PSI are common. SOT packages also work well, as do smaller SOIC's. Larger SO1C's and other dual in-line packages are much more subject to failure in vibrational tests. Quad packs are preferable to dual lead types for higher lead counts. Anisotropic Conductive Adhesives Since all three conditions must simultaneously occur for migration to occur, prevention requires eliminating any one. Design is commonly used to solve the problem. Anisotropic bonding films are well suited for TAB packages for virtually any lead count.One excellent feature of these adhesives is the ability to connect very fine pitch, EXPO SMT International '89 Technical Proceedings Page 333 even down to 100 microns (4 mils). TAB made from thin thermoplastic dielectric materials work best. Polyester based TAB can actually thermoform during the bonding so that the package mates perfectly with the circuit in a stressless mode. Two-sided and tour-sided TAB packages can be attached with high reliability. No mechanical assist is required. The extreme lightness of bare IC provides excellent vibration resistance. TAP„ bonded with Z-Axis adhesive, is the preferred PTF-SMT configuration for larger IC's. Conclusions And Predictions Polymer Thick Film is the simplest, most efficient production method for manufacturing printed circuits. It is a 100% additive, no waste concept. Although tens of millions of membrane switches and simple interconnects have been manufactured, the market has been reluctant to embrace full assemblies. A major reason has been the difficulty of assembly with teed through devices. The arrival of SMT provided the ideal assembly concept for PTF. The availability of SMD's made the 100% PTF assembly feasible, practical and economically desirable. An SMT-PTF revolution, fired and inspired by the great success of SMT has already conquered some vary high volume niches of the consumer electronics field. Calculators, telephones and other low cost consumer electronics products are now manufactured by the tens of millions. Virtually all use SMT exclusively. PTF-SMT products will continue to move into the consumer electron- Page 334 ics field and beyond as materials improve and long term field reliability data accumulates. The arrival of completely new inks, based on innovative concepts, will thrust SMT-PTF into new, more challenging areas. SMT-PTF will continue to expand into and eventually dominate the consumer electronics field. References I. A ugarten, S., Bit by Bit, Ticknor & Fields, NY, 1984. 2. Cadenhead. R. L. and DeCousey, D. T., - The History of Microelectronics - Part One," The Interna tional Journal of Microelectronics, Vol. 8, No, 3, pp. 14-30, Sep!. 1985. 3. Franz., E. E., U.S. Patent 2,014,524. Sept. 17, 1935. 4. Gillen, K., "Screened Through Hole Technology," Screen Imaging Technology for Electronics, pp. 18-22, Feb. 1988. 5. G illeo, K., "New Multilayer Process," Electronic Packaging & Production, pp. 134-136, Feb. 1989. The author, Dr. Ken Gillec, Director of Research at Sheldahl, Inc., wax trained as an organic chemist and has worked exclusively on new product development. The last se ven years have been focused on electronic materials wi emphasis on Polymer Thick Film technology. This work includes development of SMT for flexible circuitry, especially all-PTF electronic assemblies. His present work involves direct chip interconnect using polymer bonding. EXPO SMT International '89 Technical Proceedings