COMPARISON OF THE EFFECTS OF UNILATERAL AND BILATERAL EYE CLOSURE ON CORTICAL UNIT RESPONSES IN KITTENS’ TORSTEN Neurophysihgy Harvard (Received N. WIESEL AND DAVID H. HUBEL Laboratory, Department of Pharmacology, MedicaL School, Boston, Massachusetts for publication December 23, 1964) INTRODUCTION THE NORMAL CAT OR KITTEN about four-fifths of cells in the striate cortex can be driven by both eyes (3, 4). If, however, one eye of a newborn kitten is sewn shut and the visual cortex recorded from 3 months later, only a small fraction of cells can be driven from the deprived eye (8) . In contrast, many cells in the latera .I geniculate are driven normally from the d,eprived ), suggesting that the abnormality occurs somewhere between genicueye (7 late cells and cortex. Since clear receptive-field orientations and directional preferences to movement are seen in cortical cells of newborn visually inexperienced kittens, the deprivation effects presumably represent some sort of disruption of innately determined connections, rather than a failure of postnatal development related to lack of experience. In these experiments the use of monocular deprivation made it possible to compare adjacent geniculate layers, and also to compare the two eyes in their ability to influence cortical cells, so that each animal acted, in a sense, as its own control. The results led us to expect that depriving both eyes for similar periods would lead to an almost total unresponsiveness of cortical cells to stimulation of either eye. That should be so, provided the effects of depriving one eye were independent of whether or not the other eye was simultaneously deprived. It seemed worthwhile to test such an assumption, since any interdependence of the two pathways would be of considerable interest. We accordingly raised kittens with both eyes covered by lid suture, and recorded from the striate cortex when the animals had reached an age of 23-43 months. IN METHODS In 5 kittens the lids of both eyes were sutured together bilaterally 6-18 days after birth, just before normal eye opening or up to 8 days after (Table 1). Lid closure reduces retinal illumination by 4-5 log units (7), and undoubtedly prevents any form vision. One kitten was observed behaviorally at 3 months of age and was kept aside for physiological studies of recovery (9). Single-cell recordings were made in the other 4 kittens (no. 34) at 24-43 months of age. In all, 10 penetrations were made and 139 units studied. 1 This work was supported in part by Research Grants NB 02260-06, NB-05554-01, NB-02253-06 from the National Institutes of Health, and in part by Research Grant AF-49-638-1443 from the U, S. Air Force. 1030 T. N. WIESEL AND D. H. HUBEL In two additional kittens the lids of one eye were sutured before the time of normal eye opening. These animals (no. I and 2) were recorded from at 8-10 weeks, and the results, together with those from three monocular closures previously reported (8), were compared with the results of the binocular closures. The acute experiments were done under thiopental anesthesia, and succinylcholine was injected intravenously in order to paralyze the extraocular muscles. Tungsten microelectrodes were used in a closed-chamber system (2, 3). Receptive fields were mapped by projecting smaIl spots of white light upon a wide white tangent screen, which the animal faced from a distance of 1.5 m, A background light was set at low photopic or mesopic levels ( - 1 to +l log10 cd/mz), and the intensity of the stimulating light was l-l.5 log units brighter than the background. After the recordings the animals were perfused with normal saline followed by 10 % formalin. The brains were embedded in celloidin, sectioned at 25 p, and stained with cresyl violet. These histological sections were used for reconstruction of the electrode tracks and for a morphological study of the visual pathways. Methods of measuring the size of cells in the lateral geniculate are described in a previous paper (7). RIBULTS Monocular closures. In our first series of deprivation experiments (8) three kittens were deprived by monocular lid closure from birth to 23 to 3 months. Recordings made at that time gave highly co nsistent results: in each of th .e 4 penetrations there were steady su ccessions of cells respondi w to the eye that had been o Pen, interrupted by an occasional cell that would not respon .d to either eye, agai nst an almost continuous bat kground of unresolved unitary activity responding briskly to the normal eye. With a single exception, all of the 85 cells recorded gave no response to the previously closed eye, and at no st #age in any of the penetrations was the unresolved background responsi ve to tha .t eye. In the paper that follows (5) it is shown that normal cortical cells are to some extent segregated with respect to eye dominance. The possibility arose that after monocular deprivation any cells still influenced from the deprived eye might be aggregated into small isolated islands, and might therefore not be encountered in a small number of penetrations. We therefore made a more intensive search, recording from 115 more cells in 2 kittens deprived by monocular closure from birth to an age of 2-3 months. Five additional penetrations were made, the results of which are shown schematically in Fig. 1. Each electrode track is expanded so as to illustrate the relative depths at which cells were recorded. The position of each cell is represented by a short horizontal line placed in the appropriate vertical row according to ocul ar dominance positions of cells that could not be group; driven are shown in a separate row to the right of the others. Two penetrations were made in the first of these kittens, and are illustrated to the left in Fig. 1. No cells were driven from the right (deprived) eye. Cells recorded from the left hemisphere, al 1 driven from the left eye, were therefore classed as group 7; cells recorded from th e righ t hemisphere were all group 1. These two penetrations were thus similar to almost all of those made in the previous monocular deprivation series. Three penetrations, reconstructed to the right in Fig. 1, were made in kitten no. 2. Two of these turned out to contain a region in which succes- UNILATERAL Kitten P2 P3 # 2 P4 left H*mirphOtm Rqht Hamlrphtrt 1031 CLOSURE Kitton Right Hcmrsphrte 4 7 3oi 30 tll L- - I Gtbup EYE #I Pl L*f t Htmtrphete 1 4 VS. BILATERAL 4 Group 7 F -**m I 4 Gfoup 7 1 Group 4 7 bI 4 7 **-- Group FIG. 1. Schematic reconstructions of five microelectrode penetrations in two kittens. Kitten 1 was 8 weeks old and kitten 2,lO weeks; both had the right eye closed by lid suture at 8 days. Each penetration extended into cortical gray matter for about 1.5 mm. The penetrations are drawn so as to indicate relative positions of individual celIs; each cell is represented by a short horizontal line placed in the appropriate vertical row according to ocular-dominance group. The separate row to the right of group 7 is for unresponsive cells. The total number of cells in each group is indicated in the histogram at the bottom. (For definitions of ocular-dominance groups see legend of Fig. 2.) sively recorded cells and unresolved backgroud activity were driven from both eyes or from the deprived eye alone. Each region formed only a small portion of the whole penetration. In the third penetration cells were driven entirely by the normal eye, with one exception, a cell that was influenced by the deprived eye but strongly dominated by the normal eye. 1032 T. N. WIESEL AND D, H, HUBEL Of the 12 cells that were driven by the deprived eye, all but 1 were abnormal in one way or another. Most of them responded in a vague, unpredictable manner, and most lacked a precise receptive-field orientation. Some showed an unusually pronounced decline in responsiveness after several seconds of repeated stimulation. Curiously, some cells were driven abnormally not only from the deprived eye but also from the eye that had been v74 Normal 1-1 No orientation NO response I71 -I 1-3 El FIG. 2, Ocular-dominance distribution of 199 cells recorded in the visual cortex of 5 monocularly deprived kittens. The animals were 8-14 weeks old and all had the right eye closed by lid suture from the time of normal eye opening. Shading indicates cells that had the usual specific response properties to visual stimulation; absence of shading indicates cells that lacked the speci-ficity. Internormal orientation rupted lines indicate cells that did not respond to either eye. Cells of group 1 were driven only by the contralateral eye; for cells of group 2 there was marked dominance of the contralateral eye; for group 3, For cells in group 4 slight dominance. there was no obvious difference between the two eyes. In group 5 the ipsilateral eye dominated slightly; in group 6, markedly, and in group 7 the cells were driven only by the ipsilateral eye. Contraloteral H OCULAR Equal 00~ I psilateral b ItdANCE open all along. Similar abnormal cells were found after binocular deprivation, as described below, and after attempts to induce recovery (9). Figure 2 shows the ocular-dominance histogram of all 199 cells recorded in monocular deprivation experiments. The 13 cells that were influenced from the deprived eye amounted to about 7y0 of the total. While this figure is larger than the original monocular deprivation experiments suggested, it is undoubtedly more reliable, and confirms our impression that the proportion of cells influenced from the deprived eye is small. The proportion driven normally must be very small indeed. Perhaps more important is the suggestion that such cells may be aggregated in small regions of cortex which together make up only a small fraction of the total volume. Binocular CEosure, From the monocular closures one might have expected UNILATERAL vs. BILATERAL EYE 1033 CLOSURE to fmd large areas of cortex containing no responsive cells, and only small islands of tissue with cells responding in an aberrant way to one eye or both. Right from the outset, however, it was clear that we were not dealing with cortex in which most cells were unresponsive. Throughout the greater part of all nine penetrations in kittens no. 3-6, most cells not only responded to visual stimuli, but over half of the ones that responded did so normally. The cortex of these animals was nevertheless by no means normal. Numerous sluggishly responding unpredictable cells with vaguely defined receptive field properties made the penetrations difficult and frustrating. Of 139 cells recorded, 45 (327,) were classed as abnormal, as opposed to 57 (41%) normal cells. Thirty-seven cells (27y0) could not be driven by visual Table - I. Effects oJ bilderal eye closure .___ -.._--. - .-. c Kitten 3 Kitten 4 on corkal . Kitten cells -_-..-- 5 - Age at time of eye closure, days 18 18 Age at time of recording, months 4% 4 Number of penetrations 3 3 Normal cells Abnormal but responsive cells Unresponsive Totals -- : 14 (cells) celIs 12 (36% 31%) I 13 33%) 39 Kitten --_ 6 6 2% 3 ; 2 6 2 .--_-.-- _ Totals (cells) 17 (46%) 15 (43% 11 (39%) 57 (41%) 10 (2770) 13 (37%) 10 (36%) 45 (32 %) 10 (27%) 7 (20%) I ; 35 -.-----. 7 (25%) 37 (27%) 37 . . ...- ------. 28 139 stimulation at all, and were recognized only by their maintained firing. The cortex may have contained unresponsive cells without maintained firing; they would not have been observed, in which case 27% would be too low. These results are for the 4 kittens taken together, but figures for the individual experiments were in reasonable agreement (Table 1); the proportion of cells that could be driven, normally or abnormally, ranged from 67y0 for kitten no. 3 to 80% for no. 5. The normal cells showed all of the usual specific responses to properly oriented line stimuli. Some receptive fields were “simple” and others “complex,” in the sense in which we have used these terms elsewhere (2, 3). Cells that responded abnormally had lost much of their specificity for precisely oriented lines, reacting with uniform briskness over a wide range of angles, and often showing no orientation preference at all. Some of these cells were driven from both eyes, and gave abnormal responses to both. Like most normal cortical cells, the abnormal ones generally gave no responses to diffuse light. None had concentric center-surround fields of the type found in the lateral geniculate body or retina. Many showed a tendency to tie actively the ht time a stimulus was introduced but with declining 1034 T. N, WIESEL AND D. H. HUBEL vigor as the stimulus was repeated. A period of l/2 to 1 min. without stimuli was usually enough to revive a cell fully. We have observed this behavior in Or cells of normal adult cats in all three visual areas, but not as frequently to as pronounced a degree. The ocular-dominance distribution is shown for one binocularly deprived kitten (no. 3) in Fig. 3A, and for all four kittens in Fig. 3B. The majority of cells could be driven from both eyes. Normal and abnormal cells were present in all groups in Fig. 3B, though there was probably some de--37 p71 B . IN Normal 1 r-7 0 orieniation No L-2 r 1 I i response 2( Controloterol OCULAR Equal Ipsiloterol DOMINANCE Contralaterat N OCULAR Equal lprilatcral DOMINANCE 3, A I distribution of 32 cells according to eye preference, in a kitten (no. 3) raised for the first 3 months with both eyes sutured closed. One penetration was made in each hemisphere. B; ocular-dominance distribution of 126 cells recorded from the 4 binocularly deprived kittens (no. 3-6), in 10 penetrations. FIG. crease in the proportion of cells in groups 3-5 compared with the distribution in normal cats. The most conspicuous abnormality was seen in the large group of nonresponding cells, shown by the interrupted column to the right of each histogram. We have no evidence that unresponsive cells occur in the normal striate cortex (3, 4). In Fig. 4 one of three penetrations made in kitten 4 is reconstructed in detail. To the right of the figure is a tracing of a coronal section through the right postlateral gyrus. To the left, the electrodo lrack is expanded as in Fig. 1. Lines within the circles indicate by their tilt the receptive-field orientation. As in the normal animal, cells were aggregated according to receptive-field orientation. Within a single column, such as that formed by I UNILATERAL vs. BILATERAL EYE CLOSURE 1035 Group 4 ‘2 4,s 7 10 13 0 16 i\ 23 . FIG, 4, Reconstruction of a penetration through the right postlateral gyrus in a kitten deprived by bilateral lid suture for the fist 3 months. To the right is a tracing of a coronal section passing through the electrode track; an electrolytic lesion, made at the end of the penetration, is indicated by a circle. This track is expanded to the left of the figure. As in Fig. 1, cells are indicated by short horizontal lines placed in the appropriate vertical rows according to ocular-dominance group, and to the right of group 7 is a separate row for unresponsive cells. The total number of cells in each group is indicated by the histogram at the bottom. To the right of the reconstruction receptive-field orientations are indicated by the inclination of the lines inside circles; a circle without a line indicates absence of any clear receptive-field orientation (kitten no, 4). cells l-10 and 13-16 and indicated by the large brackets, there were both normal cells and cells with nonoriented fields. Unresponsive cells were sometimes grouped together (cells 23-27), but were also frequently intermixed 1036 T. N. WIESEL with more normal cells tendency for cells to be nating eye. For example, lateral eye consistently cording to eye dominance more detail in the next AND D. H. HUBEL (12, 19, and 20). Finally, the figure illustrates a aggregated in the cortex according to the predomicells 1-13 form a sequence in which the contradominated. As mentioned above, this grouping acis also found in normal cats, and is examined in paper (5). Histological observations in the visual pathways. Since the cortical physiology was so different from what might have been expected from the monocular closures, we were anxious to learn whether or not the geniculate histology would be consistent in the two studies. In monocular closures (7) there were marked abnormalities in the layers receiving input from thedeprived eye, consisting of a change in staining characteristics of‘cells, a decrease in the volume of cell bodies and nuclei, and a loss of the clear un: stained substance between cell nests. The changes were obvious at a glance, on comparing the normal and abnormal layers. The decrease in mean crosssectional area of cell bodies amounted in the dorsal layers to 30-40 yO. In animals with binocular closure there was surprisingly little to see on casual inspection. This is illustrated in the photomicrograph of Fig. 5A. The difference, however, was apparent rather than real. The changes were not obvious since abnormal cells did not stand out against normal ones on the same slide. Nevertheless, comparison with a normal geniculate as in Fig. 5B, or with normal layers in monocularly deprived kittens, showed that the same abnormalit ties were indeed present, and to an equal degree. In k itten 3 measurement of 200 cells in the two dorsal layers (A and Al) showed a mean cross-sectional area of about 180 p*, compared with a normal value of about 300 CL*.This represents a shrinkage of about 409& The nucleus and nucleolus likewise showed marked shrinkage. No obvious histological changes were seen on simple inspection of Nissl or myelin sections of retina, optic nerve, superior colliculus, or cortex. Behavioral effects. As the lid-sutured kittens grew up they adapted remarkably well to their blindness. They learned to move about adroitly in the large room where they were kept, and became so familiar with the objects in the room that a casual observer would hardly have guessed they could not see. Vision was tested in one kitten at 33 months by observing its behavior after separating the lids of one eye under a general anesthetic. The cornea and media appeared normal, the pupillary reflex was brisk, and there was no nystagmus. Tactile placing reactions were present, but there was no visual placing. As the kitten moved about the room there were no indications that visual cues were used; placed in an unfamiliar room, it frequently bumped into large obstacles in its path. We concluded from these crude behavioral observations that for practical purposes the animal was blind. The result is in agreement with behavioral studies on animals raised in darkness (6), and is similar to that obtained for the deprived eye in kittens raised with one eye covered (8). 1 mm FIG. 5. A : coronal section through the right lateral geniculate body of a kitten (no. 3) in which both eyes were closed for the first 3 months of life. Celloidin, cresyl violet. Same animal as in Fig. 3A. B: coronal section through right lateral geniculate body of a normal 3-month-old kitten, for comparison with A. 1038 T. N. WIESEL AND D. H. HUBEL DISCUSSION reThe experiments with binocular eye closure confirm the monocular with virtually compl .ete sul ts in showing tha t complete form deprivation exclusion of light can lead to marked morphological changes in the geniculate, and marked functional changes in the cortex. The surprising thing was not the extent of the physiological changes, but on the contrary the fact that they were not more severe. Penetration after penetration with little or no driving of cortical cells from the deprived eye in monocular closures had led us to expect little or no driving from either eye in the binocular experiments. In all nine penetrations it was as if the expected ill effects from closing one eye had been averted by closing the other. Taken together, the two sets of experiments seem to suggest that early in life the functional integrity of the pa thway may depe nd not only on th .e amount of afferent impulse ac tivity, but also on the in terrelationshi PS between the various sets of afferents. This suggestion receives support from the results of the next paper (5), which describes the cortical effects of interference with normal binocular interaction. The mechanism of this apparent interaction between the two converging pathways is at present quite obscure. The site of the interaction is presumably the cortex, since the evidence so far available indicates that few cells in the geniculate receive input from the two eyes. Within the cortex the most important site for anatomical convergence of the two paths is probably the simple cells, for these seem to be the first cells in the path that can be driven by both eyes. The similarity of simple and complex cells in their ocular-dominance distribution suggests that no further binocular convergence takes place at the complex cell (3). No attempt was made in these experiments to distinguish simple and co mplex cells; to sa mple as many cells as possible we confined our efforts to mapping field position, size and orientation, and ocular dominance. If simple cells are the site of the interacting deprivation effects, it may be possible to learn more about underlying mechanisms by studying these cells separately. Regardless of where the interaction takes place, it is almost as though the afferent paths were competing for control over the cell, so that a reduction in efficiency in one set of synapses permitted the other set to take o ver at the first set’s expense. This could simply be a matter of competition for space on the postsynaptic mem .brane, some synapses sh rinki *ng, 0thers expandi .ng to fi 11 the space, and, as it were, pushing the first ones aside . If any thing like that did occur one would expect that wi th monocular closure the effectiveness of the open eye would , on the who lie t be enhanced. Unfortunately, it is difficult to esta blish such an improve ment experimental] y because of the great variation in briskness of responses from one cell to the next. A possible way of settling this and other questions would be to look in kittens for changes in responses of simple cortical cells over periods of many hours or a few days. UNILATERAL vs. BILATERAL EYE CLOSURE 1039 Our previous finding that visual experience is not necessary for the formation of specific connections at the striate level (4) is confirmed by the fact that in the bilaterally lid-sutured animals many cells were driven normally. We have no hint as to why some cells remained apparently normal while others became unresponsive and still others developed pathological responses. The presence of a high proportion of responsive cells in these experiments is consistent with Baxter’s observation (1) of normal evoked responses in dark-reared cats. It remains to comment on the relation between the physiological findings in these experiments and the behavioral defects. Monocular deprivation led to a marked decline in responsiveness of cortical cells to stimulation of the deprived eye, which agreed well with the marked blindness in that eye. Binocular deprivation produced a bilateral blindness even though there were plenty of responsive cells in the cortex, many of them apparently normal. The visual defects found in the two experiments may thus have different origins The abnormalities in area 17 could by themselves account for the loss of vision following monocular occlusion. With binocular occlusion one may have to look for impairment at levels central to area 17 to explain the blindness we observed, and also that which follows dark rearing (6). SUMMARY If a kitten is raised from birth with one eye sutured closed, recordings from the visual cortex at 3 months show that very few cells can be driven from the deprived eye (8). As part of the present study these results were confirmed and extended in two kittens monocularly deprived for 8-10 weeks. In the 5 monocularly deprived kittens studied to date, 13 of 199 cells could be driven from the previously closed eye; all of these except 1 had abnormal receptive fields. Cells that responded to stimulation of the deprived eye tended to be aggregated into small regions of the cortex, so that over most penetrations no responses were seen from the deprived eye. From these results it was predicted that if animals were binocularly deprived for similar periods most of the striate cortex would be unresponsive to stimulation of either eye. To test this, the lids of both eyes were sutured together in 5 kittens shortly after the time of normal eye opening, and the animals raised in normal surroundings to an age of 2+-44 months. Responses in single cells of the striate cortex were observed in 4 animals. Contrary to what had been expected, responsive cells were found throughout the greater part of all penetrations, and over half of these cells seemed perfectly normal. The cortex was nevertheless not normal in that many cells responded abnormally, and many were completely unresponsive. In the fifth kitten an eye was opened and vision tested. The pupillary response was normal but the animal from its behavior appeared to be blind. Histologically the lateral geniculate body showed changes similar to those found after monocular deprivation, but they occurred throughout all 1040 T. N. WIESEL AND D. H. HUBEL layers bilaterally: the Nissl-stained cells appeared pale, cross-sectional areas of cell bodies were reduced by about 40y0, and the pale substance between cell nests was greatly reduced in volume. There were no obvious changes in retinas or cortex. It thus appears that at the cortical level the results of closing one eye depend upon whether the other eye is also closed. The damage produced by monocular closure may therefore not be caused simply by disuse, but may instead depend to a large extent on interaction of the two pathways. ACKNOWL,EDGMENT We expresz3 our thanks technical assistance. 3. 4. 5. 6. 7. 8. 9. and John Tuckerman, for their REFERENCES Study of the Effects of Sensory Deprivation B. L. An Electmphysdogical dtirtation; unpublished). University of Chicago, 1959. HUBEL, D. H. 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