Detailed Table of Contents Chapter 1 Introduction The Concept of Intellectual Property 3 The World Intellectual Property Organization (WIPO) 4 History Mission and Activities Structure Administration Membership Constitutional Reform Wider Consultation and Outreach 4 5 7 8 9 9 12 Chapter 2 Fields of Intellectual Property Protection Patents 17 Introduction Conditions of Patentability Drafting and Filing a Patent Application Examination of a Patent Application Infringement Exploitation of the Patented Invention Compulsory Licenses Utility Models 17 17 22 24 27 33 34 40 ii WIPO Intellectual Property Handbook: Policy, Law and Use Copyright and Related Rights 40 Introduction Copyright Protection Subject Matter of Copyright Protection Rights Comprised in Copyright Related Rights Ownership of Copyright Limitations on Copyright Protection Piracy and Infringement Remedies Intellectual Property and Traditional Cultural Expressions Trends and Experiences in the Protection of TCEs Conceptual and Policy Questions Recent and Possible Future Developments 40 41 42 43 46 49 50 51 52 56 64 66 67 Trademarks 67 Introduction Definitions Signs Which May Serve as Trademarks Criteria of Protectability Protection of Trademark Rights Use Requirements Trademark Registration Removal of the Trademark from the Register Trademark Piracy, Counterfeiting and Imitation of Labels and Packaging Change of Ownership Trademark Licensing Trade Names Franchising Character Merchandising 67 68 70 71 77 77 79 82 90 92 94 96 97 105 Industrial Designs and Integrated Circuits 112 Industrial Designs Integrated Circuits 112 118 Geographical Indications 120 Introduction Protection of Geographical Indications on the National Level Protection of Geographical Indications on the International Level through Multilateral Treaties Protection of Geographical Indications on the International Level through the Provisions of Bilateral Agreements 120 122 129 Protection Against Unfair Competition 130 Introduction The Need for Protection The Legal Basis for Protection The Acts of Unfair Competition 130 132 133 136 124 Table of contents iii Chapter 3 The Role of Intellectual Property in Development and WIPO’s Development Cooperation Program Objectives of Developing Countries 163 Industrial Property and Development 164 Industrial Property Protection and Development Inventions, Technology and Development 164 166 The Promotion of Innovation 168 Introduction A Global Approach to Establishing Innovation and Invention Support Structures or Services Implementing and Managing Innovation and Invention Support Structures and Services Innovation Center or Innovation Support Network 168 Licensing and the Transfer of Technology 172 Introduction The Commercial Transfer and Acquisition of Technology Negotiation of Licensing Agreements Remuneration Types of Intellectual Property Licenses Government Control of Licensing Agreements 172 172 178 184 188 193 Copyright and Development 195 The Development Cooperation Program of WIPO 196 Introduction Objectives Development Cooperation in Relation to Intellectual Property The WIPO Worldwide Academy 196 196 197 202 169 170 170 Chapter 4 Enforcement of Intellectual Property Rights Enforcement of Industrial Property Rights, Copyright and Related Rights 207 Introduction Enforcement of Industrial Property Rights in General Enforcement of Patent Rights Enforcement of Copyright and Related Rights Activities Within WIPO Concerning Enforcement Enforcement Provisions of the TRIPS Agreement 207 208 211 213 219 220 iv WIPO Intellectual Property Handbook: Policy, Law and Use Intellectual Property Litigation 220 Introduction Review of Industrial Property Office Decisions Infringement Actions Remedies 220 220 225 228 Arbitration and Mediation of Intellectual Property Disputes 230 Alternative Dispute Resolution Enforcement in the International Context WIPO Arbitration and Mediation Center WIPO Internet Domain Name Dispute Resolution 230 231 232 234 Chapter 5 International Treaties and Conventions on Intellectual Property The Paris Convention for the Protection of Industrial Property 241 History Principal Provisions Administrative and Financial Provisions 241 242 259 The Berne Convention for the Protection of Literary and Artistic Works 262 History Principal Provisions The Latest (Paris) Act of the Convention Administration Developing Countries and the Berne Convention 262 262 265 266 267 The WIPO Copyright Treaty (WCT) 269 Introduction Legal Nature of the WCT and its Relationship with Other International Treaties Substantive Provisions of the WCT Administrative Provisions 269 269 270 276 The Patent Cooperation Treaty (PCT) 276 Introduction The Functioning of the PCT System Advantages of the PCT System 276 278 282 Table of contents v The Budapest Treaty on the International Recognition of the Deposit of Microorganisms for the Purposes of Patent Procedure 285 Background to the Treaty Summary of the Treaty Main Advantages of the Treaty 285 285 286 The Madrid Agreement Concerning the International Registration of Marks and the Protocol Relating to the Madrid Agreement 287 Introduction The Functioning of the System of International Registration Becoming Party to the Agreement or Protocol Advantages of the System 287 288 292 292 The Hague Agreement Concerning the International Deposit of Industrial Designs 293 Introduction The Principle of International Deposit Main Provisions of the Hague Agreement Benefits of Accession to the Hague Agreement The Geneva Act of the Hague Agreement 293 293 293 295 296 The Trademark Law Treaty (TLT) 297 Introduction Provisions of the Treaty and the Regulations 297 297 The Patent Law Treaty (PLT) 301 Introduction Provisions of the Treaty and the Regulations Advantages of the PLT 301 301 305 Treaties on Classification 305 Introduction The Strasbourg Agreement Concerning the International Patent Classification The Nice Agreement Concerning the International Classification of Goods and Services for the Purposes of the Registration of Marks The Vienna Agreement Establishing an International Classification of the Figurative Elements of Marks The Locarno Agreement Establishing an International Classification for Industrial Designs 305 305 308 311 313 Special Conventions in the Field of Related Rights: The International Convention for the Protection of Performers, Producers of Phonograms and Broadcasting Organizations (the “Rome Convention”) 314 Introduction Relation Between the Protection of Related Rights and Copyright Principal Provisions 314 315 316 vi WIPO Intellectual Property Handbook: Policy, Law and Use The Implementation of the Rome Convention The Rome Convention and Developing Countries 319 319 Other Special Conventions in the Field of Related Rights 320 The Other Special Conventions Reasons for and Purposes of the Special Conventions Main Features of the Special Conventions Substantive Provisions of the Phonograms Convention Substantive Provisions of the Satellites Convention The Phonograms and Satellites Conventions and Developing Countries 320 321 322 323 323 324 The WIPO Performance and Phonograms Treaty (WPPT) 325 Introduction Legal Nature of the WPPT and its Relationship with Other International Treaties Substantive Provisions of the WPPT Administrative Provisions Audiovisual Performances 325 325 326 331 331 The International Convention for the Protection of New Varieties of Plants 331 Introduction The International Union for the Protection of New Varieties of Plants (UPOV) The 1991 Act of the UPOV Convention Developments in Plant Variety Protection 331 332 335 345 The Agreement on Trade-Related Aspects of Intellectual Property Rights (“TRIPS”) and WIPO-WTO Cooperation 345 Introduction General Provisions, Basic Principles and Final Provisions (Parts I and VII) Standards Concerning the Availability, Scope and Use of Intellectual Property Rights (Part II) Enforcement of Intellectual Property Rights (Part III) Acquisition and Maintenance of Intellectual Property Rights and Related Procedures (Part IV) Dispute Prevention and Settlement (Part V) Cooperation between the World Intellectual Property Organization and the World Trade Organization 345 347 Progressive Development of International Intellectual Property Law 360 Introduction The Joint Recommendation Concerning Provisions for the Protection of Well-Known Marks The Joint Recommendation Concerning Trademark Licenses The Joint Recommendation Concerning the Protection of Marks, and Other Industrial Property Rights in Signs, on the Internet 360 349 355 356 357 357 361 361 362 Table of contents vii Chapter 6 Administration and Teaching of Intellectual Property Administration of Industrial Property 367 Introduction Administrative Structure in the Industrial Property Office The Patent Office The Trademark Office The Industrial Designs Office Intergovernmental Cooperation 367 368 369 372 375 376 Administration Of Copyright and Related Rights 386 The Role of Public Authorities in Copyright and Related Rights Collective Management of Copyright and Related Rights 386 387 The Patent and Trademark Attorney 401 Introduction The Functions of a Patent Agent Corporate Patent Attorneys Associations of Patent Agents The Functions of a Trademark Agent Skills and Knowledge of a Patent Agent 401 401 411 413 415 420 The Teaching of Intellectual Property Law 421 Introduction Intellectual Property Teaching Programs Selecting Intellectual Property Courses Choosing Teaching Materials and Writing a Syllabus Teaching Methods and Educational Strategies The Role of Teachers in the Legislative Process Training and Research Institutes for Intellectual Property Conclusion 421 422 425 426 428 429 430 431 Chapter 7 Technological and Legal Developments in Intellectual Property Computer Programs 435 Introduction Brief History of the Protection of Computer Programs Protection of Computer Programs under Patents Protection of Computer Programs under Copyright International Norms Concerning Copyright Protection of Computer Programs National Legislation on the Protection of Computer Programs Creation and Use of Works by Means of Computers Databases 435 436 436 436 437 437 439 441 viii WIPO Intellectual Property Handbook: Policy, Law and Use Biotechnology 442 Introduction Adoption and Dissemination Need for Protection Existing Protection Traditional Knowledge 442 443 444 445 446 Reprography 448 Reprography and Intellectual Property Audio and Video Recording 448 449 Communication Technologies 450 Introduction Satellites Cable Distribution Digital Distribution Systems The Internet Electronic Commerce 450 451 453 454 455 455 A Complementary Approach to the Development of Intellectual Property Norms 457 WIPO Internet Domain Name Processes WIPO’s Global Network Standing Committees and Advisory Bodies Bibliography 457 459 459