The age of physical abuse victims and the sentence imposed on their abusers Christopher Clark Ministry of Justice PO Box 180 Wellington New Zealand February 2001 1 Background There is disquiet among some members of the public who perceive that offenders who abuse children are given lighter sentences than offenders who abuse adults. Their concerns were brought to the fore in October 2000 when a woman was sentenced to four months imprisonment for dousing her ten-year-old foster son in petrol and accidentally setting him alight. Ministry of Justice researchers undertook a small project to compare the sentences imposed on offenders charged with physical assault with reference to the age of their victims1. The research is based on data extracted from the Law Enforcement System (LES) and from court files for charges involving physical (non-sexual) assaults that were finalised in 1999. 2 Method Permission was sought from the Department for Courts to undertake a search of files based in four court locations around New Zealand. These were the Christchurch, Auckland, Hamilton and Tauranga courts (including both District and High courts). Data were extracted for the four courts from the Case Monitoring Subsystem of LES for charges involving physical (non-sexual) assaults that were finalised in 1999. Using this data and the associated court files, the following information was derived: • • • Demographic information of the victim – age, gender, ethnicity Demographic information of the offender – age, gender, ethnicity Details of the incident – the extent of physical injury inflicted on the victim, the relationship of the victim to the offender, the charge the offender was convicted of and the sentence that was imposed. The data extracted from LES provided information relating to the offender and some of the information relating to the incident. All of the information relating to the victim of the assault was gathered from the relevant court files. Where possible, the victim information was obtained from victim impact statements, pre-sentence reports2, and Judges’ sentencing notes. The analysis was performed at a charge-based level because charges are related to incidents between a single victim and a single offender at a specified time. Thus, two offenders attacking a single victim would usually result in two charges, as would a single offender attacking the same victim on two separate occasions. Physical assault, as opposed to sexual assault was focussed on, as this was the primary concern of the public. Information relating to the age and gender of victims of sexual assaults is available in Spier, P. 2000, pp 28-30, Conviction and Sentencing of Offenders in New Zealand: 1990 to 1999, Ministry of Justice, Wellington. 2 Victim impact statements and pre-sentence reports are prepared respectively by the Police and the Community Probation Service, in collaboration with the relevant parties. They are used as additional information by the Judge at sentencing. 1 1 3 Description of the sample Table 1 shows the age group and gender of victims for some physical abuse charges that were finalised in 1999. Those aged 20 years or more comprised the largest group of victims (84%). Forty-one victims were children aged 14 years or less (6%). Just over half (58%) of the victims were female. Information relating to the ethnicity of the victim was not available for 84% of the charges examined. For charges where this information was available, NZ European, Mäori and Pacific People ethnic groups each had similar numbers of victims. Table 1 Age group and gender of victims Number Percentage Age of victim 0 – 14 years 15 – 19 years 20 + years1 Total2 41 67 571 679 6.0 9.9 84.1 100.0 Gender of victim Female Male Total3 449 330 779 57.6 42.4 100.0 Notes: 1 The exact age of some victims was not available. However, the researchers assigned them to this age group based on some other factor such as the victim being married. It is possible that a few victims recorded as ‘20 + years’ may have fallen into the ‘15 – 19 years’ age group if the exact age of the victim was known. 2 Excludes 103 charges where information on the age of the victim was not available. 3 Excludes 3 charges where information on the gender of the victim was not available. Table 2 shows the age group, gender and ethnicity of offenders relating to the charges that were examined. An offender must be at least 14 years of age before a charge will be heard in a District or High Court, except when the defendant is charged with murder or manslaughter, in which case the defendant must be at least 10 years old. However, most defendants aged between 14 and 16 years will have their charges heard in the Youth Court. It is therefore not surprising that 87% of the charges examined related to offenders that were aged 20 years or older. A large majority of offenders (91%) were male. Just over two-fifths (43%) of offenders were Mäori and just over one-third (36%) of offenders were NZ European. Pacific offenders comprised 17% of the sample. 2 Table 2 Age group, gender and ethnicity of offenders Number Percentage Age of offender 15 – 19 years 20 + years Total 103 679 782 13.2 86.8 100.0 Gender of offender Female Male Total 68 714 782 8.7 91.3 100.0 Ethnicity of offender NZ European Mäori Pacific People Other Total1 283 335 132 27 777 36.4 43.1 17.0 3.5 100.0 Note: 1 Ethnicity was not available for 5 offenders. Table 3 shows the relationship between the victim and the offender, as well as whether or not the victim and offender were living together at the time of the incident. For almost a third of the charges (32%), the victim was the partner of the offender. The victim was the ex-partner of the offender in 6% of the charges examined. The victim was the child of the offender in just over 4% of the charges and the victim was some other type of family member in 3% of the charges examined. Strangers accounted for almost one-fifth (20%) of the sample and for another 18%, the nature of the relationship was unknown. In just over one third of charges (37%), the victim was living with the offender at the time of the incident. Table 3 Relationship between victim and offender and whether or not they were living together Number Percentage Relationship Partner Ex-partner Child Other family member Other known to each other1 Stranger Unknown relationship Total 248 50 34 25 129 154 142 782 31.7 6.4 4.3 3.2 16.5 19.7 18.2 100.0 Living arrangement Living together Not living together Total2 265 454 719 36.9 63.1 100.0 Notes: 1 For example, neighbours, flatmates etc. 2 Excludes 63 charges where it was unknown whether or not the victim and offender were living together at the time of the incident. There were some charges where it was obvious that the victim and offender were not living together, however the exact nature of the relationship could not be determined. 3 Table 4 provides a percentage breakdown of offence types according to the age group of victims. The order of the offence types is an approximate order of the seriousness of each offence. The most serious offence examined is at the top of the list (manslaughter) and the least serious offence examined is at the bottom of the list (common assault). For comparison purposes, the distribution of all physical (non-sexual) assaults resulting in conviction in 1999 is shown. Over half of the incidents where the victim was aged 14 years or less resulted in the offender being charged with assault on a child (59%). Most of the remaining incidents where the victim was young resulted in the offender being charged with common assault under the Summary Offences Act 1981 (17%), injuring with intent to injure (7%) or assault with a weapon (7%). The most frequent offence examined where the victim was 20 years or older was male assaults female (41%). Offenders with victims aged 15 years or more (15 – 19 years and 20 + years) had a slightly larger representation in the more serious offences than offenders with victims aged 14 years or less. Table 4 Offence types according to age group of victims: percentages Manslaughter Wounding with intent to cause GBH1 Injuring with intent to cause GBH2 Wounding with intent to injure Injuring with intent to injure3 Aggravated assault Assault with intent to injure Assault with a weapon Male assaults female Assault on a child Common assault (Crimes4) Common assault (Summary5) Total 0 – 14 years 15 – 19 years (n=41) (n=67) 0.0 0.0 0.0 3.0 2.4 3.0 0.0 4.5 7.3 9.0 0.0 1.5 0.0 1.5 7.3 10.5 2.4 32.8 58.5 0.0 4.9 20.9 17.1 13.4 100.0 100.0 20 + years (n=571) 2.3 4.4 1.2 1.1 4.9 3.0 3.9 7.0 41.2 0.0 13.7 17.5 100.0 All ages (n=782) 1.7 4.6 1.4 1.3 5.1 3.2 3.7 7.4 35.2 3.1 14.5 18.9 100.0 All 1999 (n=10733) 0.3 1.2 0.6 0.9 2.5 1.2 3.1 6.6 28.4 2.8 23.4 29.1 100.0 Notes: 1 Grievous bodily harm. This category also includes aggravated wounding. 2 Grievous bodily harm. This category also includes aggravated injuring. 3 Also includes poisoning with intent to injure, performing dangerous acts with intent to injure and injuring by an unlawful act. 4 Crimes Act 1961. 5 Summary Offences Act 1981. 4 4 Sentence imposed There are many factors that a judge may consider when deciding on an appropriate sentence. This section provides details on three of these factors, namely the offence that the offender was charged with, the extent of physical injury that occurred and the vulnerability of the victim (as indicated by age). It is important to note that there are many other factors (for example circumstances of the offender) that influence a judge’s sentencing decision. Table 5 provides a percentage breakdown of the most serious sentence imposed on an offender according to the age group of the victim of the offence. Imprisonment was more likely to result from charges relating to offences against victims aged 14 years or less (39%) than against victims aged 20 years or more (30%)3. Imprisonment was imposed on the offender in 34% of charges relating to victims aged 15 to 19 years. Periodic detention was equally likely to be imposed in relation to charges involving victims aged 14 years or less and victims aged 20 years or more (around 22%). A monetary penalty was less likely to be imposed in relation to charges involving young victims (5%) than charges involving older victims (16%). An outcome of sentence if called upon or convicted and discharged were equally likely for younger and older victims (around 7% and 3% respectively). Table 6 provides a percentage breakdown of the most serious sentence imposed on offenders according to the extent of physical injury inflicted on the victims. The Ministry of Justice researchers who were searching the court files classified the extent of injuries inflicted on the victim as follows: • if the victim died then the extent of injury was recorded as ‘death’; • otherwise, if a court file mentioned that the victim was admitted to hospital or visited an emergency room then the extent of injury was recorded as ‘hospitalisation required’; • otherwise, if the file mentioned that the victim consulted some other health professional, (for example GP or dentist) then the extent of injury was recorded as ‘medical treatment required’; • otherwise, if the file mentioned that the victim suffered some sort of physical injuries (for example bruising) then the extent of injury was recorded as ‘minor physical injury’; • otherwise, if the file mentioned that the victim did not suffer any physical injury then the extent of injury was recorded as ‘no physical injury’; • otherwise the extent of injury was recorded as ‘unknown’. No judgements were made as to the extent of emotional or psychological injuries that the victims suffered. Of the thirteen charges that resulted in the death of the victim, almost all (92%) resulted in a sentence of imprisonment for the offender. The one charge in which the victim died and the most serious sentence given to the defendant was community service was for a work-related incident in which the victim was an employee of the defendant. A suspended term of imprisonment was also given to the defendant as a result of this incident. Imprisonment was the most likely sentence (71%) to be imposed on offenders for incidents resulting in the hospitalisation of victims. Imprisonment was slightly more likely to be Although this difference was almost 10%, there was insufficient evidence to reject the hypothesis that these two proportions were equal when a statistical test of significance was conducted. 3 5 imposed on offenders than periodic detention for incidents resulting in medical treatment for victims (37% compared with 25%). Almost a fifth (20%) of the incidents resulting in minor physical injuries to the victim resulted in a custodial sentence being imposed on the offender, 26% resulted in a sentence of periodic detention being imposed and 22% resulted in a sentence of supervision. Assaults that resulted in no physical injuries to the victim resulted in a similar proportion of custodial sentences (20%) as those where there was only minor physical injuries. However, charges where there was no injury were much more likely to result in a sentence if called upon than offences involving any sort of injury. 6 Table 5 Most serious sentence imposed on offenders according to age group of victims: percentages1 0 – 14 years 15 – 19 years 20 + years All ages Custodial Periodic detention 39.0 34.3 29.6 31.0 22.0 31.3 21.4 22.5 (n=41) (n=67) (n=571) (n=782) Community Community Supervision care service 0.0 0.0 1.2 0.9 7.3 7.5 3.5 4.5 14.6 16.4 18.0 16.8 Monetary 4.9 6.0 15.6 14.2 Suspended prison sentence 2.4 0.0 0.7 0.6 Sentence if called upon 7.3 3.0 7.0 6.8 Convicted and discharged 2.4 1.5 3.0 2.8 Total 100.0 100.0 100.0 100.0 Note: 1 Age group of victim was unknown for 103 charges. Table 6 Most serious sentence imposed on offenders according to extent of physical injury inflicted on victims: percentages1 Death Hospitalisation required Medical treatment required Minor physical injuries No physical injuries (n=13) (n=79) (n=150) (n=402) (n=92) Custodial Periodic detention 92.3 70.9 36.7 19.7 19.6 0.0 8.9 24.7 26.1 15.2 Community Community Supervision care service 0.0 0.0 0.0 1.2 2.2 7.7 5.1 5.3 4.2 4.4 0.0 5.1 15.3 21.9 16.3 Monetary 0.0 6.3 12.7 15.7 19.6 Suspended prison sentence 0.0 0.0 0.7 1.0 0.0 Sentence if called upon 0.0 1.3 4.0 6.7 18.5 Convicted and discharged 0.0 2.5 0.7 3.5 4.4 Total 100.0 100.0 100.0 100.0 100.0 Note: 1 Extent of physical injury inflicted on the victim was unknown for 46 charges. 7 Table 7 provides a percentage breakdown of the most serious sentence imposed on offenders for each offence type. The order of the offence types is an approximate order of the seriousness of each offence. The most frequent type of offence examined was male assaults female (275). Male assault female charges usually resulted in a sentence of supervision (27%), periodic detention (27%) or imprisonment (22%) being imposed on the offender. The next most frequent type of offence examined was common assault under the Summary Offences Act 1981 (148). Almost one-third of these common assault charges resulted in a monetary penalty being imposed on the offender (30%). A quarter of these charges resulted in periodic detention being imposed (25%). Of the 41 incidents with victims aged 14 years or less, 24 incidents resulted in the offender being charged with assault on a child. A quarter (25%) of the assault on a child charges resulted in a sentence of imprisonment being imposed on the offender, a quarter (25%) resulted in a sentence of periodic detention and just over one-fifth (21%) of the assault on a child charges resulted in a sentence of supervision. Generally, offenders convicted of more serious offences received more serious sentences and offenders convicted of less serious offences received less serious sentences. Table 8 provides a percentage breakdown of the most serious sentence imposed on offenders according to the age group of victims and the extent of physical injury inflicted on victims. The extent of physical injury reflects incidents that were similar in seriousness. For incidents resulting in the hospitalisation of victims, imprisonment was more likely to be imposed on offenders when the victims were aged 14 years or less (83%) than when victims were aged 20 years or more (71%). However, due to the small number of victims aged 14 years or less (6), this observation should be treated with caution. For incidents resulting in medical treatment or minor physical injuries, imprisonment was slightly more likely to be imposed on offenders when the victims were aged 14 years or less than when victims were aged 20 years or more. Approximately the same proportion of community-based sentences were imposed on offenders involved in incidents with young victims as were imposed on offenders involved in incidents with older victims, for all injury types. 8 Table 7 Most serious sentence imposed according to offence type: percentages Custodial Manslaughter Wounding with intent to cause GBH1 Injuring with intent to cause GBH2 Wounding with intent to injure Injuring with intent to injure3 Aggravated assault Assault with intent to injure Assault with a weapon Male assaults female Assault on a child Common assault (Crimes4) Common assault (Summary5) (n=13) (n=36) (n=11) (n=10) (n=40) (n=25) (n=29) (n=58) (n=275) (n=24) (n=113) (n=148) 92.3 94.4 90.9 70.0 55.0 68.0 44.8 39.7 22.2 25.0 21.2 8.8 Periodic detention 0.0 0.0 0.0 10.0 17.5 8.0 17.2 25.9 26.9 25.0 25.7 25.0 Community Community Supervision care service 0.0 0.0 0.0 0.0 0.0 4.0 0.0 0.0 1.8 0.0 0.0 0.7 7.7 2.8 0.0 10.0 0.0 0.0 6.9 5.2 2.6 12.5 7.1 6.1 0.0 0.0 9.1 0.0 15.0 4.0 17.2 15.5 27.3 20.8 13.3 9.5 Monetary 0.0 2.8 0.0 0.0 12.5 16.0 10.3 5.2 8.7 0.0 23.9 29.7 Suspended prison sentence 0.0 0.0 0.0 0.0 0.0 0.0 3.5 0.0 1.1 4.2 0.0 0.0 Sentence if called upon 0.0 0.0 0.0 10.0 0.0 0.0 0.0 3.5 7.3 12.5 5.3 14.2 Total Convicted and discharged 0.0 0.0 0.0 0.0 0.0 0.0 0.0 5.2 2.2 0.0 3.5 6.1 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Notes: 1 Grievous bodily harm. This category also includes one charge of aggravated wounding. 2 Grievous bodily harm. This category also includes one charge of aggravated injuring. 3 Also includes one charge of poisoning with intent to injure, two charges of performing dangerous acts with intent to injure and two charges of injuring – if death ensued then manslaughter. 4 Crimes Act 1961. 5 Summary Offences Act 1981. 9 Table 8 Most serious sentence imposed according to age group of victims and extent of physical injury inflicted on victims: percentages1 Hospitalisation required Custodial Community-based2 Monetary Sentence if called upon Convicted and discharged Total 0 – 14 years 15 – 19 years 20 + years (n=6) (n=9) (n=58) 83.3 77.8 70.7 16.7 22.2 15.5 0.0 0.0 8.6 0.0 0.0 1.7 0.0 0.0 3.5 100.0 100.0 100.0 Medical treatment required Custodial Community-based Monetary Suspended prison sentence Sentence if called upon Convicted and discharged Total (n=7) 42.9 42.9 14.3 0.0 0.0 0.0 100.0 (n=22) 45.5 45.5 9.1 0.0 0.0 0.0 100.0 (n=114) 35.1 46.5 11.4 0.9 5.3 0.9 100.0 Minor physical injuries Custodial Community-based Monetary Suspended prison sentence Sentence if called upon Convicted and discharged Total (n=19) 31.6 52.6 5.3 5.3 0.0 5.3 100.0 (n=33) 15.2 72.7 6.1 0.0 3.0 3.0 100.0 (n=295) 19.3 52.9 17.0 1.0 6.8 3.1 100.0 No physical injuries Custodial Community-based Monetary Sentence if called upon Convicted and discharged Total (n=7) 14.3 42.9 0.0 42.9 0.0 100.0 (n=3) 33.3 33.3 0.0 33.3 0.0 100.0 (n=76) 19.7 35.5 23.7 15.8 5.3 100.0 Notes: 1 This table excludes 13 charges where the extent of injury was death as all related victims were aged 20 years or older. This table also excludes 120 charges where the age of the victim was unknown and/or the extent of physical injury was unknown. 2 Includes periodic detention, community care, community service and supervision. 10 Table 9 shows the average custodial sentence length (in months) imposed on offenders, according to the extent of physical injury inflicted on victims and the age group of victims. The average term of imprisonment imposed on an offender for assaulting a child aged 14 years or less was 11.4 months, compared with 16.7 months for assaulting an adult aged 20 years or more4. This finding of slightly shorter average terms of imprisonment when the victim was young was evident among most levels of physical injury. However, due to the small number of young victims (15), this observation should be treated with caution. The average term of imprisonment for assaulting a person aged 15 to 19 years was 17.5 months. As seen in table 4, offenders with victims aged 15 years or more (15 – 19 years and 20 + years) had a slightly larger representation in the more serious offence types than offenders with victims aged 14 years or less. This may have been a contributing factor to the perceived difference in average custodial sentence lengths imposed on offenders with young victims to custodial sentence lengths imposed on offenders with older victims. There was not enough data to examine this more thoroughly. Table 9 Average custodial sentence length in months according to extent of physical injury and age group of victims1 Hospitalisation required Medical treatment required Minor physical injuries No physical injuries All types of injuries 0 – 14 years 15 – 19 years 20 + years (n=15) (n=23) (n=153) 17.6 17.8 31.3 13.8 24.6 12.9 6.0 4.6 10.4 6.0 9.0 11.3 11.4 17.5 16.7 Note: 1 This table excludes 12 charges where the extent of injury was death and the most serious sentence was imprisonment, as all related victims were aged 20 years or older. This table also excludes 39 charges where the age of the victim was unknown and/or the extent of physical injury was unknown. Although this difference was just over 5 months, there was insufficient evidence to reject the hypothesis that these two averages were equal when a statistical test of significance was conducted. 4 11 5 Summary Ministry of Justice researchers searched 782 court files, all relating to physical (non-sexual) abuse charges. Demographic information about the victim and offender was collected from these files, as well as information about the incident. The sentences imposed for these charges were compared for victims of different ages. Most (84%) of the victims were aged at least 20 years, with 6% being aged 14 years or less. Just over half (58%) of the victims were female. The offender was the partner or ex-partner of the victim for 38% of charges and was a stranger for 20% of charges. Offenders who physically abused children aged 14 years or less did not appear to receive less serious sentences than offenders who abused adults. Of the 41 charges involving victims aged 14 years or less, 16 charges (39%) resulted in a custodial sentence being imposed on the offender. Of the 67 charges involving victims aged 15 to 19 years, 23 charges (34%) resulted in a custodial sentence being imposed on the offender. Of the 571 charges involving victims aged 20 years or more, 169 (30%) resulted in a custodial sentence being imposed. Offenders who physically abused children aged 14 years or less may have received slightly shorter custodial sentences, on average, than offenders who abused adults. The average custodial sentence imposed on offenders with victims aged 14 years or less was 11.4 months. The average custodial sentence imposed on offenders with victims aged 15 to 19 years was 17.5 months. The average custodial sentence imposed on offenders with victims aged 20 years or more was 16.7 months. The longer average sentence length imposed on offenders with older victims may be attributable to the more serious types of offences these offenders tended to be charged with. The extent of injuries received by the victim had an important bearing on the sentence imposed by the judge. For incidents with similar amounts of physical injury inflicted on the victim, the offender was generally more likely to be sentenced to imprisonment if the victim was 14 years old or younger than if the victim was 20 years old or older. Community-based sentences were approximately equally likely for offenders with young victims and offenders with older victims, regardless of the extent of physical injury inflicted on the victim. 12