This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics A General Method for Analyzing Resonant and Soft-charging Operation of Switched-Capacitor Converters Yutian Lei, Student Member, IEEE, Robert C.N. Pilawa-Podgurski, Member, IEEE Abstract—Traditionally, switched-capacitor (SC) converters have suffered from high transient currents, which limit both the efficiency and power density of such converters. Soft-charging operation can be employed to eliminate the current transients and greatly improve the power density of SC converters. In this approach, a second-stage magnetic converter is cascaded with the SC stage to act as a controlled current load. Another approach is to use resonant SC converters with zero current switching. This paper shows that resonant and soft-charging operations of SC converters are closely related, and a technique will be proposed which achieves either operation by adding a single inductor to existing SC topologies. In addition, since most preexisting resonant or soft-charging SC converters were devised in an ad hoc manner, this paper formulates an analytical method that can determine whether an existing conventional SC converter topology is compatible with the proposed approach. A number of common SC topologies are analyzed, including Dickson, seriesparallel, ladder, Fibonacci and doubler configurations. Through comparison to simulated results as well as experimental work, the proposed method is validated and a family of high performance SC converters is obtained. Index Terms—soft-charging, switched-capacitor converter, zero current switching, resonant. I. I NTRODUCTION OLTAGE-SOURCE power converters are predominantly implemented using magnetic components (inductors or transformers) as energy storage elements. Due to their relatively low energy density, the magnetic components are bulky in size and costly to build. On the other hand, the efficiency and power-density of dc-dc converters need to be continuously improved due to increasing demands in areas such as computing and portable devices. As a result, switchedcapacitor (SC) converters [1]–[10] are gaining popularity. These converters use capacitors as the energy storage element and consequently can achieve higher power density and greater suitability for on-chip integration compared to magnetic-based converters. Additionally, SC converters also tend to achieve a higher efficiency at large voltage conversion ratios [11]. These advantages make SC converters desirable for a broad range of applications, including voltage balancing [2], [3], energy buffering [4], CMOS integrated power conversion [5], [7], [12] and renewable energy harvesting [8]. However, SC converters also have certain drawbacks, which limit their performance in some applications [13]. Since the V The authors are with the Department of Electrical and Computer Engineering, University of Illinois at Urbana-Champaign, Urbana, IL, 61801, USA. E-mail: {lei10, pilawa}@illinois.edu capacitors are directly charged/discharged by other capacitors or voltage sources, large transient current spikes can occur, which limit the efficiency and power density of the converter. Moreover, these transient effects increase the device stress and can cause undesirable electromagnetic interference (EMI) problems. To reduce the current spikes, either large capacitors or higher switching frequency has to be employed, neither of which is a satisfactory solution. The quasi-switchedcapacitor converter given in [14] manages to reduce the peak of the current transient, but results in the same power loss as conventional SC converters. Resonant SC converters (or soft-switching SC converters), which incorporate one or more inductors, have been proposed to eliminate the current transients [15]–[25]. Because of the resonant inductor, the capacitor current becomes sinusoidal, and if the switching takes place at the moment when the current reaches zero, resonant SC converters can operate in zero current switching (ZCS) mode. This mode of operation enables such converters to operate at higher frequencies and achieve higher power density than their hard-switched counterparts. Another drawback of SC converters is that high efficiency is only achieved at one or a few conversion ratios. This limits the application of SC converters to mostly low power applications. In higher power applications, the solution is usually to cascade a magnetic converter to act as a post-regulation stage [26]– [29]. However, the overall converter size may increase and the peak conversion efficiency may be reduced. An effective method to enable lossless regulation and eliminate the detrimental current transients in SC converters simultaneously is called soft-charging operation, as first demonstrated with a merged two-stage converter in [30], [31]. In this architecture, a second-stage buck converter is cascaded to the output of a step-down SC converter and acts as a controlled current load. The buck converter operates at a low voltage and high frequency, enabling high bandwidth regulation and reduced magnetic component size. The difference between soft-charging operation and the aforementioned two stage designs is that in soft-charging operation, the output capacitor of the SC stage is removed and the flying capacitors of the SC converter are charged/discharged by a controlled current source (the buck converter). This mode of operation eliminates current transients, enabling the SC converter to operate with large capacitor voltage ripples with high efficiency. Larger capacitor voltage ripples result in larger energy transfer through capacitors in each switching cycle, yielding significant power density improvements of the SC converter. Therefore, the size 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics II. C APACITOR C HARGE S HARING L OSS AND S OFT- CHARGING C ONCEPT A generic SC converter model is shown in Fig. 1, which consists of an ideal fixed-conversion-ratio stage with an output-referred impedance [35]. The output impedance directly reflects the efficiency of the converter, and incorporates both the conduction loss and the capacitor charging/discharging loss. This impedance is usually plotted against the switching frequency to reveal the characteristics of the SC converters. A typical such plot is shown in Fig. 2, which shows two asymptotic operating regions for SC converters: the fast switching limit (FSL) and the slow switching limit (SSL) [11] [36]– [39]. The FSL occurs at high switching frequencies, when the dominating loss is the conduction loss due to the resistance of the switches as well as the ESR of the capacitors. As can be seen in Fig. 2, the output impedance in the FSL region is independent of the switching frequency. On the other hand, the SSL occurs at low switching frequencies, when the output impedance is dominated by the charging/discharging loss of the capacitors during the charge redistribution process at phase transitions. The SSL impedance depends on the switching frequency and capacitor values, and cannot be reduced by m:n + Rout + Vin Vout - - Fig. 1: Generic model of a switched-capacitor converter. 100 Output impedance (Ω) of both the buck converter as well as the SC converter can be reduced. It is also possible to achieve the same regulated soft-charging operation by adding only an inductor and utilizes the existing switches from the SC converter to form a buck converter cell. In this approach, no additional switches are necessary and the control of the converter is simlified [32] The switched-capacitor stage employed in [30], [31] had a seriesparallel configuration that readily lends itself to soft-charging operation. Another recent implementation of the soft-charging two-stage design utilizes a variable ratio SC stage and achieves significant power density improvements over conventional approaches [33], [34]. There are many SC topologies that may also be designed to operate in soft-charging mode and yield similar benefits, but to date, no formal method exists to evaluate SC converters for their potential use in soft-charging architecture. One of the main contributions of this work is the development of such a formal method. In this paper, the origin of the transient current and associated loss are first introduced and the concept of soft-charging revisited. The requirements imposed on the SC converters by soft-charging operation are postulated. Resonant SC converters and soft-charging SC converters are then analyzed, and it is shown that their terminal behaviors are closely related. This makes it possible to use similar techniques to analyze and synthesize both types of converters. We present a technique to achieve soft-charging or resonant mode of operation with a single inductor added to existing SC converter topologies. In addition, in order to expand the family of soft-charging SC converters, a formal method is presented to analyze arbitrary SC topologies to determine their suitability for the proposed technique. Supported by simulation and experimental results, this new family of SC converters is shown to have the potential to achieve a higher efficiency and higher power density compared to traditional SC converters. SSL 10−1 FSL 105 106 Frequency (Hz) 107 Fig. 2: Output impedance of a typical SC converter. lowering the series resistance. Fundamentally, the SSL power loss is the result of charging/discharging the capacitor with a constant voltage source or another capacitor, as illustrated in Fig. 3a and Fig. 3b respectively. We will examine case 2 (Fig. 3b) more closely since case 1 (Fig. 3a) can be seen identical to case 2 with C2 being infinite. When the switch closes, since the capacitor voltage cannot change instantaneously, the mismatch of the initial capacitor voltages will be present across the series resistor, resulting in a large instantaneous current as shown in Fig. 4. The power loss incurred for complete charge redistribution for the schematic showing in Fig. 3b can be easily calculated and is given by 1 C1 (VC1(t=0) − VC2(t=0) )2 fsw 4 1 2 fsw , (1) = C1 ∆V(t=0) 4 assuming C1 = C2 . This equation is valid provided that the duration of each phase is much larger than the time-constant of the circuit, i.e. in SSL region of operation. As can be seen, this power loss does not depend on the value of the series resistance. Instead, it depends on the initial voltage difference between the capacitors. Additionally, the initial difference in capacitor voltages is due to the charge transfer in the previous cycle, and thus is proportional to the charge drawn by the load and inversely proportional to the capacitor values. Moreover, the change of charge in the capacitor is proportional to the duration of the charge/discharge, and thus is inversely proportional to the switching frequency. These relations are summarized below. 1 1 , , (2) ∆V ∝ fsw Cf ly Ploss = 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics RESR + − Vin RESR C1 C2 (a) Capacitor charged by a voltage source. C1 (b) Capacitor charged by another capacitor. Fig. 3: Basic capacitor charging scenarios. 0.8 Voltage (V) 100 Voltage of C1 Voltage of C2 80 0.6 60 0.4 40 0.2 0 20 Current of C2 0 0.2 0.4 0.6 0.8 Time (s) Current (A) 1 0 1.2 1 ·10 −5 Fig. 4: Capacitor voltages and current waveform in charge redistribution process. where Cf ly represents the overall flying capacitor value, and for the circuit in Fig. 3b, it is simply C1 . Substituting (2) into the power loss equation in (1), we have Ploss ∝ 1 1 , fsw Cf ly . (3) For more complex SC converters, more complicated charge sharing scenarios will arise, but the general relationship stays the same, as shown by the analytical results given in [11]. To reduce the charge sharing loss, one may simply increase the switching frequency so that the converter operates in the FSL region. However, it is often not favorable to do so, since the transistor switching losses, as well as the bottom plate capacitance losses in integrated SC converters, increase as the switching frequency increases. Alternatively, increasing the flying capacitor values can push the FSL region of operation to a lower frequency, but it inevitably increases the circuit size and cost. To overcome this dilemma, the soft-charging technique was proposed to eliminate the capacitor charge sharing loss [30]. In soft-charging operation, a controlled current load is placed in the charging/discharging paths of the capacitors. The majority of the voltage mismatch between the capacitors and the input/output will be present across the current load, instead of across the switch resistance. With this technique, the capacitor charging loss that is present in conventional SC converters is recovered through the controlled current load, which typically is a high frequency magnetic converter. As a result, smaller capacitance can be used without sacrificing the efficiency, despite the resultant larger capacitor voltage ripples. This is the key benefit of soft-charging operation. Given the origin of the charge sharing loss, this paper postulates two requirements for achieving soft-charging operation. The first requirement is that the load must behave as a controlled current source, whose voltage is permitted to change instantaneously to accommodate the voltage mismatch between the flying capacitors and the load during phase transitions. In practice however, the majority of the loads are voltage-source loads or current-source loads with large decoupling capacitors. Therefore, an interfacing element typically has to be inserted between the SC converters and the voltage-source load. Buck converters can be such an interfacing element, providing controlled charging/discharging of the capacitors while regulating the output voltage [30], [31]. As will be shown in Section III, the buck converter can also be replaced by an inductor, while still achieving soft-charging operation. The second requirement for soft-charging operation is that there should be no voltage mismatch within the flying capacitor network during phase transitions. In [30], [31], a series-parallel SC stage was chosen as the SC topology, since the flying capacitors are simultaneously connected to the output either in series or in parallel, and therefore, can always be charged/discharged in the same manner through the load current. Other SC topologies tend to have more complex switching configuration and it is not immediately apparent whether soft-charging of all flying capacitors can be achieved by cascading a second-stage converter (or an inductor) alone. Section IV introduces a formal method for evaluating an arbitrary SC topology and determining whether soft-charging operation is possible. This method replaces the ad-hoc approaches that have been employed to date [30], [33]. III. S OFT- CHARGING O PERATION WITH AN I NDUCTOR Since an inductor allows instantaneous change of its terminal voltage, it can also act as a controlled current load [40] [32]. In fact, the buck converter is able to facilitate soft-charging operation precisely because of the inductor it contains. In this section, the technique of adding an inductor alone to achieve soft-charging is presented. Furthermore, it will be shown that resonant operation can also be achieved using the same technique. To illustrate the technique, a simple 2-to-1 SC converter is shown in Fig. 5a, and a modified structure is shown in Fig. 5b. As can be seen in Fig. 5b, the technique to achieve resonant and soft-charging operation is to add an inductor at the output of the SC converter, immediately before the output capacitor. The simple circuit structure in Fig. 5b allows direct circuit analysis using differential equations [40]. Figure 6 plots the simulated output impedance as a function of frequency for both the original SC converter (Fig. 5a), as well as the modified converter (Fig. 5b). It can be seen that for the original SC converter, the output impedance reduces as the frequency increases, while leveling off at high frequencies, marking the transition from SSL to FSL. The output impedance curve is more complicated for the modified converter, but a few key observations can be made. First, with the additional inductor, the modified converter is able to reach the same minimum impedance at a much lower switching frequency, due to the elimination of the current transient and associated loss. Therefore, the proposed converter can achieve the same 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics φ1 Vin + φ2 Cfly + − φ1 φ2 Vload Cout (a) Example 2-to-1 SC converter. L1 φ1 Vin φ2 + + Cfly + − φ2 Vsc φ1 Cout Vload - (b) Example 2-to-1 SC converter with an inductor. Fig. 5: Schematics of a simple SC converter. ConventionalhSChconverter SChconverterhwithhanhoutputhinductor 0 Outputhimpedanceh(Ω) 10 −1 10 h 4 10 5 10 Frequencyh(Hz) 6 10 Fig. 6: Simulated output impedance vs frequency. efficiency as conventional SC converters while using significantly lower switching frequency, or equivalently, significantly smaller flying capacitor values. The second observation is that, at lower frequencies, the output impedance oscillates around the SSL impedance of the conventional SC converter. The minimum frequency at which the converter is able to stay in FSL operation can be defined as fcrit and for the modified converter in Fig. 5b, it is given by 1 √ (4) fcrit = 2π LC where L is the added inductance and C is the collective capacitance in series with the inductor. In the case of the example SC converter in Fig. 5b, the capacitance is simply Cf ly . For more complex SC converter topologies, this equivalent capacitance can be obtained by calculating the equivalent series and parallel connected capacitance at the inductor input node for each phase. For instance, for the 4-to-1 Dickson converter shown later in Fig. 10, the effective capacitance in Phase 1 is (C1 k C2 + C3 ) and the capacitance in Phase 2 is (C2 k C3 + C1 ). Both phases have the same equivalent capacitance of 1.5C1 assuming C1 = C2 = C3 . For converter topologies that have different equivalent capacitance in each phase (such as the Fibonacci and series-parallel), there is a critical frequency for each phase, and the overall critical frequency is the weighted average of the individual frequencies according to the duty ratio. Note that the critical frequency corresponds to the resonant frequency of the circuit. To understand the frequency dependent behavior of the modified SC converter, the terminal voltage before the inductor (Vsc in Fig. 5b) as well as the inductor current are shown in Fig. 7 at 3 different frequencies - the resonant frequency (fcrit ) as well as below (f2 ) and above (f1 ) the resonant frequency. It can be seen that, above the resonant frequency, the current waveform (Fig. 7a) is smooth and has small ripple, due to the filtering effect of the inductor. Moreover, since the flying capacitor is always in the same current path as the inductor, the conventional current spikes of the capacitor are eliminated, and the capacitors transfer charges in soft-charging mode, with no charge transfer loss. The effect of this can be seen directly from Fig. 6, where for switching frequencies larger than the critical frequency, the SC converter has the minimum FSL output impedance. As the switching frequency is reduced, the current waveform has larger ripple, while having the same average value, since the load current is kept constant. At the resonant frequency, fcrit , the inductor current takes the shape of a rectified sinusoid, and the current reaches zero at moments of phase transitions, as shown in Fig. 7b. Thus, zero current switching can be achieved at the resonant frequency. As can be seen in Fig. 6, the impedance of the converter at resonance is slightly larger than the FSL impedance. This is because the sinusoidal current has larger RMS value than the near constant current in FSL operation. As the switching frequency is reduced further (Fig. 7c), the inductor current drops negative during each cycle, resulting in a much larger RMS current for the same average power delivered. This is why the impedance increases sharply for fsw < fcrit . At one half of the resonant frequency defined by (4), the current becomes nearly a full-wave sinusoid, giving a peak impedance in Fig. 6. This peak repeats itself at lower frequencies when the current waveform has multiple periods of the full-wave sinusoid, at fsw = n1 fcrit , where n is an integer and n ≥ 2. Therefore, fcrit given in (4) sets the lower bound on the switching frequency for which near FSL impedance in soft-charging operation can be achieved. It can be noted that the reduction in frequency and capacitance with soft-charging operation can be achieved but at the expense of adding an inductor. While the trade-off between the capacitor values and inductor values should be evaluated on a case-by-case basis, in general, adding an inductor results in better utilization of passive components than simply using larger capacitance. For a traditional SC converter circuit, whether the high current transient takes place is determined by the time constant of the circuit - RESR C, where RESR is the series resistance in each conducting branch and C is the capacitance in each branch. Thus the critical frequency at 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. sc 8 8.5 Vsc (V) (V) 8.5 8 V Vsc (V) This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics 7.5 7.5 0 2 4 6 0 5 Time (µs) 0 2 4 6 10 5 0 −5 0 5 Time (µs) Time (µs) (a) fsw = f1 > fcrit . 8 7 10 iL (A) L 10 5 0 −5 i (A) iL (A) Time (µs) 9 10 10 5 0 −5 0 5 10 Time (µs) 15 20 0 5 10 Time (µs) 15 20 (b) fsw = fcrit . (c) fsw = f2 < fcrit . Fig. 7: SC stage voltage (Vsc in Fig. 5b) and inductor current of the modified 2-to-1 converter. which the conventional SC converter enters FSL operation is on (5) It can be seen that the switching frequency is inversely proportional to the product of the equivalent series resistance and capacitance. Thus, for a given desired critical frequency, the capacitance must be increased if the resistance is lowered. This limitation can be clearly seen in Fig. 8a, where the power loss of a pure SC converter is plotted against two different switch Rds,on values. Even when the Rds,on of the switch is reduced by a factor of 10, to see a factor of 10 reduction in the power loss, one needs to increase the switching frequency by a factor of 10, or equivalently, increase the capacitor values by a factor of 10. This is due to the inversely proportional relationship among the resistance, capacitance and switching frequency. On the other hand, with the additional inductor presented here, the critical frequency is decoupled from the series resistance, and only depends on the inductance and the capacitance, as shown in (4). The effect can be seen in Fig. 8b, where a reduction in the series resistance instantly brings a nearly equal reduction in power loss, without the need to increase the capacitance nor the frequency. Therefore, the addition of the inductor gives the designer the choice of using smaller on-state-resistance switches and introduces a new design dimension in which the converter can be optimized. Also can be observed from Fig. 8b is that oscillation does not occur for the case of Ronq= 100 mΩ. This is because the system is over-damped ( R2 C L < 1) for large resistance values. In this case, the RC time constant starts to dominate the frequency response of the system again, and soft-charging operation does not take place. As a result, there is no change in power loss by adding the small inductor, as can be seen by comparing the red dotted lines in Fig. 8a and Fig. 8b. In this case, a larger inductance would have been needed to achieve a reduction in power loss in the SSL region. Therefore, in addition to the critical switching frequency requirement given in (4), the soft-charging (as well as resonant) SC converters need q to be designed such that the system is under-damped ( R2 C L < 1). Nevertheless, a lower series resistance is one of the goals for power converters aiming for high conversion efficiency, especially for applications with small load resistances. This naturally coincides with the R =10 mΩ Power loss (W) 2πRESR C R =100 mΩ on 0 10 −1 10 −2 10 4 10 5 6 10 7 10 10 Frequency (Hz) (a) Conventional SC converter. 1 10 R =100 mΩ on R =10 mΩ Power loss (W) fcrit = 1 1 10 on 0 10 −1 10 −2 10 4 10 5 6 10 10 7 10 Frequency (Hz) (b) Soft-charging SC converter. Fig. 8: Power loss at different frequencies for different Rds,on values, for the circuit in Fig. 5. Simulation parameters: C = 10 µF , L = 0.1 µH design goal of the soft-charging SC converters. In discrete implementations, the addition of the inductors often results in overall improvement in energy utilization of the passive components. While the inductor is more difficult to integrate than the capacitors given the current IC technology, the energy density and quality of integrated inductors are improving as more advanced processes are adopted [13], [41], [42], and the proposed converter is able to take advantage of the progress and advancement of technologies in inductors, capacitors and switches simultaneously. IV. A NALYZING AN A RBITRARY SC T OPOLOGY FOR S OFT- CHARGING O PERATION It was shown in the previous section that resonant and softcharging operation are closely related and both modes of op- 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics eration can be achieved with a single additional inductor. The example used was a 2-to-1 SC converter, which easily satisfies the second condition given in Section II, which states that to achieve full soft-charging operation, there can be no voltage mismatch among the flying capacitors during phase transitions. The example 2-to-1 SC converter satisfies this condition easily since it only has a single flying capacitance. More complicated SC converters have multiple flying capacitors connected in a number of different configurations. Thus, it is of great interest to determine whether this proposed technique can be broadly applied to other SC converter topologies. To answer this question, a general method is derived in this section to determine if an arbitrary SC converter topology can operate in resonance or soft-charging operation with the addition of an output inductor [43]. Since resonance with the inductor at the output can be viewed as soft-charging operation at a special switching frequency, only the term, soft-charging, is used in this section for convenience. In essence, the proposed method examines the charge flow characteristics of an SC converter topology and observes the change in capacitor voltage subject to Kirchhoff’s Voltage Law (KVL) constraints. In each phase of the SC converter, the voltage across a capacitor changes according to the charge flow in the given phase. When the converter switches to the next phase, KVL poses new constraints on each component. Complete soft-charging is achieved if and only if the ideal capacitor network satisfies KVL at all times, including at phase transitions. If during any period, the KVL constraint is not satisfied, the voltage discrepancy will appear across the series resistances, resulting in a charge transfer impulse. The KVL constraint is present whether soft-charging or resonant operation is of interest, and thus the analysis presented in this section applies to both operations. A. General analysis using Dickson converter as an example The analysis method in this work is illustrated with a 4-to-1 SC converter in Dickson configuration [5], [44], [45] shown in Fig. 9. To simplify the analysis, a constant current source is used as the load for this and all following examples, while we note that a practical implementation would use a magneticbased converter or an inductor. The two phases of the Dickson topology are shown in Fig. 10a and Fig. 10b respectively. In each phase of Fig. 10, the circuit consists of a number of closed loops, and a KVL equation can be written for each loop. For example, the following two independent KVL equations can be written for phase 1 of the Dickson converter (Fig. 10a): ( Vin − VC3 − Vout = 0 (6) VC2 − VC1 − Vout = 0 and for phase 2 (Fig. 10b): ( VC3 − VC2 − Vout = 0 VC1 − Vout = 0 (7) These KVL equations can be written in a matrix-vectorproduct form as Ai vi = 0, (8) C3 C1 Vin φ1 + − φ2 φ1 φ1 φ2 φ2 Iload φ1 φ2 C2 Fig. 9: 4-to-1 Dickson topology. C2 C3 Vin + − C1 C3 Iload C2 (a) Phase 1. C1 Iload (b) Phase 2. Fig. 10: 4-to-1 Dickson topology in each phase. where Ai is called the reduced loop matrix of the ith phase [46] and the voltage vector v is defined as v = [vin vc1 vc2 vc3 vout ]T T T = [vin vc vout ] (9) (10) In this analysis, the entries of the loop matrices are positive if the circuit element is traversed from the negative terminal to the positive terminal and vice versa. Combining the definitions in (8) (9) and the KVL equations in (6) (7), the loop matrices are found to be 1 0 0 −1 −1 0 0 −1 1 −1 A1 = and A2 = . 0 −1 1 0 −1 0 1 0 0 −1 Denoting the voltage vector at the start of phase 1 as v1 , KVL analysis yields A1 v1 = 0, (11) which captures the KVL constraints given by (6) at the moment when the converter has begun phase 1 operation. At the end of phase 1, the voltage vector becomes v1 + ∆v1 , creating a second KVL constraint: A1 (v1 + ∆v1 ) = 0, (12) where ∆v represents the change in voltage due to charge being delivered to the load, and is in the form of [∆vin ∆vc T ∆vout ]T , similar to the voltage vector in (9) . Since both (11) and (12) must be satisfied, a resulting constraint is that the vector ∆v must satisfy A1 ∆v1 = 0. (13) From a circuit intuition point of view, (13) describes the fact while the individual node voltages can (and will) change as a result of charge transfers, the sum of the changes in a KVL 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics loop must be zero. Similarly for phase 2, we have (14) 2 A2 ∆v = 0. Note that the ∆vin component of ∆vi is typically zero since the input voltage is considered constant. This information can be included in the loop matrices by adding a row of [1 0 0 0 0] to both A1 and A2 , resulting in A1m and A2m respectively, where the subscript m indicates a modified reduced loop matrix. Correspondingly, (13) and (14) become (15) A1m ∆v1 = 0 (16) 2 A2m ∆v = 0 The solution to (15) and (16) represents the set of permissible voltage changes that satisfy KVL and ∆vin = 0. This solution is the nullspace of A1m and A2m , by definition. Let w and u be the collective basis for nullspaces of A1m and A2m respectively. It follows that any solution to (15) and (16) can be represented by a linear combination of the basis: ∆v1 = a1 w1 + a2 w2 (17) ∆v = b1 u1 + b2 u2 (18) 2 In the case of the 4-to-1 Dickson converter, such basis can be found1 as 0 0 0 0 0.362 0.607 0.518 −0.482 w = 0.763 0.131 and u = 0.398 −0.664 . 0.761 −0.146 −0.157 −0.613 0.157 0.613 0.362 0.518 For conventional SC converters, we have the additional constraint that ∆v1 = −∆v2 , (19) from the condition of periodic steady-state operation. This is because in a capacitive network, the voltage changes must sum up to zero in a full switching cycle. Combining (17) (18) and (19), we have a1 w1 + a2 w2 + b2 u1 + b2 u2 = 0 . Note that (20) can be written in a matrix form as a1 a2 w1 w2 u1 u2 b1 = 0 . b2 (20) (21) For the conventional Dickson SC converter, no solution for (21) can be found, except for the trivial case of zero. This means that no voltage change exists for the circuit that satisfy KVL at all times. This result is reassuring and consistent with the behavior of conventional SC converters, where it is well-known that this instantaneous voltage mismatch at phase transitions is what gives rise to the power loss from charge redistribution [11]. Hence, conventional SC converters have to rely on high switching frequency or larger capacitor values to minimize the voltage mismatch and the associated power loss. 1 For example, by using the command ”null” in Matlab, which will yield a set of orthonormal basis. However, with soft-charging operation, the SC stage output node is connected to an inductor, and the inductor voltage is allowed to change instantaneously during phase transitions, as opposed to the capacitor voltages, which must be continuous. Stated in another way, the parameter ∆vout defined previously is no longer a state variable in a switch-linear circuit, and can be discontinuous. As a result, the change in output voltage in 1 phase 1 due to the current load, ∆vout , does not necessarily 2 equal −∆vout . Therefore, the inductor introduces one more degree of freedom to the system. To mathematically express this additional degree of freedom, the basis w and u can be modified by removing the last element in each column (the entry that represents ∆vout ), resulting in the new basis w̄ and ū. Now, replacing the basis in (21) with the newly formed w̄ and ū, we obtain for the soft-charging converter: a1 a2 w̄1 w̄2 ū1 ū2 (22) b1 = 0 . b2 Mathematically. the matrix in (22) has a reduced rank compared to the one in (21), and thus a non-zero solution can be found. Solving (22) for the Dickson converter, we obtain a1 0.120 a2 −0.697 = (23) b1 −0.607 . −0.364 b2 The voltage change vectors in each phase can then be found using (17) (18), yielding 0 0 −0.408 0.408 2 1 (24) ∆v = 0 and ∆v = 0 . −0.408 0.4088 −0.408 −0.408 Note that the original basis are used to obtain the voltage change at each node. From (24), it can be seen that the net change in the capacitor voltages is zero (i.e., each column adds to zero), except for the last entry. This entry represents ∆vout , which is the node that can be discontinuous owing to the softcharging operation. Having obtained the change in capacitor voltage required to satisfy KVL in each phase, we can then calculate the required capacitance for soft-charging operation as: Cj = qj /∆vcj , (25) for each capacitor j. Equation (25) requires the charge that flows into each flying capacitor to be found for each phase. For any well-posed switched-capacitor topology, a charge flow vector can be obtained for each phase either by inspection [11] or Kirchhoff’s Current Law [36]. In this work, the charge flow vector is defined as the vector of charge that flows into the positive terminal of each element in the circuit and is given in the form of q = qin qc1 qc2 qc3 qout . The charge flow vectors for the Dickson converter of this 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics 100 −1 1 −1 Hard-charging Soft-charging 1 Soft-charging 2 2 . Together with the voltage change vector found in (24), the capacitor values are obtained using (25) and are simplified as follows. C1 1 C2 = ∞ C3 1 It can be seen that the Dickson topology can achieve complete soft-charging only when C2 = ∞ and C1 = C3 . In practice, this means that it can approach soft-charging with a C2 large enough compared to C1 and C3 . As can be seen from (24), the output voltage ripple has the same magnitude as the voltage ripple of C1 and C3 under soft-charging operation. Thus, for soft-charging operation with the Dickson converter, a designer would want to minimize the charging/discharging loss by maintaining a relatively large C2 /C1 ratio while keeping the output ripple of the SC stage tolerable with a second-stage converter or an inductor. To summarize, the following steps are used to determine whether any given SC topology is compatible with softcharging or resonant operation using a single inductor connected to the output of the SC stage: 1) Obtain the reduced loop matrix for each phase (A1 and A2 ) using KVL analysis. 2) Add a row of [1 0 0 ... 0] to A1 and A2 , obtaining A1m and A2m . 3) Find the collective nullspace basis of A1m and A2m (w and u respectively). 4) Remove the last row of w and u to obtain w̄ and ū. 5) Use (22), (17) and (18) to find the change in capacitor voltages. 6) Find the charge transfer vector for each capacitor [11], [36]. 7) Use (25) to find the capacitance values required for softcharging. As demonstrated in this section, for a two-phase SC dc-dc converter, if a capacitor voltage change vector, ∆vc , can be found to satisfy KVL at all times, and the resultant capacitor values required are practical (finite and positive), the given topology is able to perform soft-charging and resonant operation and will exhibit no charging/discharging loss. Otherwise, at least one loop of the circuit will not be able to perform soft-charging, and the benefit will be limited. Power loss (W) example are found to be q1 = −1 1 −1 1 2 and q2 = 0 10−1 105 106 Frequency (Hz) Fig. 11: Power loss of Dickson converter at different frequencies. as switching frequency increases, while leveling off at high frequency, showing the transition from SSL to FSL. In softcharging operation, a significant reduction in power loss at lower frequencies is seen when the capacitors are such that C1 = C2 = C3 , as in the hard-charging case. However, a more prominent reduction is seen when the capacitor values are chosen such that C2 /C1 = 4, plotted in Fig. 11 as ’Softcharging 2’. This confirms that the Dickson converter can approach full soft-charging by maintaining a high C2 /C1 ratio, as predicted by the analysis in this work. The currents through the capacitor C2 of the Dickson SC converter (Fig. 9) in hard-charging and soft-charging operations with the converter switching at 250 kHz are shown in Fig. 12. The different waveforms are shifted apart in the time axis for clearer observation. It can be seen that under hard-charging condition, the capacitor current resembles the exponential discharge, as expected. With soft-charging 1, both the magnitude and the width of the impulse are reduced, while the tail of the exponential decay is raised. In the softcharging 2 case, with capacitor values selected according to the analysis result, the height and the width of the impulse is further reduced and current waveform resembles more of a square wave. The transient effect is not completely eliminated, TABLE I: Simulation parameters. Vin Iload 5V 2A Ron RESR 10 mΩ 1 mΩ Co,hard−charging Co,sof t−charging 100 µF 0.1 µF B. Simulation verification To verify that the analytical method is correct, the Dickson converter shown in Fig. 9 is simulated using LTSpice with simulation parameters given in Table I and Table II. A total capacitance of 30 µF is used for the flying capacitors. In hard-charging (conventional) operation, an additional 100 µF output capacitor is added in parallel to the current load while there is no output capacitance in the soft-charging simulation. The converters are operated at a fixed duty ratio of 0.5. The simulated power losses are plotted in Fig. 11. It can be seen that the hard-charging power loss decreases linearly TABLE II: Flying capacitor values. Configuration C1 (µF) C2 (µF) C3 (µF) Hard-charging Soft-charging 1 Soft-charging 2 10 10 5 10 10 20 10 10 5 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics 15 10 Current (A) 5 0 −5 Hard−charging Soft−charging 1 Soft−charging 2 −10 −15 1 2 3 4 5 Time (µs) 6 7 8 Fig. 12: Current waveform of capacitor C2 of the Dickson SC converter. TABLE III: The RMS and average current of capacitor C2 in a single phase. Configuration Hard-charging Soft-charging 1 Soft-charging 2 RMS current (A) Average current (A) 2.19 1.40 1.11 1.00 1.00 1.00 due to the fact that perfect soft-charging cannot be achieved. To quantify the change in the current waveform, the RMS and the average currents through the capacitor for one phase duration are calculated and tabulated in Table III. It can be seen that while in all cases the capacitor supplies the same average current over a phase duration, the RMS value of the current decreases from hard-charging operation to softcharging operation. Again soft-charging 2 is an improvement over soft-charging 1. Thus, the soft-charging operation reduces the impedance in the SSL region due to the improvement in the charging and discharging current waveform. C. Application to other topologies The general analysis method proposed is applied to four additional commonly used two phase switched-capacitor converter topologies - series-parallel, ladder, Fibonacci and doubler. The schematics are shown in Fig. 13a, 13b, 13c and 13d respectively. The same analysis is repeated for each of them and the results are shown in Fig. 14. It can be seen that for the series-parallel converter, a simple requirement for soft-charging is that all the flying capacitors have the same value. Under soft-charging condition, the output voltage ripple is shown to be equal to N − 1 times the change in any of the capacitor voltages, where N is the conversion ratio. These observations agree with the experimental work in [30]. In addition, the Fibonacci converter is also found capable of soft-charging operation with equal capacitors. On the other hand, for the ladder configuration, one can see that a negative capacitance is needed on C2 for soft-charging operation, which is not achievable. This means that the change in capacitor voltage of C2 is in the opposite direction of what is required to satisfy KVL. Thus, the single-output ladder topology is not compatible with soft-charging without modification, and a limited improvement is expected. As for the doubler converter, both C1 and C2 have to be infinite for complete soft-charging, indicating a partial soft-charging capability similar to that of the Dickson converter. To verify the analysis results, the circuits shown in Fig. 13 are simulated with the same parameters as those of the Dickson converter. Equal flying capacitors are used in all cases. Again, a constant current source is used as the load instead of an inductor to simplify the simulation and remove the effect of resonance, since in practice, operation below the critical frequency is to be avoided as shown in Section III. The corresponding power loss curves are plotted in Fig. 15. It should be noted that the power loss values are not intended for cross-comparison between different SC topologies. Rather, it is the reduction of the power loss by changing from hard-charging operation to soft-charging operation that is of key interest here. For both the series-parallel converter and the Fibonacci converter, soft-charging operation results in a significantly lower power loss in SSL region than in the hard-charging case, and the loss is almost independent of the frequency. The ladder configuration only receives very limited benefit from soft-charging and a strong frequency dependency is still seen on the power loss plotted in Fig. 15b. The doubler converter shows moderate improvement with softcharging. These simulation results agree with the prediction of the analytical technique presented earlier. Since the Fibonacci converter is shown to be able to achieve full soft-charging operation, it is useful to examine the current waveform of the Fibonacci converter, as shown in Fig. 16. It can be seen that the waveform in soft-charging operation is a square wave, confirming that the current transient associated with capacitor charge redistribution has been eliminated. Table IV shows the RMS and average of the absolute values of the current through capacitor C3 of the Fibonacci converter. It can be seen that now the RMS current is almost equal to the average current in the soft-charging case, ensuring the lowest power loss. TABLE IV: The RMS and average of the absolute current of capacitor C2 of the Fibonacci converter. Configuration RMS current (A) Average current (A) hard-charging soft-charging 1.45 0.816 0.800 0.800 V. R ESONANT O PERATION WITH A S INGLE I NDUCTOR Resonant SC converters [15]–[25] have been proposed as an alternative that offers higher power density and lower switching loss compared to conventional SC converters. Resonant SC converters achieve ZCS operation by adding one or more inductors to a known SC topology [15]–[20], or in some cases making use of distributed inductance to shape the charge and discharge current [21]–[25]. While the inductor placement 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics φ2 Iload φ2 C2 φ2 φ1 Vin + − C3 φ1 φ1 C2 φ2 φ1 C1 φ2 φ2 Co Vin Iload + − φ1 φ2 + Vin − φ2 C3 φ1 C2 φ1 φ2 φ1 C1 φ1 φ1 φ2 φ1 φ2 C1 (b) 3-to-1 ladder. φ2 φ2 φ1 C3 (a) 4-to-1 series-parallel. φ1 Co φ2 φ1 C3 + Vin − Iload Co φ2 φ2 C1 φ1 φ2 (c) 5-to-1 Fibonacci. φ1 φ2 C2 Co Iload (d) 4-to-1 doubler. Fig. 13: Common switched-capacitor converter topologies. ∆v in " # C1 c1 ∆v ∆v = ∆vc2 , C = C2 ∆vc3 ∆vout C3 (a) General. 0 0 0 0 " # " # 1 1 −1 1 11 −1 1 2 1 2 ∆v = , ∆v = −1 , C = 1 ∆v = 1 , ∆v = −1 , C = −2 1 −3 −1 −1 1 1 −2 −1 −1 1 (b) Series-parallel. 0 0 " # 2 1 −1 −2 1 2 ∆v = , ∆v = 1 , C = 1 (c) Ladder. 0 0 " # 1 1 0 −1 1 2 ∆v = , ∆v = 0 , C = ∞ (d) Fibonacci. (e) Doubler. 1 −3 −1 −2 1 0 −1 0 −1 ∞ Fig. 14: Voltage change vectors and relative capacitor values for soft-charging operation. varies, typically it is preferable to have only one additional inductor to reduce the complexity and parameter matching difficulty, and thus achieving ZCS operation with a single inductor is of interest in this paper. As was demonstrated in section III, ZCS resonant operation can be accomplished for the 2-to-1 example converter, at a switching frequency of fcrit , by adding one inductor at the output node. However, the basic 2-to-1 topology is simple to analyze and has already been exploited by many existing work [15], [17]. To date, it has not been clear whether resonant operation is possible with only one inductor, for a general SC converter with multiple charge transfer paths. It is postulated here that full ZCS on all switches can be achieved with a single inductor if the topology is compatible with full soft-charging operation. Since the single inductor is placed at the output node and is connected to the capacitor branches at all times, the same terminal voltage appears in all the capacitor branches. Provided that there is no current transient during phase transitions among the capacitor branches, which is guaranteed by soft-charging operation, sinusoidal inductor current ensures sinusoidal current in the capacitors and thus in the switches. To illustrate this concept, the currents through all the switches of a resonant Fibonacci converter (as shown in Fig. 17) are plotted in Fig. 18. It can be seen that, since the Fibonacci converter is compatible with full softcharging operation, indeed all the switches turn on and off at the zero crossings of the current waveforms and thus sinusoidal inductor current ensures ZCS for all switches. A similar case can be shown for the series-parallel SC converter. Therefore, two new ZCS resonant two-phase SC converter based on the 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics hard-charging soft-charging hard-charging soft-charging 100 Power loss (W) Power loss (W) 100 10−1 10−1 105 106 Frequency (Hz) 105 106 Frequency (Hz) (a) Series-parallel. (b) Ladder. 100 hard-charging soft-charging Power loss (W) Power loss (W) 100 10−1 105 hard-charging soft-charging 10−1 106 Frequency (Hz) 105 106 Frequency (Hz) (c) Doubler. (d) Fibonacci. Fig. 15: Power loss of hard-charging and soft-charging SC converters from LTSpice simulation. 6 SW10 + Vin − 4 Current (A) 2 C3 C2 SW8 SW9 SW1 SW4 SW7 L C1 SW5 SW6 SW2 SW3 Co Iload Fig. 17: Resonant Fibonacci converter with a single inductor at the output. 0 −2 −4 −6 hard−charging soft−charging 0 1 2 3 4 Time (s) 5 6 7 8 or in high frequency designs, where switching loss is more significant, operating at resonance with ZCS would yield the highest efficiency. −6 x 10 Fig. 16: Current waveform of capacitor C3 of the Fibonacci converter. series-parallel and the Fibonacci structures are possible, based on the technique presented in this work. Whether one should choose soft-charging operation or ZCS operation often depends on the load conditions. At heavy load, where conduction loss dominates, it would be beneficial to operate at higher frequencies in soft-charging mode to minimize the current ripple. On the other hand, at light load VI. E XPERIMENTAL R ESULTS A hardware prototype is implemented for the soft-charging Dickson SC converter, but extended to a voltage conversion ratio of 8 to 1. The schematic is shown in Fig. 19. A total of 12 GaN switches are used, together with seven flying capacitors of various voltages and one inductor. The design specification can be found in Table V while a full component listing is provided in Table VI. A photograph of the hardware prototype is shown in Fig. 20. All the components are placed on the top side of the PCB for clear illustration. A prototype of the conventional Dickson SC converter is also built for the purpose of comparison, with the same set of switches. The 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics 3 Isw1 2 Isw2 Current (A) 1 Isw3 0 Isw4 −1 Isw6 Isw5 Isw7 −2 Isw8 Isw9 −3 Isw10 −4 0 2 4 6 8 Time (µs) 10 12 14 Gate signal for SW1 SW3 SW5 SW7 SW9 0 2 4 6 8 Time (µs) 10 12 14 Gate signal for SW2 SW4 SW6 SW8 SW10 0 2 4 6 8 Time (µs) 10 12 14 Fig. 18: Current waveform of all the switches in the Fibonacci converter as shown in Fig. 17. C7 C5 C3 C1 S4 Vin + − S12 S11 S10 S9 S8 S7 S6 S1 Co Rload S5 + Vsc S3 S2 C2 C4 Fig. 20: Annotated photograph of the experimental converter prototype, with a U.S. penny added for perspective. output impedance. The efficiency represents an approximate 2x power loss reduction at 53 W. For both cases, the measured efficiencies do not include the power loss due to control circuit and gate drivers. The combined loss of these components are approximately 0.5 W, which is mainly attributed to the poor efficiency of the level-shifting circuit used to power the gate drivers. Overall, the experimental results demonstrate that the soft-charging SC converter simultaneously achieves higher efficiency and higher power density than the conventional SC converter. To see the similarity between resonant and soft-charging operations, the current through the inductor is shown in Fig. 21 at three different switching frequencies. As can be seen, for fsw = fcrit (Fig. 21b), the current is sinusoidal and reaches zero at each phase transition, and thus ZCS operation is achieved. For fsw > fcrit (Fig. 21a), the current has a C6 Fig. 19: Schematic of the proposed soft-charging Dickson SC converter. only difference is that in the conventional Dickson converter, there is no inductor and the flying capacitors are all of value 2.2 µF. The volume of the passive components of the two converters are shown in Table VII. The total volume of the passive components of the SC converter with the inductor is 454 mm3 while that of the pure SC converter is 682 mm3 . It can be seen that even with the additional inductor, the volume of the proposed converter is still smaller than that of the pure SC converter, thanks to the improved utilization of capacitors due to soft-charging. The measured efficiencies of the proposed converter as well as the conventional SC converter at various load currents are plotted in Fig. 22. It can be seen that not only is the efficiency of the soft-charging converter always higher than that of the conventional hard-charging converter, but it also drops at a slower pace as the current increases, due to the lower TABLE V: Tested specifications. Vin Conversion ratio Pout fsw 200 V DC 8:1 53 W 250 kHz TABLE VI: Component listing of the proposed converter. Component S12 , S5 - S1 S11 - S6 Part number EPC2014 EPC2007 C7 , C5 C6 , C4 C3 C2 C1 Co C1812X224K2RACTU C2220C225MAR2CTU C0805C224K1RACTU C3216X7S2A225K160AB C1608X7R1H224K080AB C3216X5R1V226M160AC Inductor XAL5030-332 Level-shifters Micro-controller Parameters 40 V, 16 mΩ, 10 A 100 V, 30 mΩ, 6 A 250 V, 0.22 µF 250 V, 2.2 µF 100 V, 0.22 µF 100 V, 2.2 µF 50 V, 0.22 µF 35 V, 22 µF 3.3 µH ADUM5210 STM32f051 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics (a) fsw = 250 kHz > fcrit (b) fsw = 90 kHz = fcrit (c) fsw = 50 kHz < fcrit Fig. 21: SC stage voltage (Vsc in Fig. 19) (upper) and inductor current (lower). TABLE VII: Passive components volume comparison. Conventional Soft-charging Capacitor volume (mm ) Inductor volume (mm3 ) 681.8 - 378.9 75.0 Total volume (mm3 ) 681.8 453.9 3 much smaller ripple and the converter operates near FSL. For fsw < fcrit (Fig. 21c), the current goes negative in each phase. These experimentally obtained waveforms closely resemble the simulated waveforms in Fig. 7, with some voltage spikes as a result of switching dead-time in the practical implementation. Therefore, the hardware not only shows that soft-charging operation is able to achieve a high efficiency with smaller passive component footprint, but also confirms that resonant operation can be achieved at the specified frequency using the same technique. R EFERENCES VII. C ONCLUSIONS In this work, we have shown that soft-charging operation can be achieved with the addition of a single inductor. Using the proposed technique, ZCS resonant operation for SC converters can also be achieved at an appropriate switching Efficiency (%) 95 90 Vin= 150V, hard−charging Vin= 180V, hard−charging Vin= 150V, soft−charging Vin= 180V, soft−charging 85 0 10 20 30 40 Output power (W) frequency. In addition, we proposed a formal and general method to determine the conditions for soft-charging operation of an arbitrary two-phase switched-capacitor converter and the method is illustrated with a Dickson SC converter. It has been shown that the Dickson converter can approach complete soft-charging by appropriately selecting the flying capacitor values. The technique was verified with a discrete 8-to-1 Dickson converter. 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Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2014.2377738, IEEE Transactions on Power Electronics [42] [43] [44] [45] [46] L. Carloni, W. Gallagher, and K. Shepard, “A 2.5d integrated voltage regulator using coupled-magnetic-core inductors on silicon interposer,” Solid-State Circuits, IEEE Journal of, vol. 48, no. 1, pp. 244–254, Jan 2013. J. T. Dibene II, P. R. Marrow, C.-M. Park, H. W. Koertzen, P. Zou, F. Thenus, X. Li, S. W. Montgomery, E. Stanford, R. Fite, and P. Fischer, “A 400 amp fully integrated silicon voltage regulator with in-die magnetic coupled embedded inductors,” in Proc. Appl. Power Electron. Conf., Special Session on On-Die Voltage Regulators, 2010. Y. Lei and R. Pilawa-Podgurski, “Analysis of switched-capacitor dcdc converters in soft-charging operation,” in Control and Modeling for Power Electronics (COMPEL), 2013 IEEE 14th Workshop on, June 2013, pp. 1–7. H. Greinacher, “ber eine methode, wechselstrom mittels elektrischer ventile und kondensatoren in hochgespannten gleichstrom umzuwandeln,” Zeitschrift fr Physik A Hadrons and Nuclei, vol. 4, pp. 195–205, 1921. J.-T. Wu and K.-L. Chang, “MOS charge pumps for low-voltage operation,” Solid-State Circuits, IEEE Journal of, vol. 33, no. 4, pp. 592–597, Apr. 1998. L. O. Chua, C. A. Desoer, and E. S. Kuh, Linear and Nonlinear Circuits. Mcgraw-Hill College, 1987. Yutian Lei (S’11) received the B.A. and M.Eng degrees in Electrical and Information Science from University of Cambridge, UK, in 2012. He is currently pursuing a Ph.D. degree at University of Illinois, Urbana-Champaign. His research focus is on high performance dc-dc switched-capacitor converters. Robert Pilawa-Podgurski (S’06, M’11) was born in Hedemora, Sweden. He received dual B.S. degrees in physics, electrical engineering and computer science in 2005, the M.Eng. degree in electrical engineering and computer science in 2007, and the Ph.D. degree in electrical engineering in 2012, all from the Massachusetts Institute of Technology. He is currently an Assistant Professor in the Electrical and Computer Engineering Department at the University of Illinois, Urbana-Champaign, and is affiliated with the Power and Energy Systems group. He performs research in the area of power electronics. His research interests include renewable energy applications, energy harvesting, CMOS power management, and advanced control of power converters. Dr. Pilawa-Podgurski received the Chorafas Award for outstanding MIT EECS Master’s thesis, the Google Faculty Research Award, and the Richard M. Bass Outstanding Young Power Electronics Engineer Award of the IEEE Power Electronics Society. He is co-author of three IEEE prize papers. 0885-8993 (c) 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.