More information about Resolving occupational health and safety issues Health and safety representatives October 2012 Background An issue resolution procedure is a process for dealing with occupational health and safety (OHS) issues that arise in the workplace or as a result of the conduct of the undertaking of an employer. This information is designed to assist workplaces reach a timely resolution on issues that arise, and includes factors to be taken into account during discussions. Who is involved in issue resolution? The following parties are involved in issue resolution: • • • the employer or its representative the workers affected by the issue if there is a designated work group (DWG) affected by the issue, the health and safety representative (HSR) for that DWG. If there are no DWGs or HSRs in the workplace, the workers can nominate another worker (or workers) to act on their behalf. Only a HSR or a worker nominated to act on behalf of the affected workers can act as an worker representative for the resolution of an OHS issue. At any stage of resolving the issue, either party can seek the assistance of any relevant organisationof workers (for example a union) or of employers (employers association). What is an employer representative? If an employer appoints a representative for the purposes of Section 73 of the Occupational Health and Safety Act 2004 (the Act), the employer must ensure that the person: • • • is not a HSR has an appropriate level of seniority is sufficiently competent to act as the employer’s representative. For effective issue resolution to occur, an employer representative should have the necessary authority to resolve any OHS issues on behalf of the employer. If an issue arises before the employer has chosen a representative and the employer is not available, the senior manager in that part of the workplace where the issue has arisen will be the employer’s representative for the purpose of trying to resolve the issue. MIA044/01/09.12 What must the parties do if a health and safety issue arises in the workplace? The employer (or their representative) and the affected workers or, if the issue relates to a DWG, that DWG’s HSR, must attempt to resolve the issue in accordance with a procedure agreed to in the workplace. This means that if a workplace has an agreed issue resolution procedure, this procedure must be followed to try resolve the issue. If there is no such procedure, the procedure prescribed by Part 2.2 of the Occupational Health and Safety Regulations 2007 (the Regulations) must be used. What is an agreed procedure? An agreed procedure is one agreed to by workplace parties that outlines steps that should be followed in resolving a health and safety issue in a workplace. The agreed procedure should aim to facilitate a timely and effective resolution and should: • outline a clear step-by-step process for resolving issues and not set out what the outcome would be in specified circumstances; and • provide practical guidance for parties seeking to resolve health and safety issues. In addition, an agreed procedure must be consistent with the Act; should be in writing (in appropriate languages) and made available to all workers. There is no obligation for workplace parties to establish agreed procedures and Inspectors do not have the power to require employers to develop them. If there is no agreed procedure, then Part 2.2 (Issue Resolution Procedures) of the Regulations must be followed. More information about Resolving occupational health and safety issues Issue Resolution Procedure 1. Reporting issues If a worker wants to raise a workplace health and safety issue for resolution, they must report it to their HSR, if there is one. If there is no HSR, the worker must report the issue to the employer or the employer’s representative. A worker may take all reasonable steps to report an OHS issue, including leaving their part of the workplace if need be. A worker may also report the issue to the employer or any other person, for example fellow workers, in addition to the HSR 2. Resolving issues As soon as reasonably possible after the issue is reported, the relevant parties must meet to try and resolve it, taking into account the following factors (as relevant): • the number and location of workers affected by the issue • whether appropriate temporary measures are possible or desirable • the time that may pass before the issue is permanently resolved • who, on behalf of the employer, is responsible for performing and overseeing any action agreed as necessary to resolve the issue. A party involved in the resolution of an issue may request that the details of the issue and how it was resolved be set out in writing. The employer must do this to the satisfaction of all parties, if a request is made. As soon as reasonably possible after an issue has been resolved, the employer must ensure that details of any written or verbal agreement must be reported to the workers affected by the issue and to the HSC, if the workplace has one. The details of the agreement must be in a form approved by all parties and communicated in a manner and language agreed by the parties to be appropriate. Any of the parties to the resolution may forward details of any agreement to a union or an employer association. What happens if the issue cannot be resolved? If the issue is not resolved within a reasonable time (in this context, a reasonable time is what parties believe is reasonable in the circumstances), any of the parties attempting to resolve the issue may request that a WorkSafe Inspector attend the workplace to enquire into the issue. A WorkSafe Inspector can be called whether the parties having been attempting to resolve the issue in accordance with an agreed procedure or the issue resolution procedure outlined in the Regulations. What will an Inspector do? The Inspector will attend the workplace as soon as possible after the request is made and can perform any of their functions or exercise any of their powers as they consider reasonably necessary in the circumstances. An Inspector may meet with the person who made the request and other relevant parties. Where agreed to by the parties, joint meetings may be conducted. The Inspector may make further enquiries into the issue to determine an appropriate resolution. If a contravention of the OHS legislation is identified, the Inspector will take action in accordance with their legislated powers. Further information Visit: worksafe.vic.gov.au/hsr Contact the WorkSafe Victoria Advisory Service on 1800 136 089 or info@worksafe.vic.gov.au More information can also be found at: ohsrep.org.au Note: This guidance material has been prepared using the best information available to the Victorian WorkCover Authority and should be used for general use only. Any information about legislative obligations or responsibilities included in this material is only applicable to the circumstances described in the material. You should always check the legislation referred to in this material and make your own judgement about what action you may need to take to ensure you have complied with the law. Accordingly, the Victorian WorkCover Authority cannot be held responsible and extends no warranties as to the suitability of the information for your specific circumstances; or actions taken by third parties as a result of information contained in the guidance material. 2