The Worldwide Approval Status for 900 MHz and 2.4 GHz Spread Spectrum Radio Products Kursat Erogiu Intermec TechnologiesCorporation 900 MHz DEVICES ABSTRACT The use of Spread Spectrumradios utilizing the ISM bands (902-928 MHz, 2.400-2.4835GHz and 57255850 GHz) is increasing dramatically. All sorts of ITE equipment and now even telecom equipment are using these reliable, high throughput radios. The rules governing these devices have beendeveloping quite rapidly too. Most countriesin Europe are going towards a single certification process in addition to the CE certification. The rules are being relaxed in the US as well, but there are always exemptions. This paper gives an overview of the regulations and technical requirementsin different countries. INTRODUCTION 900 MHz ISM band is not.allowed in Europe, but the early availability of the technology and the larger coveragerange made this technology widely used in North America and Pacific Rim countries. Besides industrial applications such as warehousedata collection networks, 900 MHz modems are becoming increasingly popular and replacing telephone line connectionsfor computer networks. Many cities in the US have Internet service providers with 900 MHz networks established. USA These devices are regulated by the FCC in the US under Part 15 rules (paragraph247). These rules allow up to 4 W (EIRP) transmit power giving the products a fairly large range. A summary of the details of these rules is given in table 2. FCC rules, especially the ones pertaining to the certification of these products have been relaxed over the last 3 years. To certify a product a report demonstrating compliance with 15.247 by a certified lab must be submitted to the FCC Authorization and Evaluation Lab. After a nominally 2 month review period, the product is certified and does not require site approval. FCC allows modular approval of certain types of transceivers; however, there are special requirements for those forcing most transceiversto be approvedas individual transceiver-hostcombinations. FCC has recently enactednew RF exposurerules as a result of the 1996 TelecommunicationsAct, which are intended to protect consumersfrom potential health hazardscausedby RF radiation. Although spread spectrum transceivers are categorically excluded from being subjected to SAR or MPE tests, there are restrictions on output power depending on the application. For example, although Part 15.247 allows up to 4 W transmit power, a handheldproduct where the antennawould be within 10 inches of the body, would not be allowed to transmit the full 4 W. Since the restrictions are very much application dependent, the decision is currently being made by the Authorization and Evaluation Lab on a caseby casebasis. Recent years have seenan explosion in the use of all kinds of electronic equipmentusing radios of various types. From radio controlled security systemsto wireless networks low power RF devices are entering all marketsen mass.Like in many other areas the regulations for these products have followed the explosion in use and increasedin number and content dramatically over the last years. It has not necessarilygone in the worse direction however. After the initial trial phases we are seeing more and more harmonization and relaxation of the rules. Low power RF devices cover a wide range of frequenciesand equipment categories.In this paper we will concentrateon a particular category that is of more interest to ITE manufacturers. Spread spectrum transceivers utilizing ISM bands are replacing wired connectionsin all product categories.Low cost, high efficiency and generic product approvals make these attractive solution for many manufacturers.Three frequency bands are allowed worldwide for these devices with exceptions.902 - 928 MHz (433 MHz in Europe), 2.4 - 2.5 GHz (worldwide with certain country limitations) and 5.8 GHz bands are the main ones at this time. 5.8 GHz band is not much used currently due to technological restrictions, but the 900 MHz and 2.4 GHz bands are widely utilized. We will concentrateon the regulationsof these 2 bands by region. One general rule is, these devices are approved in most countries on a non-interferencebasis. This means if Canada the transceiverinterfereswith anotherRF device, the spread In Canadathe standardfor 900 MHz products is RSS 210 spectrumdevice is the one to be turned off. published and enforcedby Industry Canada.Canadian O-7X03-5015-4/98/$10.00 0 1998IEEE 1131 requirements for these products are almost identical to the US requirements. In fact as a result of the harmonization efforts, Industry Canada accepts FCC style test reports without any additional test data. The certification process in Canada lasts usually less than FCC’s (4 - 6 weeks). One major difference of the Canadian approval is the more relaxed approach to modular certification allowing the transceiver modules to be approved as opposed to individual host-transceiver combinations making the lives of manufacturers easier. Canada also has RF exposure requirements, but we have not seen enforcement of those yet. Pacific Rim Countries Most pacific rim countries have either their own regulations identical to FCC’s rules or they accept FCC certification on the face value. One of the major pacific rim markets Australia currently requires manufacturers to maintain a documentation folder containing FCC Part 15.247 based report by a recognized lab. They do not require certification, The Australian authority ACA (formerly SMA) is, however, revising the rules. Some countries such as Japan do not allow 900 MHz transceivers. RF exposure rules have so far not been an issue in nacific rim countries. This too could changewithout much notice. 2 Allowed Band (GHz) Countries US, Canada, Argentina, Brazil, Chile, Colombia, Domin. Rep., Equador, Panama, Paraguay, Peru, Uruguay, Venezuela, Hong 2 400 _ 2 4835 ’ ’ Kong, Indonesia, Malaysia, New Zealand, Philippines, Singapore, Taiwan, Thailand, Vietnam Austria, Belgium, Czech Rep., Denmark, Finland, Germany, Greece, Hungary, Iceland, Ireland, Italy, Luxembourg, 2.400 - 2.4835 Netherlands, Norway, Poland, Portugal, 3 4 Slovenia, S. Africa, Sweden, Switzerland, Turkey, UK France Spain 2.446 - 2.4835 2.445 - 2.475 5 Israel 2.418 6 7 8 Mexico Korea Japan 2.450 2.4835 2.400 - 2.4835 2.471 - 2.497 ;;s;;;;:n;t special restrictions special restrictions 2.400 - 2.4835 1 W allowed only between 2.400 2.445 GHz; above 2.445 GHz only 200 mW allowed Groups 1 9 10 Australia Saudi Arabia - 2.457 Remarks Standard 1 W maximum ouput power (4W maximum EIRP with high gain FCC 15.247 antennas) RSS 210 100 mW maximum output power (EIRP) ETS ETS ETS stricter emission limits below 1 GHz ETS 2.413 - 2.439 300 328 300 328 300 328 300 328 NOM 121 FCC 15.247 ETS 300 328 Table 1. Known frequency allocations for 2.4 GHz spread spectrum products 2.4 GHz DEVICES With the advance of technology 2.4 GHz devices are becoming even more popular than 900 MHz ones. One factor for this is the availability of the band worldwide another factor in the increaseof use. Coverageof 2.4 GHz including Europe. Another factor is wider bandwidth allowing higher data throughput. With the recent adaptation of IEEE standard802.11, interoperability between products of different manufacturersis becoming another factor in the increaseof use. Coverage of 2.4 GHz 1132 transceivers is less compared to 900 MHz, but the other factors usually weigh more for most applications. The most widely allocated band for this category is 2.400 2.4835 GHz as in US, Canada, most of Europe, South America and Pacific Rim countries. There are however smaller bands allowed within this band in some countries. The output power and some other characteristics of the transceivers are also subject to varying requirements in different countries.Table 1 gives a summary of the known allowed bandsand some of the restrictions. Canada RSS 210 is also the standard in Canada for the 2.4 GHz band. Although receiver out-of-band emissions are part of the technical requirements, Industry Canada accepts FCC style reports with just transmitter out-of-band emissions. The approval processis the samefor 2.4 GHz products as for 900 MHz products. Europe In Europe European Telecommunication StandardsInstitute (ETSI) is tasked with generating european standards for telecommunications equipment such as the products In the US 2.4 GHz devices are also regulated by Part mentioned here. These standardsbecome harmonized after 15.247. The requirements (shown on table 2) are similar to the approval of all member countries and local ones are 900 MHz devices.The RF exposurerules are also the same withdrawn. Following EMC Directive with a little more relaxation due to higher frequency. USA FHI Characteristic Maximum Transmit Band Minimum Number of ,Channels I Maximum Channel 1 Bandwidth (20dB) 1 Dwell Time Minimum Channel Bandwidth (6dB) Maximum Output Power Maximum Spectral Power Densitv Processing Gain Channel Separation Conducted Out-ofBand Emissions Radiated Out-ofBand Emissions Antenna Requirement s DSSS 900 MHz 2.4 GHz 900 MHz 902 - 928 MHz 2.400 - 2.4835 GHz 902 - 928 MHz 50 75 500 kHz 0.4 set over 30 set oeriod 1 MHz 0.4 set over 30 set period 2.4 GHz I I Transmitter: Tx+Antenna: 1W Transmitter: 4W Tx+Antenna: - I 2.400 - 2.4835 GHz - 500 kHz 500 kHz 1W Transmitter: 1W 1W Transmitter: 4W Tx+Antenna: 4W 4W Tx+Ant&na: 8dBm/3kHz 8dBm/3kHz (over 1 sec.) (over 1 sec.) >lOdB 210dB 25 kHz or 20 dB BW (greater one) Powerline: 250 PV Antenna Port: 20 dB below the carrier 1) 20 dB below the fundamental for modulation products 2) FCC Part 15 Class B for transmitter related peaks 3) FCC Part 15 Class A non-transmitter related spurious emissions If the antenna is removable, the connector between the antenna and the unit must be a unique one and not available off-the-shelf to the customers. 25 kHz or 20 dB BW (greater one) Table 2. Summary of FCC Part 15.247 Requirements 1133 guidelines ETSI generatestwo sets of standards. One for the RF characteristicsof the products in a certain category, the secondone for the EMC characteristicsof the products. The first standard for the 2.4 GHz Spread Spectrum products (wideband transmission systems)is ETS 300 328. It has been harmonized in late 1995 and revised in November 1996. This standard is similar to FCC’s Part 15.247 with some differences. The main one is the maximum output power. ETSI only allows up to 100 mW EIRP. A summary of the technical requirementsof ETS 300 328 is shown in table 3. The second standard, the EMC standard, is usually a parallel one to the generic standardEN 50081 / EN 50082. Until late 1997, the only EMC standard available for these products was the generic draft standard pr ETS 300 339. There were several problems associated with it. The standard was poorly written, unclear in some places, and referring to older revisions of IEC standards.Becauseit was just a draft standard,some notified bodies did not accept it requiring the generic harmonized standardsEN 50081 and EN 50082. In late 1997 a product specific draft standardpr ETS 300 826 was released.Much clearer and Characteristic Maximum Transmit Band Minimum Number of Channels Dwell lime Maximum Output Power Maximum Spectral Power Density Channel Separation Extreme Temperature synchronized with the latest CENELEC standards (EN 6 1000-4 series) this standard is accepted more widely. Depending on application the requirements are almost identical to EN 50082-l (light industrial specification). The certification process in Europe, however, has not yet reached the goals of the harmonized standard.The goal was to certify the products through one agencyfor all countries. Currently, only UK and Austria accept other ETSI countries’certifications (RF Type Approvals) on their face value and do not require additional certification. In addition, France, Spain and Israel impose special frequency bands more restricted than the generic ETSI band (see table 1). Some eastern european and middle eastern countries also accept ETSI reports or certifications. For EU countries (and some candidate countries) CE-Type Certification by one notified body is adequate.No recertification is required in individual countries. Most ETSI countries have also adopted individual labeling requirements making the lives of small product manufacturersmore difficult. One piece of good news is the recent elimination (late 1997) additional testing requirementsby Italy, France and Czech Republic. FHSS DSSS 2.400 - 2.4835 GHz 2.400 - 2.4835 GHz 20 0.4 set over 30 set period - 100 mW (EIRP) 100 mW (EIRP) IO mW (per 100 kHz) IO mW per (1 MHz) 20 dB BW 0 to 35 deg C (indoor use) . 0 to 35 deg C (indoor use) 20 to 55 deg C (outdoor use) 20 to 55 deg C (outdoor use) +/- 10% for AC mains source +/- 10% for AC mains source 0.9 to 1.3 for battery source 0.9 to 1.3 for battery source Extreme Power Source (exceptions for Li and NiCd batteries) (exceptions for Li and NiCd batteries) Spurious Emissions see standard for limits depending on operation mode and type of emission see standard for limits depending on operation mode and type of emission Table 3. Summary of ETS 300 328 Requirements 1134 CONCLUSION Pacific Rim Countries Regulations in Pacific Rim countries follow the two major standards (FCC Part 15.247 and ETS 300 328). Some technical differences and major approval process differences exist however. Australia, as for the 900 MHz products, only requires a test report by a recognized lab ready to be audited. The major technical difference in Australia’s case is the limitation of output power to 200 mW in the 2.445 - 2.4835 GHz band. The rest of the requirements are identical to FCC Part 15.247, although ACA acceptsETS 300 328 reports as well. Another country with similar dual acceptanceis Singapore, where the local agency TAS certifies products based on FCC or ETSI reports. Hong Kong abolished certification on 2.4 GHz spread spectrum products as long as they comply with FCC or ETSI rules. Taiwan and Thailand are examples of countries where the agencies certify the products based on FCC test reports and visual inspection. New Zealand and Philippines are examples of pacific rim countries certifying products solely based on FCC test reports. Korea and Japan have special frequency bands (see table 1) as well as other restrictions on output power and spurious emissions. Japan also requires a caller ID byte to be transmitted with every transmission.The approval processin both countries is time consuming and expensive. Although China officially does not allow 2.4 GHz .products, special permissions dependingon regions are granted. Spread spectrum products are gaining popularity in ITE markets. After the initial surge of new regulations for these products, the trend is towards harmonization and relaxation. There is still a long road to be covered. True harmonization of testing and documentationrequirementsand reduction of certification times will help manufacturers cover the consumer demand. South America Most south American countries are in the process of developing their own rules for certification of 2.4 GHz products. Almost exclusively, all accept FCC based reports. Mexico The approval process in Mexico has gone through major changes in the last couple years. A government agency (formerly SCT) certifies products to NOM 121 based on recommendationsof certified’engineering companies,which review product documentation such as schematics, specifications etc. No testing is required (except for the safety testing to NOM 019, which is required for most electronic equipment). Technical requirements are similar to FCC’s except for the band restriction and environmental restrictions basedon power levels: b c 30 mW Local Area (within samebuilding) b c 1w Restricted Area (within same compound) 0 c 4w Wide Area (point to point, > 500 m distancesetc.) The usual approval time in Mexico ranges between 1 year and 18 months. 1135