IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 15, NO. 1, JANUARY 2000 185 A True ZCZVT Commutation Cell for PWM Converters Carlos Marcelo de Oliveira Stein, Student Member, IEEE, and Hélio Leaes Hey, Member, IEEE Abstract—This paper introduces a true zero-current and zero-voltage transition (ZCZVT) commutation cell for dc–dc pulsewidth modulation (PWM) converters operating with an input voltage less than half the output voltage. It provides zero-current switching (ZCS) and zero-voltage switching (ZVS) simultaneously, at both turn on and turn off of the main switch and ZVS for the main diode. The proposed soft-switching technique is suitable for both minority and majority carrier semiconductor devices and can be implemented in several dc–dc PWM converters. The ZCZVT commutation cell is placed out of the power path, and, therefore, there are no voltage stresses on power semiconductor devices. The commutation cell consists of a few auxiliary devices, rated at low power, and it is only activated during the main switch commutations. The ZCZVT commutation cell, applied to a boost converter, has been analyzed theoretically and verified experimentally. A 1-kW boost converter operating at 40 kHz with an efficiency of 97.9% demonstrates the feasibility of the proposed commutation cell. Index Terms—High-performance dc–dc power conversion, IGBT’s, zero-current–zero-voltage switching (ZCZVS). I. INTRODUCTION T HE OVERALL performance of pulsewidth modulation (PWM) converters can be improved by the use of soft-switching techniques. These techniques allow operation at higher switching frequencies resulting in higher power densities without penalizing the efficiency [1]–[13]. There are two main soft-switching approaches, that are the zero-current switching (ZCS) [1]–[8] and the zero-voltage switching (ZVS) [9]–[13]. The choice depends on the semiconductor device technology that will be used. For example, MOSFET’s present better performance under ZVS. This is because under ZCS the capacitive turn-on losses increase the switching losses and the electromagnetic interference (EMI). On the other hand, insulated gate bipolar transistors (IGBT’s) present better results under ZCS which can avoid the turn-off losses caused by the tail current [3]. Nevertheless, the ZCS techniques proposed in the literature present some drawbacks such as significant voltage stress on the main diode, which increases the conduction losses, and the presence of the resonant inductor in series with the main switch, which increases the magnetic losses. These drawbacks are not present in the ZCT technique, proposed in [8]. On the other hand, it presents other Manuscript received February 5, 1998; revised June 29, 1999. Recommended by Associate Editor, J. Thottuvelil. The authors are with the Federal University of Santa Maria, UFSM-CT-DELC, 97105-900 Santa Maria, RS, Brazil (e-mail: hey@pequim.ctlab.ufsm.br). Publisher Item Identifier S 0885-8993(00)00382-3. disadvantages as mentioned in [7] and [22]. Recently, an improved ZCT technique was presented in [22]. In this proposal, all switches commutates under soft switching. However, the main switch and the main diode have a high peak current stresses. The aim of this paper is to introduce a true zero-current and zero-voltage transition (ZCZVT) commutation cell for dc–dc PWM converters. The commutation cell provides ZCS and ZVS simultaneously, at both turn on and turn off of the main switches and ZVS for the main diodes. The proposed soft-switching technique is suitable for both minority and majority carrier semiconductor devices, and can be implemented in any member of the dc–dc PWM converter family. The auxiliary shunt resonant network of the ZCZVT commutation cell is placed out of the power path, and, therefore, there is no voltage stresses on power semiconductor devices. The operation of the ZCZVT commutation cell applied to a boost converter is theoretically analyzed in Section II. A design guideline and a design example are presented in Section III. In Section IV, simulation and experimental results on a 1-kW prototype using IGBT’s as both main and auxiliary switches are presented. The last section summarizes the conclusions drawn from this investigation. II. PRINCIPLE OF OPERATION A. The ZCZVT PWM Boost Converter Fig. 1(a) shows the ZCZVT PWM boost converter. It differs from a hard-switching PWM boost converter by the presence of an additional shunt resonant network formed by two resonant and , a resonant inductor , a bidirectional capacitors and two auxiliary diodes, and auxiliary switch . The main features of this topology are as follows. • There are no additional voltage stresses on power semiconductor devices. • Commutation under ZCS and ZVS at both turn on and turn . off for the main switch, whenever • Commutation under ZCS at turn on and under ZCS and ZVS at turn off for the auxiliary switch. is commutated under ZVS and • The output rectifier its reverse recovery is minimized. • The ZCZVT PWM commutation cell is placed out of the main power path, and it is activated during the switching transitions only. B. Operation Principles To simplify the analysis, the input filter inductance and the are assumed large enough, and, thereoutput filter capacitor 0885–8993/00$10.00 © 2000 IEEE 186 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 15, NO. 1, JANUARY 2000 Fig. 1. ZCZVT PWM boost converter. Fig. 2. Operation stages. fore, the input current and the output voltage of the converter are considered constant over one switching cycle. The simplified circuit diagram is presented in Fig. 1(b). As shown in Fig. 2, 14 operating stages exist during one switching cycle, which are described as follows. : The active switches are off, and the input Stage 1— flows through the output rectifier . During this current and are stage, the resonant capacitors voltages ( for ) and , respectively. clamped at : At , the auxiliary switch is turned Stage 2— increases due to the resonance on under ZCS. The current and . The voltage evolves in a resonant between way until it reaches . At this time, the diode turns on. and the resonant capacitor The resonant inductor current can be expressed as follows: voltage (1) (2) where and DE OLIVEIRA STEIN AND HEY: TRUE ZCZVT COMMUTATION CELL FOR PWM CONVERTERS 187 Fig. 3. Theoretical waveforms. where The duration of this resonant stage is equal to and (3) : During this stage, the current inStage 3— , when the output rectifier is creases linearly up to turned off under ZCS and ZVS. The resonant inductor current is given by (4) is where is given by when . The time interval of this stage The duration of this resonant stage is defined by (8) : The current decreases linearly Stage 5— , when is turned off. To achieve soft until it reaches commutation for the main switch , its turn-on signal should is conducting. The inductor be applied while the diode can be expressed as current (9) (5) : The current continues to increase Stage 4— and . When the voltage due to the resonance between reaches zero, the diode turns on. The resonant inand the resonant capacitor voltage ductor current can be expressed as follows: (6) (7) is where is equal to when . The time interval of this stage (10) : At , the main switch is turned on Stage 6— continues under ZCS and ZVS condition. The current to ramp down until it reaches zero and the current through main . The resonant inductor current is switch reaches given by (11) 188 Fig. 4. Relationship between k IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 15, NO. 1, JANUARY 2000 and k with k as parameter. The time interval of this stage is equal to The time interval of this stage is equal to (12) (18) : The capacitor and the inductor Stage 7— form a half-cycle resonance through the main switch and the , which reverses the polarity of the voltage . diode can be turned off During this stage, the auxiliary switch under ZCS and ZVS conditions. The resonant inductor current and the resonant capacitor voltage can be expressed as follows: : During this stage, the diode is on Stage 10— and the main switch can be turned off under ZCS and ZVS. reaches the input current again, the diode turns When and the resonant caoff. The resonant inductor current can be expressed as follows: pacitor voltage (19) (13) (20) (14) is where stage is equal to The time interval of this stage is equal to when . The time interval of this (15) (21) : The operation of the circuit at this stage Stage 8— is similar to that of the hard-switching PWM boost converter. The input current flows through the main switch . : At , is turned on again under ZCS. Stage 9— increases due to the resonance between As the current and , the current through the main switch decreases at the same rate since the sum of the two is equal to input current . This stage ends when the current through the main switch reaches zero. At this time, the diode turns on again. The resand the resonant capacitor voltage onant inductor current can be expressed as follows: : At , the resonant capacitor voltage Stage 11— begins to increase due to the resonance between , and . When the resonant capacitor voltage reaches the diode turns on. The resonant inductor curand the resonant capacitors voltages and rent can be expressed as follows: (22) (16) (17) (23) DE OLIVEIRA STEIN AND HEY: TRUE ZCZVT COMMUTATION CELL FOR PWM CONVERTERS 189 (30) (24) where is (31) when is when . where The time interval of this stage is equal to (32) and is when . where : During this stage, the capacitor is Stage 14— by the input current. At this moment linearly charged up to turns on, beginning another switching the output rectifier is given by cycle. The resonant capacitor voltage The time interval of this stage is equal to (33) (25) is when . where : The voltage continues to inStage 12— and . When crease due to the resonance between reaches zero, the diode turns on again and turns off. and the resonant capacitor The resonant inductor current can be expressed as follows: voltage The time interval of this stage is equal to (34) Fig. 3 shows the theoretical waveforms of the ZCZVT PWM boost converter. C. Soft Commutation Conditions (26) 1) Main Switch: In order to achieve commutation under ZVS and ZCS at turn on for the main switch (stage 5) and (stage 7), the following at turn off for the auxiliary switch inequality should be satisfied: (35) (27) is when . The time interval of this where stage is equal to (28), given at the bottom of the page. : At , the voltage begins to Stage 13— , and , until decrease due to the resonance between reaches zero, when turns off. During this stage, the can be turned off under ZCS and ZVS. The auxiliary switch and the voltages and can be excurrent pressed as follows: This constrain may be undesirable in some applications such as in power-factor-correction circuits. However, it could be relaxed by the use of an auxiliary voltage source which would ensure the required energy for the proper operation of the auxiliary circuit. In order to achieve commutation under ZVS and ZCS at turn off for the main switch (stage 9), the following inequality should be satisfied: (36) (29) or (37) where (28) 190 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 15, NO. 1, JANUARY 2000 maximum value of the input inductor filter current; minimum value of the input voltage source; a factor that guarantees the inequality (36). 2) Auxiliary Switch: The auxiliary switch is activated twice per period, as described in the beginning of this section. The auxiliary switch turn on under ZCS is ensured since the resonant is connected in series with it. On the other hand, inductor must to achieve turn off under ZCS and ZVS the diode conduct during this commutation. During the first turn off this conducts condition is always satisfied, because the diode the resonant current during the stage 7. The conduction of the during the second turn off depends on the existence diode of the stage 13. Unfortunately, there is no close-form solution for the duration of the stage 13. However, it is possible to find and numerically the ratio between the resonant capacitors , named , for a given and (dc voltage conversion ratio), which ensures the existence of stage 13. Fig. 4 gives the as a function of for different values of . values of Fig. 5. Power stage circuit. TABLE I UTILIZED COMPONENTS AND PARAMETERS IN SIMULATION AND IN THE BREADBOARDED CONVERTER III. DESIGN GUIDELINES AND EXAMPLE In this section, a design procedure and an example of how to determine the component values of the proposed ZCZVT PWM boost converter are given. The input data are defined as follows: W; • output power: V; • output voltage: V (±10%); • input voltage: %; • approximate efficiency: . • ripple of the input filter inductance: 1) From the input data it is possible to achieve the dc voltage conversion ratio, which is given by The dc voltage conversion ratio was defined to satisfy (35). is calculated to control its di/dt 2) The resonant inductor rate and, therefore, to minimize the reverse recovery of the output diode. In this design example, this value was chosen equal to 40 A/µs 3) With the values of the output power, the minimum input voltage and the approximate efficiency, it is possible to define the input power and the maximum dc input current W A. nF must be chosen greater than one. where the parameter It is worth mentioning that the selection of a large value would increase the current stresses in the circuit. of was initially defined equal to In this design example, 1.3 to compensate for the intrinsic losses of the practical of 33 nF, setup. By taking a commercial value for . results in 5) The next step is to define the value of the resonant capac. From Fig. 4, with the values of the parameters itor and is obtained the value of parameter , which is . The procedure to obtain the Fig. 4 the ratio of is explained in detail in [21]. and , the parameter is With is defined as equal to 1.05. Therefore, the capacitor follows: nF Commercial value utilized: nF. Therefore, . 6) From (18) is defined the maximum value to fall time of the main switch , which is given by 4) From (37) is calculated the value of the resonant capacitor , which is given by ns DE OLIVEIRA STEIN AND HEY: TRUE ZCZVT COMMUTATION CELL FOR PWM CONVERTERS Fig. 6. 191 Waveforms for the ZCZVT PWM boost converter. In this example design, the fall time of the main switch must be smaller than 400 nF to assure its turn off under ZVS and ZCS. 7) From (3), (5), (8), (10), (12), (18), (21), (25), (28), (32), and (34) is defined the sum of the resonant time intervals, which must be to involve a small fraction of the switching period. In this example design, this sum has been chosen equal to 20% of the switching period. Therefore, the maximum switching frequency is given by kHz 192 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 15, NO. 1, JANUARY 2000 The switching frequency was assumed equal to 40 kHz. IV. SIMULATION AND EXPERIMENTAL RESULTS Following the design example shown in the preceding section, a 40-kHz 1-kW ZCZVT PWM boost converter has been simulated with Microsim PSpice using ideal components, and a prototype has been implemented to verify the operation and the performance of the proposed ZCZVT commutation cell. The power circuit is shown in Fig. 5. Its main parameters are summarized in Table I. The active switches were implemented with a UFS (ultrafast switches) series IGBT’s from Harris Semiconductor, which present built-in antiparallel hyperfast diodes. The main switch was a HGTP7N60C3D (600 V, 7 A), and the auxiliary switch was a HGTP3N60C3D (600 V, 3 A). The output rectifier and the auxiliary diode used were a hyperfast diodes RHRP870 (700 V, 8 A) from Harris Semiconductor. Fig. 6 shows the simulation and the experimental waveforms. They confirm the previously mentioned analysis. As can be seen in Fig. 6(a), the commutations of the main switch occurs truly without losses, i.e., under ZCS and ZVS simultaneously. This is a very interesting feature of the proposed ZCZVT commutation cell. The maximum voltage across the main switch is equal to the output voltage. is turned on Fig. 6(b) shows that the auxiliary switch under ZCS and turned off under ZCS and ZVS. Since the resocontrol the rate of the output rectifier, it nant inductor helps to minimize the reverse recovery losses of this diode. From Fig. 6(c), it can be seen that the maximum voltage across the output rectifier is equal to output voltage and it is commutated under ZVS at turn on and ZCS and ZVS at turn off. The experimental results show that the converter operates and , reducing with very low ringing and with low its EMI emission. Owing to this, in the breadboarded converter it was not necessary to use any clamp circuit. Fig. 7 shows the measured efficiency of the boost converter with the proposed ZCZVT commutation cell as function of the output power, whose value was equal to 97.9% at full load (1 kW). Fig. 7 also includes the efficiency curve of the same circuit without the proposed commutation cell for comparison proposes. Without the proposed commutation cell the converter efficiency at full load was 91.5%. V. CONCLUSIONS A true ZCZVT commutation cell was proposed in this paper, and to verify its feasibility it was applied to a PWM boost converter. Operating principles and commutation process were described and verified by experimental results obtained from a prototype operating at 40 kHz, with an input voltage rated at 155-V and 1-kW output power. The measured efficiency at full load was 97.9%. As shown by theoretical analysis and experimental results, the main features obtained are as follows. • The ZCZVT PWM commutation cell is placed out of the main power path, and, therefore, there are no additional voltage stresses on power semiconductor devices. Moreover, it is activated during the switching transitions only. Fig. 7. Efficiency of the boost converter. • Soft switching for all power semiconductor devices is achieved. The main switch commutates under ZCS and ZVS simultaneously at turn on and turn off. Thus, it is suitable for both minority and majority carriers semiconductor device applications such as MOSFET’s, IGBT’s, MCT’s, etc. The auxiliary switch commutates under ZCS at turn on and under ZCS and ZVS at turn off. The output rectifier commutates under ZVS and its reverse recovery is minimized. • Taking into account the experimental results, the converter operates practically without ringing and with low and on the power devices, which can reduce the EMI emission. • The converters are regulated by the conventional PWM technique at constant frequency. • Among several soft-switching techniques presented in the literature, mainly the ZCS techniques, the proposed ZCZVS commutation cell is a candidate and can be implemented in any member of the PWM family. REFERENCES [1] K. Wang, G. Hua, and F. C. Lee, “Analysis, design, and experimental results of ZCS-PWM boost converters,” in IEEJ IPEC Rec., 1995, pp. 1197–1202. [2] G. Ivensky, D. Sidi, and S. Ben-Yaakov, “A soft switcher optimized for IGBT’s in PWM topologies,” in Proc. IEEE Applied Power Electronics Conf., 1995, pp. 900–906. [3] R. Rangan, D. Y. Chen, J. Yang, and J. Lee, “Application of insulated gate bipolar transistor to zero-current switching converters,” IEEE Trans. Power Electron., vol. 4, pp. 2–7, Jan. 1989. [4] I. Barbi, J. C. Bolacell, D. C. Martins, and F. B. Libano, “Buck quasiresonant converter operating at constant frequency: Analysis, design, and experimentation,” in IEEE Power Electron. Specialists Conf. Rec., 1989, pp. 873–880. [5] C. A. Canesin, C. M. C. Duarte, and I. Barbi, “A new family of pulse-width-modulated zero-current-switching dc/dc converters,” in IEEJ IPEC Rec., 1995, pp. 1379–1384. [6] L. C. de Freitas and P. R. C. Gomes, “A high-power high-frequency ZCS-ZVS-PWM buck converter using a feedback resonant circuit,” in IEEE Power Electron. Specialists Conf. Rec., 1993, pp. 330–336. [7] R. C. Fuentes and H. L. Hey, “An improved ZCS-PWM commutation cell for IGBT’s applications,” in IEEE Applied Power Electron. Conf., 1997, pp. 805–810. [8] G. Hua, E. X. Yang, Y. Jiang, and F. C. 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Steigerwald, “A review of soft-switching techniques in high performance dc power supplies,” in IECON, 1995, pp. 1–7. [19] R. L. Steigerwald, R. W. De Doncker, and M. H. Kheraluwala, “A comparison of high-power dc–dc soft-switched converter topologies,” IEEE Trans. Ind. Applicat., vol. 32, pp. 1139–1145, Sept./Oct. 1996. [20] R. C. Fuentes and H. L. Hey, “A comparative analysis of the behavior and of the switching losses for a group of ZCS-PWM converters using IGBT’s,” in IEEE Power Electron. Specialists Conf. Rec., 1997, pp. 972–977. [21] C. M. de O. Stein, “Concepção, Análise e Projeto de Conversores CC-CC PWM com Comutações em Zero de Corrente e Zero de Tensão, Simultaneamente,” M.Sc. dissertation (in Portuguese), Federal Univ. Santa Maria, Santa Maria, Brazil, Dec. 1997. 193 [22] H. Mao, F. C. Y. Lee, X. Zhou, H. Dai, M. Cosan, and D. Boroyevich, “Improved zero-current transition converters for high-power applications,” IEEE Trans. Ind. Applicat., vol. 33, pp. 1220–1232, Sept./Oct. 1997. Carlos Marcelo de Oliveira Stein (S’95) was born in Santiago, RS, Brazil, in 1970. He received the B.E. and M.S. degrees in electrical engineering in 1996 and 1997, respectively, from the Federal University of Santa Maria, Rio Grande do Sul, Brazil. He is currently working toward the Ph.D. degree in electrical engineering at the Federal University of Santa Maria. His research interests include power switching converters, power-factor-correction techniques, and soft-switching techniques. Mr. Stein is currently a member of the Brazilian Society of Power Electronics (SOBRAEP). Hélio Leaes Hey (M’88) was born in Santa Maria, RS, Brazil, in 1961. He received the B.S. degree from the Catholic University of Pelotas, Brazil, in 1985 and the M.S. and Ph.D. degrees from the Federal University of Santa Catarina, Santa Catarina, Brazil, in 1987 and 1991, respectively. From 1989 to 1993, he was with the Federal University of Uberlândia, Brazil. Since 1994, he has been with the Federal University of Santa Maria, Rio Grande do Sul, Brazil, where he is currently a Professor. He is also an Editor of the Brazilian Power Electronics Journal. His research interests include power switching converters, power-factor-correction techniques, and soft-switching techniques.