SYLLABUS PROFESSIONAL RESPONSIBILITY LAW 652, Fall 2016 Tuesday/Thursday Room assignments available at MyUB Prof. Elizabeth J. Samuels AL Room 504 esamuels@ubalt.edu 410-837-4534 Course Materials Raymond & Hughes, The Law and Ethics of Law Practice (2d ed.) American Bar Association, Model Rules of Professional Conduct 2015 Course website This course has a TWEN page. The password is PR2016. You are responsible for self-enrolling in the page. The syllabus and supplemental material will be posted on the page. Important announcements will be both posted on and emailed out from the page. Computers Students may use laptop computers for class related purposes. Instructor contact information Room AL 504, esamuels@ubalt.edu, (410) 837-4534 Office 4:45 to 5:45 p.m. Tuesdays and Thursdays Or make an appointment for another time, or drop by whenever I am in the office, or telephone and leave a message with the best numbers and times to reach you to talk by telephone. Catalog course description: LAW 652, 3 credits, Study of the ethics and law of lawyering, approaching attorney problems from multiple perspectives. Topics will include: professionalism, the organization of the bar, attorney discipline and disability, the delivery of legal services, the attorney client relationship, the duties of loyalty and confidentiality, fees, and various issues, including conflict of interest and substance abuse. Course learning goals Students will be able to identify ethical issues in practice, will be familiar with the ABA Model Rules of Professional Conduct, will be able to critically analyze and apply the rules, and will have reflected on their own related personal and professional choices. 1 ASSIGNMENTS1 Tues., Aug. 23 Introduction: On ethics, choices, and rules Text, pp. 1-10 Thurs., Aug. 25 Tues., Aug. 30 Sources of Law for Professional Responsibility Text, pp. 11-19 Model Rules “Chair’s Introduction” and “Preamble and Scope” Consequences of Violating the Disciplinary Rules Text, pp. 21-30 Duties to the Client The Duty of Competence and Diligence Text, pp. 31-36 Model Rules 1.1, 1.3, 1.4 Thurs., Sept. 1 Malpractice Text, pp. 37-53 (skip note 2, p. 53) Problem 2, p. 87 Problem 4, p. 88 Tues., Sept 6 Ineffective assistance of counsel Text, pp. 61-87 Problem 5, p. 88 Thurs., Sept. 8 Who is the Client? Formation of the attorney-client relationship Text, pp. 91-99, 102-108 Model Rules 1.13(a), 4.3, 1.18 comment [2] Tues., Sept. 13 Terminating the attorney-client relationship Text, pp. 117-130 (skip note 3, p. 124) Model Rules 1.16, 1.2(c) and comments [6]-[7] Problem 1, p. 146 Thurs., Sept. 15 1 Decisionmaking in the attorney-client relationship Text, pp. 147-150, 154-161 Model Rule 1.2 Problem 4, p. 177 Special situations: the client operating under disability Text, pp. 161-162 Model Rules 1.14 Problem 1, p. 176 Subject to change with notice. 2 Tues., Sept.20 Thurs., Sept. 22 Tues., Sept. 27 The Duty to Protect Information: Attorney-Client Privilege and the Duty of Confidentiality Attorney-client privilege Text, pp. 179-200, 201-202, 203-204 The duty of confidentiality Text, pp. 213-215, 220-231 Model Rules 1.6, 1.8(b), 1.9(c), 1.1(b), 1.18(b), 4.1(b) Destruction or concealment of evidence Text, pp. 231-238 Problem 10, p. 249-250 Destruction or concealment of evidence Text, pp. 231-238 Problem 10, pp. 249-250 The Duty of Loyalty Concurrent conflicts of interest Text, pp. 251-267 through note 4 Model Rules 1.7, 1.9. 1.10 Comments [23] and [29]-[33] to Model Rule 1.7 Thurs., Sept. 29 Concurrent conflicts of interest Text, pp 293-297, 314-315 Model Rules 1.7, 1.9. 1.10 Personal interest conflicts Text, pp. 285-292 Model Rules 1.8 Tues., Oct. 4 Consecutive conflicts Text, pp. 293-297, 314-315 Model Rules 1.9, 1.10, 1.18 Thurs., Oct. 6 Imputed disqualification and the mobile lawyer Text, pp. 315-327 Model Rules 1.10 Problem 5, p. 329 Tues., Oct. 11 REVIEW Problems posted on course TWEN site Thurs., Oct. 13 MIDTERM Tues., Oct. 18 Fiduciary Duties Fees Text, pp. 335-343, 358-362 3 Model Rules 1.5 Problem 1, p. 368, Problem 7, p. 370 Handling the client’s property Text, pp. 363-364; note 1 p. 367 (applied to posted Md. Rules), note 3 Model Rules 1.15 Thurs., Oct. 20 Tues., Oct. 25 Thurs., Oct. 27 Tues., Nov. 1 Thurs., Nov. 3 Tues., Nov. 8 Duties to the Court Client perjury Text, pp. 373-398 Rule 3.3 Duty of candor Text, pp. 398-407 Model Rule 3.4 Other duties Text, pp. 417-426 Model Rules 3.1, 3.3, 3.4 Problem 2, p. 427 Problem 8, p. 429 Duties to Third Parties Strangers with lawyers Text, pp. 431-445 Model Rules 4.2, 4.4, 8.4(a) Unrepresented strangers Text, pp. 445, 449-457 Model Rule 4.3 Duties of candor Text, pp. 457-470 Model Rules 4.1, 8.4 Problem 3, p. 470 Duties to the System The duty to report Text, pp. 475-484 Model Rule 8.3 Duties of supervisory and subordinate lawyers Text, pp. 484, 495-506 Model Rules 5.1, 5.2, 5.3 Duties to the system: tempering zeal Text, pp. 506-522 Model Rules 3.6, 3.8 4 Thurs., Nov. 10 Duties to the Guild Regulation of advertising Text, pp. 551-553, 562-578 Model Rules 7.1, 7.2, 7.3, 7.4 Problems 1 & 4, p. 604 Tues., Nov. 15 Solicitation Text, pp. 578-604 Model Rule 7.3 Problems 5 & 6, p. 605 Thurs., Nov. 17 Admission to practice Text, pp. 607-630 Model Rule 8.1 Tues., Nov. 22 Unauthorized practice of law Text, pp. 630-640, 647-657 Model Rule 5.5 Thurs., Nov. 24 THANKSGIVING Tues., Dec. 1 REVIEW Problems posted on course TWEN site Course Expectations American Bar Association Standards for Law Schools establish guidelines for the amount of work students should expect to complete for each credit earned. Students should expect approximately 1 hour of classroom instruction and 2 hours of out-of-class work for each credit earned in a class (therefore, 3 hours in class and 6 hours outside of class each week). Students are expected to complete all reading assignments before class and to participate consistently in class discussion to demonstrate that they have read and reflected on reading. Attendance Class attendance is a primary obligation of every student. The right both to continued enrollment in the course and to take the examination is conditioned upon a record of attendance satisfactory to the professor. A student who exceeds the maximum allowed 5 absences may be compelled to withdraw from the course or may be barred from sitting for the final exam. Students who are forced to withdraw for exceeding the allowed absences may receive a grade of FA (failure due to excessive absence). This policy is consistent with American Bar Association Standards for Law Schools. Class Cancellation If the instructor must cancel a class, a notice will be sent to students via email and posted on the classroom door. If there is inclement weather, students should visit the University of Baltimore web site 5 or call the University's Snow Closing Line at (410) 837-4201. If the University is open, students should presume that classes are running on the normal schedule. Course grades Twenty percent of your grade will be based on an in-class 45-minute multiple choice midterm examination. The examination will cover secrecy and conflicts of interest. The exam may include matters covered in class or in the assigned readings whether or not we discuss the readings in class. You may bring the Model Rules text to the examination, but the text cannot contain notes or outlines; only highlighting, underlining, and cross-referencing are permissible. You may not bring any other materials to the exam. Please consult with me if you have questions regarding what notations in the text are permissible. Eighty percent of your grade will be based on a final examination on the entire semester’s work. The exam may include matters covered in class or in the assigned readings whether or not we discuss the readings in class. You may bring the Model Rules text with you to the exam, but the text cannot contain notes or outlines; only highlighting, underlining, and cross-referencing are permissible. You may not bring any other materials to the exam. Please consult with me if you have questions regarding what notations in the text are permissible. Additional grading adjustments: Preparation and participation are essential to your success in the course. These are key components of professionalism as well. Strong class participation is a basis for raising your grade one-half step. Please note that the most important factor in assessing class participation is thoughtful quality, not mere quantity. Participation includes participating actively and helpfully in small group inclass exercises, for which adequate class preparation is essential. Academic Integrity Students are obligated to refrain from acts that they know or, under the circumstances, have reason to know will impair the academic integrity of the University or the School of Law or both. Violations of academic integrity include, but are not limited to: cheating, plagiarism, misuse of materials, inappropriate communication about exams, use of unauthorized materials and technology, misrepresentation of any academic matter, including attendance, and impeding the Honor Code process. The School of Law Honor Code and information about the process is available at http://law.ubalt.edu/academics/policiesandprocedures/honor_code/. Title IX Sexual Misconduct and Nondiscrimination Policy The University of Baltimore’s Sexual Misconduct and Nondiscrimination policy is compliant with Federal laws prohibiting discrimination. Title IX requires that faculty, student employees and staff members report to the university any known, learned, or rumored incidents of sex discrimination, including sexual harassment, sexual misconduct, stalking on the basis of sex, dating/intimate partner violence or sexual exploitation, and/or related experiences or incidents. Policies and procedures related to Title IX and UB’s nondiscrimination policies can be found at: http://www.ubalt.edu/titleix. Disability Policy If you are a student with a documented disability that makes an academic accommodation necessary, please contact Leslie Metzger, Director of Student Services, at 410-837-5623 or lmetzger@ubalt.edu. 6