Submit this form by fax, courier or email to the following address: The IESO (Attention: Market Assessment & Compliance Division) 655 Bay Street, Suite 410 P.O. Box 1 Toronto, ON M5G 2K4 Fax No.: 905-855-6408 Email Address: MACD@theieso.com Subject: Submission of Information Requested for a Local Market Power Inquiry Case No.: LMP-(**Insert case no.**) All information submitted in this process will be used by the IESO solely in support of its obligations under the “Electricity Act, 1998”, the “Ontario Energy Board Act, 1998”, the “Market Rules” and associated policies, standards and procedures and its license. All submitted information will be assigned the appropriate confidentiality level upon receipt. Terms and acronyms used in this Form that are italicized have the meanings ascribed thereto in Chapter 11 of the “Market Rules”. The purpose of this form is to assist the registered market participant for an investigated facility fulfill its obligation to submit data required by the IESO pursuant to section 1.6.2 of Appendix 7.6 of the “Market Rules”. The standard data required for submission are identified in this form. You may also have been required to provide additional information, as identified in the “Notice of Meeting and Request for Information for a Local Market Power Inquiry” (IESO_FORM_1454) for the above stated case number. As indicated in IMO_FORM_1454, please submit a completed copy of this form, including signature in Part 7, at least 3 business days before the date of meeting for the inquiry specified in the notice of meeting, unless otherwise indicated by the IESO. A variety of data categories are specified in this form. If such data are not submitted, the IESO may exclude or estimate such cost components (sections 1.6.3 and 1.6.6 of Appendix 7.6). This allows the market participant some flexibility regarding the data submitted. However, if the IESO determines that such information is necessary for the inquiry and that submitted information is incomplete, inaccurate or insufficient, the IESO may refer the matter to the dispute resolution panel (sections 1.6.3 and 1.6.6 of Appendix 7.6). Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Confidential Deleted: Public Deleted: Rev-05-09 Deleted: Rev-02-12 IMO-FORM-1455 v.3.1 Rev-05-09 Confidential Page 1 of 9 PART 1 – GENERAL INFORMATION Organization Name: Market Participant No. 1: Address: City/Town: Province/State: Postal/Zip Code: Country: Fax No.: Email Address: Main Contact Name: Telephone No.: Fax No.: E-mail Address: Alternative Contact Name: Telephone No.: Fax No.: E-mail Address: Preferred Contact: Deleted: Confidential Deleted: Public Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Rev-05-09 1 This field is restricted to a maximum of 12 characters and does not allow any spaces or underscore. Page 2 of 9 Confidential Deleted: Rev-02-12 IMO-FORM-1455 v.3.1 Rev-05-09 PART 2 – DATA FOR A GENERATION UNIT For an investigated facility which is a generation unit, submitted data should describe: 1. fuel costs; 2. variable operating and maintenance costs; 3. opportunity costs; and 4. any other appropriate costs. Specifically identify any incremental costs incurred to cycle the facility: 5. off in circumstances where a constrained off generation unit was required to cease operation solely as a result of being dispatched as a constrained off generation unit; or 6. on in circumstances where a constrained on generation unit was required to operate solely as a result of being dispatched as a constrained on generation unit. Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Confidential Deleted: Public Deleted: Rev-05-09 Deleted: Rev-02-12 IMO-FORM-1455 v.3.1 Rev-05-09 Confidential Page 3 of 9 PART 3 – DATA TO SUPPORT INCLUSION OF FIXED AND EMBEDDED COSTS For an investigated facility which is a constrained on generation unit, and the registered market participant intends to make representation that the IESO should include a portion of fixed and embedded costs (as per section 1.6.4 of Appendix 7.6 of the “Market Rules”), submitted data should provide: 1. an explanation why section 1.6.4 of Appendix 7.6 should apply; and 2. information for a 12 month period regarding the facility’s a. total revenues for the period associated with its dispatch, disaggregated into - energy payments - operating reserve payments - other ancillary service payments - CMSC payments and - payments associated with physical bilateral contracts submitted to the IESO for the delivery point associated with the investigated facility, where the total energy quantity for these exceeds or is expected to exceed 10% of the facility’s actual injection for the period b. total operating costs for the period, c. fixed and embedded costs and the manner in which these are accounted for on an annualized basis d. total net energy production, and e. if feasible, total energy scheduled in the unconstrained market, and additional energy scheduled as the result of being constrained on. For item 2. above the data for the 12 month period represents 1. where the generation unit has operated in the IESO-administered markets for at least 12 months prior to the trade date, the most recent historical data prior to the trade date of interest,; 2. where the generation unit has operated in the IESO-administered markets for less than 12 months prior to the trade date, a combination of historical and projected data covering the 12 month period beginning on the date of commencement of the registered facility’s operations in the IESO-administered market. Deleted: Confidential Deleted: Public Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Rev-05-09 Deleted: Rev-02-12 Page 4 of 9 Confidential IMO-FORM-1455 v.3.1 Rev-05-09 PART 3 – DATA TO SUPPORT INCLUSION OF FIXED AND EMBEDDED COSTS (CONTINUED) Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Confidential Deleted: Public Deleted: Rev-05-09 Deleted: Rev-02-12 IMO-FORM-1455 v.3.1 Rev-05-09 Confidential Page 5 of 9 PART 4 – DATA FOR A BOUNDARY ENTITY For an investigated facility which is a boundary entity, submitted data should describe: Deleted: submitting energy offers the IESO energy market 1. energy market prices in relevant and accessible markets between the IESO and the source for the energy as indicated by the NERC tag; 2. transmission charges paid for the scheduling and/or transport of energy to or from the IESO-controlled grid or charges avoided in the event the investigated facility was constrained off; 3. opportunity costs; and 4. any other appropriate costs. Deleted: Confidential Deleted: Public Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Rev-05-09 Deleted: Rev-02-12 Page 6 of 9 Confidential IMO-FORM-1455 v.3.1 Rev-05-09 PART 5 – DATA FOR A DISPATCHABLE LOAD OR EXPORT For an investigated facility which is a dispatchable load, consistent with section 1.6.6 of Appendix 7.6, submitted data should describe: 1. net profit or value associated with consumption, excluding the costs of purchasing energy 2. opportunity costs, which may be the alternate cost for obtaining energy for consumption; and 3. any other appropriate value or benefits of consumption to the market participant. Specifically identify any incremental costs incurred to cycle the facility: 4. on in circumstances where a constrained on dispatchable load was required to operate solely as a result of being dispatched as a constrained on facility; or Deleted: ¶ 5. off in circumstances where a constrained off dispatchable load was required to cease operation solely as a result of being dispatched as a constrained off facility. An exporting boundary entity should also submit such data above as necessary to establish the replacement cost of energy or the economic loss due to reduced consumption. Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Confidential Deleted: Public Deleted: Rev-05-09 Deleted: Rev-02-12 IMO-FORM-1455 v.3.1 Rev-05-09 Confidential Page 7 of 9 PART 6 – ADDITIONAL DATA SPECIFIED IN IESO NOTICE OF MEETING If the IESO has indicated additional data is to be provided, as may have been specified in the “Notice of Meeting and Request for Information for a Local Market Power Inquiry”, please complete this section. Statement of additional data requested: Additional data requested: Deleted: Confidential Deleted: Public Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Rev-05-09 Deleted: Rev-02-12 Page 8 of 9 Confidential IMO-FORM-1455 v.3.1 Rev-05-09 PART 7 – CERTIFICATION The undersigned, a duly authorized representative of the registered market participant, hereby declares that the information contained in and submitted in support of this document is, to the best of the party’s knowledge, accurate and not misleading. Name (Please Print) Title Organization Signature Date Please attach a copy of any additional explanation, information, or documentation that you wish to provide in support of this Submission of Information Requested for a Local Market Power Inquiry. PART 8 - ATTACHMENTS Yes No Number of Pages: 9 Deleted: IMO-FORM-1455 v.3.1 Deleted: IMO-FORM-1455 v.3.0 Deleted: Confidential Deleted: Public Deleted: Rev-05-09 Deleted: Rev-02-12 IMO-FORM-1455 v.3.1 Rev-05-09 Confidential Page 9 of 9