The Nature of Dielectric Materials Most solid materials are classified as insulators because they offer very large resistance to the flow of electric current. Metals are classified as conductors because their outer electrons are not tightly bound, but in most materials even the outermost electrons are so tightly bound that there is essentially zero electron flow through them with ordinary voltages. Some materials are particularly good insulators and can be characterized by their high resistivities: Resistivity (Ω-m) Glass 1012 Mica 9 x 1013 Quartz (fused) 5 x 1016 Resistivity (Ω-m) Copper 1.7 x 10-8 The familiar parallel plate capacitor equation with free space as an insulator under vacuum is given by: Q0 ε o A Co = = V L Plates connected to a constant voltage supply V. Qo is the charge on the plates. Co is the capacitance of the parallel plate capacitor in free space (vacuum). The electric field E is defined as the gradient of the potential then: V εo absolute permittivity or the permittivity of a vacuum, the value of 8.85×10-12 F/m A is the area L is the separation between the plates C is the capacitance (charge storage ability per unit voltage) E = L Q0 V DO = = εo = εoE A L DO - is dielectric displacement = dipole moment per unit volume = charge per unit area, C/m2 If there is a material medium between the plates, then the capacitance (C) increases by a factor εr, where εr is called the dielectric constant or relative permittivity Under vacuum Q0 ε o A Co = = V L C Q ε εr = = = ε o C o Qo With a material medium Q εA C= = V L The increase in stored capacity is due to the polarization of the dielectric material by the applied field Qo Co = V +Qo Co Q C= V Dielectric –Qo +Q C –Q i (t) E E V V V (a) (b) (c) Fig. 7.1: (a) Parallel plate capacitor with free space between plates. (b) As a slab of insulating material is inserted between the plates, there is an external current flow indicating that more charge is stored on the plates. (c) The capacitance has been increased due to the insertion of a medium between the plates. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca A dielectric is any polarizable material. All materials are polarizable, so all materials are dielectrics, even air. The increase in capacitance is due to the polarization of the medium in which positives and negative charges are displaced with respect to their equilibrium position. Polarization can be viewed as: Charge per unit area or Dipole per unit volume DO = ε O E D = DO + P D = εE = ε r ε O E Where P is the polarization (total dipole moment/volume) P = E ε O (ε r − 1) = E ε O χ e χe is the electrical susceptibility Energy Stored in a Capacitor The quantity of energy stored in a capacitor is given by the equation Q 2 C ×V 2 1 Energy = Q × V = = 2 2C 2 EnergyMax C= εA L ( C = 220 μF Vmax = 400 V ) 2 C × VMax 220 × 10−6 F (400V ) = = = 17.6 joules 2 2 V =EL 2 Energy = Electric _ Energy _ Density = ε × E2 2 εr × εO × E2 2 The larger the dielectric constant the higher the energy that can be stored. AL Dielectric strength Desired Properties of a dielectric medium: ability to increase capacitance insulating behavior or low conductivity so that the charges are not simply conducted from one plate of the capacitor to the other through the dielectric. Many dielectrics can sustain very high internal electric fields before electrical breakdown. The maximum electric field that can be sustained is called the dielectric strength of the material. The voltage across the dielectric can not be increased without limit. Very high electric fields (>108 V/m) can excite electrons to the conduction band and accelerate them to such high energies that they can, in turn, free other electrons, in an avalanche process (or electrical discharge). The field necessary to start the avalanche process is called dielectric strength or breakdown strength. This is the maximum electric field to which a dielectric material can be subjected without breaking down or discharging εr Example: We want to make a simple parallel plate capacitor that can store 4×10-5 C at a potential of 1000 V. The separation between the plates is to be 0.2 mm. Calculate the area of the plate required if the dielectric is (a) vacuum, (b) polyethylene, (c) water, and (d) BaTiO3. The relative permittivity for polyethylene, water and BaTiO3 are 2.26, 78.3, and 3,000 respectively. Solution: 900, 400, 11.5 and 0.3 cm2 Dielectric Behavior Mechanisms:dipole formation/orientation electronic (induced) polarization: Applied electric field displaces negative electron “clouds” with respect to positive nucleus. Ionic materials (induced) polarization: Applied electric field displaces cations and anions in opposite directions molecular (orientation) polarization: Some materials possess permanent electric dipoles (e.g. H2O). In absence of electric field, dipoles are randomly oriented. Applying electric field aligns these dipoles, causing net (large) dipole moment. Ptotal = Pe + Pi + Po Types or Mechanism of Polarization Electronic Polarization: It may be induced (to some degree) in all atoms. Displacement of the center of the negative electron cloud off the nucleus (only present when there is an electric field) - - - + - - No field - + -- -- - Electric Field E C x O Electron cloud Atomic nucleus (a) A neutral atom in E = 0. Center of negative charge pinduced (b) Induced dipole moment in a field Fig. 7.3: The origin of electronic polarization. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca The magnitude of the electric dipole moment is P = q x d, where d is the distance between dipoles Ionic Polarization - Only occurs in ionic materials An applied field displaces cations in one direction and anions in another: - + - + - - + - + - + + - + - + - + - + - + No electric field + - + - + + - - + - + + + - + Electric Field E - + + + + Molecular polarization, occurs in all insulating molecules; oils, polymers, H2O… p+ p– (a) x Cl– Na+ p'+ p'– (b) E Fig. 7.8: (a) A NaCl chain in the NaCl crystal without an applied field. Average or net dipole moment per ion is zero. (b) In the presence of an applied field the ions become slightly displaced which leads to a net average dipole moment per ion. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca Orientation Polarization Only in materials which possess permanent dipole moments example δ+ H No field H O Electric Field δ- +Q τ Cl° po = aQ H+ po F –Q (a) pav = 0 (c) pav ≠ 0 (b) θ F=QE E E (d) Fig. 7.9: (a) A HCl molecule possesses a permanent dipole moment, po (b) In the absence of a field, thermal agitation of the molecules results in zero net average dipole moment per molecule. (c) A dipole such as HCl placed in a field experiences a torque which tries to rotate it to align po with the field E. (d) In the presence of an applied field the dipoles try to rotate to align with the field against thermal agitation. There is now a net average dipole moment per molecule along the field. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca Total Polarization: P = Pe + Pi + Po (electronic + ionic + orientation) Capacitors Parallel plate capacitor. Apply a voltage; charge Q accumulates on the plates Place a material between the plates - Q increases e.g. H 2O Polarization Vector, P Electric Dipole Moment (- to +) -q d P P = qd P=Zqd +q The process of dipole alignment is called Polarization Surface charge density or Dielectric Displacement: D (C/m2) ∝ Ε (electric field V/m) D = εΕ D = dielectric displacement In the presence of an electric field, a force will tend to orient the electric dipole with the applied field Example (Electronic Polarization) Suppose that the average displacement of electrons relative to the nucleus in a copper atom is 1x10-8 Angstroms when an electric field is imposed on a copper plate. Calculate the electronic polarization. Data: Copper (Z=29 and lattice parameter = 3.6151 Angstroms) Solution ( 4atoms / cell )(29electrons / atom ) 30 3 Z= = 2 . 46 × 10 electrons / m (3.6151×10 −10 )3 Where Z is the number of electrons (electronic polarization) per unit volume P = Z ×q×d P = (2.46 × 10 electrons / m )(1.6 × 10 30 P = 3.94 × 10− 7 C / m 2 3 −19 −8 o C / electron)(10 A)(10−10 m / A) Example (Ionic Polarization) Calculate the increase in separation of Cs+1 and Cl-1 in a CsCl crystal when an ionic polarization of 4x10-8C.m-2 is achieved by the application of an electric field. Data: lattice parameter a=0.402nm, ionic radii 0.165nm for Cs+1 and 0.181nm for Cl-1. Solution Use the equation P = Z ×q ×d Where Z is the number of charges per unit volume i.e. (dipoles per cell) x (charges per cell) per unit volume ( 1dipole _ per _ cell )(1 _ ch arg e _ per _ dipole ) Z= (0.402 ×10 ) m −9 3 3 _ per _ cell Z = 1.54 ×10 28 ch arg es.m −3 P 4 ×10 −8 C .m −2 d= = Z × q 1.54 ×10 28 ch arg es.m −3 × 1.6 ×10 −19 C / ch arg e ( d = 1.62 × 10 −17 m = 1.62 × 10 −8 nm ) ( ) Frequency Dependence of the Dielectric Constant ++++++ -------Alternating Current. (Applied voltage + + + + + + + + + + - - - -------- Electric Field - - - - ++++++ - As frequency increases, dielectric constant decreases as orientation and ionic components go to zero. - Sometime dipoles can’t keep up with changing electric field: - or electric field changes direction with time) Dipoles try to reorient with field. (This requires time) Relaxation Frequency = 1/time to reorient Electric Field Interfacial and space charge Orientational, Dipolar εr' Ionic Electronic εr'' εr' = 1 ƒ 10–2 1 102 104 106 Radio 108 1010 1012 Infrared 1014 1016 Ultraviolet light Fig. 7.14: The frequency dependence of the real and imaginary parts of the dielectric constant in the presence of interfacial, orientational, ionic and electronic polarization mechanisms. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca Define the permittivity or dielectric constant of a material by: H2O is a polar liquid; εr ~ 80 Typical ionic solids; εr ~ 10 Air; εr ~ 1 BaTiO3 :- Below 120°C, BaTiO3 is ferroelectric with aligned dipoles. Residual dipole disorder gives εr~200-1000 At ~127°C, tetragonal → cubic phase transition. Dipoles randomise and εr increases to ~5,000-10,000 Q εr = Q vac Electrolyte Al2O3 Anode Al foils Cathode Al Al Al case (a) (b) Fig. 7.31: Al electrolytic capacitor. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca The anode of an Al electrolytic capacitor is an aluminum foil of extreme purity. The effective surface area of this foil is greatly enlarged (by a factor of up to 200) by electrochemical etching in order to achieve the maximum possible capacitance values. The type of etch pattern and the degree of etching is matched to the respective requirements by applying specific etching processes. Etched foils enable very compact Al electrolytic capacitor dimensions to be achieved and are the form used almost exclusively nowadays. The electrical characteristics of Al electrolytic capacitors The dielectric layer of an Al electrolytic capacitor is created by anodic oxidation (forming) to generate an aluminum oxide layer on the foil. The layer thickness increases in proportion to the forming voltage at a rate of approximately 1,2 nm/V. Even for capacitors for very high voltages, layer thicknesses of less than 1 μm are attained, thus enabling very small electrode spacings. This is one reason for the high volumetric efficiency achieved (e.g. in comparison to the minimum thickness of a paper dielectric, 6 to 8 μm). Example A 2mm thick porcelain dielectric is used in a 60 Hz circuit. Calculate the voltage required to produce a polarization of 5x10-7 C.m-2. Use Table. Solution P = E ε O (ε r − 1) = (6 − 1) × 8.85 × 10 V = 22.6volts −12 V −7 × = 5 × 10 2 × 10 − 3 m CRYSTAL SYMMETRY: Crystal structures can be divided into 32 classes, or point groups, according to the number of rotational axes and reflection planes they exhibit that leave the crystal structure unchanged. Twenty of the 32 crystal classes are piezoelectric. All 20 piezoelectric classes lack a center of symmetry. Any material develops a dielectric polarization when an electric field is applied, but a substance which has such a natural charge separation even in the absence of a field is called a polar material. Whether or not a material is polar is determined solely by its crystal structure. Only 10 of the 32 point groups are polar. Under normal circumstances, even polar materials do not display a net dipole moment. As a consequence there are no electric dipole equivalents of bar magnets because the intrinsic dipole moment is neutralized by "free" electric charge that builds up on the surface by internal conduction or from the ambient atmosphere. Polar crystals only reveal their nature when perturbed in some fashion that momentarily upsets the balance with the compensating surface charge. The possibility of inorganic crystals being polar (pyroelectric or piezoelectric) is strictly a function of their point group symmetry. Polar Materials Solid with a natural charge separation even in the absence of a field Crystals comprising cations and anions can be classified into four types, according to their polar behavior: • Piezoelectric materials: There is coupling between electrical and mechanical energies. For example, an applied stress results in the generation of polarization. • Pyroelectric materials: Pyroelectricity refers to the change in polarization by changes to the structure from thermal effects. A material with a temperature dependent polarization. This requires a unique polar axis. • Ferroelectrics: A subgroup of pyroelectric materials in which the spontaneous polarization can be reoriented between “equilibrium” states by applying an electric field. All ferroelectrics are both pyroelectric and piezoelectric. The possibility of inorganic crystals being polar (pyroelectric or piezoelectric) is strictly a function of their structure (point group symmetry) •Ferroelectrics: Ferroelectric materials possess a natural electric polarization. A subgroup of pyroelectric materials in which the spontaneous polarization can be reoriented between “equilibrium” states by applying an electric field. All ferroelectrics are both pyroelectric and piezoelectric. Not all piezoelectric materials are pyroelectric. Ferroelectrics are materials which possess an electric polarization in the absence of an externally applied electric field such that the polarization can be reversed if the electric field is reversed. Normally materials are very nearly electrically neutral on the macroscopic level. However, the positive and negative charges which make up the material are not necessarily distributed in a symmetric manner. If the sum of charge times distance for all elements of the basic cell does not equal zero the cell will have an electric dipole moment which is a vector quantity. The dipole moment per unit volume is defined as the dielectric polarization. Piezoelectric materials: Piezoelectricity refers to a materials property that the polarization (or electric field) of the material can be changed by mechanical perturbation of the structure. There is coupling between electrical and mechanical energies. For example, an applied stress results in the generation of polarization. PIEZOELECTRIC EFFECT: The piezoelectric effect is a linear, reversible electromechanical interaction occurring in materials possessing the proper symmetry properties. The direct piezoelectric effect is the production of an electric polarization by a strain; the converse piezoelectric effect is the production of a stress by an electric field. Piezoelectric materials have wide applications as transducers transferring mechanical motion into electricity or electricity into mechanical motion. One of the most wide spread examples is a quartz resonator. The quartz resonator converts the electrical potential energy of a battery into a steady beat that becomes the oscillator (counter) of a watch. Pyroelectricity : It is a property of dielectric materials, which show a temperature-dependent, macroscopic (permanent or spontaneous) polarization P, i.e. they generate surface charges as a result of a temperature change ΔT(t). These charges can either be detected directly or as a pyroelectric current I(t). PYROELECTRICITY: Spontaneous polarization is temperature dependent, so a good perturbation probe is a change in temperature which induces a flow of charge to and from the surfaces. This is the pyroelectric effect. All polar crystals are pyroelectric, so the 10 polar crystal classes are sometimes referred to as the pyroelectric classes. The property of pyroelectricity is the measured change in net polarization (a vector) proportional to a change in temperature. The total pyroelectric coefficient measured at constant stress is the sum of the pyroelectric coefficients at constant strain (primary pyroelectric effect) and the piezoelectric contribution from thermal expansion (secondary pyroelectric effect). Pyroelectric materials can be used as infrared and millimeter wavelength detectors. Piezoelectricity Piezoelectricity or pressure electricity: Unusual phenomena in which polarization is induced and an electric field is established across a sample when it is mechanically stressed. Similarly, the same crystal also exhibits mechanical strain when it experiences an electric field. Force P P=0 (a) (b) V The direction of mechanical deformation (extension or compression) depends on the direction of the applied field, or the polarity of the voltage. Only crystals with a special crystal structure can exhibit piezoelectricity that which has no center of symmetry. V V (c) (d) Fig. 7.35: The piezoelectric effect. (a) A piezoelectric crystal with no applied stress or field. (b) The crystal is strained by an applied force which induces polarization in the crystal and generates surface charges. (c) An applied field causes the crystal to become strained. In this case the field compresses the crystal. (d) The strain changes direction when the field is reversed, and now the crystal is extended. The dashed rectangle is the original sample size in (a). From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca Consider the cubic unit cell. When unstressed, center of mass (c.m. of the – ve charges at the corner of unit cell coincides with +ve charge at center therefore, no net polarization occurs and P=0. Under stress, unit cell becomes strained. However, c.m. of the –ve charges still coincides with +ve charge and net polarization is still 0. P=0 for strained crystal. This is generally true for crystals with center of symmetry. Force If we draw a vector from O (position of an arbitrary point charge) to any charge, then the reverse vector will point to the same type of charge: we call O, or any other point charge, a center of symmetry P=0 O (a) P=0 (b) Fig. 7.36: A cubic unit cell has a center of symmetry. (a) In the absence of an applied force the centers of mass for positive and negative ions coincide. (b) This situation does not change when the crystal is strained by an applied force. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca If we draw a vector from O to any charge, then the reverse vector will point to an opposite charge. The unit cell is said to be non-centrosymmetric. When unstressed, c.m. of –ve charges coincides with c.m. of the +ve charges, both at O, therefore, no net polarization occurs and P=0. Under stress, the +ve charge at A and –ve charge at B both become displaced inwards to A’ and B’ respectively. The two c.m.’s become shifted and there is now a net polarization P for the strained crystal. A y A' x P P=0 O B' B (a) (b) A'' P=0 P B'' (c) Fig. 7.37: A hexagonal unit cell has no center of symmetry. (a) In the absence of an applied force the centers of mass for positive and negative ions coincide. (b) Under an applied force along y the centers of mass for positive and negative ions are shifted which results in a net dipole moment P along y. (c) When the force is along a different direction, along x, there may not be a resulting net dipole moment in that direction though there may be a net P along a different direction (y). From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca A y A' The direction of induced x polarization depends on the P P=0 O direction of applied stress. In the above case, P B' B appears in the same direction as applied stress (a) (b) A'' along y. If the stress is applied along P=0 x, A and B are displaced P outwards to A’’ and B’’ respectively, resulting in B'' shift of c.m.’s away from each other in y direction therefore P appears along y direction. Generally, an applied stress in one direction can give rise to induced polarization in other crystal directions and reversing the stress reverses the polarization. Crystals with no center of symmetry exhibit piezoelectricity. Piezoelectric and Ferroelectric Materials When mechanical pressure is applied to a piezoelectric material, the crystalline structure produces a voltage proportional to the pressure. Conversely, when a piezoelectric material is subjected to an electric field, the structure changes in shape, producing dimensional changes in the material. Examples of natural piezoelectric crystals: Quartz (SiO2), Rochelle Salt Tourmaline. Piezoelectric materials are anisotropic, that is their mechanical, electrical and electromechanical properties depend strongly on the crystal orientation. Man-made piezoelectric ceramic example: lead-zirconate-titanate (PZT), lead-titanate (PbTiO2), lead-zirconate (PbZrO3), and barium-titanate (BaTiO3). Strictly speaking, these ceramics are not actually piezoelectric but rather exhibit a polarized electrostrictive effect. PZT exhibits a cubic structure above a critical (Curie) temperature. During cooling (below the Curie temperature) the cubic structure transform to a tetragonal or rhombohedral structure. Due to the non-centrosymmetry of this structure exhibits a dipole moment. Regions of the crystal with the dipoles having the same direction are called “domains”. In a PZT, the direction of polarization among neighboring domains is random, so the ceramic element has no net polarization. Net polarization is induced by exposing the PZT to a strong direct electric field, to align all the individual domains towards one specific direction, the poling direction. With this treatment the ceramic element increases in size in the direction of the electric field. When the electric field is removed, most of the dipoles are locked into a configuration near alignment. The element now shows a permanent or net polarization. Analogous to ferromagnetic materials, piezoelectric materials exhibit a hysteresis loop. An electric field is applied to the piezoelectric until a maximum polarization is achieved, then the electric field is removed and the material exhibit a “remanent polarization”. To eliminate the remanent polarization, an reverse electric field is induced, in opposite direction. A compressive stress in the same direction of poling, creates a voltage of the same polarity as the poling voltage. Voltage of the same polarity as the poling voltage is produced by a tensile stress perpendicular to the direction of poling. A tensile stress along the direction of poling produces a voltage with polarity opposite to the poling voltage. Conversely, if a voltage of the same polarity as the poling voltage is applied to the piezoelectric, it will increase in size, while if the polarity of the applied voltage is reverse it will shorten in size. Finally if a cyclic voltage is applied in the direction of poling, the piezoelectric will change in dimensions cyclically at the frequency of the applied voltage. Piezoelectric effect basics Apply mechanical stress -> Electric charge produced Apply electric field -> Mechanical deformation produced Dipole: each molecule has a polarization, one end is more negatively charged and the other end is positively charged. Monocrystal: the polar axes of all of the dipoles lie in one direction. -Symmetrical Polycrystal: there are different regions within the material that have a different polar axis. -- Asymmetrical How to produce piezoelectric effect a) Material without stress / charge b) Compress -> same polarity c) Stretched -> opposite polarity d) Opposite voltage -> expand e) Same voltage -> compress f) AC signal -> vibrate Applications of piezoelectric materials is based on conversion of mechanical strain into electricity (microphones, strain gauges, sonar detectors, audible alarms, ultrasonic imaging, speakers) Piezoelectric materials include barium titanate BaTiO3, lead titanate, lead zirconate PbZrO3, quartz, ammonium dihydrogen phosphate (NH4H2PO4). Piezoelectric Igniters Hydrophones: A "Hydrophone" is a device which will listen to, or pick up, the acoustic energy underwater. A hydrophone converts acoustic energy into electrical energy and is used in passive underwater systems to listen only. Piezoelectric Audiotone Transducers Liquid Atomization Devices Mechanical vibrations Piezoelectric transducer A Oscillator Elastic waves in the solid B Oscilloscope Fig. 7.38: Piezoelectric transducers are widely used to generate ultrasonic waves in solids and also to detect such mechanical waves. The transducer on the left is excited from an ac source and vibrates mechanically. These vibrations are coupled to the solid and generate elastic waves. When the waves reach the other end they mechanically vibrate the transducer on the right which converts the vibrations to an electrical signal. From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca