(SHORT FORM) SAMPLE UNIVERSITY OF PENNSYLVANIA FACULTY EQUAL OPPORTUNITY COMPLIANCE STATEMENT TO: RE: THE PROVOST APPOINTMENT Proposed Academic Class/Category: (Check class and category ) Standing Faculty (check below) Tenured Tenure Track Non-Tenured (Clinician-Educator) School: Associated Faculty Academic Support Staff Lecturers (all classification except “C”) Artist-in-Residence Instructor Research Associate Clinical Associate Research Faculty Academic Clinician Clinical Faculty Practice Professor Wistar Medicine Department: Orthosurgery Name of Candidate: Furqan Haq Sex: Ethnicity: 2 (M) 2 (Asian) (insert numeric codes for sex and ethnicity – see page 3) Present Title: NONE Is the candidate currently employed at the University of Pennsylvania: Proposed Title: No Yes Research Associate Proposed Date of Appointment: 7/1/2010 RECOMMENDATION IN THE ABSENCE OF A SEARCH Target of Opportunity in the following faculty classes only: Standing Faculty, Standing Faculty--Clinician-Educator Only in rare and exceptional instances is it possible to make an appointment without a search. This exception is possible only when a person of unquestioned preeminence becomes available and the University can justify the appointment. In such cases, briefly summarize why it is believed that this recommendation warrants special consideration. (REQUIRED – A full explanation is required. Attach supplemental information.) I. SUMMARY OF DEPARTMENTAL ACTION FOR APPOINTMENT SEARCH PROCESS 1. Where did you advertise (e.g., professional journals, on-line, caucus newsletters, newspapers)? [Submit at least two advertisements along with dates of publication for Standing Faculty (Tenure and Clinician-Educator), Research track and Academic Clinicians in the Associated Faculty. Submit at least one advertisement along with date(s) of publication for all other classes in the Associated Faculty and Academic Support Staff.] Post Ad on FAPD website-Attach Ad 2. List those professional minority and women’s organizations you consulted with regard to this search. 3. If you contacted universities, schools, and departments, attach a list.NA 4. Submit a sample letter used to make these contacts. The letter should show that schools and departments were encouraged to submit the names of women and minority persons. NA 5. List the women and minority scholars whose help you have solicited in filling this position. NA Rev. November 2006 NA [BLUE] (SHORT FORM) UNIVERSITY OF PENNSYLVANIA FACULTY EQUAL OPPORTUNITY COMPLIANCE STATEMENT II. THE CANDIDATE POOL Make sure this grid matches the numbers on the Recruitment Worksheet --- 1. NOTE: Departments are required to maintain all applications on file for three years Total All Total Female Total Minority a) Number of persons considered via applications, referrals, dossiers on file, telephone, video conference, conference, etc. 2 0 2 b) Number of persons interviewed 2 0 2 c) Number of persons invited for an interview but declined 0 0 0 Total Unknown 0 2. Candidate and Applicant Data a) Indicate the racial and gender categories of the proposed candidate and applicant(s) interviewed (Insert numeric code 1 – 5; see categories and definitions on page 3). Attach additional page(s), if necessary. Name Recommended Applicant: Furqan Haq Sex Race Interview Method 2 (M) 2 Asian 3 Reason(s) not Recommended * Other Applicant(s) Interviewed: ATTACH RECRUITMENT WORKSHEET Download the Worksheet directly from MyDotMed, see section for "Faculty Ad Applicants Review" b) If there is only one applicant listed and/or the candidate is an internal hire, please provide justification in the comment section below. See codes and definitions on page 3. 3. Attach a CV of the Candidate (SOM John Doe CV format NOT Required ) 4. If the candidate is neither minority nor female, submit the dossiers (curriculum vitae and recommendation letters) of the two most qualified members of minority groups and the two most qualified women considered. Name of Candidate Sex If yes, please list the names below. Include the race and gender codes for each candidate. NA NA 5. Race Describe the reasons for selecting the proposed candidate. If minority or female candidates were considered and not chosen, indicate specifically why the candidate was deemed the most qualified over the best minority and female candidates. Describe the candidate's scientific research expertise or clinical expertise >>>>>> Dr Haq has experience in the area of RNA1 and investigations of cell signaling pathways. ( Use one or two sentences only) Comment(s): Describe reason for or purpose of position>>>>>Indicate if candidate will be getting additional training in this position. or will developmore independence in research, or has KAward for Career Development , or is providing clinical support to department . ( Use one or two sentences only) III. CERTIFICATION OF COMPLIANCE All persons signing this compliance form attest that a good faith effort was made to conduct the search and selection process for this position in compliance with relevant University policies and procedures pertaining to filling vacancies and equal opportunity/affirmative action. Do not send to AA Officer – Attach to Offer Letter /RTR for submission to FAPD Get Department Chair Signature Department Chair/Hiring Officer Date AA Compliance Officer Date Dean or Dean’s Representative Date Provost or Provost’s Representative Date Rev. November 2006 Page 2 of 6 (SHORT FORM) UNIVERSITY OF PENNSYLVANIA FACULTY EQUAL OPPORTUNITY COMPLIANCE STATEMENT The concept of race as used by the Office of Federal Contract Compliance Programs (O.F.C.C.P.) and the Equal Employment Opportunity Commission (E.E.O.C.) does not denote clear-cut scientific definitions of anthropological origins. Nevertheless, each employee or candidate must be identified as belonging to one, and only one, of five broad racial/ethnic categories defined by federal authorities. A candidate may be included in the group to which he or she appears to belong, identifies with, or is regarded in the community as belonging. FEDERAL RACE AND ETHNICITY DEFINITIONS The categories for data on race and ethnicity for Federal statistics and civil rights compliance are defined as follows: 1. Black (not of Hispanic origin): A person having origins in any of the black racial groups of Africa (except those of Hispanic origin) 2. Asian/Pacific Islander: A person with origins in any of the original peoples of the Far East, Southeast Asia, or the Indian Subcontinent or the Pacific Islands. This includes people from China, Japan, Korea, the Philippine Islands, American Samoa, India, and Vietnam. 3. White (not of Hispanic origin): (except those of Hispanic origin). 4. Hispanic: A person of Mexican, Puerto Rican, Cuban, Central or South American, or other Spanish culture or origin, regardless of race. 5. American Indian/Alaskan Native: A person having origins in any of the original peoples of North America or who maintains cultural identification through tribal affiliation or community recognition. A person having origins in any of the original peoples of Europe, North Africa, or the Middle East SEX 1. 2. Female Male INTERVIEW METHOD 1. 2. 3. Interviewed by telephone Interviewed by video conference Interviewed in person REASON NOT RECOMMENDED 1. 2. 3. 4. 5. 6. 7. 8. 9. Previous experience not as strong Did not possess preferred educational level Position related skills not as strong Applicant salary requirement too high Applicant did not show for interview Applicant interviewed withdrew from consideration Applicant rejected offer Applicant decline interview Other (note reason in the additional comment section on page two) REASON ONLY 1 APPLICANT INTERVIEWED 1. 2. 3. Other applicants lacked specific position knowledge/experience Other (note reason in the additional comment section on page two) Waiver has been granted (summarize reason in the recommendation in the absence of a search section on page one AND record reason code under the Candidate and Applicant Data section, in the reason(s) not recommended column on page two) [See Affirmative Action Guidelines for Target of Opportunity] Rev. November 2006 Page 3 of 6 (SHORT FORM) FAPD AD POSTING Research Associate Posting Department: Orthopaedic Surgery State: posted Posted Date: 07/08/2008 Expire Date: 07/08/2010 OFFICIAL AD TEXT: The Department of Orthopaedic Surgery at the University of Pennsylvania School of Medicine seeks candidates for a Research Associate position in the Academic Support Staff. This appointment will be initially for one (1) year and continuation during that time period and renewal are based on satisfactory performance and availability of funding (limited to three (3) years). Applicants must have an Ph.D. or M.D./Ph.D. degree and have demonstrated excellent qualifications in Research. The successful applicant will have experience in the area of RNA1 and investigations of cell signaling pathways. Projects will investigate human disorders of heteroptopic ossification such as fibrodysplasia ossificans progressive (FOP) and progressive osseous heteroplasia (POH). The University of Pennsylvania is an equal opportunity, affirmative action employer. Women and minority candidates are strongly encouraged to apply. Apply for this position online at: http://www.med.upenn.edu/apps/faculty_ad/index.php/g328/d1686 Rev. November 2006 Page 4 of 6 (SHORT FORM) ATTACH CV OF CANDIDATE (Not required to be in John Doe Format) Rev. November 2006 Page 5 of 6 (SHORT FORM) Recruitment Worksheet UNIVERSITY OF PENNSYLVANIA SCHOOL OF MEDICINE DEPARTMENT OF Orthopaedic Surgery Ad Title: Research_Associate Proposed Rank: Research Associate Search Committee Chair: NOT REQUIRED FOR SHORT AA FORM Search Committee Members: NOT REQUIRED FOR SHORT AA FORM Proposed Track: POSTED 7/8/2010 For Gender and Ethnicity, this information MUST be entered by the applicant in the online application process. The staff member filling in the form should not enter or edit Gender and Ethnicity. Candidate Name Intern al Candi date Gend er 1 Furqan Haq M 2 venkata malakapalli M Ethni city Asian /Pacif ic Islan der Asian /Pacif ic Islan der Recrui ter's Action Date CV Received Letter( s) Recei ved sourc e of initial conta ct info gathered via phone or e-mail references contacted candidate interview ed Reason Recomme nded /OR NOT Recomme nded Applican t Source( s) 1/9/2010 websit e website 1/10/2010 websit e other_fa c DATE PRINTED Rev. November 2006 inter view Date Why did can dida te with dra w or elect not to com e to Pen n? Page 6 of 6