State of New Jersey New Jersey Commission on Science and Technology New Jersey Technology Fellowship Second Year Application Fellowship Applicant Name: E-mail: Company Name: Company Address: Fellowship Phone Number: Company Contact Phone Number: Company Contact Name: Company Contact E-mail: Timetable for required submissions: Fourth Round Funding October 1, 2009 – 3:00pm November 2009 Public Project Description Provide a separate half page brief description of both the company and the proposed project. PLEASE USE NON-TECHNICAL, LAY LANGUAGE. Do not include proprietary or confidential information. If the application is funded, this description will be made public. Performance Report Guidelines The Report should be concise, yet sufficiently detailed to provide a comprehensive overview of the activities and achievements of the program for the grant period, relative to the Annual Work Plan. Variances from the Annual Work Plan should be identified and explained. The Report should be provided in the following format: I. Program Objectives, Milestones, Outcomes, and Deliverables A. Describe your achievements against Mid-Year and Year-End Plan objectives, milestones, outcomes and deliverables during the grant period. B. Describe your achievements in the following areas: 1. Science and Technology 2. Impact on the Company: (please describe the impact that the fellowship has had on the company in the following areas) a. pathways to commercialization b. benefits in employment c. new and expanded businesses d. infrastructure development 3. What are your career plans beyond year 2 of the fellowship? 4. What steps were taken to mentor your experience during the first year of the fellowship? 5. University Relationship a. Demonstrate the degree to which the fellowship program established a relationship between the company and candidate’s degree granting university, use specific examples if possible b. Explain the degree to which combined candidate and company fellowship effects transfer of technology and technical experience from university to company. 6. Non-Commission Resources - What resources has the company obtained since beginning the fellowship? (i.e. venture funding, other private investments, other public funding) II. Company Numerical Achievement Data Provide the following numerical achievement data since the start of the fellowship: A. B. C. D. E. F. G. Company Revenue Number of invention disclosures filed Number of patent applications filed Number of patents received Number of intellectual property licenses or equivalent agreements executed Number of employees Amount of third party financing Renewal Statement Please include a statement from both the Technology Fellow and the Company. Each statement should be no longer than one page. In these statements please explain why you are interested in continuing with a second-year of the fellowship and what you are hoping to gain from a continued experience with this program. Work Plan Please include a brief work plan including timeline and milestones agreed upon by both the fellow and company for Year 2 of the fellowship. This should include a discussion and justification on how the expense grant is to be used. 2 Eligibility and Disclosures Have any of the persons or entities listed above: been, within the last five years, a party in litigation? Yes No been, or is now, charged with, convicted of, under indictment, on parole, on probation or a plaintiff in, any criminal or civil offence other than a minor motor vehicle violation? Yes No been, or is now, subject to, or has pending, any disciplinary action by any administrative, governmental or regulatory body? Yes No been, or is now, subject to any order resulting from any criminal, civil or administrative proceedings brought against such persons or parties by any administrative, government or regulatory body? Yes No been, or is now, denied any license by any administrative, government or regulatory agency on the grounds of moral turpitude? Yes No been, or is now, informed of any current or on-going investigation with respect to possible violation by such persons or parties of state or federal securities, anti-trust or criminal laws? Yes No been, or is now, denied a business or professional-related license or had it suspended or revoked by any administrative, government or regulatory agency? Yes No been, or is now, disbarred, suspended or disqualified from contracting with any federal, state or municipal agency? Yes No been, or is now, in receivership or adjudicated bankrupt? Yes No been, or is now, in default on a personal or business loan? Yes No is now involved in any pending lawsuits? Yes No If the answer is “yes” to any of the questions above, furnish details on a separate page under the heading “ELIGIBILITY AND DISCLOSURES”. Any information you wish to submit that may expedite this investigation should be set forth as an attachment. 3 Company Affidavit I, THE UNDERSIGNED, BEING DULY SWORN UPON MY OATH SAY: 1. I affirm, represent and warrant that the information contained in this application and all attachments submitted herewith is true and complete to the best of my knowledge and that the grant applied for herein is not for personal, family or household purposes. 2. I understand that if such information is willfully false or eligibility for the Technology Fellowship Program is falsely certified I am subject to criminal prosecution under N.J.S.A. 2C:28-1, 2C:28-2 and 2C:28-3, as applicable and civil action by the New Jersey Commission on Science and Technology (“Commission”) which may at its option terminate its grant. 3. I authorize the New Jersey Department of Law and Public Safety to verify any answer(s) and information contained herein through a search of its records or records to which it has access and to release the results of said research to the Commission. 4. I authorize the Commission to obtain such information including, but not limited to, a credit bureau check as it may require, covering the applicant and/or its principals. 5. I understand that the Commission will retain this application and all associated documents, whether or not this application is approved. _______________________________________________ Signature of Company Official ________________________________________________ Name and Title of Company Official (Print or Type) _________________ Date Sworn and Subscribed before me this ___ day of ___ 20__ ________________________ NOTARY PUBLIC 4 Application Checklist Before submitting the application, applicants must complete this checklist to ensure that they have included all of the necessary information. Application forms with signatures Work plan (no more than 10 pages) Gantt chart showing the proposed milestones and timeline Public project description (half page project and company summary) Eligibility and disclosures statement Application affidavit with notary Payroll Schedule Application Submission Send the original signed copy of the documents and the complete Grant Proposal on a CD in PDF format to the Commission at the address below. Overnight: New Jersey Commission on Science and Technology New Jersey Technology Fellowship Program 10 South Montgomery Street Trenton, NJ 08625 U.S. Postal Service: New Jersey Commission on Science and Technology New Jersey Technology Fellowship Program P.O. Box 832 Trenton, NJ 08625 For Additional Information Please contact the New Jersey Commission on Science and Technology at (609) 984-1671 or njcst@scitech.state.nj.us. 5