State of New Jersey New Jersey Commission on Science and Technology SBIR Bridge Grant Program Application Section 1 - Applicant Information: Applicant/Primary Contact Person: Applicant/Primary Phone Number: Secondary Contact: Secondary Phone Number: Applicant/Primary Contact Email Secondary Contact Email Company Name (full legal name): Address: Website Address: Fax Number: Company Phone Number: City/State/Zip: Tax I.D. Number: Principal Place of Business (Address): Municipality: City/State/Zip: Total Number of Employees: Number of Employees Living Number of Full-Time in NJ: Employees: State of Incorporation: Month of Incorporation: Most recent two fiscal year’s revenues: Year of Incorporation: Last Fiscal Year 200__ Previous Fiscal Year ___________________ _________________ For each employee, please provide place of residence, municipality, county, and state. Attach additional sheets if necessary. Employee Name Municipality County/State Hours Worked Per Week Employee Type – W-2, 1099, other ________________________________________________________________________________________ 2 New Jersey Commission on Science and Technology SBIR Bridge Grant Section 3 – Budget: SBIR Bridge Grant Program Standard Budget Formats Anticipated Expenditures CATEGORY NJCST FUNDING OTHER FUNDING SOURCES Personnel Salaries & Wages (itemize by category) Fringe Benefits Consultants (itemize) Travel Supplies (itemize) Equipment (itemize) Other Direct Expenses (itemize by category) TOTAL ANTICIPATED EXPENSES Notes: 1 A brief narrative describing budget items must be provided. 2 Please provide a single summary expenditures budget, in the above format, which summarizes all anticipated program expenditures for the grant period. 3 If the program involves multiple projects or teams, please provide a separate detailed expenditures budget, in the above format, for each project or team. The sum of these detail budgets should equal the summary expenditures budget. 4 If the grantee will issue subcontracts to other participating organizations, please provide a separate detailed expenditures budget, in the above format, for the prime contract, and for each subcontract. The sum of these detail budgets should equal the summary expenditures budget. 5 Other funding sources maybe broken down into the following categories: university, federal, and industrial 6 The budget may not include any indirect expenses ________________________________________________________________________________________ 3 New Jersey Commission on Science and Technology SBIR Bridge Grant Section 4 – SBIR/STTR Information: Federal Department / Agency Name: Topic/Sub Topic Name: Topic Number (if applicable): Project Title: University Partner (if applicable): Phase I Application Submission Date: ____________________________________________________ Phase I Award Amount: Phase I Award Date: ____________________________________________________ Phase II Application Submission Date: Requested Phase II Fund Amount: ____________________________________________________ Date Received Phase II Letter of Intent: (Please list the date that you received official letter from federal agency identifying you as a potential awardee) Anticipated Phase II Award Date: ____________________________________________________ (Please list the date that you expect contract award from the federal agency) Section 4 Attachments A copy of the award letter from a federal agency notifying the recipient of the Phase I SBIR/STTR award A copy of the Phase II proposal/application cover letter/sheet A copy of the official letter of intent to negotiate a Phase II award (the official letter of intent must be on agency letterhead and must dictate that you are being considered for Phase II funding) A numbered list of all previous SBIR awards (Phase I, II) from all federal granting agencies Section 5 – Workplan (no more than 5 pages) Please attach a brief workplan describing the use of the NJCST Bridge Grant with detailed milestones of how the Bridge Grant will be used Section 6 – Gantt Chart Attach a simple Gantt chart showing the proposed milestones Section 7 – Verification of Annual Revenue Attach an audited financial statement [using generally accepted accounting principles (GAAP basis)] including balance sheet, income statement and cash flow statements OR a current corporate tax return and a non-audited financial statement including balance sheet, income statement and cash flow statements for the applicant, its parent and subsidiary companies ________________________________________________________________________________________ 4 New Jersey Commission on Science and Technology SBIR Bridge Grant Section 8 – Eligibility and Disclosures Have any of the persons or entities listed above: been, within the last five years, a party in litigation? Yes No been, or is now, charged with, convicted of, under indictment, on parole, on probation or a plaintiff, defendant or other party in, any criminal or civil offense other than a minor motor vehicle violation? Yes No been, or is now, subject to, or has pending, any disciplinary action by any administrative, governmental or regulatory body? Yes No been, or is now, subject to any order resulting from any criminal, civil or administrative proceedings brought against such persons or parties by any administrative, government or regulatory body? Yes No been, or is now, denied any license by any administrative, government or regulatory agency on the grounds of moral turpitude? Yes No been, or is now, informed of any current or on-going investigation with respect to possible violation by such persons or parties of state or federal securities, anti-trust or criminal laws? Yes No been, or is now, denied a business or professional-related license or had it suspended or revoked by any administrative, government or regulatory agency? Yes No been, or is now, disbarred, suspended or disqualified from contracting with any federal, state or municipal agency? Yes No been, or is now, in receivership or adjudicated bankrupt? Yes No been, or is now, in default on a personal or business loan? Yes No is now involved in any pending lawsuits? Yes No If the answer is “yes” to any of the questions above, furnish details on a separate page under the heading “ELIGIBILITY AND DISCLOSURES”. Any information you wish to submit that may expedite this investigation should be set forth as an attachment. ________________________________________________________________________________________ 5 New Jersey Commission on Science and Technology SBIR Bridge Grant Section 9 – Application Affidavit I, THE UNDERSIGNED, BEING DULY SWORN UPON MY OATH SAY: 1. I affirm, represent and warrant that the information contained in this application and all attachments submitted herewith is true and complete to the best of my knowledge and that the grant applied for herein is not for personal, family or household purposes. 2. I understand that if such information is willfully false or eligibility for the Commission Bridge Grant is falsely certified I am subject to criminal prosecution under N.J.S.A. 2C:28-1, 2C:28-2 and 2C:28-3, as applicable and civil action by the Commission which may at its option terminate its grant. 3. I authorize the New Jersey Department of Law and Public Safety to verify any answer(s) and information contained herein through a search of its records or records to which it has access and to release the results of said research to the Commission. 4. I authorize the Commission to obtain such information including, but not limited to, a credit bureau check as it may require, covering the applicant and/or its principals. 5. I understand that the Commission will retain this application and all associated documents, whether or not this application is approved. _______________________________________________ Signature of Applicant ________________________________________________ Name and Title of Applicant (Print or Type) _________________ Date Sworn and Subscribed before me this ___ day of ___ 20__ ________________________ NOTARY PUBLIC ________________________________________________________________________________________ 6 New Jersey Commission on Science and Technology SBIR Bridge Grant Section 10 – Public Project Description Provide a Public Project Description in plain lay language of the proposed project and company. Do not include proprietary or confidential information because, if the application is funded, this information will be made public. __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ __________________________________________________________________________________________ I certify that all information that I have provided in this application is correct to the best of my knowledge. I understand that the Commission will retain this application and all associated documents, whether or not this application is approved. I understand that the Commission may obtain a credit report concerning the applicant firm. I understand that deliberately making false statements on this application, or falsely certifying eligibility for the Commission Bridge Grant is prohibited under Section 2C:28-3 of the New Jersey Code of Criminal Justice, and is punishable by fine or imprisonment. ________________________________________________________ _____________________________________________________ Signature of Applicant Date Name and Title of Applicant (Print or Type) ________________________________________________________________________________________ 7 New Jersey Commission on Science and Technology SBIR Bridge Grant SBIR Bridge Grant Application Checklist Before submitting your proposal, please use the checklist below to insure completion of the application Have received no more than 10 federal SBIR’s previously Application Forms – Section 1&2 Summary Budget – Section 3 A copy of the award letter from a federal agency notifying the recipient of the Phase I SBIR/STTR award – Section 4 A copy of the Phase II proposal/application cover letter/sheet – Section 4 A copy of the official letter of intent to negotiate a Phase II award – Section 4 Numbered list of previous SBIR Phase I & Phase II awards – Section 4 Work Plan – Section 5 Gantt chart – Section 6 Financial Statements – Section 7 Eligibility and Disclosures Form – Section 8 Application Affidavit – Section 9 Public Project Description – Section 10 ________________________________________________________________________________________ 8 New Jersey Commission on Science and Technology SBIR Bridge Grant Application Submission Send the original signed copy of the Application and the complete Grant Proposal on a CD in PDF format to the Commission at the address below. Overnight: New Jersey Commission on Science and Technology SBIR Bridge Grant Program 10 South Montgomery Street Trenton, NJ 08625 U.S. Postal Service: New Jersey Commission on Science and Technology SBIR Bridge Grant Program P.O. Box 832 Trenton, NJ 08625 NOTE: Incomplete applications on the due dates may result in the proposal not being reviewed or considered. PowerPoint presentations will NOT be accepted as part of the application package. For Additional Information Please contact the New Jersey Commission on Science and Technology at (609) 984-1671 or njcst@scitech.state.nj.us. ________________________________________________________________________________________ 9 New Jersey Commission on Science and Technology SBIR Bridge Grant