Choosing Between Diversity Indices James A. Danoff-Burg Dept. Ecol., Evol., & Envir. Biol.

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Choosing Between
Diversity Indices
James A. Danoff-Burg
Dept. Ecol., Evol., & Envir. Biol.
Columbia University
Alpha Diversity Indices
A diversity of diversities

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


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
Log Alpha
Log-Normal Lambda
Q-Statistic
Simpson
McIntosh
Berger-Parker
Shannon-Wiener
Brillouin
How to choose between these?
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Bases for Choice
Appropriateness of each index for your data
Discriminant ability of the index
Statistical Comparability
Widespread utility of the index
Your Question
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Bases for Choice
Appropriateness of each index for your data
Discriminant ability of the index
Statistical Comparability
Widespread utility of the index
Your Question
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Appropriateness
Index assumptions need to be met
Abundance model of data
Sensitivity to sample size
Each index needs to be considered for all of
these aspects

determines whether can be used for your data
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Assumptions
 Alpha diversity indices do not make many
assumptions

No assumptions made about species abundance
distributions
• Cause of distribution  not needed
– species abundance models have assumptions about these
» Geometric – niche pre-emption, regular arrivals
» Log – niche pre-emption, irregular arrival intervals
» Log-Normal – successively apportioning available niche
space of all resources in proportion to abundance
» Broken Stick – simultaneously apportioning available niche
space of one resource in proportion to abundance
• Shape of curve

“Non-parametric”
• Normality is not needed
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Abundance Model
Some indices perform better under a specific
abundance model
Example: Simpson – probability that two
individuals are of the same species

Geometric
• Underestimate Simpson diversity value

Log
• Underestimate Simpson diversity value

Log-Normal
• Best for Simpson diversity analysis analysis

Broken Stick
• May overestimate Simpson diversity value
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Abundance Model Fitting
Main problem: Often have multiple models
that fit the data


Occasionally because of low number of
abundance classes
Log2 has only 11 classes (octaves) even possible
• Most data have less than 11
• E.g., less than 256 individuals in a species
– Resulting in only 8 classes


Fewer classes, mean fewer opportunities for
departures from fit
Small data sets  fit many models
• Few spp in each abundance class  decreased
discriminability
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Abundance Model Fitting
Secondary problem: Log-Normal is a frequent
consequence



Often because of the central limit tendency of
large data sets
If a data set has many species  often log-normal
distribution results
Does not necessarily mean that the community
has assembled by a successive breaking of the
available nice space
• As is the assumption with the log-normal distribution
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Appropriateness – Sample
Effort
 Some indices are tremendously sensitive to sample size

Low replication  skewed values
• Idiosyncratic results
• Not truly representative of the environment
 Indices sensitive to inadequate sampling
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S = very sensitive to sampling effort
Dominance indices (Simpson, Berger-Parker, McIntosh)
Information statistics indices (Shannon)
Evenness indices
 Indices insensitive to sampling effort

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Always: Log series a, 1/d (influenced by abd of most abd sp)
If more than 50% of spp represented: Q
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Appropriateness - Sampling
Effort
How to determine when you have completely
sampled the environment?

Assuming prior information
• Leveling off of S with adding more samples
– If interest is largely richness
• Leveling off of Pielou’s t point
– If interest is proportional abundance

Leveling off point = adequate sample size
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Appropriateness, Sample Size
- When is Enough Enough?
 Leveling off of S with adding
50
more samples



If interest is largely richness
S is more sensitive to sample40
size than diversity indices
Need more samples Diversity 30
Index
Value
 Leveling off of Pielou’s t
point


S
If interest is proportional
abundance
Any diversity index can be
used
Lecture 5 – Choosing Between Diversity Indices
Pielou’s t
Pielou’s t
H’ Shannon
Pielou’s t
20
1/D Simpson
Pielou’s t
1/d Berger-Parker
10
0
10
20
30
40
Sample Addition Sequence
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Sampling Effort
Need consistency in sampling effort

Need to use the same effort throughout experiment
• Helps to ensure comparability of indices
• All would then be equal(ly biased)
When sample sizes are unequal?
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Rarefy the larger sample to the smaller
More next week on rarefaction (WE 1)
Better to have many small samples than few
large samples


Increases replication
Decreases thoroughness of each replicate
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Bases for Choice
Appropriateness of each index for your data
Discriminant ability of the index
Statistical Comparability
Widespread utility of the index
Your Question
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Discriminant Ability of the
Index
Differences are usually very subtle

Need analytical rigor to differentiate
Assuming differences exist, how best to see
them?
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No two sites are identical in terms of S, N, relative
abundance
All sites will differ, how can we detect this?
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Studies of Discriminability I
Taylor (1978)

Using 8 indices on moths, 9 sites, over 4 years
• Rothamsted Insect Survey, England
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Best: Log a (by far)
Next: H’, S, log-normal l, 1/D, log biomass
Useless: log-normal S* and s
Kempton (1979)
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Using 4 indices on same data, 14 sites, 7 years
Best: S, H’
Useless: 1/D, 1/d
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Studies of Discriminability II
 Kempton & Taylor (1976)
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Transformed indices > untransformed form
exp H’ > H’
1/D>D
 Kempton & Wedderburn (1978)
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a and Q > any H’ and any D
 Magurran (1981)
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Best: Margalef (Dmg = (S-1) / ln N); U, S
Less well: HB > H’, exp H’
Worst: 1/d, D or 1/D, McIntosh D, H’ E, HB E
 Morris & Lakhani (1979)

H’ > D or 1/D
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Diversity Aspects Measured
Not just discriminability, but what is the index
measuring?
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Richness, Dominance, Evenness, Abundance…
What most affects the index?

Rare species or species richness?
• Type 1 Measures
• log a, log-normal l, Q, S, H’, HB, Dmg, McU

Abundance of the most common species or
dominance?
• Type 2 Measures
• 1/D or D, 1/d, McD, H’E, HBE

Within each type  significant correlation
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Bases for Choice
Appropriateness of each index for your data
Discriminant ability of the index
Statistical Comparability
Widespread utility of the index
Your Question
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Statistical Comparability
Historically, statistical comparisons not made
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Mostly descriptive comparisons in past
Statistical Options
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H’, Var H’, t-test
Replication
• Most sets of replicated estimates are normally distributed
• Non-normal data can be transformed for normality

Jackknife data
• Provides standard error and confidence limits as well
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Bases for Choice
Appropriateness of each index for your data
Discriminant ability of the index
Statistical Comparability
Widespread utility of the index
Your Question
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Widespread Utility of the Index
Important for ensuring comparability
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Between studies
Between sites
Between researchers
Most commonly used
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S, H’, 1/D, log a
Less commonly used

Log-Normal l, Q
• Even though highly valuable as discussed above
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Dmg, McU, McE, HB, 1/d
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Widespread Utility - Cautions
Be careful with the H’ Shannon

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Heavily criticized, despite widespread use
“no direct biological interpretation” (Goodman 1975)
Be careful with the log a

Based only on S & N
• Insensitive to changes when both stay constant
• Uncommon situation
“there can be no universal best buy but there
are rich opportunities for inappropriate
usages” (Southwood 1978)
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Indices Performance Summary
Index
Discriminant
Ability
Sample
Size
Sensititivy
Richness,
Evenness,
Dominance
Calculation
Widely
used?
Sensitivity
to Abd
models
Log a
Good
Low
Richness
Simple
Yes
N (?)
Log Normal l
Good
Moderate
Richness
Complex
N
Yes
Q
Good
Low
Richness
Complex
N
N
S
Good
High
Richness
Simple
Yes
N
Margalef
Good
High
Richness
Simple
N
N
Shannon
Moderate
Moderate
Richness
Intermediate
Yes
N
Brillouin
Moderate
Moderate
Richness
Complex
N
N
McIntosh U
Good
Moderate
Richness
Intermediate
N
N
Simpson
Moderate
Low
Dominance
Intermediate
Yes
Yes
Berger-Parker
Poor
Low
Dominance
Simple
N
N
Shannon E
Poor
Moderate
Evenness
Simple
N
N
Brillouin E
Poor
Moderate
Evenness
Complex
N
N
McIntosh D
Poor
Moderate
Dominance
Simple
N
N
= Desirable Traits in an Index
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Index Choice Guidelines
1.
2.
3.
4.
5.
6.
7.
8.
9.
Clearly formulate question you are studying
Ensure equal sample sizes
Draw a Rank Abundance graph
Calculate Margalef (Richness) and Berger-Parker
(Dominance) indices
Determine Log a and Q
Test fit to abundance models
Use ANOVA to test for treatment differences
Use Jackknife to improve estimate of indexes
Be consistent in choice of index across your studies
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Bases for Choice
Appropriateness of each index for your data
Discriminant ability of the index
Statistical Comparability
Widespread utility of the index
Your Question
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Your Question
What you want to know determines how you
analyze your data
How important is each aspect of diversity?
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Richness?
Evenness?
Dominance?
Abundance?
Per-species (relative) abundance?
Taxon diversity?
Trophic structuring?
Guild diversity?
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Your Question
What answers your question?


What are the most important aspects of diversity?
What data directly addresses your question?
• How should it be presented?
• How should it be emphasized?
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Your Question
Work through the gardens example
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Abundance model?
Diversity aspects?
Form of the data?
Appropriate analyses?
Answer for a few subcomponent questions
Assignment:



Do above using your thesis (or the gardens data)
3-5 pages
Due 2nd April before class
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Studies of Discriminability III –
Gotelli & Colwell 2001
Purpose / Goal



To discuss the different ways of presenting richness
To discuss the ways in which we can approximate total
species richness
To discuss the difficulties encountered when using
richness
•
•
•
•
Proportional abundances
Species Density
Standardizing number of species across different sized areas
Species / Genus
– Important in biogeography
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Gotelli & Colwell 2001
Differentiates between Individual-based and
Sample-based assessment methods
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
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Individual: life lists, Christmas bird counts,
collector’s curves
Sample: replicated quadrats, mist nets, trap data
Hybrid: m-species lists (observing to a point)
Differentiates between accumulation and
rarefaction curves (either individual or sample
based)
Accumulation – total # of spp during process of
data collection
 Rarefaction – repeatedly subsampling without
replacement from the data
(progressive data
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu

Gotelli & Colwell 2001
 Samples always below
Individuals


Richness
Individuals are clumped
40
Random assortments of traps
through time unclumped
 Rarefaction smoothed
curves


Replicated data removal
process (like Pielou)
Built “right to left”
 Accumulation stepped line


50
Observed fact
Built “left to right”
Lecture 5 – Choosing Between Diversity Indices
Individuals:
Rarefaction
30
20
Individuals: Accumulation
Samples: Rarefaction
Samples: Accumulation
10
0
10
20
30
40
Sample Addition Sequence
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Gotelli & Colwell 2001
Factors influencing richness estimates
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Underlying species richness
Relative abundance distributions
Sampling effort
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Gotelli & Colwell 2001
Cautions when using richness

Scaling different sized areas to species density
• Susceptible to non-linearity of increasing area and
richness
• Leads to an inability to extrapolate from smaller to larger
areas

Species per comparable unit area
• Problem with non-linear relationship between sampling
efforts and richness

Species per genus
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Gotelli & Colwell 2001
Solution?


Use rarefaction on your data to standardize
sampling effort
Bring larger sample down to size of smallest one
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
Hypothetical Model Curves
100
10
Broken Stick Model
1
Per
Species
Abundance 0.1
Log-Normal Series
0.01
Log Series
0.001
Geometric Series
10
20
30
40
Species Addition Sequence
Lecture 5 – Choosing Between Diversity Indices
© 2003 Dr. James A. Danoff-Burg, jd363@columbia.edu
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