Chapter 3: Transport Layer
Our goals:
 understand principles
behind transport
layer services:




Multiplexing/demultip
lexing
reliable data transfer
flow control
congestion control
 learn about transport
layer protocols in the
Internet:



UDP: connectionless
transport
TCP: connection-oriented
transport
TCP congestion control
Transport Layer
3-1
Chapter 3 outline
 3.1 Transport-layer
services
 3.2 Multiplexing and
demultiplexing
 3.3 Connectionless
transport: UDP
 3.4 Principles of
reliable data transfer
 3.5 Connection-oriented
transport: TCP




segment structure
reliable data transfer
flow control
connection management
 3.6 Principles of
congestion control
 3.7 TCP congestion
control
Transport Layer
3-2
Transport services and protocols
 provide logical communication
between app processes
running on different hosts
 transport protocols run in
end systems
 send side: breaks app
messages into segments,
passes to network layer
 rcv side: reassembles
segments into messages,
passes to app layer
 more than one transport
protocol available to apps
 Internet: TCP and UDP
application
transport
network
data link
physical
application
transport
network
data link
physical
Transport Layer
3-3
Transport vs. network layer
 network layer: logical communication between
hosts
 transport layer: logical communication between
processes

relies on, enhances, network layer services
C
Sport:8050
Dport: 25
A
B
Sport:4625
Dport: 80
D
Transport Layer
3-4
Internet transport-layer protocols
 reliable, in-order
delivery (TCP)



congestion control
flow control
connection setup
 unreliable, unordered
delivery: UDP
 services not available:


delay guarantees
bandwidth guarantees
application
transport
network
data link
physical
network
data link
physical
network
data link
physical
network
data link
physicalnetwork
network
data link
physical
data link
physical
network
data link
physical
application
transport
network
data link
physical
Transport Layer
3-5
Chapter 3 outline
 3.1 Transport-layer
services
 3.2 Multiplexing and
demultiplexing
 3.3 Connectionless
transport: UDP
 3.4 Principles of
reliable data transfer
 3.5 Connection-oriented
transport: TCP




segment structure
reliable data transfer
flow control
connection management
 3.6 Principles of
congestion control
 3.7 TCP congestion
control
Transport Layer
3-6
Multiplexing/demultiplexing
multiplexing at sender:
handle data from multiple
sockets, add transport header
(later used for demultiplexing)
demultiplexing at receiver:
use header info to deliver
received segments to correct
socket
application
application
P1
P2
application
P3
transport
P4
transport
network
transport
network
link
network
physical
link
link
physical
socket
process
physical
Transport Layer
3-7
How demultiplexing works
 host receives IP datagrams
each datagram has source
IP address, destination IP
address
 each datagram carries
transport-layer segment
 each segment has source,
destination port number
 host uses IP addresses & port
numbers to direct segment to
appropriate socket

32 bits
source port #
dest port #
other header fields
application
data
(message)
TCP/UDP segment format
Transport Layer
3-8
Connectionless demultiplexing
(UDP)
 Create a socket binding to a
port number
 UDP socket identified by
two-tuple:
(dest IP address, dest port number)
 When host receives UDP
segment:


checks destination port
number in segment
directs UDP segment to
socket with that port
number
 IP datagrams with
different source IP/port
can be directed to same
socket
Transport Layer
3-9
Connectionless demux (cont)
P2
P1
P1
P3
SP: 6428
SP: 6428
DP: 9157
DP: 5775
SP: 9157
client
IP: A
DP: 6428
SP: 5775
server
IP: C
Port: 6428
Socket tuple: (dest IP address, dest port number)
Two clients’ traffic can be mixed together at server
DP: 6428
Client
IP:B
Transport Layer 3-10
Connection-oriented demux (TCP)
 TCP socket identified by 4-
tuple:




source IP address
source port number
dest IP address
dest port number
 recv host uses all four
values to direct segment to
appropriate socket

Two connections cannot
mixed together at the
receiver host
 Server host may support
many simultaneous TCP
sockets:

each socket identified by its
own 4-tuple
 Web servers have different
sockets for each connecting
client

Remember the fork() and new
socket generated by accept()
Transport Layer
3-11
Connection-oriented demux:
example
application
application
P4
P5
application
P6
P3
P3
P2
transport
network
network
link
network
link
physical
link
physical
host: IP
address A
transport
transport
server: IP
address B
source IP,port: B,80
dest IP,port: A,9157
source IP,port: A,9157
dest IP, port: B,80
three segments, all destined to IP address: B,
dest port: 80 are demultiplexed to different sockets
physical
source IP,port: C,5775
dest IP,port: B,80
host: IP
address C
source IP,port: C,9157
dest IP,port: B,80
Transport Layer
3-12
Connection-oriented demux:
example
threaded server
application
application
P3
application
P4
P3
P2
transport
network
network
link
network
link
physical
link
physical
host: IP
address A
transport
transport
server: IP
address B
source IP,port: B,80
dest IP,port: A,9157
source IP,port: A,9157
dest IP, port: B,80
physical
source IP,port: C,5775
dest IP,port: B,80
host: IP
address C
source IP,port: C,9157
dest IP,port: B,80
Transport Layer
3-13
Chapter 3 outline
 3.1 Transport-layer
services
 3.2 Multiplexing and
demultiplexing
 3.3 Connectionless
transport: UDP
 3.4 Principles of
reliable data transfer
 3.5 Connection-oriented
transport: TCP




segment structure
reliable data transfer
flow control
connection management
 3.6 Principles of
congestion control
 3.7 TCP congestion
control
Transport Layer 3-14
UDP: User Datagram Protocol [RFC 768]
 “no frills,” “bare bones”
Internet transport
protocol
 “best effort” service, UDP
segments may be:
 lost
 delivered out of order
to app
 connectionless:
 no handshaking between
UDP sender, receiver
 each UDP segment
handled independently
of others
Why is there a UDP?
 no connection
establishment (which can
add delay)
 simple: no connection state
at sender, receiver
 small segment header
 no congestion control: UDP
can blast away as fast as
desired
 UDP worm (Slammer)
Transport Layer 3-15
UDP-based Worm: Slammer
 Worm code flow:



Exploit code (buffer
overflow)
Generate random target
IP address x:
Sendto() worm code to
x on udp port 1434
 Fast spreading worm
code (Jan. 2003)




Single UDP packet: 376
bytes
Average scan rate:
4000 scans/sec
Infect 90% in 10 minutes
~ 100,000 infected in an
hour
 Bandwidth-limited
worm


Severely congested
Internet
Stopped ATM, Flight
checking, …
 TCP-based worm is
much slower

TCP connection setup
• Connect() is a blocking
call

Multiple threads for
spreading
Transport Layer 3-16
UDP: more
 often used for streaming
multimedia apps
 loss tolerant
 rate sensitive
Length, in
bytes of UDP
segment,
including
header
 other UDP uses
 DNS
 SNMP
 reliable transfer over UDP:
add reliability at
application layer
 application-specific
error recovery!
32 bits
source port #
dest port #
length
checksum
Application
data
(message)
UDP segment format
Transport Layer 3-17
UDP checksum
Goal: detect “errors” (e.g., flipped bits) in transmitted
segment
Sender:
Receiver:
 treat segment contents
 Add all received 16-bit
as sequence of 16-bit
integers
 checksum: 1’s complement
of addition of segment
contents
 sender puts checksum
value into UDP checksum
field
segments, including checksum
 check if result is 1111 1111
1111 1111:
 NO - error detected
 YES - no error detected.
But maybe errors
nonetheless? More later
….
Transport Layer 3-18
Internet Checksum Example
 Note

When adding numbers, a carryout from the
most significant bit needs to be added to the
result
 Example: add two 16-bit integers
1 1 1 1 0 0 1 1 0 0 1 1 0 0 1 1 0
1 1 1 0 1 0 1 0 1 0 1 0 1 0 1 0 1
wraparound 1 1 0 1 1 1 0 1 1 1 0 1 1 1 0 1 1
sum 1 1 0 1 1 1 0 1 1 1 0 1 1 1 1 0 0
checksum 1 0 1 0 0 0 1 0 0 0 1 0 0 0 0 1 1
Transport Layer 3-19
Internet Checksum Example 2
 Suppose a 6-bytes packet content is

0xABCC, 0x960B, 0x5A3D
What is the checksum for this packet?
0x is a hexadecimal representation that each symbol (0-9, A-F)
represents 4 bits binary within the value of 0-15. For more details see:
http://en.wikipedia.org/wiki/Hexadecimal
Normal summation: 0xABCC+0x960B+0x5A3D = 0x19C14
Wrap up carry-out value: 0x9C14 + 0x1 = 0x9C15
So the checksum is: 0xFFFF – 0x9C15 = 0x63EA
Transport Layer 3-20
Chapter 3 outline
 3.1 Transport-layer
services
 3.2 Multiplexing and
demultiplexing
 3.3 Connectionless
transport: UDP
 3.4 Principles of
reliable data transfer
 3.5 Connection-oriented
transport: TCP




segment structure
reliable data transfer
flow control
connection management
 3.6 Principles of
congestion control
 3.7 TCP congestion
control
Transport Layer 3-21
Principles of Reliable data transfer
 important in app., transport, link layers
 top-10 list of important networking topics!
 characteristics of unreliable channel will determine
complexity of reliable data transfer protocol (rdt)
u
Network layer
Transport Layer 3-22
Reliable data transfer: getting started
rdt_send(): called from above,
(e.g., by app.). Passed data to
deliver to receiver upper layer
deliver_data(): called by
rdt to deliver data to upper
send
side
receive
side
u
udt_send(): called by rdt,
to transfer packet over
unreliable channel to receiver
udt_rcv(): called when packet
arrives on rcv-side of channel
Transport Layer 3-23
Reliable data transfer: getting started
We’ll:
 incrementally develop sender, receiver sides of
reliable data transfer protocol (rdt)
 consider only unidirectional data transfer

but control info will flow on both directions!
 use finite state machines (FSM) to specify
sender, receiver
state: when in this
“state” next state
uniquely determined
by next event
state
1
event causing state transition
actions taken on state transition
event
actions
state
2
Transport Layer 3-24
Rdt1.0: reliable transfer over a reliable channel
 Assumption: underlying channel perfectly reliable
 no bit errors
 no loss of packets
 separate FSMs for sender, receiver:
 sender sends data into underlying channel
 receiver read data from underlying channel
Wait for
call from
above
sender
rdt_send(data)
packet = make_pkt(data)
udt_send(packet)
Wait for
call from
below
udt_rcv(packet)
Only need to chop bit-stream
data into packets and send
Modern Internet packet has Maximum Transition
Unit (MTU) of 1500 Bytes (Ethernet)
extract (packet,data)
deliver_data(data)
receiver
Transport Layer 3-25
Rdt2.0: channel with bit errors
 Assumption #1: underlying channel may flip bits in packet

checksum to detect bit errors
 Assumption # 2: no packet will be lost
 the question: how to recover from errors:



acknowledgements (ACKs): receiver explicitly tells sender that
pkt received OK
negative acknowledgements (NAKs): receiver explicitly tells
sender that pkt had errors
sender retransmits pkt on receipt of NAK
 new mechanisms in rdt2.0 (beyond rdt1.0):



Error detection (checksum)
Receiver feedback: control msgs (ACK,NAK) rcvr->sender
Sender retransmit if NAK
Transport Layer 3-26
rdt2.0: FSM specification
rdt_send(data)
snkpkt = make_pkt(data, checksum)
udt_send(sndpkt)
udt_rcv(rcvpkt) &&
isNAK(rcvpkt)
Wait for
Wait for
call from
ACK or
udt_send(sndpkt)
above
NAK
udt_rcv(rcvpkt) && isACK(rcvpkt)
L
sender
L : means no action
receiver
udt_rcv(rcvpkt) &&
corrupt(rcvpkt)
udt_send(NAK)
Wait for
call from
below
udt_rcv(rcvpkt) &&
notcorrupt(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
udt_send(ACK)
Transport Layer 3-27
rdt2.0: operation with no errors
rdt_send(data)
snkpkt = make_pkt(data, checksum)
udt_send(sndpkt)
rdt_rcv(rcvpkt) &&
isNAK(rcvpkt)
Wait for
Wait for
call from
ACK or
udt_send(sndpkt)
above
NAK
rdt_rcv(rcvpkt) && isACK(rcvpkt)
L
rdt_rcv(rcvpkt) &&
corrupt(rcvpkt)
udt_send(NAK)
Wait for
call from
below
rdt_rcv(rcvpkt) &&
notcorrupt(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
udt_send(ACK)
Transport Layer 3-28
rdt2.0: error scenario
rdt_send(data)
snkpkt = make_pkt(data, checksum)
udt_send(sndpkt)
rdt_rcv(rcvpkt) &&
isNAK(rcvpkt)
Wait for
Wait for
call from
ACK or
udt_send(sndpkt)
above
NAK
udt_rcv(rcvpkt) && isACK(rcvpkt)
L
rdt_rcv(rcvpkt) &&
corrupt(rcvpkt)
udt_send(NAK)
Wait for
call from
below
udt_rcv(rcvpkt) &&
notcorrupt(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
udt_send(ACK)
Transport Layer 3-29
rdt2.0 has a fatal flaw!
What happens if
ACK/NAK corrupted?
 sender doesn’t know what
happened at receiver!

Time-out and retransmit
 can’t just retransmit:
possible duplicate
Handling duplicates:
 sender retransmits current
pkt if ACK/NAK garbled
 sender adds sequence
number to each pkt
 receiver discards (doesn’t
deliver up) duplicate pkt
stop and wait
Sender sends one packet,
then waits for receiver
response
Transport Layer 3-30
rdt2.1: sender, handles garbled ACK/NAKs
rdt_send(data)
sndpkt = make_pkt(0, data, checksum)
udt_send(sndpkt)
udt_rcv(rcvpkt) &&
Wait for
call 0 from
above
udt_rcv(rcvpkt)
&& notcorrupt(rcvpkt)
&& isACK(rcvpkt)
udt_rcv(rcvpkt)
&& notcorrupt(rcvpkt)
&& isACK(rcvpkt)
L
udt_rcv(rcvpkt) &&
( corrupt(rcvpkt) ||
isNAK(rcvpkt) )
udt_send(sndpkt)
( corrupt(rcvpkt) ||
isNAK(rcvpkt) )
udt_send(sndpkt)
Wait for
ACK or
NAK 0
L
Wait for
ACK or
NAK 1
Wait for
call 1 from
above
rdt_send(data)
sndpkt = make_pkt(1, data, checksum)
udt_send(sndpkt)
Transport Layer 3-31
rdt2.1: receiver, handles garbled ACK/NAKs
udt_rcv(rcvpkt) && notcorrupt(rcvpkt)
&& has_seq0(rcvpkt)
udt_rcv(rcvpkt) && (corrupt(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
sndpkt = make_pkt(ACK, chksum)
udt_send(sndpkt)
udt_rcv(rcvpkt) && (corrupt(rcvpkt)
sndpkt = make_pkt(NAK, chksum)
udt_send(sndpkt)
udt_rcv(rcvpkt) &&
not corrupt(rcvpkt) &&
has_seq1(rcvpkt)
sndpkt = make_pkt(ACK, chksum)
udt_send(sndpkt)
Why ACK for
wrong sequence packet?
sndpkt = make_pkt(NAK, chksum)
udt_send(sndpkt)
Wait for
0 from
below
Wait for
1 from
below
udt_rcv(rcvpkt) && notcorrupt(rcvpkt)
&& has_seq1(rcvpkt)
udt_rcv(rcvpkt) &&
not corrupt(rcvpkt) &&
has_seq0(rcvpkt)
sndpkt = make_pkt(ACK, chksum)
udt_send(sndpkt)
extract(rcvpkt,data)
deliver_data(data)
sndpkt = make_pkt(ACK, chksum)
udt_send(sndpkt)
Transport Layer 3-32
rdt2.1: discussion
Sender:
 seq # added to pkt
 two seq. #’s (0,1) will
suffice. Why?
 must check if received
ACK/NAK corrupted
 twice as many states
 state must “remember”
whether “current” pkt
has 0 or 1 seq. #
Receiver:
 must check if received
packet is duplicate

state indicates whether
0 or 1 is expected pkt
seq #
 note: receiver can not
know if its last
ACK/NAK received OK
at sender
Transport Layer 3-33