Updating Americans’ First Amendment Right to Petition Their Government By J.H. Snider, Ph.D. President iSolon.org Email: contact@isolon.org Presented at Harvard Law School Luncheon Event Sponsored by the Journal of Law and Technology Wasserstein Hall, Cambridge, MA September 20, 2013 Outline Laws Protecting the Right to Petition (e.g., First Amendment) History of the Right to Petition Petition Definitions Petition Purposes The White House’s We The Petition Website Private Petition Services Case Study: StartSchoolLater.net Why the Growth in e-Petitions? Public Policy Recommendations Failure in the Marketplace for Such Public Policy Ideas Laws Protecting the Right to Petition • • • • The First Amendment (1791) U.S. Declaration of Independence (1776) State Constitutions such as Delaware (1776) English Bill of Rights (1689) The First Amendment (1791) “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.” U.S. Declaration of Independence (1776) The capstone of the Declaration’s list of grievances: “In every stage of these Oppressions We have Petitioned for Redress in the most humble terms: Our repeated Petitions have been answered only by repeated injury. A Prince whose character is thus marked by every act which may define a Tyrant, is unfit to be the ruler of a free people.” State Constitutions such as Delaware (1776) “[E]very man hath a right to petition the Legislature for the redress of grievances in a peaceable and orderly manner.” (1776) English Bill of Rights (1689) “[I]t is the right of the subjects to petition the king, and all commitments and prosecutions for such petitioning is illegal." Petition Definitions • • • • 17th Century Definition of Petition Contemporary Definition of Petition (Oxford) Contemporary Definition of Petition (mine) Change in Definitional Scope from 17th to 21st Century 17th Century Definition of Petition A petition is a written communication that 1) is addressed to a government authority (such as a king), 2) states a grievance, and 3) prays for relief. Source: Derived from Gregory A. Mark, “The Vestigial Constitution: The History and Significance of the Right to Petition,” Fordham Law Review, Vol. 66, No. 6 (1998): 2173. Contemporary Definition of Petition (Oxford) “A formal written request, typically one signed by many people, appealing to authority in respect of a particular cause.” Source: Accessed September 17, 2013, http://oxforddictionaries.com/definition/english/petition Contemporary Definition of Petition (mine) A petition is a written communication from a substantial number of constituents (e.g., 100,000 for the We The People website) that 1) is addressed to a government authority in the executive or legislative, not judicial, branch, 2) states a general/public, not a particular/private, grievance, and 3) seeks remedies within the jurisdiction of the government authority. (additional qualifications on the 17th century definition are italicized). Change in Definitional Scope from 17th to 21st Century Blurred distinction between executive, legislative, and judicial functions (e.g., at the time of the Magna Charta, the 13th Century, the king provided all three functions). Blurred distinction between particularistic/private and general/public petitions (e.g., U.S. state and local legislatures performed both legislative and judicial functions as late as the mid-19th century). Those without suffrage such as women, poor whites, indentured servants, slaves, and even native Americans were welcome to petition (e.g., women’s 19th century slavery, suffrage, and prohibition petitions). Conclusion: Modern definition is much narrower in scope. Petition Purposes • Purposes of the Right to Petition • The Purposes are Complementary Purposes of the Right to Petition Ultimate Purpose: Reform government policy Intermediate Purpose: Establish credibility with political intermediaries (e.g., the press, experts, and other interest groups) Proximate Purpose: Solve collective action problems The Purposes Are Complementary The three purposes are essential. Failure to address the proximate purpose is currently the single largest failure of public petition policy. Just as the right of free speech and the right of assembly may be assumed to have intrinsic value independent of their effect on particular public policies, so does the right of petition as a way to solve collective action problems. Petitions have value in establishing credibility with intermediaries regardless of their impact on government. Current petition metrics are far too narrow and centered on the ultimate purpose. History of the Right to Petition • Declining Importance of Petitions • Declining Number of Petitions in Britain During 19th and early 20th Centuries • Qualitative Changes in the Nature of Petitions • Explanation of the Decline The Declining Importance of Petitions In the 17th and 18th centuries, petitions were a vital form of democratic public participation, even more important than suffrage in some times and places. By the early 20th century, petitions had largely become irrelevant to the democratic process or conceived of as merely an aspect of other First Amendment rights. Declining Number of Petitions in Britain During 19th and early 20th Centuries Note: The data are not weighted by England’s geometric population growth. Nevertheless, by 1950, petitioning drops off to nearly nothing. Source: Colin Leys, “Petitioning in the Nineteenth and Twentieth Centuries,” Political Studies, Vol. III, No. 1 (1955). Qualitative Changes in the Nature of Petitions Right to both a hearing and answer replaced by right to only a hearing and then neither. Decline and elimination of the particularistic/private petition. Shift from a multiplicity of petitions to a small number of petitions with many signatures. Other forms of communication with government come to the fore. Explanation of the Decline Legislative Discouragement 1830s Petition Crisis in Congress 1836 Congressional Petition Gag Order (repealed in 1844) 1830s British Parliament Refuses to Hear Petitions Rise of Competing Institutions and Technologies Expanded suffrage Shift to one-person, one-vote Rise of political parties Rise of mass media (originally via the penny press) Rise of the post office and affordable mail The White House’s We The Petition Website • • • • • • • • Home Page First Amendment Explanation Growth, as of Feb. 13, 2013 1st Year Anniversary Statistics, Sept. 24, 2012 Steps for Signing and Creating Petitions Petition Accessibility and Procedural Transparency Historical Significance Failures We The People White House Petition Website “We the People is a new, easy way for Americans to make their voice heard in our government. It is a platform on the White House website where individuals can create and sign petitions that call for action by the federal government on a range of issues facing our nation. If a petition gathers enough signatures, it will be reviewed by White House staff and receive an official response.” The White House’s First Amendment Explanation “The right to petition your government is guaranteed by the First Amendment of the United States Constitution. We the People provides a new way to petition the Obama Administration to take action on a range of important issues facing our country. We created We the People because we want to hear from you. If a petition gets enough support, White House staff will review it, ensure it’s sent to the appropriate policy experts, and issue an official response.” Growth of We The People as of 27 Feb. 2013 Source: Macon Phillips, “Sunshine Week: In Celebration of Civic Engagement,” White House Blog, March 13, 2013. Why the Sharp Break During Fall 2012? As the presidential election neared, the White House stopped responding to petitions, partly to avoid political controversy. Petition organizers didn’t know if the White House would win a second term and meaningfully respond to their petitions. The floodgates were released after the election, both because the Obama administration responded to a large backlog of petitions (thus generating lots of publicity for the website) and petition organizers concluded that they had a better chance of getting a meaningful response. We The People Stats On Its 1 Year Anniversary Source: Erin Lindsay, “Happy Birthday, We The People!,” White House Blog, September 24, 2012. Highlights Less than a half of a 1% chance of creating a petition that passes the signature threshold for getting a White House response—and this was before the White House quadrupled its signature threshold from 25,000 to 100,000. The original signature threshold during We The People’s first six weeks in operation was 5,000. The explosion in signatures after the one year anniversary does not appear to have translated into more petitions passing the threshold for a White House response. Steps for Signing and Creating Petitions Steps for Signing Petitions Create a WhiteHouse.Gov account Sign a petition Steps for Creating a Successful Petition Create a WhiteHouse.Gov account Create the petition To appear on the website, get 150 signatures within 30 days of creating the petition To get a White House response, get 100,000 signatures within 30 days of creating the petition. Creating a WhiteHouse.Gov account Giving the government your email address is mandatory. Votes follow the email address, not the person, so the same person may vote multiple times. Petition Accessibility and Procedural Transparency Prior to 30 day limit: all petitions that reach the 150 signature threshold remain publicly accessible After 30 day limit: all petitions that reach the 100,000 signature threshold (less than 1%) remain publicly accessible (all other petitions disappear) No accessible record of changes in terms of service No accessible record of technical problems and end user complaints No accessible record of petitions rejected by the We The People moderator before reaching the 150 signature threshold for public visibility. Historical Significance First quantifiable right of hearing (with 150 signatures) in the history of the Federal government. First quantifiable right of answer (with 100,000 signatures) in the history of the Federal government First normative right of hearing and answer since 1836 (175 years ago) Problems No verifiable signature identification Favors pre-existing organized interest groups White House controls email addresses and uses as lobbying tool (the White House’s primary motivation for maintaining the website?) White House controls the petition interface (e.g., libel risk cannot be outsourced, where it belongs) No checks & balances; poor transparency; all statistical data vetted for its PR efficacy. Signers cannot add comments. Private Petition Websites • Organizations • Problems Organizations Change.org (a for-profit company) Care2.org (a for-profit company) Moveon.org (a non-profit; formerly Signon.org) GoPetition.com and many others! Problems No guaranteed government influence (unlike We The People), which hinders signature gathering No verifiable signature identification Organization controls the e-mail addresses and either charges the signature gatherer for them or uses them for its own commercial or advocacy purposes Either free with significant loss of control or paid and too expensive for many grassroots advocacy groups Terms of service may change after the petition is started (e.g., SignOn.org changing its name to MoveOn.org) Many potential signers mistrust promises about how their email addresses will be used. Case Study: Start School Later (presented by Terra Ziporyn Snider, Ph.D.) StartSchoolLater.net’s Goal Chronology • We the People Petition • Signon.org Petition • Nonprofit Incorporation • Press Coverage • Government Action StartSchoolLater.net’s Goal Ensure school start times compatible with health, safety, education, and equity. Chronology October 3, 2011: Started petition on the newly launched White House We the People Website November 4, 2011: Started petition on Signon.org June 28, 2012: Incorporated as a non-profit August 18, 2013: Fourth Washington Post editorial supporting later high school start times August 19, 2013: Endorsement by Arne Duncan, Secretary of the U.S. Department of Education October 3, 2011: Started We the People Petition (Expired 11/4/2011) November 4, 2011: Started Signon.org (now Moveon.org) Petition June 28, 2012: StartSchoolLater.net Incorporation Board of Advisors Dean Beebe, PhD, Associate Professor of Pediatrics and Director, Neuropsychology Program, Cincinnati Children’s Hospital, Cincinnati, OH Kimberly Charis, Project Associate, Center for Safe and Healthy Schools, National Association of State Boards of Education, Arlington, VA Michael Dubik, MD, Pediatric Sleep Physician, Naval Medical Center, Norfolk, VA Lisa Ehrlichman, RN, M.Ed Chair for Adolescent Health, California School Nurses Organization, and Psychiatric Nurse Practitioner, San Diego, CA Allison Harvey, PhD, Professor of Clinical Psychology, Clinical Psychologist, and Director of the Golden Bear Sleep and Mood Research Clinic and the University of California, Berkeley. Christopher Herrera, PhD, Sleep Researcher, Aspetar - Qatar Orthopaedic and Sports Medicine Hospital Lisa J. Meltzer, PhD, Sleep researcher and clinician, Department of Pediatrics, National Jewish Health, Denver, CO Edward O'Malley, PhD, Managing Director, Sleep HealthCare of Connecticut Steven Lockley, PhD, Associate Professor of Medicine, Harvard Medical School; Neuroscientist, Division of Sleep Medicine, Department of Medicine, Brigham and Women's Hospital Wilfred R. Pigeon, PhD. Director, University of Rochester Sleep & Neurophysiology Lab, Rochester, NY Kathy Ryan, MSN, PHN, FNP, President, San Diego/Imperial Section, California School Nurses Organization and School Nurse, Lincoln High School Wellness Center, San Diego, CA Amy Wolfson, PhD, Professor of Psychology at the College of Holy Cross, Worcester, MA, and author of The Woman's Book of Sleep: A Complete Resource Guide. June 28, 2012: StartSchoolLater.net Incorporation Executive Staff Terra Ziporyn Snider, PhD, Executive Director, Co-Founder Maribel Ibrahim, Operations Director, Co-Founder Kari Oakes, PA-C, Research/Development Director Dolores Skowronek, Outreach Development Director Merry Eisner-Heidorn, Legislative Director Lynn Keefe, MD, Health Policy Director Catherine Darley, ND, Publicity Co-Director Heather Macintosh, Publicity Co-Director Alex Pratt, Student Advocacy Director August 18, 2013: Washington Post’s 4th Editorial Endorsement “Bleary-eyed teenagers cannot possibly be at their best when, as is the case in several school districts in Maryland and Virginia, they are expected to rise as early as 5:45 a.m. to meet their buses every weekday. It’s in the best interest of students, teachers, administrators and parents that this problem be addressed.” August 19, 2013: U.S. Secretary of Education Arne Duncan Endorsement Arne Duncan Tweets: September 4, 2013: U.S. Secretary of Education Arne Duncan Endorsement Arne Duncan on NPR: “There's lots of research and common sense that a lot of teens struggle to get up at 6 in the morning to get on the bus or 5:30 in the morning to get on the bus…. At the end of the day, I think it's incumbent upon education leaders to not run school systems that work good for buses but that don't work for students." The Worldwide Growth of ePetitions • • Not just the United States government adopting epetitions. Why the growth of e-petitions? Other Countries Adopting e-Petitions Countries England Germany Latvia Sub-Units of Countries Scottish Parliament (England) Welsh Parliament (England) Wellington City Council (New Zealand) Why the Growth of ePetitions? New technology reduces the cost of petitioning Signing Marketing to potential signers (e.g., via social media) New technology creates synergy between petitioning and other information campaign activities (e.g., via the collection and use of email addresses) Declining distinctiveness of mail campaigns as mail and petitioning technologies converge Public Policy Recommendations • • • • • • • Verifiable signature identification (as a basic right) Checks & balances accountability (e.g., transparency, terms of service, email use) Timing restrictions: presidential term, not 30 days Range of right to hearing and answer Petition organizer controls email addresses Formal petition process in Congress/legislatures Separate petition data from interfaces (this is the most important reform!) Failure in the Marketplace for Such Public Policy Ideas • Two types of theories to explain market failure in public policy ideas: demand versus supply • Supply problems may be greatest for non-intuitive public policy ideas (e.g., interdisciplinary ideas, such as petition policy, involving new uses of technology) • My new Harvard Safra Center suppy-side paper: “Think Tanks’ Dirty Little Secret: Power, Public Policy, & Plagiarism” • Hopefully, interdisciplinary institutions such as JOLT and Berkman help solve such incentive problems For More Information https://petitions.whitehouse.gov http://iSolon.org http://StartSchoolLater.net email: contact@isolon.org