IEEE C802.16x-07/NNN Project IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16> Title Integrated Relay Architecture for IEEE 802.16m Systems Date November 12, 2007 Submitt ed Source(s) Sassan Ahmadi e-mail: sassan.ahmadi@intel.com Intel Corporation Jerry Sydir Hujun Yin Re: e-mail: jerry.sydir@intel.com e-mail: hujun.yin@intel.com Intel Corporation Intel Corporation Call for Contributions on IEEE 802.16m System Description Document 802.16m-07_040 Abstract Integrated relay architecture and protocol structure proposal for IEEE 802.16m systems Purpose For discussion and approval by IEEE 802.16 Working Group (Consideration of integrated relay for IEEE 802.16m systems) Notice This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. It represents only the views of the participants listed in the “Source(s)” field above. It is offered as a basis for discussion. 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Further information is located at <http://standards.ieee.org/board/pat/pat- 1 IEEE C802.16x-07/NNN material.html> and <http://standards.ieee.org/board/pat>. Integrated Relay Architecture for IEEE 802.16m Systems Introduction IEEE 802.16m system requirements document (IEEE 802.16m-07/002r4) has provisioned use of multi-hop relay concept in IEEE 802.16m systems (see Section 8.1 of IEEE 802.16m-07/002r4). This contribution provides a proposal for a scalable multi-hop relay architecture where mobile stations are aware of presence of relay stations and the relay functionality is an integral part of the airinterface as opposed to an add-on feature. Logical Nodes and Interfaces IEEE 802.16m specifies the air interface for the following nodes: IEEE 802.16m Base Station (BS) – A base station that implements the base station functionality of the IEEE 802.16m specification. IEEE 802.16m BSs supports communications with IEEE 802.16m RSs, IEEE 802.16m MSs, and IEEE 802.16e MSs. IEEE 802.16m Relay Station (RS) – A relay station that implements the relay station functionality specified in the IEEE 802.16m specification. IEEE 802.16m RSs support communication with IEEE 802.16m BSs, IEEE 802.16m MSs, and IEEE 802.16e MSs. IEEE 802.16m MS – An MS which supports the mobile station functionality specified in the IEEE 802.16m specification. IEEE 802.16e MS – An MS which supports the mobile station functionality compliant with the WirelessMAN-OFDMA Reference System, as specified in IEEE 802.16m System Requirements (IEEE 802.16m-07/002r4). Figure 1 illustrates the logical interfaces between the IEEE 802.16m nodes. The IEEE 802.16m BS and IEEE 802.16m RS support legacy IEEE 802.16e MSs via a legacy IEEE 802.16e link. Support for IEEE 802.16m MSs is provided either directly by the IEEE 802.16m BS or by the IEEE 802.16m RS via an IEEE 802.16m link. Communications between the IEEE 802.16m BS and IEEE 802.16m RS and between instances of the IEEE 802.16m RS occurs over an IEEE 2 IEEE C802.16x-07/NNN 802.16m link. legacy 802.16e link 802.16e MS legacy 802.16e link 802.16m BS 802.16m RS 802.16m 802.16m link link 802.16m MS 802.16m link Scope of IEEE 802.16m Figure 1 Logical Interfaces IEEE 802.16m Multi-hop Relay Topology Figure 2 illustrates the IEEE 802.16m multi-hop relay topology. The BS is associated with zero or more RSs and zero or more MSs. The R1, R1’, R1’’, and R1’’’ interfaces are specified by IEEE 802.16m standard. 3 IEEE C802.16x-07/NNN R1 BS R6 R8 MS R1’ R1’’ RS BS R6 Access Service Network Gateway MS R1’’’ MS R1’ RS Access Service Network Layer 1 and Layer 2 protocols to be specif ied by 802.16m st andard Figure 2 IEEE 802.16m Multi-hop Relay Topology RSs are not required in every cell. When no RSs are present, the BS operates a single PMP link to support communications with all of the MSs in the cell. RSs may be deployed within a sector in order to provide improved coverage in an area within or beyond the cell. The coverage area provided by RSs is not divided into sectors. When RSs are present within a sector, communications between the BS and MS can occur directly or through one or more RSs. The topology of the nodes within a sector is a directed acyclic graph with the BS acting as the one and only source node and the MSs acting as the sink nodes. Multiple paths between the BS and MSs are possible to support cooperative transmissions of data from multiple RSs or from the BS and RS. User data is transmitted between the BS and MS. User data is not permitted to flow from an MS, through an RS and to another MS. IEEE 802.16m defines an air interface between the BS and MS and does not specify how communications occur between MSs. 4 IEEE C802.16x-07/NNN Frequency Usage within a Relay-enabled Cell When RSs are present within a sector, two frequency usage schemes are supported. The BS and all RSs can use a single frequency channel to support all communications within the sector. This is referred to as shared channel relay. (In IEEE 802.16j this is referred to as in-band relay). In this frequency usage model the stations within the sector collaborate to share the resources of the channel that is assigned for their collective use. The BS and RS can also be assigned to use separate instances of frequency channels to support communications on individual links in the topology. This is referred to as dedicated channel relay. (In IEEE 802.16j this is referred to as outof-band relay.) In this frequency usage model, the allocation of resources on individual links is performed by the station (MR-BS or RS) designated to control the link. Stations that control individual links operating using the dedicated channel relay model do not collaborate in the assignment of resources even if they are operating at the same frequency. The architecture does not limit the number of different frequency channels that can be assigned to support individual access and relay links (or groups of them) within a sector. Duplexing In the Presence of Relay The IEEE 802.16m specification supports both TDD and FDD duplexing. It is assumed that a given network is deployed using entirely TDD or FDD duplexing. When RSs are used in an FDD deployment, downlink communications between all stations are assigned to the downlink channel and uplink communications between all stations are assigned to the uplink channel. Relay Functional Architecture Relay support in IEEE 802.16m is specified as a single mode. This mode should be based on one of the relay modes specified in IEEE 802.16j. The specific mode is for further study. Relay support in IEEE 802.16m is integrated into the architecture rather than added on as a second step as was unavoidable in IEEE 802.16j. In IEEE 802.16m, 5 IEEE C802.16x-07/NNN MSs are aware of the presence of RSs and the multi-hop nature of the path between them and the BS. This awareness allows the MSs to participate in decisions that involve choices between a single-hop path and a multi-hop path. For example, with the knowledge of the quality of the multi-hop path between itself and the BS, the MS can better network entry and handover decisions. Relay Protocol Architecture In IEEE 802.16m the protocols are designed to account for the multi-hop nature of the system. Functions and protocols within IEEE 802.16m are explicitly classified as hop-by-hop functions/protocols, which are performed independently on each hop of a path between the BS and MS and end-to-end functions/protocols, which are performed in a coordinated manner across a path between the BS and MS. When it is possible, protocols in IEEE 802.16m are specified in a uniform way across the hops, without dividing the protocols into a relay link part and an access link part. This reduces the complexity of RS implementation and allows for greater efficiency. For example, a single header structure that takes into account both end-to-end and hop-by-hop information can be used, instead of encapsulating an access link PDU in a relay PDU by adding a relay header as is currently specified in IEEE 802.16j. Figure 3 illustrates the IEEE 802.16m protocol stack, showing the separation of data plane and control plane functions and the separation of end-to-end and hop-by-hop MAC functions. 6 IEEE C802.16x-07/NNN Network Layer Routing Radio Resource Management Location management System configuration management Multi-Carrier Support Mobility Management Idle Mode Management MBS Self-Organization Network-entry Management Security management Connection Management Convergence Sublayer MAC Common Part Sub-layer (Resource Control and Management Functions) QoS ARQ Data Forwarding MAC Common Part Sub-layer (End-to-End Functions) MAC Common Part Sub-layer (Hop-by-Hop Functions) Fragmentation/Packing Scheduling and Resource Multiplexing Sleep Mode Management MAC PDU formation PHY control Multi-Radio Coexistence Interference management Ranging Link Adaptation (CQI, HARQ, power control) Control Signaling Encryption Data Plane Control Plane Physical Layer Figure 3 IEEE 802.16m Protocol Stack Data Plane Protocol Model Figure 4 illustrates the data plane protocol stack in the presence of relay. Convergence sublayer functions are not implemented on the RS. In general, MAC functions are implemented on the BS, RS, and MS. MAC functions and protocols are classified as end-to-end or hop-by-hop. Hop-by-hop functions are performed in the same way on all of the station types. End-to-end functions are performed in a coordinated fashion across the BS, RS, and MS. The actions taken by the BS, RS, and MS are not necessarily identical. For example, the actions taken by the BS, RS, and MS in setting up a connection are not identical. 7 IEEE C802.16x-07/NNN BS MAC CPS MS CS CS RS E2E MAC E2E MAC E2E MAC Functions Functions Functions HbH MAC HbH MAC HbH MAC Functions Functions Functions Security Security* Security PHY PHY PHY IEEE 802.16m Air- IEEE 802.16m Air- Interface Interface * Security functions may be limited in certain nodes of the network that are outside of direct control of the operator (also known as security zone) Figure 4 Data Plane Protocol Stack Control Plane Protocol Model Control in IEEE 802.16m is centralized within the infrastructure stations (BS and RSs). For most functions the MS is the slave and the BS and RSs are the master. Control can be distributed between BS and RSs in one of two ways. Control can be maintained by the BS (purely centralized model) or control can be distributed between the BS and RSs (distributed model). The choice of control model is made individually for the individual control functions that exist in the control plane. The specific models to be used for specific functions are TBD. Figure 5 illustrates the control plane protocol stack. 8 IEEE C802.16x-07/NNN MACCPS MS BS RS Resource Control & Management Functions Resource Control & Management Functions Resource Control & Management Functions E2E MAC Functions E2E MAC Functions E2E MAC Functions HbH MAC Functions HbH MAC Functions HbH MAC Functions Security Security* Security PHY PHY PHY IEEE 802.16m AirInterface IEEE 802.16m AirInterface Certain management messages may be ciphered Figure 5 Control Plane Protocol Stack 9