IEEE C802.16m-08/040 Project IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16> Title TDD Frame Structure for IEEE 802.16m Date Submitted 2008-1-16 Source(s) Re: Kevin Power, Sunil Vadgama and Chris Williams, Fujitsu, London, UK E-mail: kevin.power@uk.fujitsu.com E-mail: sunil.vadgama@uk.fujitsu.com E-mail: chris.williams@uk.fujitsu.com Keiichi Nakatsugawa, Masato Okuda, Fujitsu, Japan Email: nakatsugawa@jp.fujitsu.com Email: okuda@jp.fujitsu.com Hua Zhou, Fujitsu, China Email: zhouhua@cn.fujitsu.com Yuefeng Zhou, NEC, London Email: Yuefeng.Zhou@EU.NEC.COM IEEE 802.16m-07/047 (“Call for contributions on Project 802.16m SDD”) Target topic: “Proposed 802.16m Frame Structure with special attention to legacy support” Abstract This contribution proposes a TDD frame structure for the IEEE 802.16m system. The proposed frame structure provides the required legacy support whilst allowing support for enhanced feature MS. The frame structure is capable of evolving from a system supporting predominantly legacy terminals to one which is supporting an ever increasing number of enhanced feature MSs. The frame structure allows the BS to support a mix of IEEE 802.16m and legacy MSs when both are operating on the same RF carrier, where the round-trip latency of the enhanced feature MSs can be reduced whilst providing improved efficiency at high mobility due to the increased frequency of CQI feedback. Purpose To be discussed and adopted by TGm for use in the IEEE 802.16m SDD Notice Release Patent Policy This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. It represents only the views of the participants listed in the “Source(s)” field above. It is offered as a basis for discussion. It is not binding on the contributor(s), who reserve(s) the right to add, amend or withdraw material contained herein. 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TDD Frame Structure for IEEE 802.16m Kevin Power, Sunil Vadgama, Chris Williams, 1 IEEE C802.16m-08/040 Keiichi Nakatsugawa, Masato Okuda, Hua Zhou, Fujitsu Yuefeng Zhou, NEC 1. Introduction This contribution proposes a TDD frame structure that is flexible and therefore capable of adapting to a system that is evolving from supporting predominantly legacy terminals to one which will be supporting an increasing number of 16m terminals. The coexistence of both legacy and 16m terminals within the proposed frame structure will have no impact on the performance of legacy MSs. Depending on the required number of either legacy or 16m terminals that need be supported, the deployment will have the ability to define a frame configuration where the number of subframes per frame is configured based on the feature set of the operational subscriber stations and the mobility and latency requirements of enhanced feature mobile stations (16m) such that the frame structure at all times retains sufficient features to support the attachment of legacy stations that do not support the enhanced features of 16m. The proposed frame structure meets the legacy support and latency requirements in sections 5.1 and 6.2 of [1], respectively. Therefore, we would like this proposal to be considered for the TDD Frame Structure section of the SDD. 2. Design Considerations Considering the legacy support requirements in Section 5.1 of [1] and in particular the requirement which specifies that an IEEE 802.16m BS must support a mix of IEEE 802.16m and legacy MSs operating on the same RF carrier, with the same channel bandwidth, then this can constrain the flexibility in the frame structure design. In order for the 16m BS to support both 16m and 16e terminals then the necessary legacy features must be present within the frame structure that will allow a legacy MS to access the network as if served by a legacy BS. Therefore, it is critical that the legacy MSs can successfully proceed through the Initialization, Access, Connected, and Idle states. For the Initialization state, the legacy preamble must be transmitted every 5ms to allow the MS to perform scanning and DL synchronization. Following the legacy preamble must be the FCH and DL-MAP to allow the MS to realize common control channel acquisition followed by the detection of DCD/UCD which will provide information on the downlink and uplink physical channels. For the Access state, an uplink Ranging region must be allocated for ranging and UL synchronization which will allow for basic capability negotiation to begin, followed by MS authentication etc, registration with serving BS and finally MAC CID establishment and IP address assignment. Considering the case where a legacy MS is in connected state, then the frame must appear as if transmitted from a legacy BS, therefore the 16m BS must emulate a 16e carrier and both 16m and 16e MS must coexist within the same 5ms frame. Finally, for Idle state, the MS must maintain synchronization and be able to be paged from a 16m BS. To summarize and complement the above, the following features must be present within the 16m frame structure: 16e preamble (every 5ms) FCH and DL-MAP following every 16e preamble DCD/UCD transmitted every ith frame 2 IEEE C802.16m-08/040 Uplink Ranging region allocated every jth frame Allocated uplink ACK and CQICH regions (optional) It is anticipated that the initial IEEE 802.16m network rollout will involve the deployment of IEEE 802.16m BSs where a large percentage of terminals using these BSs will only support the legacy features specified in the WiMAX forum profile (Release 1.0)[2]. However, it is also anticipated that over time this large percentage will gradually decrease as most users will eventually switch from using legacy equipment to using IEEE 802.16m terminals. It is therefore required that the IEEE 802.16m frame structure must be capable of an almost seamless transition from a legacy-like system to an IEEE 802.16m system. The state of this transition will solely depend on the percentage of legacy terminals wishing to access the network. As the number of legacy users decrease then it would be expected that the performance of the IEEE 802.16m MSs should improve and vice-versa. As the legacy and 16m MSs are to coexist within the same 5ms frame and if the attachment of advanced feature MS’s increase, then one would expect the available resources for these MSs to increase. Moreover, if the deployment is serving predominantly 16m terminals, then the design of the TDD frame structure can be tailored to meet the latency and mobility requirements specified in [1]. In this case, the 5ms frame consisting of a DL and UL subframe can be split into two DL and UL subframes which can ultimately reduce round-trip latency and at the same time can improve support for users travelling at high mobility as the CQI feedback frequency can be increased. 3. TDD Frame Structure As legacy support is currently confined to TDD mode only, then the following sections will define frame structures for this mode only. It is important that the 16m frame structure can adapt and evolve over time 3 IEEE C802.16m-08/040 and is simple, practical and efficient. The following sub-sections will provide example frame structures for the evolution where the BSs will be supporting an ever increasing number of enhanced feature terminals. 3.1 Initial Frame Structure As mentioned previously, the initial deployment will involve support for a higher number of legacy terminals than of 16m, therefore the frame structure should be capable of supporting these terminals but must also be capable of supporting advanced feature MSs. An example of such a frame structure is shown in Figure 1, where both legacy and 16m terminals can coexist within the same 5ms frame. 5 ms [18 symbols] [29 symbols] FCH DL UL Ranging DL Burst UL Burst Region DL Burst UL MAP UL Burst As seen by 16m MS P R E A M B L E DL Burst P R E A M B L E DL Burst UL Burst DL DL Burst MAP 16m Zone CQICH 16m Zone Region enhanced features enhanced features DL Burst UL Burst DL Burst DL Burst UL Burst UL DL Burst MAP ACK Region 16e and 16m 16m only 16e and 16m UL Burst 16m only RTG FCH TTG [29 symbols] [18 symbols] DL UL Ranging DL Burst Region DL Burst UL Burst UL MAP UL Burst As seen by 16e MS P R E A M B L E DL Burst P R E A M B L E DL Burst UL Burst DL DL DL Burst UL MAP CQICH Region DL Burst GAP GAP UL Burst DL Burst DL Burst UL Burst UL MAP DL Burst ACK Region 16e and 16m UL Burst 16e and 16m 16m only TTG 16m only RTG Figure 1 – Initial Frame Structure From Figure 1, it is clear that enhanced feature zones have been inserted into the DL and UL subframes of the legacy frame. This will ensure that 16m MSs can utilise the enhanced features defined in the 16m amendment of the IEEE 802.16 WirlessMAN-OFDMA specification. The access zone in the DL will be transparent to legacy MSs and will be indicated by a STC_DL_ZONE_IE() with DIUC=13 in the DLMAP as this will ensure the legacy terminals will ignore the received signal within the zone. For the 4 IEEE C802.16m-08/040 uplink, simply no allocations for legacy terminals shall be made within the enhanced feature access zone. From a 16m perspective, the advanced feature zones in both DL and UL may be defined in the DL and UL MAPs respectively by means of a new “pointer IE”. Note, it may be possible to increase or decrease the size of the 16m only zone, depending on the number of enhanced feature terminals that need be supported. 3.2 Low Latency Evolved Frame Structure Although the frame structure in Figure 1 can support a mix of both legacy and 16m terminals, it may not provide efficient support for high mobility cases as the CQI feedback frequency is limited to a minimum of 5ms. Moreover, the effective data latency may be reduced due to H-ARQ retransmissions and as a result, may not meet the requirements specified in section 6.2 of [1]. For these reasons, we are proposing a low latency frame structure in which the legacy frame (5ms) is divided into two DL and UL subframes as opposed to one DL and UL subframe. Figure 2 shows a high level overview of the proposed frame structure where four legacy frames are concatenated together to form one 16m “superframe” and where a legacy frame comprises of two 16m frames which contain one DL and UL subframe each. Note, the concatenation of four legacy frames to form one 16m superframe is for illustration purposes only and this issue is FFS. The adoption of a superframe concept will allow for a signalling hierarchy to be introduced where the control signalling can be decomposed (i.e., some for the superframe, some for the frames and some for the sub-frames) with the intention of reducing overhead. 16m Superframe n-1 16m Superframe n 16m Superframe n+1 Time Legacy frame i-1 Legacy frame i 16m Frame j TTG_1 Legacy frame i+1 Legacy frame i+2 16m Frame j+1 RTG_1 TTG_2 RTG_2 DL UL DL UL Subframe Subframe Subframe Subframe Legacy and 16m 16m only 16m only Legacy and 16m Figure 2 – Overview of Low Latency Frame Structure It is clear from Figure 2 that legacy allocations must only be made in the DL subframe of 16m Frame j and in the UL subframe of 16m Frame j+1. Note, the UL and DL subframes of 16m Frame j and j+1 respectively, shall only be used for 16m allocations and shall be transparent to legacy terminals. Figure 3 takes a closer look at how the legacy frame may be broken into two DL and UL subframes, where the new enhanced feature MSs will experience reduced round-trip latency and increased 5 IEEE C802.16m-08/040 efficiency within the higher mobility classes when compared to legacy terminals. This can be achieved by allocating 16m resources within the first DL subframe and then 16m uplink allocations in the first UL subframe which will reduce the minimum CQI feedback to ~ 2.5ms. 16m enhanced feature Zone (transparent to legacy terminals) 5 ms 2.5 ms 2.5 ms [14 symbols] [9 symbols] [14 symbols] UL DL FCH DL [9 symbols] UL Ranging DL Burst Region UL Burst UL MAP UL As seen by 16m MS P R E A M B L E P R E A M B L E Burst DL Burst UL DL Burst 16m Zone MAP DL Burst enhanced features 16m Zone 16m Zone enhanced features enhanced features 16m Zone CQICH Region UL enhanced features Burst DL Burst UL Burst UL MAP DL Burst ACK UL Region Burst 16e/16m 16e/16m 16m only 16m only 16m only RTG_1 ½ symbol TTG_1 ½ symbol RTG_2 Legacy RTG Same as Legacy TTG ***************************** Offset must be an integer number of symbols from beginning of legacy UL ***************************** Start of legacy UL (depends on DL/UL ratio) 29sym+TTG FCH 16m only TTG_2 [29 symbols] [18 symbols] DL UL Ranging DL Burst Region UL Burst UL MAP UL As seen by 16e MS P R E A M B L E Burst DL P R E A M B L E Burst UL DL Burst DL GAP MAP UL UL CQICH Region DL Burst Transparent to all legacy terminals GAP UL GAP Burst DL Burst UL Burst UL MAP DL Burst ACK Region UL Burst 16e/16m 16e/16m TTG RTG Figure 3 – Evolved Low Latency Frame Structure From Figure 3, it is clear that the 5ms legacy frame has been dissected into two DL and UL subframes which are separated by TTGs and RTGs. The first consecutive DL and UL subframes (16m Frame j) that will be available for 16m allocations will span 24 OFDMA symbols (including ½ symbol for TTG_1 and RTG_1). The second DL and UL subframes available for 16m will also span approximately 24 symbols, however in this case TTG_2 will be equivalent to the legacy TTG (105.87µs) as this will ensure that legacy allocations begin on an integer number of symbols from the beginning of the legacy uplink (i.e., NsymbolsDL+TTG). RTG_2 that precedes the preamble will also be equivalent to the legacy 6 IEEE C802.16m-08/040 RTG (60µs) as this will ensure that the duration of two 16m Frames is exactly 5ms. Information regarding the TTGs and RTGs is only required by enhanced feature terminals therefore it may be transmitted as an extension of the legacy DCD/UCD. Information regarding the start time of the 16m DL and UL subframes may be encapsulated within an enhanced 16m DL and UL- MAP which may be present in the first 16m DL Zone and will be pointed to by a pointer IE that may reside within the legacy DL-MAP. It shall be possible to increase or decrease the size the 16m zones in the first DL subframe or the last UL subframe depending overall 16m terminal load. It is important to note that the DL/UL ratio within a 16m Frame may be configurable and that the fixed DL/UL ratio in Figure 3 is only for illustration purposes. From a 16e MS perspective, an STC_DL_ZONE_IE() with DIUC=13 in the DL-MAP will indicate a gap in the legacy DL subframe and for the uplink, simply no legacy allocations will be present within the specified enhanced feature zones. Figure 4 highlights the frame structures’ capability of adapting to a system that is evolving from supporting predominantly legacy terminals to one which will be supporting an increasing number of 16m terminals. 5 ms FCH DL DL Burst UL UL Burst DL Burst UL MAP P R DL E A MAP M B L E UL Burst DL DL Burst Burst UL Burst 16m Zone DL Burst DL Burst 16m Zone UL Burst DL Burst DL Burst UL Burst UL DL Burst MAP UL Burst 16e and 16m 16m only 16e and 16m 16m only TTG 2.5 ms DL UL FCH RTG 2.5 ms DL UL UL Burst DL Burst UL MAP P R DL E A MAP M B L E UL Burst DL Burst DL Bur UL Burst 16m Zone 16m Zone st DL Burst UL Burst DL Burst UL Burst UL DL Burst MAP UL Burst 16e and 16m 16m only 16m only TTG_2 RTG_1 TTG_1 DL 16e and 16m UL DL 16m Zone 16m Zone RTG_2 Evolution UL FCH DL Bur st UL DL Bur MAP P R DL E MAP A M B L E UL MAP st DL Burst 16m Zone 16m Zone DL Burst DL Burst 16e/16m TTG_1 RTG_1 16m only TTG_2 UL DL 16m Zone 16m Zone RTG_2 UL FCH DL 16e/16m 16m only 16m only 16m only P R DL E MAP A M B L E 16m Zone 16m Zone UL MAP 16e/16m 16m only 16m only 16m only TTG_1 RTG_1 16e/16m TTG_2 16m only RTG_2 Figure 4 – Evolving Frame Structure 4. Conclusion It is clear from the previous figures that the proposed frame structure can allow: 7 IEEE C802.16m-08/040 Systems based on IEEE 802.16m and the WirelessMAN-OFDMA Reference System to be able to operate on the same RF carrier with the same channel bandwidth. IEEE 802.16m BSs to support a mix of IEEE 802.16m and legacy MSs when both are operating on the same RF carrier and the system performance with such a mix should improve with the fraction of IEEE 802.16m MSs attached to the BS. (See Figure 4) IEEE 802.16m BS to be able to support a legacy MS whilst also supporting IEEE 802.16m MSs on the same RF carrier, at a level of performance equivalent to that a legacy BS provides to a legacy MS. It is also evident from Figures 2 and 3, that the 16m terminals will experience a significantly reduced round-trip latency when compared to legacy terminals. This reduction in latency will facilitate in faster CQI feedback by MS, which in turn will allow for improved efficiency for users travelling in the higher mobility classes. 5. Proposed Text [Insert the following into Section 11 of [3].] 11.x Low Latency Frame Structure An example frame structure is shown in Figure xxx. A 16m “superframe” is created by the concatenation of four legacy TDD frames. The legacy frame is divided into two DL and UL subframes where one 16m Frame comprises of a DL and UL subframe, thus allowing two 16m Frames to reside within a legacy frame (16m Frame j and 16m Frame j+1). The DL subframe of 16m Frame j begins with a legacy preamble followed by a legacy FCH, DL-MAP, and possibly UL-MAP. The legacy DCD/UCD shall be broadcast periodically. This subframe may be used for legacy and 16m allocations but may also contain a zone for 16m allocations only. The UL of 16m Frame j shall be used for 16m only as will the DL subframe in 16m Frame j+1. From a legacy perspective, the 16m only zones shall be transparent and will be indicated by a STC_DL_ZONE_IE() in the DL-MAP. The UL subframe in 16m Frame j+1 shall contain a zone for legacy and 16m allocations where a legacy ranging region must be present. This UL subframe may also contain a 16m only zone. As the 16m Frame structure consists of a DL sub-frame period and a UL sub-frame period then in each frame, the TTG shall be inserted between the DL sub-frame and the UL sub-frame. The RTG shall be inserted at the end of each 16m Frame. 8 IEEE C802.16m-08/040 16m Superframe n-1 16m Superframe n 16m Superframe n+1 Time Legacy frame i-1 Legacy frame i 16m Frame j Legacy frame i+1 Legacy frame i+2 16m Frame j+1 FCH 2.5 ms 2.5 ms Ranging Region DL Burst UL MAP UL Burst DL P R DL E A MAP M B L E Burst UL Burst 16m Zone DL Burst enhanced features 16m Zone 16m Zone enhanced features enhanced features 16m Zone enhanced features UL Burst DL Burst UL Burst UL MAP DL Burst UL Burst 16e/16m DL 16m only TTG_1 ½ symbol 16m only 16m only UL DL RTG_1 ½ symbol 16e/16m TTG_2 Legacy TTG 16m only UL RTG_2 Legacy RTG Figure XXX – Example of IEEE 802.16m OFDMA frame in TDD mode 6. References [1] IEEE 802.16m-07/002r4, “IEEE 802.16m System Requirements” [2] WiMAX Forum™ Mobile System Profile, Release 1.0 Approved Specification (Revision 1.4.0:19 2007-05-02) [3] IEEE C802.16m-07/320r1, “Draft Table of Content for the IEEE 802.16m System Description Document” 9