Requirements, concept and design of uplink symbol structure for 802.16m Document Number: IEEE S802.16m-08/266 Date Submitted: May-05-2008 Source: Yuval Lomnitz Huaning Niu Jong-kae (JK) Fwu Sassan Ahmadi Hujun Yin Intel Corp. Yuval.Lomnitz@intel.com Huaning.Niu@intel.com Jong-kae.Fwu@intel.com Sassan.Ahmadi@intel.com Hujun.Yin@intel.com Venue: IEEE Session #55, Macau. Base Contributions: This presentation supports four contributions: IEEE C80216m-08/266: UL symbol structure design for 802.16m -- symbol structure and pilot design IEEE C80216m-08/267: UL symbol structure design for 802.16m – mixed network support IEEE C80216m-08/268: UL symbol structure design for 802.16m – tile selection and pilots IEEE C80216m-08/269: UL symbol structure design for 802.16m – hopping localized transmission to improve TX power Purpose: For discussion as introduction to base contributions Notice: This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. 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Table of Content • Section 1: – 802.16m UL symbol structure design -- symbol structure and pilot design. – Supporting material for “IEEE C80216m-08/266” • Section 2: – 802.16m UL symbol structure: mixed network support (Multiplexing Schemes). – Supporting material for “IEEE C80216m-08/267” • Section 3: – 802.16m UL symbol structure: Tile selection and pilot design – Supporting material for “IEEE C80216m-08/268” • Section 4: – 802.16m UL symbol structure: Hopping Localized Allocation to Improve UL Tx Power – Supporting material for “IEEE C80216m-08/269” 2 Section 1 802.16m UL symbol structure: Symbol Structure and Pilot Design Supporting material for “IEEE C80216m-08/266: UL symbol structure design for 802.16m” 3 Scope and methodology • This contribution proposes an initial symbol structure concept and design for uplink 802.16m Symbol structure includes: • 1. Subchannelization: – logical resource block definition – mapping slots to physical subcarriers (“permutation”) 2. Pilots The two aspects are tightly related • Relation between symbol structure and PHY functionality – – – Symbol structure is a tool to support PHY functionality (such as various MIMO modes, interference mitigation, etc), so is dependent on this functionality However symbol structure affects feasibility of PHY features and a baseline symbol structure is needed to unify simulation assumptions and align thoughts To solve this tie we need to iterate between structure and functionality Structure Function 4 Key points (1) • General Concepts – Design symbol structure to support broadly potential PHY features (FFR, collaborative MIMO, precoding, etc) with considerable flexibility – Based on SRD explicit and derived requirements and trade-offs – Allow flexibility to add future advanced features • Symbol Structure and Resource Blocks – Hierarchical symbol structure for dynamic and effective resource allocation. – Support FDM with 16e AMC, TDM with 16e PUSC – Support 3 types of resource allocations: distributed, localized and hopping localized – UL is tile based but with different tiles than 802.16e 5 Key points (2) • Pilot Design – Optimize the tradeoff between diversity and pilot efficiency for distributed resources – Optimized for collaborative MIMO as main mode (rather than for SISO), resulting in larger tiles – Reuse the same pilot pattern as DL for localized resources – Support different MIMO modes, # of antennas, and # of streams – Pilot patterns obtained by computer optimization with manual finetuning • Specific SDD texts are proposed for – UL Symbol Structure and general concepts – Various types of UL logical resource blocks – UL Pilot patterns for distributed/localized/hopping localized resources 6 Contents of this contribution • Requirements and tradeoffs • Overview UL resource block and subchannelization • Multiplexing scheme for mixed network support • Tile size selection and pilot optimization for distributed resources • HL OFDMA for power boosting • Review of text proposal 7 Requirements 8 PHY functions • Localized/distributed resources • Open-loop SISO and MIMO transmission with 2 and 4 antennas • UL precoding/beamforming for multi TX antenna MS • Collaborative MIMO – Collaborative spatial multiplexing, with 2,4 RX antennas, and 1,2 TX antennas • • • • • FFR (reuse partitioning) Relay Multi-carrier support Power control PAPR reduction 9 Derived Requirements and tradeoffs Requirements related to frame structure [7,8] • Fixed-duration 6 symbol subframe • Multiplexing with 16e network – Minimize the 16e link budget and performance loss – Optimize 16m performance – Desired: Mixed mode should be the superset and greenfield (WiMAX 2 only) a subset of this mode 10 Overview of UL Resource Unit and Subchannelization 11 UL Symbol Structure Summary • Hierarchical UL Physical Structure for support of FFR by frequency partitions • Three type of resources: – Localized: PRU/LRU size: 18x6 – Diversity: PRU/LRU size: 18x6, Tile sizes: 9x3 – Hopping Localized (HL): Hopping unit size (18x3) Multiplexing with 16e Diversity and pilot tradeoff HL for Tx power • HL inside freq partition or separate freq partition for HL only • n chunks of (18m x 6) are reserved for hopping users, where n is an even number, m is the maximum subchannels for a single HL user • UL Control: – Support 16m CQICH, ACKCH and ranging – Support control in both diversity, localized zone, and HL • Allocation order: Hopping Localized / Localized Diversity 12 Hierarchical UL Physical Structure Entire subframe Frequency Partition 2 Frequency Partition 1 Hopping Localized Distributed Localized Multi cell Cell/ sector User Sc9 Sc8 Sc7 Sc6 Sc5 Sc4 Sc3 Sc2 Sc1 13 UL Slot Allocation Process (2) Distribute clusters to localized and diversity groups (3) Distribute subcarriers to subchannels (LRUs) Freq. Part1 (Optional) Permutation (Optional) Permutation Localized Freq. Part2 Physical frequency (1) Distribute PRU to Freq. Partitions Diversity group Resource groups Tile permutation 00 01 02 03 04 05 06 07 08 09 ... Localized HL group Hopping of hopping unit Diversity group Tile permutation Single resource Intra-cell (potentially dynamic) 14 UL resource allocation process • The UL PRUs are partitioned into different frequency partitions. • In each frequency partition, distribute PRUs between localized, distributed and HL resource group. The size of each group is flexible. • In localized resource group each PRU is a subchannel • In HL resource, n chunks of (18m x 6) HL resources are reserved for hopping users, where n is an even number, m is the maximum number of subchannels each HL user can choose. Each HL user is allocated a continuous chunk of UL units changing each dwell time • In distributed resource group, each distributed subchannel is a pseudo random selection of 4 tiles (9x3 tile) 15 UL Pilot Pattern for 18x6 PRU Pattern B (18 x 6), OH 3.7 % per stream 0 -2 -2 -4 -4 -6 -6 -8 -8 subcarrier subcarrier Pattern A 1+2 (18 x 6), OH 5.6 % per stream 0 -10 -10 -12 -12 -14 -14 -16 -16 -18 -18 0 1 2 3 4 5 symbol Pilot pattern for 1 and 2 pilot streams 6 7 0 1 2 4 3 5 6 7 symbol Pilot pattern for 4 pilot streams 16 UL Pilot Pattern for 9x3 tile & 18x3 HL unit 9x3 (9 x 3), OH 11.1 % per stream 0 -1 -2 subcarrier -3 -4 -5 -6 -7 -8 -9 -10 0 0.5 1 1.5 2 symbol 2.5 3 3.5 4 18x3 HL pilots are 2x duplication of 9x3 pilots 17 UL RBs example UL structure 6 symbols 36 18 9x3 HL-units (2 chunks 36x6) Each color depicts one user: (1) Hopping, 36 subcarriers allocation (2) Hopping, 18 subcarriers allocation (3) Localized (4) Diversity 18 UL CQICH concept 2-level primary/secondary CQICH architecture • Primary CQICH – Facilitate reliable basic connection and maintain coverage – Can be used as a reference for UL power control – Periodic, low & fixed rate – Localized/Hopping localized permutation mode – Resource Unit size: 9x6 • Secondary CQICH – Provide optimized performance with reduced overhead – – – – Periodic/Event-driven Link adaptation to achieve high spectrum efficiency Diversity/Hopping localized permutation mode Resource Unit size: 9x3 19 Section 2 802.16m UL symbol structure: mixed network support (Multiplexing Schemes) Supporting material for “IEEE C80216m-08/267: UL symbol structure design for 802.16m – mixed network support” 20 16e/16m UL Multiplexing Schemes Summary • TDM UL 16e and 16m – suffers link budget loss due to shorter UL transmission time • FDM 16e/16m for UL – FDM 16e PUSC put severe design constraint on 16m symbol structure • Solution: TDM 16e PUSC and FDM 16e AMC 21 Mixed Mode Legacy Support DL subframe UL subframe TDM for 16e/16m zones 16e AMC FDM for 16e AMC allocation and others 16 m allocations: divesity, localized 16e PUSC zone 16e PUSC/AMC zone 16 m allocations all types TDM for 16e PUSC zone 22 Hybrid TDM/FDM • 18x6 based FDM: AMC subchannels for WiMAX 1, WiMAX 2 uses the rest – Pros: • Full flexibility for WiMAX 2, can use all modes • FDM is not a separate operating mode for WiMAX 2 – Cons: potential diversity loss for WiMAX 1 PUSC users • Performance loss is evaluated in the next slide • WiMAX 1 control channels (Ranging and ACK) use the TDM PUSC mode • “UL AMC Allocated physical bands bitmap” TLV in UCD may be used to interleave AMC with 16m 23 clusters Performance Discussion • FDM 16e AMC with 16m achieve similar performance as FDM 16e PUSC for ITU-Veh-A 120Km/h LLS simulation – PUSC is 2dB better in link level – AMC has 1.25dB higher SNR with the same transmit power due to narrower frequency width (18 vs 24 subcarriers per subchannel) – AMC has 0.7dB improvement with better channel estimation Estimation Loss • 2dB loss in Ped-B 3Km/h Scheduling Gain – Can compensate the loss by scheduling – Can also be improved with H-ARQ • We do not expect a large difference in SLS when including channel estimation; Real life performance might be degraded in some cases 24 Other Mixed Mode Options • FDM 16e PUSC with 16m – Severe limitation on 16m optimization due to the PUSC permutation • FDM 16e PUSC and 16m mixed mode, redesign 16m green field mode – Green field is not a sub-set of mixed mode 25 Conclusion • Design challenge for mixed mode legacy support in UL – TDM only loss link budget for 16e – FDM UL PUSC pose severe limitation on 16m symbol structure • Hybrid TDM/FDM mixed mode in UL – – – – TDM 16e PUSC and FDM 16e AMC with 16m Full flexibility for 16m optimization Reasonable compromise between 16e and 16m Combination of FDM and TDM mechanisms facilitates a wide range of solutions to mitigate mixed mode issues, with minimal impact on 16m flexibility and performance 26 Section 3 802.16m UL symbol structure: Tile selection and pilot design Supporting material for “IEEE C80216m-08/268: UL symbol structure design for 802.16m – tile selection and pilots” 27 Tile Selection and Pilot Design Summary • Subchannel size is 18x6 – Choice from the FDM 16e AMC with 16m – Same subchannel size for localized and distributed resource – 18x6 subchannel includes both data and pilots • Tile size selection for distributed resource – Tradeoff of diversity and pilot efficiency • Small tile => more tiles: more diversity, smaller pilot efficiency • Large tile => less diversity, better pilot efficiency – Comparison of 6x3, 9x3, 18x3 tiles size • 3x3 is not considered due to pilot • 3x6 is similar to 6x3 and 9x6 is similar to 18x3 – Optimized for 2 pilot streams (collaborative MIMO) • Recommend 9x3 tile for UL Distributed Resource 28 Optimization Method • In order to compare the diversity gain with different tile size, link level simulation is done to generate throughput curve with perfect CSI for different tile size – 480 bits coding block – MIMO 2x2 (CSM) – Number of tiles is calculated based on MCS and placed evenly across frequency – SE curve is fitted with 1% PER requirement • Pilot is optimized using different SE curve for different tile shape 29 Ideal SE with different tile Througput with 1% PER constraint 8 7 Per subcarrier 6x3 * 6 9x3 * 4 18x3 * 2 SE (bit/s/Hz) 6 5 4 3 2 1 0 -10 -5 0 5 10 15 20 25 SNR Ideal SE with perfect channel estimation 6x3 tile and 9x3 tile achieve similiar diversity gain 18x3 tile suffers large diversity loss especially at low SNR 30 Pilot Patterns 9x3 (9 x 3), OH 11.1 % per stream 6x3 (6 x 3), OH 16.7 % per stream 0 0 -1 -1 -2 -3 subcarrier -3 -4 -4 -5 -6 -7 -5 -8 -6 -7 0 -9 -10 0.5 1 1.5 2 symbol 2.5 3 3.5 4 0 0.5 1 1.5 2 symbol 2.5 3 3.5 4 18x3 (18 x 3), OH 9.3 % per stream Boost 4dB 0 Boost 5dB -2 -4 -6 subcarrier subcarrier -2 -8 -10 -12 -14 -16 -18 0 0.5 1 1.5 2 symbol Boost 5dB 2.5 3 3.5 4 31 Effective SE Effective SE / best SE Effective SE 1 7 9x3 18x3 6x3 Ideal SE 6 0.98 5 4 ratio SE [B/s/hz] 0.96 0.94 3 0.92 2 0 -10 9x3 18x3 6x3 0.9 1 -5 0 5 10 SNR[dB] 15 20 25 0.88 -10 -5 0 5 10 SNR[dB] 15 20 25 Effective spectral efficiency considering pilot overhead and channel estimation loss N 1 Nt SE 1 p NTX idealSE SNRdecoder t Nt N t t 1 Np is the number of pilot, Nt is the number of tones in one cluster SNRdecoder h 1 2 eff 2 2 h 2 e2 Eh N TX 2 e2 Eh 2 1 SNRH ,MMSE 1 SNR1 N TX SNRH ,MMSE 1 32 Conclusion • 6x3 tile size suffers high pilot overhead • 18x3 tile size suffers low diversity gain • Recommend 9x3 tile for UL PUSC 33 Summary of pilot patterns • For the downlink the following pilot patterns were proposed in S80216m-08/120r1 – Pattern A: 18x6, 2 streams, 3 versions for interlacing – Pattern B: 18x6, 4 streams, 1 version • 1 new pilot pattern is added for the UL – Patten C: 9x3, 2 streams, 1 version • In all cases one stream is supported by using one stream of the 2 stream pilot pattern Localized Distributed and HL 1 TX A C 2 TX or collaborative MIMO (2x1TX) A C 4 TX or collaborative MIMO (4x1TX, 2x2TX) B Not supported 34 Section 4 802.16m UL symbol structure: Hopping Localized Allocation to Improve UL Tx Power Supporting material for “IEEE C80216m-08/269: UL symbol structure design for 802.16m – hopping localized transmission to improve TX power” 35 Hopping Localized Key Concepts • UL link budget is transmit power limited • Transmit Power Advantage: Allocate narrow localized chunk of subcarriers (hopping unit) for power limited users to maximize TX power efficiency • Diversity: Frequency Hopping for better diversity gain • Hopping Localized: Combining the above two factors for better power efficiency and diversity gain hopping localized • Allocation mechanism targeted for cell-edge (power and throughput limited) users 36 Link budget issue in the uplink • From 802.16m SRD, section 7.4, Cell coverage: – “the link budget of the limiting link (e.g. DL MAP, UL bearer) of IEEE 802.16m shall be improved by at least 3 dB compared to the WirelessMANOFDMA Reference System.” • One of the factors affecting UL link budget is the transmit power • Mobile TX power is limited due to the following factors: – High PAPR - large variation of the of OFDM signal envelope – Non-linear “practical” power amplifier – Constraints • Out of band emission is limited by spectral mask (varies by regulation) • Minimum EVM is needed (in-band noise limitation), depending on MCS • PA may have power consumption limitation (in addition to peak power limitation) • 802.16e OFDMA uplink performance is limited with respect to the downlink (TX power 23 dBm vs. 46 dBm, while maximum subchannelization gain ~12 dB) • Maximum TX power (of lowest rate) is limited by spectral mask requirement (since EVM requirement loosens for low rates) 37 Facing the spectral mask – localized-OFDMA • Non-linear PA causes spectral expansion of the transmitted signal. Narrower signal’s spectrum will cause narrower expansion. • We suggest to allocate narrow localized chunk of subcarriers for power limited users • This simple mechanism has very good performance, although it doesn’t change the signal’s PAPR. Original OFDM signal with OOB Narrow band signal with same spectral density Narrow band signal amplified to meet spectral mask requirement 38 Localized-OFDMA Spectral density and masks. TX power = 23.30 -30 The following results show the gain obtained with actual OFDM signal and the following parameters: OFDM parameters: 10Mhz, FFT1024, wideband=PUSC 3 subchannels, narrowband = 72 subcarriers -50 xx(f) [dBm/Hz] PA model: RAPP-3 23.3 dBm -40 -60 -70 -80 -90 -100 Mask: FCC & HUMAN -110 -30 -20 -10 0 Frequency [MHz] 10 20 30 Wide-band OFDM signal Spectral density and masks. TX power = 25.15 Spectral density and masks. TX power = 30.53 -30 -20 30.5 dBm -30 -40 -50 -50 xx(f) [dBm/Hz] xx(f) [dBm/Hz] 25.2 dBm -40 -60 -70 -60 -70 -80 -80 -90 -90 -100 -100 -110 -30 -20 -10 0 Frequency [MHz] 10 20 30 Narrow-band OFDM signal, band center -110 -30 -20 -10 0 Frequency [MHz] 10 20 Narrow-band OFDM signal, band edge 30 39 Adding frequency diversity by hopping • For high mobility user the frequency diversity gain in MIMO 2x2 is ~2-4dB (distributed versus localized) • In localized transmission we lose this diversity gain • To combine the frequency diversity of distributed allocation with power advantage of localized allocation, frequency hoping should be applied (e.g. hop duration of 3 symbols), therefore we propose hopping localized transmission • On the other hand hopping localized requires continuous chunk of spectrum to be allocated to a single user which poses a limit on other users. • Therefore we propose to limit this type of allocation to celledge (power and throughput limited) users 40 Hopping localized allocations • We propose that a mix of three allocation types will be supported by the UL symbol structure: • The power boosting in HL allocation can be a function of the location in the band (maximum power can be applied to ~80% of the band, lower power in the edges) Minimum allocation width (#tone) – Power limited diversity users: hoping localized (HL) allocation – Closed loop (low mobility) users: localized allocation – High throughput diversity users: distributed allocation Dwell time Freq Time 4 hops 41 Dwell time tradeoffs • The basic allocation unit is a time-frequency rectangle. It’s size is affected by: – Large number of sub-carriers reduces the maximum sub-channelization gain, therefore span maximum time (e.g. 2 subframes) minimum frequency – Given the frequency width, the tradeoff on dwell time: • Small dwell time => more hops, more diversity • Large dwell time => higher pilot efficiency • Recommended parameters: – A hop tile size is 18 subcarriers and 3 OFDMA symbols. Assuming UL transmission may span TTI=2 subframes, we assume 4 hops within one TTI – The 18x3 tile size optimizes the tradeoff of diversity and pilot efficiency. – The 18x3 tile size aligns well with the 9x3 tile size for distributed resource and 18x6 tile size for localized resource 42 Review of text proposal 43 Specific Text Recommendations for SDD Section 11 – UL Physical Structure 11.x: UL Physical Structure • The uplink physical structure supports three different resource allocation schemes simultaneously in the same subframe/zone, including localized, distributed and hopping localized (HL) allocations. • Localized resources are mainly intended for utilizing frequency selective scheduling gain using channel information/feedback, while distributed and HL resources supply frequency diversity. HL allocations are used by power-limited users to enable higher transmit power. • The uplink physical structure is provided through a hierarchical structure as depicted in Figure XXX, where the symbol is first split into frequency partitions. These partitions are mainly intended for FFR, and are assumed to be slowly changing based on mutli-cell decisions. Each partition can be split into localized, distributed and hopping localized groups, and then these groups are split into individual subchannels or logical resource units (LRUs). • Insert Figure XXX here. * System description document [9] 44 Specific Text Recommendations for SDD Section 11 – UL Physical Structure 11.x: UL Physical and Logical Resource Unit • An UL physical resource unit (PRU) is the basic physical unit for resource allocation that comprises Psc consecutive subcarriers by Nsym consecutive OFDMA symbols. Psc equals to 18 subcarriers and Nsym equals to 6. • An UL logical resource unit (LRU) is the basic logical unit for resource allocation that comprises Lsc subcarriers by Nsym consecutive OFDMA symbols. In the case UL LRU, Lsc is equal to Psc. * System description document [9] 45 Specific Text Recommendations for SDD Section 11 – UL Physical Structure 11.x: UL Symbol Structure • An UL tile is physically contiguous group of 9 subcarriers by 3 symbols. • An UL hopping unit (HU) is physically contiguous group of 18 subcarriers by 3 symbols. • An UL slot/LRU is logical block of Lsc subcarriers by Nsym symbols unit, with default value of 18 subcarriers by 6 OFDM symbols, i.e. Lsc=18, Nsym=6 including both pilots and data tones. – In localized resource allocation, a LRU is one PRU – In distributed resource allocation, a LRU contains 4 tiles distributed across the distributed allocation – In HL allocation, a LRU contains 2 HUs that are hopping across subframe 46 Specific Text Recommendations for SDD Section 11 – UL Physical Structure 11.x: UL Localized Resource Unit (LLRU) • Localized subchannels contain subcarriers which are contiguous in frequency. 11.x: UL Distributed Resource Unit (DRU) • Distributed subchannels contain tiles which are spread across frequency within the frequency partition. The tiles within the distributed groups are permuted across distributed group to maximize frequency diversity. 11.x: UL Hopping Localized Resource Unit (HLRU) • Hopping Localized subchannels contain contiguous hopping units which hop in time with the same Nsym symbol duration. 47 Specific Text Recommendations for SDD Section 11 – UL Physical Structure 11.x: UL Subchannelzation and Resource Mapping • Add “UL RB Allocation Process” figure here. • The UL RB allocation process is defined as follows: (1) The UL PRUs are partitioned into different frequency partitions. (2) Each frequency partition is divided into localized, distributed and/or hopping localized groups. The size of each group is flexible. (3) n chunks of (18m x 6) HL resources are reserved for hopping users and are divided into hopping units (with size 18x3). Each HL user is allocated a continuous chunk of UL units changing each dwell time. (4) The localized and distributed groups are mapped into localized (by direct mapping) and distributed RBs (by “tile permutation”). 48 Specific Text Recommendations for SDD Section 11 – UL Physical Structure 11.x: Pilot patterns • The UL pilot pattern for localized allocation with PRU/LRU size of 18x6 is the same as for the DL. • Insert UL Pilot Figure XXX for localized allocation here. • An UL pilot pattern for distributed allocation with tile size of 9x3 is shown in Figure XXX. • Insert UL Pilot Figure XXX for distributed allocation here (pattern C). • An UL pilot pattern is designed for HL allocation with HU size of 18x3. The pilots for 18x3 HU are concatenation of pilots from two 9x3 tiles. • For 1 stream transmission, a single stream out of the 2 stream pilot pattern will be used (the pilot locations of the other stream are used for data) Localized Distributed and HL 1 TX A C 2 TX or collrborative MIMO (2x1TX) A C 4 TX or collaborative MIMO (4x1TX, 2x2TX) B Not supported 49 References [1] Cosovic, I.; Auer, G., "Capacity Achieving Pilot Design for MIMO-OFDM over Time-Varying FrequencySelective Channels," Communications, 2007. ICC '07. IEEE International Conference on , vol., no., pp.779-784, 24-28 June 2007 [2] Hassibi, B.; Hochwald, B.M., "How much training is needed in multiple-antenna wireless links?," Information Theory, IEEE Transactions on , vol.49, no.4, pp. 951-963, April 2003 [3] Lang Tong; Sadler, B.M.; Min Dong, "Pilot-assisted wireless transmissions: general model, design criteria, and signal processing," Signal Processing Magazine, IEEE , vol.21, no.6, pp. 12-25, Nov. 2004 [4] IEEE 802.16m-07/002r4, “802.16m System Requirements” [5] IEEE 802.16m-008/004, “802.16m Evaluation Methodology” [6] 3GPP TS 36.211 V8.1.0 (2007-11) Technical Specification, 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation (Release 8) [7] IEEE C80216m-08/082, “Proposal for IEEE 802.16m Frame Structure” [8] IEEE C80216m-08/118r1, “Initial Document output of the IEEE 802.16 TGm Frame Structure Rapporteur Group” [9] IEEE 80216m-08/003, “The Draft IEEE 802.16m System Description Document” [10] IEEE C80216m-08/xxx: A high level description of a UL symbol structure concept for 802.16m [11] IEEE C80216m-08/xxx: UL symbol structure design for 802.16m – mixed network support [12] IEEE C80216m-08/xxx: UL symbol structure design for 802.16m – tile selection and pilots [13] IEEE C80216m-08/xxx: UL symbol structure design for 802.16m – hopping localized transmission to improve the TX power [14] IEEE S80216m-08/120r1 “Proposal for IEEE 802.16m Downlink Symbol Structure Concept” 50 Backup 51 Diversity loss of AMC in Peb-B at 3kmh/h 10 10 PER • Ped-B, 3kmh/h, Perfect CSI at receiver • QPSK with ½ CTC code • 1x2 SIMO configuration • 2 subchannels, 3 subframes for both AMC and PUSC • PUSC has 4.3dB gain over AMC due to higher frequency diversity with subchannel rotations 10 10 10 Ped-B, 2 subchannels, 18 OFDM symbols 0 -1 -2 -3 -4 -2 0 2 4 SNR (dB) 6 8 10 52 Diversity loss of AMC in Veh-A at 120kmh/h 10 10 PER • Veh-A, 120kmh/h, Perfect CSI at receiver • QPSK with ½ CTC code • 1x2 SIMO configuration • 2 subchannels, 3 subframes for both AMC and PUSC • PUSC has 2dB gain over AMC 10 10 10 Ved-A, 2 subchannels, 18 OFDM symbols 0 -1 -2 -3 -4 1 2 3 4 5 SNR (dB) 6 7 8 9 53 Diversity loss of AMC in Veh-B at 120kmh/h 10 10 Veh-B, 2 subchannels, 18 OFDM symbols 0 -1 PER • Veh-B, 120kmh/h, Perfect CSI at receiver • QPSK with ½ CTC code • 1x2 SIMO configuration • 2 subchannels, 3 subframes for both AMC and PUSC • PUSC has 1.5dB gain over AMC 10 10 -2 -3 1 2 3 4 5 Transmit power/ (dB) 6 7 54 Implementation loss due to channel estimation Physical implementation loss (mean SNR loss not considering overhead) Physical implementation loss (mean SNR loss not considering overhead) 6 6 AMC (18x6) UL-PUSC (4x3) 5 5 4 4 Loss [dB] Loss [dB] AMC (18x6) UL-PUSC (4x3) 3 3 2 2 1 1 0 -10 -5 0 5 10 15 SNR[dB] 20 25 Ped-B, 3kmh, MMSE filter 30 35 0 -10 -5 0 5 10 15 SNR[dB] 20 25 30 35 Veh-A, 120kmh, MMSE filter • PUSC has about 0.7 – 1dB SNR loss compare to AMC due to channel estimation • AMC channel estimation can be further improved by interpolating across sub-channels and sub-frames 55 Scheduling Gain Evaluation for AMC • • • • 2x2 MIMO, 18x6 RB ITU Ped-B Channel & Veh-A Channel @ SNR=10dB Relative scheduling gain is calculated for mean values SNR mapped from average subchannel SE, where the average subchannel SE is calculated using all tones in the subchannel(i.e. log2(1+power*10^(SNRdB/10)/Ntx)). 56 Ped-B/Veh-A Scheduling Gain Results Ped-B Scenarios vs. Localized Clusters 8 RBs (16.7%) 16 RBs (33.3%) 24 RBs (50%) 32 RBs (67.7%) 40 RBs (83.3%) 2 best SubCh w. scheduling 9.0523 9.8423 10.1418 10.4032 10.6232 2 best SubCh wo. Scheduling 5.7656 5.6746 5.6729 5.6928 5.7785 Net Gain 3.2867 4.1677 4.4689 4.7104 4.8447 Veh-A Scenarios vs. Localized Clusters 8 RBs (16.7%) 16 RBs (33.3%) 24 RBs (50%) 32 RBs (67.7%) 40 RBs (83.3%) 2 best SubCh w. Scheduling Gain 8.8651 9.6901 9.9848 10.1406 10.2951 2 best SubCh wo. Scheduling 5.6007 5.6425 5.7093 5.6604 5.6702 Net Gain 3.2644 4.0476 4.2754 4.4802 4.6249 57 PAPR reduction methods • • • PAPR reduction techniques improve peak power The actual performance gain from PAPR reduction methods like tone-reservation, tone-injection etc. is very small Reasons: – Improving the peak power doesn’t have a 1:1 impact on the maximum TX power: • It has small effect on OOB and in-band distortion since most of them created by non-peak signal • EVM and OOB improvement relates in a ratio of approx 1:3 to TX power improvement (in dB) • For example ideally limiting the OFDM amplitude to 7dB has ~0.5dB gain in TX power (depending on model and mask) – These methods insert some overhead or loss in performance that balances some of the gain • • Clipping & filtering is an effective method to be applied in the transmitter and no standardization is needed for it, except correct definition of the EVM levels We propose to further improve the maximum TX power not by changing the signal amplitude distribution but by different use of the spectrum => “PAPR reduction” methods evaluation 58