2009-08-30
IEEE 802.16m-09/1668r1
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Project
IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16>
Title
Proposed Changes/Refinements to Section 11.9 (UL Control) of IEEE 802.16m SDD (802.16m09/0034)
Date
Submitted
2009-08-30
Source(s)
Roshni Srinivasan, Jong-Kae Fwu
Intel Corporation
roshni.m.srinivasan@intel.com
Jinyoung Chun, Jin Sam Kwak
LG Electronics
jychun03@lge.com
Hwasun Yoo
Samsung Electronics
hwasun.yoo@samsung.com
Re:
Change Request - 802.16m SDD, IEEE 802.16m-09/0034
Abstract
The contribution proposes text changes to the UL control section of the 802.16m SDD, IEEE 802.16m09/0034
Purpose
To be discussed and adopted by TGm for the 802.16m SDD
Notice
Release
Patent Policy
This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its
subgroups. It represents only the views of the participants listed in the “Source(s)” field above. It is
offered as a basis for discussion. It is not binding on the contributor(s), who reserve(s) the right to add,
amend or withdraw material contained herein.
The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this
contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright
in the IEEE’s name any IEEE Standards publication even though it may include portions of this
contribution; and at the IEEE’s sole discretion to permit others to reproduce in whole or in part the
resulting IEEE Standards publication. The contributor also acknowledges and accepts that this
contribution may be made public by IEEE 802.16.
The contributor is familiar with the IEEE-SA Patent Policy and Procedures:
<http://standards.ieee.org/guides/bylaws/sect6-7.html#6> and
<http://standards.ieee.org/guides/opman/sect6.html#6.3>.
Further information is located at <http://standards.ieee.org/board/pat/pat-material.html> and
<http://standards.ieee.org/board/pat>.
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IEEE 802.16m-09/1668r1
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11.9
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11.9.1 Uplink Control Information Classification
The UL control channels carry multiple types of control information to support air interface procedures. Information
carried in the control channels is classified as follows.
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11.9.1.1 Channel Quality Feedback
Channel quality feedback provides information about channel conditions as seen by the AMS. This information is
used by the ABS for link adaptation, resource allocation, power control etc. Channel quality measurement includes
narrowband and wideband measurements. CQI feedback overhead reduction is supported through differential
feedback or other compression techniques. Examples of CQI include Physical CINR, Effective CINR, band
selection, etc. Channel sounding can also be used to measure uplink channel quality.
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11.9.1.2 MIMO Feedback
MIMO feedback provides wideband and/or narrowband spatial characteristics of the channel that are required for
MIMO operation. The MIMO mode, precoder matrix index, rank adaptation information, channel covariance matrix
elements, power loading factor, eigenvectors and channel sounding are examples of MIMO feedback information.
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11.9.1.3 HARQ Feedback
HARQ feedback (ACK/NACK) is used to acknowledge DL transmissions. Multiple codewords in MIMO
transmission can be acknowledged in a single ACK/NACK transmission.
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11.9.1.4 Synchronization
Uplink synchronization signals are needed to acquire uplink synchronization during initial access or handover and
also to periodically maintain synchronization. Reference signals for measuring and adjusting the uplink timing offset
are used for these purposes.
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11.9.1.5 Bandwidth Request
Bandwidth requests are used to provide information about the needed uplink bandwidth to the ABS. Bandwidth
requests are transmitted through indicators or messages. A bandwidth request indicator notifies the ABS of a UL
grant request by the AMS sending the indicator. Bandwidth request messages can include information about the
status of queued traffic at the AMS such as buffer size and quality of service, including QoS identifiers.
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11.9.1.6 E-MBS Feedback
E-MBS feedback provides information for DL MBS transmission to one or multiple cells.
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11.9.2
Uplink Control Channels
The UL subframe size for transmission of control information is 6 symbols. Other UL subframe sizes for
transmission of control information are FFS.
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11.9.2.1 Uplink Fast Feedback Channel
The UL fast feedback channel carries channel quality feedback and MIMO feedback and BW REQ indicators.
Uplink Control Structure
E-MBS may employ a common uplink channel which is used by AMSs to transmit feedback. E-MBS feedback
transmission through a dedicated channel is FFS. If a predefined feedback condition is met, a NACK is transmitted
through a common E-MBS feedback channel. The feedback condition may be configured by either the ABS or the
network.
During E-MBS service initiation, a common feedback channel per E-MBS service may be allocated. The allocation
of the common E-MBS feedback channel may be configured by the ABS.
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There are two types of UL fast feedback control channels: primary fast feedback channel (PFBCH) and secondary
fast feedback channels (SFBCH). The UL PFBCH carries 4 to 6 bits of information, providing wideband and narrow
band channel quality feedback and MIMO feedback. It is used to support robust feedback reports. The UL SFBCH
carries narrowband CQI and MIMO feedback information. The number of information bits carried in the SFBCH
ranges from 7 to 24. A set of predefined numbers of bits in this range is supported. The SFBCH can be used to
support CQI reporting at higher code rate and thus more CQI information bits. The SFBCH can be allocated in a
non-periodic manner based on traffic, channel conditions etc. The number of bits carried in the fast feedback
channel can be adaptive.
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11.9.2.1.1 Multiplexing with Other Control Channels and Data Channels
The UL fast feedback channel is FDM with other UL control and data channels.
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11.9.2.1.2 PHY Structure
The process of composing the PFBCH and SFBCH are illustrated in Figure 1 and Figure 2
The UL fast feedback channel starts at a pre-determined location, with the size defined in a DL broadcast control
message. Fast feedback allocations to an AMS can be periodic and the allocations are configurable. For periodic
allocations, the specific type of feedback information carried on each fast feedback opportunity can be different.
The UL fast feedback channel carries one or more types of fast feedback information. The use of TDM/FDM or
CDM to multiplex fast feedback channels from one or more users is FFS.
Primary fast
feedback
payload
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Modulation
(and
repetition)
Symbol sequence
to subcarrier
mapping
Primary fast
feedback channel
symbol s[k]
Figure 1: Mapping of information in the PFBCH.
Secondary
fast feedback
payload
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Sequence
Generation
Channel
coding
(Block codes)
Modulation
(QPSK)
Symbol sequence
to subcarrier
mapping
Secondary fast
feedback channel
symbol
Figure 2: Mapping of information in the SFBCH.
A UL feedback mini-tile (FMT) is defined as 2 contiguous subcarriers by 6 OFDM symbols. The primary and
secondary fast feedback channels comprise 3 distributed FMTs. 2 pilots in each FMT can be used for coherent
detection in the SFBCH.
Figure 3 and Figure 4 illustrate the symbol mapping of the PFBCH and SFBCH respectively.
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Frequency
C1,0
C1,2
C1,4
C1,6
C1,8
C1,10
C1,1
C1,3
C1,5
C1,7
C1,9
C1,11
C2,0
C2,2
C2,4
C2,6
C2,8
C2,10
C2,1
C2,3
C2,5
C2,7
C2,9
C2,11
C3,,0
C3,2
C3,4
C3,6
C3,8
C3,10
C3,1
C3,3
C3,5
C3,7
C3,9
C3,11
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2
3
Figure 3: PFBCH comprising three distributed 2x6 UL FMTs
Frequency
d0
d2
d4
d6
d8
d10
d1
d3
d5
d7
d9
d11
d12
d14
d16
d18
d20
d22
d13
d15
d17
d19
d21
d23
d24
d26
d28
d30
d32
d34
d25
d27
d29
d31
d33
d35
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5
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7
8
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10
Figure 4: SFBCH comprising of three distributed 2x6 UL FMTs.
11.9.2.2 Uplink HARQ Feedback Channel
This channel is used to carry HARQ feedback information.
11.9.2.2.1 Multiplexing with Other Control Channels and Data Channels
The UL HARQ feedback channel starts at a pre-determined offset with respect to the corresponding DL
transmission.
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The UL HARQ feedback channel is FDM with other control and data channels.
TDM/FDM or TDM/CDM is used to multiplex multiple HARQ feedback channels.
11.9.2.2.2 PHY Structure
The UL HARQ feedback channel comprises three distributed UL feedback mini-tiles (FMT), where the UL FMT is
defined as 2 contiguous subcarriers by 6 OFDM symbols.
A total resource of 3 distributed 2x6 UL FMTs supports 6 UL HARQ feedback channels. The 2x6 UL FMTs are
further divided into UL HARQ mini-tiles (HMT). A UL HARQ mini-tile has a structure of 2 subcarriers by 2
OFDM symbols as illustrated in Figure 5.
Frequency
C1,0
C1,2
C1,0
C1,2
C1,0
C1,2
C1,1
C1,3
C1,1
C1,3
C1,1
C1,3
C2,0
C2,2
C2,0
C2,2
C2,0
C2,2
C2,1
C2,3
C2,1
C2,3
C2,1
C2,3
C3,,0
C3,2
C3,,0
C3,2
C3,,0
C3,2
C3,1
C3,3
C3,1
C3,3
C3,1
C3,3
HARQ FB
Channel
1,2
HARQ FB
Channel
3,4
HARQ FB
Channel
5,6
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Figure 5: 2x2 HMT Structure
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11.9.2.3 Uplink Sounding Channel
The UL sounding channel is used by an AMS to send a sounding signal for MIMO feedback, channel quality
feedback and acquiring UL channel information at the ABS. The sounding channel occupies specific UL sub-bands
or whole UL OFDMA symbol(s).
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11.9.2.3.1 Multiplexing with Other Control Information and Data
The ABS can configure an AMS to transmit an UL sounding signal on specific UL sub-bands or across the whole
UL band. The sounding signal is transmitted over predefined subcarriers within the intended sub-bands. The
periodicity of the sounding signal for each AMS is configurable.
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11.9.2.3.2 Multiplexing Sounding Feedback for Multiple Users
The ABS can configure multiple AMSs to transmit UL sounding signals on the corresponding UL sounding
channels. The UL sounding channels from multiple users or multiple antennas per user can be CDM, FDM, or
TDM.
The UL sounding channel is FDM and/or TDM with other control and data channels.
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Strategies for combating inter-cell-interference may be utilized to improve the sounding performance.
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11.9.2.3.2.1 Opportunistic UL Sounding
Opportunistic UL sounding may be needed for sounding channel quality. The usage of opportunistic UL sounding
and the details of the scheme used are FFS.
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11.9.2.3.3 Uplink Sounding Channel Power Control
Power control for the UL sounding channel is supported to manage the sounding quality. Each AMS’s transmit
power for UL sounding channel may be controlled separately according to its sounding channel target CINR value.
The details of power control scheme are FFS.
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11.9.2.3.4 PHY Structure
Sounding from single or multiple antennas and multiple users are supported to provide MIMO channel information
for DL and UL transmission. Power allocation, sounding sequence design and mapping to subcarriers is TBD.
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11.9.2.4 Ranging Channel
The UL ranging channel is used for UL synchronization. The UL ranging channel can be further classified into
ranging channel for non-synchronized mobile stations and synchronized mobiles stations. A random access
procedure, which can be contention based or non-contention based is used for ranging. Contention-based random
access is used for initial ranging, periodic ranging and handover. Non-contention based random access is used for
periodic ranging and handover.
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11.9.2.4.1 Ranging Channel for Non-Synchronized Mobile Stations
The ranging channel for non-synchronized AMSs is used for initial access and handover.
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11.9.2.4.1.1 Multiplexing with Other Control Channels and Data Channels
The UL ranging channel for non-synchronized AMSs starts at a configurable location with the configuration defined
in a DL broadcast control message.
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11.9.2.4.1.2 PHY Structure
The physical ranging channel for non-synchronized mobile stations consists of three parts: 1) ranging cyclic prefix
(RCP), 2) ranging preamble (RP) and 3) guard time (GT). The length of RCP is not shorter than the sum of the
maximum channel delay spread and round trip delay (RTD) of supported cell size. The length of GT is not also
shorter than the RTD of supported cell size. The length of the ranging preamble is equal to or longer than RCP
length of ranging channel. The details on the length of each part and its configurations are FFS. To support large cell
sizes, the ranging channel for non-synchronized AMSs can span multiple concatenated subframes.
The UL ranging channel for non-synchronized AMSs is FDM with other UL control channels and data channels.
The physical resource of ranging channel for non-synchronized mobile stations is consecutive Nrsc ranging
subcarriers (BWRCH-NS Hz corresponding to continuous Nrru CRUs) and Nrsym OFDMA symbols (TRCH-NS sec). As a
default configuration, Nrsc and Nrsym are equal to [TBD] ranging subcarriers and Nsym OFDMA symbols, respectively,
where Nsym depends on the subframe type as described in Section 11.6.
Figure 6 shows the default ranging channel structure spanning one subframe. The ranging preamble is repeated as a
single opportunity. Only one instance of the ranging preamble with an RCP can be used by different nonsynchronized AMS for increasing ranging opportunities. When the preamble is repeated as a single opportunity, the
second RCP can be omitted for coverage extension. The guard subcarriers are reserved at the edge of nonsynchronized ranging channel(s) physical resource. CDM allows multiple AMSs to share the same ranging channel.
The details of the ranging structure within the localized resource are FFS. In the TDD mode, the GT can be omitted
for extending the length of RCP.
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time
copy samples
TRanging CP
TRP
copy samples
TRanging CP
TRP
TGT
N sym OFDMA symbols  1 subframe
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5
Support for multi-antenna transmission is FFS. In the LZone with PUSC non-contiguous resource for ranging
channel may be considered
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11.9.2.4.2 Ranging Channel for Synchronized Mobile Stations
The ranging channel for synchronized AMSs is used for periodic ranging. The use of the ranging channel for
synchronized AMSs for handover is FFS.
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11.9.2.4.2.1 Multiplexing with Other Control channels and Data Channels
The UL ranging channel for synchronized AMSs starts at a configurable location with the configuration defined in a
DL broadcast control message.
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11.9.2.4.2.2 PHY Structure
The ranging sequence design and mapping to subcarriers are TBD. Support for multi-antenna transmission is FFS.
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11.9.2.5 Bandwidth Request Channel
Contention based random access is used to transmit bandwidth request information on this control channel.
Prioritized bandwidth requests are supported on the bandwidth request channel. The mechanism for such
prioritization is TBD.
Figure 6: Default ranging structure for non-synchronized AMSs
The UL ranging channel for synchronized AMSs is FDM with other UL control channels and data channels.
The random access based bandwidth request procedure for MZone or LZone with AMC is described in Figure 7. In
these cases, a 5-step regular procedure (step 1 to 5) or an optional 3-step quick access procedure (step 1,4 and 5)
may be supported concurrently. Step 2 and 3 are used only in 5-step regular procedure. In step 1, AMS sends a
bandwidth request indicator and a message for quick access that may indicate information such as AMS addressing
and/or request size (FFS) and/or uplink transmit power report (FFS), and/or QoS identifiers (FFS), and the ABS may
allocate uplink grant based on certain policy. The 5-step regular procedure is used independently or as a fallback
mode for the 3-step bandwidth request quick access procedure. The AMS may piggyback additional BW REQ
information along with user data during uplink transmission (step 5). Following Step 1 and Step 3, ABS may
acknowledge the reception of bandwidth request. If AMS does not receive any acknowledgement or UL grant, it
waits until the expiration of a pre-defined period and restarts the bandwidth request. The pre-defined period may be
differentiated by factors such as QoS parameters (e.g. scheduling type, priority, etc). In case BW is granted
immediately, there is no need for ABS to send an explicit acknowledgment.
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Bandwidth Request indicator and
quick access message
1
Acknowledgement for BR indicators
2
UL grant for BW REQ message
3
MS
BS
BW REQ message
Acknowledgement for BW REQ
4
UL grant
UL scheduled transmission with optional
piggybacked bandwidth request
5
1
2
3
4
5
6
7
Figure 7: Bandwidth request procedure in the MZone or the LZone with AMC
The bandwidth request procedure for LZone with PUSC is described in Figure 8. In LZone with PUSC, only a 5step regular procedure is supported. In step 1, AMS sends a bandwidth request indicator only. The rest of LZone
with PUSC bandwidth request procedure shall be the same as the 5-step procedure in Figure 7.
Bandwidth Request indicator
1
Acknowledgement for BR indicators
2
UL grant for BW REQ message
3
MS
BS
BW REQ message
Acknowledgement for BW REQ
4
UL grant
UL scheduled transmission with optional
piggybacked bandwidth request
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10
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Figure 8: Bandwidth request procedure in the LZone with PUSC
11.9.2.5.1 Multiplexing with Other Control Channels and Data channels
The bandwidth request channel starts at a configurable location with the configuration defined in a DL broadcast
control message. The bandwidth request channel is FDM with other UL control and data channels.
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11.9.2.5.2 PHY Structure
The bandwidth request (BW REQ) channel contains resources for the AMS to send a BW REQ access sequence and
an optional quick access message at the step-1 of the bandwidth request procedure shown in Figure 7. In the LZone
with PUSC, a BW REQ tile is defined as 4 contiguous subcarriers by 6 OFDM symbols. The number of BW REQ
tiles per BW REQ channel is 3. Each BW REQ tile carries BW REQ access sequence only.
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11.9.3 Uplink Inband Control Signaling
Uplink control information can be multiplexed with data on the UL data channels as MAC headers or MAC
management messages. Inband control signaling can contain information such as uplink bandwidth requests or
bandwidth assignment updates.
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11.9.4
In the MZone, a BW REQ tile is defined as 6 contiguous subcarriers by 6 OFDM symbols. Each BW REQ channel
consists of 3 distributed BW-REQ tiles. Each BW REQ tile carries a BW REQ access sequence and a BW REQ
message. The AMS may transmit the access sequence only and leave the resources for the quick access message
unused.
CDM allows multiple bandwidth request indicators to be transmitted on the same BW REQ channel. In addition,
multiple BW REQ channels may be allocated per subframe using FDM.
Mapping of Uplink Control Information to Uplink Control Channels
Information
Channel quality feedback
MIMO feedback
HARQ feedback
Synchronization
Bandwidth request
E-MBS feedback
Channel
UL Fast Feedback Channel
UL Sounding Channel
UL Fast Feedback Channel
UL Sounding Channel
UL HARQ Feedback Channel
UL Ranging Channel
Bandwidth Request Channel
UL Inband Control Signaling
UL Fast Feedback Channel
Common E-MBS Feedback Channel
Table 1: UL Control Channel Mapping
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