TOPIC 7 STATUTORY INTERPRETATION Legislation forms an increasingly important source of our law. The rules of statutory interpretation govern how to read and interpret legislation. As Gifford & Gifford have noted, legislation is not something that can be read like a book: “[This] is because over the years the law has developed special rules that govern the reading of the Act of Parliament. Every Act of Parliament must be read in the light of those rules, and the person who attempts to read an Act of Parliament without a working knowledge of the more important rules of interpretation may fall into error” (Preface pp v-vi) The courts play an important role in statutory interpretation, and so it is important to understand the doctrine of precedent, which has been described as the accepted intellectual framework within which judges are expected to reason. In its simplest form it means that a question should be decided in a certain way today because a similar question was so decided yesterday. However, there are a number of rules which make up the doctrine of precedent and you need to know these to fully understand how the doctrine is applied. Materials Cook, Creyke et al, Chapter 6 and Part 3 – focus on Chapters 10, 11 and 12 Legislation Acts Interpretation Act 1901 (Cth) ss 15AA, 15AB Interpretation Act 1987 (NSW) ss 33, 34 7.1 Interpretation of legislation 7.1.1 Importance of interpretation of legislation 7.1.2 Approaches to interpretation of legislation 7.1.3 Statutory approach o s 15AA Acts Interpretation Act 1901 (Cth) o s 33 Interpretation Act 1987 (NSW) o Mills v Meeking (1990) 169 CLR 214 Common law approaches: o Literal o Golden o Purposive Use of extrinsic materials Common law Statute o s 15AB Acts Interpretation Act 1901 (Cth) o s 34 Interpretation Act 1987 (NSW) Specific rules/canons of construction Maxims of interpretation: o Noscitur a sociis – the meaning of a word or phrase is derived from its context Ejusdem generis – where words of a particular meaning are followed by words of a general meaning, the general words are limited to the same kind as the particular words Presumptions of interpretation o 7.1.4 Judicial interpretation of statutes 7.2 Doctrine of precedent 7.2.1 Development and purpose of doctrine 7.2.2 Rules of precedent 7.3 Stare decisis Hierarchical structure of courts Each court is bound by the decisions of higher courts in the same judicial hierarchy The highest court in a judicial hierarchy can overrule its previous decisions A judge does not have to follow the decisions of other judges at the same level in the same judicial hierarchy A decision of a court in a different hierarchy may be of considerable weight but will not be binding Only the ratio decidendi (the judge’s decision on the material facts) of a case is considered binding Obiter dicta, although not binding, may be very persuasive Precedents are not necessarily abrogated by lapse of time – e.g. Pinnel’s case (1602) 5 Co Rep 117 Statutory interpretation problems Problems in text 7.3.1 Long problem question Early in 1995, Australia participated in an international conference which drew up the Convention on Piracy. The Convention created offences relating to the robbery of ships and boats in national and international waters. A Prevention of Piracy Bill is introduced into the House of Representatives and, in the course of the second reading speech to the Bill, the Minister states as follows: “The Prevention of Piracy Bill will apply to pirates who cannot at present be reached by existing law." The Commonwealth Parliament subsequently enacts the Prevention of Piracy Act 1996 ("Act"), the long title of which is "An Act to deal with robbery of ships and boats in national and international waters." The Act receives the Royal Assent on 1 July 1996. The Act includes the following provisions: Possession of weapons on ships 4. Any person (other than an officer or crew member or a ship protection officer) who possesses on board any ship, boat, ferry or any other transport whatsoever, any firearm, ammunition, weapon or explosive substance, shall be guilty of an offence punishable by 7 years' imprisonment. Diversion of Ship 5. Any person who causes to be diverted or attempts to cause to be diverted a ship from its scheduled course shall be guilty of an offence punishable by life imprisonment. Obligation to issue licences 6. If any person applies to become a ship protection officer, the Registrar of Ship Protection Officers, if satisfied that the applicant is a fit and proper person to be a ship protection officer, may issue the applicant with a ship protection officer's licence. Appointment of Registrar of Ship Protection Officers 7. (1) A Registrar of Ship Protection Officers shall be appointed by the GovernorGeneral. (2) A person appointed under sub-section (1) shall hold office for such period as is specified in the instrument of appointment. On 30 July 1996, Howard, who is an amateur spearfisherman, is a passenger on a train which is stopped by Federal Police at Bowral, New South Wales. He is found to have a spear gun in his possession. On 5 August 1996, a container ship is diverted from its scheduled course between Melbourne and Brisbane by a storm and radio contact with the land is lost. Before the captain can resume radio contact, Patricia, a cabin girl, unsuccessfully attempts to force the captain to steer the ship into Sydney Harbour. Howard is charged with an offence under s 4 of the Act and Patricia with an offence under s 5. Assuming the Act is within the constitutional power of the Commonwealth, using the relevant rules of statutory interpretation, advise Howard and Patricia on all the legal issues involved. Acts Interpretation Act 1901 (Cth) 15AA Regard to be had to purpose or object of Act (1) In the interpretation of a provision of an Act, a construction that would promote the purpose or object underlying the Act (whether that purpose or object is expressly stated in the Act or not) shall be preferred to a construction that would not promote that purpose or object. 15AB Use of extrinsic material in the interpretation of an Act (1) Subject to subsection (3), in the interpretation of a provision of an Act, if any material not forming part of the Act is capable of assisting in the ascertainment of the meaning of the provision, consideration may be given to that material: (a) to confirm that the meaning of the provision is the ordinary meaning conveyed by the text of the provision taking into account its context in the Act and the purpose or object underlying the Act; or (b) to determine the meaning of the provision when: (i) the provision is ambiguous or obscure; or (ii) the ordinary meaning conveyed by the text of the provision taking into account its context in the Act and the purpose or object underlying the Act leads to a result that is manifestly absurd or is unreasonable. (2) Without limiting the generality of subsection (1), the material that may be considered in accordance with that subsection in the interpretation of a provision of an Act includes: (a) all matters not forming part of the Act that are set out in the document containing the text of the Act as printed by the Government Printer; (b) any relevant report of a Royal Commission, Law Reform Commission, committee of inquiry or other similar body that was laid before either House of the Parliament before the time when the provision was enacted; (c) any relevant report of a committee of the Parliament or of either House of the Parliament that was made to the Parliament or that House of the Parliament before the time when the provision was enacted; (d) any treaty or other international agreement that is referred to in the Act; (e) any explanatory memorandum relating to the Bill containing the provision, or any other relevant document, that was laid before, or furnished to the members of, either House of the Parliament by a Minister before the time when the provision was enacted; (f) the speech made to a House of the Parliament by a Minister on the occasion of the moving by that Minister of a motion that the Bill containing the provision be read a second time in that House; (g) any document (whether or not a document to which a preceding paragraph applies) that is declared by the Act to be a relevant document for the purposes of this section; and (h) any relevant material in the Journals of the Senate, in the Votes and Proceedings of the House of Representatives or in any official record of debates in the Parliament or either House of the Parliament. (3) In determining whether consideration should be given to any material in accordance with subsection (1), or in considering the weight to be given to any such material, regard shall be had, in addition to any other relevant matters, to: (a) the desirability of persons being able to rely on the ordinary meaning conveyed by the text of the provision taking into account its context in the Act and the purpose or object underlying the Act; and (b) the need to avoid prolonging legal or other proceedings without compensating advantage. Interpretation Act 1987 (NSW) 33 Regard to be had to purposes or objects of Acts and statutory rules In the interpretation of a provision of an Act or statutory rule, a construction that would promote the purpose or object underlying the Act or statutory rule (whether or not that purpose or object is expressly stated in the Act or statutory rule or, in the case of a statutory rule, in the Act under which the rule was made) shall be preferred to a construction that would not promote that purpose or object. 34 Use of extrinsic material in the interpretation of Acts and statutory rules (1) In the interpretation of a provision of an Act or statutory rule, if any material not forming part of the Act or statutory rule is capable of assisting in the ascertainment of the meaning of the provision, consideration may be given to that material: (a) to confirm that the meaning of the provision is the ordinary meaning conveyed by the text of the provision (taking into account its context in the Act or statutory rule and the purpose or object underlying the Act or statutory rule and, in the case of a statutory rule, the purpose or object underlying the Act under which the rule was made), or (b) to determine the meaning of the provision: (i) if the provision is ambiguous or obscure, or (ii) if the ordinary meaning conveyed by the text of the provision (taking into account its context in the Act or statutory rule and the purpose or object underlying the Act or statutory rule and, in the case of a statutory rule, the purpose or object underlying the Act under which the rule was made) leads to a result that is manifestly absurd or is unreasonable. (2) Without limiting the effect of subsection (1), the material that may be considered in the interpretation of a provision of an Act, or a statutory rule made under the Act, includes: (a) all matters not forming part of the Act that are set out in the document containing the text of the Act as printed by the Government Printer, (b) any relevant report of a Royal Commission, Law Reform Commission, committee of inquiry or other similar body that was laid before either House of Parliament before the provision was enacted or made, (c) any relevant report of a committee of Parliament or of either House of Parliament before the provision was enacted or made, (d) any treaty or other international agreement that is referred to in the Act, (e) any explanatory note or memorandum relating to the Bill for the Act, or any other relevant document, that was laid before, or furnished to the members of, either House of Parliament by a Minister or other member of Parliament introducing the Bill before the provision was enacted or made, (f) the speech made to a House of Parliament by a Minister or other member of Parliament on the occasion of the moving by that Minister or member of a motion that the Bill for the Act be read a second time in that House, (g) any document (whether or not a document to which a preceding paragraph applies) that is declared by the Act to be a relevant document for the purposes of this section, and (h) any relevant material in the Minutes of Proceedings or the Votes and Proceedings of either House of Parliament or in any official record of debates in Parliament or either House of Parliament. (3) In determining whether consideration should be given to any material, or in considering the weight to be given to any material, regard shall be had, in addition to any other relevant matters, to: (a) the desirability of persons being able to rely on the ordinary meaning conveyed by the text of the provision (taking into account its context in the Act or statutory rule and the purpose or object underlying the Act or statutory rule and, in the case of a statutory rule, the purpose or object underlying the Act under which the rule was made), and (b) the need to avoid prolonging legal or other proceedings without compensating advantage.