DIPLOMA IN LAW LEGAL PROFESSION ADMISSION BOARD LAW EXTENSION COMMITTEE LAW EXTENSION COMMITTEE SUBJECT GUIDE 22 INTELLECTUAL PROPERTY SUMMER SESSION 2015-16 This Guide includes the Law Extension Committee’s course information and teaching program and the Legal Profession Admission Board’s syllabus. The syllabus is contained under the heading “Prescribed Topics and Course Outline” and has been prepared in accordance with Rule 27H(a) of the NSW Admission Board Rules 2015. Course Description and Objectives Lecturer Assessment March 2016 Examination Lecture Program Weekend Schools 1 and 2 Texts and Materials Prescribed Topics and Course Outline Compulsory Assignment Assignment Question 1 1 1-2 2 3 4 5-6 6-33 33 33 1 LAW EXTENSION COMMITTEE SUMMER 2015-16 22 INTELLECTUAL PROPERTY COURSE DESCRIPTION AND OBJECTIVES The law of intellectual property includes the areas of copyright, design, patents, confidential information, business reputation and trade marks. The course provides a general introduction to intellectual property, outlining, for each principal category of protection, how the rights arise, the nature of the rights, ownership and exploitation as well as infringement and remedies. Throughout the course, key policy issues are considered including the rationale and role of intellectual property law, the overlap between areas of protection, the growing importance of Australia’s obligations under international treaties and the interaction of intellectual property law with other areas such as trade practices law. LECTURER Ms Beth Oliak, BSEE (Northwestern University), JD (Washington University in St Louis School of Law) Ms Oliak is a barrister specialising in intellectual property and general commercial litigation. Prior to relocating to Australia, she practiced exclusively in patent litigation for a number of years at a major New York law firm. She is also a registered patent attorney in the United States and has drafted and prosecuted numerous patent applications. She holds an undergraduate degree in electrical engineering and thus her focus has been primarily on computer hardware and software patents. She has lectured, given presentations and prepared articles regarding issues relating to patent law on a number of occasions. Ms Therese Catanzariti, BEc, LLB (Hons 1)(Syd), LLM (Merit) (Lond) Ms Catanzariti is a barrister at the NSW Bar and specialises in intellectual property, commercial litigation, wills/probate and taxation. She was previously a senior associate at Mallesons Stephen Jaques (now King Wood Mallesons), as well as senior legal counsel at Nokia Corporation and GE Healthcare in Finland and Sweden. She is a graduate of the University of Sydney, holding Bachelor of Economics (Accounting), Bachelor of Laws (Hons 1) degree, and a graduate of the University of London (QMW) holding a Master of Laws (Merit) degree. Ms Catanzariti has also lectured in intellectual property at UTS, copyright law at UTS and University of Sydney, designs law at UTS, and Entertainment Law at University of New South Wales. ASSESSMENT To be eligible to sit for the Board’s examinations, all students must complete the LEC teaching and learning program, the first step of which is to ensure that you have registered online with the LEC in each subject for which you have enrolled with the Board. This gives you access to the full range of learning resources offered by the LEC. To register with the LEC, go to www.sydney.edu.au/lec and click on the WEBCAMPUS link and follow the instructions. Detailed guides to the Webcampus are contained in the material distributed by the LEC, in the Course Information Handbook, and on the Webcampus. 2 Eligibility to Sit for Examinations In accordance with the Legal Profession Admission Rules, the LEC must be satisfied with a student’s performance in a subject in order for the student to be eligible to sit for the examination, conducted by the Legal Profession Admission Board (LPAB). Assignments are used to assess eligibility. Students are expected to achieve at least a pass mark of 50% in assignments to be eligible to sit for examinations. However, a category of “deemed eligible” has been introduced to offer students whose assignment mark is between 40-49% an opportunity to sit for the examination. In these circumstances students are often advised not to sit. A mark below 40% means a student is not eligible to sit for the examination. Assignments as part of the Board’s Examinations Assignment results contribute 20% to the final mark in each subject. The Law Extension Committee (LEC) administers the setting and marking of assignments. The LEC engages the LPAB’s Examiners to assess or supervise the assessment of assignments. Submission Assignments must be received by 11:59pm on the due date unless an extension has been granted. Extensions must be requested by email prior to the due date. Specific supporting evidence must be provided. Assignments that are more than ten days late will not be accepted. Late assignments attract a penalty of one mark out of 20, or 5% of the total marks available, per day. Assessment Assignments are assessed according to the “Assignment Grading and Assessment Criteria” outlined in the Guide to the Presentation and Submission of Assignments. Prior to the examination, assignments will be returned to students and results posted on students’ individual results pages of the LEC Webcampus. Students are responsible for checking their results screen and ascertaining their eligibility to sit for the examination. Review Where a student’s overall mark after the examination is between 40-49%, the student’s assignment in that subject will be included in the Revising Examiner’s review. The final examination mark is determined in accordance with this review. Assignment marks will not otherwise be reviewed. MARCH 2016 EXAMINATION Candidates will be expected to have a detailed knowledge of the six (6) principal types of intellectual property studied in the course, namely: copyright, industrial designs, patents, confidential information, business reputation (passing off and related statutory actions) and trade marks. Candidates will be assessed on the requirements for obtaining each of these intellectual property rights, how infringement of such rights is determined, and the remedies available in the event infringement is established. Candidates will also be expected to have an appreciation for the interaction between the six (6) principal types of intellectual property studied in the course. All enquiries in relation to the examination should be directed to the Legal Profession Admission Board. 3 LECTURE PROGRAM Lectures will be held on Monday nights commencing at 6.00pm on 9 November 2015. Apart from the lecture scheduled for 14 December, which will be held at Ms Catanzariti’s chambers, lectures in the first half of semester will be held in Architecture Lecture Theatre 3, Faculty of Architecture, Design and Planning, in the Wilkinson Building, which is across City Road on the Darlington Campus. Please refer to the map at https://sydney.edu.au/maps/embed/?building=G04. The lecture venue for the second half of semester is still to be confirmed, apart from the lecture scheduled for 25 January, which will again be held at Ms Catanzariti’s chambers. Please note that the program below is a general guide and may be varied according to need. WEEK VENUE TOPIC 1 9 Nov Architecture LT 3 Introduction to Intellectual Property Trade Marks 2 16 Nov Architecture LT 3 Trade Marks 3 23 Nov Architecture LT 3 Trade Marks 4 30 Nov Architecture LT 3 Passing Off 5 7 Dec Architecture LT 3 Confidential Information 6 14 Dec 13th Floor, Wentworth Chambers, Sydney Copyright Study Break: Friday 18 December 2015 – Sunday 10 January 2016 7 11 Jan TBA Copyright 8 18 Jan TBA Copyright 9 25 Jan 13th Floor, Wentworth Chambers, Sydney Industrial Designs Copyright/Design Overlap 10 1 Feb TBA Patents 11 8 Feb TBA Patents 4 WEEKEND SCHOOLS 1 AND 2 There are two weekend schools principally for external students. Lecture students may attend but should be aware that weekend school classes aim to cover the same material provided in weekly lectures and are primarily for the assistance of external students. It may not be possible to cover the entire course at the weekend schools. These programs are a general guide, and may be varied according to need. Readings are suggested to introduce you to the material to be covered in the lecture, to enhance your understanding of the topic, and to encourage further reading. You should not rely on them alone. Weekend School 1 TIME MAJOR TOPICS KEY READING Saturday 28 November 2015: 4.00pm – 8.00pm in New Law School Seminar Room 115 (New LSSR 115) 4.10pm-5.20pm Introduction to Intellectual Property Trade Marks 5.30pm-6.35pm Trade Marks 6.45pm-8.00pm Business Reputation See readings under "Prescribed Topics and Course Outline" Sunday 29 November 2015: 4.00pm – 8.00pm in New Law School Seminar Room 115 (New LSSR 115) 4.10pm-5.20pm Patents 5.30pm-6.35pm Patents 6.45pm-8.00pm Patents See readings under "Prescribed Topics and Course Outline" Weekend School 2 TIME MAJOR TOPICS KEY READING Saturday 30 January 2016: 4.00pm – 8.00pm in New Law School Seminar Room 115 (New LSSR 115) 4.10pm-5.20pm Copyright 5.30pm-6.35pm Copyright 6.45pm-8.00pm Copyright See readings under "Prescribed Topics and Course Outline" Sunday 31 January 2016: 4.00pm – 8.00pm in New Law School Seminar Room 115 (New LSSR 115) 4.10pm-5.20pm Industrial Designs 5.30pm-6.35pm Copyright/Design Overlap 6.45pm-8.00pm Confidential Information See readings under "Prescribed Topics and Course Outline" 5 TEXTS AND MATERIALS COURSE MATERIALS Supplementary Materials in Intellectual Property (available via the link to the Law Library in the Course Materials section of the LEC Webcampus) Guide to the Presentation and Submission of Assignments (available on the LEC Webcampus) PRESCRIBED MATERIALS LexisNexis Intellectual Property Collection 2015, LexisNexis. Stewart, Griffith & Bannister, Intellectual Property in Australia, 5th ed. LexisNexis, 2014 (SGB) Ricketson and Richardson, Intellectual Property: Cases, Materials and Commentary, 5th ed. Lexis Nexis, 2013 (RR) REFERENCE MATERIALS Australian current texts Davison, Monotti, Wiseman Australian Intellectual Property Law, 3rd edition, Cambridge Press, 2015 (DMW 2015) Commentary only, no case extracts. Price, Bodkin, Arnold, Adjei, Intellectual Property Commentary and Materials Casebook, 5th edition, Thomson Reuters, 2012 (PBA 2012) Other useful Australian texts Ricketson, The Law of Intellectual Property, Thomson Reuters, 1999 Shanahan, Australian Law of Trade Marks and Passing Off, 5th ed. Thomson Reuters, 2012 Bodkin, Patent Law in Australia, 2d ed. Thomson Reuters, 2014 Phillips, Protecting Designs Law and Litigation, Thomson Reuters, 1994 Elkington, Hall & Kell, Annotated Trade Marks Act 1995, LexisNexis, 2010 United Kingdom texts Cornish, Intellectual Property: Patents, Copyright, Trade Marks and Allied Rights, 8th ed. Sweet and Maxwell, 2013 Skone James, Copinger and Skone James on Copyright, 16th ed. Sweet and Maxwell, 2010 Loose leaf and online services CCH, Australian Industrial and Intellectual Property: Copyright, Designs, Patents, Trade Marks, Legislation and Cases Lahore, Copyright and Designs, LexisNexis Lahore Patents, Trade Marks and Related Rights LexisNexis Garnsey, Dwyer, Duffy and Covell, Intellectual Property in Australia: Patents and Trade Marks, LexisNexis Periodicals Australian Copyright Council Bulletin Australian Intellectual Property Law Bulletin Australian Intellectual Property Law Journal Copyright Reporter Intellectual Property Forum 6 Blogs http://ipwars.com/ - Warwick Rothnie (Melbourne IP barrister) http://ipkitten.blogspot.com.au/ - IPKat – English/EU IP blog http://www.patentlyo.com/ - Patently O – US IP blog PRESCRIBED TOPICS AND COURSE OUTLINE Many cases listed are relevant for more than one topic area. Most cases are reported in both the Intellectual Property Reports (“IPR”) and the Australian Intellectual Property Cases (“AIPC”). An asterisk (“*”) in front of a case denotes that the case is recommended reading for this course. Where possible, the location of case extracts in the text books is identified next to the case reference. 1. INTRODUCTION TO INTELLECTUAL PROPERTY Relevant chapter for Topic 1 in Prescribed Materials (1) RR: Ch1 SGB: Ch 1 and 2 History of intellectual property (2) Bakers Marking Law 1266 Venetian Patent Statute 1474 Statute of Monopolies 1623 Stationers Company Statute of Anne 1709 Knowledge as property Intellectual Property philosophy – personal, economic, market Millar v Taylor (1769) 4 Burr. 2303; 98 ER 201 (3) Intellectual property as property (4) Public domain (5) International aspects of intellectual property protection (6) Berne Convention for Protection of Literary and Artistic Works 1886 Rome Convention for Protection of Performers, Producers of Phonograms and Broadcasting Organisations 1961 Paris Convention on Patents and Trade Marks WTO Agreement on Trade Related Aspects of Intellectual Property 1995 Copyright (International Protection) Regulations 1969 Australian statutes Constitution section 51(xxix) Copyright Act 1968 Patents Act 1990 Trade Marks Act 1995 Designs Act 2003 Australian Consumer Law (part of Competition and Consumer Act 2010) Copyleft Creative Commons Open Source 7 Parliament’s right to create and curtail JT International SA v Commonwealth of Australia [2012] HCA 43 (Tobacco Plain Packaging) “Rethinking the role of intellectual property”, Dr Francis Gurry, Director-General WIPO, WIPO Seminar, 22 August 2013 2. COPYRIGHT Relevant chapters for Topic 2 in Prescribed Materials (1) SGB: Ch 5, 6, 7, 8.and 9 DMW 2012: Ch. 5, 6, 7, 8, and 9 PBA: 2012 Part 2 RR: Part 2 What is copyright? (a) Definitions of copyright (b) Copyright as property: s196 Copyright Act (“CA”) (c) Fundamental distinction – ‘form of expression’ vs ‘ideas and information’ (2) Donoghue v Allied Newspapers Ltd [1938] Ch 106 Victoria Park Racing and Recreation Grounds Co Ltd v Taylor (1937) 58 CLR 479 Autodesk v Dyason (No 1) (1992) 66 ALJR 233 L B (Plastics) Ltd v Swish Products Ltd [1979] R.P.C. 551 Zeccola v Universal City Studios [1982] 46 ALR 189 Elwood v Cotton On (2008) 80 IPR 566 Origin and rationale of copyright (3) Dickens, Dickens v Hawksley [1935] 1 Ch 267 Pacific Film Laboratories v Commissioner of Taxation (1970) 121 CLR 154 JR Consulting v Cummings [2014] NSWSC 1252 Statute of Anne 1709 Millar v Taylor (1769) 4 Burr. 2303; 98 ER 201 Subsistence of copyright The four requirements for copyright protection: (a) Authorship and connecting factors (b) Subject matter (c) ‘works’ and ‘subject matter other than works’: ss10, 32, 89-92 CA Material form: ss10, 22 CA (d) created by a ‘qualified person’: ss 32(4), 84, 184 CA Nine Network Australia v Australian Broadcasting Corp (2000) 48 IPR 335 (Y2K fireworks) Originality: s32 CA Walter v Lane [1900] AC 539 * University of London Press v University Tutorial Press [1916] 2 Ch 601 Kalamazoo (Aust) Pty Ltd v Compact Business Systems Pty Ltd (1985) 5 IPR 213 Feist Publications v Rural Telephone Service 111 S Ct 1282 (1991) 8 (4) * Telstra Corporation v Desktop Marketing Systems Pty Ltd (2001) 51 IPR 257 * Nine Network Ltd v IceTV Pty Ltd (2009) 239 CLR 458; * Telstra Corporation Limited v Phone Directories Company Pty Ltd (2010) 90 IPR 1 Ladbroke Football Ltd v William Hill Football Ltd [1964] 1 WLR 273 Works The four types of ‘works’ under Part III CA: (a) Literary (i) Types of literary works (ii) General principles (iii) Short and insubstantial literary works (iv) * Green v Broadcasting Corporation of New Zealand (1988) 16 IPR 1 Nine Network Australia Pty Ltd v Australian Broadcasting Corporation (2000) 48 IPR 335 * Telstra Corporation Ltd v Royal & Sun Alliance Insurance Australia Ltd (2003) 57 IPR 453 * Zeccola v Universal City Studios (1982) 46 ALR 189 Australian Olympic Committee Inc v The Big Fights Inc (1999) 46 IPR 53 at 63-67 Creation Records v News Group Newspapers Ltd (1997) 39 IPR 1 (photo shoot for ‘Oasis’ album cover) Norowzian v Ark Ltd; Guinness Worldwide [1998] EWHC 315 (Guinness ‘Anticipation’ ad) Musical (d) Computer Edge Pty Ltd v Apple Computer Inc (1986) 161 CLR 171 * Autodesk v Dyason (1991) 22 IPR 163 * Data Access Corporation v Powerflex Services Pty Ltd (1999) 45 IPR 353 JR Consulting v Cummings [2014] NSWSC 1252 Dramatic (c) * Exxon Corporation v Exxon Insurance Consultants [1982] RPC 69 Ladbroke (Football) Limited v William Hill (Football) Limited [1964] 1 WLR 273 Francis Day & Hunter Ltd v Twentieth Century Fox Ltd [1940] AC 112 Nine Network Ltd v IceTV Pty Ltd (2009) 239 CLR 458 State of Victoria v Pacific Technologies Pty Ltd (No.2) [2009] FCA 737 Fairfax Media Publications Pty Ltd v Reed International Books Australia Pty Ltd (2010) 88 IPR 11 Elwood Clothing v Cotton On Clothing (2008) 80 IPR 566 Computer programs (b) * University of London Press v University Tutorial Press [1916] 2 Ch 607 Hollinrake v Truswell (1894) 3 Ch D 420 CBS Records Australia Ltd v Gross (1989) 15 IPR 385 EMI Songs Australia Pty Limited v Larrikin Music Publishing Pty Ltd (2011) 90 IPR 50 Artistic (i) Definition: s10(1) CA 9 (ii) Paintings (iii) Sculptures (iv) * Lincoln Industries Ltd v Wham-O Manufacturing Co (1984) 3 IPR 115 (Frisbee) * Greenfield Products v Rover-Scott Bonnar (1990) 17 IPR 417 Creation Records v News Group Newspapers Ltd (1997) 39 IPR 1 Drawings * Elwood Clothing v Cotton On Clothing (2008) 80 IPR 566 at [14], [47][54] (definition of drawing) * Interlego AG v Croner Trading (1992) 111 ALR 577 LED Builders v Eagle Homes (1999) 44 IPR 24 Clarendon Homes (Aust) Pty Ltd v Henley Arch Pty Ltd (1999) 46 IPR 309 Tamawood Limited v Henley Arch Pty Ltd [2004] FCAFC 78 (31 March 2004) Barrett Property Group Pty Ltd v Carlisle Homes Pty Ltd [2008] FCA 375 (alfresco quadrant) Lott v JBW & Friends [2000] SASC 3 (opera in the outback) (v) Engravings (vi) Photographs (vii) Buildings and models of buildings (viii) Works of artistic craftsmanship (5) * Merchandising Corporation of America v Harpbond [1983] FSR 32 Australian Chinese Newspapers Pty Ltd v Melbourne Chinese Press Pty Ltd (2003) 58 IPR 1 Cummins v Vella [2002] FCAFC 218 (Full Court unreported 16/07/2002) Cuisenaire v Reed (1963) VR 719 Muscat v Le (2004) 60 IPR 276 Merlet v Mothercare plc (1984) 2 IPR 456 George Henscher v Restawhile Upholstery (Lanes) Limited (1975) RPC 31 Coogi Australia Pty Limited v Hysport International Pty Limited (1998) 41 IPR 593 Sheldon v Metrokane (2004) AIPC 91-972 * Burge v Swarbrick [2007] HCA 17; (2007) 234 ALR 204 Subject Matter other than works (a) Cinematograph films (b) Sound and Television Broadcasts (c) Aristocrat Leisure Industries Pty Limited v Pacific Gaming Pty Limited (2001) 50 IPR 29 Galaxy Electronics Pty Ltd v Sega Enterprises Ltd (1997) 37 IPR 462 Sega Enterprises Ltd v Gottlieb Electronics Pty Ltd (1996) 35 IPR 161 * Network Ten Pty Ltd v TCN Channel Nine Pty Ltd (2004) 59 IPR 1 (“The Panel” case), esp at [68], [100]-[102] and [142] Published editions of works 10 (d) Protection for the skill and labour in presenting material in an edition (ie. the layout as distinct from the words used in the story). Applies to newspaper stories, magazines and the like. Nationwide News Pty Limited v Copyright Agency Limited (1996) 134 IPR 53 Sound recordings (e) (6) CBS Records Australia Limited v Telmak Teleproducts (Australia) Pty Limited (1987) 9 IPR 440 Performers’ protection Ownership (a) Works – owner is ‘author’ (i) ss10(1) (“work of joint authorship”), 35(2), 35(3), 35(4), 35(5), 35(6) CA (ii) Co-ownership/joint owners (iii) Commissioned works (iv) Journalists’ copyright (v) Employee authors (vi) (vii) (viii) Bulun Bulun v R & T Textiles Pty Ltd (1998) 157 ALR 193 Equitable Ownership JR Consulting v Cummings [2014] NSWSC 1252 Subject matter other than works – owner is ‘maker’ (7) Telstra Corporation Limited v Phone Directories Company Pty Ltd (2010) 90 IPR 1 Community ownership (c) *Redrock Holdings Pty Ltd v Hinkley (2001) 50 IPR 565 Insight SRC IP Holdings Pty Ltd v The Australian Council for Educational Research Limited [2012] FCA 779 (Department of Education questionnaire) JR Consulting v Cummings [2014] NSWSC 1252 No human author (b) Primary Health Care Pty Ltd v Commissioner of Taxation (2010) 86 IPR 259 Prior v Sheldon (2000) 48 IPR 301 s22 CA National Rugby League v Singtel Optus (Optus Now case) (2012) 95 IPR 321 Duration Exclusive Rights (a) Works: s31 CA (i) Reproduction CBS Records Australia Ltd v Telmak Teleproducts (Aust) Pty Ltd (1987) 9 IPR 440 King Features Syndicate v O&M Kleeman [1941] AC 417 11 (ii) Publication (iii) Public performance (iv) Cinematograph films: s86 CA Television and sound broadcasts: s87 CA Published editions of works: s88 CA Sound recordings: s85 CA Performers (8) * Telstra v APRA (1997) 191 CLR 140 * Roadshow v iinet (trial judge decision) (2011) 89 IPR 1 National Rugby League v Singtel Optus (Optus Now case) (2012) 95 IPR 321 Subject matter other than works (c) APRA v Tolbush (1985) 62 ALR 521 *APRA v Commonwealth Bank (1992) 25 IPR 157 Communication to the public (b) Avel Pty Ltd v Multicoin Amusements Pty Ltd (1990) 171 CLR 88 ss248G and 248J CA Assignment and licensing (a) Assignment (b) ss196(1), 197 CA Australian Olympic Committee Inc v The Big Fights Inc (1999) 46 IPR 53 Larrikin Music Publishing Pty Ltd v EMI Songs Australia Pty Ltd [2009] FCA 799 Acorn Computers v MCS Microcomputers (1984) 4 IPR 214 Insight SRC IP Holdings Pty Ltd v Australian Council for Educational Research Ltd [2013] FCAFC 62 Licensing (i) ss196(2), 197 CA (ii) exclusive licence (s119) (iii) implied licence Beck v Montana (1963) 80 WN NSW 1578 *Copyright Agency Limited v State of New South Wales (2008) 233 CLR 279 Apotex Pty Ltd v Sanofi-Aventis Australia Pty Ltd (No 2) [2012] FCAFC 102 (generic drug manufacturer not implied right to use original patent owner product information documents) (c) Statutory licences (d) Collecting societies APRA – Australian Performing Right Association (musical works) PPCA – Phonographic Performance Company Ltd (sound recordings) CAL – Copyright Agency (literary works) Screenrights (cinematograph films) Viscopy (artistic works) (managed by Copyright Agency) 12 (9) Infringement - introduction Direct and indirect infringement (10) Direct infringement of works (a) Substantiality (s14 CA) (i) Works (ii) Other subject matter (b) *Corelli v Gray (1913) 29 TLR 570 *Francis Day & Hunter Ltd v Bron [1963] Ch 587 SW Hart & Co Pty Ltd v Edwards Hot Water Systems (1985) 159 CLR 466 EMI Songs v Larrikin Music Publishing (2011) 90 IPR 50 Need for resemblance or objective similarity (i) General (ii) (iii) * Universal City Studios Inc v Zeccola [1982] AIPC 90-019 ‘Look and feel’ * Elwood Clothing Pty Ltd v Cotton On Clothing Pty Ltd (2008) 80 IPR 566 Proof and evidence (11) * Kenrick v Lawrence (1890) 25 QB 99 Particular example: Literary and dramatic works: plots and characters (d) Network Ten Pty Ltd v TCN Channel Nine Pty Ltd (2004) 59 IPR 1 Need for a causal connection (c) Hawkes & Sons (London) Ltd v Paramount Films Services [1934] 1 Ch 593 Ladbroke (Football) v William Hill [1964] I All ER 465; 1 WLR 273 Autodesk v Dyason [2002] FCA 1206 Data Access Corporation v Powerflex Services Pty Limited (1999) 45 IPR 353 Icetv v Pty Ltd v Nine Network Australia Pty Ltd (2009) 80 IPR 451 EMI Songs Australia v Larrikin Music Publishing (2011) 90 IPR 50 Allam v Aristocrat (2012) 95 IPR 242 Authorisation of infringement of copyright in works and other subject matter (a) General (b) ss36(1) and 101(1) CA UNSW v Moorhouse (1975) 133 CLR 1 Roadshow Films Pty Ltd v iiNet Limited (2012) 95 IPR 29; National Rugby League v Singtel Networks (2012) 201 FCR 147 (“Optus Now” case) Peer to peer networks Universal Music v Cooper [2006] FCAFC 187 (18 December 2006) (s112E does not preclude an infringement finding on the authorisation ground under s36 or s101) 13 (c) Directors (12) Sharman Networks Ltd v Universal Music Australia Pty Ltd (2005) 220 ALR 1 (appeal to Full Federal Court was heard in February 2006, but no decision due to settlement) A&M Records v Napster Inc 239 F3d 1004 (9th Cir 2001) 50 IPR 232 (US case) MGM Studios Inc v Grokster Ltd (US Supreme Court, 27 June 2005) Roadshow Films Pty Ltd v iiNet Limited (2012) 95 IPR 29 JR Consulting v Cummings [2014] NSWSC 1252 Secondary infringement Importation and commercial dealings with infringing copies: (13) Defences (a) Exceptions and limitations on protection in general (b) Fair dealing: ss40, 41, 41A and 42 (for Pt IV – see 103A-103C) De Garis v Neville Jeffress Pidler Pty Limited (1990) 18 IPR 292 TCN Channel Nine v Network Ten 50 IPR 335 (The Panel case) (trial – Conti J); (2002) 55 IPR 112 (Full Court) s41A – the new ‘parody or satire’ defence Campbell v Acuff Rose 510 U.S. 569 (1994) (c) Other defences (d) Other protection available to copyright owners (14) ss37 and 38 CA (works) ss102 and 103 CA (other subject matter) Computermate Products (Aust) Pty Ltd v Ozi-Soft Pty Ltd (1988) 12 IPR 487 Lorenzo & Sons Pty Ltd v Roland Corporation (1992) 23 IPR 377 Technological protection measures: Part 5, Div 2A (ss116AK-116D) Stevens v Kabushiki Kaisha Sony Computer Entertainment (2005) HCA 58 Remedies RR 2005 at 452-462 (a) Remedies in general (b) Damages under s115 CA (i) Compensatory damages: s115(2) (ii) Autodesk Australia Pty Limited v Cheung (1990) 17 IPR 69 Prior v Sheldon (2000) 48 IPR 301 Aristocrat Technologies Australia v DAP Services (Kempsey) Pty Ltd [2007] FCAFC 40 (29 March 2007) Elwood v Cotton On (2009) 81 IPR 378; (decision on damages) Norm Engineering v Digga Australia [2008] FCAFC 33 ; (2007)162 FCR 1 Insight SRC IP Holdings Pty Ltd v Australian Council for Educational Research Ltd [2013] FCAFC 62 Seafolly Pty Ltd v Fewstone Pty Ltd [2014] FCA 321 Additional damages: s115(4) Autodesk Australia Pty Limited v Cheung (1990) 17 IPR 69 14 (iii) Account of profits (iv) Dart v Décor (1993) 179 CLR 101 Bugatti GmbH v Shine Forever Men Pty Ltd (No 2) [2014] FCA 171 (trade mark case) Joint tortfeasors (c) APRA v Pashalides 2000 (2000) 48 IPR 610 Allam v Aristocrat (2012) 95 IPR 242 (commercial scale) Insight SRC IP Holdings Pty Ltd v The Australian Council for Educational Research Limited [2012] FCA 779 Bailey v Namol Pty Ltd (1994) 30 IPR 147 (surreptitious) Dynamic Supplies Pty Limited v Tonnex International Pty Limited (No 3) [2014] FCA 909 Halal Certification Authority Pty Limited v Quality Kebab Wholesalers Pty Limited (No 2) [2014] FCA 840 Keller v LED Technologies Pty Ltd [2010] FCAFC 55 (design case) Offences – Part V, Div 5 CA Moral Rights – Part IX CA (15) Meskenas v ACP Publishing Pty Ltd [2006] (2006) 70 IPR 172; Perez v Fernandez (2012) 260 FCR 1 Groundless Threats of Copyright Infringement – s202 CA (16) 3. Bell v Steele (No 2) [2012] FCA 62 INDUSTRIAL DESIGNS Required reading (1) SGB: Ch 10 DMW 2012: Ch 10 PBA 2012: Ch 14 RR 2012: Ch 9 Requirements for registration (a) Meaning of ‘design’ (i) Definition of ‘design’: s5 Designs Act 2003 (“DA”) (ii) in relation to a product Application for Type Font in name Microsoft (2007) 71 IPR 664 Re Wolanski’s Registered Design (1953) 88 CLR 278 (iii) ‘product’: s6 DA (iv) ‘visual features’: s7 DA (v) shape or configuration (vi) Dart Industries v Décor (1989) 15 IPR 403 Firmagroup Australia v Byrne & Davidson Doors – (1987) 9 IPR 353 Seafolly Pty Ltd v Fewstone Pty Ltd [2014] FCA 321 ‘overall appearance of the product’: see s5 DA 15 (vii) monopoly in particular appearance (b) Re Wolanski’s Registered Design (1953) 88 CLR 278 Firmagroup Australia v Byrne & Davidson Doors – (1987) 9 IPR 353 Novelty and distinctiveness (i) Threshold statement under s15 DA (ii) ‘prior art base’: s15(2) DA prior public use of the design prior publication in a document o * J Rapee & Co Pty Ltd v Kas Cushions Pty Ltd (1990) 15 IPR 577) disclosure in an earlier design application ‘new and distinctive’: ss16-19 DA (iii) ‘new’ – not identical compared to prior art base: s16(1) DA ‘distinctive’ – not substantially similar in overall impression compared to prior art base: s16(2) and s19 DA “informed user” o o statement of newness and distinctiveness o (iv) Review 2 Pty Ltd v Redberry Enterprise Pty Ltd (2008) 79 IPR 214 LED Technologies Pty Ltd v Elecspess Pty Ltd (2009) 80 IPR 105 Keller v LED Technologies (2010) 87 IPR 1 certain things to be disregarded: s17 DA earlier use or publication of design as an artistic work: s18 DA Designs excluded from registration s43 DA and Reg 4.06 of Designs Regulations 2004 (2) Outline of process of registration (3) Ownership (a) Who is entitled to seek registration: s13 DA (4) Courier Pete Pty Ltd v Metroll Queensland Pty Ltd [2010] FCA 735 – modular rainwater tanks Foster’s Australia Limited v Cash’s (Australia) Pty Ltd [2013] FCA 527 (beer taps) (b) Ownership of registered design: s14 DA (c) Exclusive rights of registered owners: s10 DA (d) Assignment of interest in design: s11 DA (e) Term of registration: s46 DA Infringement (a) Who may bring proceedings: s73(1) DA (b) When may proceedings be brought: s73(3) DA (c) Where may proceedings be commenced: s73(2) DA 16 (d) Infringement by doing any exclusive rights of registered owners: s71 DA (e) Designs ‘substantially similar in overall impression’: s19 DA (f) Use of statement of newness and distinctiveness (g) Will it be easier for a Court to apply the new Act test compared to old Act test (fraudulent or obvious imitation)? (h) Review Australia Pty Ltd v New Cover Group Pty Ltd (2008) 79 IPR 236 (wrapdress) Review 2 Pty Ltd v Redberry Enterprise Pty Ltd (2008) 79 IPR 214 (wrapdress) LED Technologies Pty Ltd v Elecspess Pty Ltd (2009) 80 IPR 105 (rear lights) Multisteps Pty Limited v Source and Sell Pty Limited [2013] FCA 743 (fruit tubs) Gram Engineering Pty Ltd v Bluescope Steel Ltd [2013] FCA 508 (fencing panel) Counterclaim for rectification of Register: s74 DA Foggin v Lacey (2003) 57 IPR 225 (compare infringing product to design not product) (5) Spare parts defence (s72 CA) (6) Remedies (7) (a) Remedies under s75(1) DA (b) Defendant’s innocence and reasonable care: s75(2) DA (c) Additional damages: s75(3) DA (d) Importance of packaging: s75(4) DA (e) Relief from unjustified threats: ss77-81 DA Issue of dual protection – copyright/design overlap (a) Relevant provisions: ss 74-77 CA (b) What is the overlap problem? (c) Definition of corresponding design: s74 CA (d) Copyright protection where corresponding design registered: s75 CA (e) Artistic works applied as unregistered industrial designs: s77 CA (i) copyright subsists in an artistic work (ii) corresponding design has been applied industrially (f) (iii) products are sold, let for hire (iv) corresponding design has not been registered under Designs Act ‘Works of artistic craftsmanship’ not included, but no statutory definition (g) Reg 17 of Copyright Regulations 1969 Safe Sport Australia Pty Ltd v Puma Australia Pty Ltd (1985) 4 IPR 120 *Press-Form Pty Ltd v Henderson’s Ltd (1993) 26 IPR 113 Gold Peg International Pty Ltd v Kovan Engineering (Aust) Pty Ltd (2005) 67 IPR 497 at [221] (decision on ‘industrial application’ not disturbed in the appeal reported at (2006) 70 IPR 1) Sheldon v Metrokane (2004) 61 IPR 1 *Burge v Swarbrick [2007] HCA 17; (2007) 234 ALR 204 Certain reproductions of artistic works do not infringe copyright: s77A CA 17 4. Polo/Lauren Company LP v Ziliani Holdings Pty Ltd (2008) 80 IPR 531 (meaning of ‘embodied in’) Seafolly Pty Ltd v Fewstone Pty Ltd [2014] FCA 321 CIRCUIT LAYOUTS ACT 1989 This topic will only be addressed if time permits. Topic 4 will not be assessed in the exam at the end of semester. 5. Circuit Layouts Act (Cth) 1989 Avel v Wells (1992) 36 FCR 340 Nintendo Co v Centronics Systems (1994) 181 CLR 134 PATENTS Required reading (1) SGB: Ch 11-14 DMW 2012: Ch 12 – 15 PBA 2012: Part 3 RR 2012: Part 4 Origins and background (a) History (b) Establishment of the modern system (c) Rationale and objects of the patent system (2) Venetian Statute Darcy v Allin (1602) Moore KB 671 Statute of Monopolies 1624 Powering Ideas: the innovation agenda for the 21st century "Raising The Bar” patent reforms (effective 15 April 2013) Productivity Commission inquiry into the compulsory licensing provisions in the Patents Act 1990 Requirements for patentability (a) Requirements under s18 of the Patents Act 1990 (Cth) (PA) (i) Types of patents: standard and innovation (ii) Innovation patents (iii) Dura-Post (Aust) Pty Ltd v Delnorth Pty Ltd (2009) 81 IPR 480; s18 defines what is a ‘patentable invention’ manner of manufacture novelty inventive step useful not secretly used 18 (b) Manner of manufacture (i) What is a ‘manner of manufacture’? (ii) Human treatment exception (iii) (c) * International Business Machines v Commissioner of Patents (1991) 33 FCR 218 * CCOM v Jiejing (1994) 51 FCR 260 Business methods, schemes, systems (v) * Joos v Commissioner of Patents (1972) 126 CLR 611 (keratin treatment for nails and hair) * Anaesthetic Supplies v Rescare (1994) 50 FCR 1 (sleep apnoea) * Bristol-Myers Squibb Co v FH Faulding (2000) 46 IPR 553 D’Arcy v Myriad Genetics Inc [2014] FCAFC 115 (breast cancer gene sequence) Apotex Pty Ltd v Sanofi-Aventis Australia Pty Ltd [2013] HCA 50 (skin disorder treatment) Computer software (iv) Statute of Monopolies 1624 Re GEC Application (1942) 60 RPC 1 * National Research Development Corp v Commissioner of Patents (1959) 102 CLR 252 Diamond v Diehr (1981) 450 US 175; RPL Central Pty Ltd v Commissioner of Patents [2013] FCA 871 Apotex Pty Ltd v Sanofi-Aventis Australia Pty Ltd [2013] HCA 50 (skin disorder treatment) Rolls-Royce Ltd’s Application [1963] RPC 251 * Welcome Real-Time SA v Catuity Inc (2001) 51 IPR 327 * Grant v Commissioner of Patents (2006) 154 FCR 62 * Research Affiliates LLC v Commissioner of Patents [2014] FCAFC 150 (method for calculating an index for using in financial investing) Living organisms and developments in biotechnology Novelty (i) Relevant statutory provisions (ii) Quantum of disclosure: anticipation (iii) s7(1) PA dictionary definitions of: prior art information, prior art base, document, patent area Hill v Evans (1862) 4 De GF & J 288 (1862) 45 ER 1195 * Advanced Building Systems Pty Ltd v Ramset Fasteners (Aust) Pty Ltd (1993) 26 IPR 171 (trial judge’s (Hill J) discussion on anticipation) * Nicaro Holdings v Martin Engineering (1990) 16 IPR 545 Meyer Taylor v Vicarr Industries (1977) 137 CLR 228 MJA Scientifics International v S C Johnson & Son [1998] 1466 FCA; (1998) 43 IPR 287 (Sundberg J’s propositions on anticipation) Publicly available * Sunbeam Corp v Morphy-Richards (Australia) Pty Ltd (1961) 35 ALJR 212 at 218 Griffin v Isaacs (1938) 12 ALJR 169 Fomento v Mentmore [1956] RPC 87 19 (iv) * Minnesota Mining and Manufacturing Co v Beiersdorf (Australia) (1980) 144 CLR 253 (cannot mosaic) Merck v Arrow Pharmaceuticals (2006) 68 IPR 511 (Lunar magazine to selected hospitals and universities) Dennison Manufacturing v Monarch Marketing Systems (1983) 1 IPR 431 Certain kinds of prior use/publication to be disregarded s24 PA and reg 2.2 of Patent Regulations 1991 Showing, use or publication at a recognised exhibition Publication in a paper read before a learned society o Working of the invention in public for purpose of reasonable trial o o (d) Longworth v Emerton (1951) 83 CLR 539 Newall & Elliott (1858) 4 CBNS 269; (1858) 140 ER 1087 Non-consensual disclosure 12 month ‘grace period’ (from 1 April 2002) Inventive step (i) Relevant statutory provisions (ii) (iii) * APO Manual of Practice and Procedure, Vol 2 at 4.1.4-4.1.5 * Aktiebolaget Hassle v Alphapharm Pty Ltd (2002) 212 CLR 411 Wellcome Foundation Ltd v VR Laboratories (Aust) Pty Ltd (1981) 148 CLR 262 at 286 Bayer Pharma Aktiengesellschaft v Generic Health Pty Ltd (No 2) [2013] FCA 279 Relevance of hindsight considerations: see Lockwood v Doric [2007] 235 CLR 202. Common general knowledge: the relevant prior art knowledge base (iv) ss7(2), 7(3) PA Dictionary definitions of: prior art base, prior art information, patent area How is ‘inventive step’ assessed? When is an invention obvious? * Minnesota Mining and Manufacturing Co v Beiersdorf (Australia) (1980) 144 CLR 253 Commissioner of Patents v Emperor Sports (2006) 149 FCR 386 ‘CGK + 1’: the operation of s7(3) PA (e) Ralph M Parsons Co (Beavon’s Application) [1978] FSR 226 Firebelt Pty Limited v Brambles Australia Limited (2002) 54 IPR 449 *Lockwood v Doric [2007] HCA 21; 235 ALR 202. “Towards A Stronger and More Efficient IP Rights System” – Consultation Paper, November 2009 Intellectual Property (Raising the Bar) Act 2012: combine any piece of prior art with common general knowledge if the skilled addressee could reasonably be expected to combine the two, not just the prior art that the skilled addressee could be reasonably expected to have found Useful/Utility Rehm v Websters Security Systems (1988) 11 IPR 289 20 (f) Secret use (g) * Azuko Pty Ltd v Old Digger Pty Ltd (2001) 52 IPR 75 (Full Fed Ct) Internal objections: insufficiency, ambiguity, fair basing (i) Insufficiency of description (ii) Ambiguity of claims (iii) Fair basing (h) Other grounds of invalidity (3) (4) Lockwood Security Products Pty Ltd v Doric Products Pty Ltd [2004] 217 CLR 274 AstraZeneca AB v Apotex Pty Ltd [2014] FCAFC 99 “Towards A Stronger and More Efficient IP Rights System” – Consultation Paper, November 2009 Intellectual Property (Raising the Bar) Act 2012 – similar to section 72(1)(c) of English Patents Act disclose the invention in a manner which is clear enough and complete enough for the invention to be performed by a person skilled in the relevant art; and the best method known to the applicant of performing the invention claim or claims must be clear and succinct and [fairly based on the matter described] supported by matter disclosed in the specification s138 PA s18(2) PA – human beings Re Woo-Suk Hwang [2004] AIPC 92-031 Fertilitescentrum AB and Luminis Pty Ltd (2004) 62 IPR 420 D’Arcy v Myriad Genetics The application process and the role of patent attorneys (a) The role of the patent attorney: ss200, 201 PA (b) The application process Ownership and exploitation of rights (a) Who may be granted a patent: s15 PA Polwood Pty Ltd v Foxworth Pty Ltd [2008] FCAFC 9 University of Western Australia v Gray (2009) 82 IPR 206 Exclusive ‘exploitation’ rights of patent owner: s13 PA (b) Assignment of interest in patent: s14 PA (c) Term of grant: s67 (standard patent), s68 (innovation patent) (d) Register: s187 (e) Compulsory licences: s133 (f) Crown Use: s163 21 (5) Infringement (a) (b) Relevant statutory provisions (i) Who may bring proceedings: ss120(2), (3) PA (ii) When may proceedings be brought: s120(4) PA (iii) Where may proceedings be commenced: s120(1) PA (iv) Counterclaim for revocation of patent: s121 PA (v) Infringement by doing any of the patentee ‘exploitation’ rights: s13 PA, Dictionary definition of ‘exploit' How is infringement determined? (i) Scope of claim (ii) Construction of patent claims – approaches to construction (literal, purposive, pith and marrow) (iii) (7) Rescare Ltd v Anaesthetic Supplies Pty Ltd (1992) 111 ALR 205 Bristol-Myers Squibb Co v FH Faulding & Co (2000) 46 IPR 553 Northern Territory v Collins (2008) 78 IPR 225 Defences to infringement: s118, s119, s119A, 119B, 119C PA (6) Windsurfting International v Petit (1984) 2 NSWLR 196 Contributory infringement: s117 PA (d) Dunlop Pneumatic Typre v David Moseley (1904) 21 RPC 274 Bedford Industries v Pinefair (1999) 42 IPR 330 Sell (c) Catnic Components v Hill and Smith [1982] RPC 183; [1978] FSR 405 Make (iv) *Décor Corporation v Dart Industries (1988) 13 IPR 385 Kinabulu Invstments v Barron and Rawson [2008] FCAFC 178 at [44] –[45] Merck KGAA v Integra Life Sciences Limited (June 2005) US Supreme Court (defence to patent infringement in US: research exemption) “Raising the Bar” defences – experimental purposes, obtaining regulatory approval Remedies (a) Remedies under s122 PA (b) Innocent infringement: s123(1) PA (c) Importance of packaging: s123(2) PA (d) Relief from unjustified threats: s128 PA Plant Breeders Rights Act 1994 This topic will only be addressed if time permits. This part of Topic 5 will not be assessed in the exam. 22 6. Sun World Inc v Registrar of Plant Variety Rights (1997) 75 FCR 528 Grain Pool of WA v Commonwealth [2000] HCA 14; (2000) 202 CLR 475; 46 IPR 515 CONFIDENTIAL INFORMATION Reading from Prescribed Materials: (1) (2) SGB: Ch 3, 4 DMW 2012: Ch 11 PBA: Ch 15 RR 2012: Ch 11 Background to breach of confidence action (a) Protection of ideas and information (b) Information is not property Moorgate Tobacco Co Ltd v Philip Morris Ltd (1984) 156 CLR 414 Farah Constructions v Say Dee (2007) 230 CLR 89 (c) Jurisdictional basis for breach of confidence action (d) Contractual and equitable bases can co-exist: Optus Networks Pty Ltd v Telstra Corporation [2010] FCAFC 21; (2010) 265 ALR 281 Equitable action for breach of confidence (a) Origins and elements of the equitable action (i) (ii) (iii) Origins Prince Albert v Strange (1849) 47 ER 1302 Personal – Argyll v Argyll [1967] Ch 302 Government – Commonwealth v John Fairfax (1981) 147 CLR 39 Elements of the modern action * Corrs Pavey Whiting & Byrne v Coll of Customs for Vic (1987) 14 FCR 434 Saltman Engineering Co v Campbell Engineering Co (1948) 65 RPC 203 * Coco v A N Clark (Engineers) [1969] RPC 41; 1A IPR 587 * Smith Kline and French Laboratories (Australia) v Secretary to Department of Community Services and Health (1991) 28 FCR 291 Information identified with specificity (iv) * Smith Kline and French Laboratories (Australia) v Secretary to Department of Community Services and Health (1991) 28 FCR 291 Information must have necessary quality of confidence * Moorgate Tobacco Co Ltd v Philip Morris Ltd (1984) 156 CLR 414 Del Casale v Artedomus (Aust) Pty Ltd [2007] NSWCA 172; (2007) 73 IPR 326; Terrapin Ltd v Builders' Supply Co (Hayes) Ltd [1967] RPC 375 (springboard) 23 (v) (vi) Information must be provided in circumstances imposing an obligation of confidence * Smith Kline and French Laboratories (Australia) v Secretary to Department of Community Services and Health (1991) 28 FCR 291 Coco v A N Clark (Engineers) [1969] RPC 41; 1A IPR 587 (moped) TF Industrial Pty Ltd v Career Tech Pty Ltd [2011] NSWSC 1303 (database) Franklin v Giddins [1978] Qd R 72; 1B IPR 807 (steal nectarine cuttings) Cronulla-Sutherland District Rugby League Football Club Limited v Nationwide News Pty Ltd [2013] NSWSC 494 Armstrong Strategic Management & Marketing Pty Ltd v Expense Reduction Analysts Group Pty Ltd (2012) 295 ALR 348 Breach of confidence/Unconscionable use or disclosure (vii) (b) Position of third parties Wheatley v Bell [1982] 2 NSWLR 544 Ashburton v Pape [1913] 2 Ch 469 Defences – the iniquity rule and public interest defence (i) (ii) (iii) (c) Smith Kline and French Laboratories (Australia) v Secretary to Department of Community Services and Health (1991) 28 FCR 291 The iniquity rule Gartside v Outram (1856) 26 LJ Ch 113 Castrol Australia v Emtech Associates (1980) 51 FLR 184 Corrs Pavey Whiting & Byrne v Coll of Customs for Vic (1987) 14 FCR 434 Public interest defence: balancing competing public interests Lion Laboratories Ltd v Evans [1984] 2 All ER 417 Fraser v Evans [1969] 1 QB 349 Hubbard v Vosper [1972] 2 QB 84 Australian Broadcasting Corporation v Lenah Game Meats Pty Ltd (2001) 208 CLR 199 at 224 (per Gleeson CJ) Competing public interests in context of government papers, information and beyond * Commonwealth v John Fairfax (1981) 147 CLR 39 A-G (UK) v Heinemann Publishers Australia (1988) 165 CLR 30 * Minister for Mineral Resources v Newcastle Newspapers (1998) 40 IPR 403 National Roads and Motorists’ Association Ltd (NRMA) v Geeson (2001) 39 ACSR 401; [2001] NSWSC 832; Appeal dismissed in [2001] NSWCA 343 (11/10/01) Remedies (i) injunction (ii) delivery up 24 (iii) constructive trust (3) LAC Minerals Ltd v International Corona Resources Ltd (1989) 61 DLR 4th 14; (1989) 16 IPR 27 (iv) account of profits (v) quantum meruit (vi) equitable compensation * Talbot v General Television Corporation Pty Ltd [1980] VR 224 Cadbury Schweppes Inc v FBI Foods Ltd (1999) 167 DLR 4th 577 Notion of the springboard: Terrapin Ltd v Builders' Supply Co (Hayes) Ltd [1967] RPC 375 Contractual obligations of confidence (a) Co-existence of equity and contract principles: Optus Networks Ltd v Telstra Corporation Ltd [2010] FCAFC 21 (b) Contractual duties: express or implied (i) Common law contractual duties: express or implied (ii) Implied equitable duty to serve employer with good faith (c) Scope of obligation (d) 7. Del Casale v Artedomus (Aust) Pty Ltd [2007] NSWCA 172; (2007) 73 IPR 326 Byrne & Frew v Australian Airlines (1995) 185 CLR 410 Codelfa Constructions v State Rail Authority NSW (1982) 149 CLR 337 Maggbury Pty Ltd v Hafele Australia Pty Ltd [2001] HCA 70; (2001) 185 ALR 152 Example context: Employees and restraints of trade * Faccenda Chicken v Fowler [1985] 1 All ER 724 * Wright v Gasweld Pty Ltd (1991) 22 NSWLR 317; (1991) 20 IPR 481 (NSW CA) Bluescope Steel v Kelly [2007] FCA 517 (12 April 2007) at [88]-[90] regarding ‘know-how’ *Del Casale v Artedomus (Aust) Pty Ltd [2007] NSWCA 172; (2007) 73 IPR 326 Printers and Finishers Ltd v Holloway BUSINESS REPUTATION Reading from Prescribed Materials SGB: Ch 16, 17, 18. DMW 2012: Ch 2 PBA 2012: Ch 12 RR 2012: Ch 16 PASSING OFF (1) Origins of passing off Reddaway v Banham [1896] AC 199 25 (2) (3) Elements of the Action *Erven Warnink v J Townsend & Sons (Hull) Limited [1979] AC 731 *Conagra Inc v McCain Foods Australia Pty Limited (1992) 23 IPR 193 1st Requirement: Reputation (a) What commercial activities are covered? (b) How is reputation fixed in the minds of consumers? (c) *Cadbury Schweppes Pty Limited v Pub Squash Pty Limited [1980] 2 NSWLR 851 How is reputation proved? Knott Investments Pty Ltd v Winnebago Industries, Inc [2013] FCAFC 59 (d) Need for the public to associate product/service with a particular ‘source’ (e) Is local business activity required? (f) (g) * Conagra Inc v McCain Foods Australia Pty Limited (1992) 23 IPR 193 BM Auto Sales v Budget Rent-a-Car (1976) 12 ALR 363 Knott Investments Pty Ltd v Winnebago Industries, Inc [2013] FCAFC 59 The problem of adopting ‘descriptive’ names/words *McCain Foods v County Fair Foods (1981) RPC 69 (oven chips) *Hornsby Building Information Centre v Sydney Building Information Centre (1978) 140 CLR 216 BM Auto Sales v Budget Rent-a-Car (1976) 12 ALR 363 Kosciuszko Thredbo Pty Limited v ThredboNet Marketing Pty Limited [2014] FCAFC 87 Indicia of reputation (i) Name (ii) Pseudonym (iii) (iv) Mark Foys Pty Ltd v TVSN (Pacific) Ltd (2000) 104 FCR 61; (2000) 49 IPR 303 Sykes v John Fairfax (“Pierpont”) 1977 1 NSWLR 415 Get-up Red Bull Australia Pty Ltd v Sydneywide Distributors Pty Ltd [2001] FCA 1228 (Conti J 3/9/2001) Reckitt & Colman Products Ltd v Borden Inc (1990) 17 IRR 1 (“Jif lemon”) Miler v Britt Allcroft (Thomas) LLC (2000) 52 IPR 419 (Thomas Shop) Fictitious Character Telstra Corporation Ltd v Royal & Sun Alliance Insurance Ltd (2003) 57 IPR 453 (Goggomobil case) Twentieth Century Fox v Lion Nathan (Duff Beer) (1996) 34 IPR 247 Hogan v Pacific Dunlop (Crocodile Dundee) (1989) 14 IPR 398 26 (v) (4) Colours and Shapes Mars Australia Pty Ltd v Sweet Rewards Pty Ltd (2009) 84 IPR 12 (Malt Balls) Miler v Britt Allcroft (Thomas) LLC (2000) 52 IPR 419 2nd Requirement: Misrepresentation (a) Types of misrepresentation (i) (ii) (b) (d) *Cadbury Schweppes Pty Limited v Pub Squash Pty Limited [1980] 2 NSWLR 851 *Reckitt & Colman Products Ltd v Borden Inc (1990) 17 IRR 1 Bollinger v Costa Brava Wine Co Limited [1960] Ch 263 REA Group Ltd v Real Estate 1 Ltd [2013] FCA 559 Spanline Weatherstrong Building Systems Pty Ltd v Tabellz Pty Ltd [2013] FCA 1019 Kosciuszko Thredbo Pty Limited v ThredboNet Marketing Pty Limited [2014] FCAFC 87 Association, sponsorship, endorsement Henderson v Radio Corp Pty Limited [1960] 60 SR (NSW) 576 (ballroom dancers) Honey v Australian Airlines and House of Tabor Inc (Gary Honey athlete) 1990 18 IPR 185 Talmax Pty Ltd v Telstra Corporation (Kieren Perkins swimmer) 1996 36 IPR 46 McIlhenny v Blue Yonder Holdings (1997) 39 IPR 187 Cadbury Schweppes Pty Ltd v Darrell Lea Chocolates Pty Ltd (No.8) [2008] FCA 470 (11 April 2008) Kosciuszko Thredbo Pty Limited v ThredboNet Marketing Pty Limited [2014] FCAFC 87 What is the effect of ‘intention to deceive’? (c) Source of product, substitution of product, quality of product Intention to deceive is not required: Australian Woollen Mills v FS Walton & Co (1937) 58 CLR 641 Misrepresentation in the context of ‘character merchandising’ * Hogan v Pacific Dunlop Limited (1989) ATPR 40-948 (Crocodile Dundee) *Henderson v Radio Corp Pty Limited [1960] 60 SR (NSW) 576 (ballroom dancers) *Hogan v Koala Dundee (1988) 83 ALR 187; 12 IPR 508 *Twentieth Century Fox Film Corporation v South Australian Brewing Co Ltd (1996) 66 FCR 451 (Duff Beer case) Disclaimers *Twentieth Century Fox Film Corporation v South Australian Brewing Co Ltd (1996) 66 FCR 451 (Duff Beer case) 27 (e) Miler v Britt Allcroft (Thomas) LLC (2000) 52 IPR 419; Kosciuszko Thredbo Pty Limited v ThredboNet Marketing Pty Limited [2014] FCAFC 87 Distinguish “misappropriation” from “misrepresentation” (5) ambush marketing: Nike “London Calling” advertisement during London 2012 Olympic Games 3rd Requirement: Damage Sydneywide Distributors Pty Ltd v Red Bull Australia Pty Ltd (2002) 55 IPR 354 Passing off trumps trademark: CI JI Family Pty Limited v National Australian Nappies (NAN) Pty Limited [2014] FCA 79 RELATED STATUTORY ACTIONS 1. Relevant statutes and provisions 2. Sections 52 and 53, Trade Practices Act 1974 (Cth) (pre-1 January 2011) Sections 18 and 29, Australian Consumer Law, Schedule 2, Competition and Consumer Act 2010 (Cth) and Fair Trading Act 1987 (NSW) Misleading and deceptive conduct – the statutory action Parkdale Custom Built Furniture Pty Ltd v Puxu Pty Ltd (1982) 149 CLR 191 Equity Access Pty Ltd v Westpac Banking Corporation (1990) 16 IPR 431 at 440 (Hill J) Campomar Sociedad Ltd v Nike International Ltd (2000) 46 IPR 481 Spanline Weatherstrong Building Systems Pty Ltd v Tabellz Pty Ltd [2013] FCA 1019 (steel roof sheets) (i) ‘trade or commerce’ (ii) Identify the ‘misrepresentation’ said to arise (iii) Identifying what the misrepresentation might be also involves considering what the reputation is of the plaintiff’s good/service Does reputation need to be established in all cases? Woodtree Pty Ltd v Zheng [2007] FCA 1922 at [34]. ‘misleading or deceptive’ (iv) Concrete Constructions (NSW) v Nelson (1990) 169 CLR 594 Re Ku-Ring-Gai Co-operative Building Society (No 12) Ltd Argy v Blunt & Lane Cove Real Estate Pty Ltd (1990) 26 FCR 112 Who must be misled or deceived? How is the relevant class identified? Mere confusion is not enough Evidence of actual deception is persuasive but not essential Court must decide if a reasonably significant number of consumers in the class would be likely to be misled or deceived Campomar Sociedad Ltd v Nike International Ltd (2000) 46 IPR 481 Intention to deceive is not required 28 (v) Who made the representation (vi) 3. Google Inc v Australian Competition and Consumer Commission [2013] HCA 1 An additional provision: s53 TPA (old law); s29 in Australian Consumer Law (ACL), Sch 2 of CCA (new law) Liability of individuals under TPA/CCA (ACL) s75B TPA; s224 ACL Houghton v Arms (2006) 231 ALR 534 Sony Music Entertainment (Aust) Ltd v CEL Music Pty Ltd (in liq) (2002) 54 IPR 289 Remedies: 8. Trade Practices Act 1974, ss 80, 82, 87, 87CB-87CI (proportionate liability) ACL ss 233-236; see generally Part 5-2 ‘Remedies’; CCA ss 87CB-87CI (proportionate liability) TRADE MARKS Required reading from Prescribed Materials (1) SGB: Ch 19, 20 DMW 2012: Ch 3, 4 PBA: Part 4 RR 2012: Part 5 Origins of trade mark system (2) Registration procedure (3) Bakers Marking Law 1266 application acceptance or rejection by IP Australia advertise acceptance opposition registration What is a trade mark? (a) Definition of trade mark (b) Trade Marks Act 1995 (Cth) (“TMA”): s17 – ‘trade mark’; s6 – ‘sign’ Case law on what constitutes a trade mark Attorney-General (NSW) v Brewery Employees Union (1908) 6 CLR 469 Smith Kline French (Australia) Limited v Registrar of Trade Marks (1967) 116 CLR 628 Re Coca Cola Trade Marks [1986] RPC 421 * Coca Cola v All Fect Distributors Ltd (1999) 47 IPR 481 * Koninklijke Philips Electronics NV v Remington Products Australia Pty Ltd (2000) 48 IPR 257 29 (c) Classes of designated goods and services (4) * Kenman Kandy v Registrar of Trade Marks (2001) 52 IPR 137 * Chocolaterie Guylian NV v Registrar of Trade Marks [2009] FCA 891 (18 August 2009) Baird J, “The Registrability of Functional Shape Marks” (2002) 13 AIPJ 218 Nice Classification – 45 classes Other requirements incorporated within s17 (a) (b) Requirement of ‘use or intended to be used’ ‘use’ - s7 TMA *Imperial Group Limited v Phillip Morris & Co Limited [1980] 1 FSR 146 (‘Nerit’) defensive marks - s185 TMA Trade mark must distinguish goods or services (i) notion of ‘capability to distinguish’ (ii) benefits of invented words, coined expressions, concocted shapes (iii) effect of s41 TMA: ways that a trade mark can be ‘capable of distinguishing’: (iv) s41(3) – trade mark is ‘inherently adapted to distinguish’ s41(5) – trade mark is to some extent ‘inherently adapted to distinguish’ s41(6) – trade mark is not ‘inherently adapted to distinguish’ but becomes so through ‘use’ cases on ‘capability to distinguish’: Registrar of Trade Marks v W & G Du Cros Ltd [1913] AC 624 *Mark Foy’s Limited v Davies Coop & Co Limited (1956) 95 CLR 190 (‘Tub Happy’) *Howard Auto Cultivators Limited v Webb Industries Pty Limited (1946) 72 CLR 175 (‘Rohoe’) Clark Equipment Co v Registrar of Trade Marks (1964) 111 CLR 511 (‘Michigan’) * Blount Inc v Registrar of Trade Marks (1998) 40 IPR 498 (‘Oregon’) Woolworths Ltd v BP Plc (2006) FCAFC 132 (colour green’) (HC Special Leave application dismissed) Ocean Spray Cranberries v Registrar TM (Cranberry Classic) (2000) 47 IPR 579 Sports Warehouse v Fry Consulting (Tennis Warehouse) (2010 186 FCR 519; (2010) 87 IPR 300 (Kenny J) Crazy Ron's Communications Pty Ltd v Mobileworld Communications Pty Ltd (2004) 61 IPR 212; Modena Trading Pty Ltd v Cantarella Bros Pty Ltd (HC pending – Full Federal Court [2013] FCAFC 110 (foreign words “oro” and “cinque stelle” – Molinari v Vittoria coffee) Mastronardi Produce Ltd v Registrar of Trade Marks [2014] FCA 1021 (Zima) 30 (c) Dealt with in course of trade (5) Re New York Yacht Club Application Certain ‘signs’ will not be registered – grounds for rejection of an application Part 4 Div 2 TMA (ss39-44) sets out the grounds upon which an application will be rejected: (a) s39 – mark contains certain signs (ie. prescribed signs) (b) s40 – mark cannot be represented graphically (c) s41 – mark does not distinguish applicant’s goods and services (d) s42 – mark is scandalous or contrary to law (e) s43 – mark is likely to deceive or cause confusion (f) (6) Bavaria NV v Bayerischer Brauerbund eV [2009] FCA 428 (30 April 2009) Southern Cross Refrigerating Co v Toowoomba Foundry Pty Limited (1954) 91 CLR 592 Pfizer Products Inc v Karam [2006] FCA 1663 at [27] (1 December 2006) Scotch Whisky Association v De Witt [2007] FCA 1649 at [48]-[63] McCorquodale v Masterton (2004) 63 IPR 592 (Diana’s Legacy in Roses) Big Country Developments Pty Ltd v TGI Friday's Inc (2000) IPR 513 s44 – mark is identical etc to trade mark Southern Cross Refrigerating Co v Toowoomba Foundry Pty Limited (1954) 91 CLR 592 Registrar of Trade Marks v Woolworths Ltd (1999) 45 IPR 411 Grounds for opposition to registration Part 5 Div 2 TMA (ss57-62A) sets out the grounds upon which a trade mark application can be opposed: (a) s57 - same grounds as for rejection of application under Part 4 Div 2, except s40 (b) s58 – applicant not owner of mark Shell Co (Aust) Ltd v Rohm & Haas Co (1949) 78 CLR 601 (c) s58A – opponent’s earlier use of similar trade mark (a new ground from 23/10/06)) (d) s59 – applicant not intending to use mark (e) Food Channel Network Pty Ltd v Television Food Network GP (2010) 86 IPR 437 Aston v Harlee Manufacturing Co (Tastee Freez) (1960) 103 CLR 391 s60 – trade mark similar to mark that has acquired a reputation (amended from 23/10/06) DC Comics v Cheqout Pty Ltd [2013] FCA 478 (f) s61 – mark consists of a false geographical indication (g) s62 – application is defective (h) s62A – application made in bad faith (a new ground from 23/10/06) Fry Consulting Pty Ltd v Sports Warehouse Inc (No 2) (2012) 94 IPR 551 [2012] FCA 81 (Dodds-Streeton J) 31 (7) Ownership, rights, assignment and licensing (a) (b) (c) (8) DC Comics v Cheqout Pty Ltd [2013] FCA 478 Who can make an application s27 TMA *Aston v Harlee Manufacturing Co (1960) 103 CLR 391 Moorgate Tobacco Co Limited v Phillip Morris Limited (No 2) (1984) 59 ALJR 77 Rights of registered owner s20 – rights given by registration s21 – trade mark is personal property s22 – power of registered owner to deal with trade mark Licensing – the ‘authorised user’ ss6, 8 – definition of ‘authorised use’ s26 – powers of authorised user E & J Gallo Winery v Lion Nathan (2010) 86 IPR 224 Infringement (a) Overview of infringement principles (i) Key provision: s120 TMA (ii) Categories of infringement under s120 TMA: (iii) (b) s120(1): infringing use in relation to registered goods or services s120(2): infringing use in relation to ‘same description’ or closely related goods or services s120(3): infringement of well-known trade marks Infringing mark must be ‘substantially identical or deceptively similar’ Requirement that there is ‘use’ by the infringer as a trade mark (c) Shell Co of Australia Limited v Esso Standard Oil (Australia) Limited (1963) CLR 407 Coca Cola Distributors v All Fect Distributors Pty Ltd (1999) 47 IPR 481 *Johnson & Johnson Australia v Sterling Pharmaceuticals (1991) 21 IPR 1 *Top Heavy v Killin (1996) 34 IPR 282 Pepsico Australia Pty Limited (t/a Frito-Lay) v Kettle Chip Co Pty Limited (1996) 33 IPR 161 Koninklijke Philips Electronics NV v Remington Products Australia Pty Ltd (2000) 48 IPR 257 E & J Gallo Winery v Lion Nathan (2010) 86 IPR 224 Secondary dealings (including parallel imports) s123 TMA *R A & A Bailey & Co Limited v Boccaccio Pty Limited (1986) 6 IPR 279 Transport Tyre Sales Pty Ltd v Montana Tyres and Rims Pty Ltd (1999) 43 IPR 481 at [40]-[54] Polo/Lauren Company LP v Ziliani Holdings Pty Ltd [2008] FCA 49 (trial); [2008] FCAFC 196 (appeal) 32 (d) Paul’s Retail Pty Ltd v Lonsdale Australia Limited [2012] FCAFC 130 Tests of ‘substantially identical’ or ‘deceptively similar’ (i) ‘substantially identical’ (ii) ‘deceptively similar’ (e) (10) * Shell Co of Australia Limited v Esso Standard Oil (Australia) Limited (1963) CLR 407 * Australian Woollen Mills Ltd v FS Walton & Co Ltd (1937) 58 CLR 641 Wingate Marketing Pty Ltd v Levi Strauss & Co Ltd (1994) 28 IPR 193 Polaroid Corporation v Sole N Pty Limited [1981] 1 NSWLR 49 Southern Cross Refrigerating Co v Toowoomba Foundry Pty Limited (1954) 91 CLR 592 Registrar of Trade Marks v Woolworths (1999) 45 IPR 411 (‘Woolworths Metro’) Effem Foods Pty Ltd v Wandella Pet Foods Pty Ltd (2006) 69 IPR 243 (‘Schmackos’) Beecham Group Plc v Colgate-Palmolive Pty Ltd [2005] FCA 838 (22 June 2005) (‘Macleans’) Torpedoes Sportswear Pty Ltd v Thorpedo Enterprises Pty Ltd [2003] FCA 901 (27 August 2003) Crazy Ron’s Communications Pty Ltd v Mobileworld Communications Pty Ltd (2004) 61 IPR 212 Pierre Fabre Dermo-Cosmetique v Senator Automation Pty Ltd [2007] FCA 1391 (18 July 2007) Closely related services/closely related goods (9) * Shell Co of Australia Limited v Esso Standard Oil (Australia) Limited (1963) CLR 407 Southern Cross Refrigerating Co v Toowoomba Foundry Pty Limited (1954) 91 CLR 592 Registrar of Trade Marks v Woolworths Ltd (1999) 45 IPR 411 (Woolworths Metro) Caterpillar Loader Hire (Holdings) Pty Ltd v Caterpillar Tractor Co (1983) 48 ALR 511 Defences to infringement (a) s122 – use in ‘good faith’ and other exemptions (including honest concurrent use; s122(1)(f)) (b) McCormick & Company Inc v McCormick (2000) 51 IPR 102 (honest concurrent use) (c) s124 – prior and continuous use Remedies for infringement (a) s20(2) – registered owner can commence proceedings (b) s26(1)(b) – authorised user entitled to commence proceedings in certain circumstances (c) s125 – where relief can be sought (d) s126 – relief that can be claimed: injunction, account of profits or damages 33 (11) (e) s127 – special case where plaintiff not entitled to damages (f) Pt 14 TMA – criminal procedures and penalties for counterfeiting (g) s129 – groundless threats Amendment and cancellation of registration (a) Pt 8 Div 1 – action by Registrar of Trade Marks (b) Pt 8 Div 2 – action by Court COMPULSORY ASSIGNMENT In Intellectual Property, there is only ONE ASSIGNMENT. This assignment is compulsory and must be submitted by all students. Students must submit the assignment by the due date. A pass mark is 50%. Refer to the Guide to the Presentation and Submission of Assignments for the assignment grading and assessment criteria. Students who fail to satisfy the compulsory requirement will be notified through the Results screen on the Webcampus before the examination period of their ineligibility to sit the examination in this subject. The maximum word limit for the assignment is 2000 words (inclusive of all footnotes but not bibliography). The rules regarding the presentation of assignments and instructions on how to submit an assignment are set out in the LEC Guide to the Presentation and Submission of Assignments which can be accessed on the LEC Webcampus. Please read this guide carefully before completing and submitting an assignment. The completed assignment should be lodged through the LEC Webcampus, arriving by 11:59pm on the following date: Compulsory Assignment Tuesday 19 January 2016 (Week 8) ASSIGNMENT QUESTION To obtain the Intellectual Property assignment questions for the Summer Session 2015-16, please follow the instructions below: 1. Register online with the LEC (see page 27 of the Course Information Handbook for detailed instructions). Once you have registered, you will have access to all the facilities on the LEC Webcampus. 2. Then go into the Webcampus, select the Course Materials section and click on the link to the assignment questions for this subject.