October 21, 2009 TO: Wayne Quirk Provost/Senior Vice President for Academic Affairs Tracy Pellett Associate Vice President for Undergraduate Studies FROM: Philip Tolin Interim Dean of Library Services RE: 2009 Program Review – Brooks Library I write to provide commendations and recommendations as part of the program review process for the Brooks Library. These remarks are based on the Library’s Self-Study, the external reviewers’ evaluation, and my personal observations. At the outset, I would like to acknowledge the leadership of Daniel CannCasciato in the preparation of the the Self-Study. Library faculty and staff made major contributions to its content. It is a good document that reflects both on the Library’s strengths and several of its challenges. Drs. Rick Rubin and Greg Byerly, of Kent State University, did a comprehensive external review. I have met with Library faculty and staff, and have solicited their rejoinder to the report of the external review. Responses from faculty and staff, in the form of comments embedded in the document submitted by Drs. Rubin and Byerly, are attached to this letter. Additionally, I have discussed with the faculty and staff my own response to the program review, which I summarize below. First, I should note that the responses of faculty and staff to the external review suggest that the report contains several factual errors and misunderstandings. Also, there is strong feeling that appropriate questions were not asked in several instances. I do not dispute this. Still, on general matters, I believe that the reviewers successfully captured several strengths and challenges confronting the organization. COMMENDATIONS 1. In general, the Library’s collection, both print and electronic, appears to be appropriate to the needs of the university. Toward this end, through the ORBIS Cascade Alliance, the Library makes effective use of licensing agreements so that on-site and remote users can be accommodated. The reviewers suggest that many academic departments have raised concerns about the Library’s resources, and examination of LibQual survey suggests that this is an area of concern. I agree that this may be an issue: After significant cuts to Library periodicals holdings in the 1990’s, to the best of my knowledge, funding was not restored. Subsequent funding has not kept up with regular and predictable inflation in the costs of materials, particularly serials and electronic resources. Still, librarians work with departmental representatives to acquire needed resources. A Collection Development committee has been formed, after having been moribund for many years, and has been charged with developing criteria for acquisitions. 2. The Systems department is strong and provides for the needs of Library faculty, staff, and students despite serious resource issues. 3. The Circulation department functions effectively. 4. The Government Documents/Maps/Microforms unit provides a high level of service. 5. Interlibrary Loan continues to provide valuable services to the university community. It should be noted that despite the reviewers’ suggestion that the need for ILL services will decrease as patrons become more familiar with ORBIS Cascade services, actual ILL borrowing has increased substantially over the past several years. Further, it is likely that current and anticipated budgetary limitations will increase the use of ILL services. 6. The Reference department was singled out for criticism in the external review. While some of the suggestions warrant attention (and several already are being addressed), it must be noted that the Reference department has been critically under-staffed. With recent additions of nontenuretrack faculty and the part-time reassignment of a tenure-track faculty member to work in this department, the staffing issue seems to have been resolved for the moment, and several longdiscussed initiatives are now being pursued. I believe that the reviewers got some things wrong here. For example, they criticize the unit for its apparently limited involvement in informationand technological-literacy instruction. However, Reference librarians have been active in providing Univ. 101 instruction, course-specific instruction in many academic departments on campus, LIB 345 classes, and orientation sessions for faculty. Instruction conducted by Music Library personnel also seems to have been ignored (contrary to the assumption by the reviewers that the Music librarian directly reports to the Dean, this individual actually reports to the head Reference librarian). 7. In the course of the external review, Drs. Rubin and Byerly commented positively on the dedication to service and competence of the Library faculty and staff. I am also impressed. Despite several issues confronting the organization (addressed below), Library personnel are genuinely committed to serving the needs of faculty and students. Also, despite some significant tensions, there is a remarkable degree of collegiality: faculty and staff work together well to meet emergent needs and there is an excellent degree of inter-department support. Frankly, when I accepted the position as Interim Dean, I had not expected to find this degree of mutual support. To be sure, there are issues of collegiality that must be addressed, but in my experience these are not unusual in an organization of this size. CHALLENGES 1. Leadership: A lack of effective leadership over a prolonged period has left the Library adrift. The Library needs an effective permanent dean who is capable of inspiring professional confidence, conducting careful planning and analysis, and making difficult decisions. This has been discussed enough at both staff and administrative levels that it needs no further elaboration here, except to reiterate its importance. However, as the reviewers note, the hiring of a new dean is not sufficient to create forward momentum, stability, and administrative direction for the Library. Perhaps because of the administrative disarray of the past few years, my sense is that there is a level of learned helplessness: passivity bred of a perception that one has little control over outcomes. There is a serious need to nurture leadership within the Library. 2. Financial: a. Costs of information resources have risen inexorably, yet funding has not kept pace. Arguably, the tenuous link between funding and need is an issue affecting the broader academic community, but the Library is central to the academic endeavor and failure to provide adequate resources will have broad repercussions for student learning, and faculty development. b. Spending on technological support seems to me to have been unfortunately ad-hoc. For example, there has been no systematic program of computer replacement. As a result, this year the Library has been confronted with the issue of having to replace both employee and public computers en masse. A systematic and predictable replacement and maintenance program should be established. c. As enrollments at the university centers increases and as it becomes likely that programs will be added at still other sites, budgeting for the Center library operations should become more explicit – perhaps as a separate budget line – to ensure that funding for Center operations isn’t merely absorbed into an already stagnant general Library operating budget. 3. Staffing: Inadequate staffing remains an obstacle to development. The self-study makes a comparison of staffing levels at the Brooks Library with those at comparable institutions, and the difference is striking. One of the early tasks of a new dean should be to lead a planning effort that will inform future hiring decisions. 4. Collaboration with academic units needs to be strengthened. The liaison program should be examined with an eye toward greater outreach to academic departments. Additionally, the mission and role of the Library Advisory Council should be assessed. This body ought to be an important link between the Library and the academic departments, but it has not filled that role. 5. Facilities: The Library is widely viewed as an uninviting building. Short-term planning should consider changes to the first floor consistent with the general assumptions of the Mithun plan. Longer-term modifications should be discussed broadly in the context of developing a master plan to assure accommodation of future needs. 6. Organization: The reviewers raised the issue of administrative organization within the Library. I share their concern that the organizational structure may be a bit cumbersome, that spans of authority seem a bit small, and that changes might be advisable, but I’m not sure that their specific suggestions are necessarily the most logical. This is a matter that should be addressed by the new dean. 7. There needs to be a systematic analysis of the mission, goals, and fiscal support of the libraries at the university Centers. 8. The mission and priority of the Archives unit should be clarified. 9. Outreach to students and faculty should be increased. Reference department faculty, in particular, should consider ways to increase their effort in this regard. 10. Strategic Planning: Embedded in all that has been discussed above is the need for a serious strategic planning process in which the reciprocal responsibilities of Library faculty/staff and administration are recognized. For planning to be other than an empty exercise, of course, resources need to follow. PROCESS Some concerns have been expressed about the process. 1. Library faculty and staff played no role in selection of reviewers. 2. There was some consternation that there are several perceived factual errors and mistaken assumptions in the external review, and that the reviewers failed to ask relevant questions to test their assumptions. For example, the Reference department reported that the reviewers spent almost all of their meeting time trying to elicit what they wanted in a new dean and little time asking questions about the operation of the Reference department, instructional and outreach efforts, etc. SUMMARY I commend the faculty and staff of the Library for maintaining a high level of public service and, in general, a collegial environment despite administrative drift, significant financial stresses, personnel shortages, and failure to develop a shared vision for the future development of the Library. While there are significant issues to be addressed, I am confident that with appropriate administrative support the talent and motivation exist to support further development of the Library as the intellectual center of the University. c: Library Faculty and Staff Attachment: Library faculty/staff rejoinder to external review