‘The problem of Trinity College Dublin’: A historical perspective on rationalisation in higher education in Ireland Irish Educational Studies 1 ‘The problem of Trinity College Dublin’: a historical perspective on rationalisation in higher education in Ireland Abstract This paper offers a historical perspective on government policies for the rationalisation of higher education (HE) in Ireland through a critical reappraisal of the initiative for ‘merger’ of Trinity College and University College Dublin. The initiative launched by Donogh O’Malley in 1967 was the first significant attempt by an Irish government to transform the institutional architecture of higher education. This study sheds new light on the rationale for merger. A key motivation for the merger was to overcome ‘the problem of Trinity College Dublin’: policy-makers sought to integrate Trinity College, long regarded as a Protestant ‘enclave’ in a predominantly Catholic society, within the Irish HE system. O’Malley’s initiative sought to bring TCD firmly under the control of the state and transcend traditional religious divisions, by circumventing the ‘ban’ on the attendance of Catholics at TCD imposed by the Catholic bishops. This paper also explores the emergence of pro-active, interventionist approaches by Irish ministers and officials to policy formulation and implementation in HE. Keywords: Higher education, rationalisation, merger, state intervention, policy Dr. John Walsh CAVE Research Centre School of Education 2 ‘The problem of Trinity College Dublin’: A historical perspective on rationalisation in higher education in Ireland ----------------------------------------------------------Introduction The prospect of merger between higher education institutions is an intermittent but persistent theme in Irish educational policy. Contemporary debates around the rationalisation of the higher education landscape, framed by a discourse asserting the primacy of the ‘knowledge economy’ and the central place of higher education in national economic revival, offer the latest testimony to the persistence of the idea of institutional merger as a convenient solution for economic and societal problems. The famous initiative for the merger of Trinity College Dublin and University College Dublin, brought forward by Donogh O’Malley in April 1967, fell short of realisation but continues to fascinate scholars and commentators – not least because it signalled the beginning of far-reaching policy change in higher education. The initiative also offers valuable insights regarding the practice of policy-making during the 1960s. .While the rhetoric and official justification for the merger differs significantly from contemporary discourse on higher education, the initiative underlines the emergence of pro-active, interventionist approaches to policy-making by the political centre, which would remain an enduring feature of Irish HE over the following half a century. This paper is a case study of the first significant official initiative seeking the rationalisation of university education in Ireland. A critical 3 exploration of O’Malley’s initiative for a university merger offers valuable insights into the evolution of higher education policies in the Irish state at a time of far-reaching societal and cultural change. The policy changes of the 1960s triggered a profound transformation in the Irish higher education system and inaugurated a gradual but far-reaching transition in the relations between the state and traditionally autonomous universities. The study draws mainly upon documentary analysis of archival collections, official documents and newspapers. This documentary analysis is supplemented by a small number of interviews with former officials and academics. Trow’s theoretical model for the development of higher education indicates a progression from ‘elite’ to ‘mass’ systems of higher education and ultimately to ‘universal’ access (Trow 1974, 61-2). Perhaps the most valuable insight of Trow’s model was not its concept of linear progression which was questioned in the 1980s, not least by Trow himself (Clancy 1989, p.100), but his focus on the transformative nature of expansion which exerted a farreaching influence at all levels of institutional life, work and culture. O’Sullivan suggests that religious ideals associated with a dominant ’theocentric’ paradigm, which provided the ideological backdrop for educational policy in the first generation of the Irish state, were gradually displaced from the 1950s by a ‘mercantile’ paradigm with economic considerations at its core (O’Sullivan 2005, 104). This transition was closely associated with the increasing influence of human capital theory, a major strand of international economic thinking since the early 1960s, which held that investment in people produced a potentially greater return of investment than investment in physical capital (Ibid., 143). International influences mediated through the 4 Organisation for Economic Co-operation and Development (OECD) contributed significantly to policy change: the Investment in Education study, completed by an OECD survey team in 1965, was particularly influential, applying an economic lens to educational challenges and chronicling the shortcomings of the existing educational systems at all levels (Government of Ireland, 1965). Irish political and administrative elites were profoundly influenced by theories of human capital formation, which emerged as the most significant ideological rationale for the rapid expansion of the educational sector since the 1960s (Gleeson and Ó Donnabháin 2009, 29-30). Clancy highlights the firmly utilitarian orientation of higher education policy from the 1970s, driven by vocational priorities linked to national economic development (Clancy, 1989 in Mulcahy and O’Sullivan, 123). This broad ideological reorientation underpinned a gradual transformation of Irish higher education from an ‘elite’ to a ‘mass’ system as identified by Trow (1974, 61-63). This did not entail a complete break with inherited patterns of policy-making, not least due to the persistent legacy of the dominant religious and cultural influences of the previous generation. Newly important economic imperatives co-existed uneasily with traditional denominational and cultural norms. The historical legacy Higher education institutions (HEIs) in Ireland historically enjoyed a high degree of institutional autonomy and were not the focus of significant state intervention following the foundation of the Irish Free State in 1922. The four established universities, Trinity College Dublin (TCD) and the three constituent colleges of the National University of Ireland (NUI), were largely 5 left to their own devices by successive Irish governments. Yet autonomy came at a high price: all four university colleges were severely underresourced, with net state expenditure on higher education in 1958-59 amounting only to 0.62% of overall appropriations (Public Accounts Committee 1959, 88). The policy of successive governments towards higher education between 1922 and the late 1950s appeared to reflect a traditional idea of university autonomy, involving ‘a self-denying ordinance of nonintervention’ in higher education on the part of the state (Neave 1982, 233). Yet in practice the state’s policy amounted to little more than benign neglect, as universities hardly featured at all in a national discourse dominated by conservative Catholicism, protectionism and nationalism. The idea of amalgamation between Trinity College Dublin and UCD did not emerge from a clear sky in the mid-1960s. The Fry commission appointed by the British government in 1906 proposed the reconstitution of the University of Dublin as a federal institution including both Trinity College and the Catholic university associated with John Henry Newman, which had evolved into University College Dublin. Instead University College was accommodated within the federal structure of the NUI under the universities legislation brought forward by the Liberal chief secretary Augustine Birrell in 1908, while TCD was left undisturbed as the sole constituent college of the University of Dublin (Coolahan 2003, 757-8). Merger then disappeared from public debate for a generation, in which higher education impinged hardly at all on the preoccupations of the nationalist elite which guided the fortunes of the new Irish state. 6 Trinity College, Dublin operated in an inhospitable cultural and political context during the first generation of the independent Irish state, due largely to its traditional association with the dominant Protestant elite in the nineteenth century. TCD was strongly attacked by the Gaelic League and other advocates for revival of the Irish language as ‘hopelessly out of touch with the national life of the country’ during the debate on the universities question in 1906-07 (Lydon 1992, p.40). Moreover, Trinity College was confronted with the unremitting hostility of the Catholic Church since the late nineteenth century (Lydon 1992, 38-9). The bishops regarded the university colleges of the NUI as acceptable institutions for the education of Catholics, but were hostile to Trinity College partly on the basis of its Protestant tradition but even more because it was considered to be a repository of secular and antiCatholic influences (Commission on Higher Education, MFS8223, L10.4, 26 May 1961, 141-61). The bishops, at the instigation of John Charles McQuaid, the Archbishop of Dublin, re-affirmed their policy in 1956, prohibiting the attendance of Catholics at Trinity College without the explicit permission of the archbishop (Lydon 1992, 42-3). While the college authorities established more constructive relations with political and official elites in the 1950s, Trinity College occupied at best a semi-detached position in an Irish society heavily influenced by ‘integralist’ Catholicism, which sought to transform Ireland into a more completely Catholic state than it had yet become (Walsh 2012, 108-127; Whyte 1980, 158-61). The Department of Education acknowledged the difficulties of Trinity’s position in a memorandum to the government in December 1966, commenting that: 7 The College is in a position which calls for some sympathy. Circumstances have left it with a working machine which, as far as most Irish students are concerned, is not attracting material for the winnowing (NAI D/T 98/6/195, Department of Education, 15 December 1966, 10). The rigorous implementation of the ecclesiastical ‘ban’ had an undeniable impact on TCD, with the proportion of Catholic entrants falling to only 17% of student admissions in 1960 (J.V. Luce 1992, 196). The college was heavily dependent on its ability to attract non-Irish students, with a majority of the student population drawn from outside the Republic of Ireland in the early 1960s. Trinity College traditionally attracted a far higher proportion of entrants drawn from Britain and the unionist community in Northern Ireland than the NUI, due to its history, international prestige and association with the Protestant tradition in Ireland. Moreover, TCD experienced a rapidly expanding intake of British students after the second world war. While about a third of the TCD student population of approximately 2,000 was drawn from outside the island of Ireland in 1952-53, the proportion of non-Irish students amounted to 46% of a student population of 3,000 by 1962-63 (Lyons 1972, 655; Luce 1992, 183). This increased dependence on British students soon attracted hostile attention from official elites The idea of a merger re-surfaced during the public debate on the transfer of UCD to a new site at Belfield. The relocation of the college, which was vigorously promoted by Dr. Michael Tierney, president of UCD (1947-64), did not command universal support among the college’s academic staff and a possible merger with TCD emerged as an alternative favoured by opponents 8 of the Belfield project. John J. O’Meara, Professor of Classical Languages at UCD, proposed a close association between the two universities in Dublin on 27 March 1958 in a public lecture entitled ‘Reform in Education’, arguing that ‘Dublin would have one of the greatest universities in the English-speaking world, if to the old and great tradition of Trinity College were joined the traditions of Newman’s Catholic University’ (O’Meara 1958, 18-19). But a merger never became a credible prospect in the late 1950s, not least because the transfer of UCD to Belfield commanded influential political support, including the decisive endorsement of Eamon de Valera in his final term as Taoiseach. A commission to examine accommodation needs for the NUI, established by de Valera, endorsed the transfer of UCD to the new site in 1959 despite a strong dissent by one of its members, Aodhogán O’Rahilly (Government of Ireland 1959, 47-8). When the proposed transfer was considered by the Dáil in March 1960, Dr. Patrick Hillery, the Minister for Education, explicitly ruled out amalgamation between Trinity and UCD on the basis that it would deny protection to the religious preferences of parents, which were guaranteed by the constitution (Dáil Debates 180, 23 March 1960, 940-41). The minister’s statement was framed carefully to avoid conflict with the Catholic bishops. When the government established a new Commission on Higher Education in 1960 with a remit to conduct a far-reaching review of third-level education, encompassing all institutions of HE, the only issue specifically excluded from its remit was the government’s decision on the transfer of UCD to Belfield. The Commission rejected the option of a merger between Trinity College and UCD, recommending instead close collaboration between the two 9 institutions and the establishment of UCD as an independent university (Government of Ireland 1967, pp.47-51). The commission’s report was not submitted until 1967 and its lengthy deliberations limited its influence in an era when educational policy was being transformed. Government policies on HE were about to undergo a radical shift with far-reaching implications for the higher education sector. ‘O’Malley announces wedding plans’ The influence of key agents in policy-making - notably politicians and senior officials - was a notable feature of policy change in HE. The government’s decision to sponsor the transfer of UCD to Belfield was influenced by de Valera within the government and by Dr. Tarlach Ó Raifeartaigh, the secretary of the Department of Education, within the administrative elite. Hillery’s statement in favour of the transfer of UCD was drafted by Ó Raifeartaigh, who was a devout lay Catholic and confidant of McQuaid (Walsh 2009, 54). This decision underlined the residual influence of ‘integralist’ Catholicism, forcefully represented by McQuaid. . Yet it was Donogh O’Malley who left the most distinctive personal imprint on policy-making in HE. O’Malley, who was appointed by Lemass as Minister for Education in July 1966, was among the most ambitious and dynamic members of a new political generation within the governing Fianna Fáil party. O’Malley’s impatience to make his mark in education and his flamboyant political style led to a number of dramatic public initiatives designed to accelerate policy change, notably the announcement of free second-level education in September 1966 (Walsh 2009, 313). The minister 10 was disposed to seek a merger of Trinity College and UCD from the outset and found a plausible rationale in the changing demographic profile of higher education. O’Malley’s preference for radical restructuring of the traditional universities was facilitated by a favourable political and institutional environment, due to concern among senior officials within the Department of Education to curb the autonomy of TCD, frustration within government at the lengthy deliberations of the commission and perhaps most significantly the increasingly rapid expansion of student enrolments. TCD experienced an upsurge in student numbers during the 1960s, in line with an international trend for increasing enrolments in higher education since the second world war: the student body increased by 75% within a decade from 2,443 in 1960 to 4,032 in 1970 (HEA 1974, p.46). The department was dissatisfied at the decision by the Board of TCD in 1965 to expand the maximum student body up to 4,000 students by 1970 ‘without consultation with the Minister for Education’ (NAI D/T 98/6/195, Department of Education, 15 December 1966, 1). The expansion of the college demanded an extensive building programme, including the construction of a new arts building, which involved a request for capital funding from the state of just under £2.4 million. Meanwhile, a new arts and administration block at Belfield, had already received official approval, in line with the government’s commitment to accommodate UCD on its new site (HEA 1985, 42). It was Trinity’s request for major capital investment, at the same time as UCD forged ahead with the move to Belfield, which raised duplication of academic activity and resources as a key issue and emerged as a catalyst for the proposed university merger.. 11 O’Malley first raised the prospect of a university merger with the Cabinet on 15 December 1966, even before the commission had completed its report (NAI D/T 98/6/195, Department of Education, 15 December 1966). O’Malley’s confidential submission to the government, bluntly entitled ‘The Problem of Trinity College Dublin’, was much more revealing about the official motivations for a merger than his subsequent policy announcement. O’Malley warned the government that ‘…the problem is now brought to a head by Trinity’s present student numbers, policy and capital claim. Its present policy, if accepted, would evidently not stop there and would indeed draw in its train implicit further commitment on the part of the State’ (NAI D/T 98/6/195, Department of Education, 15 December 1966, 21-2). He argued that ‘the State should not have to shoulder the enormous expense of duplication that will be involved’ in financing the expansion of two rival universities in Dublin, especially as the additional funding for TCD represented a commitment to the education of non-Irish students (NAI D/T 98/6/195, Department of Education, 15 December 1966, 2). The composition of Trinity’s student body drew criticism on the basis that it guaranteed the export of a majority of its graduates and reduced the university’s value to Irish society: indeed the departmental memorandum commented that the majority of non-Irish and Northern Ireland students ‘constitute a present to Britain and other countries of technical assistance of the highest quality’ (December 1966, 9). Yet O’Malley’s concerns were not simply about money or nationalist angst at subsidising the children of the ancient imperial oppressor – although both were present to varying degrees in his reflections on the university question. The minister perceived TCD as a non-Catholic institution, dominated 12 by a narrow elite of mainly Protestant senior academics, dependent on British students for its survival and isolated from contemporary Irish society. O’Malley’s position was admirably summarised by his officials: The Minister feels that we cannot allow a position to continue in which one University in Dublin would be allowed to remain apart from the main stream of the nation and continue to recruit its student body to a large extent from foreigners (NAI D/T 98/6/195, Department of Education, 9 March 1967, 1). O’Malley expressed frustration at the autonomy enjoyed by the Board of Trinity College in regulating student admissions and institutional expansion. He noted disapprovingly that ‘The Board of Trinity is an absolutely independent body and there is no legal or other effective means of preventing it from adopting a policy of expansion’ (NAI D/T 98/6/195, Department of Education, 15 December 1966, 1). TCD’s autonomy was problematic because it underpinned the college’s ability to accept a high proportion of non-Irish students and remain apparently impervious to the priorities of the Irish government. The memorandum was explicit in its criticism of Trinity College’s autonomous governance and the power enjoyed by its traditional academic elite: The answer is not in anything that the Trinity authorities may be expected to do, for a body with absolute power has never been known willingly to abdicate it…If Trinity is really to fit into Irish life… then it 13 would appear to be necessary for its constitution and government organisation to be democratised in the same way as are those of the other University Colleges. As such a reform cannot be expected to come from within, it can only be effected by the Government (NAI D/T 98/6/195, Department of Education, 15 December 1966, 11-12). The official memorandum acknowledged that the Board wished the college to be regarded as ‘a full participant in the country’s life’, but concluded that such sentiments were unachievable within the existing institutional framework: ‘They do not seem to realise, however, that with their present constitution and system of government and with their traditions of graduate export, they can be no more than an enclave here’ (NAI D/T 98/6/195, Department of Education, 15 December 1966, 10). This official perspective was not hostile to Trinity College on traditional sectarian grounds, but regarded its continuing autonomous existence as economically unsustainable and politically undesirable. The official proposals envisaged the establishment of a single University of Dublin with Trinity College and University College as its two constituent colleges ‘and with each complementary to the other’ (NAI D/T 98/6/195, 15 December 1966, 23). O’Malley and his officials was seeking to resolve several problems at once – Trinity’s semi-detached position within Irish society, the denominational restrictions imposed by the Hierarchy’s ‘ban’ and the duplication of academic activity arising from the expansion of two universities in Dublin. The department sought to integrate Trinity College firmly within a restructured system of higher education, responsive to the 14 government’s policy priorities and characterised by greater official control of higher education. Although the government deferred any decision on university reorganisation until it received the report of the commission, O’Malley acted decisively to sideline the report immediately after its submission to the government in February 1967..O’Malley commented that the commission had ‘served the nation truly and well’, at the same press conference where he explicitly rejected their recommendation for the retention of Trinity College and UCD as independent institutions (Irish Times, 19 April 1967). The minister sought the approval of the Cabinet for a formal merger between the two colleges on 9 March 1967.. O’Malley argued that the state had to address the anomalous position of Trinity College, claiming that ‘the Commission has to all intents and purposes shied away from the problem’ (NAI D/T98/6/195, Department of Education, 9 March 1967, 1). The Cabinet agreed on 31 March that O’Malley should approach the university authorities with a proposal for the creation of a single University of Dublin (NAI 99/5/1, G.C. 12/22, Cabinet Minutes, 31 March 1967, 3-4). O’Malley’s personal imprint on policy formation and his preference for dramatic, far-reaching reform in education proved decisive in making a university merger the cornerstone of government policy on university education in the late 1960s. The policy change also reflected the adoption by the government of a pro-active and authoritative approach to policy-making in higher education, which made HE the focus of significant government intervention for the first time since the foundation of the state. The minister quickly publicised the government’s decision, making his policy announcement at a press conference on 18 April 1967. O’Malley 15 informed the Provost of TCD, Dr. Albert J. McConnell and the President of UCD, Prof. Jeremiah Hogan, of the initiative only on the morning of his press conference. (Irish Times, 19 April 1967). The policy announcement reflected not only O’Malley’s favoured tactic of pre-empting potential opposition by publicly announcing new policy initiatives in advance of any consultation with stakeholders, but also the abrupt emergence of a more authoritative approach to policy-making in higher education by political and official elites.. O’Malley’s policy statement identified the merger of Trinity College and UCD as the government’s most urgent priority within a wider process of reform and expansion in higher education: the government later endorsed the dissolution of the NUI and the establishment of UCC and UCG as independent universities. O’Malley proposed the creation of a single university authority, established on a statutory basis, with a subsidiary authority for each constituent college. The powers and composition of each governing body were not yet decided and no specific details were given on a possible reallocation of faculties. He commented that the government had taken the basic policy decision and expressed confidence that a viable solution would be found provided that the necessary goodwill was forthcoming. The Irish Times accurately commented that the Minister had assumed ‘a cheerful, confident, shoot-first-and-ask-questions-afterwards mood’ (Irish Times, 19 April 1967). Significantly, the minister gave considerable attention to the economic case for a merger between the two institutions. He warned that the state could not be expected to subsidise ‘avoidable duplication’ of university services due to the competing claims of two universities in a single metropolitan area, 16 emphasising that ‘the whole thing cries out for some kind of complementary allocation’ (O’Malley 1967, 113-21). The prospect of a substantial increase in student numbers and the considerable commitment of the state to the university building programmes meant that the government had to insist upon ‘a joining of forces with a view to obviating all unnecessary duplication.’ (O’Malley 1967, 116). He offered examples of departments which faced amalgamation, arguing that the veterinary science faculties of the two colleges should be merged: it would make economic sense too for all Science students to be taught under a single roof. Economic and financial considerations certainly loomed large in the minister’s proposal for an institutional merger. O’Malley, however, was keen to emphasise that the initiative was not driven solely by economic necessity. He argued that ‘what makes economic sense makes educational sense too’ (O’Malley 1967, 120). This argument was based on the contentious premise that a single institution would be able to provide education of a higher quality than separate colleges under existing conditions: the collaboration produced by a merger would help to alleviate high staff/student ratios and to raise academic standards (Irish Times, 19 April 1967). It was apparent, however, that educational considerations were the least important among the policy imperatives driving the merger. Consideration of educational benefits figured only briefly in the memoranda submitted by the department to the government and where the educational implications were discussed it was assumed unquestioningly that bringing together staff and facilities would automatically enhance educational standards. Moreover, O’Malley’s commentary on the educational benefits of 17 merger was brief and defensive, acknowledging that he had ‘treated mostly of the economic side of things and of training for the professions’ and consisting mainly of a ritualistic reference to Newman – ‘we are all to some extent followers of Newman in the belief that a university has something more to give its students than mere training’ (O’Malley 1967, 121). O’Malley was more eloquent in developing a wider political rationale for his initiative. He mixed idealistic appeals to history and national tradition with his pragmatic analysis of economic realities, arguing that the existing situation was culturally and politically undesirable. He asserted that merger would end ‘a most insidious form of partition on our doorstep’, namely the traditional division between Trinity College, once the bastion of the Protestant ascendancy, and UCD, which had evolved from the original core of Newman’s Catholic University. The minister waxed lyrical in evoking the cultural and political benefits of a merger for the nation in general and Trinity College in particular: Trinity is not going to pass away. It will be merely taking the final step across the threshold of that mansion to which it properly belongs, the Irish nation (O’Malley 1967, 118). O’Malley also rejected the position that UCD should have been reconstituted as an independent university, arguing that participation in a new University of Dublin would ‘eventually add greater prestige to University College than if it were to stand apart on its own’ (O’Malley 1967, 119). O’Malley had not sought the agreement of the Catholic bishops for the removal of the ‘ban’, but intended to make their policy redundant through the merger: the new University of Dublin would be multi-denominational, giving 18 full respect and recognition to all denominations of students (O’Malley 1967, 121; Hyland and Milne 1992, 418-20). This wider political vision lent support to O’Malley’s confident claim that ‘we are at the opening of a new era in higher education’ (Irish Times, 19 April 1967). O’Malley’s statement marked the first significant attempt by an Irish government to transform the traditional institutional architecture of higher education since the foundation of the state. . Yet O’Malley’s strategy of announcing a policy decision in advance of consultation with the institutional stakeholders proved much less effective than it had in securing the introduction of free second-level education. On this occasion O’Malley’s confident rhetoric did not reflect the reality of the situation. The minister had easily brushed aside the views of the Commission on Higher Education, but he faced far greater obstacles in securing the agreement of the two universities to a radical reshaping of higher education. Leading figures in Trinity College, including McConnell, were willing to contemplate a merger, albeit within a federal structure which would have diluted the influence of the larger partner. The UCD officers, however, sought the assimilation of TCD into a larger university as a condition for their acceptance of the project. The governing body of UCD immediately endorsed a ‘complete unification of the two institutions’, urging that the new university should combine all the material and intellectual resources of the two colleges under a single unitary authority (MacHale 1967, 122-9). The ‘unification’ of the two institutions was the model favoured by Prof. Hogan and the majority of the governing body. But the authorities and academic staff of TCD had no intention of accepting a merger based on unification of schools and departments, which was correctly regarded as a thinly veiled attempt to 19 absorb Trinity into a larger institution with a very different cultural inheritance. McConnell issued a personal statement expressing confidence that Trinity College would ‘look at the Minister’s plans with the utmost sympathy’, which was followed by a statement from the Board endorsing a single university based on a two-college model. (Irish Times, 19 April 1967). The college administration’s willingness to accept merger on a conditional basis reflected McConnell’s determination to integrate TCD fully within Irish society and awareness among college officers of the weakness of Trinity’s position compared to UCD due to its difficulties in attracting Irish students (Luce 1992, 187). The stark divergence between the two institutions was illustrated by a symposium on the university merger, which was published in Studies in the summer of 1967. J.P. MacHale, secretary of UCD, argued strongly for a full unification of the two institutions, on the basis that a unitary structure would minimise avoidable duplication of resources (MacHale 1967, 122-9).. He claimed that the governing body of UCD was willing to make an extraordinary sacrifice, surrendering the traditional identity of the college to create a new university: ‘That a university institution should agree to liquidate itself as a separate entity in order that a new and better university structure should rise, phoenix-like, from the ashes, is a very unusual occurrence’ (MacHale 1967, 122-9). MacHale represented the institutional leadership of UCD, who were opposed to a merger recreating a federal structure comparable to the existing NUI. MacHale’s generous interpretation of the official UCD response was not shared in Trinity College. Basil Chubb, professor of political science and 20 college bursar (1964-74), spoke for many academic staff when he commented that a unitary university was unacceptable to the staff and graduates of TCD (Chubb 1967, 130-7). Chubb supported the O’Malley proposal for a single university with two colleges, as such a structure would allow the preservation of Trinity College’s existing academic community; it would also protect TCD’s contribution to Irish society, a quality that Chubb considered essential to ‘help combat the dreary and stifling conformity that is perhaps the greatest danger to this nation’ (Chubb 1967, 130-7). Chubb’s opposition to a unitary structure was endorsed by all the other TCD contributors to Studies: this position was reiterated with particular force by T.W. Moody, professor of modern history and a former member of the Commission on Higher Education. Moody warned that a unitary university would mean ‘the extinction of TCD’ and only a two-college structure stood any chance of acceptance by the college’s staff: ‘There being no death-wish in TCD, it will resist a unitary university to the utmost’ (Moody 1967, 173-5). Divisions also arose among academics in each institution. The unitary model favoured by the governing body in UCD did not command universal support among its academic staff. Denis Donoghue, professor of modern English, argued that the governing body did not accurately represent the views of the college’s academic staff: ‘They favour one University, two Colleges. So do I’ (O’Donoghue 1967, 160-64). The Academic Staff Association (ASA) in UCD emerged as a vocal contributor to the debate within the college, usually in disagreement with the rigid unitary model favoured by the officers of UCD. A minority of the governing body itself, in which the future Taoiseach Dr. Garret FitzGerald was prominently involved, dissented from the 21 position of the president and officers, arguing for a more flexible approach which did not make unified departments the cornerstone of a merger: this minority succeeded in causing considerable irritation to the officers of UCD, although they were outvoted at meetings of the governing body (O’Flynn 2012, 110-11). Meanwhile, the Fellows, the traditional governing elite of Trinity College and still a powerful force within the institution, voted overwhelmingly to reject a merger despite the more nuanced position favoured by college officers (O’Donoghue 2005)..Yet whatever the internal differences within the colleges, the divergence over a unitary or federal model marked a fundamental division between powerful professional elites in each institution, which could not be readily overcome. The negotiations between the two institutions, which took place between November 1967 and February 1968, facilitated by Ó Raifeartaigh, not surprisingly proved inconclusive (O’Flynn 2012, 113). Professor James Meenan, a member of UCD’s negotiating team, commented that the negotiations between the colleges appeared increasingly to be ‘an attempt to square a circle’ (Meenan 1968, 314-20). The inability of the negotiators to reach agreement on a mutually acceptable redistribution of faculties and departments highlighted the concern of professional elites within each university to protect established subject disciplines and internal power structures. ‘Many of us feared the battle could not be won…’ John Coolahan highlights the failure of the government to consult adequately among stakeholders or offer a convincing conception of what constituted university education as key weaknesses which undermined the minister’s 22 plans (Coolahan 2008, 267). Yet O’Malley’s decision not to consult the institutions in advance was deliberate and had worked successfully in presenting prominent stakeholders in second-level education with a fait accompli when he announced his initiative for free post-primary education. The profound institutional differences regarding a unitary or two-college model were more significant than lack of prior consultation in undermining the minister’s initiative. The lack of detailed preparation for the merger within the department was, however, a serious failure, reflecting an abrupt change of direction driven by O’Malley and his key collaborators. Seán O’Connor, an influential assistant secretary who supported the minister’s plans, admitted subsequently that the department lacked detailed information about the staffing requirements and accommodation needs of various faculties in the event of merger (O’Connor 1986, 203). This omission explained the absence of any definitive plan for re-organisation at the outset of the debate and also limited the minister’s ability to develop a plausible educational rationale for the merger, which emerged as perhaps the most fundamental weakness of the official initiative. The early death of Donogh O’Malley in March 1968 deprived the initiative of its most eloquent and persistent advocate: Ferriter suggests that the idea ‘lost steam’ after O’Malley’s death (Ferriter 2012, 635). But O’Malley’s premature death was not a crucial factor: departmental officials privately regarded the outlook for merger as problematic from an early stage in the debate. O’Connor commented subsequently that even during O’Malley’s term, ‘many of us feared that the battle could not be won’ (O’Connor 1986, 204). 23 The detailed proposals for the merger announced by O’Malley’s successor, Brian Lenihan, on 6 July 1968 underlined the virtual impossibility of reaching agreement in practice. The new minister set out to provide a practical blueprint for the reconstituted university by setting out a redistribution of faculties between the two colleges, arguing that the initiative provided for ‘a fruitful intermingling’ of the best qualities of the two institutions (NAI D/T 2000/6/655, Minister for Education, 6 July 1968, 8). Lenihan proposed that the professional disciplines of law, medicine, veterinary science, dentistry and pharmacy would all go to Trinity (Minister for Education, 6 July 1968, 4-6). Engineering, social science and commerce would be based in UCD, with each college retaining its existing range of disciplines in Arts and Science. While Lenihan’s statement provided much of the detail missing from O’Malley’s earlier announcements, a convincing educational rationale which engaged with the aims and mission of the university was still conspicuous by its absence. Although the proposed redistribution of faculties received a qualified endorsement from the Board of TCD, most academic staff and student representatives were opposed to any form of merger (Luce 1992, 189). Lenihan’s proposals proved particularly unacceptable to the authorities and staff of UCD. Meenan commented in the autumn edition of Studies in 1968 that the minister’s proposals were being decisively rejected by various faculties: ‘It could be said with great truth that University College has never been so united about any issue throughout its existence as it is about this’ (Meenan 1968, 314-20). Lenihan succeeded only in uniting previously antagonistic forces within UCD against the merger itself (O’Flynn 2012, 121- 24 22). The ASA in UCD approved two resolutions on 4 November 1968, which endorsed co-operation between two independent universities in Dublin (NAI D/T 2000/6/655, Ó Dálaigh to Ó Dubhda, 5 February 1969). The governing body of UCD in turn produced a detailed critique of the minister’s plans, entitled The Case for University College Dublin, which condemned Lenihan’s proposal as a recipe for ‘the partial destruction and total discouragement’ of UCD as a university institution (UCD Governing Body 1969, 14). The authorities of UCD were particularly opposed to the proposals for the transfer of the schools of Medicine (the cornerstone of the original Catholic university) and Law to Trinity College. They made a strong case for the reconstitution of UCD as an independent university, co-operating closely with TCD. The rejection of the official plans by academic staff in both Trinity and UCD reflected the mobilisation of resistance by a professional class against encroachment on its traditional power and autonomy by the political centre. The initiative was undermined too by a rapidly changing political and cultural context, as traditional religious influences became less powerful and established institutions, such as the Catholic Church, were obliged to adapt to wider societal change and the transformation of government policies in education. The government’s reforming policies in second level education, including vastly increased investment in second-level school building and particularly O’Malley’s initiative for free second-level education, encouraged an increasingly rapid expansion of undergraduate student numbers across the university sector. Official assumptions that Trinity College was unattractive to Irish students were outdated, as the ‘ban’ had a steadily declining impact during the late 1960s. The college’s records indicated that Catholics 25 comprised 48% of the first year undergraduate cohort in 1969-70 (Luce 1992, 197), while departmental estimates suggested that Catholics already formed a small majority of the new intake in 1968: either way the college had crossed a significant watershed in its ability to attract Catholic students from the Republic. Ó Raifeartaigh advised Taoiseach Jack Lynch on 5 February 1969 that TCD would have a large majority of Catholic students within a decade – a prediction that proved accurate (NAI D/T 2000/6/655, Ó Raifeartaigh to Lynch , 6 February 1969, 2-3). The upsurge in applications in the late 1960s reflected an embrace of Trinity College by the Catholic middle class. The impact of O’Malley’s dramatic announcement contributed to the increased popularity of the college among Catholics, as it was assumed that the ecclesiastical ‘ban’ was on the way out: Martin O’Donoghue, a lecturer in the TCD economics department, adviser to the College officers on the merger and future cabinet minister, commented that following the ministerial announcement ‘there was a flood of applications from Catholics almost immediately’ (O’Donoghue 2005). Ironically the initial impact of O’Malley’s announcement undermined the prospects for its ultimate success. A merger no longer offered any advantage to Trinity College by the end of the decade, as it was already attracting a high proportion of Catholic students despite the ‘ban’. Certainly the increased flow of entrants from the Republic of Ireland allowed TCD to reduce its previous dependence on British students.(Lyons 1972, 655). Traditional denominational divisions ceased to be a significant dividing line in higher education, as Trinity broadened its appeal to encompass a larger, more diverse and increasingly more liberal Catholic middle class. 26 The removal of the ecclesiastical ban itself dealt a further blow to the prospects for university re-organisation. The Catholic bishops agreed in June 1970 to repeal their regulation restricting the entry of Catholics to Trinity College (DDA AB8/B/XV/b/07, Irish Hierarchy, 22-24 June 1970, 5). The bishops announced publicly that they were acting to remove the ban in response to constructive developments in the relations between the two universities (DDA AB8/B/XV/b/07, Irish Hierarchy, 25/6/1970): but the hierarchy was also responding to the reality that the ban was increasingly a dead letter. This episcopal volte-face rendered redundant the key political rationale for merger, promoted by successive ministers as a solution to traditional political and religious divisions. The establishment of the Higher Education Authority (HEA) in 1968, initially on an ad hoc basis, provided a new institutional framework for the regulation of the higher education sector (Hyland and Milne 1992, 424-5). The HEA enjoyed significant executive powers for ‘designated’ institutions, including the universities, recommending the allocation of state funding to each institution and maintaining oversight of institutional budgets, but was restricted to an advisory role for most non-university institutions, especially the rapidly expanding higher technical sector. The first authority, which included strong representation from the universities, emphasised its respect for university autonomy (Dukes 2003) and succeeded in establishing a constructive relationship with the institutions within its remit, which generally recognised the value of a ‘buffer agency’ between universities and the state (Ó Cathail, 1982, pp.44-55). Moreover, Ó Raifeartaigh, the first chairman of the HEA, was never enthusiastic about an institutional merger: as 27 departmental secretary he had been instrumental in advising Hillery to reject it in 1960. The HEA proved receptive to increasingly tenacious lobbying by both universities to maintain their independent status. The universities found common ground in their scepticism about the government’s policy. The authorities of Trinity College and the NUI agreed to propose an alternative solution to the HEA in April 1970 (HEA 1972, 83-7). The NUI/TCD agreement envisaged two independent universities in Dublin, which would collaborate closely together and rationalise their academic activity in a number of disciplines, including science, engineering and health sciences. The successful negotiations between the NUI and TCD appeared to offer the prospect of significant rationalisation between the two universities without a merger. The agreement was a defensive innovation designed to prevent a restructuring imposed by the state. It was a strategic defence of institutional power by previously antagonistic elements of a professional elite, who ultimately united to forestall a further assertion of power by the political centre. It was perhaps the ultimate irony of O’Malley’s initiative that it succeeded in uniting academic elites within the two institutions only against the proposed merger itself and the undermining of institutional power and autonomy which it represented. The HEA sounded the final death-knell for the initiative in their report on university re-organisation, which was presented to the minister on 9 December 1971. The authority accepted that there should be two separate universities in Dublin, broadly endorsing the proposals for disciplinary collaboration made by the university authorities: the HEA stipulated, however, that a statutory conjoint board should be established to co-ordinate 28 rationalisation between the two institutions (HEA 1972, 59). The HEA considered that the proposed merger was no longer a compelling necessity, as circumstances had changed dramatically since the policy was adopted, with the removal of the ecclesiastical ban, the reduction in the proportion of non-Irish students in Trinity College and the NUI/TCD agreement. The authority believed that the university accord signalled the end of an ‘insidious partition’ in higher education, offering the prospect of overcoming duplication by agreement between the universities (Ferriter 2012, 635-6). The HEA’s recommendation for policy change enhanced its reputation with the universities, which generally opposed a merger (Clancy 1989, 106-7). Yet despite the authority’s hopes for reducing duplication by agreement, institutional barriers to large-scale rationalisation proved enduring. The NUI/TCD agreement was not implemented in its original form, although a limited co-ordination of subject areas occurred during the 1970s, with veterinary science being offered exclusively in UCD, while Trinity secured dentistry and pharmacy (Coolahan 2003, 785; O’Flynn 2012, 153). The government ultimately abandoned not only the merger, but also any attempt to undertake a wider re-organisation of the university sector: ultimately comprehensive universities legislation would be postponed until the 1990s. Conclusion The merger was intended to assert the power of the political centre over a university sector that had previously been largely autonomous, particularly TCD with its distinctive governance structure. In this context the initiative was a failure, due to a successful defence of institutional power, which ultimately 29 brought together previously antagonistic professional elites to forestall a radical reshaping of established disciplines and institutional structures. The effective resistance of a professional university elite to the expansion of the authority of the state in HE played a key role in the failure of the initiative. Moreover wider policy and cultural changes in this period began a transformation of the higher education system that decisively undermined traditional denominational divisions in HE and made a merger appear redundant. Ultimately maintaining the institutional status quo, with significantly greater collaboration and some relatively minor discipline-based adjustments, proved to be the alternative that divided politicians, officials and institutional stakeholders least. The significant personal dimension to policy-making in the late 1960s, exemplified by the key role of O’Malley in triggering policy change in HE, illuminates both the origins of the initiative for a university merger and the reasons for its failure. In an era of transformation in higher education, different ministers and officials brought distinctive and sometimes contradictory perspectives to policy formation. It was an unusually creative period in national policy-making, closely linked to a far-reaching ideological reorientation, which was itself influenced by ministers, senior officials and international agencies. The state’s policies were undoubtedly shaped by a compelling economic rationale informed by human capital theory, but more traditional ideological influences were by no means extinct and newly minted economic priorities were usually combined in official discourse with political and cultural objectives. The diverse nature of central power and the extent to 30 which official policies were in a state of transition facilitated successful professional and institutional resistance to the merger. Yet while O’Malley’s initiative for merger proved abortive, this did not signal any retraction of state intervention within HE, still less a long-term reassertion of institutional power. Indeed the initiative foreshadowed a long-term expansion of the role and power of the state in HE, which was also exemplified by the foundation of the HEA as a statutory intermediary agency between the department and HEIs (Walsh, 2009). O’Malley’s intervention not only sidelined the report of the Commission on Higher Education, but made institutional reform and rationalisation at higher level a central theme of the state’s policy for the first time. While O’Malley’s successors abandoned plans to merge the two oldest university institutions in Dublin, they were determined to influence not only the institutional shape of the HE system but increasingly also the nature of future developments at institutional and programme level (Ó Buachalla 1992, 69-78)..O’Malley’s initiative testified to the emergence of a newly pro-active, authoritative style of policy-making, incorporating interventionist approaches by politicians, officials and state agencies, which sought a reshaping of HE in pursuit of wider economic and societal objectives. . --------------------------------------------------------References Cabinet Minutes. 1967. Dublin: National Archives of Ireland. Clancy, P. 1989. The Evolution of Policy in Third-Level Education. In Irish Educational Policy: Process and Substance, ed. D.G. Mulcahy and D. O’Sullivan, 99-132. Dublin: IPA. 31 Commission on Higher Education. 1960-67. Minutes. Dublin: unpublished. 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Interviews Mr. James Dukes, 28 April 2003 Mr. Tony Ó Dálaigh, 3 May 2002 Prof. Martin O’Donoghue, 10 January 2005 34 35