Corporate, Foundation and Research Relations April 18, 2016 SPONSORED PROJECTS ADMINISTRATION SLA Faculty Workshop “Writing a Successful Grant Proposal” Kevin Gotham (Assoc. Dean, Sociology Prof, and former NSF Program Director) Kathleen Kozar, Director, Sponsored Projects Administration (SPA)) Norey Laug (Associate Director, Sponsored Projects Administration (SPA)) Lou Franchina (Senior Development Officer, Corporate and Foundation Relations (CFR)) Presentation Topics 1. Introduction to Grant Writing 2. Working with the Sponsored Projects Administration (SPA) 3. Working with the Office of Corporate and Foundation Relations (CFR) 4. Proposal Development Strategies for Investigators 5. Q & A Why Does Tulane Want You to Write Grants? High visibility for the university Overhead or indirect costs help balance the university budget and pay for administration Contributes to prestige and national ranking of the university Why Do You Want to Write Grants and Pursue External Funding? Summer salary, course release, reduced teaching load, travel, funds for equipment Raises your research visibility Opens doors to consulting, collaborative research, new research agendas, etc. Increases opportunities for writing, national & international presentations, and shaping public policy Grants will help you make tenure What Can Tulane Do to Help You Write Grants? Provide information about funding opportunities Provide assistance in filling out forms Provide names of key persons at governmental agencies Serve as a liaison to private foundations Provide assistance with proposal development, budgets, IRB, and stewardship reporting Keep you informed of deadlines Some Ground Rules Please check Tulane’s Investigator Manual before starting a proposal Faculty should not be submitting grant proposals directly to private foundations or government agencies While there are some exceptions, awards are granted to the institutions and not to individuals per se Proposals must be submitted to the SLA Dean’s Office before they go to SPA or CFR What Can CFR Do for You? Provide assistance with forms and required attachments Work with you to develop budgets Identify internal collaborators Secure leadership signatures as needed Identify potential corporate and foundation funders Assist in the creation of compelling proposals Proposal Development Strategies Familiarize yourself with funding sources and proposal guidelines Check: eligibility average size of awards maximum amount available previous awards proposal requirements and format deadlines evaluation criteria and process Components of a Successful Proposal A successful proposal is one that is thoughtfully planned, well prepared, and concisely packaged Base the proposal on a good idea that fills a gap in the knowledge of your discipline Survey the literature Contact Investigators working on topic Obtain preliminary data Prepare a brief concept paper Discuss with colleagues/mentors Use concise, direct, and straightforward language (no jargon) Components of a Successful Proposal Stress benefits instead of features Explain how you will collect the data and evaluate the findings (data management plan) Explain the value-added nature of the research Why should anyone care about your work? Answer the “so what” question If appropriate, describe how you will disseminate the findings Start Early Think ahead (six months, minimum) Get critiques from mentors, previous members of review panels, and program directors Be aware of the scope: “too ambitious” versus “too narrow.” Make it easy for reviewers: simplify and streamline (make sure to get the overall idea across); pay attention to details; keep in mind that the reviewer may not be an expert in your specific field Convince the reviewers that your proposal is the one to support Common shortcomings of proposals that are not funded Nothing new – it has already been done (absence of innovative idea or hypothesis) Incremental contribution – no evidence of a breakthrough (not exciting or cutting edge) Disconnected – proposed research does not follow from the idea Trust me – lacks sufficient detail about proposed approach Not feasible – proposed methods not likely to work Overly ambitious – impractically large project Unstated assumptions – proposed research presupposes the answer Unreasonable budget – budget items don’t follow from the research plan William T. Grant Foundation Reducing Inequality Inequality by race, economic standing, and immigrant origin status is pervasive in the United States, and is evident across a range of domains, including the education, child welfare, mental health, and justice systems. We believe that the research community can play a critical role in reversing these trends. In 2014, the Foundation launched a ten-year research initiative to reduce inequality by identifying responses to this fundamental challenge in its many forms. Within this focus area, we support different types of studies. We welcome descriptive studies meant to clarify the mechanisms for reducing inequality. We also seek intervention studies that improve the measurement of inequality in ways that will enhance the works of researchers, practitioners, or policy makers. Improving the Use of Research Evidence From 2009 through 2015, the Foundation supported research to increase understanding of how research evidence is acquired, understood, and used, as well as the circumstances that shape its use in decision making. 2016 marks a new direction for this initiative as we shift our focus from understanding how and under what conditions research is used to understanding how to create those conditions. With this new direction, we seek to build theory and empirical evidence on ways to strengthen the connections between research evidence, decision making, and youth outcomes. Our focus on improving the use of research evidence aims to identify, create, and test strategies to ensure that research reaches the hands of decision makers, answers their most pressing questions, and is used in ways that benefit youth. Russell Sage Foundation Social Inequality (areas of interest) Economic Well-Being, Equality of Opportunity, and Intergenerational Mobility The Political Process and the Resulting Policies Psychological and/or Cultural Change Education Labor Markets Child Development and Child Outcomes Neighborhoods and Communities Families, Family Structure, and Family Formation Other Forms of Inequality SLA Top-Off Policy The SLA Dean’s office will supplement a grant to equal the individual’s salary The Dean’s office cannot provide the entire salary for an unpaid grant if it does not fall during a sabbatical year In terms of grants and durations, SLA’s policy for a “top-off” is limited to approximately 33 percent of academic year salary All requests for top-offs must be negotiated with the SLA Dean SLA policy on sharing IDC 25% of indirect funds on grants to PIs will be returned to the PI’s home department and placed in a special account The account will be under the control of the chair, with supervision and approval of its use by the Dean of SLA Of this 25% amount, 1/5 of the amount will be reserved for use by the department, as determined by the chair and with the approval of the Dean of SLA Of this 25% amount, 4/5 of the amount will be available for use by the PI, with approval by the chair and by the Dean SLA policy on sharing IDC Approved uses of the amount available for use by the department include the following items: a) scholarly support for faculty (e.g., travel, hardware and software purchases, miscellaneous expenses) b) administrative support as needed c) teaching or research assistant support (e.g., summer stipends for TAs/RAs). Approved uses of the amount available for use by the PI include the following items: a) Scholarly support (e.g., travel, hardware and software purchases, miscellaneous expenses, submission and reprint fees) b) Administrative support as needed c) Teaching or research assistant support d) Course buyouts (at the SLA academic year rate of 12.5% of academic year salary per course) e) Summer support No part of the amount available for use by the PI can be used for salary enhancement Awards to Louisiana Artists and Scholars (ATLAS) The LABoR provides support to faculty in arts, humanities, and social sciences disciplines to complete major scholarly and artistic productions Must have a broad impact on a regional, national, and/or international level Applicants may seek not more than $50,000 over a one-year period SLA views the ATLAS grants as a way for us to extend a 1/2 year paid sabbatical to a fullyear paid sabbatical October target date Conclusions Funders are looking to fund research that is bold, original, innovative, and transformative Pay attention to the funding agency’s goals and review criteria as you craft your proposal Ask for advice Revise your proposal and submit again Resources The Grantsmanship Center http://www.tgci.com Chronicle of Philanthropy http://philanthropy.com/ Foundation Center http://foundationcenter.org/ Foundation Directory Online access: NOPL, Technology Division, 504.596.2580 Thank You! Thank You! Thank You!