REGIONAL DISPARITIES IN HIV/AIDS IN CHILE: EPIDEMIOLOGICAL PROFILE OF THE DISEASE IN THE NORTH OF THE COUNTRY by Macarena Beatriz Arias Aravena Bachelor in Physical Anthropology, Chile, 2008 Submitted to the Graduate Faculty of the Department of Epidemiology Graduate School of Public Health in partial fulfillment of the requirements for the degree of Master of Public Health University of Pittsburgh 2013 UNIVERSITY OF PITTSBURGH GRADUATE SCHOOL OF PUBLIC HEALTH This essay is submitted by Macarena Beatriz Arias Aravena on April 20th, 2013 and approved by Essay Advisor: Thomas Songer, Ph.D. Assistant Professor Department of Epidemiology Graduate School of Public Health University of Pittsburgh ______________________________________ Essay Reader: Ronald Stall, Ph.D., MPH ______________________________________ Professor and Chair Department of Behavioral and Community Health Sciences Graduate School of Public Health University of Pittsburgh ii Copyright © by Macarena Beatriz Arias Aravena 2013 iii Thomas Songer, PhD REGIONAL DISPARITIES IN HIV/AIDS IN CHILE: EPIDEMIOLOGICAL PROFILE OF THE DISEASE IN THE NORTH OF THE COUNTRY Macarena Beatriz Arias Aravena, MPH University of Pittsburgh, 2013 ABSTRACT According to the Ministry of Health, the HIV/AIDS epidemic remains under control in Chile. However, when the numbers are broken up by region, important disparities are observed in a manner where the north of the country presents almost three times higher incidence rates than the national average. Using data from the HIV/AIDS national surveillance system and the information reported in several governmental documents, the characteristics of the epidemic in the north, particularly in the XV Region and the I Region, were described and compared with the situation observed at the country level over the last decade. In summary, the analysis showed that individuals from the XV Region and the I Region were at significant higher risk for HIV/AIDS than an average Chilean person (HIV/AIDS relative risk of 2.9 and 1.6, respectively). The situation in the north was particularly alarming among women, where women had 12.53 (XV Region) and 7.20 (I Region) times higher risk for the disease than an average Chilean female. Coherently, heterosexual exposure to the virus in men was also significantly higher in the northern regions compared to the country overall where the epidemic remains highly iv concentrated among men who have sex with men. Additionally, young people aged 20-29 years were also at higher risk in the north than at the country level. When an ecological analysis was performed to explore possible factors affecting the regional disparities observed in the HIV/AIDS rates across the country, prostitution, drug trafficking and immigration rates showed a consistent positive association with the incidence of the disease at the regional level. Also, condom use presented a strong negative correlation. As a sexually transmitted disease, the HIV/AIDS epidemiological profile varies according to the cultural norms and sexual practices of each population. Understanding those norms and practices, and the particularities of an epidemic at the local scale, is key for designing and implementing effective preventive measures. In this context, the public health significance of this paper is helping to enrich our understanding about the epidemic in the north of Chile so interventions can be better tailored to the specific needs of this community. Keywords: HIV/AIDS, North of Chile, Epidemiology v TABLE OF CONTENTS PREFACE ................................................................................................................................. XIV 1.0 INTRODUCTION ........................................................................................................ 1 2.0 BACKGROUND .......................................................................................................... 4 2.1 CHILE: GENERAL CHARACTERISTICS .................................................... 4 2.1.1 Territorial and Political Administration ....................................................... 4 2.1.2 Demographic Characteristics ......................................................................... 6 2.1.3 Ethnic Composition ......................................................................................... 9 2.1.4. Economy ......................................................................................................... 12 2.1.5. Epidemiological Profile ................................................................................. 18 2.2 HIV/AIDS IN CHILE: HISTORICAL TRENDS AND PRESENT SITUATION 1984-2010 ..................................................................................................... 20 3.0 4.0 2.2.1 Policy Development on HIV/AIDS ............................................................... 20 2.2.2 Chilean Society and HIV/AIDS .................................................................... 23 2.2.3 Epidemiological Profile of HIV/AIDS.......................................................... 25 RESEARCH QUESTION AND SPECIFIC AIMS................................................. 38 3.1 RESEARCH QUESTION ................................................................................. 38 3.2 SPECIFIC AIMS: .............................................................................................. 38 MATERIALS AND METHODS .............................................................................. 40 vi 4.1 MATERIALS ..................................................................................................... 40 4.2 METHODS ......................................................................................................... 45 5.0 RESULTS ................................................................................................................... 56 5.1 MORBIDITY AND MORTALITY PATTERNS OF THE HIV/AIDS EPIDEMIC IN THE NORTH OF CHILE ....................................................................... 56 5.2 5.1.1 HIV/AIDS Prevalence in the XV Region and the I Region........................ 56 5.1.2 HIV/AIDS Incidence in the XV Region and I Region ................................ 57 5.1.3 HIV/AIDS Mortality in the XV Region and the I Region .......................... 84 ASSOCIATION BETWEEN THE HIV/AIDS EPIDEMIC AND DIFFERENT DEMOGRAPHIC AND SOCIOECONOMIC FACTORS AT THE REGIONAL LEVEL .......................................................................................................... 91 6.0 DISCUSION ............................................................................................................... 94 7.0 CONCLUSIONS ...................................................................................................... 102 APPENDIX A: HIV/AIDS SURVEILLANCE SYSTEM IN CHILE .................................. 104 APPENDIX B: CORRELATION ANALYSIS DATASET................................................... 106 BIBLIOGRAPHY ..................................................................................................................... 108 vii LIST OF TABLES Table 1. Population of Chile by Region, 2012................................................................................ 7 Table 2. GDP by Region and Economic Activity, 2010 (in million pesos, Chilean currency) .... 16 Table 3. Temporal Trends in Demographic and Health Indicators 1990, 2000, 2010 ................. 18 Table 4. HIV/AIDS by Mode of Transmission among Men, 1986-2000 .................................... 32 Table 5. HIV/AIDS by Mode of Transmission among Women, 1986-2000 ................................ 33 Table 6. AIDS Mortality Rates by Sex, 1990-2009 ...................................................................... 36 Table 7. HIV/AIDS Incidence in the XV Region and the I Region, 2002 - 2012 ........................ 58 Table 8. HIV/AIDS Incidence in the XV Region and the I Region versus HIV/AIDS Incidence at the Country Level, 2002 – 2012 ................................................................................................... 59 Table 9. Relative Risk of HIV/AIDS in the XV Region and the I Region compared to the Country Level, 2006 - 2010 .......................................................................................................... 61 Table 10. HIV/AIDS Incidence in the XV Region and the I Region by Sex, 2002 - 2012 .......... 62 Table 11. HIV/AIDS Incidence among Males in the XV Region, the I Region and at the Country Level, 2002 - 2012 ........................................................................................................................ 63 Table 12. HIV/AIDS Incidence among Females in the XV Region, the I Region and at the Country Level, 2002 - 2012 .......................................................................................................... 64 viii Table 13. Relative Risk of HIV/AIDS by Sex in the XV Region, the I Region and at the Country Level, 2006 - 2010 ........................................................................................................................ 65 Table 14. Relative Risk of HIV/AIDS in Males from the XV Region and the I Region compared to Males at the Country Level, 2006 – 2010 ................................................................................. 65 Table 15. Relative Risk of HIV/AIDS in Females from the XV Region and the I Region compared to Females at the Country Level, 2006 - 2010 ............................................................. 66 Table 16. HIV/AIDS in the XV Region and the I Region by Sex and Age Category, 2002 - 2012 ....................................................................................................................................................... 67 Table 17. HIV/AIDS Age Distribution among Males and Females from the XV Region and the I Region compared to the HIV/AIDS Age Distribution observed in Males and Females at the Country Level, 2006 - 2010 .......................................................................................................... 68 Table 18. HIV/AIDS Incidence in the XV Region and at the Country Level by Age Category, 2006 - 2010 ................................................................................................................................... 70 Table 19. HIV/AIDS Incidence in the I Region and at the Country Level by Age Category, 2006 - 2010 ................................................................................................................................... 70 Table 20. Mode of Transmission of HIV in the XV Region and the I Region, 2002 - 2010........ 72 Table 21. Mode of Transmission of HIV by Sex in the XV Region, the I Region and at the Country Level, 2006 – 2010 ......................................................................................................... 73 Table 22. Mode of Transmission of HIV among Males from the XV Region and the I Region compared to Males at the Country Level, 2006 – 2010 ................................................................ 74 Table 23. Mode of Transmission of HIV among Females from the XV Region and the I Region compared to Females at the Country Level, 2006 – 2010 ............................................................ 74 ix Table 24. Mode of Transmission of HIV among Males from the XV Region and the I Region by Age Category, 2006 – 2010 .......................................................................................................... 75 Table 25. Mode of Transmission of HIV among Females from the XV Region and the I Region by Age Category, 2006 – 2010 ..................................................................................................... 76 Table 26. HIV Incidence versus AIDS Incidence in the XV Region and the I Region, 2002 2012............................................................................................................................................... 78 Table 27. HIV and AIDS Incidence in the XV Region versus HIV and AIDS Incidence in the I Region, 2002 – 2012 ..................................................................................................................... 79 Table 28. HIV Incidence in the XV Region and the I Region versus HIV Incidence at the Country Level, 2002 – 2010 ......................................................................................................... 80 Table 29. AIDS Incidence in the XV Region and the I Region versus AIDS Incidence at the Country Level, 2002 – 2010 ......................................................................................................... 80 Table 30. HIV Incidence versus AIDS Incidence among Males and Females from the XV Region, the I Region and at the Country Level, 2006 – 2010 ...................................................... 81 Table 31. AIDS Mortality Rates in the XV Region and the I Region, 2002 - 2012 ..................... 85 Table 32. AIDS Mortality Rates in the XV Region and the I Region compared to AIDS Mortality Rates at the Country Level, 2002 - 2010 ...................................................................................... 86 Table 33. AIDS Mortality Rates by Sex in the XV Region and the I Region, 2000 - 2010 ......... 87 Table 34. AIDS Mortality Rates among Males in the XV Region and the I Region compared to AIDS Mortality Rates among Males at the Country Level, 2002 - 2010 ..................................... 88 Table 35. AIDS Mortality Rates among Females in the XV Region and the I Region compared to AIDS Mortality Rates among Females at the Country Level, 2002 - 2010 .................................. 89 x Table 36. Relative Risk of HIV/AIDS by Sex in the XV Region, the I Region and at the Country Level, 2006 - 2010 ........................................................................................................................ 89 Table 37. Relative risk for AIDS- related death among Males from the XV Region and the I Region compared to Males at the Country Level. ........................................................................ 90 Table 38. Results of the Correlation Analysis between HIV/AIDS Incidence and several Demographic and Socioeconomic Factors at the Regional Level ................................................ 92 Table 39 ...................................................................................................................................... 104 Table 40. Values registered at the regional level for the different variables considered in the correlation analysis ..................................................................................................................... 106 xi LIST OF FIGURES Figure 1. Evolution of the Age Structure of Chilean Population, 1992-2050 ................................ 8 Figure 2. Geographic Distribution of the Population aged ≥ 65 by Region, 2012 ......................... 9 Figure 3. Geographic Distribution of Indigenous Groups in Chile. ............................................. 11 Figure 4. National Unemployment Rates by Quarter of Year, 2009-2012 ................................... 12 Figure 5. Poverty in Chile 1990-2011........................................................................................... 13 Figure 6. Poverty Rates by Region, 2009 ..................................................................................... 14 Figure 7. Gini coefficient registered in the different OECD members, 2011 ............................... 15 Figure 8. Genaral Mortality by Cause of Death, 1990 and 2009 .................................................. 19 Figure 9. Temporal Trends in HIV/AIDS Incidence, 1984-2010 ................................................. 27 Figure 10. Temporal Trends in HIV/AIDS Incidence by Sex, 1990-2010 ................................... 28 Figure 11. Temporal Trends in HIV/AID Incidence by Age Group among Men, 1986-2010 ..... 29 Figure 12. Temporal Trends in HIV/AID Incidence by Age Group among Women, 1986-2010 30 Figure 13. Temporal Trends in HIV and AIDS Incidence by Sex, 1990-2010 ............................ 31 Figure 14. HIV and AIDS Cumulative Incidence Rates by Region, 2006-2010 .......................... 35 Figure 15. Temporal Trends in HIV/AIDS Incidence in the XV Region, the I Region and at the Country Level, 2002 - 2012 .......................................................................................................... 60 xii Figure 16. Mean Age of Individuals Diagnosed with HIV/AIDS in the XV Region and the I Region, by Sex. 2002 - 2012 ......................................................................................................... 67 Figure 17. HIV/AIDS by Sex and Age Category in the XV Region, the I Region and at the Country Level, 2006 - 2010 .......................................................................................................... 69 Figure 18. HIV Incidence versus AIDS Incidence among Males and Females from the XV Region, the I Region and at the Country Level, 2006 - 2010 ....................................................... 82 Figure 19. HIV and AIDS Incidence in the XV Region, the I Region an at the Country Level by Age Category, 2006 – 2010 .......................................................................................................... 84 xiii PREFACE I would like to thank the Ministry of Health (MINSAL) and the National Institute of Youth of Chile (INJUV), especially Mrs. Patricia Rojo Cárdenas, Administrative Coordinator-DIPLAS, MINSAL, and Mrs. Macarena Hernandez, CEDOC Manager, INJUV, for their kind and timely help with completing the process to access the data needed for the present research. Also, my deepest gratitude goes to my Essay Committee, Dr. Thomas Songer and Dr. Ronald Stall, for their expert and constructive feedback on the interpretation of my findings. Particularly, I would like to thank Dr. Thomas Songer, who accompanied the essay process from the beginning, providing me with thoughtful and wisdom advice about the methodology as well as with accurate and relevant suggestions to improve the quality of my work. He truly honored his advisor title; his support was a key element for me to successfully complete this important step in my life. Last but not least, I would like to thank my parents, Ana and Claudio, for their endless love and support, and for teaching me and my siblings to dream big about our own lives and the society that we can help to build. xiv 1.0 INTRODUCTION In the last two decades, Chile has shown important achievements in relation to the health status of its population regarding medical technology and infrastructure, access to treatment, vaccination coverage, significant decline in the infant and general mortality rates, as well as an increase in the life expectancy of men and women. This progress has also been evident in the national policies related to the HIV/AIDS epidemic in terms of implementing several education campaigns, developing an intense protocol to prevent the vertical transmission of the disease, improving surveillance of the disease and providing opportune and timely treatment to HIV positive people. In fact, Chile has significant lower HIV rates compared to other countries in the region, and according to the Chilean Ministry of Health, the epidemic remains “under control” [1]. Unfortunately, since more than 40% of the total population of the country is concentrated in the Metropolitan region, home of the capital city: Santiago, the statistics reported for the “Chilean population” regarding this topic and other matters tend to be representative of this geographic area and do not necessarily reflect the situation experienced by the other regions. In fact, when the HIV/AIDS numbers are broken up by region, it can be observed that the evolution of the epidemic has been different in the different areas of the country, with regions that have 1 maintained lower rates, while others have shown an important increase in the incidence of the disease over the last 5 years. For example, for the period 2006-2010, the HIV/AIDS cumulative incidence rate registered at the national level was 47.2 per 100,000. In contrast, over the same period, the northernmost region of the country, the XV Region, showed a HIV/AIDS cumulative incidence of 139.3 per 100,000 while other regions registered a rate as low as 21.4 per 100,000 population (the regions of the country are presented in Table 1) [2]. Therefore, the present study is aimed at describing the morbidity and mortality patterns of HIV/AIDS in the extreme north of the country, exactly in the XV Region and I Region, where the rates of the disease have been steadily increasing in the last decade in order to enrich the knowledge about the HIV epidemic at a more local scale, rather than at the national scale, and thus help to develop a more comprehensive approach to the study of the disease. In this context, the subsequent pages present a general description of the social, cultural, and economic characteristics of Chile and its population as well as an overview of the evolution and present situation of the HIV/AIDS epidemic at the country level. Later, the paper analyzes the data obtained through the HIV/AIDS surveillance system for the XV Region and the I Region over the period 2002-2012, as well as the information about the disease registered in different governmental documents in order to describe the morbidity and mortality patterns of the disease in the north OF Chile. Lastly, the paper compares HIV patterns in the northern regions to the pattern seen nationally and examines the correlation between HIV and several social and economic factors. Finally, the implications of these results are discussed in the context 2 of the approaches that the Chilean government has used to face the epidemic, the actual policies about the disease and future perspectives to maintain the epidemic stabilized. All in all, we hope the results of this investigation will contribute to improve the knowledge on HIV/AIDS in Chile as well as help in developing a more comprehensive perspective at the time of designing HIV national health policies so interventions can be better tailored to the particular characteristics and needs of the different subpopulations that make up the population of Chile. 3 2.0 2.1 BACKGROUND CHILE: GENERAL CHARACTERISTICS 2.1.1 Territorial and Political Administration Chile is a long and narrow country located in the southern area of the South American continent, bound by the Pacific Ocean to the west, Peru and Bolivia to the north, the Andes Mountains and Argentina to the east, and the Drake Passage or Sea of Hoces in the far south. Chilean territory also includes the Pacific islands of Juan Fernández, Salas y Gómez, Desventuradas and Easter Island. The country is divided into 15 regions, which are its first-level administrative division. Each region is designated by a Roman numeral, followed by a name. The Metropolitan Region, located in the center of the country and home to the country's capital; Santiago, received the numeral XIII as well as the initials RM1 1 By 2006, there were only 13 regions and the roman numerals were organized in ascending order from north to south, with the northernmost region designated as I (first) and the southernmost region as XII (twelfth). 4 Since Chile is defined by its political constitution as a unitary state, regional administration is subordinated to the central government, which is headed by the President. Thus, each region is ruled by a direct representative of the President: the Intendant; and by decentralized agencies of the Ministries: the Ministerial Regional Secretariats (SEREMIs). Additionally, regions are further divided into provinces and communes. Like regions, provinces are also part of the central government so they are administrated by authorities who are appointed by the President of the Republic. In contrast, the communes, which are the lowest level administrative subdivision, are decentralized political entities that operate at the local level. Each commune is governed by the Mayor and a Municipal Council consisting of 6 to 10 councilors, all of them voted in popular elections. The communal civil service administration is known as the municipality and these are the entities that are finally responsible for the decentralized implementation and budget execution of national programs. In fact, the public branch of the health and education systems are administrated and regulated by the municipalities. Regarding the Legislative Branch of Chile, it is represented by the National Congress which consists of two Houses: The Chamber of Deputies and the Senate. Deputies and Senators However, that year the congress passed a bill to create regions XIV in the south and XV in the north, so then the north-south Roman numeral order was broken. 5 are elected by the different electoral districts2 through popular vote every four and eight years, respectively [4,5]. 2.1.2 Demographic Characteristics According to the results from the 2012 Census [6], Chile has a total population of 16,634,603 inhabitants; 46.8% males (n=8,101,890) and 51.4% females (n=8,532,713). The population is heavily concentrated in the central area of the country, with three central regions making up 62.5% of the total population (Metropolitan Region=40.3%; VIII Region of Bio Bio = 11.86%; V Region of Valparaiso = 10.4%). This settlement pattern has been associated with the livable Mediterranean climate in the middle areas compared to the extreme weather conditions in the northern and southern regions of the country, as well as with the highly centralized economic and political administration in Santiago, the capital of the country [7] In relation to the population growth, data from the 2012 Census showed that the Chilean population increased by 9.9% in the last 10 years, with a consequent average annual growth rate of 0.99%, which is lower than the rates observed between 1982-1992 and 1992-2002 (1.6% and 1.27%, respectively). However, it is important to point out that the growth rate for the period 2002-2012 presents a significant variability across the country, with all the northern regions 2 To elect the members of the National Congress, Chile is divided into several electoral divisions called electoral districts. Each district is made of groups of communes. 6 showing higher rates than the national average (I Region of Tarapacá = 23.8%; IV Region of Coquimbo = 15.9%; III Region of Atacama = 14.2%; XV Region of Arica y Parinacota = 12.5%; II Region of Antofagasta = 12.5%) (see Table 1) [6]. Table 1. Population of Chile by Region REGIONS OF CHILE Region Name Population % Total population % Increase 2002-2012 XV Region of Arica y Parinacota 213,816 1.29 12.5 I Region of Tarapacá 300,021 1.8 23.8 101:100 II Region of Antofagasta 547,463 3.27 12.5 99:100 III Region of Atacama 292,054 1.75 14.2 101:100 IV Region of Coquimbo 707,654 4.25 15.9 0.95:1 V Region of Valparaiso 1,734,917 10.4 12.4 0.93:1 RM Region Metropolitana 6,685,685 40.33 10.0 0.94:1 VI Region Del Libertador General Bernardo O'Higgins 877,784 5.26 12.2 0.98:1 VII Region Del Maule 968,336 5.81 6.7 0.96:1 VIII Region Del Bio Bio 1,971,998 11.86 5.8 0.94:1 IX Region of La Araucania 913,065 5.47 5.1 94:1 XIV Region of Los Rios 364,592 2.2 2.8 96:1 X Region of Los Lagos 798,141 4.74 11.3 97:1 99,609 0.59 10.1 102:1 159,468 0.96 7.7 101:1 16,634,603 100 9.9 95:100 XI XII Total Region of Aysén del General Carlos Ibáñez del Campo Región of Magallanes y la Antártica Chilena Total Country Sex Ratio 97:100 Data Source: 2012 National Census [6] Regarding the population age structure, improvements in the mortality rate (5.7 per 1,000 in 2010) as well as a reduction in the birth and the fertility rate (14.6 per 1,000 and 1.87 per 7 woman, respectively), have had a significant impact on the age distribution of the population. In fact, by 2010, according to the National Institute of Statistics (INE) 68.5% of the population was between 15 and 64 years old and 9.2% was 65 years old or more (see Figure 1) [8]. Furthermore, it has been projected that by 2030, the Chilean population will have almost the same proportion of persons between 0-14 as over 64 years old, becoming the second most aged country in South America, after Uruguay [9]. 64.0% 29.0% 66.2% 25.7% 0.1 1992 68.50% 22.3% 8.1% 2002 <15 yrs 64.5% 18.6% 61.8% 16.9% 16.6% 21.6% 9.2% 2010 2030 15 yrs ≤ x ≤ 64 yrs 2050 > 65 yrs Figure 1. Evolution of the Age Structure of Chilean Population, 1992-2050 Data Source: ECLAC 2007 [9] On the other hand, with respect to the age distribution of the population by region, almost 40% from all people older than 65 live in the capital, Santiago. However, in relative terms, the “oldest” regions are the V, XIV, X and IV regions since all of them present more than 10% of their population inside that age cohort. On the other hand, the “youngest” regions are those in the further north, with the II Region of Antofagasta showing as little as 0.01% of its total population above 65 years old [8] (see Figure 2). 8 Figure 2. Geographic Distribution of the Population aged ≥ 65 by Region, 2012 Data Source: INE, 2012 [8] 2.1.3 Ethnic Composition In Chile, an estimated of 88.9% of the population are whites or mestizos (N = 14,791,996), while 11.1% identify themselves as members of an indigenous group (N =1,842,607) [6]. Similarly to what occurred in other Latin American countries, during the Spanish conquest and colonization, indigenous groups were subjugated and converted into workforce or 9 slavery. However, in the case of Chile, most of them died either in the war or from different “old world” diseases [10]. Accordingly, most of the Chilean population correspond to whites or mestizos, population originated from the admixture between those indigenous who survived (mostly women) and the Spanish settlers (mostly men), as well as from several immigrant groups who arrived to the country over the 19th and 20th centuries like Germans, British/Irish, Spanish, and Middle East people [11]. Regarding the 11.1% of indigenous people, 84.1% are Mapuche (N= 1,508,722), Amerindian group characterized for being the only one in the region who managed to keep their independence first from the Inca Empire and later from the Spanish settlers. They were only defeated in the late 19th century when the authorities of the new Chilean State were trying to secure the boundaries of the country after the independence process. By then, Mapuche people were forced to cede their lands rights (the present IX Region), and these territories were offered to several Chilean and immigrant families. This historic fact represents the origin of a conflict that persists until today between certain sectors of Mapuche people who still vindicate their rights over those lands, and Chilean State [10]. On the other hand, besides Mapuche people, there are other eight Pre-Hispanic groups officially recognized by the Chilean Law. These groups are the following: 0.62% Aymara (N = 114,523); 0.74% Quechua (N = 13,667); 0.33% Atacameño (N = 6,101); 0.74% Colla (N = 13,678); 0.24% Diaguita (N = 45,314); 0.46% Rapanui (N = 8,406), 0.1% Alacalufe (N = 1,784); and 0.09% Yamana (N = 1,235). Most of them inhabit relatively isolated areas like the Andean highlands in the northern area of the country or the fjords in the far south, with the exception of 10 the Mapuches who are highly concentrated in the Metropolitan Region and the IX Region [6] (see Figure 3). More recently, because of the exponential growth of Chilean economy, an important number of immigrants have arrived to the country, particularly from other Latin American Countries. In fact, according to the last Census, by 2012 there were 339,536 foreign born people living in Chile, and 50% of them reported arriving to the country over the last 5 years (N= 167,729). He largest immigrant groups are Peruvians (23.61%), Colombians (11.3%), Argentineans (9.33%), Americans (8.26%), and Spaniards (8.23%), and they are highly concentrated in the capital of the country (more than 50%). However, the regions with the highest proportion of immigrants among their population are the I Region and the XV Region with 6.1% and 6.6%, respectively Figure 3. Geographic Distribution of Indigenous Groups in Chile. Data Source: 2012 National Census [6] [6]. 11 2.1.4. Economy Over the last two decades, Chile’s economy has shown a remarkable progress, boasting a 6% increase per year in its Gross Domestic Product [12], and making important improvements regarding employment rates and reduction of poverty. In relation to the unemployment rate, Chile presented a value of 6.1% during the last quarter of 2012, the lowest level in almost 5 years [13 - 16] (see Figure 4). On the other hand, regarding the poverty level of the country, the results published in the 2009 National Survey of Socioeconomic Characterization (CASEN 2009) showed that the percentage of people living under the poverty line, including those living under extreme poverty conditions, decreased from 38.6% in 1990 to 15.1% in 2009 (see Figure 5) [17]. As a consequence of its sustained economic growth, in January 2010, Chile was invited to become the 31st member of the Organization for Economic Cooperation and Development [12]. 11.5% 11.2% 10.0% 9.0% 10.6% 8.5% 7.2% 8.0% 7.4% 6.6% 7.1% I II III 2009 IV I II III IV 6.1% 7.3% 6.6% 6.6% I 2010 II III 2011 IV I 6.5% II 2012 Figure 4. National Unemployment Rates by Quarter of Year, 2009-2012 Data Source: INE, 2009, 2010, 2011, 2012 [13 -16] 12 III IV Figure 5. Poverty in Chile 1990-2011 Data Source: CASEN 2009 [17] However, the officially published poverty rates have been questioned by different national and international organizations since the instrument used by the government to measure it uses a poverty line that is based on an outdated household consumption survey from 1987, instead of more recent surveys from 1997 or 2007. Furthermore, in 2008, the economist and actual Minister of Economy, Felipe Larrain, developed a new instrument based on consumption information from 1997. After applying this new poverty line to the original sample considered in the 2009 National Survey of Socioeconomic Characterization, the national poverty rate increased from the official 15.1% to 24.5% (see Figure 6), In spite of this evidence, the government reports current poverty numbers based on the old rather than the new instrument [18]. 13 Figure 6. Poverty Rates by Region, 2009 Official poverty rates (red) versus poverty rates based on updated consumption data (pink). Regardless considerable economic growth in the last 20 years, Chile still stands as one of the countries with the worst income distribution between rich and poor. For example, even when the gap between the richest 20% of households and the poorest 20% decreased from 13 times in 1990 to 10.9 times in 2011, in absolute terms, this value remains significantly higher than the average registered among the OECD members [19]. In fact, according to the data published by the OECD in their report Society at a Glance 2011: OECD Social Indicators [20], Chile presents a Gini coefficient for the distribution of household per capita income above 50%, representing the highest value registered among the OECD countries that in average show a Gini coefficient of 31% (see Figure 7). The same report also describes inequality problems in relation to other socioeconomic variables besides income, like access to health and education. 14 Figure 7. Gini coefficient registered in the different OECD members, 2011 Data Source: OECD, 2011 [20] Since the economy is highly dependent on the natural resources, the economic profile of the different regions will vary according to their geographic and climatic conditions. Mining activity is concentrated in the northern areas of the country, while fishing activities are more intense in the south, and farming in the central regions. The Metropolitan Region is largely focused on services and manufacturing (see Table 2) [21, 22]. 15 XV Table 2. GDP by Region and Economic Activity, 2010 (in million pesos, Chilean currency) The blue numbers represent the % contribution of the region to the total income produced by each economic sector (column percent). The red numbers represent the % contribution of each economic activity to the total GDP of the Region (row percent). Farming & Livestock Fishing Mining Manufactu - ring Electriciy Gas & Water 20,054 3,349 5 83,023 17,394 0.8 3.6 0.6 26,165 I 1,810 0.9 0.1 0.1 0.9 14,854 0.2 0 12. 4 0.1 9,806 17 2.1 51 5.2 4.8 0.5 18,426 8.5 0.6 10,784 RM 9.0 3.3 3.0 322,894 12. 2 0.8 0.1 775 0.2 51. 8 1,109,922 8.4 38. 6 1,098,137 V 238,797 5.2 66. 0 1,119,488 IV 136,998 2.8 53. 9 6,706,929 III 44,858 0.2 0 1,639,097 II 4,326 7.4 0 8.3 15. 1 175,755 0 1.3 0.1 0.8 14. 9 75,148 0.7 2.5 443,269 4.3 4.4 15,635 0.2 0.7 107,845 1.0 3.8 1,207,958 11. 6 16. 6 4,993,027 48. 0 11. 6 0.6 3.1 82,437 2.6 2.7 217,627 6.9 2.1 86,934 2.8 4.0 45,666 1.5 1.6 1,683 0.1 Transpor -tation & Communi -cation Financier Services Housing Services Personal Services Public Adm. GDP 24,057 92,076 52,522 19,288 44,486 106,842 95,493 558,589 0.4 4.3 200,884 3.0 6.6 1,027,117 15. 5 10. 1 364,190 5.5 16. 9 261,529 3.9 9.1 659,369 0 782,368 24. 9 Construc -tion Commerce Restaurant & Hotels 1.8 9.9 9.1 0.9 16.5 389,625 3.9 12.8 336,616 3.4 3.3 112,146 1.1 5.2 256,918 2.6 8.9 565,556 5.6 7.8 0.8 9.9 178,844 2.7 5.9 481,710 7.4 4.7 101,568 1.6 4.7 186,669 2.9 6.5 1,017,799 15. 6 14. 1 0.1 3.5 7,618 0.5 0.3 228,453 1.3 2.2 59,641 0.3 2.6 134,766 0.8 4.7 526,873 3.0 7.2 0.9 8 73,806 1.5 2.4 194,784 4.1 1.9 54,600 1.1 2.5 140,208 2.9 4.9 538,563 11. 3 7.4 1 19. 1 175,694 1.7 5.8 372,598 3.6 3.7 115,632 1.1 5.4 330,775 3.2 11. 5 931,843 9 12. 8 2.3 17. 1 112,529 2.7 3.7 127,133 3.1 1.3 75,386 1.8 3.5 142,563 3.5 5.0 467,401 11. 4 6.4 0.6 - 3,043,657 3.4 - 10,155,416 11.3 - 2,159,884 2.4 - 2,872,285 3.2 - 7,264,763 8.1 - 2,205,371 6,501,919 3,025,322 15,011052 2,735,815 5,588,585 1,642,743 42,985,626 33. 2 64. 8 46. 5 84. 7 57. 3 54. 2 40. 1 47.9 5.1 15.1 16 7.0 35 6.4 13 3.8 Table 2 continued VI Farming & Livestock Fishing Mining Manufactu - ring Electriciy Gas & Water 498,019 586 1,127,724 499,504 151,105 18. 8 12. 2 0.2 381,877 VII 14. 4 12. 4 436,191 VIII 16. 4 6.1 0.9 8.6 11. 5 139,437 0.1 6,942 0.1 87,654 24. 7 1.2 0.3 0.2 0 22 m 15,159 5.0 16. 4 13 179,618 X 6.8 8.1 7,330 XI 0.3 1.8 13,609 4.3 1.4 0 0m 0 107,413 30. 3 4.8 37,452 10. 5 9.1 10,622 1.5 Tot al 1.7 2,654,400 3 1.3 355,068 1.2 8.0 2.1 20. 0 240,421 0 3.7 164,192 XII 0.5 0 15,370 0.1 24. 0 214,776 0m 0 16. 7 158,549 XIV 5.3 12. 3 1,704,185 0 0 4.8 515,359 5,509 5,680 1.6 27. 7 8.6 3,343 228,582 IX 0 20. 6 13,169,092 2.3 10. 8 4.8 625,159 19. 9 4.4 29. 1 15. 4 10,399,196 12. 9 44,196 1.4 2.2 48,523 1.5 4.5 123,030 3.9 5.5 3,647 0.1 122,501 1.2 20. 3 916,834 17,996 0.2 3.7 Transpor tation & Communication Financier Services Housing Services Personal Services Public Adm. GDP 361,207 243,747 202,173 350,199 141,743 338,843 152,503 4,067,353 5.4 8.9 249,429 3.8 8.0 704,370 10. 6 9.9 207,411 3.1 10. 4 42,492 0.6 3.9 185,408 2.8 8.3 86,846 0.9 125 0 Construc -tion Commerce Restaurant & Hotels 1.3 21. 2 55,989 0 3,146,728 0.8 7.0 6,635,669 2.4 6.0 252,138 2.5 8.2 590,779 5.9 0.8 216,740 2.2 10. 9 137,682 1.4 12. 8 221,311 2.2 9.9 30,619 0.3 7.5 81,578 0.8 10. 2 10,029,450 Data Source: Central Bank of Chile, 2010 [22] 17 3.1 5.0 217,123 3.3 7.0 467,675 7.2 6.6 194,697 3.0 9.8 85,348 1.3 7.9 220,961 3.3 9.9 24,538 0.4 6.0 54,816 0.8 6.9 6,511,765 2.0 8.6 163,510 0.9 5.3 560,303 3.2 7.9 187,651 1.1 9.4 72,836 0.4 6.8 261,261 1.5 11. 7 11,232 0.1 2.7 42,844 0.2 5.4 17,717,527 3.0 3.5 108,785 2.3 3.5 323,307 6.8 4.5 153,508 3.2 7.7 60,445 1.3 5.6 130,900 2.7 5.9 21,807 0.5 5.3 54,865 1.1 6.9 4,777,622 3.3 8.3 373,056 3.6 12. 1 889,534 8.6 12. 5 409,796 4.0 20. 6 170,051 1.7 15. 8 369,645 3.6 16. 6 55,306 0.5 13. 5 76,263 0.7 9.6 10,304,463 3.7 3.7 188,429 4.6 6.1 421,520 10. 3 5.9 179,907 4.4 9.1 89,657 2.2 8.3 185,382 4.5 8.3 98,093 2.4 23. 9 119,353 2.9 15. 0 4,098,092 4.5 - 3,085,150 3.4 - 7,107,861 7.9 - 1,986,739 2.2 - 1,076,406 1.2 - 2,225,350 2.5 - 410,236 0.5 - 796,757 0.9 - 89,799,072 2.1.5. Epidemiological Profile The demographic transformation described previously, as well as the important improvements in the healthcare system over the last two decades in terms of public policy and infrastructure, have had a deep impact in the epidemiological profile of the country. Explicitly, there have been improvements in the vaccination rates and medical technology, a considerable decline in infant and general mortality, lower fertility rates (even below the “replacement level”), as well as a longer life expectancy for men and women (see Table 3) [9, 23 - 27]. Table 3. Temporal Trends in Demographic and Health Indicators 1990, 2000, 2010 Data Source: Multiple Sources [9, 23 - 27] Year Indicator 1990 2000 2010 Birth Rate [9, 23] (Annual number of births per 1,000 pop) 23.3 17.0 14.7 Fertility Rate [9, 24] (Average number of children per women aged 15-49 yrs) 2.55 2.21 1.89 Infant Mortality Rate [9, 24] (Number of infant deaths before age 1 per 1000 live births) 16.0 8.1 7.9 6.0 5.5 5.4 95% 95% 96.9% - 97.2% 94% 84% 94% 94.4% 7% 8.1% 9.2% Women 77.4 yrs 80.8 yrs 74.9 yrs Men 71.5 yrs 74.8 yrs 80.6 yrs Mortality Rate [9, 24] BCG (newborn) Vaccination Rates [25, 26, 27] Quintuple Vaccine (3rd dosis) MMR vaccine (12 months) % population ≥ 65 yrs old [9] Life Expectancy [9, 23] 18 Consequently, the number of people among the older age groups has increased, affecting the morbidity and mortality patterns of the country now characterized by a significant burden of chronic diseases, particularly cardiovascular diseases (see Figure 8). For example, for the year 2009, cancer and cardiovascular diseases accounted for 53% of all deaths, while only 1.9% of the total number of deaths was attributed to infectious diseases [25]. 2009 14.3% 4.7% 2.6% 27% 8.9% 7.3% 9.7% 25.6% Figure 8. Genaral Mortality by Cause of Death, 1990 and 2009 Data Source: National Institute of Health, 2011 [25] 19 2.2 HIV/AIDS IN CHILE: HISTORICAL TRENDS AND PRESENT SITUATION 1984-2010 2.2.1 Policy Development on HIV/AIDS In 1984, the first AIDS case was registered in the country. Because of the rapid increase in the number of cases between 1985 and 1990, the Chilean government created the AIDS National Commission (CONASIDA) in 1990. CONASIDA is a governmental agency aimed at developing, implementing and evaluating public policies oriented to promote safe sexual behaviors and improve access to and the quality of health care for people living with HIV/AIDS [28]. Therefore, since 1990 and until 2011 when CONASIDA became the National Program for Prevention and Control of HIV/AIDS and other STD’s, this was the institution responsible for setting national policies in relation to the HIV/AIDS epidemic. Some of the most significant achievements made by Chilean State through this institution were the implementation of several HIV prevention campaigns oriented to improve sexual health, increase condom use and build community awareness about the disease among the general population, as well as the promulgation of two important laws: the law 19,776, also known as the “AIDS Law”, and the inclusion of HIV/AIDS as a public health priority in the AUGE Health Plan [28]. Specifically, the AIDS Law was developed in 2001 to protect the privacy and civil rights of HIV positive people and to establish the obligations of the Chilean State regarding the 20 HIV/AIDS epidemic prevention and control. Accordingly, for people living with the disease, the law guarantees access to care, treatment and health services, and the right to education and work. Also, it ensures access to HIV testing on a volunteer and informed basis, as well as the confidentiality of the results. On the other hand, it defines the Chilean State as the main responsible for providing education on HIV prevention among the general population as well as the one in charge of ensuring the protection of the previously mentioned civil and privacy rights for HIV positive individuals [29]. Regarding the second law, it refers to the official recognition of HIV/AIDS as a public health priority for the country by being listed as one of the diseases included in the AUGE Plan, a new health legislation implemented in 2005 which defines a regime of explicit guarantees for people affected by certain health conditions, including HIV. The explicit guarantees include: access, timeliness (opportunity), quality and financial protection. In this context, this law ensures that every Chilean has full healthcare coverage and access to Anti-Retroviral Therapy (ART) and 100% access to the treatment protocol to prevent mother-child transmission [28, 30]. Other important achievements of Chilean State in relation to HIV/AIDS policy development have been: - In 2004, the implementation of a new online surveillance system so every new case of HIV/AIDS must be reported to the health authority on a daily basis. Also, the notification protocol defined that every reactive sample must be retested by the Public Health Institute (ISP) to confirm the diagnosis. 21 - In 2007, the surveillance system protocol was amended to also collect information on any change in the patients’ disease status (from HIV to AIDS). - In 2008, the Ministry of Health conducted an audit to revise the information about all the HIV/AIDS cases that were diagnosed from 1984 until the date [1]. More recently, in 2010, the Government incorporated the design of a new HIV prevention plan as part of the goals of the National Health Strategy 2011-2020, which includes other related objectives like: sexual health promotion, reduction of the number of unplanned pregnancies, and primary prevention of other STD’s. In this context, helped by interventions like ASAP (AIDS Strategy and Action Plan) and the National Consultation on Universal Access, the health authority started designing the HIV/AIDS national response for the period 2012-2016 in October 2011 [31]. According to several recommendations from technical advisory agencies like UNAIDS, the political and ethical principles that guide the new strategy are equity, decentralization, intersectoral action, and participation, and it responds to the following practical objectives: health promotion and prevention of HIV and other STD’s, integral health care for HIV positive people, improvement of the epidemiological surveillance of the disease, and reduction of the social stigma and discriminatory behaviors towards people living with HIV/AIDS. 22 2.2.2 Chilean Society and HIV/AIDS Sociocultural concepts and practices in relation to sex in general and the HIV epidemic in particular, have been strongly linked with the incidence rates of the virus. In fact, lack of appropriate knowledge about the disease and unsafe sex represent the main barriers to prevent the disease to spread [32] In Chile, according to the results from the 6th National Youth Survey conducted in 2009, Chileans have sex for the first time at the age of 17 (total population = 16.7 yrs; men = 16.4 yrs; women = 17.1 yrs), and during their first sexual intercourse, only 49% used some type of contraceptive method. Among them, 86.7% preferred condom. In their last sexual intercourse, 74.3% reported using a contraceptive method, and 44% preferred condom. Now, the main reason for using condoms was to prevent pregnancy (90.6% of the answers) and only 39.7% of the respondents pointed out protection against HIV and other STD’s as the primary reason to explain condom use. The main reasons for non-use were: irresponsibility (23.4%), less pleasure (15.3%), wanted pregnancy (10.6%), access difficulties (9.6%), and partner disapproval (9.1%). Important differences in condom use were observed by socioeconomic status, where condom use was higher in the rich compared to the poor [33]. Regarding men who have sex with men (MSM), a study conducted in 2008 among the MSM population from the Metropolitan Region established that 55.8% of the participants declared the use of condom during their last anal intercourse with male partners [34]. In research performed in 2006 on HIV prevalence, AIDS knowledge, and condom use among female sex 23 workers in Santiago, 93.4% of the women responded that they always used condoms with their clients [35] The results from the 6th National Youth Survey also show that there are still important misconceptions and prejudices about HIV/AIDS among the general population. For example, when participants were asked about the means of transmission of HIV/AIDS, 98.5% of respondents selected unsafe sex as a means of exposure. However, about 51.5% of participants believed that sharing personal hygiene objects with infected people is a risk factor for HIV, and 22.7% considered that sharing the toilet with a homosexual person or someone living with the disease can also transmit the virus [34]. Furthermore, two different studies conducted to explore the beliefs and attitudes of health workers towards HIV positive individuals concluded that inaccurate fears regarding HIV transmission and societal prejudices against homosexuals are important barriers that cause stigmatization and discriminatory attitudes/behaviors inside the healthcare system. These attitudes and behaviors include heightened precautions to treat HIV infected people and difficulties in maintaining the confidentiality of the serostatus of the patient [38, 39] 24 2.2.3 Epidemiological Profile of HIV/AIDS a) HIV/AIDS Prevalence Since the first case of AIDS was registered in the country, the epidemic has been under surveillance by the Ministry of Health of Chile. According to the surveillance system data, a total of 24,014 HIV/AIDS cases have been diagnosed in the country between 1984 and 2010 (69% males and 31% females), and 6,929 people have died from AIDS between 1990 and 2010 [2]. However, CONASIDA together with UNAIDS estimates that there would be an additional 20,000 more persons infected with HIV/AIDS who do not know it [30]. In 2009-2010, the National Health Survey included a HIV test for all the participants as one component of its assessment. Results from this survey established a disease prevalence of 0.21% (95% CI: 0.06% – 0.72%) among the population aged 18-64 [35]. Based on the results from the 2012 National Census, this would be equivalent to 34,802 individuals. However, the most concerning situation is related with the magnitude of the epidemic among the MSM population. In fact, the study mentioned above conducted on the MSM population of the Metropolitan Region established a HIV/AIDS prevalence of 21.1% for this group (95% CI: 12.8% - 30.0%) [34]. The Health National Survey 2009-2010 also questions respondents about the use of HOV test in the past. The results showed that 27.3% of the adult sample was tested for HIV/AIDS at least one time in their lives; a value that goes up to 44% when the analysis considered only those 25 respondents between 15 and 49 years old who were sexually initiated. Also, there were important differences by sex in these estimates, where women reported being tested more than men (55.1% versus 27.3%). This situation has been associated with the inclusion of the HIV test as part of the pre-natal care national protocol. The 5th and 6th National Youth Surveys (conducted in 2005 and 2009, respectively) showed that the percentage of people aged 15 to 29 years old who have been screened for HIV at least one time in their lives increase from 28.4 to 30.1% in the period. With respect to the testing prevalence among the higher risk populations, the previously mentioned study conducted on the MSM community from the Metropolitan Region estimated that 25% of the group had been tested on over the last 12 months [34]. Regarding the females sex workers, a study conducted in 2005 about the perception on the female condom showed that 85% of the participants were tested for HIV at least one time in their lives [37]. b) HIV/AIDS Incidence Since the first case of HIV/AIDS was reported in 1984, the incidence of the disease has increased steadily, especially between 2005 and 2010. In fact, according to the Ministry of Health’s records, more than one third of the total number of cases registered between 1984 and 2010 (N= 24,014) correspond to the period 2005-2010 (N= 9,288). Additionally, the annual incidence rates have been growing considerably after 2006 with a peak of 12.54 per 100,000 inhabitants in 2009 (see Figure 9) [2]. 26 Figure 9. Temporal Trends in HIV/AIDS Incidence, 1984-2010 Data Source: Rates were calculated based on the number of HIV and AIDS cases registered per year by the Ministry of Health [2] and the mid-year population estimations made by the National Institute of Statistics [39]. HIV/AIDS Incidence by Sex In relation to the distribution of the disease by sex, between 1990 and 2010, 83.6% of the total number of newly diagnosed cases were males (N=19,586) and 16.4% females (N=3,832). Nevertheless, the number of females infected with HIV/AIDS has been slowly increasing since 2005, the year in which HIV/AIDS testing started to be offered on an optional basis to pregnant women as part of the national protocol for prenatal care (see Figure 10) [1, 2]. 27 Figure 10. Temporal Trends in HIV/AIDS Incidence by Sex, 1990-2010 Data Source: Ministry of Health, 2011 [2] HIV/AIDS Incidence by Age Historically, the HIV/AIDS in Chile has been primarily concentrated among people aged 20 to 49 years old. Particularly, the 30-39 age cohort has had a higher cumulative incidence rates over the last 15 years, showing a stabilization trend over the last 10 years. In contrast, increasing incidence rates have been reported for the 20-29 and 40-49 age cohorts during the same period. Also, even though the number of cases seems to be relatively low among people aged 10-19 years old when they are compared to the number of cases registered among other age groups, the 28 cohort has shown the highest percentage increase in the HIV/AIDS incidence over the last 15 years [2]. Regarding the age distribution of HIV/AIDS by sex, as it was mentioned above, since the infection is considerably more frequent among men; the same trends described previously for the general population apply for them (see Figure 11) [2]. Figure 11. Temporal Trends in HIV/AID Incidence by Age Group among Men, 1986-2010 Data Source: Ministry of Health, 2011 [2] Women have historically presented the higher HIV/AIDS incidence rates among the 2029 age cohort. However, in the last 10 years, there seems to be a stabilization of the rates for this age group at the same time that the incidence of the virus has been progressively increasing among people aged 30-39 years old. The 10-19 and 60-69 cohorts have also shown increasing rates during this period (See Figure 12) [2]. 29 Figure 12. Temporal Trends in HIV/AID Incidence by Age Group among Women, 1986-2010 Data Source: Ministry of Health, 2011 [2] HIV/AIDS Incidence by Disease Status at Diagnosis From the total number of cases registered between 1984 and 2010, and excluding those notifications without information either about sex (N=10) or disease status (N=129), 54.8% (N= 13,086) of the cases have been identified in the HIV stage of the disease while 45.2% (N=10,789) of them have been diagnosed during the AIDS phase based on to the CD4 cells count at the time of diagnosis [2]. 30 Following a historical trend seen worldwide, diagnosis during the AIDS phase was predominant from 1984 to 1998. After 1998, surveillance largely identifies individuals who were diagnosed with HIV (Table 4 and Figure 13). The increasing number of cases detected in the early stages of the infection has been associated with improvements in access and effectiveness of HIV testing [2]. Figure 13. Temporal Trends in HIV and AIDS Incidence by Sex, 1990-2010 Data Source: Ministry of Health, 2011 [2] HIV/AIDS by Mode of Transmission In Chile, sexual contact is by far the most common mode of transmission of HIV, representing around 96% of the total infections registered between 2006 and 2010. Specifically, 45.3% were 31 men who have sex with men (MSM), and 10.1% and 41% reported a bisexual and heterosexual exposure, respectively. On the other hand, 1.9% of the newly diagnosed cases were due to blood transfusion, 0.9% to drug use, and 0.8% to vertical transmission [2]. Regarding men, the prevalence of homosexual exposure has remained close to 55% since the beginning of the epidemic. At the same time, the most significant changes have been related with a steadily decreasing proportion of bisexual transmission from 26.1% in the first quinquennium (1986-1990) to 12.4% in the last one (2006-2010), with an equivalent increase in the percentage of heterosexual exposure from 11% to 28.9% during the same time period. The major mode of transmission among women has consistently been heterosexual contact throughout this assessment from 1986 to 2010. Finally, the frequency of other type of exposures to HIV has remained small in both males and females since 1986 (see Table 4 and Table 5) [2]. Table 4. HIV/AIDS by Mode of Transmission among Men, 1986-2000 1986-1990 1991-1995 1996-2000 2001-2005 2006-2010 N % N % N % N % N % Homosexual 404 56.35 1,458 55.33 2,343 55.50 2,970 55.52 3,178 55.72 Bisexual 187 26.10 501 19,01 668 15.82 797 14.90 709 12.43 Heterosexual 79 11.02 499 18.94 1,054 24.96 1,495 27.95 1,653 28.98 Drug users 24 3.35 151 5,73 116 2,75 32 0.60 55 0.96 Blood Transfusion 18 2.51 11 0.42 10 0.24 8 0.15 92 1.61 Vertical 5 0.7 15 0.57 31 0.73 47 0.88 17 0.3 717 100 2,635 100 4,222 100 5,349 100 5,704 100 Total Data Source: Ministry of Health [2] 32 Table 5. HIV/AIDS by Mode of Transmission among Women, 1986-2000 1986-1990 1991-1995 1996-2000 2001-2005 2006-2010 N % N % N % N % N % Heterosexual 65 82.28 315 82.89 786 90.45 1,020 92.90 1,224 93.65 Drug users 3 3.80 27 7.11 25 2.88 12 1.09 8 0.61 Blood Transfusion 7 8.86 10 2.63 6 0.69 4 0.36 39 2.98 Vertical 4 5.06 28 7.37 52 5.98 62 5.65 36 2.75 Total 79 100 380 100 869 100 1098 100 1307 100 Data Source: Ministry of Health [2] HIV/AIDS Incidence by Region In terms of crude numbers; 50.4% of the total number of newly diagnosed cases registered over the last 10 years are from the Metropolitan Region (N= 7,413), followed by the V (N= 1,725) and VIII (N=1,426) regions with 11.73% and 7.84%, respectively (see Figure 14). However, regarding the incidence rates of the disease, the northern regions of the country have higher incidence rates and shown a higher increase in the disease rates over the last decade [41]. For the period 2006-2010, the XV Region of Arica y Parinacota, showed the highest HIV and AIDS incidence rates in the entire country. Specifically, it presented an HIV incidence rate of 83.8 and an AIDS incidence rate of 55.5 per 100,000 inhabitants, which are considerably higher than the corresponding national rates of 27.5 and 19.6 for the same period. Additionally, the I and II regions also exhibited higher rates compared to the country total, showing HIV 33 incidence rates of 45.6 and 36.9, and AIDS incidence rates of 28.0 and 18.7, respectively (see Figure 14) [2]. 34 Figure 14. HIV and AIDS Cumulative Incidence Rates by Region, 2006-2010 Data Source: Ministry of Health [2] 35 c) HIV/AIDS Mortality Rates Between 1990 and 2009, 6,929 persons died from AIDS in Chile. From the total number of AIDS deaths, 87.3% were men (N= 6,052). The highest AIDS mortality rate was observed in 2001 with 3.6 persons per 100,000 population dying from the disease. However, since 2004 there has been a stabilization tendency with a constant mortality rate close to 2.5 per 100,000. Now, in relation to the trends by sex, men have shown a reduction in the AIDS mortality rate from 6.2 to 4.4 per 100,000 between 2001 and 2009. At the same time, women have shown an unchanged mortality rate of around 0.8 per 100,000 over the same period (see Table 6) [2]. Table 6. AIDS Mortality Rates by Sex, 1990-2009 Year Men 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 N 66 75 101 163 227 278 317 360 343 424 402 Rate* 1.0 1.1 1.5 2.4 3.2 3.9 4.4 5.0 4.6 5.6 5.3 N 6 2 13 11 26 24 45 50 40 50 56 Rate* 0.1 0.0 0.2 0.2 0.4 0.3 0.6 0.7 0.5 0.7 0.7 N 72 77 114 174 253 302 362 410 383 474 458 Rate* 0.5 0.6 0.8 1.3 1.8 2.1 2.5 2.8 2.6 3.1 3.0 2001 2002 2003 2004 2005 2006 2007 2008 2009** 2010 2011 N 479 380 357 356 333 357 341 328 365 - - Rate* 6.2 4.9 4.5 4.5 4.1 4.4 4.2 4.0 4.4 - - N 73 60 66 43 62 65 51 64 70 - - Rate* 0.9 0.8 0.8 0.5 0.8 0.8 0.6 0.8 0.8 - - N 552 440 423 399 395 422 392 392 435 - - Rate* 3.6 2.8 2.7 2.5 2.4 2.6 2.4 2.3 2.6 - - Women Total Year Men Women Total Data Source: Ministry of Health [2] * Mortality Rate per 100,000 population. ** Number of cases registered until October 31st, 2009. 36 Regarding mortality rates by region, the highest AIDS mortality rates registered in the north of Chile, particularly in the XV Region Arica y Parinacota. In fact, in 2009, the XV Region was the only region that showed an AIDS mortality rate above 10 while all the other regions presented rates below 4 per 100,000 population. On the other hand, for the year 2009, the lowest AIDS mortality numbers were observed for the IX and XII regions, with AIDS rates of 0.6 per 100,000 [2]. 37 3.0 RESEARCH QUESTION AND SPECIFIC AIMS 3.1 RESEARCH QUESTION What are the specific characteristics of the HIV/AIDS epidemic in the north of Chile, particularly in the XV Region and the I Region, and what are the possible factors associated with the recent higher incidence rates registered in the area? 3.2 SPECIFIC AIMS: 1) Describe the morbidity and mortality patterns of the HIV/AIDS epidemic in the XV Region and the I Region of Chile. 2) Compare the HIV/AIDS morbidity and mortality patterns observed in the XV and I regions of Chile with the information described about the epidemic at the country level. 3) Evaluate the relationship between the HIV/AIDS rates and several social and economic factors at the regional level (birth rate, general mortality rate, age structure of the population, percentage of immigrants, gender inequality, poverty rate, unemployment rate, average income per capita, income inequality, contribution of the region to the 38 national GDP, drug trafficking, prostitution, alcohol consumption, smoking, condom use and prevalence of misconceptions about HIV/AIDS. 39 4.0 MATERIALS AND METHODS 4.1 MATERIALS The morbidity and mortality patterns of the HIV/AIDS epidemic in the north of Chile were described using the following sources of information: a) Prevalence: ï‚· Data collected through the HIV/AIDS online surveillance system between 2002 and 2012 provided by the Department of Epidemiology, Health Promotion Subdivision, of Ministry of Health of Chile to the author by personal communication. The characteristics of this database are described in detail in the document “Appendix A”. ï‚· Ministry of Health of Chile, Department of Epidemiology (2010). Epidemiological Report on HIV/AIDS: Region of Arica and Parinacota, 1990-2009 [41]. ï‚· Ministry of Health of Chile, Department of Epidemiology (2007). Evolution of the HIV/AIDS Epidemic: Region of Tarapacá, 1987-2006 [42]. ï‚· National Institute of Statistics (2013). 2012 National Census Report [6]. 40 b) Incidence: ï‚· Data collected through the HIV/AIDS online surveillance system between 2002 and 2012, provided by the Department of Epidemiology, Health Promotion Subdivision, of the Ministry of Health of Chile to the author by personal communication. The characteristics of this database are described in detail in the document “Appendix A”. ï‚· National Institute of Statistics (2013). 2012 National Census Report [6]. ï‚· National Institute of Statistics (2005). CHILE: Population Projections and Estimations. Country and Regions, 1990–2020 [40]. ï‚· National Institute of Statistics of Arica y Parinacota (2006). Population Estimations by June 30th, by Sex and Age Group, 2005-2010 [43]. ï‚· National Institute of Statistics of Tarapacá (2003). Population Estimations by June 30th, by Sex and Age Group, 2005-2010 [44]. c) Mortality: ï‚· Ministry of Health of Chile, Department of Statistics and Information on Health (2011). Mortality by Cause of Death, by Region. 2000-2010 [45] ï‚· National Institute of Statistics (2013). 2012 National Census Report [6]. ï‚· National Institute of Statistics (2005). CHILE: Population Projections and Estimations. Country and Regions, 1990–2020 [40]. ï‚· National Institute of Statistics of Arica y Parinacota (2008). Population Estimations by June 30th, by Sex and Age Group, 2005-2010 [43 41 ï‚· National Institute of Statistics of Tarapacá (2003). Population Estimations by June 30th, by Sex and Age Group, 2005-2010 [44] The characteristics of the epidemic at the regional level were compared with the information described for the disease at the country scale. In this context, the data for the country was obtained from the following documents: ï‚· Ministry of Health of Chile, Department of Epidemiology (2011). Evolution of the HIV/AIDS epidemic in Chile, 1984-2010 [2]. ï‚· Ministry of Health, Department of Epidemiology (2013). HIV/AIDS Cases: Chile, 2010-2012 [46]. ï‚· National Institute of Statistics (2005). CHILE: Population Projections and Estimations. Country and Regions, 1990–2020 [40]. On the other hand, to analyze the association between the HIV/AIDS incidence rates and different demographic, economic and social indicators at the regional level, data was obtained from the following sources a) HIV/AIDS rates: Ministry of Health of Chile, Department of Epidemiology (2011). Evolution of the HIV/AIDS epidemic in Chile, 1984-2010 [2]. b) Demographic Factors ï‚· Birth Rate: Ministry of Health of Chile, Department of Statistics and Information on Health (2009). Basic Indicators of Health: Chile, 2009 [47]. ï‚· General Mortality Rate: Ministry of Health of Chile, Department of Statistics and Information on Health (2009). Basic Indicators of Health: Chile, 2009 [47]. 42 ï‚· Age Structure of the Population: Ministry of Health of Chile, Department of Statistics and Information on Health (2009). Basic Indicators of Health: Chile, 2009 [47]. ï‚· Percentage of Immigrants: Ministry of Internal Affairs and Public Security, Migration Department (2010). Annual Report of the Migration Department, 2010 [48] c) Economic Factors ï‚· Poverty Rate: Ministry of Social Development of Chile (2011) Interactive Platform, 2009 National Survey of Socioeconomic Characterization [49]. ï‚· Unemployment Rate: Ministry of Social Development of Chile (2011). Interactive Platform, 2009 National Survey of Socioeconomic Characterization [49]. ï‚· Average Income per Capita: Ministry of Social Development of Chile (2011). Interactive Platform, 2009 National Survey of Socioeconomic Characterization [49]. ï‚· Gini Coefficient: Ministry of Health of Chile, Department of Epidemiology (2010). Regional Diagnosis based on the Social Determinants of Health Approach [50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61, 62, 63, 64] ï‚· Contribution of the Region to the National GDP: Central Bank of Chile (2011). National Accounts of Chile: Regional GDP 2011 [22]. d) Social Factors ï‚· Gender inequality: Ministry of Planning of Chile (presently, Ministry of Social Development) (2010). Index of Gender Inequality [65] 43 ï‚· Prevalence of Smoking: Ministry of Health of Chile (2010) National Health Survey 2009-2010 [36]. ï‚· Prevalence of Alcohol Consumption: Ministry of Health of Chile (2007). 2nd Survey about Quality of Life and Health, Chile 2006. Regional Results by Rural/Urban population [66] ï‚· Prostitution: Ministry of Health of Chile (2007). 2nd Survey about Quality of Life and Health, Chile 2006. Regional Results by Rural/Urban population [66] ï‚· Rate of Drug Trafficking: National Institute of Statistics (2010). Annual Report of the National Police, 2010 [67] ï‚· Prevalence of Condom Use: Ministry of Health of Chile (2007). 2nd Survey about Quality of Life and Health, Chile 2006. Regional Results by Rural/Urban population [66]. Database of the 6th National Youth Survey that was conducted by the National Institute of Youth in 2009 INJUV. The database was facilitated by the National Institute of Youth to the author by personal communication. ï‚· Prevalence of Misconceptions about HIV/AIDS: Database of the 6th National Youth Survey that was conducted by the National Institute of Youth in 2009 INJUV. The database was facilitated by the National Institute of Youth to the author by personal communication. 44 4.2 METHODS Morbidity and mortality patterns of the HIV/AIDS epidemic in the north of Chile were described for each region and compared between regions and also with the data registered at the country level. a) Prevalence Prevalence was estimated by calculating the number of new HIV/AIDS cases diagnosed since the beginning of the epidemic until 2010 and subtracting the number of AIDS deaths until 20103 [2, 41, 42]. Prevalence rates were calculated using data on the total population estimated by the 2012 National Census [6]. The calculations were made for the country as a whole and for the north, with no distinction regarding region or sex, since there was not information available about the number of deaths registered in each region before the year 2005 (Before 2006, the XV Region was part of the I Region). Besides the point estimation of prevalence, the correspondent 95% confidence interval was estimated using the binomial probability. The HIV/AIDS prevalence observed in the north and at the country level were compared using a two-tailed test of two proportions at an alpha level of 0.05. b) Incidence In relation to the HIV/AIDS incidence, it was analyzed as following: ï‚· 3 General Incidence Information on AIDS mortality is available only until 2010. 45 ï‚· Incidence by Sex ï‚· Incidence by Age ï‚· Incidence by Mode of Transmission ï‚· Incidence by Disease Status General Incidence The general incidence of the disease was evaluated by calculating the annual incidence rate per 100,000 population for the XV and I regions for each year between 2002 and 2012. The estimations were based on the number of cases registered in the online surveillance system and the mid-year population estimations provided by the National Institute of Statistics [2, 40, 41, 42, 43, 44]. Besides the point estimation, a 95% confidence interval was calculated based on the Poisson distribution. The differences between the two regions were compared with a two-tailed test of two proportions at an alpha level of 0.05. The results observed in both northern regions (Region XV and Region I) were compared with the data at the country level using data from the HIV/AIDS National Report 1984-2010 [2] and a document published by the Department of Epidemiology of the Ministry of Health that contains the number of HIV/AIDS registered in 2011 and 2012 by region [46]. The denominators for the annual incidence rates at the country level were obtained from the mid-year population estimations reported by the National Institute of Statistics [40, 43, 44]. First, the differences between the two northern regions and the country were evaluated with a two-tailed test of two proportions at a significance level of 0.05. Secondly, a relative risk analysis was performed to 46 compare the risk for HIV/AIDS observed in the XV Region, the I Region and in the country by using their 2006-2010 cumulative incidence rates. Incidence by Sex The HIV/AIDS incidence by sex was analyzed by estimating the annual incidence rates per 100,000 population observed in each region for men and women. Incidence rate information was obtained from the online Chilean surveillance system and the mid-year population estimations made by the regional subdivisions of the National Institute of Statistics [43, 44]. The incidence rates were compared between males and females from the same region in order to evaluate possible difference in the incidence of the disease by sex using a two-tailed test of two proportions at a confidence level of 0.05. In addition, the data on HIV/AIDS incidence observed in the XV and I regions was compared with the data on HIV/AIDS incidence observed at the country level [2]. The analysis was performed using the annual incidence rates registered for men and women in each group between 2002 and 2010. No information was available by sex for the years 2011 and 2012 at the national scale. The rates observed for males in both regions were compared with the rates observed for males at the country level. Later, the same analysis was performed for women. A two-tailed test of two proportions was applied at a significant level of 0.05. Finally, it was estimated the relative risk of HIV/AIDS by sex in each region and at the country level. Additionally, the risk for HIV/AIDS was compared between men from the XV 47 Region and the I Region and for males at the national scale. Same-sex risk comparisons were also performed for women. Incidence by Age The HIV/AIDS incidence by age was also studied for men and women form both northern regions. Four groups were used in this assessment: males-XV Region, females-XV Region, males-I Region, and females-I Region. The mean age and standard deviation was calculated for each group. The mean ages were compared between males and females from the same region and by conducting same-sex comparisons between regions using a two sample t test, two-tailed, at an alpha level of 0.05. Later, the cases observed in each of the four groups between 2002 and 2012 were organized in the following age categories: 0-9 yrs; 10-19 yrs; 20-29 yrs; 3039 yrs; 40-49 yrs; 50-59 yrs; 60-69 yrs; >70 yrs. The age distribution of the HIV/AIDS new cases was compared between groups using a fisher exact test at a significance level of 0.05. The next step was to estimate the 2006-2010 cumulative incidence rates of HIV/AIDS with their respective 95% confidence interval observed in each one of these age categories for men and women from the XV Region, the I Region, and at the country scale. The distribution of cases by age was compared between men and between women from these three different geographic levels using a fisher exact test at an alpha level of 0.05. Finally, the risk of getting infected with the virus was analyzed by comparing the 20062010 cumulative incidence rates of HIV/AIDS observed in each age category between the XV Region and the country, and between the I Region and the country. 48 Incidence by Mode of Transmission The HIV/AIDS incidence rate by mode of transmission was analyzed based on the way in which the information from the HIV/AIDS surveillance system. In this context, since sexual exposure, blood transfusion, drug use, and presence of HIV positive mother represent different questions in the database, they were analyzed separately. Therefore, the first step was to estimate for each question the frequency and percentage of cases identified between 2002 and 2012 who reported the different possible modes of transmission: 1) sexual exposure: homosexual, bisexual, heterosexual; 2) blood transfusion: yes/no; 3) drug use: yes/no; and 4) presence of HIV positive mother: yes/no. Later, the results were compared between regions using a fisher exact test at a significance level of 0.05. The same analysis was be conducted by sex, and the distribution of the different types of mode of transmission was compared between men and women from the same region and between males and females from the different regions. As a second step, the scenario observed in the northern regions of the country was compared with the data registered at the country level by analyzing the cases registered for men and women in the XV Region, the I Region and at the country level between 2006 and 2010. The proportion of cases observed in each exposure category was compared between males and between females from the three geographic levels of analysis by using a two-tailed test of two proportions at an alpha level of 0.05. Incidence by Disease Status The HIV and AIDS annual incidence rates were calculated for each region for the period 2002-2012 with their corresponding 95% confidence intervals. Confidence intervals were 49 estimated using the Poisson distribution. The annual HIV rates were compared with the AIDS rates using a two-tailed test of two proportions at a significance level of 0.05. Also, the HIV and the AIDS rates were compared by regions applying the same methodology. The results observed in the north were compared with the situation observed at the country level for each year between 2002 and 2010 since there was no information available about the all the new cases registered in the country between 2011 and 2012 by disease status. The analysis was performed using a two-tailed test of two proportions (α = 0.05). The rates observed in the XV and I regions were also compared again with the scenario observed at the country level, this time including distinctions by sex. To perform this analysis, the 2006-2010 cumulative incidence rates of HIV and AIDS for men and women were estimated in both northern regions and at the country level. The rates were analyzed using a two-tailed test of two proportions at an alpha level of 0.05. Finally, the age distribution of the HIV and AIDS cases was evaluated by calculating the 2006-2010 cumulative incidence rates of HIV and AIDS in the different age categories mentioned previously for the XV Region, the I Region and at the national scale. Groups were compared with a fisher exact test at a significance level of 0.05. 50 c) Mortality Mortality patterns were analyzed by region and sex according to the information provided for the period 2000-2010 by the Ministry of Health which was recorded based on the ICD-10CM system [45]. No analysis by age was performed since that information was not publically available. In this context, the annual mortality rates were estimated for each region in general, and also for men and women from both regions by using the number of AIDS deaths reported by the Ministry of Health [45] and the mid-year population estimations made by the regional subdivisions of the National Institute of Statistics [43, 44]. The corresponding confidence intervals were calculated using the Poisson distribution and the results were compared between regions, and between males and females from the same region by using a two-tailed test of two proportions at a confidence level of 0.05. Next, the results observed for men and women in the northern regions were compared with the mortality rates registered by sex at the country level using the same methodology. Finally, the risk for dying from AIDS was analyzed by sex using the 2006-2010 cumulative incidence rates observed for men and women from the XV Region, the I Region, and at the country level. The analysis considered inter and intra-sex comparisons. 51 d) Social and Economic Factors in HIV/AIDS The association between the HIV/AIDS epidemic and several demographic, economic and social factors was evaluated by performing a small ecological study using data registered at the regional level. The correlation between region specific HIV/AIDS rates and the noted factors was examined in this ecological assessment. The different variables in this analysis were operationalized as following: ï‚· HIV rates: the 2006-2010 cumulative incidence rates of HIV per 100,000 population with respect to the 2008 mid-year population. ï‚· AIDS rates: the 2006-2010 cumulative incidence rates of AIDS per 100,000 population with respect to the 2008 mid-year population. ï‚· HIV/AIDS rates: the 2006-2010 cumulative incidence rates of HIV + AIDS per 100,000 population with respect to the 2008 mid-year population. ï‚· Birth rate: the annual number of births per 1,000 population registered in each region in 2009. ï‚· General mortality rate: the annual number of deaths from all causes per 100,000 population registered in the region in 2009. ï‚· Age structure of the population: the percent of people aged 0-14 years old and the percent of people older than 64 years old living in the region by 2009. ï‚· Percent of immigrants: the proportion of immigrants in the total population of the region based on the information registered in 2010 by the Migration Department of the Ministry of Internal Affairs and Public Security. ï‚· Poverty rate: the percent of people in the region living under the poverty line according to the 2009 National Survey of Socioeconomic Characterization. 52 ï‚· Unemployment rate: the percent of people in the region aged 15-64 yrs who reported the following three conditions in the 2009 National Survey of Socioeconomic Characterization: 1) did not work over the last week; 2) are not employed and do not own a personal business; and 3) attempted to find a paid job over the last two months. ï‚· Average income per capita: the average of the proportion of total income per household divided by the number of individuals per household, based on the data from the 2009 National Survey of Socioeconomic Characterization. ï‚· Contribution of the region to the national GDP: the percentage of the total GDP generated by each region according to the Central Bank of Chile. ï‚· Income inequality: the Gini coefficient, index used globally to measure income inequality within a population estimated for each region based on the results of the 2006 National Survey of Socioeconomic Characterization. ï‚· Gender inequality: the gender inequality index developed by the Ministry of Planning. It includes information about 5 social dimensions that was obtained from the 2006 National Survey of Socioeconomic Characterization: Family, Education, Health, Work, and Poverty and Income. It ranges from “0” to “1” where a value of “0” represents a situation of total inequality that is unfavorable to women, and a value of “1” means that men and women are theoretically equal. ï‚· Prevalence of smoking: the percent of people in the region who reported smoking in the 2009 National Survey of Socioeconomic Characterization. ï‚· Prevalence of alcohol consumption: the percent of men and percent of women in the region who reported experiencing more than two problematic episodes because of alcohol 53 consumption over the last month in the 2nd Survey about Quality of Life and Health (2006). ï‚· Prostitution: the percent of people in the region who reported problems of prostitution in their neighborhoods in the 2nd Survey about Quality of Life and Health (2006). ï‚· Rate of drug trafficking: the number of people arrested for minor drug trafficking and number of people arrested for major drug trafficking in each region per 10,000 inhabitants (definition of the offense based on Jurisprudence). The number of arrests was obtained from the annual report of the national police and the denominator was the midyear population estimations made by the regional subdivisions of the National Institute of Statistics for 2010 ï‚· Prevalence of condom use: the percent of youth (14 - 30 years old) who reported using condom during their last sexual intercourse in the 6th National Youth Survey (2010) and percentage of people from each region who reported always using condoms in their sexual intercourses over the last 12 months in the 2nd Survey about Quality of Life and Health (2006). ï‚· Prevalence of misconceptions about HIV/AIDS: the percent of youth in each region who responded “yes” to the question: “do you believe that HIV can be transmitted by sharing the bathroom with a homosexual person or someone infected with the virus?” in the 6th National Youth Survey (2010). The analysis for these ecological assessments was performed conducting a bivariate correlation analysis between the HIV rates, the AIDS rates and the HIV/AIDS with the different factors previously described. The correlation was evaluated by estimating the corresponding 54 spearman correlation coefficient. The significance of the estimation was evaluated at an alpha level of 0.05 (two-tailed). All calculations were performed in Microsoft Excel 2010 and/or Stata/IC 12.0 for Windows. 55 5.0 5.1 RESULTS MORBIDITY AND MORTALITY PATTERNS OF THE HIV/AIDS EPIDEMIC IN THE NORTH OF CHILE 5.1.1 HIV/AIDS Prevalence in the XV Region and the I Region In the extreme north, the first cases of HIV/AIDS were registered in 1987, three years after the first case was identified in the country. Between 1987 and 2010, there were 1,152 newly diagnosed cases. On the other side, until 2010, a total of 309 people died from HIV/AIDS related causes in the area. Therefore, considering the information from the 2012 National Census which defines a population of 213,565 and 298,257 for the XV and I regions respectively (total =511,822), the prevalence of the disease in the north of the country is estimated to be close to 0.16% (95% CI: 0.15 – 0.18%) At the same time, between 1984 and 2010, 24,014 cases were diagnosed in the country, and until 2010, 364 people had died from AIDS-related causes in Chile. Therefore, based on the results from the 2012 National Census that describes a total population of 16,572,475 inhabitants, the prevalence of HIV/AIDS at the country level would be close to 0.14% (95% CI: 0.14 – 0.15%) 56 The difference in the HIV/AIDS prevalence between the northern regions and the country as a whole (0.16 vs. 0.14) was statistically significant (p < 0,001). 5.1.2 HIV/AIDS Incidence in the XV Region and I Region Regarding the incidence of the disease, according to the HIV/AIDS surveillance system, 1,046 new cases of HIV/AIDS were identified in the XV and I regions between 2002 and 2012. Therefore, based on the information described in the previous section, it is possible to estimate that 74.5%% of the total number of cases registered in the extreme north have been diagnosed over the last 10 years of the epidemic. In terms of the burden of the disease for each region, 555 out of the 1,046 cases were identified in the XV Region (53.1%) and 491 (46.9%) in the I Region. The largest number of cases for the XV Region was registered in 2012, with a total of 77 cases, while the largest number of new cases for the I Region was identified in 2011, with a total of 64. The differences observed in the incidence of the disease between regions for the period 2002-2012 were statistically significant every year since 2007, with a higher HIV/AIDS incidence in the XV Region (see Table 7). 57 Table 7. HIV/AIDS Incidence in the XV Region and the I Region, 2002 - 2012 XV Region Year I Region Rate** and Total N 95% CI Population* 53 27.55 34 258,530 2002 (20.64 – 36.03) 36 191,874 18.76 25 265,358 2003 (13.14 – 25.97) 43 191,368 22.47 32 272,191 2004 (16.26 – 30.27) 28 190,859 14.67 53 279,011 2005 (9.75 – 21.20) 47 189,692 24.78 51 286,105 2006 (18.21 – 32.95) 39 188,524 20.69 20 293,205 2007 (14.71 – 28.28) 68 187,348 36.30 59 300,301 2008 (28.19 – 46.01) 59 186,147 31.70 50 307,426 2009 (24.13 – 40.88) 49 184,957 26.49 48 314,534 2010 (19.60 – 35.02) 56 183,190 30.57 64 321,726 2011 (23.09 – 39.70) 77 181,402 42.45 55 328,921 2012 (33.50 - 53.05) * Mid-year population estimated by the National Institute of Statistics ** Incidence Rate per 100,000 population N Total Population* 192,392 Rate** and 95% CI 13.15 (9.11 – 18.38) 9.42 (6.10 – 13.91) 11.76 (8.04 – 16.60) 19.00 (14.23 – 24.85) 17.83 (13.27 – 23.44) 6.82 (4.17 – 10.53) 19.65 (14.96 – 25.34) 16.26 (12.07 – 21.44) 15.26 (11.25 – 20.23) 19.89 (15.32 – 25.40) 16.72 (12.60 – 21.76) p value 0,006 0,007 0,000 0,266 0,480 0,000 0,001 0,000 0,006 0,018 0,000 When the HIV/AIDS annual incidence rates registered in the northern regions were compared to the incidence of the disease at the country level, the XV Region showed statistically significant higher rates compared to the numbers presented at the national level across all the period 2002-2012 (see Table 8). In contrast, the I Region presented more variable results since in some years of the interval the HIV/AIDS rates were significantly higher than the national average while in other years the I Region and the country exhibited similar results (see Table 8). 58 Table 8. HIV/AIDS Incidence in the XV Region and the I Region versus HIV/AIDS Incidence at the Country Level, 2002 – 2012 Year XV Region Country 2002 N 53 Rate* 27.55 N 1408 Rate* 9.14 2003 36 18.76 1478 2004 43 22.47 2005 28 2006 p value I Region Country p value 0,000 N 34 Rate* 13.15 N 1408 Rate* 9.14 9.49 0,000 25 9.42 1478 9.49 0,970 1397 8.87 0,000 32 11.76 1397 8.87 0,114 14.67 1360 8.54 0,004 53 19.00 1360 8.54 0,000 47 24.78 1183 7.35 0,000 51 17.83 1183 7.35 0,000 2007 39 20.69 1314 8.08 0,000 20 6.82 1314 8.08 0,452 2008 68 36.30 1574 9.58 0,000 59 19.65 1574 9.58 0,000 2009 59 31.70 2123 13.61 0,000 50 16.26 2123 13.61 0,213 2010 49 26.49 1734 10.34 0,000 48 15.26 1734 10.34 0,007 2011 56 30.57 2,713 16.03 0,000 64 19.89 2,713 16.03 0,086 2012 77 42.45 1,710 10.00 0,000 55 16.72 1,710 10.00 0,000 0,035 *Incidence rate per 100,000 population The predominance of the disease in the north becomes evident when the annual incidence rates for both regions and those registered at the country level between 2002 and 2012 are plotted into a graph. Specifically, Figure 15 shows that across the entire time interval under consideration the HIV/AIDS rates registered in the north of Chile has been higher than the national rates with exception of the year 2007 when the I Region presented the lower incidence of the disease among the three groups. 59 Figure 15. Temporal Trends in HIV/AIDS Incidence in the XV Region, the I Region and at the Country Level, 2002 - 2012 Additionally, the figure shows that before 2007 the HIV/AIDS rates in both northern regions exhibited a highly irregular trend with abrupt ups and downs. In contrast, from 2007 until 2011, the rates registered in the XV Region, the I Region and the country level started to follow a similar pattern, with the rates of the XV Region being on top and the rates registered at the country scale being on the bottom of the figure. To answer the question about how much different the HIV/AIDS rates are between the XV Region, the I Region and the numbers registered at the country level, the relative risk for HIV/AIDS was compared between the three groups. Overall, people in the XV Region have the highest risk for the disease. Specifically, the risk for the disease in the XV Region is 1.84 times 60 higher than the risk among people from the I Region, and 2.9 times higher compared to an average Chilean person. On the other hand, the I Region is at 1.57 times higher risk for HIV than an average individual in the country. All of the differences identified were statistically significant (see Table 9). Table 9. Relative Risk of HIV/AIDS in the XV Region and the I Region compared to the Country Level, 2006 - 2010 HIV/AIDS Cumulative XV Region Incidence 2006-2010 * 139.85 XV Region 1 139.85 I Region 75.92 Country 48.25 *Incidence rate per 100,000 population I Region 75.92 1.84 (1.54 - 2.20) p < 0,001 1 - Country 48.25 2.90 (2.56 - 3.27) p < 0,001 1.57 (1.38 - 1.80) p < 0,001 1 HIV/AIDS Incidence by sex From the total number of new cases of HIV/AIDS registered between 2002 and 2012 in the north of Chile, 789 were males (75.4%) and 257 females (24.6%). Specifically, 411 out of the 789 men were diagnosed in the XV Region and 378 in the I Region. At the same time, among women, 144 new cases were identified in the XV Region and 110 in the I Region. According to the information presented in Table 10, the HIV/AIDS incidence rates were statistically higher among men compared to women in both regions every year between 2002 and 2012. In general, the higher rates are exhibited by males from the XV Region, except for the year 2005 when they exhibited an important reduction in their incidence rate of the disease that it 61 seems to be compensated with an increase in the rate registered among men from the I Region. Additionally, it is possible to observe that the annual incidence rates for males and females of the XV Region have shown an increase in the last 4 years, while the rates for men and women from the I Region have shown a stabilization tendency over those years. Table 10. HIV/AIDS Incidence in the XV Region and the I Region by Sex, 2002 - 2012 XV Region Year Males N 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Rate I Region Females N Males Rate 47.23 8.28 8 (34.45 – 63.19) (3.58 – 16.32) 27.28 10.36 26 10 (17.82 – 39.97) (4.97 – 19.05) 32 33.75 11 11.28 (23.09 – 47.64) (5.63 – 20.18) 17 18.03 11 11.39 (10.5 – 28.86) (5.69 – 20.38) 35 37.47 12 12.46 (26.1 – 52.1) (6.44 – 21.77) 30 32.39 9 9.34 (21.85 – 46.23) (4.27 – 17.72) 49 53.48 19 19.85 (39.57 – 70.69) (11.95 – 31.0) 42 46.30 17 17.81 (33.37 – 62.58) (10.38 – 28.52) 38 42.31 11 11.56 (29.94 – 58.07) (5.77 – 20.69) 44 49.67 12 12.69 (36.09 – 66.67) (6.55 – 22.16) 53 60.67 24 25.52 (45.45 – 79.35) (16.35 – 37.97) *Incidence rate per 100,000 population 45 p value N 0,000 28 0,000 23 0,000 27 0,000 44 0,000 35 0,000 13 0,000 48 0,000 36 0,000 37 0,000 47 0,000 40 Rate 20.94 (13.91 – 30.26) 16.75 (10.62 – 25.13) 19.16 (12.63 – 27.88) 31.14 (22.63 – 41.81) 23.61 (16.44 – 32.83) 8.55 (4.55 – 14.62) 30.81 (22.72 – 40.85) 22.56 (15.8 – 31.23) 22.65 (15.95 – 31.22) 28.13 (20.67 – 37.4) 23.38 (16.71 – 31.84) Females N 6 2 2 9 16 7 11 14 11 17 15 Rate 5.13 (1.88 - 11.16) 1.56 (0.0 - 5.64) 1.52 (0.0 – 5.5) 6.69 (3.06 – 12.7) 11.61 (6.63 – 18.85) 4.96 (1.99 – 10.22) 7.61 (3.8 – 13.62) 9.47 (5.18 – 15.89) 7.28 (3.63 – 13.02) 11.00 (6.41 – 17.61) 9.50 (5.32 – 15.67) When the rates registered in the north among men and women were compared with the incidence rates for males and females at the country level, the analysis showed that for both sexes, the northern regions present higher HIV/AIDS incidence rates across the entire period 62 p value 0,000 0,000 0,000 0,000 0,000 0,235 0,000 0,000 0,000 0,000 0,000 2002-2010. Males in the XV Region exhibited statistically significant higher rates every year, except in 2005. On the other hand, the comparison between males from the I Region and the country level showed more variable results, with some years in which the northern regions showed meaningfully higher rates (2005, 2006 and 2008) and other years in which the differences were not statistically significant (see Table 11). Women presented a similar pattern in the sense that females from the XV Region present HIV/AIDS rates that are significantly and consistently higher compared to the rates described for women at the national level. In contrast, females from the I Region exhibit more variability; in some years they showed significantly higher rates than the ones observed at the country level and in other years (most of them) they present non-meaningful differences (see Table 12). Table 11. HIV/AIDS Incidence among Males in the XV Region, the I Region and at the Country Level, 2002 - 2012 XV Region, Males Country, Males N Rate* N Rate* p value 2002 45 47.23 1179 15.13 2003 26 27.28 1238 2004 32 33.75 2005 17 2006 I Region, Males Country, Males N Rate* N Rate* p value 0,000 28 20.94 1179 15.13 0,088 15.71 0,005 23 16.75 1238 15.71 0,761 1164 14.61 0,000 27 19.16 1164 14.61 0,162 18.03 1107 13.74 0,266 44 31.14 1107 13.74 0,000 35 37.47 920 11.31 0,000 35 23.61 920 11.31 0,000 2007 30 32.39 1047 12.74 0,000 13 8.55 1047 12.74 0,150 2008 49 53.48 1279 15.41 0,000 48 30.81 1279 15.41 0,000 2009 42 46.30 1794 21.41 0,000 36 22.56 1794 21.41 0,756 2010 38 42.31 1442 17.04 0,000 37 22.65 1442 17.04 0,086 Year * Incidence rate per 100,000 population 63 Table 12. HIV/AIDS Incidence among Females in the XV Region, the I Region and at the Country Level, 2002 - 2012 Year XV Region, Females Country, Females N Rate* N Rate* 2002 8 8.28 229 2.88 2003 10 10.36 240 2004 11 11.28 2005 11 2006 I Region, Females p value Country, Females p value N Rate* N Rate* 0,002 6 5.13 229 2.88 0,157 2.99 0,000 2 1.56 240 2.99 0,353 233 2.87 0,000 2 1.52 233 2.87 0,365 11.39 253 3.08 0,000 9 6.69 253 3.08 0,019 12 12.46 263 3.17 0,000 16 11.61 263 3.17 0,000 2007 9 9.34 267 3.19 0,001 7 4.96 267 3.19 0,244 2008 19 19.85 295 3.48 0,000 11 7.61 295 3.48 0,009 2009 17 17.81 329 3.85 0,000 14 9.47 329 3.85 0,001 2010 11 11.56 292 3.38 0,000 11 7.28 292 3.38 0,011 * Incidence rate per 100,000 population The sex risk ratio analysis also exemplifies the predominance of the disease among males. It was performed by comparing the 2006-2010 cumulative incidence rates registered for men and women from the XV Region, the I Region and at the country level. According to the risk ratio estimations, in Chile as a whole, men are at 13.78 times higher risk of getting infected with HIV than women. In contrast, in the XV Region males are at only 2.98 times higher risk compared to females, which is not related with lower risk among man, but with a significantly higher risk for women in this area compared to the rest of the country. A similar situation was observed for the I Region (see Table 13). 64 Table 13. Relative Risk of HIV/AIDS by Sex in the XV Region, the I Region and at the Country Level, 2006 - 2010 HIV/AIDS Males 2006-2010 Cumulative Incidence* HIV/AIDS Females 2006-2010 Cumulative Incidence* Risk Ratio Males versus Females p value XV Region I Region Country 211.72 (N = 194) 71.04 (N = 68) 2.98 ( 2.29 - 3.87) 108.48 (N = 169) 40.83 (N = 59) 2.66 (1.99 - 3.53) 78.12 ( 6,482) 5.67 (N = 480) 13.78 (12.84- 14.79) 0,000 0,000 0,000 The next analysis examined if the risk of HIV/AIDS was higher in males in the north compared to Chile overall. It was observed that males in the XV and I regions are at 2.7 and 1.95 higher risk for incident HIV/AIDS than an average Chilean man. This differences were statistically significant (see Table 14). Table 14. Relative Risk of HIV/AIDS in Males from the XV Region and the I Region compared to Males at the Country Level, 2006 – 2010 HIV/AIDS Cumulative XV Region, Males Incidence 2006-2010 * 211.72 XV Region, Males 211.72 I Region, Males 108.48 Country, Males 78.12 * Cumulative incidence rate per 100,000 population I Region, Males 108.48 1.95 (1.59 - 2.40) p < 0,001 - Country, Males 78.12 2.7 (2.36 - 3.11) p < 0,001 2.71 (2.36 - 3.10) p < 0,001 - Finally, with respect to women, between 2006 and 2010 the risk of being infected with HIV for females in the XV and I regions was 12.53 and 7.20 times higher, respectively, compared to an average Chilean woman (see Table 15). 65 Table 15. Relative Risk of HIV/AIDS in Females from the XV Region and the I Region compared to Females at the Country Level, 2006 - 2010 HIV/AIDS Cumulative XV Region, Females Incidence 2006-2010 * 71.04 XV Region, Females 71.04 I Region, Females 40.83 Country, Females 5.67 * Cumulative incidence rate per 100,000 population. I Region, Females 40.83 1.74 (1.23 - 2.45) p < 0,001 1 - Country, Females 5.67 12.53 (10.28-15.26) p < 0,000 7.20 (5.72-9.07) p < 0,000 - HIV/AIDS Incidence by age Between 2002 and 2012, the mean age of individuals diagnosed with HIV/AIDS in the north of Chile was 34.99 years (sd = 12.09 yrs). In the XV Region, males showed a mean age of 34.97 years (sd = 12.62 yrs) and women presented a mean age of 35,44 years (sd = 13.73 yrs). In the I Region, males and females exhibited a mean age of 35.22 (sd = 11.10 yrs) and 34.28 years (sd = 11.20 yrs), respectively. Figure 16 shows the age distribution of the 2002-2012 HIV/AIDS cases diagnosed in the north by sex and region. In all groups, 50% of all cases were concentrated between the beginning of the 20’s and the beginning of the 40’s. In fact, according to the information contained in Table 16, more than 80% of the cases registered over the period among males and females from the north of Chile were concentrated in people aged from 20 to 50 years old. 66 Females, XV Region age 0 20 40 60 80 Females, I Region Males, XV Region 0 20 40 60 80 Males, I Region Figure 16. Mean Age of Individuals Diagnosed with HIV/AIDS in the XV Region and the I Region, by Sex. 2002 - 2012 Table 16. HIV/AIDS in the XV Region and the I Region by Sex and Age Category, 2002 - 2012 XV Region 2002-2012 Males Age I Region 2002-2012 Females Males Females N % N % N % N % 0-9 2 0.49 3 2.08 3 0.79 2 1.77 10-19 25 6.08 9 6.25 18 4.76 5 4.42 20-29 137 33.33 43 29.86 103 27.25 36 31.86 30-39 118 28.71 36 25.00 130 34.39 36 31.86 40-49 75 18.25 30 20.83 84 22.22 25 22.12 50-59 34 8.27 15 10.42 35 9.26 7 6.19 60-69 16 3.89 6 4.17 4 1.06 2 1.77 70+ 4 0.97 2 1.39 1 0.26 0 0 Total 411 100 144 100 378 100 113 100 67 The mean age observed in men and women from both regions was analyzed by comparing males and females from the same region and by conducting same-sex comparison between regions. The results show that there were not statistically significant differences in age between groups (see Table 17). Table 17. HIV/AIDS Age Distribution among Males and Females from the XV Region and the I Region compared to the HIV/AIDS Age Distribution observed in Males and Females at the Country Level, 2006 - 2010 HIV/AIDS Age Distribution XV Region, Males XV Region, Females I Region, Males - p = 0,651 p = 0,768 - XV Region, Females p = 0,651 - - p = 0,467 I Region, Males p = 0,768 - - p =0,859 - p = 0,467 p =0,859 - XV Region, Males I Region, Females I Region, Females Later, the age distribution of HIV/AIDS in the northern regions was compared with the data registered at the country level. The analysis was conducted using the 2006-2010 cumulative HIV/AIDS incidence rates registered for each age category in males and females. The results of the analysis show that there is a consist pattern with highest HIV/AIDS incidence rates among people aged 30-39. One exception was noted. Women from the XV Region exhibited the higher rates in the 20-29 age cohort. Additionally, all the six groups registered the lower incidence rates in the extreme age cohorts, among people aged 0-9 and older than 70 years old (see Figure 17). 68 Figure 17. HIV/AIDS by Sex and Age Category in the XV Region, the I Region and at the Country Level, 2006 - 2010 Finally, the risk of getting infected with HIV in the different age categories was compared between each northern region and the data registered at the country level. The analysis was conducted contrasting the cumulative incidence rates for the period 2006-2010. The results showed that people from the XV Region aged 10 to 19, 20 to 29, 30 to 39, 40-49 and 6069 have a significant higher risk for HIV than an average Chilean of the same age. In addition, people between 20 and 29 years old in the I Region were at higher risk for HIV/AIDS than the average person in Chile (see Table 18 and Table 19). 69 Table 18. HIV/AIDS Incidence in the XV Region and at the Country Level by Age Category, 2006 - 2010 XV Region Country Age Risk Ratio N Rate* N Rate* 0–9 2 6.88 67 5.21 10 - 19 14 42.19 329 22.81 20 – 29 86 290.08 2548 193.16 0 – 39 69 278.12 2496 204.39 40 – 49 54 214.26 1617 133.82 50 – 59 22 108.58 621 71.66 60 – 69 13 91.33 217 39.08 70+ 2 43.29 32 10.32 1.32 (0.32 - 5.39) p = 0,666 1.85 (1.08 - 3.16) p = 0,041 1.50 (1.21 - 1.86) p = 0,004 1.36 (1.07 - 1.77) p = 0,016 1.60 (1.22 - 2.09) p = 0,001 1.51 (0.99 -2.31) p= 0,063 2.34 (1.33 -4.08) p = 0,008 4.19 (1.00 - 17.48) p = 0,088 *Cumulative Incidence Rate per 100,000 population Table 19. HIV/AIDS Incidence in the I Region and at the Country Level by Age Category, 2006 - 2010 I Region Country Age Risk Ratio N Rate* N Rate* 0–9 2 3.98 67 5.21 10 – 19 14 26.47 329 22.81 20 – 29 62 124.19 2548 193.16 30 – 39 83 179.99 2496 204.39 40 – 49 46 101.84 1617 133.82 50 – 59 18 58.52 621 71.66 60 – 69 3 19.45 217 39.08 70+ 0 0 32 10.32 *Cumulative Incidence Rate per 100,000 population 70 0.76 (0.19 - 3.12) p=1 1.16 (0.68 - 1.98) p = 0,557 0.64 (0.50 - 0.83) p = 0,000 0.88 (0.71- 1.10) p = 0,269 0.76 (0.56 - 1.02) p = 0,075 0.82 (0.51 - 1.30) p = 0,447 0.50 (0.16 – 1.60) p = 0,297 - HIV/AIDS Mode of Transmission From the total of 1,046 cases registered in the XV and I regions of the country between 2002 and 2012, information was available from 971 individuals regarding the likely mechanism in which the person was exposed to the virus. Overall, the mode of exposure to HIV was characterized as 10.13% through bisexual practices (N = 106), 52.68% through heterosexual practices (N=551), and 32.65% through homosexual practices (N=317). Seven people reported blood transfusion exposure to the virus, 8 people endovenous drug use and 9 of the newly diagnosed cases were borne from HIV positive mothers. Therefore, in the north of Chile, like in the rest of the country, the main mode of transmission to HIV is through sexual contact. Now, regarding sexual contact, the analysis by region showed that there are statistically significant differences in the sexual behavior of people who got infected with HIV in the XV Region and the I Region between 2002 and 2012 (p < 0,001). This difference would be mainly associated with the fact that heterosexual transmission is considerably more prevalent in the XV Region compared to the I Region (see Table 20). 71 Table 20. Mode of Transmission of HIV in the XV Region and the I Region, 2002 - 2010 Mode of Exposure N XV Region (N = 555) % I Region (N =491) N % Total (N=1,046) N % Bisexual 60 10.81 46 9.37 106 10.13 Heterosexual 320 57.66 231 47.05 551 52.68 Homosexual 154 27.75 163 33.20 317 30.31 Missing data* 21 3.78 51 10.38 72 6.88 Total 555 100 491 100 1046 93.12 *Missing data was not included in the analysis. Overall, the analysis by sex showed that 40.3% of men (N =318) reported heterosexual contact, while more than 50% of them declared having sex with other men (12.93% bisexual (N = 102) and 39.67% homosexual (N = 313)). At the same time, 90.1% of the 257 females who were diagnosed with HIV/AIDS between 2002 and 2012 in the north of the country reported heterosexual contact (N = 233). Therefore, the difference observed between sexes in the north regarding type of sexual exposure was statistically significant (p < 0,000). Later, same sex comparisons showed that males from the XV Region present a predominance of hetero and bisexual contact while homosexual contact is the most prevalent exposure among the HIV positive males from the I Region. The difference between both groups of males was statistically significant (p value < 0,000). On the other hand, as we could expect, almost all women in the XV and I regions were exposed to the virus through heterosexual contact (p value = 0.323). 72 Additionally, when data by sex registered in each northern region was compared to the numbers described at the national level for the period 2006-2010, the analysis shows that among men from both northern regions heterosexual contact is significantly more frequent compared to the frequency observed for Chilean men in average (XV Region men versus Country men: p value < 0,001; I Region men versus Country men: p value = 0,014) (see Table 21 and Table 22). With respect to women, heterosexual contact was identified as the main type of exposure to the virus with no meaningful differences between women from the XV Region and women at the country level (p value = 0,419), or between females from the I Region and females at the country level (p value = 0,316) (see Table 21 and Table 23). Table 21. Mode of Transmission of HIV by Sex in the XV Region, the I Region and at the Country Level, 2006 – 2010 XV Region, Males N % I Region, Males N % Bisexual 27 16.98 17 12.69 709 Heterosexual 69 43.40 52 38.80 Homosexual 58 36.48 57 Other 5 3.1 159 100 Mode of Exposure Missing Data* Country, Males N % XV Region, Females N % I Region, Females N % 12.43 1 1.8 0 0 N.D* - 1,653 28.98 51 91.07 40 86.96 1,224 93.7 42.54 3,178 55.72 0 0 0 0 ND* - 8 5.97 164 2.9 4 7.14 6 13.04 83 6.3 134 100 5,704 100 56 100 46 100 1,307 100 N.D = No data available. The HIV/AIDS National Report does not include information about bisexual and homosexual exposure for women. * Missing data was not included in the analysis 73 Country, Females N % Table 22. Mode of Transmission of HIV among Males from the XV Region and the I Region compared to Males at the Country Level, 2006 – 2010 XV Region, Males I Region, Males Bisexual Heterosexual Homosexual Bisexual p = 0,114 - - p = 0,928 Heterosexual - p < 0,001 - Homosexual - - p < 0,001 Country, Males Bisexual Heterosexual Homosexual p = 0,014 P = 0,002 Table 23. Mode of Transmission of HIV among Females from the XV Region and the I Region compared to Females at the Country Level, 2006 – 2010 XV Region, Females I Region, Females Bisexual Heterosexual Homosexual Bisexual Heterosexual Homosexual Bisexual - - - - - - Hetero-sexual - p = 0,419 - - p = 0,316 - Homo-sexual - - - - - - Country, Females Finally, the different types of sexual exposure were examined in both regions by sex and age category in order to evaluate the possibility that cases of HIV/AIDS might have a different sexual exposure to the virus according to their age. The analysis was made using data on incidence from 2006-2010. Regarding males, the data showed that in the XV and I regions the type of sexual exposure to the virus varied significantly between the different age cohorts (Males XV Region: p value < 0,001; Males I Region: p value < 0,001). Based on the rough numbers, the observed differences among males from the XV Regions may be related with the fact that the heterosexual exposure seems to be more concentrated between 20 and 49 years old, while bisexual and homosexual exposure seem to be more frequent among younger people aged 20-39 74 years old. Whit respect to the males from the I Region, the differences would be mainly related with a tendency of homosexual exposure to be predominant among “young adult” new cases while the heterosexual exposure even though it is concentrated in same age cohorts than the previous one, shows a broader distribution (see Table 24). Table 24. Mode of Transmission of HIV among Males from the XV Region and the I Region by Age Category, 2006 – 2010 XV Region, Males Age Bisexual I Region, Males Heterosexual Homosexual Bisexual Heterosexual Homosexual N % N % N % N % N % N % 0-10 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 10-19 2 6.06 0 0.00 5 6.58 1 4.55 3 4.48 6 8.82 20-29 16 48.48 17 21.52 32 42.11 3 13.64 14 20.90 23 33.82 30-39 4 12.12 22 27.85 25 32.89 9 40.91 27 40.30 22 32.35 40-49 7 21.21 22 27.85 10 13.16 7 31.82 14 20.90 11 16.18 50-59 2 6.06 12 15.19 0 0.00 2 9.09 8 11.94 6 8.82 60-69 2 6.06 4 5.06 4 5.26 0 0.00 1 1.49 0 0.00 +70 0 0.00 2 2.53 0 0.00 0 0.00 0 0.00 0 0.00 Total 33 100 79 100 76 100 22 100 67 100 68 100 In relation to women, coherently with the results described in previous sections, almost all cases in both regions were classified as heterosexual exposure (see Table 25). 75 Table 25. Mode of Transmission of HIV among Females from the XV Region and the I Region by Age Category, 2006 – 2010 XV Region, Females Age Bisexual I Region, Females Heterosexual Homosexual Bisexual Heterosexual Homosexual N % N % N % N % N % N % 0-10 0 0 0 0 0 0 0 0 0 0 1 50.00 10-19 0 0 4 6.35 1 50.00 0 0 4 7.27 0 0 20-29 1 100 19 30.16 1 50.00 2 100 16 29.09 0 0 30-39 0 0 17 26.98 0 0 0 0 22 40.00 0 0 40-49 0 0 13 20.63 0 0 0 0 10 18.18 1 50.00 50-59 0 0 7 11.11 0 0 0 0 2 3.64 0 0 60-69 0 0 3 4.76 0 0 0 0 1 1.82 0 0 +70 0 0 0 0.00 0 0 0 0 0 0.00 0 0 Total 1 100 63 100 2 100 2 100 55 100 2 100 It was not possible to compare the situation observed in the northern regions with the total numbers registered at the country level since there is not publically available data at the country level about the different modes of exposures to the virus by age. HIV/AIDS by Disease Status According to the HIV/AIDS surveillance database, out of the 1,046 new HIV/AIDS cases diagnosed in the XV and I regions between 2002 and 2012, 618 cases were diagnosed in the HIV stage of the disease and 428 in the AIDS phase. Regarding the HIV cases, 52.8% of them were identified in the XV Region (N = 326) and 41.2% in the I Region (N = 292). On the other hand, 53.5% of the AIDS cases corresponded to the XV Region (N = 229) and 46.5% to the I Region 76 (N = 199). Overall, a non-statistically significant difference was found between regions with regards to the total number of HIV and AIDS cases registered over the period (p = 0.810). Table 26 presents the HIV and AIDS incidence rates registered between 2002 and 2012 in each region. According to the data, there is a predominance of HIV cases in both regions, however, the difference between the number of HIV and AIDS cases is not constant across the time interval. For example, in the XV Region, the number of HIV cases was statistically higher than the number of AIDS cases in 2002, 2006, over the period 2008-2010, and in 2012. In Region I, even though the HIV cases are also predominant, the number of HIV cases seems to be closer to the number of AIDS cases. The difference between HIV and AIDS incidence resulted to be statistically significant only in 2006 and 2011. Furthermore, in 2003 and 2012 it was possible to observe the opposite situation: a higher number of cases diagnosed in the AIDS phase of the disease. 77 Table 26. HIV Incidence versus AIDS Incidence in the XV Region and the I Region, 2002 - 2012 XV Region Y Year N HIV Rate* I Region AIDS N Rate* 17.67 9.88 19 (12.2– 24.7) (6.0 – 15.4) 9.90 8.86 19 17 2003 (6.0 – 15.5) (6.2 – 14.2) 13.06 9.41 25 18 2004 (8.4 – 19.3) (5.6 – 14.9) 7.86 6.81 15 13 2005 (4.4 – 12.9) (3.6 – 11.6) 16.87 7.91 32 15 2006 (11.5 – 23.8) (4.4 – 13.0) 11.67 9.02 22 17 2007 (7.3 – 17.7) (5.2 – 14.4) 20.82 13.88 39 26 2008 (14.8 – 28.5) (9.1 – 20.3) 17.73 13.97 33 26 2009 (12.2 – 25.0) (9.1 – 20.5) 16.76 9.73 31 18 2010 (11.4 – 23.8) (5.8 – 15.4) 15.28 15.28 28 28 2011 (10.2 – 22.1) (10.2 – 22.1) 26.46 15.99 48 29 2012 (19.5 – 35.1) (10.7 – 22.9) * Incidence rate per 100,000 population 2002 34 p value HIV N 0.013 22 1 10 0.999 18 1 32 0,012 41 0,999 14 0,012 31 0,013 29 0,013 28 1 42 0,116 25 Rate* 8.51 (5.3 – 12.8) 3.77 (1.8 – 6.9) 6.61 (3.9 – 10.4) 11.47 (7.8 – 16.2) 14.33 (10.3 – 19.4) 4.77 (2.6 – 8.0) 10.32 (7.0 – 14.6) 9.43 (6.3 – 13.5) 8.90 (5.9 – 12.9) 13.05 (9.4 – 17.6) 7.60 (4.9 – 11.2) AIDS N 12 15 14 21 10 6 28 21 20 22 30 p value Rate* 4.64 (2.4 – 8.1) 5.65 (3.2 – 9.3) 5.14 (2.8 – 8.6) 7.53 (4.7 – 11.5) 3.50 (1.7 – 6.4) 2.05 (0 – 4.4) 9.32 (6.2 – 13.5) 6.83 (4.2 – 10.4) 6.36 (3.9 – 9.8) 6.84 (4.3 – 10.3) 9.12 (6.1 – 13.0) 0,083 0,315 0,469 0,125 0,000 0,066 0,695 0,257 0,257 0,012 0,505 The annual incidence rates of HIV and the annual incidence rates of AIDS were compared between regions. The analysis showed that, in general, the HIV rates tended to be statistically higher in the XV Region compared to the I Region. In contrast, the annual AIDS incidence rates show more variability; in some years both regions showed similar AIDS rates while for other years the AIDS rates were significantly different between them. However, it is important to highlight that every time that the AIDS rates resulted to be statistically different between regions it was because the XV region showed a higher rate compared to the I Region (see Table 27). 78 Table 27. HIV and AIDS Incidence in the XV Region versus HIV and AIDS Incidence in the I Region, 2002 – 2012 Year XV Region, HIV I Region HIV N Rate* N Rate* 2002 34 17.67 22 8.51 2003 19 9.90 10 2004 25 13.06 2005 15 2006 p value XV Region, AIDS I Region, AIDS p value N Rate* N Rate* 0,006 19 9.88 12 4.64 0,036 3.77 0,011 17 8.86 15 5.65 0,201 18 6.61 0,024 18 9.41 14 5.14 0,085 7.86 32 11.47 0,226 13 6.81 21 7.53 0,777 32 16.87 41 14.33 0,478 15 7.91 10 3.50 0,040 2007 22 11.67 14 4.77 0,007 17 9.02 6 2.05 0,001 2008 39 20.82 31 10.32 0,003 26 13.88 28 9.32 0,524 2009 33 17.73 29 9.43 0,011 26 13.97 21 6.83 0,013 2010 31 16.76 28 8.90 0,013 18 9.73 20 6.36 0,187 2011 28 15.28 42 13.05 0,523 28 15.28 22 6.84 0,004 2012 48 26.46 25 7.60 0,000 29 15.99 30 9.12 0,029 * Incidence rate per 100,000 population When the HIV and AIDS rates observed in the northern regions were compared with the rates at the country level, as it could be expected based on the previous results, the XV and I regions showed statistically higher HIV incidence rates compared with the data registered at the country level over the entire period 2002-2010, with the exception of the years 2003 and 2007 when the HIV rates observed in the I Region did not differ significantly from the rate registered at the national scale (see Table 28). On the other hand, regarding the AIDS rates, the XV Region still shows considerable higher rates than the country numbers while the results for the I Region did not differ with respect to the AIDS data described for the country (see Table 29). 79 Table 28. HIV Incidence in the XV Region and the I Region versus HIV Incidence at the Country Level, 2002 – 2010 Year XV Region, HIV Country, HIV N Rate* N Rate* 2002 34 17.67 884 3.33 2003 19 9.90 940 2004 25 13.06 2005 15 2006 p value I Region, HIV Country, HIV p value N Rate* N Rate* 0,000 22 8.51 884 3.33 0,000 3.38 0,000 10 3.77 940 3.38 0,733 880 3.21 0,000 18 6.61 880 3.21 0,002 7.86 871 3.01 0,000 32 11.47 871 3.01 0,000 32 16.87 767 2.53 0,000 41 14.33 767 2.53 0,000 2007 22 11.67 713 3.85 0,000 14 4.77 713 3.85 0,426 2008 39 20.82 868 4.21 0,000 31 10.32 868 4.21 0,000 2009 33 17.73 1246 5.18 0,000 29 9.43 1246 5.18 0,001 31 16.76 1033 2010 *Incidence rate per 100,000 population 4.10 0,000 28 8.90 1033 4.10 0,000 Table 29. AIDS Incidence in the XV Region and the I Region versus AIDS Incidence at the Country Level, 2002 – 2010 XV Region, AIDS Country, AIDS Year I Region, AIDS Country, AIDS N Rate* N Rate* p value p value N Rate* N Rate* 2002 19 9.87 524 3.33 0,000 12 4.64 524 3.33 0,253 2003 17 8.86 538 3.38 0,000 15 5.65 538 3.38 0,048 2004 18 9.40 517 3.21 0,000 14 5.14 517 3.21 0,079 2005 13 6.81 489 3.01 0,003 21 7.52 489 3.01 0,001 2006 15 7.91 416 2.53 0,000 10 3.49 416 2.53 0,308 2007 17 9.02 601 3.85 0,000 6 2.05 601 3.85 0,118 2008 29 13.88 706 4.21 0,000 28 9.32 706 4.21 0,000 2009 26 13.97 877 5.18 0,000 21 6.83 877 5.18 0,209 2010 18 9.731992 701 4.10 0,000 20 6.36 701 4.10 0,051 * Incidence rate per 100,000 population 80 The analysis of the HIV/AIDS incidence by disease status and sex was conducted considering the HIV and AIDS cases diagnosed for the first time during the period 2006-2010 in the XV Region, the I Region, and at the national level. The results showed that men and women from the two northern regions and men and women at the country level presented a higher number of cases diagnosed in the HIV stage of the disease compared to the number of AIDS cases. These differences were statistically significant in all groups with the exception of women from the XV Region who showed a more even proportion of HIV and AIDS cases (see Table 30). Table 30. HIV Incidence versus AIDS Incidence among Males and Females from the XV Region, the I Region and at the Country Level, 2006 – 2010 XV Region, Males I Region, Males Country, Males XV Region, Females I Region, Females Country, Females N Rate* N Rate* N Rate* N Rate* N Rate* N Rate* HIV 119 129.9 98 63.1 3661 44.1 30 31.3 45 31.8 966 11.4 AIDS 75 81.9 71 45.7 2821 34.0 38 39.7 14 9.9 480 5.7 p value 0,002 0,038 0,000 0,332 0,000 0,000 * Cumulative incidence rate per 100,000 population Among males, men in the XV Region showed higher cumulative incidence rates in both stages of the disease, HIV and AIDS, than men in the I Region. Among females, women from the XV Region showed higher incidence rates in both phases of the virus compared to women in the I Region (see Figure 18). 81 Figure 18. HIV Incidence versus AIDS Incidence among Males and Females from the XV Region, the I Region and at the Country Level, 2006 - 2010 In relation to the age distribution of the HIV and AIDS cases in the north of Chile, as it could be expected based on the natural history of the virus, people diagnosed with HIV tended to be younger than people diagnosed with AIDS. More specifically, cases diagnosed in the HIV stage of the disease tended to be more concentrated in the 20-29 and 30-39 age cohorts, while the AIDS cases tend to be more concentrated in the 30-39 age group and older ones. However, there are also important differences between the situation observed at the regional level in the north and at the country scale. For example, the analysis of the cumulative incidence rates for the period 2006-2010 showed that, at the national level, the HIV and AIDS rates in the 0-9 and 10-19 age cohorts are close to 0. After this point, the HIV incidence rates exhibit a fast increase in a manner where the highest HIV rates in the entire age spectrum are 82 registered among people aged 20-29 years old, followed by the 30-39 age cohort. In contrast, the AIDS rate increases more gradually, showing its peak in the 30-39 age group. Among people older than 40 years old, the HIV and AIDS rates remain almost the same, with a small predominance of the AIDS rates. In the XV Region, even though it is also possible to observe the same predominance of HIV cases among the 20-29 and 30-39 age cohort and the peak of the AIDS rates in the 30-39 age group, the predominance of HIV cases among people between 20 and 29 years old and the majority of AIDS cases after the forties are markedly higher compared to the scenario observed at the national level. Finally, in the I Region, the situation is slightly different since the higher HIV incidence rate is registered among people aged 30-39 and decreases rapidly after that point, while the AIDS rates remain stabilized around 50 per 100,000 population across the 20-29, 30-39 and 40-49 age cohorts (see Figure 19). 83 Figure 19. HIV and AIDS Incidence Rates in the XV Region, the I Region an at the Country Level by Age Category, 2006 – 2010 5.1.3 HIV/AIDS Mortality in the XV Region and the I Region According to the data published by the Department of Statistics and Health Information of the Ministry of Health of Chile, between the years 2000 and 2010, 260 people died from AIDS in the north of Chile; 114 in the XV Region and 146 in the I Region. Table 32 presents the number of deaths and the AIDS mortality rates by region for the period 2002-2010. The values reflect that, in general, each region presented highly variable mortality rates over the interval under study. Nevertheless, it is possible to recognize an increasing trend in AIDS mortality in both areas 84 between 2002 and 2006. After that point, the AIDS mortality rates in both regions decreased slightly followed by another increase in the last years of the decade. Additionally, there is noted variability in the AIDS mortality rates between the regions. In some years, AIDS mortality is higher in Region XV, while in other years AIDS mortality is higher in the I Region. Overall, the differences observed were not statistically significant (see Table 31). Table 31. AIDS Mortality Rates in the XV Region and the I Region, 2002 - 2012 XV Region I Region Year p value N Rate* N 2.60 10 (0 – 6.1) 6.76 13 12 2001 (3.6 – 11.5) 3.12 6 10 2002 (1.1 – 6.8) 3.65 7 15 2003 (1.5 – 7.5) 4.70 9 7 2004 (2.1 – 8.9) 7.34 14 19 2005 (4.0 – 12.3) 7.38 14 19 2006 (4.0 – 12.3) 4.77 9 12 2007 (2.2 – 9.1) 4.80 9 20 2008 (2.2 – 9.1) 10.21 19 9 2009 (6.1 – 15.9) 4.87 9 13 2010 (2.2 – 9.2) * Mortality rate per 100,000 population 2000 5 85 Rate* 3.87 (1.8 – 7.1) 4.64 (2.4 – 8.1) 3.87 (1.8 – 7.1) 5.65 (3.2 – 9.3) 2.57 (1.0 – 5.3) 6.81 (4.1 – 10.6) 6.64 (4.0 – 10.4) 4.09 (2.1 – 7.1) 6.66 (4.1 – 10.3) 2.93 (1.3 – 5.6) 4.13 (2.2 – 7.1) 0,604 0,419 0,702 0,392 0,309 0,860 0,859 0,823 0,452 0,001 0,825 On the other hand, when the AIDS mortality rates registered in the XV Region and the I Region were compared to the AIDS mortality rates registered at the country level, it was possible to observe that the northern regions of the country exhibit higher AIDS mortality rates than those observed for Chile in general. These differences were statistically significant in some points of timeframe, particularly in 2005, 2006 and 2008 (see Table 32). Table 32. AIDS Mortality Rates in the XV Region and the I Region compared to AIDS Mortality Rates at the Country Level, 2002 - 2010 XV Region Country Year N Rate* N Rate* 2000 5 2.6 458 3.0 2001 13 6.7 552 2002 6 3.1 2003 7 2004 p value I Region Country p value N Rate* N Rate* 1 10 4.1 458 3.0 0,363 3.5 0,031 12 4.8 552 3.5 0,407 440 2.8 0,663 10 3.9 440 2.8 0,359 3.6 423 2.7 0,366 15 5.7 423 2.7 0,014 9 4.7 399 2.5 0,060 7 2.6 399 2.5 1 2005 14 7.3 390 2.4 0,000 19 6.8 390 2.4 0,002 2006 14 7.4 422 2.6 0,001 19 6.6 422 2.6 0,005 2007 9 4.8 398 2.4 0,062 12 4.1 398 2.4 0,147 2008 9 4.8 392 2.3 0,046 20 6.7 392 2.3 0,000 2009 19 10.2 435 2.6 0,000 9 2.9 435 2.6 0,725 2010 9 4.9 435 2.5 0,056 13 4.1 435 2.5 0,110 * Mortality rate per 100,000 population In relation to the analysis of the AIDS mortality rates by sex, as we could expect based on the distribution of the disease between males and females, men exhibited the highest AIDS mortality rates over the last decade in both regions (2000-2010). The differences observed between men and women turn out to be statically significant for almost every year, with 86 exception of the year 2008 in the case of the XV Region, and the years 2000, 2004 and 2009 in the case of the I Region (see Table 33). Table 33. AIDS Mortality Rates by Sex in the XV Region and the I Region, 2000 - 2010 XV Region I Region Males Females Year N 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Rate* N Rate* 5.25 0 0 (1.7 – 12.2) 13.64 13 0 0 (7.3 – 23.3) 6.30 6 0 0 (2.3 – 13.7) 7.34 7 0 0 (2.9 – 15.1) 8.44 1.0 8 1 (3.6 – 16.6) (0 – 5.7) 13.79 1.0 13 1 (7.3 – 23.6) (0 – 5.8) 11.77 3.12 11 3 (5.8 – 21.1) (0 – 9.1) 8.64 1.04 8 1 (3.7 – 17.0) (0 – 5.8) 7.64 2.09 7 2 (3.1 – 15.7) (0 – 7.6) 15.43 5.24 14 5 (8.4 – 25.9) (1.7 – 12.2) 8.91 1.05 8 1 (3.8 – 17.5) (0 – 5.9) * Mortality rate per 100,000 population 5 p value Males Females p value N 0,030 8 0,000 12 0,015 9 0,007 14 0,019 6 0,000 16 0,032 16 0,019 10 0,102 17 0,037 7 0,018 11 Rate* 5.98 (2.6 – 11.8) 8.97 (4.6 – 15.7) 6.73 (3.1 – 12.8) 10.20 (5.6 – 17.1) 4.26 (1.6 – 9.3) 11.32 (6.5 – 18.4) 10.79 (6.2 – 17.5) 6.58 (3.1 – 12.1) 10.91 (6.4 – 17.5) 4.39 (1.8 – 9.0) 6.73 (3.4 – 12.1) N Rate* 2 1.71 (0 – 6.2) 0,117 0 0 0,001 1 1 1 3 3 2 3 2 2 0.8 (0 – 4.3) 0.8 (0 – 4.3) 0.8 (0 – 4.2) 2.23 (0 – 6.5) 2.18 (0 – 6.4) 1.42 (0 – 5.1) 2.08 (0 – 6.1) 1.35 (0 – 4.9) 1.32 (0 – 4.8) 0,024 0,001 0,126 0,005 0,005 0,040 0,002 0,182 0,023 When the AIDS mortality rates registered by sex were compared between the XV Region, the I Region and at the country level, the data showed that males in the XV and I regions present in general higher mortality rates than men at the national level. However, in terms of mortality counts, the number of deaths registered in both northern regions was never higher than 87 17 (number of deaths registered among males from the XV Region in the year 2010) (see Table 34). Table 34. AIDS Mortality Rates among Males in the XV Region and the I Region compared to AIDS Mortality Rates among Males at the Country Level, 2002 - 2010 XV Region, Males I Region, Males XV Region versus I Region (p value) XV Region versus Country (p value) I Region versus Country (p value) N Rate* N Rate* N Rate* 2002 5 5.2 8 6.3 380 4.9 0,818 0,870 0,566 2003 13 13.5 12 9.2 357 4.5 0,262 0,000 0,023 2004 6 6.3 9 6.7 356 4.5 0,986 0,396 0,287 2005 7 7.3 14 10.2 331 4.1 0,531 0,116 0,001 2006 8 8.4 6 4.3 357 4.4 0,155 0,057 0,844 2007 13 13.8 16 11.1 398 2.4 0,439 0,000 0,002 2008 11 11.8 16 10.8 328 4.0 0,690 0,000 0,000 2009 8 8.6 10 6.6 365 4.4 0,469 0,044 0,254 2010 7 7.6 17 10.9 370 4.4 0,518 0,125 0,000 Year Country, Males * Mortality rate per 100,000 population Among women, there a very few recorded AIDS deaths in the north in Chile. The crude number of deaths per region never goes higher than 3 in the entire decade 2000 – 2010 (see Table 35). The low number of deaths does not allow for reliable comparisons between regions or between regions and the country overall. 88 Table 35. AIDS Mortality Rates among Females in the XV Region and the I Region compared to AIDS Mortality Rates among Females at the Country Level, 2002 - 2010 XV Region. Females I Region, Females XV Region versus I Region (p value) XV Region versus Country (p value) I Region versus Country (p value) N Rate* N Rate* N Rate* 2002 0 0 2 1.7 65 0.8 0,1989 0,374 0,293 2003 0 0 0 0 70 0.8 1 0,359 0,291 2004 0 0 1 0.8 64 0.8 0,389 0,381 0,974 2005 0 0 1 08 51 0.6 0,397 0,439 0,859 2006 1 1.0 1 0,8 65 0.8 0,798 0,788 0,939 2007 1 1.0 3 2.2 59 0.7 0,526 0,699 0,050 2008 3 3.1 3 2.2 43 0.5 0,612 0,001 0,011 2009 1 1.0 2 1.4 66 0.8 0,834 0,761 0,428 2010 2 2.1 3 2.1 60 0.8 0,949 0,103 0,064 Year Country, Females * Mortality rate per 100,000 population Additionally, the risk for dying from AIDS was compared between males and females from the XV Region, the I Region and at the national level by analyzing the cumulative mortality rate registered in each sex group between 2006 and 2010. According to the data, males are at a significant higher risk of dying from AIDS compared to women in both northern regions and in Chile in general (see Table 36). Table 36. Relative Risk of HIV/AIDS by Sex in the XV Region, the I Region and at the Country Level, 2006 - 2010 AIDS Mortality Rate 2006-2010, Males AIDS Mortality Rate 2006-2010, Females Risk Ratio Males versus Females p value XV Region I Region Country 51.29 (N = 47) 8.36 (N = 8) 1.75 (1.57 - 1.95) 41.72 (N = 65) 8.3 (N = 12) 1.63 (1.48 - 1.79) 21.91 ( 1,818) 3.46 (N = 293) 1.74 (1.74-1.77) 0,000 0,000 0,000 * Mortality rate per 100,000 population 89 On the other hand, when AIDS mortality in males was compared across the three groups (XV Region, I Region, and Country), males in the XV and I regions seemed to be at a similar risk for dying from HIV. Also, men in both northern regions were at higher risk for AIDS mortality than an average Chilean man. Specifically, men in the XV and I regions are at 2.34 and 1.9 times higher risk than an average Chilean man for dying from AIDS, respectively (see Table 37). Again, because of the low number of observations among women in the northern regions, no relative risk analysis was performed among females. Table 37. Relative risk for AIDS- related death among Males from the XV Region and the I Region compared to Males at the Country Level. AIDS Mortality Rate XV Region, Males 2006-2010 * 51.29 Males, XV Region 1 51.29 Males, I Region 41.72 Males Country 21.91 * Mortality rate per 100,000 population I Region, Males 41.72 1.22 (0.84 – 1.79) p = 0,283 1 - 90 Country, Males 21.91 2.34 (1.75 – 3.13) p = 0,000 1.90 (1.48 – 2.43) p = 0,000 1 5.2 ASSOCIATION BETWEEN THE HIV/AIDS EPIDEMIC AND DIFFERENT DEMOGRAPHIC AND SOCIOECONOMIC FACTORS AT THE REGIONAL LEVEL The 2006-2010 cumulative incidence rates of HIV, AIDS and HIV/AIDS were correlated with the following socioeconomic factors: birth rate, general mortality rate, age structure of the population, percentage of immigrants, poverty rate, unemployment rate, average income per capita, contribution of the region to the national GDP, income inequality (Gini coefficient), gender inequality, smoking, alcohol consumption, prostitution, drug trafficking, condom use and prevalence of misconceptions about HIV/AIDS and its means of transmission. The values observed in each region for the different variables under analysis are presented in the document “Appendix B”. The results of the analysis showed that when the HIV and AIDS cases were considered together, the HIV/AIDS rates presented a significant positive correlation with the percentage of immigrants, prostitution, and drug trafficking (at minor and major scale), as well as a significant negative association with the variable “always using condom over the last 12 months” (See Table 38). When the analysis considered only the HIV cases, which in theory corresponded to those people more recently infected with the virus, the same variables showed a statistically significant correlation. In addition, birth rate, the average income per capita, and the percentage of youth who reported using condom during their last sexual intercourse also showed a significant positive association with the disease. Poverty rate and alcoholism among men showed a significant negative correlation with the HIV rates at the regional level (see Table 38). 91 When the analysis only considered the AIDS cases registered between 2006 and 2010, the same situation described for the analysis of the AIDS cases together with the HIV cases was observed, with the percentage of immigrants, prostitution problems, drug trafficking (at minor and major scale) and always using condom or not over the last 12 months showing a positive significant correlation with the AIDS rates at the regional level (see Table 38). Table 38. Results of the Correlation Analysis between HIV/AIDS Incidence and several Demographic and Socioeconomic Factors at the Regional Level Birth Rate (2009) General Mortality Rate (2009) % population <15 yrs (2009) % population >64 yrs (2009) % immigrants (2010) % poverty (2009) % unemployment (2009) Average income per capita (2009) % of the national GDP (2010) Income inequality (2006) Gender inequality (2006) Smoking (2009) Alcoholism among men (2006) Alcoholism among women (2006) Prostitution (2006) HIV Rates* 2006-2010 rs = 0.609 p = 0,016 rs = -0.429 p = 0,110 rs = 0.228 p = 0,415 rs = -0.282 p = 0,308 rs = 0.724 p = 0,002 rs = -0.513 p = 0,050 rs = -0.261 p = 0,348 rs = 0.479 p = 0,071 rs = 0.093 p = 0,742 rs = - 0.134 p = 0,633 rs = 0.406 p = 0,133 rs = 0.268 p = 0,334 rs = -0.485 p = 0.067 rs = -0.107 p = 0,703 rs = 0.732 p = 0,002 92 AIDS Rates* 2006-2010 rs = 0.278 p = 0,316 rs = -0.136 p = 0,629 rs = 0.000 p = 1,000 rs = 0.136 p = 0,629 rs = 0.538 p = 0,039 rs = - 0.299 p = 0,279 rs = 0.000 p = 1,000 rs = 0.243 p = 0,383 rs = 0.345 p = 0,208 rs = 0.032 p = 0,909 rs = 0.369 p = 0,177 rs = -0.036 p = 0,899 rs = -0.018 p = 0,950 rs = 0.134 p = 0,633 rs = 0.691 p = 0,004 HIV/AIDS Rates* 2006-2010 rs = 0.382 p = 0,160 rs = -0.231 p = 0,408 rs = 0.047 p = 0.869 rs = 0.000 p =1 rs = 0.541 p = 0,037 rs = -0,329 p = 0,231 rs = -0.360 p = 0,899 rs = 0,254 p = 0,362 rs = 0.379 p = 0,164 rs = 0.360 p = 0.899 rs = 0.403 p = 0,137 rs = 0.036 p = 0,899 rs = -0.104 p = 0,713 rs = 0.115 p = 0,684 rs = 0.730 p = 0,002 Table 38 continued Drug Micro-traffic (2010) rs = 0.568 p = 0,027 rs = 0.668 p = 0,007 rs = 0.671 p = 0,006 Drug Traffic (2010) rs = 0.521 p = 0,046 rs = 0.539 p = 0,038 rs = 0.543 p = 0,037 rs = -0.574 p = 0,025 rs = -0.614 p = 0,015 rs = -0.674 p = 0,006 rs = 0.521 p = 0,046 rs = 0.357 p = 0,191 rs = 0.375 p = 0,168 rs = -0.431 p = 0,109 rs = -0.095 p = 0.737 rs = -0.239 p = -0,390 % of people who always use of condom over the last 12 months (2006) % of youth who reported using condom during their last sexual intercourse (2009) Misconceptions about HIV/AIDS (2009) *Incidence rate per 100,000 population 93 6.0 DISCUSION According to the data reported by the Ministry of Health, since the beginning of the epidemic in the 1980’s, Chile has shown comparatively lower numbers of HIV/AIDS with respect to other countries in the region. However, between 1996 and the year 2000 there were 5,203 new cases diagnosed with HIV/AIDS in the country, and over the period 2006 – 2010, the number of new HIV/AIDS cases increased up to 7,912. In this context, the main objective of this research was to describe the epidemiological profile of the HIV/AIDS epidemic in the XV Region and I Region of Chile, a geographic area that registered the largest increase in the number of HIV/AIDS cases over the last 10 years and the higher incidence rates in the country at present. In summary, the analysis showed that individuals from the XV Region and the I Region were at significant higher risk for HIV/AIDS than an average Chilean person (relative risk of 2.9 and 1.6, respectively). On the other side, when the relative risk for HIV/AIDS was analyzed by sex, data registered at the country level showed that men in Chile were at 13.78 times higher risk of getting infected with HIV than women. In contrast, in the XV Region and the I Region males were at only 2.98 and 2.66 times higher risk for the disease compared to females, respectively. This situation was not related with a lower risk among men, but with a significantly higher risk for women in this area of the country. In fact, women who live in the north were at 12.53 (XV 94 Region) and 7.20 (I Region) times higher risk for HIV/AIDS than an average Chilean female. Coherently, heterosexual exposure to the virus in men was also significantly higher in the northern regions, compared to the country in general, where the epidemic remains highly concentrated among men who have sex with men. Additionally, young people aged 10-19 and 20-29 years were also at higher risk in the north than at the country level, particularly in the XV Region. Prior to the implementation of the national online platform for HIV/AIDS in 2006, the XV Region and the I Region showed highly variable annual incidence rates of HIV/AIDS. However, after 2007, when the new notification system in the national plan was already operative in all regions, both northern regions started to show HIV/AIDS annual incidence rates that followed a similar oscillation trend to the one observed at the country level. This finding is consistent with the fact that in Chile, as a Unitarian state, most of the public policies are designed and implemented in a highly centralized and standardized manner. Therefore, these regional disparities observed in the HIV/AIDS rates across the country over the last years could not be explained solely by differential improvements in the HIV/AIDS national policies, but that other factors might be playing an important role at a more local scale. Regarding the incidence of the disease by sex, the northern regions showed the same pattern described for the country about an HIV/AIDS epidemic highly concentrated among men. However, both men and women from the XV and I regions exhibited higher incidence rates than an average Chilean. This last point is particularly interesting when the prevalence of the different types of sexual exposure were analyzed for the period 2006-2010 since the higher rates for 95 females observed in the northern regions are concordant with the predominance of heterosexual exposure to the virus among men from the XV Region and almost equal proportion of heterosexual and homosexual exposure among males from the I Region. This situation is completely different than the scenario registered at the country level where homosexual exposure represented more than 50% of the total number of men diagnosed in the country over the period while only 28.98% reported heterosexual exposure to the disease. The differences observed between the northern regions and the country level to this respect were statistically meaningful. In this context, the statement made by the Ministry of Health about HIV/AIDS being a disease “highly concentrated among males who have sex with males” might be representative of the specific situation observed in the capital of the country where the majority of cases is registered, but it does not apply for the north of the country. Furthermore, this particular characteristic of the epidemic in the north might be a key element to understand why the incidence rates of the disease in the area are the highest ones registered in the country. For example, in a region with less the 200,000 people like the XV Region, if the disease would be concentrated among men who have sex with men, the incidence would likely have remained concentrated in a relatively reduced circle of people. Contrarily, the fact that heterosexual exposure is the main mode of transmission in this area generates new opportunities for the virus to spread since a higher proportion of the population is at risk. The implications and possible social factors associated with these findings are further explored later when the results from the correlation analysis are discussed. 96 In relation to the age of people who was diagnosed with the virus in the north of Chile between 2002 and 2012, the analysis showed that the mean age for men and women was 35 years old and these findings did not differ significantly from the mean age registered for men and women at the country level. However, there were statistically significant differences between the XV and I regions and the country level when the incidence rates of the disease were compared for each ten-years age category, showing that young people aged 20-29 years old were at higher significant risk for HIV/AIDS in the north compared to an average Chilean person. The analysis of the HIV/AIDS epidemic by age category also allows an indirect evaluation of the health policies implemented by the government to prevent the vertical transmission of the disease. The results showed that the number of children diagnosed with the virus have remained low at the region and country level even when the general rates of the disease have increased among women. Actually, over all the period 2002-2012, there were only 10 children between 0 and 9 years old diagnosed with disease in the north of Chile. In this context, it seems that the different measures implemented by the government have had positive results on keeping the number of children affected at a low level. Similarly, the lower number deaths and AIDS mortality rates registered in both, men and women, at the regional and country level may also be associated to the improvements in the national HIV policies, this time related with law that guarantees access to treatment to every HIV positive people in the country. 97 Nevertheless, the data show that there is still work to do regarding the primary prevention of the disease, especially to increase the population coverage of HIV testing. For example, when the proportion of cases diagnosed in the HIV stage of the disease was compared with the number of cases diagnosed in the AIDS phase for every year between 2002 and 2010, even though there was a significant predominance of HIV cases, the rough numbers showed that there was an important fraction of people who were diagnosed with the disease when it was already in its AIDS stage. When the analysis about the proportion of HIV and AIDS cases was stratified by sex, the situation registered in the XV Region was different than what was observed for the I Region and for the country in general. In the I Region and at the country level, high proportions of both men and women were diagnosed at the HIV stage over the period 2006-2010. In contrast, in the XV Region, men were most frequently diagnosed at the HIV stage, while, on the other side, roughly one-half of the women were diagnosed at the HIV stage, and one-half were diagnosed at the AIDS stage. This observation indicates that far more women than men are being identified with this disease at its later stages in this area of the country. The fact that in the XV Region an important proportion of the female cases are identified as AIDS cases could be related to the common perception that women are at a lower risk for HIV, and therefore, they may be less likely to seek or get timely testing for HIV. It would be interesting to further explore the marital/relationship status of women who are being diagnosed with the virus as well as the HIV status of their partners in order to evaluate a possible 98 transmission of the virus from married/stable-couple men who are having sex with women outside their “official” relationship to their “official” female partners. Some preliminary evidence on the role of social and economic indicators in HIV/AIDS was identified from the correlation analysis. This assessment found a consistent positive association of the HIV/AIDS, and the HIV and AIDS rates by themselves, with key social variables, including the percentage of immigrants in the region, the prevalence of prostitution, and the level of drug trafficking at a minor and major scale. These social factors have been linked previously in the HIV/AIDS literature with higher rates of the virus in the developing world. Furthermore, both the XV Region and the I Region have a higher proportion of immigrants with respect to their total population compared to other regions of the country. These regions also have higher rates of arrests for major and minor scale drug trafficking, and a higher percentage of people reporting prostitution problems in their neighborhoods. In relation to the higher prevalence of immigrants in the north, it should be noted that these regions are the only areas of the country that are in direct contact with the rest of the continent, without natural barriers like the Andean Mountains or the Pacific Ocean. This geographic scenario also enables easy travel by road to reach Regions I and XV, rather than travel by air or sea. Therefore, the north of Chile is the most popular route selected by immigrants to cross the border. The last point is particularly important since most of Latin American immigrants who come to Chile are people with low socioeconomic status in their home countries who emigrate to 99 pursue better work and economic opportunities, attracted by the exponential growth that Chilean economy has experienced over the last 10 years. The expansion in the Chilean economy has made the country a target for major drug trafficking too, mainly marihuana and cocaine, drugs that in most of the cases enter to the country through the northern regions since the immigration control in the borders is less rigorous than customs and immigration checkpoints at the airports. Therefore, the fast economic growth of the country might be indirectly related with the increase in the rates of the disease. In the correlation analysis, key economic variables including average income per capita and poverty rate, both show a significant association with HIV rates in the region. In general, as income per capita increases, the incidence of HIV increases, and as poverty rates decline, the incidence of the disease tends to increase. It is important to emphasize that this finding was limited to HIV incidence only. Neither AIDS incidence, nor the combined HIV/AIDS incidence, was related to these economic indicators. This may be suggestive of the theory that HIV rates are more responsive to change in the economy than AIDs rates. In theory, HIV infection is closer in time to change in the economy than AIDS incidence. Change in the economy is also correlated with change in social indicators. More disposable income with an advancing economy, for example, may be associated with secondary markets in prostitution and drugs. Prostitution may be correlated in a more direct way with the increase observed in the disease rates over the last decade, especially considering that heterosexual context is the predominant exposure to the virus in the north of Chile. The fact that the main economic 100 activities in the north are related with mining, fishing and manufacture set the conditions for a higher concentration of men compared to other regions as we can verified with the estimations from the 2012 national census and thus, for a higher prevalence of sex trade. Since the correlation analysis was performed using aggregate data at the regional level and not individual data about the people who were actually diagnosed with HIV over the period under consideration, it is not possible to establish any definitive conclusion, much less directly relate some of the factors making categorizations like immigrants = sex workers, or immigrant = drug dealer. While this analysis is intended to provide insights about possible structural factors that might be interacting to increase the vulnerability to HIV/AIDS in the Chilean population, these demographic, social and economic factors and their correlation with the HIV/AIDS should be further analyzed in order to evaluate how they related with each other at the individual level and the mechanism by which they might be affecting HIV/AIDS incidence rates. 101 7.0 CONCLUSIONS The present research is intended to provide new information about the characteristics of the HIV/AIDS epidemic in Chile and help to understand the social and economic factors that might be playing a key role in the increased risk for HIV/AIDS observed in some areas of the country, particularly in the XV Region and I Region. Because of the centralized organization and administration of Chilean Government, public policies face structural barriers that can limit their effectiveness. In this environment, many policy efforts are focused on accomplishing a homogenous implementation of the corresponding actions across the country. This situation, while positive in some contexts, may have a negative context at the local level due to the diversity of the Chilean population. Standard programs may not work as effectively for diverse populations compared to homogeneous populations. In addition, the fact that more than 40% of the total population of the country lives in the capital, Santiago, further contributes to the potential for structural barriers in national policies. In this sense, the HIV/AIDS national policies have not been the exception for this tendency. On one side, it is possible to observe the significant impact of the national HIV/AIDS 102 protocol to the prevention of the vertical transmission of the disease as well as the effectiveness of the regulations aimed to provide timely and accessible treatment to HIV positive people. However, based on the significant increase in the HIV rates observed in the northern regions compared to the rest of the country, it seems that HIV primary prevention campaigns may have failed in these regions. Also, since HIV is a sexually transmitted disease, it has the potential of infect a significant amount of people over a short period of time. Thereby, to observe lower rates today is not a guarantee of having lower disease rates tomorrow, especially if the profile of the epidemic is experiencing a “heterosexualization” by switching from being an infection highly concentrated among men who have sex with men to a disease with higher probabilities of being transmitted through heterosexual contact. Considering this scenario, new education and prevention campaigns should be developed in order to address the specific characteristics of a diverse population in the northern regions of the country, with the groups at higher risk being defined according to local analyses of the epidemic behavior. 103 APPENDIX A HIV/AIDS SURVEILLANCE SYSTEM IN CHILE The HIV/AIDS national surveillance protocol defines a procedure in which HIV testing is performed on a voluntary basis. Now, prior to take the blood sample, the person must receive counseling about the disease and sign an informed consent. During the counseling session about safe sex, the person will be also asked about different sociodemographic aspects to be recorded in the official form defined by the health authorities. This sociodemographic information, together with the results of the test, are later included in the online surveillance database. Table 39 describes in detail the type of information included in the HIV/AIDS database. Table 39. Information registered in the HIV/AIDS Surveillance System of Chile Variable Operational Definition Values Reporting date Date in which the data was uploaded to the database. Format dd/mm/yyyy Region Region of residence of the client 1;2;3;4;5;6;7;8;9;10;11;12;13;14;15 Sex Biological sex of the client Male; Female Year of birth Year of birth of the client based in his/her ID information Format yyyy 104 (Table 40 continued) Age Age in years of the person tested based on his/her ID information Open field Education Level Self-reported highest education level achieved by the client Primary school; Middle school; High school, Undergraduate/Graduate; Technical studies; Unknown; None Occupation Self-reported primary occupation of the client Open field Nationality Nationality of the client based on his/her ID information Codes according to international standards Self-reported ethnicity with respect to the 9 officially recognized indigenous groups in the country If woman, self-reported pregnancy status of the client at the moment of the test Aymara, Atacameño, Quechua, Diaguita, Colla, Rapa Nui, Mapuche, Kawashkar; Yagan; None Sexual Behavior Self-reported sexual behavior of the client Homosexual; Heterosexual; Bisexual Sexual Worker Self-reported sexual worker condition over the last year Yes/No Inmate Legal status of the client based in his/her situation at the moment of the test Yes/No Blood Transfusion Self-reported blood transfusion over the last 6 months Yes/No Injection Drug User Self-reported endovenous drug use. No timeframe specified Yes/No Number of Sexual Partners Self-reported number of sexual partners over the last year Open field Condom Use Self-reported condom use over the last year Always; Sometimes; Never Work exposition to the virus Self-reported occupational exposure to the virus by the client. No timeframe specified Yes/No HIV positive mother Is the client an HIV positive mother’s child?. Self-reported Yes/No Ethnicity Pregnancy Status Disease classification Initial disease status If test positive, classification of the disease status based on the criteria established by the CDC in 1993 for adults and in 1994 for people aged <13 If test positive, disease status at the moment of diagnosis based on the criteria defined by the CDC in 1993 and 1994. 105 Yes/No Adults: A1; A2; A3; B1; B2, B3, C1; C2; C3 People aged <13: N1; N2; N3; A1; A2; A3; B1; B2, B3, C1; C2; C3 HIV or AIDS APPENDIX B CORRELATION ANALYSIS DATASET Table 41. Values registered at the regional level for the different variables considered in the correlation analysis Region XV I II III IV V RM VI VII VIII IX XIV X XI XII HIV/ AIDS 138.8 73.6 55.6 41.6 38.8 51.2 56.2 30.8 27.8 32.3 27.0 43.0 47.7 21.4 26.7 HIV AIDS 83.3 45.6 36.9 25.3 22.2 24.5 34.3 15.1 14.7 17.5 13.6 25.2 30.3 21.4 21.6 55.5 28.0 18.7 16.3 16.6 26.7 21.9 15.7 13.1 14.8 13.4 17.8 17.4 0 5.1 Birth Rate 16.8 17.1 17.1 17.6 14.4 13.4 14.7 14.3 13.9 14.0 14.3 13.9 15.4 16.5 14.0 Mortality Rate 5.5 3.9 5.0 4.9 5.1 6.7 5.3 5.6 6.0 5.9 6.1 6.4 5.9 4.4 6.1 % <15 % > 64 23.7 25.0 24.7 25.0 23.7 21.6 22.4 23.1 22.9 22.7 23.9 22.9 23.9 25.3 21.5 9.6 6.1 6.2 7.7 9.3 10.4 8.6 8.9 9.0 9.0 9.5 9.7 8.4 6.7 8.5 106 % immigrants 6.10 6.60 3.70 0.90 0.69 1.24 3.35 0.53 0.44 0.49 0.90 0.90 0.77 1.61 1.55 % poverty 12.8 15.8 8.0 17.5 16.6 15.1 11.5 12.8 20.7 21.0 27.1 20.4 14.2 15.1 9.1 income per capita 201647 205420 229196 187141 175525 203680 341023 185510 171600 172958 149051 195073 157205 278626 323090 %GDP 0.6 3.4 11.3 2.4 3.2 8.1 47.9 4.5 3.4 7.9 2.2 1.2 2.5 0.5 0.9 Table 40 continued Region % Unemployment Gini Coef. XV I II III IV V RM VI VII VIII IX XIV X XI XII 9.27 6.13 5.80 9.45 7.99 12.01 10.09 7.48 9.16 12.59 13.15 11.29 10.53 6.92 8.26 0.52 0.43 0.45 0.46 0.49 0.48 0.56 0.47 0.50 0.51 0.52 0.51 0.49 0.44 0.50 Gender Inquality Index 0.858 0.810 0.812 0.799 0.786 0.805 0.809 0.831 0.802 0.804 0.796 0.796 0.803 0.802 0.811 % Smoking 42.4 30.7 42.8 41.7 43.9 38.2 46.6 32.1 34.4 33.6 32.4 26.5 40.1 48.5 41.5 % Alcoholism Men 23.2 23.2 15.8 10.1 28.3 32.1 22.6 23.6 34.3 29.7 36.5 24.6 24.6 12.3 14.3 % Alcoholism Women 7.3 7.3 8.7 1.7 7.4 7.4 2.4 7.1 7.5 9.6 10.3 10.6 10.6 2.1 1.8 107 % Prostitution Micro Trafficking Macro Trafficking Condom Use HIV Misconceptions 11.4 11.4 8.8 3.5 8.1 6.4 9.1 7.0 6.2 8.5 3.1 10.6 10.6 7.6 4.1 11.09 8.88 8.52 2.48 3.30 4.86 5.99 3.06 1.60 1.19 0.61 0.58 0.55 0.91 1.00 2.01 3.15 3.76 1.34 0.91 0.70 0.65 0.79 0.49 0.26 0.25 0.30 0.10 0.30 0.38 41.61 34.42 30.77 35.07 27.23 34.61 353.7 33.67 28.91 29.92 28.52 31.95 31.8 38.28 34.29 18.9 28.7 15.7 17.8 25.5 32.9 17.2 31.1 19.7 24.1 34.8 19.9 28.7 28.4 18.2 BIBLIOGRAPHY [1] Ministry of Health of Chile, Department of Epidemiology (2010). 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