A Measure of Epistemic Cognition Running head: A MEASURE OF EPISTEMIC COGNITION IN HISTORY Walking on the Borders: A Measure of Epistemic Cognition in History Liliana Maggioni, Bruce VanSledright, and Patricia Alexander University of Maryland In press 1 A Measure of Epistemic Cognition 2 This exploratory study builds on literatures related to the development of epistemic cognition, research on historical thinking, and studies of individuals’ epistemic beliefs. It was designed to explore, develop, and test a measure of epistemic cognition in history. The Beliefs about Learning and Teaching History Questionnaire (BLTHQ) was administered to elementary teachers and college history professors and represents an effort to construct a reliable and valid measure that could effectively monitor changes in epistemic cognition across large samples. Results from confirmatory factor analysis suggested a good fit of a 2-factor model underlying the questionnaire. Responses from experts in the domain of history served as an initial attempt to validate the instrument. Keywords: epistemic cognition, epistemic beliefs, historical thinking A Measure of Epistemic Cognition 3 In one of his ficciones, Jorge Luis Borges reports a legend about an imaginary world, the region of Tlön. According to the people living in this region, “the world is not a concurrence of objects in space, but a heterogeneous series of independent acts” (Borges, 1962, p. 23). Since the universe for Borges’s Tlöners is conceived as a series of mental processes, psychology becomes the core of classical culture and language abounds in nouns, since they do not necessarily refer to an actual reality, but can be created at will by a writer. On Tlön, metaphysics is considered nothing more than “a branch of fantastic literature,” seeking amazement and not truth, and not even an approximation of it (p. 25). Centuries of living according to this way of thinking have influenced Tlön’s reality. For example, it happens that forgotten things fade away and lost objects are duplicated. “Two people are looking for a pencil; the first one finds it and says nothing; the second finds a second pencil, no less real, but more in keeping with his expectations” (p. 29). Named hrönir, these secondary objects are of particular interest to archeologists, who finally succeeded in systematically producing them. By showing people employed in the excavation photographs of what was expected to be found, archeologists were able to have workers dig up the desired objects. Borges comments, “The methodical development of hrönir ...has been of enormous service to archaeologists. It has allowed them to question and even to modify the past, which nowadays is no less malleable or obedient than the future” (p. 30). Although the creation of hrönir by terrestrial archeologists would typically be thought of as nothing but forgery, the epistemic problem foreshadowed in Borges’s story is today at the core of much debate among historians and history educators. What is the nature of historical knowledge? And what is the role of historians in the generation of A Measure of Epistemic Cognition 4 such knowledge? Do historians simply act as couriers between the past and the present, or do they actually create the past through the act of narration, much as Borges archeologists do on Tlön, or are historians interpreters of the past and, if so, what does such interpretation entail? What is the nature of historical evidence? Is it a complex of traces from the past or a terrestrial hrönir generated by historians? Philosophers, historiographers, and historians have struggled with these questions and reached very different conclusions (e.g., Gadamer, 1975; Novick, 1988; Popper, 1968; White, 1973). Their works have challenged our thinking about epistemology and have been relevant to the framing of this study. Yet, the perspective pursued by this literature tends to be different from the one we adopt as educators and psychologists. In particular, our interest in epistemology springs from the hypothesis that epistemic cognition may affect the way in which teachers teach and students learn (Hofer & Pintrich, 2002). Therefore, our principal concern is with this teaching and learning and its outcome. Epistemic cognition has been defined as the cognitive process enabling individuals to consider the criteria, the limits, and the certainty of knowing (Kitchener, 1983). Thus, we wonder whether individual beliefs about the nature and justification of historical knowledge influence history teachers’ pedagogical choices and shape students learning experiences in their history classrooms. A review of the literature on the role of epistemic cognition in teaching and learning suggests a few venues to investigate these questions (Bain, 2000; Brickhouse, 1990; Hashweh, 1996; Kardash & Howell, 2000; Kardash & Scholes, 1996; Stanovich & West, 1997). In particular, qualitative research has provided rich descriptions of teachers’ A Measure of Epistemic Cognition 5 and students’ reasoning about knowledge and knowing, thus increasing researchers’ awareness of how epistemic cognition can manifest itself during the learning process (Elby, 2001; Hofer & Pintrich, 2002; VanSledright, 2002, Wineburg, 2001). The studies on expertise have also furthered the understanding of epistemic reasoning within specific domains, offering insights on the characteristics of experts’ thinking within particular disciplines (Alexander, 2003; Stevens, Wineburg, Rupert Herrenkohl, & Bell, 2005; Wineburg, 1991). At the same time, we need to acknowledge that researchers are still struggling with theoretical and methodological issues in the study of epistemology. Given their complexity, the operationalization of epistemological constructs has proven difficult, leaving many issues of validity and generalizability open to debate (Wood & Kardash, 2002). How can we further the study of epistemic cognition in the face of these theoretical and methodological hurdles? We believe that results from extant research provide an initial, articulated description of the characteristics of epistemic cognition in history. Although such descriptions mainly come from qualitative studies that may not be apt to generalize, the corroboration of the findings seems to support the emergence of a few consistent traits. For example, participants in such studies differed in the way they conceptualized the role of the historian and thus the relation between history and the past (Levstik, 2000; VanSledright, 1997). People also varied in their conception of the nature of a text. Hence, participants differed in the way they treated and drew conclusion from historical evidence (Lee & Ashby, 2000; Wineburg, 1991) and built understanding from conflicting sources (VanSledright, 2002). A Measure of Epistemic Cognition 6 A reflection on these findings also suggests the existence of important connections between historical thinking and the development of epistemic cognition, raising questions such as, what learning experiences foster them? In order to explore this question on a level that goes beyond a reflection on anecdotes, developing valid and reliable measures able to monitor individuals’ beliefs change becomes critical. We are aware that, in trying to model individuals’ epistemic beliefs, we are attempting to categorize commitments that people, for most part, may perceive as fuzzy and somewhat vague. Yet, as researchers, we believe that the exercise is worthwhile for several reasons. The first rationale is theoretical. By challenging ourselves to explicitly describe features of epistemic cognition in history, we foster the development and testing of hypotheses about the definition of this construct. In other words, we test whether our hypotheses about the existence of different theoretical stances are not only reflective of various philosophical perspectives but also compatible with data obtained by different groups of individuals. A second reason is methodological. Such an approach has the benefit of extending the investigation of epistemic cognition in history beyond individual cases and permits hypothesis testing. Thus, it allows us to learn from our errors and refine our views of how individuals reason epistemically. Far from being an instrument cut in stone, we conceive the measure presented in this study as a first, tentative step down this path. A third reason is pedagogical. Research suggests that the conception that people have about the nature and justification of historical knowledge influences their learning experience. In addition, while some epistemic stances favor the generation of historical knowledge and a rich understanding of the past, others tend to cripple the learning A Measure of Epistemic Cognition 7 process by fostering a climate of resignation in the face of learning history (Bain, 2000). Challenging students’ current epistemic stances in history class is not an easy undertaking, but the literature offers some pedagogical suggestions for how this work may be accomplished (VanSledright, 2002). For example, asking students to build narratives of past events on the basis of inconclusive evidence, may succeed in challenging the idea that history is a mere mirror of the past, a conception typical among novices. Overcoming such a conception opens the possibility of acknowledging that textbooks look at the past through particular lenses, lenses that sharpen some facets of the past while blurring others. Without such awareness, any call for the development of a critical attitude toward history rings hollow. In fact, if the history conveyed by the textbook (or by any other text, for that matter) is a mere reproduction of a past state of affairs, history becomes lifeless and dogmatic, and defies evaluation of it. When encountered by learners initially holding a conception of history isomorphic to the past, pedagogical strategies that openly challenge such view, such as asking students to reconstruct past events on the basis of conflicting primary sources, may spark a renewed interest in the study of the past, unveiling its investigative dimensions and its appealing character of mystery solving. However, the same pedagogical tools, when used with learners who are aware of the conflictual nature of historical accounts but have not yet developed viable criteria to grapple with this issue, may foster the unhealthy perception that any account is as good as another. Under these conditions, history can be reduced to a mere issue of personal opinions or becomes altogether impossible. A Measure of Epistemic Cognition 8 Therefore, being aware of learners’ epistemic stances becomes crucial to making pedagogical choices that facilitate students’ learning and the development of their ability to think historically. If instruction takes place over a relatively long period of time, teachers have many opportunities to understand the epistemic stances of their students and of tuning their pedagogical approach accordingly. However, when an educational intervention takes place during a short period of time and is directed at individuals not previously known to the teachers, developing measures able to perceive and monitor learners’ epistemic stances becomes very important. This situation is well exemplified by most professional development programs aiming at improving teachers’ on-going practice. However, even teachers approaching a new group of students may benefit from the initial information about their students’ epistemic stances supplied by such instruments, as a mean of providing them diagnostic feedback upon which make pedagogical decisions. Building a Theoretical Framework The purpose of this study was the development and testing of a measure of epistemic cognition in history, the Beliefs about Learning and Teaching in History Questionnaire (BLTHQ). The initial rationale underlying this work was the search for an instrument that could make it feasible to monitor changes in epistemic cognition across large samples, and thus to extend the research on the role of epistemic thinking in teaching and learning beyond case studies, as described in the foregoing. In this particular case, we were interested in observing potential changes in epistemic beliefs about history among a group of elementary teachers engaged in expanding their expertise in historical thinking. Other methodologies, such as in-depth interviews and think aloud protocols, A Measure of Epistemic Cognition 9 could have contributed to our understanding of these teachers’ epistemic reasoning, but they were judged to be too costly and time consuming given the number of participants (King & Kitchener, 1994; Kuhn & Weinstock, 2002; VanSledright, 2002; Wineburg, 1991; Yeager & Davis, 1996). Thus, the decision to build a paper-and-pencil measure designed to help solve this methodological problem. From a theoretical point of view, this project draws from three main frameworks used in the study of epistemic cognition (King & Kitchener, 2002; Kuhn & Weinstock, 2002; Schommer, 1990) and on the literature on the development of historical thinking (Lee, 2004; Stearns, Seixas, & Wineburg, 2000; Wineburg, 2001). In particular, the literature on epistemic cognition offers two models that afford rich descriptions of how people think when faced with problems that do not offer unique solutions, that is, a category of problems that resemble the kind of investigation that characterizes the work of historians. They are the Reflective Judgment Model (RJM), developed by King and Kitchener, and the Levels of Epistemological Understanding (LEU), developed by Kuhn and Weinstock. These models have been developed mainly from analysis of extensive interviews with individuals discussing problems whose solutions could not be reduced to the application of an algorithm (sometimes also referred to as “ill-structured” problems); the data have then been used to hypothesize and test trends of epistemic cognition development. Although similar in several respects, the RJM and the LEU look at epistemic cognition from different perspectives. In particular, the RJM focuses on the development of reflective thinking, building on Dewey’s (1933) definition of reflective thought as “active, persistent, and careful consideration of any belief or supposed form of A Measure of Epistemic Cognition 10 knowledge in the light of the grounds that support it and the further conclusion to which it tends” (p. 9). King and Kitchener found that individuals tend to move across three majors periods, each one characterized by two or three different stages. They named the periods pre-reflective, quasi-reflective, and reflective. On the other hand, Kuhn and Weinstock focused on how individuals changed their characterization of the relation between knowledge and the external reality. They found that individuals tended to move along four different levels, on a continuum that roughly parallel the RJM periods. They named those levels realist, absolutist, multiplist, and evaluativist. For the purposes of our study, it is important to highlight that both perspectives can contribute to characterizing different epistemic stances in history, since reflective thinking has a strong resemblance to the thinking process employed by historians in the evaluation of evidence and construction of historical arguments. On the other hand, the different relations between knowledge and the external reality described by the LEU offer an interesting framework to investigate how people conceptualize the relation between history and the past, and thus the role played by the historian in the generation of historical knowledge. Here we take a closer look at the descriptions of the stages identified by these models. The pre-reflective period is characterized by a lack of awareness that solutions to ill-structured problems are intrinsically uncertain. Individuals tend to express the belief that what a person observes is necessarily true. A perfect coincidence between concrete observation and knowledge follows. Analogously, at the realist level, individuals manifest the belief that “assertions are ‘copies’ of an external reality” (Kuhn & Weinstock, 2002, p. 124). Another aspect of pre-reflective thinking is the belief that it is A Measure of Epistemic Cognition 11 always possible to discriminate between “right” and “wrong” knowledge. “Good” authorities know the right answers. Similarly, at the absolutist level, individuals contemplate the possibility of false beliefs. Assertions remain “facts,” but they may be either correct or incorrect representations of reality. Whenever uncertainty cannot be overcome, knowledge is deemed impossible; thus, beliefs are defended as a matter of personal opinion. Such stance is still classified as pre-reflective by the RJM, but it would probably be considered a sign of movement toward the third level in the LEU. At the multiplist level (LEU), the role of the subject in the process of knowing becomes more vivid and the objective dimension of knowing recedes; assertions are conceived as “opinions, freely chosen by and accountable only to their owners” (Kuhn & Weinstock, 2002, p. 124). In the RJM, a similar subjective and contextual view of knowledge characterizes quasi-reflective reasoning, a period in which individuals realize that knowledge claims have an element of uncertainty, attributed sometimes to lack of evidence or methodological problems, and sometimes to the unavoidable filtering of evidence by an inquirer. Although in the RJM a reference to evidence remains, its very choice and the arguments produced are considered idiosyncratic. Finally, reflective reasoning characterizes the third period in the RJM and is typified by the search for the most reasonable and supportable judgment, given the available evidence. Individuals tend to express the belief that it is possible to be reasonably certain about one’s own knowledge claims, but at the same time open to reevaluation if new evidence or new methods become available. Similarly, at the evaluativist level of the LEU, the subjective and objective dimensions of knowing are reconciled, and assertions are conceived as judgments “that can be evaluated and A Measure of Epistemic Cognition 12 compared according to criteria of argument and evidence” (Kuhn & Weinstock, 2002, p.124). At this point, a brief clarification on how these models have aided the development of the BLTHQ may be useful. Both models hypothesize a developmental trajectory of epistemic cognition, casting it along a succession of progressive stages. In other words, most participants in these studies provided evidence of epistemic development along the paths summarized by the models, showing very few instances of “regression” or “skipping of stages.” Such movements along the developmental progression were mainly related to age and schooling experiences. Yet, when we nest the study of epistemic cognition within the specific domain of history, we find that the developmental trajectory suggested by extant research on historical thinking appears more complex. A few studies have shown that conceptions about the nature and justification of historical knowledge generally differed between historians and bright high-school students (Wineburg, 1991) or history teachers (Yeager & Davis, 1996). Yet, teachers were also found to differ among themselves, and expertise in the discipline taught was perceived as a variable affecting teachers’ conceptualization of the subject matter (Gudmundsdottir & Shulman, 1987). In addition, characterizing teachers’ expertise has not been easy, since many personal and contextual factors seem to affect teachers’ epistemic stances (Wineburg & Wilson, 1993). In Britain, research on students between 7 and 14 years of age, participating in a project explicitly addressing the development of historical thinking, found some evidence for a developmental path, even if far more complex than the stage-like progression suggested by study in domain-general epistemic cognition (Lee & Ashby, 2000). Overall, A Measure of Epistemic Cognition 13 older students tended to perceive the active role of historians in the generation of historical knowledge, while their younger counterparts tended to view historians more as strict reporters or simple compilers. Nevertheless, individual variability was relevant and students seemed to progress at various speeds on different second-order procedural understandings (i.e., on ideas about how history is written, including concepts such as evidence and causation.) Overall, these studies strongly suggested the important role of education in fostering students’ historical thinking. Such conclusion was also supported by a study with fifth graders in the United States (VanSledright, 2002). It seems reasonable to hypothesize that both age and education play a role in the development of historical thinking. Yet, the extant evidence suggests that while age may in some cases and for some concepts act as a constraint, education remains a necessary condition for a progression in historical thinking, supporting the insight that such reasoning is for the most part an “unnatural act” (Wineburg, 2001). In doing history, we are continuously challenged to navigate the space between the familiar and the foreign. So, while we try to encounter the past on its own terms, avoiding the framing by presentist categories, we cannot forget that the other terminus of this encounter is what we are. In other words, there is no history without the patient, interpretive, and contextualizing work of the historian, and there is no history if this work does not disclose the otherness of the past. If these are some characteristics of historical knowledge, the attitude that it requires does not blossom without effort and needs to be educated. A Measure of Epistemic Cognition 14 What are some of the characteristics of this kind of cognition and how does it develop? One way to address this question is trying to map how students’ ideas about second-order concepts (i.e., concepts related to the “doing” of history rather than to its outcome) like evidence, accounts, and causation shift across time. For example, based on empirical investigation, Lee and Shemilt (2003) identified six levels in a progression of pupils’ ideas about evidence. A comparison of this progression with the paths traced by domain-general models of epistemic cognition development reveals interesting similarities. At the first level in the Lee and Shemilt’s progression, students viewed evidence as granting direct access to the past; at the second level, students likened evidence to information, still equating history to the past as known by some authority. Failing to recognize any difference between history and the past, students seemed to believe that history simply reflects the past, as the calm surface of a beautiful mountain lake would reflect the surrounding peaks. We termed the epistemic stance underlying this view the Copier stance, to emphasize that the historian was perceived as a transparent (and thus faithful) conduit of the past. Such stance parallels the one characterizing prereflective thinking in the RJM and the realist or absolutist level in the LEU. Students at the third and fourth level in Lee and Shemilt’s (2003) progression became aware that most of the traces of the past were in the form of human witnesses. As such, the coincidence between the past “as it was” and our access to it fails, as it would happen to the mirror-like reflections on the lake’s surface once agitated by the wind. At these levels, students tended to struggle with the truthfulness of the accounts and tried to paint a vision of the past by putting together the best (most convincing) pieces of testimonies from different witnesses. We named the epistemic stance underlying this idea A Measure of Epistemic Cognition 15 of evidence the Borrower stance, to highlight that individuals tend to “borrow” their story from accounts or pieces of accounts on the basis of instinctive preferences or casual selections. It is important to note that students at these levels were not yet fully aware of the disciplinary tools used by historians to “transform” primary sources into evidence. In Wineburg’s (2001) terms, they were still engaging the accounts more as jurors than as persecuting attorneys. The locus of authority still remained in the texts, and students looked for the “best” story to borrow to make it their own. Thus, it is not surprising that they found instances of conflicting evidence very troublesome, much as a sailor finds a wind-whipped lake difficult to navigate. Whenever faced by biased witnesses and lack of accurate reports, students tended to find attractive the idea that history was an impossible undertaking or just a matter of opinion; a stance that resembles the one described as quasi-reflective thinking in the RJM or multiplist in the LEU. The fifth and sixth level of the progression model developed by Lee and Shemilt (2003) describe students’ increasing awareness of the presence of the historical investigator who can ask questions that sources of evidence were not specifically designed to answer. For example, by considering sources’ perspectives and corroborating evidence across different sources, the investigator is able to overcome the problem of bias in testimony. Now the investigation of the past becomes possible again. The addition of reasoning about the past within its historical context makes such approach even more powerful. We named this epistemic stance the Criterialist stance, to underline the ability of historical thinkers to use the disciplinary tools and criteria for historical inquiry and to focus on a multiplicity of particulars without losing the capacity to perceive a broader A Measure of Epistemic Cognition 16 view. Parallels with the stances characterizing reflecting thinking and the evaluativist level in Kuhn’s model are evident. In summary, the results of research on domain-general epistemic cognition and research on historical thinking have some interesting areas of overlap, schematically represented in Figure 1. Yet, differences remain. In particular, given the research available so far, a hypothesis of a stage-like progression in historical thinking remains problematic. As a result, we chose to focus our research on the individuation of different epistemic stances in history, leaving to future research the investigation of marked developmental trends. Using the Theoretical Framework to Build a Measure of Epistemic Cognition in History The choice of building inventories of statements targeting various aspects of epistemic cognition in history was grounded on a third framework used in the study of epistemic beliefs: quantitative research carried out with the aid of questionnaires (Jenhg, Johnson, & Anderson, 1993; Paulsen & Wells, 1998; Schommer, 1990; Windschitl & Andre, 1998). Research on the development of paper-and-pencil measures of epistemic beliefs has encountered several problems of validity and reliability (Wood & Kardash, 2002). However, the use of this methodology has allowed researchers to conceptualize epistemic beliefs as a multidimensional construct. Given the multiple dimensions of historical thinking identified by extant research, we found this feature particularly appropriate to the purposes of this study. The characterizations of the different periods (RJM) and levels (LEU) offered by King and Kitchener’s and Kuhn and Weinstock’s models provide a useful framework to A Measure of Epistemic Cognition 17 hypothesize what may be the salient features of different epistemic stances in history. We used the descriptions offered by these models as hints of how different epistemic stances may look. Then, we turned to the research on historical thinking and asked ourselves what kind of beliefs about the learning and teaching of history might be compatible with the beliefs characterizing each stance. In particular, we examined characteristics of historical thinking across different levels of expertise, paying particular attention to the progression in the second order knowledge concept of evidence (Lee & Shemilt, 2003), because the concept of evidence is a pivotal idea in epistemic cognition in history. For example, one of the characteristics of pre-reflective thinking, and of the realist and absolutist levels in the LEU model, is a view of knowledge directly obtainable. In history, such view is very similar to what we called the Copier stance. In the BLTHQ, and because our sample was to involve history teachers, a corresponding item we created was “In history there is really nothing to understand: the facts speak for themselves.” It was our hypothesis that teachers agreeing with this statement identified history with the past, failing to acknowledge that most remnants of the past are in the form of human witnesses and that facts tend to speak through the mouth of historical investigators. Simplistically conceived as “what it was,” history does not need to develop any particular criteria to deal with evidence. It suffices that the investigator observes and faithfully copies the past. Thus, the set of items we created to exemplify views of learning history aligned with the Copier stance paints an authorless view of history. Other examples include, “To learn history means mainly to study many facts about the past and commit them to memory,” and “In learning history, summarizing is more important than comparing.” A Measure of Epistemic Cognition 18 Similarly, an item constructed to mirror quasi-reflective reasoning (multiplist level, in the LEU model) with its uncertainty and idiosyncrasy is: “Since there is no way to know what really happened in the past, students can believe whatever story they choose.” Our hypothesis was that teachers in our sample agreeing with this statement were aware that the past becomes visible to us mainly through the voices of witnesses. Evidence was thus conceived as testimony. Yet, they still lacked those disciplinary tools and criteria that allow investigators to deal with issues of bias and perspective. Faced by a plurality of testimonies, teachers adopting what we called a Borrower stance try to discriminate between “correct” and “incorrect” residuals of the past and use them to build a description of it. In doing so, they may consider instances such as bias, position of the witness in respect to the event under consideration, and distance in time, showing some nascent development of criteria indicative of the expertise of the skilled investigator. However, still unable to transform sources into evidence by asking questions that the sources were not directly created to answer, whenever the attempt at discrimination between “good” and “bad” witnesses fail, teachers, we hypothesized, tend to withdraw to the belief that history is fundamentally subjective and the past is made by whomever writes it. Further examples of items designed to describe a view of history in line with this Borrower stance are “Good students know that history is basically a matter of opinion,” and “History should be taught like a story: some things are true, but others are just a matter of personal opinion.” In the BLTHQ, reflective thinking (evaluativist level, in the LEU model) is tapped by items such as: “It is fundamental that students are taught to support their reasoning with evidence and ask that history textbook authors do so also,” and “Comparing sources A Measure of Epistemic Cognition 19 and looking for author subtext are essential components of the process of learning history.” We hypothesized that teachers agreeing with these statements had adopted a Criterialist stance, and were thus aware that history results from a process of inquiry, in which the questions asked by investigators inform the analysis of the sources. It is from this interaction between the investigator’s initial hypotheses and the archive of sources that historical arguments are generated. It is interesting to note that viewing the investigator as a questioner is necessary to consider issues of reliability of sources, since the reliability of a source can be discussed only in relation to the question asked of it. From the point of view of learning and teaching history, this view favors a focus on the use of criteria for formulating arguments based on evidence. Finally, we created inventories of statements that aimed at reflecting and exemplifying how these stances may inform history learning and teaching, given that our sample was teachers. We hypothesized that the beliefs that such teachers entertained about the learning and teaching of history were an acceptable proxy for their epistemic beliefs about history. We also hypothesized that such phrasing might be more familiar to the participants in our study. We based this choice on the relation between epistemic beliefs and pedagogical strategies frequently discussed in the literature (Brickhouse, 1990; Hashweh, 1996; Lipson, Mosenthal, Daniels, & Woodside-Jiron, 2000; Zohar, Degani, & Vaaknin, 2001). What follows is a description of how we tested the validity and reliability of the BLTHQ. However, at this early stage of our research, we are equally interested in exploring the compatibility of the theoretical framework with empirical data since it has been our experience that the work at clarifying and articulating our conceptualization of A Measure of Epistemic Cognition 20 epistemic cognition in history and the effort of developing a measure that targets it foster each other. Thus, in considering the results, we discuss what we may learn in respect to both these goals. Method Participants There were two groups of participants in this study: elementary teachers and history college professors. The first group, comprising 75 fourth- and fifth-grade teachers, provided the possibility to explore and test a factor structure underlying the BLTHQ. The second group, composed of five college history professors, allowed a preliminary inspection of its validity, assessing whether the scores produced by our measure were compatible with positions, arguments, and justifications offered by established experts. The elementary teachers belonged to a large school district in the mid-Atlantic region of the United States and participated in a year-long professional development program, consisting in an intensive eight-day summer course followed by several after-school meetings scheduled throughout the school year. Their teaching experience varied from less than 1 year to 33 years. The history professors were teaching at a large mid-Atlantic University and their areas of expertise varied from history of science to ancient and medieval history to British history. Measure The measure tested was the BLTHQ. Respondents were asked to express their position on 21 statements regarding the learning and teaching of history by means of a 6point Likert scale ranging from 1 (strongly disagree) to 6 (strongly agree). The items aim at exemplifying the three epistemic positions we described in the introductory section as A Measure of Epistemic Cognition 21 the Copier stance, the Borrower stance, and the Criterialist stance. In addition, interpreted within the parameters of the LEU, the statements reflect different conceptions about the relation between history and the past (e.g., historical assertions can be viewed as direct copies of the past, as facts, as opinions, or as judgments). Interpreted within the RJM framework, the items represent presumptions of statements that would be scored as indicators of beliefs typical of a pre-reflective, quasireflective, or reflective thinking. Finally, each statement could also be seen as indicative of different conceptualizations of historical evidence as described by the progression model developed by Lee and Shemilt (2003). Tables 1 and 2 contain the complete list of the items. Procedure The BLTHQ was administered to the fourth- and fifth-grade teachers as part of a cluster of measures assessing substantive and strategic knowledge of history, called the Historical Knowledge and Teaching Assessment Battery, or HKTAB (VanSledright, et al., 2004). The first administration occurred during a preliminary meeting, two months prior to a summer institute that served as a professional development experience. Participants responded to it a second time 4 months later, which was 2 months after the conclusion of the summer institute, and a third time at the end of the ensuing school year, which was 9 months after the summer institute. In the case of the history professors, the BLTHQ was administered only once. Results Preliminary Analyses Questionnaires collected from the fourth- and fifth-grade teachers prior to and 2 A Measure of Epistemic Cognition 22 months after the summer institute were analyzed first. Preliminary analyses and discussion of the shifts in epistemic thinking observed in teachers participating in the professional development program were reported in detail previously (authors, 2004). We briefly revisit some of these results here, to chart our approach at model building and hypotheses testing. In order to explore the pattern of correlations among teachers’ responses, we performed exploratory factor analyses (principal components analyses with Varimax rotation) separately, on both sets of data. Analysis of the scree-plot suggested the extraction of two principal components, an occurrence that we initially found puzzling. However, a closer inspection of the loadings revealed that items designed to reflect the Copier and the Criterialist stance loaded together, but with opposite signs, on the first factor, while items mirroring the Borrower stance loaded on the second factor. The loadings in the Rotated Component Matrix are reported in Table 1 for the pre-intervention and Table 2 for the post-intervention. Even when the value of specific item loadings changed from pre- to post-intervention, their sign and overall structure did not. We further explored the correlation between the two factors by performing a twofactor principal component analysis with Oblimin rotation. This analysis yielded the same two-factor structure and a correlation of .04 between the factors, strongly supporting their orthogonality. The percentage of the total variance explained by the two factors remained low (28.9 for the first set of questionnaires and 32.71 for the second set.) However, after reverse coding items with negative loadings and dropping one item from both sets whose loading was smaller than .30, for Factor 1, the reliability of the scale measured by A Measure of Epistemic Cognition 23 Cronbach alpha was .72 for both sets of data. The reliability of the scale for Factor 2 was .63 for the first set and .70 for the second set. We interpreted the overall stability of the loading structure together with the orthogonality of the two principal components and the acceptable reliability of the scales as indications that the epistemic stances we had hypothesized from the literature were compatible with teachers’ ideas about learning and teaching history. The next step consisted in the development of a structural equation model to be tested on data collected at the very end of the professional development experience, when the BLTHQ was administered for the third and final time for this group of teachers. Testing the Model Based on the results of the exploratory factor analyses, 12 items from the BLTHQ were used to build a structural equation model describing the relations between the items and the two factors that emerged in the exploratory analyses. The selection of the items followed two main criteria. First, we looked for items that clearly loaded on only one of the two factors; second, we retained those items with loadings that remained reasonably high across both administrations. Table 3 reports the list of the items entering the model as function of the two factors. The model hypothesized that Factor 1 was directly related to items expressing a Criterialist stance and inversely related to items reflecting a Copier stance. As participants, on average, tended to agree with “criterialist” statements and to disagree with “copier” statements, we interpreted Factor 1 as reflecting a Criterialist stance. It also hypothesized that Factor 2 was directly related to items mirroring a Borrower stance. Even if the theoretical framework derived from the literature differentiates among A Measure of Epistemic Cognition 24 three main epistemic stances, we chose to test the two-factor model emerging from the exploratory analyses because we find it compatible with that literature. Viewing history as a process of inquiry (Criterialist stance) is in fact theoretically incompatible with the isomorphic conception of history as the past (Copier stance), an occurrence reflected in the model by the opposite relation of statements mirroring these two stances and Factor 1. In addition, given the low ratio between number of participants in the study and number of items comprising the questionnaire, it is also possible that the loading with opposite signs on the same factor of “criterialist” and “copier” items was a mere statistical artifact. Only replication of the study can properly address this issue. We continue to explore this concern. Confirmatory factor analyses were first run on the same data previously used for exploratory purposes in order to test the viability of the model. The results confirmed a good fit of the model for both pre- and post-administration (CFI=.947, 1.00; SRMR=.096, .071; RMSEA=0.039; 0.000, Χ2 > .05, based on 54 df.) The model was then tested on new data collected during the third administration of the questionnaires. Since some of the teacher participants dropped out throughout the school year, the number in the sample decreased to 58. Again, the results confirmed a good fit of the model (CFI=.96; SRMR=.10; RMSEA=.045. Χ2 > .05).The reliability of the 12-item BLTHQ at the three administrations measured by Cronbach alpha was, respectively, .61, .76, and .71 for Factor 1 and .51, .60, and .62 for Factor 2. We interpreted the results of the confirmatory factor analysis as supportive of the compatibility of the BLTHQ with the theoretical framework and, thus, as an initial indication of its validity. At the same time, the low number of items comprising the A Measure of Epistemic Cognition 25 questionnaire and the relatively low reliability of the scale derived for Factor 2 indicate that the BLTHQ was still a rough measure of epistemic cognition in history and further work needed to be done to increase its ability to reliably measure people’s epistemic stances. Working at Validation A further attempt at the validation of the BLTHQ was carried out via examining the responses given to the questionnaire by history college professors. On the basis of previous research on expert thinking in history (Wineburg, 1991), we expected the historians to take a Criterialist epistemic stance. Therefore, we hypothesized that, if the BLTHQ was to validly detect this stance, historians would score high on Factor 1, and low on Factor 2. Table 4 and Table 5 show the scores of historians on the items comprising Factor 1 and Factor 2, respectively. With reference to Factor 1, it is important to note that items reflecting a Copier stance (corresponding to variable 5, 6, and 7) were reverse coded in order to be added together with items reflecting a Criterialist stance. The small number of expert participants did not call for application of confirmatory factor analysis. The pattern in the data was nevertheless clearly discernible by direct inspection of the raw scores. In general, historians consistently agreed with items positively correlated to Factor 1, but disagreed with items negatively correlated to Factor 1 and positively correlated to Factor 2. Even if the small sample does not allow for considering these data as representative of the disciplinary community at large, the similarity of the responses across the five participants in this group was, in our view, significant. In other words, A Measure of Epistemic Cognition 26 historians acknowledged the need for criteria in the interpretation of the past, but rejected a view of history that equated interpretation with subjective opinion. Table 6 illustrates this last point, contrasting the total scores for Factor 1 and Factor 2 for the five historians. Even if there is some variability across the five participants, the total score for Factor 1 consistently falls in the area of agreement, while the total score for Factor 2 falls consistently in the area of disagreement. At this point, we are interpreting these results as supporting the validity of the BLTHQ. Discussion and Conclusion In wrapping together the results of the study, we revisit the questions that prompted it in the first place. What did we learn in terms of theory, methodology, and pedagogy? Limitations The first lesson we draw from this work regards the difficulties of detecting the full range of people’s ideas about the nature and justification of historical knowledge. Even if results of the confirmatory factor analysis generally supported the theoretical framework, other occurrences were sobering. The variance captured by the BLTHQ that we were able to interpret was quite low, reminding us that there is still much to be known about people’s epistemologies and their interaction with other ideas and beliefs that individuals entertain. In other words, our framework enabled us to interpret only partially why individuals responded to the statements the way they did. Exploring relations between epistemic cognition and other constructs will probably be necessary to further our understanding of how people think at the epistemic level. A Measure of Epistemic Cognition 27 A particular feature of the BLTHQ may have conspired to lower the variance we were able to interpret. In order to render epistemic thinking more familiar to the participants, we chose to “translate” epistemic stances into “pedagogical” stances theoretically consistent with such epistemologies. In other words, the statements in the BLTHQ were worded in terms of learning and teaching history more than in terms of nature and justification of historical knowledge. Since most teachers fully completed the questionnaires, this occurrence probably facilitated their responses. On the other hand, it is also possible that this wording solicited responses based on common pedagogical practices which may be more susceptible to social desirability. Given the context of the study, it was not possible to investigate participants’ thinking further. Finally, the reliability of the scale, especially for Factor 2, needs to be improved. Increasing the number of items and especially adding new statements directly targeting beliefs about the nature and justification of historical knowledge may be ways of improving reliability while exploring the relation between epistemic stances and their pedagogical implications. Question Marks The first adjective that comes to mind to describe the questions suggested by the study is “many.” In this section we focus on two issues that seem particularly pressing. The results of the study show that the scale tends to work well with experts, but it becomes less reliable when used with elementary teachers. Is this occurrence a consequence of the poverty and “roughness” of the instrument or does it happen because epistemic stances are much more “fuzzy” and inconsistent in novices than our theoretical A Measure of Epistemic Cognition 28 framework implies? Suggestions for future research depend on how we answer such question. If the problem is mainly located in the instrument, then research should focus on developing and refining measures. However, if a certain degree of epistemic awareness is necessary to enable people to verbalize their ideas about epistemic issues, then it may be that epistemic stances can be assessed only indirectly, by studying how people perform on purposefully designed tasks. Future research may try to triangulate findings, comparing results obtained through direct surveys such as questionnaires and results of indirect measures aiming at capturing epistemic thinking “in action.” The second question regards the development of historical cognition. Do the stances we identified describe different people’s attitudes, or can they be used as descriptors of individual developmental paths? In particular, does the journey toward expertise imply, at a certain point, the adoption of what we called a Borrower stance? Researchers have noted, and not without some uneasiness, that a few students, once challenged in their view of history as copy of the past, easily sympathized with a generalized, helpless relativism (Bain, 2000; VanSledright, 2002). Is this a necessary “rite of passage,” a pedagogical risk that we need to take in order to disclose for students the opportunities of more mature and critical thinking, or is it an artifact of teaching strategies that could be influenced by apt sequencing of learning experiences? How rigid or flexible are epistemic stances? How pervasive in people’s way of learning and teaching? What factors are more influential in fostering change? Venues for further research abound. Contributions A Measure of Epistemic Cognition 29 This study on the development and testing of a measure of epistemic cognition in history encouraged us to work at the intersection of three different research lines, respectively concerning the development of epistemic cognition, the development of historical thinking, and the study of various components of epistemic beliefs. By combining elements typical of the domain-general approach to the study of epistemic cognition with understandings afforded by studies delving into the specificity of the history domain, it allowed us to benefit of the knowledge generated by these various perspectives. In this last section, we summarize a few insights that we believe were favored by this approach. At a theoretical level, casting the investigation of epistemic cognition within the history domain helped us to overcome the dichotomy between “naive” and “sophisticated” epistemic beliefs that tend to characterize most of the domain-general research currently exploring the structure of these beliefs and their influence on learning (Schommer, 2002; Schraw, Bendixen, & Dunkle, 2002). In particular, the literature on the development of historical thinking suggested tapping into beliefs about the justification of historical knowledge claims, echoing a similar hint emerged from the developmental work of Perry (1970), King and Kitchener (2002), and Kuhn and Weinstock (2002). This approach allowed us to discriminate between beliefs reflecting an overall relativistic stance, and beliefs reflecting the acquisition of criteria that enable people to build knowledge even under conditions of uncertainty, a distinction that is blurred when epistemic sophistication is measured mainly along the dimensions of certainty and simplicity of knowledge. A Measure of Epistemic Cognition 30 We think that (re)defining the characteristics of epistemic sophistication monitored by the measures we use has important pedagogical implications, since it deeply influences what kind of educational outcomes are pursued and how such outcomes are evaluated. For example, if belief in the uncertain nature of knowledge is considered as an index of epistemic sophistication per se, then both a Borrower stance and a Criterialist stance should be interpreted as “sophisticated” epistemic positions. Thus, pedagogical interventions fostering either of these stances should be equally favored. However, empirical evidence shows that students who are made aware of the uncertain nature of knowledge without developing criteria to draw at least provisional conclusions from the evidence available tend to develop an “everything goes” kind of attitude, a stance that does not foster engagement with the reality investigated by the subject matter. On the other hand, a position that acknowledges the limits of knowledge and teaches how to cope effectively with uncertainty fosters a different attitude, since it empowers students to engage in inquiry, to interact deeply with the material at hand, and overall to participate more fully in the domain discourse (Bain, 2000; VanSledright, 2002). Our study corroborates these insights, since the initial evidence generated by historians shows that experts well discriminate between these two stances, tending to agree with statements acknowledging the interpretive, albeit disciplined, character of history, but rejecting statements that equate history to mere opinion. Charting the development of epistemic cognition in history may provide teachers with a powerful key for deepening their understanding of students’ perspectives and guide their planning of pedagogical steps able to foster students’ further development and learning. The A Measure of Epistemic Cognition 31 compatibility of the theoretical framework used to develop and test the BLTHQ with the data collected in this study lends support to the viability of such an approach. We also found that the method we followed to develop and test the BLTHQ was fruitful. It forced us to sharpen our theoretical framework which, in turn, allowed us to interpret the results of the study and to identify limitations, new questions, and venues for future research. In addition, favoring the development and systematic testing of a measure of epistemic cognition in history, this method offers a path to refine assessments that may aid teachers in monitoring student epistemic development in history. We believe that availability of such measures may be particularly important in the context of professional development programs of history teachers, where teachers are the learners and instructors rarely have any previous knowledge of the participants. In this case, even a rough understanding of teachers’ current epistemic stances may aid the choice among different pedagogical options. For example, it is possible that teachers currently adopting a Copier stance will first need to face historical questions that cannot be answered based on the available evidence in order to challenge a view of history as coinciding with the past. In other words, it may be first necessary to realize that the past does not tell its own story to understand the usefulness of gaining interpretive tools to investigate it and thus to appreciate what professional development programs may try to offer. However, if the instructional experience would stop at this first realization or if teachers were already inclined toward adopting a Borrower stance, the result would probably be fostering or reinforcing the idea that history is just a matter of opinion. In this case, pedagogical strategies that expose teachers to ways in which historians evaluate sources, by A Measure of Epistemic Cognition 32 considering the accounts in relation to the question investigated and to the context in which they were generated, may better foster epistemic development. A similar argument can be made also with reference to pre-service teachers, since we are convinced that one can teach only what one knows. If this is true when talking about factual information and concepts that form the substantive knowledge of history (Lee, 2005), it is even more so when at stake is the very way of reasoning and generating knowledge within a discipline. In other words, if students have to profit from traversing the thin ice of historical interpretation (VanSledright, 2002), then teachers need to be able to negotiate the crossing first. Only in this way, will they in turn be sensitive to student epistemic stances and be able to make pedagogical choices fostering their development. Finally, as educators and citizens of the 21st century we cannot avoid thinking with uneasiness to the Orwellian world described by Borges, a world in which history is based on fabricated hrönir and not on traces of the past read as evidence; a world in which the past, and thus the future, becomes “malleable” and “obedient.” For this reason, we believe that being able to evaluate claims critically and formulate arguments based on evidence is fundamental to understand the world in which we live and to participate to its life. For the same reason, we think that developing epistemic cognition is a significant educational goal. In fact, fostering what we called a Criterialist stance goes hand in hand with promoting that “unnatural act” that is historical thinking and with helping students to deal with the uneasiness of navigating the space between the familiar and the foreign, between our way of looking at the world and others’ ways of looking at the world (Lowenthal, 2000.) Thus, learning history can become a privileged place to encounter the “otherness” A Measure of Epistemic Cognition 33 of the past and perhaps also the “otherness” that sits at the desk next to us. At the same time, it can provide the opportunity of discovering new facets of the human experience and thus deepening the knowledge of ourselves. Borrowing the hrönir that best suits our expectations may seem the most comfortable way to deal with the uncertainties of the past (and of the present) since it still leaves it to us to determine the outcome of our search, but learning to welcome the unexpected is much more attractive. 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A Measure of Epistemic Cognition 39 Table 1 Two-Factor Solution for the BLTHQ at Pre-Intervention _____________________________________________________________________________ Item Factor ___________ 1 2_ Students who are good at memorization learn history quickly. .247 .0014 Corroborating evidence and identifying sources are important learning strategies in history, but only after mastering the basic facts. .472 .020 In history there is really nothing to understand; the facts speak for themselves. .633 .223 Knowledge of the historical method is fundamental for historians and students alike. -.291 -.259 Students who know their textbook well will be good at history. -.013 .080 To learn history means mainly to study many facts about the past and commit them to memory. .576 .030 Teachers need to avoid giving students conflicting sources, since it makes historical investigation impossible. .718 -.043 In learning history, summarizing is more important than comparing. .543 -.043 Teachers should not question students’ historical opinions, only check that they know the facts. .518 -.158 Good general reading and comprehension skills are enough to learn history well. .360 -.044 Comparing sources and looking for author subtext are essential components of the process of learning history. -.712 .060 Students need to be taught to deal with conflicting evidence. -.450 -.054 It is fundamental that students are taught to support their reasoning with evidence and ask that history textbook authors do so also. -.553 -.099 Students who read many history books learn that the past is what the historian makes it to be. -.347 .545 Good students know that history is basically a matter of opinion. .164 .657 Students need to be aware that history is essentially a matter of interpretation. -.219 .576 History should be taught like a story: Some things are true, but some others are just a matter of personal opinion. -.054 .571 In reading a history book, it is more important to pay attention to the perspective of the historian than to his/her reasoning on the evidence discussed. -.180 .587 Since there is no way to know what really happened in the past, students can believe whatever story they choose. .276 .595 Teaching that one historical interpretation is better than another is usually inappropriate. .175 .305 Teachers need to make all historical interpretations available and let the students construct their own understanding of them. .080 .230 ______________________________________________________________________________ A Measure of Epistemic Cognition 40 Table 2 Two-Factor Solution for the BLTHQ at Post-Intervention _____________________________________________________________________________ Item Factor ___________ 1 2 __ Students who are good at memorization learn history quickly. .460 .098 Corroborating evidence and identifying sources are important learning strategies in history, but only after mastering the basic facts. .371 .308 In history there is really nothing to understand; the facts speak for themselves. .329 .210 Knowledge of the historical method is fundamental for historians and students alike. -.692 .183 Students who know their textbook well will be good at history. .359 .193 To learn history means mainly to study many facts about the past and commit them to memory. .465 .230 Teachers need to avoid giving students conflicting sources, since it makes historical investigation impossible. .324 .247 In learning history, summarizing is more important than comparing. .529 -.081 Teachers should not question students’ historical opinions, only check that they know the facts. .776 -.166 Good general reading and comprehension skills are enough to learn history well. .387 -.070 Comparing sources and looking for author subtext are essential components of the process of learning history. -.704 .147 Students need to be taught to deal with conflicting evidence. -.550 .036 It is fundamental that students are taught to support their reasoning with evidence and ask that history textbook authors do so also. -.683 .067 Students who read many history books learn that the past is what the historian makes it to be. -.068 .630 Good students know that history is basically a matter of opinion. .074 .638 Students need to be aware that history is essentially a matter of interpretation. .039 .689 History should be taught like a story: Some things are true, but some others are just a matter of personal opinion. -.340 .692 In reading a history book, it is more important to pay attention to the perspective of the historian than to his/her reasoning on the evidence discussed. -.174 .575 Since there is no way to know what really happened in the past, students can believe whatever story they choose. .058 .616 Teaching that one historical interpretation is better than another is usually inappropriate. .043 .346 Teachers need to make all historical interpretations available and let the students construct their own understanding of them. -.286 .262 ______________________________________________________________________________ A Measure of Epistemic Cognition 41 Table 3 Items Entering the Structural equation model _____________________________________________________________________________ Item Loadings ________________ 1st Adm. 2 nd Adm. Factor 1 1) Knowledge of the historical method is fundamental for historians and students alike. 2) Comparing sources and looking for author subtext are essential components of the process of learning history. 3) Students need to be taught to deal with conflicting evidence. 4) It is fundamental that students are taught to support their reasoning with evidence and ask that history textbook authors do so also. 5) In learning history, summarizing is more important than comparing (reverse coded) 6) Teachers should not question students’ historical opinions, only check that they know the facts. (reverse coded) 7) Good general reading and comprehension skills are enough to learn history well. (reverse coded) .291 .692 .712 .450 .704 .550 .553 .683 .543 .529 .518 .776 .360 .387 Factor 2 8) Students who read many history books learn that the past is what the historian makes it to be. .545 .630 9) Good students know that history is basically a matter of opinion. .657 .638 10) Students need to be aware that history is essentially a matter of interpretation. .576 .689 11) Since there is no way to know what really happened in the past, students can believe whatever story they choose. .595 .616 12) Teaching that one historical interpretation is better than another is usually inappropriate. .305 .346 ______________________________________________________________________________ A Measure of Epistemic Cognition Table 4 Experts’ scores on Factor 1 ______________________________________________________________ Expert # Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Total ______________________________________________________________ #1 6 6 6 6 5 6 4 39 #2 5 5 6 6 5 5 3 35 #3 6 6 6 6 5 4 4 37 #4 5 6 6 6 6 6 5 40 #5 5 5 6 5 5 5 5 36 ______________________________________________________________ 42 A Measure of Epistemic Cognition Table 5 Experts’ scores on Factor 2 ___________________________________________________ Expert # Item 8 Item 9 Item 10 Item 11 Item 12 Total ___________________________________________________ #1 2 3 1 4 2 12 #2 3 4 1 3 2 13 #3 2 2 1 3 2 10 #4 3 4 1 4 1 13 #5 2 2 1 2 2 9 ___________________________________________________ 43 A Measure of Epistemic Cognition Table 6 Comparison Experts’ Total Scores on Factor 1 and Factor 2 __________________________________________________ Expert # Total F1 Total F2 Total F1 (raw score) (raw score) (weighted score)* ___________________________________________________ #1 39 12 27.8 #2 35 13 25.0 #3 37 10 26.4 #4 40 13 28.5 #5 36 9 25.7 ___________________________________________________ * Weighted scores = Total F1 (raw score) * 5/7 ** Interval of Agreement (F2 and weighted F1) = (20 , 30) *** Interval of Disagreement (F2 and weighted F1) = (5 , 15) 44 A Measure of Epistemic Cognition Figure 1 Relations among Theoretical Models King & Kitchener (RJM) Kuhn & Weinstock (LEU) Realist level Pre-reflective period Absolutist level Lee & Shemilt Pictures of the past Reflective period Multiplist level Evaluativist level Copier stance Information Testimony Quasi-reflective period Maggioni, VanSledright & Alexander Borrower stance Scissor and Paste Evidence in isolation Evidence in context Criterialist stance 45